66422 Federal Register / Vol. 79, No. 216 / Friday, November 7, 2014 / Notices 

1Notice of United States Postal Service of Filing 

a Functionally Equivalent Global Expedited 

Package Services 3 Negotiated Service Agreement 

and Application for Non-Public Treatment of 

Materials Filed Under Seal, October 31, 2014 

(Notice). 

SUMMARY: The Commission is noticing a 

recent Postal Service filing concerning 

an addition of Global Expedited Package 

Services 3 to the competitive product 

list. This notice informs the public of 

the filing, invites public comment, and 

takes other administrative steps. 

DATES: Comments are due: November 

10, 2014. 

ADDRESSES: Submit comments 

electronically via the Commission’s 

Filing Online system at http://

www.prc.gov. Those who cannot submit 

comments electronically should contact 

the person identified in the FOR FURTHER

INFORMATION CONTACT section by 

telephone for advice on filing 

alternatives. 

FOR FURTHER INFORMATION CONTACT: 

David A. Trissell, General Counsel, at 

202–789–6820. 

SUPPLEMENTARY INFORMATION: 

Table of Contents 

I. Introduction 

II. Notice of Commission Action 

III. Ordering Paragraphs 

I. Introduction 

On October 31, 2014, the Postal 

Service filed notice that it has entered 

into an additional Global Expedited 

Package Services 3 (GEPS 3) negotiated 

service agreement (Agreement).1

To support its Notice, the Postal 

Service filed a copy of the Agreement, 

a copy of the Governors’ Decision 

authorizing the product, a certification 

of compliance with 39 U.S.C. 3633(a), 

and an application for non-public 

treatment of certain materials. It also 

filed supporting financial workpapers. 

II. Notice of Commission Action 

The Commission establishes Docket 

No. CP2015–8 for consideration of 

matters raised by the Notice. 

The Commission invites comments on 

whether the Postal Service’s filing is 

consistent with 39 U.S.C. 3632, 3633, or 

3642, 39 CFR part 3015, and 39 CFR 

part 3020, subpart B. Comments are due 

no later than November 10, 2014. The 

public portions of the filing can be 

accessed via the Commission’s Web site 

(http://www.prc.gov). 

The Commission appoints James F. 

Callow to serve as Public Representative 

in this docket. 

III. Ordering Paragraphs 

It is ordered: 

1. The Commission establishes Docket 

No. CP2015–8 for consideration of the 

matters raised by the Postal Service’s 

Notice. 

2. Pursuant to 39 U.S.C. 505, James F. 

Callow is appointed to serve as an 

officer of the Commission to represent 

the interests of the general public in this 

proceeding (Public Representative). 

3. Comments are due no later than 

November 10, 2014. 

4. The Secretary shall arrange for 

publication of this order in the Federal 

Register. 

By the Commission. 

Shoshana M. Grove, 

Secretary. 

[FR Doc. 2014–26428 Filed 11–6–14; 8:45 am] 

BILLING CODE 7710–FW–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. IC–31321] 

Notice of Applications for 

Deregistration Under Section 8(f) of the 

Investment Company Act of 1940 

October 31, 2014. 

The following is a notice of 

applications for deregistration under 

section 8(f) of the Investment Company 

Act of 1940 for the month of October 

2014. A copy of each application may be 

obtained via the Commission’s Web site 

by searching for the file number, or for 

an applicant using the Company name 

box, at http://www.sec.gov/search/

search.htm or by calling (202) 551– 

8090. An order granting each 

application will be issued unless the 

SEC orders a hearing. Interested persons 

may request a hearing on any 

application by writing to the SEC’s 

Secretary at the address below and 

serving the relevant applicant with a 

copy of the request, personally or by 

mail. Hearing requests should be 

received by the SEC by 5:30 p.m. on 

November 21, 2014, and should be 

accompanied by proof of service on the 

applicant, in the form of an affidavit or, 

for lawyers, a certificate of service. 

Hearing requests should state the nature 

of the writer’s interest, the reason for the 

request, and the issues contested. 

Persons who wish to be notified of a 

hearing may request notification by 

writing to the Secretary, U.S. Securities 

and Exchange Commission, 100 F Street 

NE., Washington, DC 20549–1090. 

FOR FURTHER INFORMATION CONTACT: 

Diane L. Titus at (202) 551–6810, SEC, 

Division of Investment Management, 

Chief Counsel’s Office, 100 F Street NE., 

Washington, DC 20549–8010. 

Gottex Multi-Alternatives Fund—I [File No. 

811–22411] 

Gottex Multi-Alternatives Fund—II [File No. 

811–22414] 

Gottex Multi-Alternatives Master Fund [File 

No. 811–22416] 

Summary: Each applicant, a closedend investment company, seeks an 

order declaring that it has ceased to be 

an investment company. Applicants 

have never made public offering of their 

securities and do not propose to make 

a public offering or engage in business 

of any kind. 

Filing Date: The applications were 

filed on October 21, 2014. 

Applicants’ Address: 28 State St., 

40th Floor, Boston, MA 02109. 

Cohen & Steers Dividend Majors Fund, 

Inc. [File No. 811–21633] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

transferred its assets to Cohen & Steers 

Total Return Realty Fund, Inc., and on 

June 13, 2014, made a distribution to its 

shareholders based on net asset value. 

Expenses of $190,217 incurred in 

connection with the reorganization were 

paid by applicant. 

Filing Date: The application was filed 

on October 23, 2014. 

Applicant’s Address: 280 Park Ave., 

10th Floor, New York, NY 10017. 

Hansberger International Series [File 

No. 811–7729] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant’s final 

series, International Growth Fund, 

transferred its assets to a corresponding 

series of Madison Funds, and on July 

31, 2014, made a distribution to its 

shareholders based on net asset value. 

Expenses of $122,292 incurred in 

connection with the reorganization were 

paid by Hansberger Global Investors, 

Inc., applicant’s investment adviser, and 

Madison Asset Management, LLC, the 

acquiring fund’s investment adviser. 

Filing Dates: The application was 

filed on September 23, 2014, and 

amended on October 17, 2014. 

Applicant’s Address: 399 Boylston 

St., Boston, MA 02116. 

FMI Common Stock Fund, Inc. [File No. 

811–3235] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

transferred its assets to FMI Funds, Inc., 

and on January 31, 2014, made 

distributions to its shareholders based 

on net asset value. Expenses of $40,000 

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Federal Register / Vol. 79, No. 216 / Friday, November 7, 2014 / Notices 66423 

1 15 U.S.C. 78k–1. 

2 17 CFR 242.608. 

3 15 U.S.C. 78k–1(a)(3)(B). 

4See Securities Exchange Act Release No. 72460, 

79 FR 36840 (June 30, 2014). 

5See Letter from Brendon J. Weiss, Vice 

President, Intercontinental Exchange, Inc., to 

Secretary, Commission, dated August 25, 2014 

(‘‘Transmittal Letter’’). 

6Participants operating trading centers will be 

required, pursuant to the Plan, to ensure that Pilot 

Securities in the Test Groups are quoted and traded 

in permitted increments. As applicable, members of 

Participants will be required, pursuant to rules of 

self-regulatory organizations, to ensure that Pilot 

Securities in the Test Groups are quoted and traded 

in permitted increments. 

7NMS common stock is defined in the Plan as 

NMS stock that is common stock of an operating 

company. 

incurred in connection with the 

reorganization were paid by Fiduciary 

Management, Inc., investment adviser to 

both applicant and the acquiring fund. 

Filing Date: The application was filed 

on September 30, 2014. 

Applicant’s Address: 100 East 

Wisconsin Ave., Suite 2200, Milwaukee, 

WS 53202. 

Inflation-Linked Securities Portfolio 

[File No. 811–22385] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On July 7, 2013, 

applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Applicant incurred 

no expenses in connection with the 

liquidation. 

Filing Date: The application was filed 

on September 26, 2014. 

Applicant’s Address: Two 

International Place, Boston, MA 02110. 

DGHM Investment Trust [File No. 811– 

21958] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

transferred its assets to corresponding 

series of World Funds Trust, and on 

October 23, 2013, made distributions to 

its shareholders based on net asset 

value. Expenses of $43,000 incurred in 

connection with the reorganization were 

paid by applicant and Commonwealth 

Shareholder Services, Inc., the 

administrator to both applicant and the 

acquiring fund. 

Filing Date: The application was filed 

on September 30, 2014. 

Applicant’s Address: 565 Fifth Ave., 

Suite 2101, New York, NY 10017. 

Franklin Tax Exempt Money Market 

Fund [File No. 811–3193] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On July 2, 2013, 

applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Thereafter, applicant 

transferred approximately $540,110 to 

Franklin Templeton Investors Services, 

LLC, its transfer agent, to be held for 

shareholders not yet located. If the 

transfer agent is unable to locate the 

shareholders, the funds will escheat to 

the state. Expenses of approximately 

$7,078 that were incurred in connection 

with the liquidation were paid by 

applicant. 

Filing Dates: The application was 

filed on July 29, 2014, and amended on 

October 3, 2014. 

Applicant’s Address: One Franklin 

Parkway, San Mateo, CA 94403–1906. 

For the Commission, by the Division 

of Investment Management, pursuant to 

delegated authority. 

Kevin M. O’Neill, 

Deputy Secretary. 

[FR Doc. 2014–26462 Filed 11–6–14; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–73511; File No. 4–657] 

Joint Industry Plan; BATS Exchange, 

Inc., BATS Y-Exchange, Inc., Chicago 

Stock Exchange, Inc., EDGA 

Exchange, Inc., EDGX Exchange, Inc., 

Financial Industry Regulatory 

Authority, Inc., NASDAQ OMX BX, Inc., 

NASDAQ OMX PHLX LLC, The Nasdaq 

Stock Market LLC, New York Stock 

Exchange LLC, NYSE MKT LLC, and 

NYSE Arca, Inc.; Notice of Filing of 

Proposed National Market System Plan 

To Implement a Tick Size Pilot 

Program on a One-Year Pilot Basis 

November 3, 2014. 

I. Introduction 

Pursuant to Section 11A of the 

Securities Exchange Act of 1934 (‘‘Act’’ 

or ‘‘Exchange Act’’) 1 and Rule 608 

thereunder 2, notice is hereby given that, 

on August 25, 2014, NYSE Group, Inc., 

on behalf of BATS Exchange, Inc., BATS 

Y-Exchange, Inc., Chicago Stock 

Exchange, Inc., EDGA Exchange, Inc., 

EDGX Exchange, Inc., Financial 

Industry Regulatory Authority, Inc., 

NASDAQ OMX BX, Inc., NASDAQ 

OMX PHLX LLC, the Nasdaq Stock 

Market LLC, New York Stock Exchange 

LLC, NYSE MKT LLC, and NYSE Arca, 

Inc. (collectively ‘‘SROs’’ or 

‘‘Participants’’), filed with the Securities 

and Exchange Commission 

(‘‘Commission’’) a proposed national 

market system (‘‘NMS’’) Plan to 

Implement a Tick Size Pilot Program 

(‘‘Plan’’). A copy of the proposed Plan, 

which includes the details of a proposed 

Tick Size Pilot Program (‘‘Pilot’’) is 

attached as Exhibit A hereto. The 

Commission is publishing this notice to 

solicit comments on the proposed Plan 

and Pilot. 

II. Background 

On June 24, 2014, the Commission 

issued an order pursuant to Section 

11A(a)(3)(B) of the Act 3 directing the 

Participants to act jointly in developing 

and filing with the Commission a NMS 

plan to implement a pilot program that, 

among other things, would widen the 

quoting and trading increment for 

certain small capitalization stocks as 

described in the order by August 25, 

2014 (‘‘Order’’ or ‘‘Tick Size Pilot Plan 

Order’’).4 Pursuant to the Order, the 

SROs filed the proposed Plan, which 

includes the proposed Pilot as described 

below. 

III. Description of the Plan 

Section III is the statement of purpose 

of the proposed Plan, along with the 

information required by Rule 608(a)(4) 

and (5) under the Act. The remainder of 

Section III appears exactly as prepared 

and submitted by the Participants.5

* * * * * 

A. Statement of Purpose 

The Participants are filing the 

proposed Plan in order to implement a 

pilot program for a one-year pilot period 

(‘‘Pilot Period’’) that, among other 

things, would widen the quoting and 

trading increments for certain small 

capitalization stocks (‘‘Tick Size Pilot 

Program’’). The purpose of the Plan, and 

the Tick Size Pilot Program it contains, 

is to assist the Commission, market 

participants, and the public in studying 

and assessing the impact of increment 

conventions on the liquidity and trading 

of stocks of small capitalization 

companies. The Plan sets forth proposed 

procedures for selecting a representative 

group of stocks of small capitalization 

companies (‘‘Pilot Securities’’) and 

subjecting groups of those Pilot 

Securities (‘‘Test Groups’’) to various 

requirements with regards to quoting 

and trading increments. As set forth in 

more detail in the Plan, Participants will 

be required to adopt rules to ensure that 

Pilot Securities in the Test Groups are 

quoted and traded in permitted 

increments.6

Selection of Pilot Securities for 

Inclusion in the Tick Size Pilot Program 

Pilot Securities will consist of those 

NMS common stocks 7 that satisfy the 

following criteria: (1) A market 

capitalization of $5 billion or less on the 

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