RECOMMENDED FOR FULL-TEXT PUBLICATION

Pursuant to Sixth Circuit Rule 206

File Name: 10a0084p.06

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT _________________

ROBERT GIRTS,

 Petitioner-Appellant,

v.

CHRIS YANAI,

 Respondent-Appellee.

X

-

-

-

-

>

,

-

-

-

N

No. 08-4592

Appeal from the United States District Court

for the Northern District of Ohio at Cleveland.

No. 02-00264—Kathleen McDonald O’Malley, District Judge.

Argued: December 2, 2009

Decided and Filed: March 29, 2010 

Before: BATCHELDER, Chief Judge; MARTIN and CLAY, Circuit Judges.

_________________

COUNSEL

ARGUED: Matthew D. Ridings, THOMPSON HINE LLP, Cleveland, Ohio, for Appellant.

Stephen P. Carney, OFFICE OF THE OHIO ATTORNEY GENERAL, Columbus, Ohio, for

Appellee. ON BRIEF: Matthew D. Ridings, Robert F. Ware, THOMPSON HINE LLP,

Cleveland, Ohio, for Appellant. Stephen P. Carney, Benjamin C. Mizer, OFFICE OF THE

OHIO ATTORNEY GENERAL, Columbus, Ohio, for Appellee.

CLAY, J., delivered the opinion of the court, in which MARTIN, J., joined.

BATCHELDER, C.J. (pp. 18-22), delivered a separate opinion concurring in the judgment

only.

_________________

OPINION

_________________

CLAY, Circuit Judge. Petitioner Roberts Girts appeals the district court’s decision

not to bar a pending third trial following the state’s failure to retry Petitioner within the time

provided by this Court’s conditional grant of a writ of habeas corpus pursuant to 28 U.S.C.

1
No. 08-4592 Girts v. Yanai Page 2

§ 2254. Petitioner has twice been convicted of the 1992 murder of his wife. Both

convictions were subsequently overturned based on prosecutorial misconduct. The first

conviction was overturned by the state court on direct appeal. The second conviction was

overturned by this Court in Girts v. Yanai, 501 F.3d 743 (6th Cir. 2007). In that decision,

Petitioner was granted a conditional writ of habeas corpus calling for the release of Petitioner

from custody if he was not tried within 180 days. Girts was not tried within 180 days but

was released and has subsequently been rearrested for the same murder. He argues on appeal

that a third trial should be barred. For the following reasons, the district court’s decision not

to bar retrial is AFFIRMED.

STATEMENT OF FACTS

Robert Girts’ wife, Diane, died on September 2, 1992. Girts was indicted for

aggravated murder on February 9, 1993. At his first trial, Girts testified on his own behalf.

During the cross-examination of Girts, the prosecutor asked a series of questions about Girts’

alleged confession to a jailhouse informant. Girts denied the confession, and no witness was

ever provided to support the prosecutor’s contentions. Girts was convicted of the murder.

On July 28, 1994, the conviction was reversed by the Ohio Court of Appeals on account of

the blatant prosecutorial misconduct.

Girts was subsequently retried and chose not to testify. During closing arguments

at that trial, the prosecution made several statements in closing argument regarding Girts’

decision not to testify or to speak with police. Girts was again convicted. This Court

granted Girts’ habeas petition based on the prosecutorial misconduct in the second trial. We

found that:

Given the facts in this case, there is a strong likelihood that the prosecutor

strategically made the prejudicial statements at the end of the trial to focus

the jury’s attention on Petitioner’s silence, and away from the limited

evidence presented at trial. The improper statements in this case constitute

flagrant prosecutorial misconduct and are grounds for reversal even if trial

counsel did not raise an objection.
No. 08-4592 Girts v. Yanai Page 3

1

The facts of the case are accurately summarized in our previous opinion, Girts, 501 F.3d at 749-

52, where we indicated that the district court properly noted “that the evidence against Petitioner was not

overwhelming.” Id. at 760. 

Girts, 501 F.3d at 761.1 We conditionally granted the habeas petition, remanding to the

district court with instructions to order Girts’ release unless the State of Ohio granted

him a new trial within 180 days. Ohio sought rehearing and rehearing en banc. This

Court denied those requests on February 19, 2008. Respondent did not seek a stay of the

mandate under Federal Rule of Appellate Procedure 41, and the Court issued its mandate

on March 12, 2008. The district court entered an order conditionally granting the writ

on April 14, 2008. The order stated: “Petitioner's application for a writ of habeas corpus

is CONDITIONALLY GRANTED as follows. Unless the State of Ohio grants

Petitioner a new trial within 180 days from the date of this Order, Petitioner is to be

released from custody at that time.” That order created a deadline of October 11, 2008

for the State to act. Respondent filed a petition for certiorari on May 19, 2007, and the

Supreme Court denied the petition on October 6, 2008.

Two days later, on October 8, 2008, Respondent moved for a 30-day extension

of time to comply with the conditional writ. The district court initially granted the

motion. Girts filed a motion for reconsideration and immediate release on October 10,

2008. On October 14, 2008, while that motion for reconsideration was pending, the state

hurriedly convened a pretrial hearing, presumably in anticipation of a retrial, but despite

the fact that the state was still holding Girts under the authority of the not-yet-vacated

prior conviction for the same crime. Girts was appointed counsel, who was provided

only five minutes to meet with Petitioner and who objected to the hastily convened

proceedings. No bail was set at the hearing.

 On November 3, 2008, the district court granted the motion for reconsideration

and entered an unconditional writ of habeas corpus, calling for Petitioner’s release no

later than November 6, 2008. A formal written memorandum and order was issued on

November 5, 2008. Respondent filed a “Notice of Compliance” on November 5, 2008,

stating that it had released Girts from state prison into the custody of the county sheriff’s

department. Respondent requested a finding on whether it could retry Girts, and on
No. 08-4592 Girts v. Yanai Page 4

November 6, 2008, the district court clarified its order, stating that, while it was an

“extremely close question,” Respondent could retry the prisoner. The district court also

stated, however, that Girts could not be returned to the state’s physical custody until

Respondent obtained a valid conviction. On that same day, Girts was placed on

supervised release, and Respondent has not appealed the district court’s order releasing

Girts pending a retrial.

DISCUSSION

I. Jurisdiction

We review a district court’s disposition of a habeas petition de novo. Eddleman

v. McKee, 586 F.3d 409, 412 (6th Cir. 2009).

Defendant argues that our recent decision in Eddleman forecloses federal

jurisdiction because Girts is no longer in custody. In Eddleman, the Court reversed the

district court’s decision barring retrial where Michigan had failed to retry a petitioner

who had secured a conditional grant of the writ of habeas corpus during the prescribed

period. The prisoner in that case had already had the defective conviction set aside by

the state when the district judge considered the motion to bar retrial. “For federal habeas

jurisdiction to exist under § 2254, therefore, a state prisoner must be held pursuant to a

judgment – rather than, say, an indictment or criminal information . . . [T]he limitation

. . . means that, once the unconstitutional judgment is gone, so too is federal jurisdiction

under § 2254.” Id. at 413.

Eddleman is not directly on point for the situation before the Court. In

Eddleman, this Court affirmed a district court’s grant of a conditional writ for the

petitioner to be retried within a “reasonable time.” Our mandate issued on January 5,

2007. The district court’s order required the state to retry the petitioner within 45 days

of the issuance of the mandate. The following month, the petitioner was rearrested. He

appeared for a hearing in state court on February 28, 2007 and agreed that his sentence,

based on the improper conviction, had been “vacated.” He filed a motion on March 1,

2007 requesting an order barring a subsequent trial. The order was denied. The state
No. 08-4592 Girts v. Yanai Page 5

court was slow to retry Eddleman, and he renewed his motion in federal court for an

unconditional writ barring reprosecution on November 19, 2007. The district court

agreed and ordered the release of petitioner on January 22, 2008. On February 5, 2008,

the order was clarified to bar Michigan from reprosecuting the petitioner. Therefore, the

district judge’s order barring retrial was issued almost a year after Eddleman was

rearrested on the new charges and more than eleven months after Eddleman himself

agreed that the improperly obtained conviction had been “vacated.”

In this case, the district court’s initial order granting Petitioner’s release was

issued while he was still in custody on the improperly obtained conviction. He was

“released” in response to the district court’s order, given orally on November 3, 2007

and confirmed in writing on November 5, 2007. At that point, the district court could

have entered an order barring retrial. See, e.g., Capps v. Sullivan, 13 F.3d 350, 351-52

(10th Cir. 1993) (affirming a district court’s decision to bar retrial in granting a writ

following the state’s failure to retry petitioner during the period of the conditional writ).

Respondent reads Eddleman so broadly that it would prevent any appellate review of a

district court’s order barring or declining to bar a subsequent prosecution. Defendant

argues that “once the Warden released [Petitioner], habeas jurisdiction ended.”

(Defendant Br. at 15). Since the district court had the authority to release the prisoner,

Respondent’s theory means it could not have appealed an order granting release and

barring retrial if the district court had been inclined to bar retrial.

This extremely broad reading of Eddleman cannot be reconciled with our

previous decision considering when a federal court could bar reprosecution in Satterlee

v. Wolfenbarger, 453 F.3d 362 (6th Cir. 2006). In that case, the district court had

granted an unconditional release, and the petitioner was not in custody during the appeal.

This Court found that the district court left “ambiguous” whether the petitioner’s

immediate release and the expungement of his record of conviction barred retrial. “It

is not clear whether the unconditional writ granted by the district court is unconditional

(1) in the sense that it is effective immediately but reprosecution is permitted or (2) in

the sense that it bars reprosecution.” Id. at 370.
No. 08-4592 Girts v. Yanai Page 6

In this case, similar confusion took place at the district court level. The district

court orally granted the unconditional writ at court proceedings held on November 3,

2008. Respondent then asked for clarification on whether the unconditional writ barred

retrial. While the district court considered this request for clarification, Girts was

released from state prison and transferred to the county jail on November 5, 2008. The

district court’s decision allowing retrial was issued less than three hours after

Respondent provided notice that Girts had been transferred to county jail. In Satterlee,

this Court raised the issue eighth months after his unconditional release, and the district

court barred retrial almost nineteen months after its initial order granting release. The

crucial distinction between Satterlee and Eddleman was that in Satterlee, the Court

reviewed an initial grant of an unconditional writ, while in Eddleman, the district court

was attempting to micro-manage subsequent state court proceedings. See also, Gardner

v. Pitchess, 731 F.2d 637 (9th Cir. 1984) (reversing district court’s barring of a

subsequent trial after petitioner had been granted an unconditional writ); Foster v.

Lockhart, 9 F.3d 722, 727 (8th Cir. 1993) (considering but rejecting argument that

subsequent trial should be barred for petitioner who had already been released on bail,

although the Court read the writ as conditional).

To reconcile Satterlee and Eddleman, the holding of Eddleman must be seen as

merely a sensible reaffirmation of the principle announced in Fisher v. Rose, 757 F.2d

789, 791 (6th Cir. 1985), that federal courts do not have continuing oversight of

subsequent state court proceedings following the state’s compliance with a grant of a

conditional writ of habeas corpus. The initial determination about whether a subsequent

trial should be barred is a necessary part of the grant of a writ. It is only proper that an

appellate court would have jurisdiction to review that determination by the district court

regardless of whether the district court found in favor of the petitioner or the respondent.

The fact that the Court, in binding precedent, did just that in Satterlee requires us to

reach such a conclusion.

Eddleman did not consider the implications of Satterlee in reaching its decision,

relying instead on Fisher. Fisher likely compelled the decision reached in Eddleman,
No. 08-4592 Girts v. Yanai Page 7

2

The concurrence never engages with the factual predicate of Satterlee. We explicitly stated in

Satterlee: “It is not clear whether the unconditional writ granted by the district court is unconditional (1) in

the sense that it is effective immediately but reprosecution is permitted or (2) in the sense that it bars

reprosecution.” 453 F.3d at 370. The November 3, 2008 order also “is not clear” whether retrial was

barred, and it certainly aids our review to have the district court clarify what it meant before engaging in

a time-consuming remand, even if that clarification occurred after Girts was released. Had the district

court not clarified its order, we could remand per Satterlee, and the district court could now decide to bar

retrial, more than a year after Girts was released from custody.

but again, the factual situation was different than that presented here or in Satterlee.

Like Eddleman, the petitioner in Fisher at the time of the district court’s order “was no

longer in custody pursuant to the constitutionally defective judgment of conviction, but

was being held pursuant to the indictment.” Fisher, 757 F.2d at 791. This result,

reached again in Eddleman, can only be reconciled with Satterlee by holding that a

district court, in granting the unconditional writ, can bar retrial at that time. In this case,

the order being appealed was the district court’s decision on what was meant by the term

“unconditional writ,” exactly the same issue remanded by this Court in Satterlee nearly

a year after the petitioner had been freed from his improper conviction.

The concurrence focuses on the fact that the district court’s official order

declining to bar retrial was issued after Girts was technically released. The November

5, 2008 order, however, was explicitly a “clarification” based on Respondent’s oral

request that the district court state whether its grant of an “unconditional writ” meant that

the state was barred from reprosecuting Girts. The concurrence appears to believe that

the November 5th order was made without jurisdiction but that it would have been

proper for Girts’ to appeal the November 3, 2008 order. If that had occurred, per

Satterlee, we could have remanded for clarification as to whether the district court meant

to bar reprosecution. Then, sometime at the end of 2010, two years after it initially

clarified its order, the district court could again decline to bar reprosecution. Girts could

then appeal to this Court, and we could affirm. We prefer to allow the district court to

explain contemporaneously what it meant by an “unconditional writ.”2

 We do not hold

that a district court can materially amend its judgment after the state has released a

petitioner, and we acknowledge binding Supreme Court authority that a habeas court

does not maintain “continuing supervision over a retrial conducted pursuant to a

conditional writ granted by the habeas court.” Pitchess v. Davis, 421 U.S. 482, 490
No. 08-4592 Girts v. Yanai Page 8

3

The concurrence would refuse to follow binding precedent simply because it disagrees with it.

Satterlee remains “controlling authority unless an inconsistent decision of the United States Supreme Court

requires modification of the decision or this Court sitting en banc overrules the prior decision.” Darrah

v. City of Oak Park, 255 F.3d 301, 309 (6th Cir. 2001). 

(1975). In the unique factual setting of this case, we simply read the November 5, 2008

order as clarifying the November 3, 2008 order, in which the district court granted an

unconditional writ and in which the district court was free to decide whether to bar

retrial. We therefore reaffirm what has always been the case – a district court sitting in

habeas has jurisdiction to consider the circumstances that exist up until either the state

complies with a conditional writ or the court issues an unconditional writ, but does not

have jurisdiction to consider circumstances that unfold after the state complies with the

writ.

For these reasons, we hold that jurisdiction is proper.

II. “Extraordinary Circumstances”

Since we have jurisdiction to consider whether the district court’s unconditional

grant of habeas corpus should have barred retrial, we now must consider whether Girts

may be tried a third time, following two trials whose verdicts were reversed due to

blatant prosecutorial misconduct. Girts’ primary argument is that since Respondent

failed to try him during the period allowed by the conditional writ of habeas corpus, it

should now be prevented from trying him a third time. “In a typical case in which a

prisoner is released because a state fails to retry the prisoner by the deadline set in a

conditional writ, ‘the state is not precluded from rearresting petitioner and retrying him

under the same indictment.’” Satterlee, 453 F.3d at 370 (quoting Fisher, 757 F.2d at

791). In Satterlee, the Court noted that “in ‘extraordinary circumstances,’ such as when

‘the state inexcusably, repeatedly, or otherwise abusively fails to act within the

prescribed time period or if the state’s delay is likely to prejudice the petitioner’s ability

to mount a defense at trial,’ a habeas court may ‘forbid reprosecution.’” Satterlee, 453

F.3d at 370 (quoting 2 R. Hertz & J. Liebman, Federal Habeas Corpus Practice and

Procedure § 33.3 (5th ed. 2005)).3
No. 08-4592 Girts v. Yanai Page 9

We review the district court's decision to grant or deny a writ of habeas corpus

de novo; however, the district court's factual findings will not be disturbed unless they

are clearly erroneous. Dunlap v. United States, 250 F.3d 1001, 1004 (6th Cir. 2001).

Respondent argues that the question of “extraordinary circumstances” should be

reviewed for clear error because it is a factual determination. We disagree and believe

that while the district court’s factual findings must be reviewed for clear error, the legal

conclusion concerning whether those facts rise to the level of “extraordinary

circumstances” should be reviewed de novo. See United States v. Jeross, 521 F.3d 562,

581-82 (6th Cir. 2008) (applying de novo review to a determination of “extraordinary

circumstances” in the context of the sentencing guidelines).

 For support of his claim of “extraordinary circumstances,” Petitioner relies

primarily on a district court opinion from the Southern District of New York. Morales

v. Portuondo, 165 F. Supp. 2d 601 (S.D.N.Y. 2001). The decision in Morales, however,

came at a crucially different point in the litigation and presented much more in the way

of “extraordinary circumstances.” The court noted three situations where federal courts

have barred retrial of successful habeas petitioners: (1) where the act of retrial itself

would violate the petitioner’s constitutional rights, for example, by subjecting him to

double jeopardy; (2) where a conditional writ has issued and the petitioner has not been

retried within the time period specified by the court; and (3) where the petitioner had

served extended and potentially unjustifiable periods of incarceration before the writ was

granted. Id. at 609. Girts presents the second possibility, but in Morales, the district

court dealt with the third situation. In that procedural posture, the district court found

a variety of reasons why barring retrial was appropriate.

First, on the record before the Court, no reasonable jury could convict

[the petitioners] of murder; indeed, the evidence strongly suggests that

they are innocent. Second, [the petitioners] have been severely

prejudiced by the passage of time; they have “served extended and

potentially unjustified periods of incarceration” and their ability to

defend against the charges in any new trial has been hampered, at least

in some respects. In addition, certain aspects of the District Attorney’s

Office’s handling of this matter are troubling; this is yet another

consideration weighing against permitting a re-trial.
No. 08-4592 Girts v. Yanai Page 10

Id.

On the merits, Girts presents a very different case. The evidence does not

“strongly suggest” that Girts is innocent. It is true that “the evidence against Petitioner

was not overwhelming,” leading the prosecutor at the second trial to strategically make

“prejudicial statements at the end of the trial to focus the jury’s attention on Petitioner’s

silence, and away from the limited evidence presented at trial.” Girts v. Yanai, 501 F.3d

at 760. Still, while Respondent may not have a particularly strong case against Girts, the

defendants in Morales presented compelling evidence that they were in fact not guilty.

Not only was the evidence at the petitioners’ original trial “extremely thin,” but

subsequently, another man had confessed to the murder and absolved the petitioners.

The district court found that “it is clear” that the confessing party “was not lying. He

came forward precisely because he felt guilty that [the petitioners] had been convicted

of a crime that he, not they, had committed.” Morales, 165 F. Supp. 2d. at 610-11.

Furthermore, another party had confessed to the murders, although the evidence was

previously excluded at trial, and another eyewitness to the murder specifically stated that

neither petitioner was at the scene of the crime. The district court concluded that if the

petitioners were retried, “it is hard to imagine that any reasonable jury could convict.”

Id. at 611. Morales simply presented a much more compelling case for the petitioners’

innocence than is presented by Girts.

The difference in procedural posture also makes an apple-to-apple comparison

problematic. The decision in Morales was made at the stage of granting the initial writ.

That court declined to grant a conditional writ to provide the state a second opportunity

to try the petitioners. The court relied on the evidence of the petitioners’ innocence,

prejudice resulting from the passage of time, and the district attorney’s office’s

unwillingness to consider evidence contrary to its position. For the most part, Girts

relies on similar evidence. He cites the fact that Respondent has twice committed

prosecutorial misconduct, the fact Girts has served fifteen years in prison without ever

having been properly convicted, and notes the impact of the passage of time as
No. 08-4592 Girts v. Yanai Page 11

4

We note that Petitioner has requested a stay in the state court proceedings pending the resolution

of his habeas claim, undercutting some of his arguments about the scope of any injury arising by the

additional delay following our grant of the conditional writ. 

5

Respondent argues that in considering “extraordinary circumstances,” we can look only at the

conduct of the state after the conditional writ was granted. We disagree and believe that the entire universe

of facts surrounding a petitioner’s claim is at least relevant. This panel’s previous decision to allow retrial

underscores our belief that a long prison term or even two instances of prosecutorial misconduct do not

automatically lead to barring retrial. 

prejudicial should a third trial commence.4 All of this information was known when this

Court decided to grant a conditional writ. To find for Girts, this Court must find that

while the multiple instances of prosecutorial misconduct and fifteen years in jail are not

sufficient to bar retrial, the added fact that Respondent did not retry Girts during the time

mandated by the conditional writ sufficiently creates the “extraordinary circumstances”

that a court must find to bar retrial.5

In Satterlee, this Court found that reprosecution could be barred if “the state

inexcusably, repeatedly, or otherwise abusively fails to act within the prescribed time

period.” In the instant case, Respondent undoubtedly did almost nothing to retry Girts

during the 180-day period. The district court found that all the state did to comply was

to arrange a pretrial conference on October 14th, 2008 (after the conditional writ

expired): “Trial Counsel was appointed for Mr. Girts only very shortly prior to this

conference, was able to spend less than 5 minutes conferring with Mr. Girts before the

conference, and had no particular knowledge of Mr. Girts’ case when the conference

occurred.” (Memorandum and Order 3-4).

Petitioner finds it inexcusable that Respondent took no steps to retry Girts during

the 180-day period of the conditional writ and finds that the failure to retry him “is part

of a larger pattern of ongoing constitutional violations that Mr. Girts has been forced to

endure and has resulted in his imprisonment for the past fifteen years.” (Pet. Br. at 22).

The problem with this argument is that the failure to retry Petitioner within 180 days was

not a violation of the conditional writ. The conditional writ clearly provides that
No. 08-4592 Girts v. Yanai Page 12

6

It is crucial to our analysis that the state requested and was granted an extension. Therefore, the

state was technically always compliant with court orders. Absent the extension, the continued

incarceration of Petitioner on the improper conviction may have presented “extraordinary circumstances.”

Respondent could either retry him or release him, and Petitioner was released once the

district court determined that Respondent was out of time.6

For obvious reasons, the course of conduct by Respondent is troubling. It has

suffered no practical consequence from its failure to prosecute Girts within 180 days.

Nonetheless, we do not believe that barring retrial would be appropriate at this time.

First, the parties have cited, and we have independently found, no case where retrial was

barred in a similar situation. Instead, even after the state fails to retry the petitioner

during the period of time provided in the conditional writ, the state routinely maintains

the opportunity to retry the petitioner following his release.

In Harvest v. Castro, 531 F.3d 737 (9th Cir. 2008), the Ninth Circuit confronted

an attempt by the state to modify the conditional grant of habeas relief. The state neither

released the petitioner nor started proceedings within the 60 days provided by the district

court. The state blamed a clerical error for the delay, and upon learning that the clerical

error was made, it waited three days to notify the district court, allowing the county

district attorney time to file a new complaint charging the petitioner with murder. The

state proceeded to file an “Application to Amend Order Nunc Pro Tunc” seeking to

modify the conditional writ. The Ninth Circuit determined that modification was

possible but only if the standards of Rule 60 of the Federal Rules of Civil Procedure

were met. The Ninth Circuit found that the state could not satisfy those requirements

and ordered an unconditional writ releasing the petitioner from custody. Despite this

broad failure to comply with the conditional writ, the Ninth Circuit specifically noted:

“Our granting of an unconditional writ of habeas corpus does not, itself, preclude the

State from rearresting and retrying [the petitioner].” Id. at 750 n.9. It specifically cited

language from the Hertz & Liebman habeas treatise relied on in Satterlee that “Federal

courts usually permit rearrest and retrial after the time period specified in the conditional

release order has elapsed and the prisoner has been released.” Id. (quoting Hertz and

Liebman supra, § 33.3, at 1686).
No. 08-4592 Girts v. Yanai Page 13

7

We emphasize, however, that federal courts retain the power to bar a subsequent trial under

appropriate circumstances, and while that power should not be used except in extraordinary circumstances,

it should still be invoked “as law and justice require.” Hilton v. Braunskill, 481 U.S. 770, 775 (1987).

8

Respondent argues that Petitioner failed to make these arguments in the district court. We will

entertain them nonetheless. In Friendly Farms v. Reliance Ins. Co., 79 F.3d 541, 545 (6th Cir. 1996), this

Court held that it “has discretion to entertain novel questions.” In determining whether to exercise this

discretion we consider: 1) whether the issue newly raised on appeal is a question of law, or whether it

requires or necessitates a determination of facts; 2) whether the proper resolution of the new issue is clear

and beyond doubt; 3) whether failure to take up the issue for the first time on appeal will result in a

miscarriage of justice or a denial of substantial justice; and 4) the parties’ right under our judicial system

to have the issues in their suit considered by both a district judge and an appellate court. Id. In this case,

the issue is purely one of law and easily decided. Furthermore, if a third trial violates Girts’ constitutional

rights, it is certainly more efficient to consider the issue now rather than on appeal following a subsequent

trial.

In this case, we reach the same result. When ordered to release Girts, the state

complied. Nothing in our previous order forbade the state from retrying Girts. The

failure to begin trial proceedings against Girts throughout the 180-day period is not

something of which we approve, but the state technically complied with all court orders.

We believe the district court acted properly by mandating that Girts remain free on bond

throughout the third trial proceedings, but that the failure to proceed during the 180-day

conditional grant, even coupled with the multiple instances of prosecutorial misconduct,

do not rise to the level of “extraordinary circumstances” contemplated in Satterlee.

7

III. Alleged Constitutional Injuries

Finally, Petitioner claims that a third trial would violate the Double Jeopardy

Clause, his right to a speedy trial, and pose a general due process violation.8 We

acknowledge that, generally, a petitioner “must first exhaust the remedies available in

state court by fairly presenting his federal claims to the state courts.” Smith v. State of

Ohio Dep’t of Rehab. and Corrections, 463 F.3d 426, 430 (6th Cir. 2006). We address

these issues, however, to insure that our order allowing a subsequent trial does not

independently violate Girts’ constitutional rights in the fluid factual scenario unfolding

in the state court proceeding. We focus only on activities that occurred before the date

on which Girts was released from his previous conviction, November 5, 2008. See

Douglas v. Workman, 560 F.3d 1156, 1176 (10th Cir. 2009) (holding that barring a new

trial may be necessary “when the error forming the basis for the relief cannot be

corrected in further proceedings” and acknowledging that the “classic example of such
No. 08-4592 Girts v. Yanai Page 14

an irredeemable error . . . is . . . when a new trial would violate the Double Jeopardy

Clause of the Fifth Amendment”) (citations and quotations omitted).

Consistent with this approach, Girts’ first challenge is that a third trial would

violate the Double Jeopardy Clause. Even Girts concedes that his case “is not a typical

situation in which double jeopardy applies.” (Pet. Reply Br. at 25). Girts argues that the

Double Jeopardy Clause should protect him from “the anxiety, expense, and delay

occasioned by multiple prosecutions” Lee v. United States, 432 U.S. 23, 32 (1977), and

that he should enjoy “the right . . . to have his trial completed before the first jury

impaneled to try him.” Oregon v. Kennedy, 456 U.S. 667, 673 (1982). His strongest

argument is that the prosecution intentionally committed prosecutorial misconduct in

order to get a new trial. The Supreme Court has held that “where the governmental

conduct in question is intended to ‘goad’ the defendant into moving for a mistrial [a

defendant may] raise the bar of double jeopardy to a second trial after having succeeded

in aborting the first on his own motion.” Id. at 676. However, the Court specifically

held that “conduct that might be viewed as harassment or overreaching, even if sufficient

to justify a mistrial on defendant’s motion . . . does not bar retrial absent intent on the

part of the prosecutor to subvert the protections afforded by the Double Jeopardy

Clause.” Id. at 675-76.

The general rule, however, is that a successful post-conviction appeal is

considered differently than a mistrial. “[R]eprosecution for the same offense is

permitted where the defendant wins a reversal on appeal of a conviction . . . [T]he crucial

difference between reprosecution after appeal by the defendant and reprosecution after

a sua sponte judicial mistrial declaration is that in the first situation the defendant has not

been deprived of his option to go to the first jury and, perhaps, end the dispute then and

there with an acquittal.” United States v. Jorn, 400 U.S. 470, 484 (1971).

We do not foreclose the possibility that egregious prosecutorial misconduct could

in an extreme case implicate double jeopardy rights, but this case does not present such

a scenario. Girts relies on this panel’s previous statement that the prosecutorial

misconduct indicated a “strong likelihood that the prosecutor strategically made the
No. 08-4592 Girts v. Yanai Page 15

prejudicial statements.” Girts, 501 F.3d at 761. This statement, while accurately

describing the prosecution’s likely motives, does not rise to the necessary level for a

finding by this Court sitting in habeas that Girts’ constitutional rights were violated.

Based on our consideration of the record, we do not believe that the prosecution’s

“strategy” was to get a mistrial declared, but was instead to improperly infect the jury

in the prosecution’s favor. Girts’ attorney did not actually object, and was thus found

ineffective, and while Girts claims a mistrial would have been granted if one had been

requested, this is pure speculation. The trial court could have offered a limiting

instruction rather than declare a mistrial.

Girts further argues that a third trial reaches the “breaking point” and thus should

be barred where double jeopardy concerns are implicated. Again, Petitioner cites no

authority that this “breaking point” analysis applies to the habeas context and instead

relies solely on direct appeals. See, e.g., Carsey v. United States, 392 F.2d 810 (D.C.

Cir. 1967). We have already implicitly rejected this argument by issuing a conditional

writ, and we decline to depart from that previous determination.

In addition, Girts asserts that a third trial should be barred based on the speedy

trial provision of the Sixth Amendment and the Due Process Clause of the Fifth

Amendment. Initially, it is unclear whether this Court can properly consider this

argument on appeal. In effect, Girts is challenging the legitimacy of the pending state

litigation, a claim that should be brought under 28 U.S.C. § 2241. Furthermore, Girts

arguably needs a certificate of appealability in order to address this issue, which he does

not have.

Even if we were to overlook these procedural hurdles, the claims fail on the

merits. Petitioner cites no support for his contention that the fifteen-year delay caused

by the improperly obtained conviction implicates his speedy trial rights in the habeas

context. He bases his argument primarily on the factors for a speedy trial analysis

discussed in Barker v. Wingo, 407 U.S. 514 (1972). Under Barker, a court should

consider four factors in analyzing whether a defendant’s right to a speedy trial was

violated: length of delay, the reason for the delay, the defendant's assertion of his right,
No. 08-4592 Girts v. Yanai Page 16

and prejudice to the defendant. Id. at 530. “Simply to trigger a speedy trial analysis, an

accused must allege that the interval between accusation and trial has crossed the

threshold dividing ordinary from ‘presumptively prejudicial’ delay.” Doggett v. United

States, 505 U.S. 647, 651-52 (1992). This threshold is typically assumed if the delay is

longer than one year. Id. at 652 n.1.

In general, a Barker analysis can be done only after the trial, inasmuch as before

trial, “the Barker prejudice criterion is indeterminate at this point.” Atkins v. Michigan,

644 F.2d 543, 547 (6th Cir. 1981). Furthermore, Girts’ argument under Barker would

arguably apply to almost every successful federal habeas petitioner when the writ is

granted based on prosecutorial misconduct. All have suffered a substantial delay; all are

prejudiced because the delay is more than one year; and almost all prosecutorial

misconduct might be characterized as “deliberate.” No court of which we are aware has

considered the Barker factors in the setting of a post-habeas trial, and Petitioner does not

offer a sufficiently compelling case for this Court to do so. This is particularly true

because all of these factors were known when we granted the conditional writ, which

specifically allowed for retrial.

Finally, Petitioner makes a cursory argument in favor of a due process claim, but

nothing about this argument implicates the state’s failure to retry him within the 180 day

window. For support, Girts relies on a footnote in a Fourth Circuit case that found an

“aggregate delay” could entitle a defendant to relief. United States v. Hall, 551 F.3d

257, 271 n.18 (4th Cir. 2009). He cites no case law from the habeas context where a

subsequent retrial was barred based on a due process violation. Furthermore, this

Court’s previous decision to grant a conditional writ forecloses his claim that any third

trial in his situation poses a due process violation. The conduct of Respondent

subsequent to the granting of the conditional writ and before the granting of the

unconditional writ does not reach the level of a due process violation.

All told, Girts presents a compelling case on a factual level. While we express

no opinion as to his guilt or innocence, it is appalling that Girts has spent fifteen years

in prison on the basis of two constitutionally deficient convictions. It is also unfortunate
No. 08-4592 Girts v. Yanai Page 17

that the state of Ohio did not act with all deliberate speed to retry him, instead allowing

the conditional writ’s 180-day period to run. Still, the law is clear that a habeas court

may bar retrial only in “extraordinary circumstances,” and at this point, we cannot

conclude that the district court erred in finding that the delay following Girts’ successful

habeas petition, even combined with the previous history of the improper convictions,

rises to the level of “extraordinary circumstances.”

CONCLUSION

For the foregoing reasons, the district court’s decision to grant an unconditional

writ but decline to bar retrial is AFFIRMED.
No. 08-4592 Girts v. Yanai Page 18

1

I also disagree with the majority’s characterization of the evidence against Girts as lacking and

the prosecutor’s motives as nefarious. As I stated in my dissent from the prior opinion, in which the

majority granted the writ, the evidence against Girts was overwhelming and the prosecutor’s statements

were neither flagrant nor prejudicial. Girts v. Yanai, 501 F.3d 743, 761-62 (6th Cir. 2007) (Batchelder,

J., dissenting). But, though I did not then and do not now agree with the majority on these underlying

facts, this disagreement is ultimately irrelevant to the present appeal.

____________________________________________

CONCURRING IN THE JUDGMENT ONLY

____________________________________________

ALICE M. BATCHELDER, Chief Judge, concurring in judgment only. I concur

in the judgment because I agree that it would be improper for the district court to bar the

State of Ohio from retrying Robert Girts. But I disagree with the majority’s reasoning

in certain key respects.1

I do not agree that the district court had jurisdiction to decide Girts’s fate after

the State had released him from custody pursuant to the writ and, beyond that, I am not

convinced that a federal habeas court ever has the power to bar on untimeliness grounds

a State from retrying a successful habeas petitioner, though I am aware that this court has

held otherwise. As for the former, we explained in Eddleman v. McKee, 586 F.3d 409,

413 (6th Cir. 2009), that after the habeas court has vacated a conviction and the State has

released the petitioner, “at that point, per the plain terms of § 2254, the district court’s

jurisdiction over [the petitioner]’s case [comes] to an end.” Stated another way, “once

the unconstitutional judgment is gone, so too is federal jurisdiction under § 2254.” Id.;

cf. Gentry v. Deuth, 456 F.3d 687, 692 (6th Cir. 2006) (“[W]hen a state meets the terms

of the habeas court’s condition, thereby avoiding the writ’s actual issuance, the habeas

court does not retain any further jurisdiction over the matter.”); Fisher v. Rose, 757 F.2d

789, 791 (6th Cir. 1985) (“Since Fisher was no longer being held pursuant to the

constitutionally defective conviction, we conclude that the district court erred in ordering

Fisher’s release and barring retrial.”).

The majority rejects this plain reading of Eddleman in favor of a view that a

federal district court, acting under § 2254 habeas jurisdiction, can indeed go back and

amend or clarify its prior judgment even after the State has released the petitioner, and
No. 08-4592 Girts v. Yanai Page 19

2

It was only after the State had released Girts from custody — on November 5, 2008 — that the

district court issued the order under consideration in this appeal (also on November 5, 2008).

supports this proposition with citation to and discussion of Satterlee v. Wolfenbarger,

453 F.3d 362 (6th Cir. 2006). To the extent that Satterlee actually stands for this

proposition — and I do not agree that it does — it lies in direct conflict with Pitchess v.

Davis, 421 U.S. 482, 490 (1975) (“Neither Rule 60(b), 28 U.S.C. § 2254, nor the two

read together, permit a federal habeas court to maintain a continuing supervision over

a retrial conducted pursuant to a conditional writ granted by the habeas court.”), and is

therefore null ab initio. But the district court in Satterlee did not render a decision after

the State had released Satterlee; the district court granted an unconditional writ, the State

then released Satterlee, and the State appealed the district court’s grant of the writ. See

Satterlee, 453 F.3d at 362. That the appeal continued after the petitioner’s release is as

irrelevant here as it was there, and as it was in Eddleman. No one contends that we lack

jurisdiction to review the decision on appeal. See Carafas v. LaVallee, 391 U.S. 234,

238 (1968) (“[O]nce the federal jurisdiction has attached in the District Court, it is not

defeated by the release of the petitioner prior to completion of [the appeal].”).

The district court granted Girts a conditional writ on April 14, 2008, and then

granted him an unconditional writ on November 3, 2008. The State released Girts on

November 5, 2008, so the district court had issued both of those orders while Girts was

still in custody.2

 Moreover, both writs offered the same remedy: release from custody.

Neither writ stated or even suggested that the State could not retry Girts, which is to be

expected as it is generally understood that “the state is not precluded from re-arresting

[a] petitioner and re-trying him under the same indictment.” Satterlee, 453 F.3d at 370;

Fisher, 757 F.2d at 791 (“[H]olding a conviction invalid and granting the writ do not

generally bar retrial on the original charge.”). If Girts was unhappy with the remedy he

should have appealed the April 14 order granting the conditional writ, see Gentry, 456

F.3d at 692 (noting that “[c]onditional grants of writs of habeas corpus are final orders”),

or the November 3 order granting the unconditional writ, which would have followed

the approach taken in Satterlee. But Girts did not appeal either of those orders. Girts
No. 08-4592 Girts v. Yanai Page 20

appealed the November 5 order purporting to clarify the November 3 order; an order the

district court issued after its jurisdiction had expired.

The simple conclusion is that the district court did not have jurisdiction to enter

the November 5 order. In finding that the district court did have jurisdiction, the

majority miscasts both Eddleman and Satterlee. I believe that Eddleman, 586 F.3d at

413, stands for the proposition that a district court’s habeas jurisdiction expires after it

has granted the writ and vacated the conviction, and the State has released the petitioner,

whereas Satterlee, 453 F.3d at 370, stands for the unremarkable proposition that a party

can appeal the grant of an unconditional writ. Therefore, I disagree with the majority’s

conclusion that the district court had jurisdiction to issue the November 5 order and I

reject its bases for reaching that conclusion.

As for the proposition that a federal habeas court has the power to use

untimeliness as a ground for barring a State from retrying a successful habeas petitioner,

Satterlee certainly advances that proposition, stating: “[I]n extraordinary circumstances,

such as when the state inexcusably, repeatedly, or otherwise abusively fails to act within

the prescribed time period or if the state’s delay is likely to prejudice the petitioner’s

ability to mount a defense at trial, a habeas court may forbid reprosecution.” Satterlee,

453 F.3d at 370 (quotation marks omitted) (quoting 2 HERTZ & LIEBMAN, FEDERAL

HABEAS CORPUS PRACTICE AND PROCEDURE § 33.3 at 1685-86 (5th ed. 2005)). Other

circuits have accepted this proposition as well, though ours is the only one to do so since

the enactment of AEDPA. See, e.g., Capps v. Sullivan, 13 F.3d 350, 352 (10th Cir.

1993) (“In this circuit, barring a new trial is a permissible form of judgment.”); Foster

v. Lockhart, 9 F.3d 722, 727 (8th Cir. 1993) (holding that “[a] district court has authority

to preclude a state from retrying a successful habeas petitioner”); Heiser v. Ryan, 951

F.2d 559, 564 (3d Cir. 1991).

But this view, which grants the district courts ultimate authority over state courts

and state prosecutors, appears inconsistent with the, admittedly sparse, statements the

Supreme Court has offered on this issue historically. In 1890, the Court was plain and

direct: “[I]t is neither our inclination nor our duty to decide what the [state] court may
No. 08-4592 Girts v. Yanai Page 21

or what it may not do in regard to [retrial].” In re Medley, 134 U.S. 160, 173 (1890).

More recently, in 1963, the Court elaborated on its view of the habeas power: “Habeas

lies to enforce the right of personal liberty; when that right is denied and a person

confined, the federal court has the power to release him. Indeed, it has no other power;

it cannot revise the state court judgment; it can act only on the body of the petitioner.”

Fay v. Noia, 372 U.S. 391, 430-31 (1963) (dicta), overruled in part on other grounds by

Wainwright v. Sykes, 433 U.S. 72, 87-88 (1977), and Coleman v. Thompson, 501 U.S.

722, 750-51 (1991). While the Court has generally expanded the reach of habeas over

time (though Congress expressly restricted its reach with the enactment of AEDPA), it

has yet to refute the above-quoted expressions of its opinion and it has never spoken

directly on the question of whether a federal district court can use untimeliness or delay

as a ground to bar a state from retrying a successful habeas petitioner.

Finally, the majority addresses Girts’s claims that a third trial would violate the

double jeopardy clause, his right to a speedy trial, and due process, despite the State’s

insistence that Girts has never before raised these claims. The majority chose to

“entertain” these questions on the basis that it has “discretion to entertain novel

questions” and cites Friendly Farms v. Reliance Insurance Co., 79 F.3d 541, 545 (6th

Cir. 1996). Ordinarily, however, we do not have discretion to entertain novel questions

on habeas review. Ordinarily, “[t]he petitioner must first exhaust the remedies available

in state court by fairly presenting his federal claims to the state courts; unexhausted

claims will not be reviewed by a federal court.” Wilson v. Mitchell, 498 F.3d 491, 498

(6th Cir. 2007).

Indeed, we suggested just such a problem in Eddleman, explaining: “In its order

unconditionally granting the writ, however, the district court proceeded effectively to

adjudicate a speedy-trial claim that had never been presented to, much less ruled upon

by, the Michigan state courts. With due respect, the district court acted out of turn in

doing so.” Eddleman, 586 F.3d at 413; see also Flenoy v. Russell, 902 F.2d 33 (table),

1990 WL 61114, *3 (6th Cir. May 8, 1990) (“Even if we construe [the] petitioner’s

argument as a claim that his Sixth and Fourteenth Amendment rights were violated by
No. 08-4592 Girts v. Yanai Page 22

the delay before his retrial, we still must reject it, without prejudice, because he has not

yet exhausted his state remedies.”). By ruling on these habeas claims that have never

been presented to the state court, the majority has also acted out of turn.

Therefore, while I agree with the majority that it would be improper for the

district court to bar the State of Ohio from retrying Robert Girts, I cannot join its

reasoning. I do not agree that the district court had jurisdiction to render a judgment

binding on the State after Girts had been released pursuant to the writ. Moreover, I tend

to think that the authority granted to the district courts allowing them to bar the states

from retrying successful habeas petitioners is inconsistent with the Supreme Court’s

view of the habeas power. And, finally, I cannot join the majority’s consideration of

Girts’s new habeas claims that have not been presented to or exhausted in the state court.