63652 Federal Register / Vol. 79, No. 206 / Friday, October 24, 2014 / Notices 

days before the meeting, if possible, so 

that appropriate arrangements can be 

made to allow necessary time during the 

meeting for such statements. In view of 

the possibility that the schedule for 

ACRS meetings may be adjusted by the 

Chairman as necessary to facilitate the 

conduct of the meeting, persons 

planning to attend should check with 

the Cognizant ACRS staff if such 

rescheduling would result in major 

inconvenience. 

Thirty-five hard copies of each 

presentation or handout should be 

provided 30 minutes before the meeting. 

In addition, one electronic copy of each 

presentation should be emailed to the 

Cognizant ACRS Staff one day before 

meeting. If an electronic copy cannot be 

provided within this timeframe, 

presenters should provide the Cognizant 

ACRS Staff with a CD containing each 

presentation at least 30 minutes before 

the meeting. 

In accordance with Subsection 10(d) 

of Public Law 92–463 and 5 U.S.C. 

552b(c), certain portions of this meeting 

may be closed, as specifically noted 

above. Use of still, motion picture, and 

television cameras during the meeting 

may be limited to selected portions of 

the meeting as determined by the 

Chairman. Electronic recordings will be 

permitted only during the open portions 

of the meeting. 

ACRS meeting agenda, meeting 

transcripts, and letter reports are 

available through the NRC Public 

Document Room at pdr.resource@

nrc.gov, or by calling the PDR at 1–800– 

397–4209, or from the Publicly 

Available Records System (PARS) 

component of NRC’s document system 

(ADAMS) which is accessible from the 

NRC Web site at http://www.nrc.gov/

reading-rm/adams.html or http://

www.nrc.gov/reading-rm/doccollections/ACRS/. 

Video teleconferencing service is 

available for observing open sessions of 

ACRS meetings. Those wishing to use 

this service should contact Mr. Theron 

Brown, ACRS Audio Visual Technician 

(301–415–8066), between 7:30 a.m. and 

3:45 p.m. (ET), at least 10 days before 

the meeting to ensure the availability of 

this service. Individuals or 

organizations requesting this service 

will be responsible for telephone line 

charges and for providing the 

equipment and facilities that they use to 

establish the video teleconferencing 

link. The availability of video 

teleconferencing services is not 

guaranteed. 

Dated: October 20, 2014. 

Andrew L. Bates, 

Advisory Committee Management Officer. 

[FR Doc. 2014–25343 Filed 10–23–14; 8:45 am] 

BILLING CODE 7590–01–P 

RAILROAD RETIREMENT BOARD 

Proposed Collection; Comment 

Request 

Summary: In accordance with the 

requirement of Section 3506(c)(2)(A) of 

the Paperwork Reduction Act of 1995 

which provides opportunity for public 

comment on new or revised data 

collections, the Railroad Retirement 

Board (RRB) will publish periodic 

summaries of proposed data collections. 

Comments are invited on: (a) Whether 

the proposed information collection is 

necessary for the proper performance of 

the functions of the agency, including 

whether the information has practical 

utility; (b) the accuracy of the RRB’s 

estimate of the burden of the collection 

of the information; (c) ways to enhance 

the quality, utility, and clarity of the 

information to be collected; and (d) 

ways to minimize the burden related to 

the collection of information on 

respondents, including the use of 

automated collection techniques or 

other forms of information technology. 

1. Title and purpose of information 

collection: Railroad Service and 

Compensation Reports/System Access 

Application; OMB 3220–0008. 

Under Section 9 of the Railroad 

Retirement Act (RRA) and Section 6 of 

the Railroad Unemployment Insurance 

Act (RUIA) the Railroad Retirement 

Board (RRB) maintains for each railroad 

employee, a record of compensation 

paid to that employee by all railroad 

employers for whom the employee 

worked after 1936. This record, which is 

used by the RRB to determine eligibility 

for, and amount of, benefits due under 

the laws it administers, is conclusive as 

to the amount of compensation paid to 

an employee during such period(s) 

covered by the report(s) of the 

compensation by the employee’s 

railroad employer(s), except in cases 

when an employee files a protest 

pertaining to his or her reported 

compensation within the statute of 

limitations cited in Section 9 of the RRA 

and Section 6 of the RUIA. 

To enable the RRB to establish and 

maintain the record of compensation, 

employers are required to file with the 

RRB, reports of their employees’ 

compensation, in such manner and form 

and at such times as the RRB prescribes. 

Railroad employers’ reports and 

responsibilities are prescribed in 20 CFR 

209. The RRB currently utilizes Form 

BA–3, Annual Report of Creditable 

Compensation, and Form BA–4, Report 

of Creditable Compensation 

Adjustments, to secure the required 

information from railroad employers. 

Form BA–3 provides the RRB with 

information regarding annual creditable 

service and compensation for each 

individual who worked for a railroad 

employer covered by the RRA and RUIA 

in a given year. Form BA–4 provides for 

the adjustment of any previously 

submitted reports and also the 

opportunity to provide any service and 

compensation that had been previously 

omitted. Requirements specific to Forms 

BA–3 and BA–4 are prescribed in 20 

CFR 209.8 and 209.9. 

Employers currently have the option 

of submitting BA–3 and BA–4 reports 

electronically by CD–ROM, File 

Transfer Protocol (FTP), secure Email, 

or online via the RRB’s Employer 

Reporting System (ERS). 

The information collection also 

includes RRB Form BA–12, Application 

for Employer Reporting Internet Access, 

and Form G–440, Report Specifications 

Sheet. Form BA–12 is completed by 

railroad employers to obtain system 

access to ERS. Once access is obtained, 

authorized employees may submit 

reporting forms online to the RRB. The 

form determines what degree of access 

(view/only, data entry/modification or 

approval/submission) is appropriate for 

that employee. It is also used to 

terminate an employee’s access to ERS. 

Form G–440, Report Specifications 

Sheet, serves as a certification document 

for various RRB employer reporting 

forms (Forms BA–3, BA–4, Form BA–6a, 

BA–6, Address Report (OMB 3220– 

0005), BA–9, Report of Separation 

Allowance or Severance Pay (OMB 

3220–0173) and BA–11, Report of Gross 

Earnings (OMB 3220–0132)). It records 

the type of medium the report was 

submitted on, and serves as a summary 

recapitulation sheet for reports filed on 

paper. The RRB proposes minor nonburden impacting changes to Form BA– 

12 and G–440. 


asabaliauskas on DSK5VPTVN1PROD with NOTICES
Federal Register / Vol. 79, No. 206 / Friday, October 24, 2014 / Notices 63653 

ESTIMATE OF ANNUAL RESPONDENT BURDEN

Reporting Responses Time 

(minutes) 

Burden 

(hours) 

BA–3: 

Paper .................................................................................................. 24 116.85 (7,011 min) .......................... 2,804 

Electronic Media ................................................................................. 96 46.25 (2,775 min) ............................ 4,440 

BA–3 (Internet) ................................................................................... 593 46.25 (2,775 min) ............................ 27,426 

Total BA–3 ................................................................................... 713 .......................................................... 34,670 

BA–4: 

Paper .................................................................................................. 160 1.25 (75 min) ................................... 200 

Electronic Media ................................................................................. 285 1.00 (60 min) ................................... 285 

BA–4 (Internet) ................................................................................... 3,852 .33 (20 min) ..................................... 1,284 

Total BA–4 ................................................................................... 4,297 .......................................................... 1,769 

BA–12: 

Initial Access ....................................................................................... 295 .33 (20 min) ..................................... 98 

Access Termination ............................................................................ 38 .166 (10 min) ................................... 6 

Total BA–12 ................................................................................. 333 .......................................................... 105 

G–440 (Certification): 

Form BA–3 (zero employees) ............................................................ 19 .25 (15 min) ..................................... 5 

Form BA–11 (zero employees) .......................................................... 60 .25 (15 min) ..................................... 15 

Paper forms (without recap) ............................................................... 7 .25 (15 min) ..................................... 2 

Electronic transactions ....................................................................... 94 .50 (30 min) ..................................... 47 

BA–3 and BA–4 (with recap) .............................................................. 125 1.25 (75 min) ................................... 156 

Total G–440 ........................................................................................ 305 .......................................................... 224 

Grand Total ................................................................................. 5,648 .......................................................... 36,768 

2. Title and purpose of information 

collection: Medical Reports; OMB 3220– 

0038. 

Under sections 2(a)(1)(iv) and 

2(a)(1)(v) of the Railroad Retirement Act 

(RRA), annuities are payable to qualified 

railroad employees whose physical or 

mental condition makes them unable to 

(1) work in their regular occupation 

(occupational disability) or (2) work at 

all (permanent total disability). The 

requirements for establishing disability 

and proof of continuing disability under 

the RRA are prescribed in 20 CFR 220. 

Under Sections 2(c)(1)(ii)(C) and 

2(d)(1)(ii) of the RRA, annuities are also 

payable to qualified spouses and 

widow(ers), respectively, who have a 

qualifying child who became disabled 

before age 22. Annuities are also 

payable to surviving children on the 

basis of disability under section 

2(d)(1)(iii)(C) if the child’s disability 

began before age 22 as well as to 

widow(er)s on the basis of disability 

under section 2(d)(1)(i)(B). To meet the 

disability standard, the RRA provides 

that individuals must have a permanent 

physical or mental condition that makes 

them unable to engage in any regular 

employment. 

Under section 2(d)(1)(v) of the RRA, 

annuities are also payable to remarried 

widow(er)s and surviving divorced 

spouses on the basis of, among other 

things, disability or having a qualifying 

disabled child in care. However, the 

disability standard in these cases is that 

found in the Social Security Act. That 

is, individuals must be unable to engage 

in any substantial gainful activity by 

reason of any medically determinable 

physical or mental impairment. The 

RRB also determines entitlement to a 

Period of Disability and entitlement to 

early Medicare based on disability for 

qualified claimants in accordance with 

Section 216 of the Social Security Act. 

When making disability 

determinations, the RRB needs evidence 

from acceptable medical sources. The 

RRB currently utilizes Forms G–3EMP, 

Report of Medical Condition by 

Employer; G–197, Authorization to 

Release Medical Information to the 

Railroad Retirement Board; G–250, 

Medical Assessment; G–250A, Medical 

Assessment of Residual Functional 

Capacity; G–260, Report of Seizure 

Disorder; RL–11B, Disclosure of 

Hospital Medical Records; RL–11D, 

Disclosure of Medical Records from a 

State Agency; and RL–250, Request for 

Medical Assessment, to obtain the 

necessary medical evidence. One 

response is requested of each 

respondent. Completion is voluntary. 

The RRB proposes to add a fraud 

statement; request a doctor’s National 

Provider Number; and make other minor 

non-burden impacting editorial and 

cosmetic changes to Forms G–250, 

G–250A, and G–260. The RRB also 

proposes to revise Form G–197 to 

include authorization to disclose 

educational records from various 

sources, as well as make other minor 

non-burden impacting editorial changes. 

ESTIMATE OF ANNUAL RESPONDENT BURDEN

Form No. Annual 

responses 

Time 

(minutes) 

Burden 

(hours) 

G–3EMP ...................................................................................................................................... 600 10 100 

G–197 .......................................................................................................................................... 6,000 10 1,000 

G–250 .......................................................................................................................................... 11,950 30 5,975 

G–250A ........................................................................................................................................ 50 20 17 

G–260 .......................................................................................................................................... 100 25 42 

RL–11B ........................................................................................................................................ 5,000 10 833 


asabaliauskas on DSK5VPTVN1PROD with NOTICES
63654 Federal Register / Vol. 79, No. 206 / Friday, October 24, 2014 / Notices 

1Section 2(a)(48) of the Act defines a BDC to be 

any closed-end investment company that operates 

for the purpose of making investments in securities 

described in sections 55(a)(1) through 55(a)(3) of the 

Act and makes available significant managerial 

assistance with respect to the issuers of such 

securities. 

ESTIMATE OF ANNUAL RESPONDENT BURDEN—Continued 

Form No. Annual 

responses 

Time 

(minutes) 

Burden 

(hours) 

RL–11D ........................................................................................................................................ 250 10 42 

RL–250 ........................................................................................................................................ 11,950 10 1,992 

Total ...................................................................................................................................... 35,900 ........................ 10,001 

Additional Information or Comments: 

To request more information or to 

obtain a copy of the information 

collection justification, forms, and/or 

supporting material, contact Dana 

Hickman at (312) 751–4981 or 

Dana.Hickman@RRB.GOV. Comments 

regarding the information collection 

should be addressed to Charles 

Mierzwa, Railroad Retirement Board, 

844 North Rush Street, Chicago, Illinois 

60611–2092 or emailed to 

Charles.Mierzwa@RRB.GOV. Written 

comments should be received within 60 

days of this notice. 

Charles Mierzwa, 

Chief of Information Resources Management. 

[FR Doc. 2014–25312 Filed 10–23–14; 8:45 am] 

BILLING CODE 7905–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Investment Company Act Release No. 

31296; File No. 812–14296] 

Tennenbaum Opportunities Fund V, 

LLC, et al.; Notice of Application 

October 20, 2014. 

AGENCY: Securities and Exchange 

Commission (‘‘Commission’’). 

ACTION: Notice of an application for an 

order pursuant to sections 6(c), 17(b), 

and 57(c) of the Investment Company 

Act of 1940 (the ‘‘Act’’) for an 

exemption from sections 17(a) and 57(a) 

of the Act permitting certain 

transactions. 

SUMMARY OF THE APPLICATION: 

Applicants request a time-limited 

exemptive order (the ‘‘Order’’) that 

would permit applicant investment 

companies registered under the Act to 

sell certain assets to applicant business 

development companies (‘‘BDCs’’) that 

share a common investment adviser in 

transactions that would otherwise be 

prohibited by sections 17(a)(2) and 

57(a)(1) of the Act. 

APPLICANTS: Tennenbaum Opportunities 

Fund V, LLC (‘‘TOF’’); Tennenbaum 

Opportunities Partners V, LP (‘‘TOP,’’ 

and, together with TOF, the ‘‘Registered 

Fund’’); TCP Capital Corp. (‘‘TCPC’’); 

Special Value Continuation Partners, LP 

(‘‘SVCP,’’ and, together with TCPC, the 

‘‘BDC Applicant’’); and Tennenbaum 

Capital Partners, LLC (the ‘‘Manager’’) 

(collectively, the ‘‘Applicants’’). 

FILING DATES: The application was filed 

on April 2, 2014, and amended on May 

16, 2014, June 9, 2014, July 11, 2014, 

August 8, 2014, October 14, 2014, and 

October 17, 2014. 

HEARING OR NOTIFICATION OF HEARING: An 

order granting the application will be 

issued unless the Commission orders a 

hearing. Interested persons may request 

a hearing by writing to the 

Commission’s Secretary and serving 

applicants with a copy of the request, 

personally or by mail. Hearing requests 

should be received by the Commission 

by 5:30 p.m. on November 14, 2014, and 

should be accompanied by proof of 

service on applicants, in the form of an 

affidavit or, for lawyers, a certificate of 

service. Pursuant to Rule 0–5 under the 

Act, hearing requests should state the 

nature of the writer’s interest, any facts 

bearing upon the desirability of a 

hearing on the matter, the reason for the 

request, and the issues contested. 

Persons who wish to be notified of a 

hearing may request notification by 

writing to the Commission’s Secretary. 

ADDRESSES: The Commission: Brent J. 

Fields, Secretary, U.S. Securities and 

Exchange Commission, 100 F Street NE., 

Washington, DC 20549–1090. 

Applicants: Howard M. Levkowitz, c/o 

Tennenbaum Capital Partners, LLC, 

2951 28th Street, Suite 1000, Santa 

Monica, CA 90405. 

FOR FURTHER INFORMATION CONTACT: Anil 

K. Abraham, Senior Special Counsel, at 

(202) 551–2614, or Daniele Marchesani, 

Branch Chief, at (202) 551–6821 

(Division of Investment Management, 

Chief Counsel’s Office). 

SUPPLEMENTARY INFORMATION: The 

following is a summary of the 

application. The complete application 

may be obtained via the Commission’s 

Web site by searching for the file 

number, or an applicant using the 

Company name box, at http://

www.sec.gov/search/search.htm or by 

calling (202) 551–8090. 

Applicants’ Representations 

1. TOF is a limited liability company 

organized in Delaware and registered 

under the Act as a non-diversified 

closed-end management investment 

company. TOP is a limited partnership 

organized in Delaware and registered 

under the Act as a non-diversified 

closed-end management investment 

company. TOF invests substantially all 

of its assets in, and operates through, 

TOP. All of TOP’s common limited 

partner interests are owned by TOF. 

TOP also has preferred limited partner 

interests and debt outstanding. 

2. TCPC is a Delaware corporation 

and a non-diversified closed-end 

management investment company that 

has elected to be regulated as a BDC 

under the Act.1 TCPC’s common shares 

trade on the NASDAQ Global Select 

Market. SVCP is a Delaware limited 

partnership and a non-diversified 

closed-end management investment 

company that also has elected to be 

regulated as a BDC under the Act. TCPC 

invests substantially all of its assets in, 

and operates through, SVCP. All of 

SVCP’s common limited partner 

interests are owned by TCPC. SVCP also 

has issued preferred limited partner 

interests under its leverage program to 

the same institutions that acquired its 

debt. 

3. The Manager is a Delaware limited 

liability company registered as an 

investment adviser under the 

Investment Advisers Act of 1940 

(‘‘Advisers Act’’). The Manager serves as 

investment adviser both to the 

Registered Fund and the BDC Applicant 

(each, a ‘‘Fund,’’ and, collectively, the 

‘‘Funds’’) and manages both Funds in 

accordance with their respective 

investment objectives and strategies. 

Each Fund is governed by a board of 

directors (‘‘Board’’). 

4. The Registered Fund seeks to 

achieve high total returns while 

minimizing losses and invests in high 

yielding debt, distressed debt, equity 


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