61576 Federal Register / Vol. 79, No. 198 / Tuesday, October 14, 2014 / Rules and Regulations 

1See Nationally Recognized Statistical Rating 

Organizations, Exchange Act Release No. 72936 

(Aug. 27, 2014), 79 FR 55078 (Sep. 15, 2014). 

■ b. Adding paragraph e. to the ‘‘Items’’ 

paragraph of the ‘‘List of Items 

Controlled’’ section to read as follows: 

6E993 Other ‘‘technology,’’ not controlled 

by 6E003, as follows (see List of Items 

Controlled). 

License Requirements 

Reason for Control: RS, AT 

Control(s) 

Country chart (See 

Supp. No. 1 to part 

738) 

RS applies to 

6E993.e.

RS Column 1 

AT applies to entire 

entry.

AT Column 1 

* * * * * 

List of Items Controlled 

Related Controls: * * * 

Related Definition: * * * 

Items: * * * 

e. ‘‘Technology’’ ‘‘required’’ for the 

‘‘development’’ or ‘‘production’’ of infrared 

up-conversion devices having all of the 

following: 

e.1. A response in the wavelength range 

exceeding 700 nm but not exceeding 1500 

nm; and 

e.2. A combination of an infrared 

photodetector, light emitting diode (OLED), 

and nanocrystal to convert infrared light into 

visible light. 

* * * * * 

Dated: October 7, 2014. 

Kevin J. Wolf, 

Assistant Secretary for Export 

Administration. 

[FR Doc. 2014–24359 Filed 10–10–14; 8:45 am] 

BILLING CODE 3510–33–P 

SECURITIES AND EXCHANGE 

COMMISSION 

17 CFR Parts 232, 240, 249, and 249b 

[Release No. 34–72936A; File No. S7–18– 

11] 

RIN 3235–AL15 

Nationally Recognized Statistical 

Rating Organizations; Correction 

AGENCY: Securities and Exchange 

Commission. 

ACTION: Final rule; correction. 

SUMMARY: The Securities and Exchange 

Commission (‘‘Commission’’) is 

correcting a final rule that appeared in 

the Federal Register of September 15, 

2014 (79 FR 55078). The rule applies to 

credit rating agencies registered with the 

Commission as nationally recognized 

statistical rating organizations 

(‘‘NRSROs’’), providers of third-party 

due diligence services for asset-backed 

securities, and issuers and underwriters 

of asset-backed securities.1

DATES: Effective November 14, 2014. 

FOR FURTHER INFORMATION CONTACT: Rose 

Russo Wells, Senior Counsel, at (202) 

551–5527; Division of Trading and 

Markets, Securities and Exchange 

Commission, 100 F Street NE., 

Washington, DC 20549–7010. 

SUPPLEMENTARY INFORMATION: In FR Doc. 

2014–20890, appearing on page 55078 

in the Federal Register of Monday, 

September 15, 2014, the following 

corrections are made: 

■ 1. On page 55261, in the second 

column, under the heading ‘‘Text of 

Final Rules’’ the word ‘‘Regulation’’ is 

corrected to read ‘‘Regulations’’ 

§ 240.15Ga–2 [Corrected] 

■ 2. On page 55261, in the third column, 

in § 240.15Ga–2(a), the citation ‘‘(15 

U.S.C. 78c(a)(79))’’ is corrected to read 

‘‘(15 U.S.C. 78c(a)(79)))’’ 

§ 240.17g–3 [Corrected] 

■ 3. On page 55263, in the second 

column, amendment 7.f to § 240.17g–3 

is corrected to read: ‘‘In paragraphs 

(a)(3) introductory text, (a)(4) 

introductory text, and (a)(5) 

introductory text, by removing the 

words ‘‘An unaudited financial report’’ 

and in their place adding the phrase 

‘‘File with the Commission an 

unaudited financial report, as of the end 

of the fiscal year,’’ ’’ 

■ 4. On page 55263, in the second 

column, amendment 7.g to § 240.17g–3 

is corrected to read ‘‘In paragraph (a)(6) 

introductory text, by removing the 

words ‘‘An unaudited report’’ and in 

their place adding the phrase ‘‘Furnish 

the Commission with an unaudited 

report, as of the end of the fiscal year,’’ ’’ 

§ 240.17g–5 [Corrected] 

■ 5. On page 55264, in the second 

column, amendments 8.b and 8.h to 

§ 240.17g–5, are removed and the 

remaining amendments are renumbered: 

8.a, 8.b, 8.c, 8.d, 8.e, 8.f, 8.g, and 8.h. 

§ 249b.300 [Corrected] 

■ 6. On page 55274, in Part 249b,in 

amendment 17, the words ‘‘Form 

(referenced in § 249b.300)’’ are corrected 

to read ‘‘Form NRSRO (referenced in 

§ 249b.300)’’ 

■ 7. On pages 55309–55310, in Form 

NRSRO (referenced in § 249b.300), the 

list is corrected to read as follows: 

BILLING CODE 8011–01–P 

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Federal Register / Vol. 79, No. 198 / Tuesday, October 14, 2014 / Rules and Regulations 61577 


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I. EXPLANATION OF TERMS. 

1. COMMISSION -The U.S. Securities and Exchange Commission. 

2. CREDIT RATING [Section 3(a)(60) of the Exchange Act]- An assessment of the 

creditworthiness of an obligor as an entity or with respect to specific securities or money 

market instruments. 

3. CREDIT RATING AGENCY [Section 3(a)(61) of the Exchange Act] -Any person: 

• engaged in the business of issuing credit ratings on the Internet or through 

another readily accessible means, for free or for a reasonable fee, but does not 

include a commercial credit reporting company; 

• employing either a quantitative or qualitative model, or both to determine credit 

ratings; and 

• receiving fees from either issuers, investors, other market participants, or a 

combination thereof. 

4. NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION [Section 3(a)(62) 

of the Exchange Act] - A credit rating agency that: 

• issues credit ratings certified by qualified institutional buyers in accordance with 

section 15(a)(1 )(B)(ix) of the Exchange Act with respect to: 

o financial institutions, brokers, or dealers; 

o insurance companies; 

o corporate issuers; 

o issuers of asset-backed securities; 

o issuers of government securities, municipal securities, or securities 

issued by a foreign government; or 

o a combination of one or more of the above; and 

• is registered as an NRSRO. 
61578 Federal Register / Vol. 79, No. 198 / Tuesday, October 14, 2014 / Rules and Regulations 

Dated: October 7, 2014. 

Kevin M. O’Neill, 

Deputy Secretary. 

[FR Doc. 2014–24300 Filed 10–10–14; 8:45 am] 

BILLING CODE 8011–01–C 

DEPARTMENT OF HOMELAND 

SECURITY 

Coast Guard 

33 CFR Part 165 

[Docket No. USCG–2014–0589] 

RIN 1625–AA00 

Eighth Coast Guard District Annual 

Safety Zones; Pittsburgh Steeler/

Steelers Fireworks; Allegheny River 

Mile 0.0 to 0.2 and Ohio River 0.0 to 

0.3; Pittsburgh, PA 

AGENCY: Coast Guard, DHS. 

ACTION: Notice of enforcement of 

regulation. 

SUMMARY: The Coast Guard will enforce 

a safety zone for the Pittsburgh Steeler/ 

Steelers Fireworks on the Allegheny 

River from mile 0.0 to 0.2 and Ohio 

River from mile 0.0 to 0.3. This zone 

will be in effect on October 20th, 

November 2nd, and December 28th, 

2014 from 7:30 p.m. until 8:50 p.m. This 

zone is needed to protect vessels 

transiting the area and event spectators 

from the hazards associated with the 

Pittsburgh Steeler/Steelers Barge-based 

Fireworks. During the enforcement 

period, entry into, transiting, or 

anchoring in the safety zone is 

prohibited to all vessels not registered 

with the sponsor as participants or 

official patrol vessels, unless 

specifically authorized by the Captain of 


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