68012 Federal Register / Vol. 75, No. 213 / Thursday, November 4, 2010 / Notices 

1 15 U.S.C. 78q–1(c)(4)(B). 2 17 CFR 200.30–3(a)(22). 

reorganization were paid one-quarter by 

the applicant, one-quarter by Templeton 

Growth Fund, Inc., one-quarter by 

Templeton Investment Counsel, LLC, 

the applicant’s investment manager, and 

one-quarter by Templeton Global 

Advisors Limited, Templeton Growth 

Fund, Inc.’s investment manager. 

Filing Dates: The application was 

filed on August 11, 2010 and amended 

on October 22, 2010. 

Applicant’s Address: 500 East 

Broward Boulevard, Fort Lauderdale, FL 

33394–3091. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–27861 Filed 11–3–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–63211] 

Notice of Intention To Cancel 

Registrations of Certain Transfer 

Agents 

October 29, 2010. 

Notice is hereby given that the 

Securities and Exchange Commission 

(‘‘Commission’’) intends to issue an 

order, pursuant to Section 17A(c)(4)(B) 

of the Securities Exchange Act of 1934 

(‘‘Act’’),1 cancelling the registrations of 

the transfer agents whose names appear 

in the attached Appendix. 

FOR FURTHER INFORMATION CONTACT: Jerry 

W. Carpenter, Assistant Director, or 

David Karasik, Special Counsel, at (202) 

551–5710, U.S. Securities and Exchange 

Commission, Division of Trading and 

Markets, Room 7321 SP1, 100 F Street, 

NE., Washington, DC 20549–7010 or by 

e-mail at tradingandmarkets@sec.gov 

with the phrase ‘‘Notice of Intention To 

Cancel Transfer Agent Registration’’ in 

the subject line. 

Background 

Section 17A(c)(4)(B) of the Act 

provides that if the Commission finds 

that any transfer agent registered with 

the Commission is no longer in 

existence or has ceased to do business 

as a transfer agent, the Commission 

shall by order cancel that transfer 

agent’s registration. 

Although the Commission has made 

efforts to locate and to determine the 

status of each of the transfer agents 

listed in the Appendix, based on the 

facts it has, the Commission believes 

that each of those transfer agents is no 

longer in existence or has ceased doing 

business as a transfer agent. 

Accordingly, at any time after December 

15, 2010, the Commission intends to 

issue an order cancelling the 

registrations of the transfer agents listed 

in the Appendix. 

The representative of any transfer 

agent listed in the Appendix who 

believes the registration of the transfer 

agent should not be cancelled must 

notify the Commission in writing or by 

e-mail prior to December 15, 2010. 

Written notifications may be mailed to 

Office of Clearance and Settlement, 

Division of Trading and Markets, U.S. 

Securities and Exchange Commission, 

Room 7321 SP1, 100 F Street NE., 

Washington, DC 20459–7010. E-mail 

notifications may be sent to 

tradingandmarkets@sec.gov with the 

phrase ‘‘Notice of Intention To Cancel 

Transfer Agent Registration’’ in the 

subject line. 

For the Commission by the Division of 

Trading and Markets, pursuant to delegated 

authority.2

Florence E. Harmon, 

Deputy Secretary. 

APPENDIX

Transfer agent File No. 

Advest Transfer Services, Inc ................................................................................................................................................................. 8405855 

AGN Associates & Stock Transfer Services, LLC .................................................................................................................................. 8406255 

Amazon Natural Treasures.com, Inc ....................................................................................................................................................... 8405839 

Beverly National Corporation ................................................................................................................................................................... 8505474 

Capital Fund Services, Inc ...................................................................................................................................................................... 8405909 

Capital Fund Services, Inc ...................................................................................................................................................................... 8405683 

Century Realty Trust Co .......................................................................................................................................................................... 8400082 

CNB Bancorp, Inc .................................................................................................................................................................................... 8505383 

Compushare Transfer Corporation .......................................................................................................................................................... 8406194 

Endless Investments, LLC ....................................................................................................................................................................... 8406178 

Electrochemical Industries Frutarom Inc ................................................................................................................................................. 8400814 

First Choice National Stock Transfer Agency Inc ................................................................................................................................... 8406154 

Fortune Fund Administration, Inc ............................................................................................................................................................ 8405672 

Francine Goodman (dba Maximvs Transfer Services) ........................................................................................................................... 8405926 

GTI Corporate Transfer Agents LLC ....................................................................................................................................................... 8406151 

Guarantee Services Corp ........................................................................................................................................................................ 8406145 

Hola Corp ................................................................................................................................................................................................. 8406047 

Howard Johnson & Company .................................................................................................................................................................. 8405555 

InCap Fund Administration, Inc ............................................................................................................................................................... 8406124 

Incorp Stock Transfer Inc ........................................................................................................................................................................ 8406042 

International Acquisitions & Holdings, Inc ............................................................................................................................................... 8406164 

Kingsdale Shareholder Services Inc ....................................................................................................................................................... 8406188 

Lapeer County Bank & Trust Co ............................................................................................................................................................. 8505250 

Legends Financial Holding, Inc ............................................................................................................................................................... 8505534 

Liberty Transfer Company ....................................................................................................................................................................... 8405474 

Manchester Benefits Group, Ltd .............................................................................................................................................................. 8405891 

Manchester Exchange Trust Limited ....................................................................................................................................................... 8405810 

McGladrey & Pullen, LLP ........................................................................................................................................................................ 8405806 

Mercantile Bancorp, Inc ........................................................................................................................................................................... 8406226 

Nicholas Vito Pelletiere Security West Stock Transfer ........................................................................................................................... 8406090 

NuWave eSolutions Private Limited ........................................................................................................................................................ 8406170 


jlentini on DSKJ8SOYB1PROD with NOTICES
Federal Register / Vol. 75, No. 213 / Thursday, November 4, 2010 / Notices 68013 

1 15 U.S.C. 78s(b)(1). 

2The text of the proposed rule change is attached 

as Exhibit 5 to DTC’s filing, which is available at 

http://www.dtcc.com/downloands/legal/ 

rule_filings/2010/dtc/2010–13.pdf. 

3 15 U.S.C. 78s(b)(3)(A)(iii) and 17 CFR 240.19b– 

4(f)(3). 

4The Commission has modified the text of the 

summaries prepared by the DTC. 

5Participants send the deposit details to DTC 

using either a Participant Terminal System message 

(‘‘DAMP’’), a PBS transmission, or a CF2DEP file. 

6SNA is a network system developed by IBM in 

the early 1980s to move large amounts of data 

through the Internet. 

7Some participants with low volumes of deposits 

have elected to use ‘‘peel-off’’ adhesive bar code 

labels instead of investing in expensive thermal 

printers. 8 15 U.S.C. 78q–1. 

APPENDIX—Continued 

Transfer agent File No. 

Pacific Stock Transfers Inc ...................................................................................................................................................................... 8406088 

Public Stock Transfer Company dba/Public Ease .................................................................................................................................. 8405866 

Royalty Stock Transfer ............................................................................................................................................................................ 8406189 

Select American Transfer Co .................................................................................................................................................................. 8406152 

Select Fidelity Transfer Services Ltd ....................................................................................................................................................... 8406139 

Syntel, Inc ................................................................................................................................................................................................ 8406142 

Technology Funding Capital Corporation ................................................................................................................................................ 8405738 

The Commercial Bank ............................................................................................................................................................................. 8405867 

The Northern Savings & Loan Company ................................................................................................................................................ 8405867 

The Nyhart Company, Inc ....................................................................................................................................................................... 8405722 

Trustmark Stock & Transfer Inc .............................................................................................................................................................. 8406073 

UAC Inc ................................................................................................................................................................................................... 8400293 

Wall Street Stock Transfer Corp ............................................................................................................................................................. 8406246 

Wulf International, Ltd .............................................................................................................................................................................. 8406180 

[FR Doc. 2010–27857 Filed 11–3–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–63208; File No. SR–DTC– 

2010–13] 

Self-Regulatory Organizations; The 

Depository Trust Company; Notice of 

Filing and Immediate Effectiveness of 

Proposed Rule Change To Implement a 

Disincentive Fee Associated With the 

Deposit Automation Management 

System 

October 28, 2010. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 notice is hereby given that on 

October 18, 2010, The Depository Trust 

Company (‘‘DTC’’) filed with the 

Securities and Exchange Commission 

(‘‘Commission’’) the proposed rule 

change described in Items I and II 

below, which items have been prepared 

primarily by DTC.2 DTC filed the 

proposed rule change pursuant to 

Section 19(b)(3)(A)(iii) and Rule 19b– 

4(f)(3) thereunder so that the proposed 

rule change was effective upon filing 

with the Commission.3 The Commission 

is publishing this notice to solicit 

comments on the proposed rule change 

from interested parties. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The proposed rule change will amend 

DTC rules to provide that DTC will 

impose a new disincentive fee for 

certain deposits made through DTC’s 

Deposit Automation Management 

(‘‘DAM’’) system. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, 

DTC included statements concerning 

the purpose of and basis for the 

proposed rule change and discussed any 

comments it received on the proposed 

rule change. The text of these statements 

may be examined at the places specified 

in Item IV below. DTC has prepared 

summaries, set forth in sections (A), (B), 

and (C) below, of the most significant 

aspects of these statements.4

(A) Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

The DAM system allows participants 

to transmit details of a deposit before 

forwarding physical securities to DTC. 

Under the DAM system, a participant is 

able to send to DTC details regarding 

securities that the participant plans to 

deposit.5 DTC uses the deposit details to 

determine whether the proposed deposit 

is acceptable by checking for such 

things as issue eligibility, chill status, 

correct CUSIP information, etc. The 

deposit detail information is stored in 

DTC’s database. Upon the submitting 

participant’s initiation, DTC’s systems 

send a transmission to the submitting 

participant’s printer using a Systems 

Network Architecture (‘‘SNA’’) 

connection.6 The transmission causes 

bar-coded deposit tickets to print at the 

participant’s office on dedicated thermal 

printers.7 The bar-coded deposit tickets 

contain a variety of information 

required for DTC’s processing of 

deposits. 

Since IBM’s recent announcement 

that it would no longer support SNA, 

DTC has begun making the deposit 

tickets available in PDF format. The 

method used by participants to initiate 

the print process did not change but 

rather than send the deposit tickets to a 

dedicated thermal printer at the 

participant’s location, DTC ‘‘pushes’’ the 

deposit tickets to the requesting 

participant’s work station in PDF format 

where the ticket can then be printed 

from any printer attached to that work 

station (‘‘PDF method’’). This process 

eliminates the need for participants to 

use expensive thermal printers or ‘‘peeloff’’ bar code labels. 

Effective October 8, 2010, DTC retired 

the outdated and unsupported SNA 

ticket print stream and the use of ‘‘peeloff’’ adhesive bar code labels. 

Participants continue to have the ability 

to produce DAM deposit tickets for 

submission to DTC using the PDF 

method. Effective Monday, November 1, 

2010, all DAM deposits received by DTC 

must be accompanied by a deposit ticket 

printed using the PDF method. Pursuant 

to this rule change, all deposits received 

without a DAM deposit ticket generated 

using the PDF method will continue to 

be processed by DTC but will incur a 

$100.00 processing fee in addition to the 

current DAM deposit fee. 

DTC believes that the proposed rule 

change is consistent with the 

requirements of Section 17A of the Act 8

and the rules and regulations 

thereunder that are applicable to DTC 


jlentini on DSKJ8SOYB1PROD with NOTICES