Federal Register / Vol. 75, No. 204 / Friday, October 22, 2010 / Notices 65391 

Percent 

Non-Profit Organizations Without Credit Available Elsewhere ..................................... 3.000 

For Economic Injury: 

Businesses & Small Agricultural 

Cooperatives Without Credit 

Available Elsewhere .............. 4.000 

Non-Profit Organizations Without Credit Available Elsewhere ..................................... 3.000 

The number assigned to this disaster 

for physical damage is 12357 C and for 

economic injury is 12358 O. 

The States which received an EIDL 

Declaration # are Connecticut; New 

York. 

(Catalog of Federal Domestic Assistance 

Numbers 59002 and 59008) 

Dated: October 18, 2010. 

Karen G. Mills, 

Administrator. 

[FR Doc. 2010–26792 Filed 10–21–10; 8:45 am] 

BILLING CODE 8025–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #12349 and #12350] 

Minnesota Disaster #MN–00028 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Notice. 

SUMMARY: This is a Notice of the 

Presidential declaration of a major 

disaster for Public Assistance only for 

the State of Minnesota (FEMA–1941– 

DR), dated 10/13/2010. 

Incident: Severe storms and flooding. 

Incident Period: 09/22/2010 and 

continuing. 

Effective Date: 10/13/2010. 

Physical Loan Application Deadline 

Date: 12/13/2010. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 07/13/2011. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street, SW., Suite 6050, 

Washington, DC 20416. 

SUPPLEMENTARY INFORMATION: Notice is 

hereby given that as a result of the 

President’s major disaster declaration on 

10/13/2010, Private Non-Profit 

organizations that provide essential 

services of governmental nature may file 

disaster loan applications at the address 

listed above or other locally announced 

locations. 

The following areas have been 

determined to be adversely affected by 

the disaster: 

Primary Counties: Blue Earth, 

Cottonwood, Dodge, Faribault, 

Freeborn, Goodhue, Jackson, 

Lincoln, Lyon, Martin, Mower, 

Murray, Olmsted, Pipestone, Rice, 

Rock, Steele, Wabasha, Waseca, 

Watonwan, Winona. 

The Interest Rates are: 

Percent 

For Physical Damage: 

Non-Profit Organizations With 

Credit Available Elsewhere ... 3.625 

Non-Profit Organizations Without Credit Available Elsewhere ..................................... 3.000 

For Economic Injury: 

Non-Profit Organizations Without Credit Available Elsewhere ..................................... 3.000 

The number assigned to this disaster 

for physical damage is 12349B and for 

economic injury is 12350B. 

(Catalog of Federal Domestic Assistance 

Numbers 59002 and 59008) 

James E. Rivera, 

Associate Administrator for Disaster 

Assistance. 

[FR Doc. 2010–26786 Filed 10–21–10; 8:45 am] 

BILLING CODE 8025–01–P 

SMALL BUSINESS ADMINISTRATION 

[Disaster Declaration #12355 and #12356] 

New York Disaster #NY–00093 

AGENCY: U.S. Small Business 

Administration. 

ACTION: Notice. 

SUMMARY: This is a Notice of the 

Presidential declaration of a major 

disaster for Public Assistance only for 

the State of New York (FEMA–1943– 

DR), dated 10/14/2010. 

Incident: Severe storms, tornadoes, 

and straight-line winds. 

Incident Period: 09/16/2010. 

Effective Date: 10/14/2010. 

Physical Loan Application Deadline 

Date: 12/13/2010. 

Economic Injury (EIDL) Loan 

Application Deadline Date: 07/14/2011. 

ADDRESSES: Submit completed loan 

applications to: U.S. Small Business 

Administration, Processing and 

Disbursement Center, 14925 Kingsport 

Road, Fort Worth, TX 76155. 

FOR FURTHER INFORMATION CONTACT: A. 

Escobar, Office of Disaster Assistance, 

U.S. Small Business Administration, 

409 3rd Street, SW., Suite 6050, 

Washington, DC 20416. 

SUPPLEMENTARY INFORMATION: Notice is 

hereby given that as a result of the 

President’s major disaster declaration on 

10/14/2010, private non-profit 

organizations that provide essential 

services of governmental nature may file 

disaster loan applications at the address 

listed above or other locally announced 

locations. 

The following areas have been 

determined to be adversely affected by 

the disaster: 

Primary Counties: Kings, Queens, 

Richmond. 

The Interest Rates are: 

Percent 

For Physical Damage: 

Non-Profit Organizations With 

Credit Available Elsewhere ... 3.625 

Non-Profit Organizations Without Credit Available Elsewhere ..................................... 3.000 

For Economic Injury: 

Non-Profit Organizations Without Credit Available Elsewhere ..................................... 3.000 

The number assigned to this disaster 

for physical damage is 12355B and for 

economic injury is 12356B. 

(Catalog of Federal Domestic Assistance 

Numbers 59002 and 59008) 

James E. Rivera, 

Associate Administrator for Disaster 

Assistance. 

[FR Doc. 2010–26784 Filed 10–21–10; 8:45 am] 

BILLING CODE 8025–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of Filings and 

Information Services, Washington, DC 

20549. 

Extension: 

Rule 17a–3(a)(16); SEC File No. 270–452; 

OMB Control No. 3235–0508. 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for extension of the 

previously approved collection of 

information discussed below. 

Rule 17a–3(a)(16) (17 CFR Sec. 

240.17a–3(a)(16)) under the Securities 

Exchange Act of 1934 (the ‘‘Act’’) (15 

U.S.C. 78q et seq.) identifies the records 

required to be made by broker-dealers 


emcdonald on DSK2BSOYB1PROD with NOTICES
65392 Federal Register / Vol. 75, No. 204 / Friday, October 22, 2010 / Notices 

1The average cost per hour is $258. Therefore the 

total cost of compliance for the respondents is 

$731,430. 1 15 U.S.C. 78s(b)(1). 

that operate internal broker-dealer 

systems. Those records are to be used in 

monitoring compliance with the 

Commission’s financial responsibility 

program and antifraud and 

antimanipulative rules, as well as other 

rules and regulations of the Commission 

and the self-regulatory organizations. It 

is estimated that approximately 105 

active broker-dealer respondents 

registered with the Commission incur 

an average burden of 2,835 hours per 

year (105 respondents multiplied by 27 

burden hours per respondent equals 

2,385 total burden hours) to comply 

with this rule.1

Rule 17a–3(a)(16) does not contain 

record retention requirements. 

Compliance with the rule is mandatory. 

The required records are available only 

to the examination staff of the 

Commission and the self-regulatory 

organization of which the broker-dealer 

is a member. An agency may not 

conduct or sponsor and a person is not 

required to respond to a collection of 

information unless it displays a 

currently valid control number. 

Comments should be directed to: (i) 

Desk Officer for the Securities and 

Exchange Commission, Office of 

Information and Regulatory Affairs, 

Office of Management and Budget, 

Room 10102, New Executive Office 

Building, Washington, DC 20503, or by 

sending an e-mail to: 

Shagufta_Ahmed@omb.eop.gov; and (ii) 

Jeffrey Heslop, Acting Director/Chief 

Information Officer, Securities and 

Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way, 

Alexandria, VA 22312, or send an email to: PRA_Mailbox@sec.gov. 

Comments must be submitted to OMB 

within 30 days of this notice. 

Dated: October 18, 2010. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–26678 Filed 10–21–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Proposed Collection; Comment 

Request 

Upon Written Request, Copies 

Available From: Securities and 

Exchange Commission, Office of 

Investor Education and Advocacy, 

Washington, DC 20549–0213. 

Extension: 

Regulation S–AM; SEC File No. 270– 

548; OMB Control No. 3235–0609. 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) is soliciting comments 

on the collection of information 

provided for in Regulation S–AM (17 

CFR part 248, subpart B), under the Fair 

and Accurate Credit Transactions Act of 

2003 (Pub. L. 108–159, Section 214, 117 

Stat. 1952 (2003)) (‘‘FACT Act’’), the 

Securities Exchange Act of 1934 (15 

U.S.C. 78a et seq.), the Investment 

Company Act of 1940 (15 U.S.C. 80a–1 

et seq.), and the Investment Advisers 

Act of 1940 (15 U.S.C. 80b–1 et seq.). 

The Commission plans to submit this 

existing collection of information to the 

Office of Management and Budget for 

extension and approval. 

Regulation S–AM implements the 

requirements of Section 214 of the 

FACT Act as applied to brokers, dealers, 

and investment companies, as well as 

investment advisers and transfer agents 

that are registered with the Commission 

(collectively, ‘‘Covered Persons’’). As 

directed by Section 214 of the FACT 

Act, before a receiving affiliate may 

make marketing solicitations based on 

the communication of certain consumer 

financial information from a Covered 

Person, the Covered Person must 

provide a notice to each affected 

individual informing the individual of 

his or her right to prohibit such 

marketing. The regulation potentially 

applies to all of the approximately 

21,496 Covered Persons registered with 

the Commission, although only 

approximately 12,038 of them have one 

or more corporate affiliates, and the 

regulation would require only 

approximately 2,150 to provide 

consumers with notice and an opt-out 

opportunity. 

The Commission staff estimates that 

there are approximately 12,038 Covered 

Persons having one or more affiliates, 

and that they would require an average 

one-time burden of 1 hour to review 

affiliate marketing practices, for a total 

of 12,038 hours, at a total staff cost of 

approximately $2,527,929. The staff also 

estimates that approximately 2,150 

Covered Persons would be required to 

provide notice and opt-out 

opportunities to consumers, and would 

incur an average first-year burden of 18 

hours in doing so, for a total estimated 

first-year burden of 38,700 hours, at a 

total staff cost of approximately 

$10,294,200. With regard to continuing 

notice burdens, the staff estimates that 

each of the approximately 2,150 

Covered Persons required to provide 

notice and opt-out opportunities to 

consumers would incur a burden of 

approximately 4 hours per year to create 

and deliver notices to new consumers 

and record any opt outs that are 

received on an ongoing basis, for a total 

of 8,600 hours, at a total staff cost of 

approximately $490,200 per year. 

Written comments are invited on: (a) 

Whether the proposed collection of 

information is necessary for the proper 

performance of the functions of the 

Commission, including whether the 

information shall have practical utility; 

(b) the accuracy of the Commission’s 

estimates of the burden of the proposed 

collection of information; (c) ways to 

enhance the quality, utility, and clarity 

of the information on respondents; and 

(d) ways to minimize the burden of the 

collection of information on 

respondents, including through the use 

of automated collection techniques or 

other forms of information technology. 

Consideration will be given to 

comments and suggestions submitted in 

writing within 60 days of this 

publication. 

Please direct your written comments 

to: Jeffrey Heslop, Acting Chief 

Information Officer, Securities and 

Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way, 

Alexandria, Virginia 22312 or send an email to: PRA_Mailbox@sec.gov. 

Dated: October 13, 2010. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–26679 Filed 10–21–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–63121; File No. SR–Phlx– 

2010–119] 

Self-Regulatory Organizations; 

NASDAQ OMX PHLX LLC; Order 

Approving Proposed Rule Change To 

Amend Exchange Rule 652 (‘‘Limitation 

of Exchange Liability and 

Reimbursement of Certain Expenses’’) 

To Require Member Organizations on 

the Exchange’s Trading Floor To 

Procure and Maintain Liability 

Insurance 

October 18, 2010. 

I. Introduction 

On September 1, 2010, NASDAQ 

OMX PHLX, Inc. (‘‘Phlx’’ or ‘‘Exchange’’) 

filed with the Securities and Exchange 

Commission (‘‘Commission’’), pursuant 

to Section 19(b)(1) of the Securities 

Exchange Act of 1934 (‘‘Act’’) 1 and Rule 


emcdonald on DSK2BSOYB1PROD with NOTICES