10-3986-cr

United States v. Guevara

UNITED STATES COURT OF APPEALS

FOR THE SECOND CIRCUIT

SUMMARY ORDER

RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A

SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED

BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1.

WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY

MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE

NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY

OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.

At a stated term of the United States Court of Appeals for the Second Circuit, held

at the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, in the City of

New York, on the 28th day of October, two thousand eleven.

PRESENT: GERARD E. LYNCH,

DENNY CHIN,

SUSAN L. CARNEY,

Circuit Judges.

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UNITED STATES OF AMERICA,

Appellee,

v. No. 10-3986-cr

BIENVENIDO GUEVARA,

Defendant-Appellant.

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FOR APPELLANT: JESSE M. SIEGEL, New York, New York.

FOR APPELLEE: CHRISTIAN R. EVERDELL (Brent S. Wible, on the brief),

Assistant United States Attorneys for Preet Bharara, United

States Attorney for the Southern District of New York, New

York, New York.

Appeal from the United States District Court for the Southern District of New

York (Richard M. Berman, Judge).
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UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,

AND DECREED that the appeal is DISMISSED in part and the judgment of the district

court is AFFIRMED in part. 

Defendant-appellant Bienvenido Guevara was extradited from the Dominican

Republic to face trial on an indictment that charges him with conspiracy to import a

controlled substance into the United States, in violation of 21 U.S.C. § 963, and

conspiracy to distribute a controlled substance, in violation of 21 U.S.C. § 846. He seeks

interlocutory review of an order of the United States District Court for the Southern

District of New York (Richard M. Berman, Judge) denying his motion to dismiss that

indictment. We assume the parties’ familiarity with the underlying facts and procedural

history of the case.

Our jurisdiction over this case is premised on an exception to the general rule that

appellate review may not be had “until there has been a decision by the District Court that

ends the litigation on the merits and leaves nothing for the court to do but execute the

judgment.” Midland Asphalt Corp. v. United States, 489 U.S. 794, 798 (1989) (internal

quotation marks omitted). Pursuant to that rule, an appeal in a criminal case may usually

be taken only after the defendant has been convicted and sentenced. Id. Under the

collateral order doctrine, however, a limited number of district court orders are

immediately appealable, because they “finally determine claims of right separable from,

and collateral to, rights asserted in the action, too important to be denied review and too

independent of the cause itself to require that appellate consideration be deferred until the

whole case is adjudicated.” Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 546
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(1949). Although Guevara raises several claims in this appeal, we may consider only

those that fall within this narrow exception to the final judgment rule.

Guevara first argues that the district court was required to dismiss the indictment,

because to prosecute him for the conduct outlined therein would necessarily violate the

rule of specialty. Pursuant to that rule, an extradited defendant may be prosecuted only

on the charges for which the surrendering state granted extradition. See United States v.

Campbell, 300 F.3d 202, 210 (2d Cir. 2002). Guevara maintains that, despite

prosecutors’ assurances to Dominican officials that he would be prosecuted for offenses

“completely different” from and “not related” to the acts for which he was prosecuted in

that country, the charges set out in the U.S. indictment are necessarily related to the 1,400

kilogram cocaine seizure that was at the center of the Dominican prosecution. 

Guevara’s rule-of-specialty claim does not come within the bounds of the

collateral order doctrine, and we therefore lack appellate jurisdiction over it. In United

States v. Levy, we observed that “unlike protections such as the Double Jeopardy Clause,

the doctrine of specialty does not guarantee a right not to be tried, but rather a right to be

protected from a court’s authority.” 947 F.2d 1032, 1034 (2d Cir. 1991). The rule of

specialty is thus a limitation on the district court’s jurisdiction, challenges to which may

be fully vindicated on appeal from a final judgment. Id. Contrary to Guevara’s assertion,

the accuracy of this description does not vary depending on the sending jurisdiction’s

reasons for imposing the charging limitations that it did. Accordingly, we conclude, as

we did in Levy, that Guevara’s rule-of-specialty claim is not reviewable interlocutorily

but must instead await a final resolution of his case in the district court.
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Guevara also claims that to permit him to be prosecuted under this indictment

would violate non bis in idem, a principle of international law that is analogous to the

Fifth Amendment’s prohibition on double jeopardy. In Abney v. United States, 431 U.S.

651 (1977), the Supreme Court held that the denial of a motion to dismiss on double

jeopardy grounds is a collateral order that may be reviewed interlocutorily. As the

government concedes, the logic of Abney is equally applicable to Guevara’s non bis in

idem claim; we therefore conclude that we have jurisdiction to consider it.

The government contends that because the treaty under which Guevara was

extradited does not contain an explicit non bis in idem provision, that principle is simply

inapplicable to this case. We need not address this argument, however, because even if

Guevara were correct that the treaty incorporates the principle by reference, we would

still conclude that the indictment should stand. Guevara argues that Article V of the

treaty, which allows a signatory country to decline extradition due to a “lapse of time or

other lawful cause,” permits either country to enforce its constitutional and other legal

protections on behalf of persons whose extradition is sought. Guevara appears to

concede, as he must, that, under the law of the United States, the Dominican judgment

would not preclude further proceedings in this country. It is well established that the

Double Jeopardy Clause does not bar separate sovereigns from undertaking sequential

prosecutions of the same offense. See Heath v. Alabama, 474 U.S. 82, 93 (1985).

Rather, Guevara maintains that principles of double jeopardy embodied in Dominican law

require dismissal of the indictment. Yet the Dominican Republic’s highest court

reviewed the U.S. indictment in light of the prior proceedings in that country and
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concluded that Dominican law would permit Guevara to be extradited and tried on at least

some of the allegations set out in that indictment. We decline to question the Dominican

judiciary’s informed conclusion that Dominican law would permit him to stand trial here.

As one of our sister circuits has observed, “[A] foreign court’s holding as to what that

country’s criminal law provides should not lightly be second-guessed by an American

court – if it is ever reviewable. And the foreign court’s understanding of the nature of the

American charge is, in truth, inextricably intertwined with its reading of its own law.”

Casey v. Dep’t of State, 980 F.2d 1472, 1477 (D.C. Cir. 1992). 

To the extent Guevara argues that language in the Dominican Supreme Court’s

opinion or in the diplomatic note effecting his extradition requires that the charges against

him be pared or that the evidence at trial be limited in some way, the district court’s

rejection of such arguments without prejudice does not constitute a collateral order that

may be immediately appealed. Having concluded that nothing in either American or

Dominican law affords Guevara the right “not to be tried at all,” we lack jurisdiction to

say any more. United States v. Culbertson, 598 F.3d 40, 46 (2d Cir. 2010).

For the foregoing reasons, the judgment of the district court is AFFIRMED to the

extent that it refused to dismiss the indictment based on the principle of non bis in idem.

The appeal is DISMISSED for lack of appellate jurisdiction in all other respects.

FOR THE COURT:

Catherine O’Hagan Wolfe, Clerk