59298 Federal Register / Vol. 75, No. 186 / Monday, September 27, 2010 / Notices 

mail at angela.bolduc@nrc.gov. mailto:

dlc@nrc.gov.mailto:aks@nrc.gov 

Determinations on requests for 

reasonable accommodation will be 

made on a case-by-case basis. 

* * * * * 

This notice is distributed 

electronically to subscribers. If you no 

longer wish to receive it, or would like 

to be added to the distribution, please 

contact the Office of the Secretary, 

Washington, DC 20555 (301–415–1969), 

or send an e-mail to 

darlene.wright@nrc.gov. 

Dated: September 22, 2010. 

Rochelle C. Bavol, 

Policy Coordinator, Office of the Secretary. 

[FR Doc. 2010–24266 Filed 9–23–10; 11:15 am] 

BILLING CODE 7590–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of Investor 

Education and Advocacy, 

Washington, DC 20549–0213. 

Extension: 

Rule 203–2 and Form ADV–W; SEC 

File No. 270–40; OMB Control No. 

3235–0313. 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for extension of the 

previously approved collection of 

information discussed below. 

The title for the collection of 

information is ‘‘Rule 203–2 (17 CFR 

275.203–2) and Form ADV–W (17 CFR 

279.2) under the Investment Advisers 

Act of 1940 (15 U.S.C. 80b).’’ Rule 203– 

2 under the Investment Advisers Act of 

1940 establishes procedures for an 

investment adviser to withdraw its 

registration with the Commission. Rule 

203–2 requires every person 

withdrawing from investment adviser 

registration with the Commission to file 

Form ADV–W electronically on the 

Investment Adviser Registration 

Depository (‘‘IARD’’). The purpose of the 

information collection is to notify the 

Commission and the public when an 

investment adviser withdraws its 

pending or approved SEC registration. 

Typically, an investment adviser files a 

Form ADV–W when it ceases doing 

business or when it is ineligible to 

remain registered with the Commission. 

The potential respondents to this 

information collection are all 

investment advisers registered with the 

Commission. The Commission has 

estimated that compliance with the 

requirement to complete Form ADV–W 

imposes a total burden of approximately 

0.75 hours (45 minutes) for an adviser 

filing for full withdrawal and 

approximately 0.25 hours (15 minutes) 

for an adviser filing for partial 

withdrawal. Based on historical filings, 

the Commission estimates that there are 

approximately 500 respondents 

annually filing for full withdrawal and 

approximately 500 respondents 

annually filing for partial withdrawal. 

Based on these estimates, the total 

estimated annual burden would be 500 

hours ((500 respondents × .75 hours) + 

(500 respondents × .25 hours)). 

Rule 203–2 and Form ADV–W do not 

require recordkeeping or records 

retention. The collection of information 

requirements under the rule and form 

are mandatory. The information 

collected pursuant to the rule and Form 

ADV–W are filings with the 

Commission. These filings are not kept 

confidential. An agency may not 

conduct or sponsor, and a person is not 

required to respond to, a collection of 

information unless it displays a 

currently valid control number. 

Please direct general comments 

regarding the above information to the 

following persons: (i) Desk Office for the 

Securities and Exchange Commission, 

Officer of Management and Budget, 

Room 10102, New Executive Office 

Building, Washington, DC 20503 or 

send an email to: Shagufta Ahmed at 

Shagufta_Ahmed@omb.eop.gov; and (ii) 

Jeff Heslop, Acting Director/CIO, 

Securities and Exchange Commission, 

C/O Remi Pavlik-Simon, 6432 General 

Green Way, Alexandria, VA 22312; or 

send an e-mail to: PRA_Mailbox@

sec.gov. Comments must be submitted to 

OMB within 30 days of this notice. 

Dated: September 20, 2010. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–24071 Filed 9–24–10; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of Investor 

Education and Advocacy, 

Washington, DC 20549–0213. 

Extension: 

Rule 17a–7; Sec File No. 270–147; OMB 

Control No. 3235–0131. 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for extension of the 

previously approved collection of 

information discussed below. 

Rule 17a–7 (17 CFR 240.17a–7) under 

the Securities Exchange Act of 1934 (15 

U.S.C. 78a et seq.) (‘‘Exchange Act’’) 

requires non-resident broker-dealers 

registered or applying for registration 

pursuant to Section 15 of the Exchange 

Act to maintain—in the United States— 

complete and current copies of books 

and records required to be maintained 

under any rule adopted under the 

Exchange Act. Alternatively, 

Rule 17a–7 provides that non-resident 

broker-dealers may sign written 

undertakings to furnish the requisite 

books and records to the Commission 

upon demand. 

There are approximately 63 nonresident broker-dealers. Based on the 

Commission’s experience in this area, it 

is estimated that the average amount of 

time necessary to preserve the books 

and records required by Rule 17a–7 is 

one hour per year. Accordingly, the total 

burden is 63 hours per year. With an 

average cost per hour of approximately 

$294, the total cost of compliance for 

the respondents is approximately 

$18,522 per year. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. 

Comments should be directed to 

(i) Desk Officer for the Securities and 

Exchange Commission, Office of 

Information and Regulatory Affairs, 

Office of Management and Budget, 

Room 10102, New Executive Office 

Building, Washington, DC 20503, or by 

sending an e-mail to: 

Shagufta_Ahmed@omb.eop.gov; and 

(ii) Jeff Heslop, Acting Director/Chief 

Information Officer, Securities and 

Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way, 

Alexandria, VA 22312, or send an 

e-mail to: PRA_Mailbox@sec.gov. 

Comments must be submitted within 30 

days of this notice. 

Dated: September 20, 2010. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–24069 Filed 9–24–10; 8:45 am] 

BILLING CODE 8010–01–P 


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