SUBSCRIPTION ADD ONShares Of Common Stock Of VII Peaks Co]Op..vistTM Income BDC II, Inc.The undersigned hereby tenders this subscrip..on and applies for the purchase of the dollaramount of common shares of beneficial interest (the gSharesh) of VII Peaks Co]Op..vistTMIncome BDC II, Inc. (some..mes referred to herein as the gCompanyh), set forth below.Addi..onal Investment ($500 minimum) NAV or Net of commission Investment Subscrip..on Amount $1. INVESTMENTOwner or authorized person: Print Name Signature DateOwner or authorized person: Print Name Signature DateSignature of Custodian (if applicable) DateI(We) am(are) an existing shareholder(s) in the Company, and desire to purchase additional shares in the Company in the amount specified above. I(We) herebyreaffirm as of the date hereof all of the representations, warranties and acknowledgements previously made in the most recent Subscription Agreement underwhich I(We) purchased shares in the Company. I(We) confirm that I(We) have received the Companyfs final prospectus (as amended or supplemented as of thedate hereof) at least five business days prior to the signing of this Subscription Add On Form. I(We) confirm that my(our) prior election to participate or notparticipate in the Companyfs DRIP (Distribution Reinvestment Plan) shall apply to the shares purchased pursuant to this Subscription Add On Form.4. REPRESENTATIONS, WARRANTIES AND COVENANTS OF INVESTORA. Individual/Beneficial Owners (Trust/Corpora..on/Partnership)Social Security NumberB. Joint Investor/MinorFirst Name (MI)Name of inves..ng en..tyFirst Name (MI)3. INVESTOR INFORMATIONSocial Security NumberLast NameDate of Birth (MM,DD,YYYY)Individual Joint Tenants with Right of Survivorship Pension Plan Trust (Complete Appendix A on page A]5)Non]Profit Organiza..on Corpora..on or Partnership (Complete Append ix B on page A]6)UGMA: State of _______ UTMA: State of _______ Other (Specify and include ..tle pages) ____________________________________________Custodial Account: IRA SEP/IRA ROTH/IRA OTHER Qualified Acct: ________________________________________________________Custodian Name: ___________ ____________ _____________ ____________________________________ Account #: _____________________________Custodian Mailing Address: _______________________________________________________________________________________________________2. O WNERSHIP (Select only one)Last NameDate of Birth (MM

 

  

5. BROKER]DEALER INFORMATION The undersigned confirm on behalf of the Broker]Dealer that they (i) are registered in the state in which the sale of the Shares to the investor execu..ng thisSubscrip..on Agreement has been made and that the offering of the Shares is registered for sale in such state; (ii) have reasonable grounds to believe that theinforma..on and representa..ons concerning the investor iden..fied herein are true, correct and complete in all respects; (iii) have discussed such investorfsprospec..ve purchase of Shares with such investor; (iv) have advised such investor of all per..nent facts with regard to the fundamental risks of the investment,including the lack of liquidity and marketability of the Shares; (v) have delivered a current Prospectus and related supplements, if any, to such investor ; (vi)have reasonable grounds to believe that the investor is purchasing these Shares for his or her own account; and (vii) have reasonable grounds to believe thatthe purchase of shares is a suitable investment for such investor, that the undersigned will obtain and retain records rela..ng to such investorfs suitability for aperiod of six years, that such investor meets the suitability standards applicable to such investor set forth in the Prospectus and related supplements, if any,that such investor is in a financial posi..on to enable such investor to realize the benefits of such an investment and to suffer any loss that may occur withrespect thereto and that such investor has an understanding of the fundamental risks of the investment, the background and qualifica..ons of the personsmanaging the Company and the tax consequences of purchasing and owning Shares.The undersigned Financial Advisor further represents and cer..fies that, in connec..on with this subscrip..on for Shares, he or she has complied with and hasfollowed all applicable policies and procedures under his or her firmfs exis..ng An..]Money Laundering Program and Customer Iden..fica..on Program inaccordance with Sec..on 326 of the USA PATRIOT ACT B roker]Dealer Firm Name Financial Advisor NameFinancial Advisor Signature DateBroker Dealer Supervisor Signature (MANDATORY) Date 6. INVESTMENT INSTRUCTIONSBy Wire Transfer:Account Name: Phoenix American Financial Services, Inc.as trustee for VII Peaks Capital, LLCAccount Number: 0 3 2 4 2 5 8 5 0Rou..ng Number: 1 2 1 1 0 0 7 8 2Bank Name: Bank of the WestBank Loca..on: Walnut Creek, CACustodial Accounts:Forward this subscrip..on agreement directly to your current custodianof assets.By Mail:Phoenix American Financial Services, Inc.A..n: VII PEAKS Co]Op..vist Income BDC II Service Team2401 Kerner Blvd., San Rafael, California 94901Telephone: 855]889]1778Facsimile: 415]485]4553Make all checks payable to:VII Peaks Co]Op..vist Income BDC II, Inc.(PLEASE DO NOT SUBMIT CASHIERS CHECKS OR MONEY ORDERS) NOTICE TO STOCKHOLDER OF ISSUANCE OFUNCERTIFICATED SHARES OF COMMON STOCKContaining the informa..on required by Sec..on 2]221of the Maryland General Corpora..on LawTo: StockholderFrom: VII Peaks Co]Op..vistTM Income BDC II, Inc.Shares of Common Stock, $0.001 par value per shareVII Peaks Co]Op..vistTM Income BDC II, Inc., a Maryland Corpora..on (the gCorpora..onh), is issuing to you, subject to acceptance by the Corpora..on, the number of shares of itscommon stock (the gSharesh) that correspond to the dollar amount of your subscrip..on as set forth in your subscrip..on agreement with the Corpora..on. The shares do not havephysical cer..fi]cate. Instead, the Shares are recorded on the books and records of the Corpora..on, and this no..ce is given to you of certain informa..on rela..ng to the shares. Allcapitalized terms not defined herein have the meanings set forth in the Corpora..onfs Charter, as the same may be amended from ..me to ..me, a copy of which, including therestric..ons on transfer and ownership, will be furnished to each holder of shares of the Corpora..on on request, and without charge. Requests for such a copy may be directed to theSecretary of Corpora..on at its principal office.The Corpora..on has the authority to issue shares of stock of more than one class. Upon the request of any stockholder, and without charge, the Corpora..on will furnish a fullstatement of the informa..on required by sec..on 2]221 of the Maryland General Corpora..on Law with respect to certain restric..ons on ownership and transferability, thedesigna..ons and any preferences, conversion and other rights, vo..ng powers, restric..ons, limita..ons as to dividends and other distribu..ons, qualifica..ons, terms and condi..ons ofredemp..on of the shares of each class of stock which the Corpora..on has authority to issue, the differences in the rela..ve rights and preferences between the shares of each seriesto the extent set , and the authority of the Board of Directors to set such rights and preferences of subsequent series. Such requests must be made to the Secretary of Corpora..on atits principal office.