IN THE SUPREME COURT OF MISSISSIPPI

NO. 97-CA-01048-SCT

ANDREW LEE HOLMES

v.

LLOYD DEFER, INDIVIDUALLY, AND IN HIS

CAPACITY AS SHERIFF OF YALOBUSHA COUNTY,

M. H. SURRETTE, FREDDIE WINTERS, HENRY D.

GRAY, AMOS SIMS AND BILL MEMINN,

INDIVIDUALLY, AND IN THEIR CAPACITIES AS

COUNTY COUNCILPERSONS AND AS

SUPERVISORS OF YALOBUSHA COUNTY

DATE OF JUDGMENT: 06/25/97

TRIAL JUDGE: HON. GEORGE B. READY

COURT FROM WHICH APPEALED: YALOBUSHA COUNTY CIRCUIT COURT

ATTORNEY FOR APPELLANT: BRIAN H. NEELY

ATTORNEYS FOR APPELLEES: GRADY F. TOLLISON, JR.

SAM N. FONDA

NATURE OF THE CASE: CIVIL - PERSONAL INJURY

DISPOSITION: AFFIRMED - 10/22/1998

MOTION FOR REHEARING FILED:

MANDATE ISSUED: 11/12/98

BEFORE PITTMAN, P.J., ROBERTS AND SMITH, JJ.

ROBERTS, JUSTICE, FOR THE COURT:

STATEMENT OF THE CASE

¶1. The Appellant, Andrew Lee Holmes (hereinafter "Holmes"), filed suit against the Appellee,

Yalobusha County Sheriff Lloyd Defer (hereinafter "Defer"), along with M.H. Surrette, Freddie

Winters, Henry D. Gray, Amos Sims, and Bill McMinn, the Supervisors of Yalobusha County,

Mississippi. The action was brought in the Second Judicial District of Yalobusha County, Mississippi,

on September 30, 1996. Each of the defendants were sued individually and in their official capacities.

¶2. Holmes' complaint alleged that on October 5, 1995, Sheriff Defer came to the home of William

Holmes, Holmes' father, responding to a call for help, where Defer wrongfully shot and injured

Andrew Lee Holmes "for no apparent reason." The complaint, which sought actual and punitive
damages for Holmes' injuries, also asserted that the Yalobusha County Board of Supervisors was

negligent in its training and supervision of the Sheriff's Department.

¶3. The defendant Supervisors and Sheriff Defer filed separate answers, denying any liability for

Holmes' injuries as Sheriff Defer was acting in the self-defense of himself and others. Also, the

defendants affirmatively pled that Holmes failed to file the requisite statutory notice of his claim

within the ninety (90) day period mandated by Miss. Code Ann. § 11-46-11, a part of the Mississippi

Tort Claims Act (hereinafter "MTCA").

¶4. On November 21, 1996, the Supervisors were dismissed without prejudice from the suit pursuant

to the entry of an agreed order.

¶5. On May 9, 1997, the only remaining defendant, Sheriff Defer, filed a motion for summary

judgment pursuant to M.R.C.P. 56. Sheriff Defer's motion argued that there was no genuine issue of

material fact since he was acting in the scope and course of his duty as Sheriff, and that Holmes failed

to give the requisite notice of his claim mandated by § 11-46-11.

¶6. On May 13, 1997, Sheriff Defer moved the court to compel Holmes to answer some outstanding

discovery requests that were issued to Holmes in January of 1997. Defer further moved the court to

issue sanctions pursuant to M.R.C.P. 11.

¶7. A hearing was held on these motions on June 16, 1997. The Circuit Court denied Defer's motion

for Rule 11 sanctions. However, the court granted Defer's motion for summary judgment, finding

that Holmes had failed to give the statutorily required ninety (90) days notice as prescribed in Miss.

Code Ann. § 11-46-11. An order to that effect was entered by the court on June 25, 1997.

¶8. On July 14, 1997, Holmes filed a notice of appeal from the entry of the order granting Defer's

motion for summary judgment. On appeal, Holmes raises the following points of error:

I. THE COURT ERRED IN GRANTING SUMMARY JUDGMENT ON THE BASIS

OF FAILURE TO PROVIDE STATUTORY NOTICE TO THE LOCAL

GOVERNMENTAL UNIT AS REQUIRED BY MISS. CODE. ANN. SECTION 11-46-

11.

II. SHERIFF DEFER WAS NOT ACTING IN THE SCOPE OF HIS EMPLOYMENT

SO NOTICE WAS NOT REQUIRED AND SUMMARY JUDGMENT WAS

IMPROPER.

III. SHERIFF DEFER IS BARRED FROM EXERCISING A DEFENSE UNDER

SECTION 11-46-11 SINCE HE HAD COMPLETE AND ACTUAL NOTICE OF THE

FACTS AND CIRCUMSTANCES SURROUNDING THE LAWSUIT.

IV. SECTION 11-46-11 STATES THAT NOTICE IS REQUIRED SOLELY TO THE

LOCAL GOVERNMENTAL UNIT WHICH IS BEING SUED AND NOT TO THE

INDIVIDUAL TORTFEASOR.

V. MISS. CODE ANN. SECTION 11-46-11 IS VOID FOR VAGUENESS AND

OVERBREADTH AND THE TRIAL COURT ERRED IN USING IT AS A BASIS FOR
GRANTING SUMMARY JUDGMENT.

VI. SECTION 11-46-11 VIOLATES THE DUE PROCESS AND EQUAL

PROTECTION CLAUSES AND IS VOID FOR VAGUENESS AND OVERBREADTH

IN THAT THE STATUTE MAKES NO PROVISION FOR ACKNOWLEDGMENT OR

RESPONSE BY THE LOCAL GOVERNMENTAL UNIT OF RECEIPT OF THE

STATUTORY NOTICE.

¶9. This Court holds that the trial court's grant of summary judgment was proper. On the evening of

October 5, 1996, Yalobusha County Sheriff, Lloyd Defer, was acting in his official capacity when he

responded to an emergency call at the home of William Holmes and eventually shot Andrew Lee

Holmes. Accordingly, Holmes was required to file proper § 11-46-11 notice with the Yalobusha

County Board of Supervisors ninety (90) days prior to filing his personal injury suit. Holmes failed to

do so. As a result, the trial judge properly followed the mandate of § 11-46-11 and entered summary

judgment in favor of Sheriff Defer. The decision of the lower court is affirmed.

STATEMENT OF FACTS

¶10. On the evening of October 5, 1995, the Yalobusha County Sheriff''s Department received an

emergency call requesting police assistance at the residence of William Holmes, the father of Andrew

Lee Holmes, on Pinehill Road in Yalobusha County, Mississippi. The Sheriff's Department was

informed that a stabbing had occurred at the residence and that an ambulance was en route.

¶11. Responding to this call, Sheriff Defer called for backup from the Water Valley Police

Department and then proceeded to the Holmes residence. When Sheriff Defer arrived at the home of

William Holmes, the ambulance was already there and two Water Valley policemen, William

Sheffield and Ray Hawkins, appeared soon thereafter.

¶12. According to the affidavits of Sheriff Defer, Officer Sheffield and Officer Hawkins, upon

entering the house, the officers found the Appellant, Holmes, sitting on a couch in the living room

with two knives sitting on the table in front of him and saw blood on the floor. Holmes had a history

of mental illness and violence of which Sheriff Defer was aware.

¶13. William Holmes and Marvin Holmes, the Appellant's brother (who had allegedly been stabbed by

Andrew Lee Holmes), had barricaded themselves in a back room. The alleged stabbing victim,

Marvin Holmes, was coaxed out of the room and taken to the waiting ambulance.

¶14. Andrew Lee Holmes picked up a couple of knives and returned to the couch. According to

Officer Hawkins, Holmes was asked repeatedly to put the knives down and go with Sheriff Defer.

Holmes insisted he was not going to jail and if they wanted him to go they were going to have to kill

him.

¶15. Officer Hawkins claimed that after throwing a lamp at Sheriff Defer, and breaking several other

items in the house, Holmes began to walk towards Hawkins and Defer with a knife. Holmes was

ordered to stop and put down the knife several times. When Holmes refused to obey and was within

three (3) to four (4) feet of the policemen, Sheriff Defer fired one round from his pistol, striking

Holmes in the abdomen.
¶16. Holmes testified that Sheriff Defer shot him for no apparent reason. Holmes asserted that he was

unarmed and offered no threat of violence or resistance to the policemen.

¶17. Holmes was transported to Baptist Memorial Hospital in Oxford, Mississippi, and after

undergoing surgery, eventually recovered.

¶18. As a result of the shooting incident, Holmes filed a personal injury action on September 30,

1996. The complaint was filed against Sheriff Defer, individually and in his official capacity as Sheriff,

and also named the members of the Yalobusha County Board of Supervisors. The Board of

Supervisors were dismissed from the present case by an agreed Order. Sheriff Defer filed a motion

for summary judgment which was granted by the trial judge on June 25, 1997 for Holmes' failure to

file timely § 11-46-11 notice as prescribed by the MTCA. Aggrieved by the trial court's ruling,

Holmes appeals to this Court.

DISCUSSION OF THE ISSUES

I. THE COURT ERRED IN GRANTING SUMMARY JUDGMENT ON THE BASIS

OF FAILURE TO PROVIDE STATUTORY NOTICE TO THE LOCAL

GOVERNMENTAL UNIT AS REQUIRED BY MISS. CODE. ANN. SECTION 11-46-

11.

II. SHERIFF DEFER WAS NOT ACTING IN THE SCOPE OF HIS EMPLOYMENT

SO NOTICE WAS NOT REQUIRED AND SUMMARY JUDGMENT WAS

IMPROPER.

¶19. The first two assignments of error presented by the Appellant, Andrew Lee Holmes, can be

considered jointly as each involves essentially the same issues.

¶20. Holmes argues that Sheriff Defer was not acting in an official capacity when he shot Holmes and

was thus not an employee of the State and not subject to the notice requirement mandated by § 11-

46-11. As a result, Holmes contends that the trial court's grant of summary judgment for failure to

meet the notice requirement was improper.

¶21. The MTCA was enacted in 1993 to create a limited waiver of immunity for the State and its

political subdivisions. See Miss. Code Ann. § 11-46-1 et seq. (Supp. 1998). The immunity is

designated for specific claims within a fixed period of time with a substantial limitation on the amount

of damages a plaintiff can recover. Id.

¶22. One of the procedural strictures contained in the MTCA is the notice requirement in § 11-46-11.

Section 11-46-11 reads in part:

(1) After all procedures within a governmental entity have been exhausted, any person having a

claim for injury arising under the provisions of this chapter against a governmental entity or its

employee shall proceed as he might in any action at law or in equity; provided, however that

ninety (90) days prior to maintaining an action thereon, such person shall file a notice of

claim with the chief executive officer of the governmental entity. . .
(2) The notice of claim required by subsection (1) of this section shall be in writing, delivered in

person or by registered or certified United States mail. Every notice of claim shall contain a

short and plain statement of the facts upon which the claim is based, including the

circumstances which brought about the injury, the extent of the injury, the time and place the

injury occurred, the names of all the persons known to be involved, the amount of money

damages sought and the residence of the person making the claim at the time of the injury and

at the time filing the notice.

Miss. Code Ann. § 11-46-11(1) and (2) (Supp. 1998) (emphasis added).

¶23. This Court recently affirmed the validity of the § 11-46-11 notice requirement in City of

Jackson v. Lumpkin, 697 So. 2d 1179 (Miss. 1997). In Lumpkin, a motorist sued a City of Jackson

police officer for injuries that resulted from an automobile accident allegedly caused by the officer's

negligent driving. This Court vacated the trial court's judgment in favor of the plaintiff and dismissed

the cause finding that the plaintiff had failed to comply with the notice requirement in § 11-46-11.

Lumpkin, 697 So. 2d at 1182.

¶24. In Lumpkin we held that:

In the view of this Court, the present appeal therefore involves a rather straightforward case of

non-compliance with the notice requirements of § 11-46-11. . . . The Legislature elected to

waive sovereign immunity to a large extent in the Tort Claims Act statutes, but it saw fit to

qualify this waiver with a number of procedural requirements which, it is logical to conclude,

must be complied with for this waiver to take effect.

There are a number of valid reasons why the Legislature would require that the Chief Executive

Officer of a governmental entity be given advance notice of planned litigation against it, and the

Legislature saw fit to implement specific and detailed requirements for the granting of this

notice.

City of Jackson v. Lumpkin, 697 So. 2d at 1181 (Miss. 1997).

¶25. In the present case, Holmes argues that this notice requirement was improperly applied to

Sheriff Defer because he was not acting in his official capacity when he shot Holmes. We disagree.

¶26. Section 11-46-5 of the MTCA reads in part:

(2) For the purposes of this chapter an employee shall not be considered as acting within the

course and scope of his employment. . .if the employee's conduct constituted fraud, malice,

libel, slander, defamation or any criminal offense other than traffic violations.

(3) For the purposes of this chapter and not otherwise, it shall be a rebuttable presumption that

any act or omission of an employee within the time and at the place of his employment is within

the course and scope of his employment.

Miss. Code Ann. § 11-46-5 (Supp. 1998).

¶27. Holmes fails to offer any evidence to suggest that Sheriff Defer was not acting as an employee
of Yalobusha County, a political subdivision of the State of Mississippi. Holmes' argument is solely

based on the fact that Defer was named individually in the complaint.

¶28. Conversely, there is a wealth of evidence in the record to reflect that Defer was acting in his

official capacity as Sheriff of Yalobusha County when he went to the residence of William Holmes on

the evening of October 5, 1995. As the highest ranking law enforcement officer in the county, Sheriff

Defer is charged with the duty to keep the peace in the county. Miss. Code Ann. § 19-25-67 (1995).

When the emergency call came to the Sheriff's office on that October night requesting police

assistance, Sheriff Defer was bound by law to respond. Traveling to the home of William Holmes to

quell a potentially violent situation is precisely the type of action required of an officer of the law in

the scope of his employment.

¶29. Since Sheriff Defer was clearly an employee of the State, this Court finds that the notice

requirement in § 11-46-11 clearly applies. As a result, Holmes' failure to provide notice pursuant to

the statutory mandate is fatal to his claim. Thus, the trial court acted properly when it granted Sheriff

Defer's motion for summary judgment. These claims are without merit and accordingly denied.

III. SHERIFF DEFER IS BARRED FROM EXERCISING A DEFENSE UNDER

SECTION 11-46-11 SINCE HE HAD COMPLETE AND ACTUAL NOTICE OF THE

FACTS AND CIRCUMSTANCES SURROUNDING THE LAWSUIT.

¶30. Section 11-46-11, supra, requires written notice to the chief executive officer of the

governmental entity against which a claim is being brought. In this case, no written notice was

provided prior to the bringing of this claim. Additionally, as this complaint involved Yalobusha

County, its chief executive officer is the Board of Supervisors, not the Sheriff.

¶31. The Board of Supervisors never received written notice prior to the filing of the complaint.

Further, the Sheriff's actual notice of the circumstances surrounding the suit is irrelevant. There is no

provision in the statute for actual or constructive notice, but a requirement of written notice is

expressly stated. As this Court held in Lumpkin, supra, the notice requirements must be strictly

followed. Therefore, this claim is without merit.

IV. SECTION 11-46-11 STATES THAT NOTICE IS REQUIRED SOLELY TO THE

LOCAL GOVERNMENTAL UNIT WHICH IS BEING SUED AND NOT TO THE

INDIVIDUAL TORTFEASOR.

¶32. As discussed above in issues I and II, Sheriff Defer was not acting individually, but within the

course and scope of his employment as a duly elected official of Yalobusha County, Mississippi.

Notice of Holmes' complaint was therefore required to be given to the Yalobusha County Board of

Supervisors. However, Holmes failed to comply with this explicit statutory requirement. As a result,

this claim is not actionable and is dismissed.

V. MISS. CODE ANN. SECTION 11-46-11 IS VOID FOR VAGUENESS AND

OVERBREADTH AND THE TRIAL COURT ERRED IN USING IT AS A BASIS FOR

GRANTING SUMMARY JUDGMENT.

VI. SECTION 11-46-11 VIOLATES THE DUE PROCESS AND EQUAL
PROTECTION CLAUSES AND IS VOID FOR VAGUENESS AND OVERBREADTH

IN THAT THE STATUTE MAKES NO PROVISION FOR ACKNOWLEDGMENT OR

RESPONSE BY THE LOCAL GOVERNMENTAL UNIT OF RECEIPT OF THE

STATUTORY NOTICE.

¶33. This Court finds that it is unnecessary to consider the remainder of Holmes' claims. We have

already affirmed the constitutionality of the notice requirement in § 11-46-11 of the MTCA in

Lumpkin, supra.

CONCLUSION

¶34. The lower court's grant of Sheriff Lloyd Defer's motion for summary judgment was proper.

Acting in his official capacity, Sheriff Defer responded to a call at the residence of William Holmes.

Andrew Lee Holmes believed that the Sheriff wrongfully shot him. However, Holmes failed to give

ninety (90) days notice to the Yalobusha County Board of Supervisors before filing his complaint as

required by § 11-46-11. As a result, the trial judge had no choice but to grant Sheriff Defer's motion

for summary judgment. Finally, this Court has held and continues to hold that the MTCA, and

specifically § 11-46-11, is constitutional. Thus, the decision of the lower court is affirmed.

¶35. JUDGMENT IS AFFIRMED.

PRATHER, C.J., SULLIVAN AND PITTMAN, P.JJ., BANKS, SMITH, MILLS AND

WALLER, JJ., CONCUR. McRAE, J., NOT PARTICIPATING.