Federal Register / Vol. 75, No. 175 / Friday, September 10, 2010 / Notices 55391 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Securities Exchange Act Release No. 55590 

(April 5, 2007), 72 FR 18707 (April 13, 2007) (notice 

of immediate effectiveness of SR–NYSE–2007–29); 

see also, Securities and [sic] Exchange Act Release 

No. 58680 (September 29, 2008), 73 FR 58283 

(October 6, 2008) (order approving SR–NYSE– 

2008–76). 

4See Securities Exchange Act Release No. 54238 

(July 28, 2006), 71 FR 44758 (August 7, 2006) (order 

approving SR–NYSEArca–2006–13); see also, 

Securities Exchange Act Release No. 52497 

(September 22, 2005), 70 FR 56949 (September 29, 

2005) (SR–PCX–2005–90); see also, Securities 

Exchange Act Release No. 44983 (October 25, 2001), 

66 FR 55225 (November 1, 2001) (SR–PCX–00–25); 

see also, Securities Exchange Act Release No. 58681 

(September 29, 2008), 73 FR 58285 (October 6, 

2008) (order approving NYSEArca–2008–90). See 

Securities Exchange Act Release No. 59009 

(November 24, 2008), 73 FR 73363 (December 2, 

2008) (order approving SR–NYSEALTR–2008–07); 

see also, Securities Exchange Act Release No. 59473 

(February 27, 2009), 74 FR 9853 (March 6, 2009) 

(order approving SR–NYSEALTR–2009–18). 

5See Securities and [sic] Exchange Act Release 

No. 58680 (September 29, 2008), 73 FR 58283 

(October 6, 2008) (order approving SR–NYSE– 

2008–76); see Securities Exchange Act Release No. 

59011 (November 24, 2008), 73 FR 73360 

(December 2, 2008) (order approving SR–NYSE– 

2008–122); see also Securities Exchange Act 

Release No. 60255 (July 7, 2009), 74 FR 34065 (July 

14, 2009) (order approving SR–NYSE–2009–58). 

6See Securities Exchange Act Release No. 61814 

(March 31, 2010), 75 FR 17814 (April 7, 2010) 

(Notice of immediate effectiveness of SR–NYSE– 

2010–27). 

7 15 U.S.C. 78f(b). 

8 15 U.S.C. 78f(b)(5). 

9The Exchange is currently analyzing the 

condition regarding non-public information and 

system changes in order to better reflect the 

operation of Arca Securities. 

10 15 U.S.C. 78s(b)(3)(A). 

11 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– 

4(f)(6)(iii) requires that a self-regulatory 

organization submit to the Commission written 

notice of its intent to file the proposed rule change, 

along with a brief description and text of the 

proposed rule change, at least five business days 

prior to the date of filing of the proposed rule 

change, or such shorter time as designated by the 

Commission. The Exchange has satisfied this 

requirement. 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–62832; File No. SR–NYSE– 

2010–64] 

Self-Regulatory Organizations; New 

York Stock Exchange LLC; Notice of 

Filing and Immediate Effectiveness of 

Proposed Rule Change Extending the 

Pilot Period To Receive Inbound 

Routes of Certain Equities Orders 

From Archipelago Securities LLC 

September 2, 2010. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’) and Rule 19b–4 thereunder,2

notice is hereby given that, on August 

31, 2010, New York Stock Exchange 

LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed 

with the Securities and Exchange 

Commission (the ‘‘Commission’’) the 

proposed rule change as described in 

Items I and II below, which Items have 

been prepared by the self-regulatory 

organization. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to extend the 

pilot period of the Exchange’s prior 

approvals to receive inbound routes of 

certain equities orders from Archipelago 

Securities LLC (‘‘Arca Securities’’), an 

NYSE affiliated member. The text of the 

proposed rule change is available at the 

Exchange, the Commission’s Public 

Reference Room, and http:// 

www.nyse.com. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 

The Exchange has prepared summaries, 

set forth in sections A, B, and C below, 

of the most significant parts of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and the 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

Currently, Arca Securities is the 

approved outbound order routing 

facility of the Exchange.3 Arca 

Securities is also the approved 

outbound order routing facility of NYSE 

Arca, Inc. (‘‘NYSE Arca’’) and NYSE 

Amex LLC (‘‘NYSE Amex’’).4 The 

Exchange has also been previously 

approved to receive inbound routes of 

equities orders by Arca Securities in its 

capacity as an order routing facility of 

NYSE Arca and NYSE Amex.5 The 

Exchange’s authority to receive inbound 

routes of equities orders by Arca 

Securities is subject to a pilot period 

ending September 30, 2010.6 The 

Exchange hereby seeks to extend the 

previously approved pilot period (with 

the attendant obligations and 

conditions) for an additional six 

months, through March 31, 2011. 

2. Statutory Basis 

The proposed rule change is 

consistent with Section 6(b) 7 of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’), in general, and furthers the 

objectives of Section 6(b)(5),8 in 

particular, in that it is designed to 

prevent fraudulent and manipulative 

acts and practices, to promote just and 

equitable principles of trade, to foster 

cooperation and coordination with 

persons engaged in facilitating 

transactions in securities, and to remove 

impediments to and perfect the 

mechanism of a free and open market 

and a national market system. 

Specifically, the proposed rule change 

will allow the Exchange to continue 

receiving inbound routes of equities 

orders from Arca Securities acting in its 

capacity as a facility of the NYSE Arca 

and NYSE Amex, in a manner 

consistent with prior approvals and 

established protections. The Exchange 

believes that extending the previously 

approved pilot period for six months 

will permit both the Exchange and the 

Commission to further assess the impact 

of the Exchange’s authority to receive 

direct inbound routes of equities orders 

via Arca Securities (including the 

attendant obligations and conditions).9

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change will impose 

any burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

No written comments were solicited 

or received with respect to the proposed 

rule change. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Because the foregoing rule change 

does not: (1) Significantly affect the 

protection of investors or the public 

interest; (2) impose any significant 

burden on competition; and (3) become 

operative for 30 days after the date of 

this filing, or such shorter time as the 

Commission may designate, it has 

become effective pursuant to Section 

19(b)(3)(A) of the Act 10 and Rule 19b– 

4(f)(6) thereunder.11


srobinson on DSKHWCL6B1PROD with NOTICES
55392 Federal Register / Vol. 75, No. 175 / Friday, September 10, 2010 / Notices 

12 17 CFR 200.30–3(a)(12). 

At any time within 60 days of the 

filing of such proposed rule change the 

Commission summarily may 

temporarily suspend such rule change if 

it appears to the Commission that such 

action is necessary or appropriate in the 

public interest, for the protection of 

investors or otherwise in furtherance of 

the purposes of the Act. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an e-mail to rulecomments@sec.gov. Please include File 

Number SR–NYSE–2010–64 on the 

subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Elizabeth M. Murphy, Secretary, 

Securities and Exchange Commission, 

100 F Street, NE., Washington, DC 

20549–1090. 

All submissions should refer to File 

Number SR–NYSE–2010–64. This file 

number should be included on the 

subject line if e-mail is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room on official business 

days between the hours of 10 a.m. and 

3 p.m. Copies of such filing also will be 

available for inspection and copying at 

the principal office of the Exchange. All 

comments received will be posted 

without change; the Commission does 

not edit personal identifying 

information from submissions. You 

should submit only information that 

you wish to make available publicly. All 

submissions should refer to File 

Number SR–NYSE–2010–64 and should 

be submitted on or before October 1, 

2010. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.12

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–22557 Filed 9–9–10; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–62853; File No. 4–610] 

State of the Municipal Securities 

Market Field Hearings 

AGENCY: Securities and Exchange 

Commission. 

ACTION: Notice of field hearings. 

SUMMARY: On May 7, 2010, the 

Chairman of the Securities and 

Exchange Commission Mary L. 

Schapiro, announced that 

Commissioner Elisse B. Walter would 

lead an effort to gather facts, opinions 

and analyses about the municipal 

securities market by holding a series of 

field hearings across the country. A 

broad array of municipal market 

participants representing diverse 

viewpoints will be invited to participate 

in the field hearings by sharing their 

perspectives on important topics 

relating to the municipal securities 

market. 

DATES: The initial field hearing will be 

held on September 21, 2010 in San 

Francisco, California and will be open 

to the public. The field hearing will 

begin at 9 a.m. Over the next several 

months, the Commission will hold four 

additional public field hearings in cities 

across the country. Information 

regarding the dates and times of future 

field hearings will be available on the 

Commission’s Web site at http:// 

www.sec.gov. 

ADDRESSES: The September 21, 2010 

field hearing will be held at the Port of 

San Francisco, Pier 1, The Embarcadero, 

San Francisco, CA 94111. Information 

regarding the locations of future field 

hearings will be available on the 

Commission’s Web site at http:// 

www.sec.gov. Comments relating to the 

state of the municipal securities market 

field hearings may be filed 

electronically by e-mail to 

munifieldhearings@sec.gov or through 

the comment form available at: http:// 

www.sec.gov/rules/other.shtml. 

Transcripts of the field hearings and all 

submitted comments will also be 

available on the Commission’s Web site 

at http://www.sec.gov. All comments 

received will be posted without change; 

we do not edit personal identifying 

information from submissions. You 

should submit only information that 

you wish to make available publicly. 

FOR FURTHER INFORMATION CONTACT: 

Alicia F. Goldin, Office of 

Commissioner Elisse B. Walter, at (202) 

551–5618, Lesli Sheppard, Office of 

Commissioner Elisse B. Walter, at (202) 

551–2806 or Kayla Gillan, Office of the 

Chairman, at (202) 551–2600. 

By the Commission. 

Dated: September 7, 2010. 

Elizabeth M. Murphy, 

Secretary. 

[FR Doc. 2010–22628 Filed 9–9–10; 8:45 am] 

BILLING CODE 8010–01–P 

SOCIAL SECURITY ADMINISTRATION 

[Docket No. SSA–2010–0046] 

Employment Network Report Card 

AGENCY: Social Security Administration 

(SSA). 

ACTION: Notice of Webinar and National 

Teleconference Call listening sessions— 

announcing two opportunities for SSA 

to hear public comments on 

Employment Network quality assurance, 

including a ticket consumer 

Employment Network Report Card. 

SUMMARY: We are soliciting the views of 

the public, beneficiaries, advocates, 

Employment Networks (EN), and other 

professionals on a key part of our 

quality assurance and performance 

measurement system for the Ticket to 

Work (TTW) program. An EN is a 

private or public entity that provides 

employment support and/or vocational 

rehabilitation services to Social Security 

Disability Insurance (SSDI) and 

Supplemental Security Income (SSI) 

disabled beneficiaries who choose to 

participate in the TTW program. 

We are seeking to expand and 

improve the mechanism used to monitor 

and evaluate EN performance under the 

TTW program. We plan to accomplish 

this goal by combining a user-friendly 

EN Report Card, which contains 

customer satisfaction feedback, with the 

current administrative data that EN’s 

submit annually. The EN Report Card 

will be useful to beneficiaries in making 

informed choices regarding their 

selection of ENs under the TTW 

program. We will use the findings to 

inform ENs about the service 

expectations of TTW beneficiaries, the 

level of satisfaction of beneficiaries who 


srobinson on DSKHWCL6B1PROD with NOTICES