1

Filed 2/16/21 P. v. Castro CA3

NOT TO BE PUBLISHED

California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for 

publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication

or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

THIRD APPELLATE DISTRICT

(San Joaquin)

----

THE PEOPLE,

Plaintiff and Respondent,

v.

JOSEPH ANTHONY CASTRO et al.,

Defendants and Appellants.

C082126

(Super. Ct. Nos. 

STKCRFECOD20150006572, 

SF131593A, SF131593B, 

STKCRFECOD20150006571)

THE PEOPLE,

Plaintiff and Respondent,

v.

JOSEPH ANTHONY CASTRO,

Defendant and Appellant.

C089047

(Super. Ct. Nos. 

STKCRFECOD20150006572, 

SF131593B)
2

Two brothers, defendants Joseph Anthony Castro and Salvador “Alex” Castro,

1

issued threats against Jesse Hernandez and his friend Jorge Rodriguez as the defendants 

drove by them on a Stockton street. The defendants then drove to Hernandez’s residence, 

where Alex attacked the residence and challenged them to come out. When Hernandez

came out, he was attacked by first Alex and then by both defendants, who used golf clubs 

and/or a fishing rod. Rodriguez came out to help his friend, but Hernandez was fatally 

stabbed. Following a jury trial, both defendants were convicted of first degree murder 

(Pen. Code, § 187)2 with enhancements for personal use of a dangerous or deadly weapon 

(§ 12022, subd. (b)(1)). The trial court sentenced them each to state prison terms of 26 

years to life.

On appeal, Joseph contends there was insufficient evidence to support his first 

degree murder conviction, raises numerous claims of instructional error, and claims the 

trial court improperly answered a jury question, counsel was ineffective, the prosecutor 

committed misconduct, and hearsay was improperly admitted. In a supplemental brief, 

he contends retroactive application of Senate Bill No. 1437 compels reversal of his 

murder conviction.

Alex joins several of Joseph’s contentions concerning instructional error, as well 

as the claims regarding ineffective assistance, the jury question, and prosecutorial 

misconduct. He additionally contends the trial court erred in refusing his request for selfdefense and imperfect self-defense instructions. In a supplemental brief, he contends his 

case must be remanded for a hearing pursuant to People v. Franklin (2016) 63 Cal.4th 

261 (Franklin). 

1 To avoid confusion between the codefendant brothers, we refer to them 

respectively as Joseph and Alex.

2 Undesignated statutory references are to the Penal Code.
3

Substantial evidence supports Joseph’s first degree murder conviction, the 

instructions, when read together, were correct or invited by the defense. The court’s 

answer to the jury question was proper, the prosecutor did not commit misconduct by 

commenting on the evidence, the hearsay was correctly admitted as a prior inconsistent 

statement, Alex’s requested instructions were not supported by the evidence, and counsel 

was not ineffective for failing to raise futile motions or objections. Finding the Franklin 

claim correct, we shall affirm both convictions and remand Alex’s case for a Franklin 

hearing.

BACKGROUND

The Preceding Confrontation

Hernandez and his friend Rodriguez met at the Corona Liquor store on the evening 

of May 30, 2015. Rodriguez bought two or three 25-ounce cans of beer. The pair

crossed the street to Taqueria El Grullense, where Hernandez got a burrito. After 

Hernandez got his burrito, they stood outside the restaurant for several minutes, “just 

chilling.” Their reverie was interrupted when defendants pulled up next to Corona 

Liquor in a blue, early 2000’s Chevrolet pickup truck. Joseph drove and Alex was in the 

passenger seat. As they pulled up, the two gave Rodriguez and Hernandez “a little look.”

Rodriguez was once friends with Alex. They had a falling out in 2014 after 

Rodriguez’s brother was arrested for armed robbery and Rodriguez accused Alex of 

being a snitch. After the falling out, they got into verbal and physical confrontations.

Rodriguez knew Joseph, but not as well. They had exchanged words but never fought 

each other.

Joseph entered the liquor store and then returned to the truck. He drove down the 

street and turned right at the intersection. Rodriguez testified that, as the truck passed, 

Alex leaned out and said, “I’m gonna get both you guys,” “We gonna get you both 

motherfuckers,” and that they were going to kill them. He told the police both defendants 
4

yelled, “We’ll kill you guys.” Rodriguez ran up to the truck and yelled back, “Shut the 

fuck up,” and “Fuck you, motherfuckers.” 

Cesar Silva was visiting his girlfriend at the home of her mother, Vernita Lymuel,

when he saw a man standing on the corner in front of Taqueria El Grullense arguing with 

two men in a truck. The man on the corner had his hands in the air and was yelling. The 

truck’s passenger was sitting on the windowsill of the truck. The passenger’s upper body 

was out of the window, his hands were up in the air, and he was yelling. The truck drove 

by Lymuel’s house at about 35 miles per hour.

The Incident

Rodriguez and Hernandez stood outside the restaurant for a few minutes and then 

got some beer at the liquor store to take to Hernandez’s apartment. They did not see 

defendants or the truck while walking back. Hernandez entered his home when they 

arrived, while Rodriguez stayed outside and drank his beer. Hernandez came back out 

with marijuana, which they smoked.

Rodriguez heard screeching tires; he looked up and saw the Silverado pickup truck 

turn onto the street and pull up to Hernandez’s apartment. Alex, the driver, and Joseph 

got out of the truck; Alex yelled, “I told you we were gonna come back. We’re gonna get 

you guys.” 

Defendants approached the residence together. Hernandez and Rodriguez went 

inside and locked the door. There was knocking on the front door. Alex screamed and 

demanded them to come outside. Glass broke, with shards from the front window going

into the living room. Hernandez was angry that his home was being attacked and told 

Rodriguez to come on. He then opened the door and went outside. 

Rodriguez followed Hernandez about 10 to 15 seconds later. He saw Hernandez

and Alex fighting in the front yard. They fought a little bit towards the carport, while 

Joseph stood on the curb looking at Hernandez and Alex. Rodriguez saw Alex trying to 

hit Hernandez with a golf club. Hernandez was on the ground. Rodriguez grabbed a 
5

fishing rod from the front yard and struck Alex in the head with it. Alex and Joseph then

ran off to their truck; Alex drove off, with Joseph in the passenger seat.

Lymuel was watering her front yard on the evening of May 30, 2015, when she 

saw Hernandez and Rodriguez walk by to Hernandez’s apartment from the direction of 

the liquor store. She later heard a car skidding and in less than a minute a man yelled, 

“Come out of the house, motherfucker,” and “Come out of the house right fuckin’ now.” 

After hearing glass break, Lymuel ran across the street toward Hernandez’s 

apartment. She saw a navy blue or black truck facing the wrong way parked in front of 

Hernandez’s apartment. Rodriguez was on the front porch swinging a stick at two 

Hispanic boys while screaming, “get the hell away.” A boy wearing black or blue shorts 

and wearing a white T-shirt ran around the truck and hopped in the passenger side.3 The 

second boy backed up, got into the driver’s seat, and drove the two away in the truck. 

Hernandez was lying on his back; he appeared to be in shock and there was blood on the 

ground, by his left side. Lymuel called 911. 

Jesus Diaz lived in the same triplex as Hernandez. On the night of the incident, he 

saw Hernandez and Rodriguez walking on the sidewalk towards Hernandez’s apartment. 

Soon thereafter, he heard what sounded like a bomb and glass breaking. Diaz heard 

yelling outside and someone screaming, “Help, help, help.” Diaz went outside, where he 

saw glass on the ground and a broken window by Hernandez’s front door. Defendants’

truck was leaving from the front of Hernandez’s apartment. Hernandez was on the 

ground; he was bleeding and Rodriguez was crying and trying to help him. 

David Cisneros was playing basketball in the backyard of his friend’s house, 

directly across from Hernandez’s apartment. He heard screeching tires followed by 

fighting and yelling. Cisneros went outside and saw three people fighting in front of 

3 Rodriguez testified that Alex wore a white T-shirt and shorts that night.
6

Hernandez’s apartment. One person had what appeared to be a baseball bat in his hands.

A fourth man came from around the apartment’s corner, yelling at two of the men and 

trying to fight them off. The two men started fighting the fourth man; they exchanged a 

few blows and then ran off to a dark blue older model pickup truck parked nearby and 

left.

Samuel Ojeda was with friends in the same house as Cisneros when he heard glass 

breaking. He ran outside and saw a man holding a stick or something, banging on the 

front door of Hernandez’s apartment. Hernandez opened the door a few seconds later; 

there was yelling, but Ojeda could not understand what was said. The man banging on 

the door and another man beat up Hernandez. The man with the stick used it to strike 

Hernandez in the head as Hernandez yelled and fought back with his hands up. After a 

fourth man came out of the apartment to help Hernandez, it broke into two separate oneon-one fights. When Hernandez dropped to the ground by his front door, the man 

helping Hernandez ran to him while the other two ran to their truck and left. 

Richard Moncevais lived near Hernandez. Moncevais was inside his home at 

around 8:35 or 8:40 p.m. when he heard glass breaking. He opened the front door and 

saw two to four people fighting in front of Hernandez’s porch. He saw them throw 

punches but did not see any weapons. After the fight, a dark truck parked in front of 

Hernandez’s apartment quickly drove off. Rodriguez frantically yelled that Hernandez

was down. Moncevais went over to help and saw Hernandez lying in a large puddle of 

blood by the front door. 

The Investigation

The first 911 call was received at 8:37 p.m. Paramedics took Hernandez to the 

hospital, where he was treated for multiple stab wounds to the chest. He died at the 

hospital following surgery. The cause of death was the stab wounds, which included two 

to the heart. Abrasions and contusions on his body and head were consistent with being 

in a fight around the time of death. He had pattern injuries consistent with being hit with 
7

very violent force by a cylindrical object like a rod, and his forearms had defensive 

wounds. The lack of injuries to the hands suggested they had not been used during the 

fight. All four stab wounds were inflicted by the same knife. 

Surveillance videos from Corona Liquor and Taqueria El Grullense between 8:00 

and 9:00 p.m. on the day of the incident showed Hernandez and Rodriguez standing in 

front of the restaurant for several minutes while drinking. Joseph entered the liquor store 

at 8:22 p.m., bought a beer, and left. Shortly thereafter, a dark-colored pickup truck 

drove down the street and turned the corner by the restaurant as a person wearing a white 

T-shirt hung out of the passenger window. Rodriguez walked to the curb on the corner 

and watched the truck leave before returning to the front of Taqueria El Grullense. At 

8:27 p.m., Hernandez was ordering food in Taqueria El Grullense as Rodriguez held a 

beer. They got the food and went outside at 8:30 p.m., then entered the liquor store for

Rodriguez to buy more beer, leaving at 8:32 p.m. They walked south down the street in 

the direction of Hernandez’s apartment one minute later. A blue pickup truck with a 

driver wearing a white T-shirt was driving behind the restaurant at 8:34 p.m. 

Stockton Police Officer Beau Riley interviewed Rodriguez on the night of the 

incident. Rodriguez was upset; his breath smelled of alcohol but he could hold a 

conversation. Rodriguez said that when Hernandez went out to confront the two men, 

both men tried to hit him with golf clubs. While trying to defend himself, Hernandez

knocked down one of the clubs. Rodriguez grabbed the club and used it to strike Alex in 

the head. He never saw Hernandez get stabbed. Rodriguez later told a detective that he 

left the house after seeing the two men attacking Hernandez with golf clubs. 

Broken headphones and a putter were found in the street in front of Hernandez’s 

apartment. Another golf club was on the lawn near the front door. A broken piece of a

fishing rod was near this golf club. The front door of Hernandez’s apartment was 

damaged; the front screen door was caved in with visible indentations, and there were 

indentations around the deadbolt. The front window next to the door was shattered with 
8

the screen on the ground nearby. Two pieces of a broken fishing rod and a third golf club 

were found in separate parts of Hernandez’s apartment.

A swab from the handle of the fishing rod on the lawn contained DNA from 

Joseph as a major contributor and from Alex as a minor contributor. Hernandez’s DNA 

was found on the pole’s shaft. His DNA was also found in blood on the handle of the 

putter found in the street. DNA from the blood on the putter’s shaft matched Alex’s. 

Hernandez’s DNA was also found on the handle of the golf club that was on the lawn. A 

mixed DNA profile of Hernandez and a person unrelated to the incident was on the shaft 

of this club. DNA from the golf club found in Hernandez’s apartment could not be 

interpreted.

The Defense

Alex called Stockton Police Officer Jason Mamaril as an expert on Hispanic street 

gangs. Rodriguez’s brother Edgar Sanchez was a Norteño gang member who had 

convictions for second degree robbery and assault by means likely to produce great 

bodily injury with gang and firearm enhancements. The codefendant from Sanchez’s 

case, Gisleno Max Morales, was also a Norteño gang member. Hernandez had gangrelated tattoos on his back and right arm, left arm and shoulder, and around his left wrist. 

He was documented as a Norteño in 2003 following several field interviews. 

Hernandez’s apartment had graffiti related to “East Side Stocktone,” a Norteño subset. 

He had prior convictions for possession of marijuana for sale in 2000 and felon in 

possession of a firearm in 2005. On cross-examination, Officer Mamaril concluded that 

there was no gang incident in this case, that Hernandez had no gang-related contacts 

since 2003, and was never a documented gang member.
9

DISCUSSION

I

Sufficient Evidence of Premeditation

Joseph contends there is insufficient evidence of premeditation to support his 

conviction for first degree murder as an aider and abettor.4 We disagree.

On appeal, we review the whole record in the light most favorable to the judgment 

below to determine whether it discloses substantial evidence—that is, evidence that is 

reasonable, credible and of solid value—from which a reasonable trier of fact could find 

the defendant guilty beyond a reasonable doubt. (Jackson v. Virginia (1979) 443 U.S. 

307, 317-320 [61 L.Ed.2d 560]; People v. Johnson (1980) 26 Cal.3d 557, 578.) 

“ ‘Although we must ensure the evidence is reasonable, credible, and of solid value, 

nonetheless it is the exclusive province of the trial judge or jury to determine the 

credibility of a witness and the truth or falsity of the facts on which that determination 

depends. [Citation.] Thus, if the verdict is supported by substantial evidence, we must 

accord due deference to the trier of fact and not substitute our evaluation of a witness’s 

credibility for that of the fact finder. [Citations.]’ [Citation.]” (People v. Ochoa (1993) 

6 Cal.4th 1199, 1206.)

The mental elements of premeditated first degree murder are likewise well 

established. “ ‘A verdict of deliberate and premeditated first degree murder requires 

more than a showing of intent to kill. [Citation.] “Deliberation” refers to careful 

weighing of considerations in forming a course of action; “premeditation” means thought 

over in advance. [Citations.]’ [Citation.] ‘ “Premeditation and deliberation can occur in 

a brief interval. ‘The test is not time, but reflection. “Thoughts may follow each other 

4 Alex, who was found to have personally used the murder weapon, a knife, was 

prosecuted as the principal while Joseph was prosecuted under an aiding and abetting 

theory.
10

with great rapidity and cold, calculated judgment may be arrived at quickly.” ’ ”

[Citation.]’ ” (People v. Solomon (2010) 49 Cal.4th 792, 812 (Solomon).) “ ‘An 

intentional killing is premeditated and deliberate if it occurred as the result of preexisting 

thought and reflection rather than unconsidered or rash impulse.’ [Citation.]” (People v. 

Pearson (2013) 56 Cal.4th 393, 443.)

“When the crime at issue requires a specific intent, in order to be guilty as an aider 

and abettor the person ‘must share the specific intent of the [direct] perpetrator,’ that is to 

say, the person must ‘know[] the full extent of the [direct] perpetrator’s criminal purpose 

and [must] give[] aid or encouragement with the intent or purpose of facilitating the 

[direct] perpetrator’s commission of the crime.’ [Citation.]” (People v. Lee (2003) 31 

Cal.4th 613, 624.) Thus, to be guilty of first degree premeditated and deliberate murder 

as an aider and abettor, a person must have “aided or encouraged the commission of the 

murder with knowledge of the unlawful purpose of the perpetrator and with the intent or 

purpose of committing, encouraging, or facilitating its commission. [Citation.]” (People 

v. Chiu (2014) 59 Cal.4th 155, 166-167 (Chiu).) “An aider and abettor who knowingly 

and intentionally assists a confederate to kill someone could be found to have acted 

willfully, deliberately, and with premeditation, having formed his own culpable intent. 

Such an aider and abettor, then, acts with the mens rea required for first degree murder.”

(Id. at p. 167.) “Because the mental state component—consisting of intent and 

knowledge—extends to the entire crime, it preserves the distinction between assisting the 

predicate crime of second degree murder and assisting the greater offense of first degree 

premeditated murder. [Citations.]” (Ibid.)

The California Supreme Court in People v. Anderson (1968) 70 Cal.2d 15 

articulated three categories of evidence that could show premeditation and deliberation: 

“planning activity, preexisting motive, and manner of killing. [Citation.]” (Solomon, 

supra, 49 Cal.4th at p. 812.) These categories of evidence are not exhaustive, but are 

helpful in this case where we find all three are present. (See ibid.)
11

Joseph claims the jury could infer Alex deliberated and premeditated in the time it 

took him to remove the knife from his pocket and fatally stab his victim, but he claims 

that was not evidence against Joseph. He finds there was no prior history of him feuding 

with Hernandez, he did not participate in the angry exchange of words by the restaurant, 

he was not the person who drove to Hernandez’s apartment, he did not chase Hernandez

and Rodriguez into the apartment, he did not break the window or bang on the door, he 

did not call them out, and he did not stab anyone. He further asserts that the evidence 

does not support any of the categories identified in People v. Anderson, supra, 70 Cal.2d 

15 as supporting premeditation and deliberation. 

Although Hernandez testified that only Alex threatened them when defendants

drove by them in front of the restaurant, he told a police officer that both Alex and Joseph 

said they were going to kill them. While Joseph notes this was disputed by Rodriguez’s 

trial testimony, the jury could nonetheless find the prior inconsistent statement to be more 

credible, and we will not second-guess that determination on appeal. 

The testimony of a single witness can support a conviction unless the testimony is 

physically impossible or inherently improbable. (People v. Young (2005) 34 Cal.4th 

1149, 1181.) The officer’s rendition of Rodriguez’s statement to him is neither, and 

therefore supports a finding that both Alex and Joseph expressed an intent to kill at this 

point, before the attack that led to Hernandez’s killing. This supports the finding the 

killing was premeditated and deliberate rather than the product of a rash impulse during 

the fight. 

Although Alex was the primary aggressor, Joseph was a willing participant. After 

the initial confrontation by the restaurant, Joseph chose to continue to go to Hernandez’s 

residence with Alex after the two changed places as driver and passenger. He did not 

stay in the truck when Alex came out but came out and approached the apartment with 

his brother as Alex challenged the retreating Rodriguez and Hernandez to come out of the 

house. When Hernandez came out in response to the challenges and attacks on his home, 
12

there is evidence, the testimony or statements to the police of Rodriguez and Ojeda, that 

both Alex and Joseph attacked him with weapons, some combination of golf clubs and a 

fishing rod. Although there is no evidence of how these weapons were procured, 

Rodriguez testified and told the police that neither he nor Hernandez owned the golf 

clubs or fishing rod found at the scene, and that both defendants were armed with golf 

clubs when they arrived. The jury could reasonably infer that both Alex and Joseph 

brought potentially deadly weapons to a fight and attacked the murder victim with them 

in a two-on-one assault until Rodriguez intervened. (See People v. Rhodes (1989) 215 

Cal.App.3d 470, 475 [a golf club can be a deadly weapon], disapproved on another 

ground in People v. Barton (1995) 12 Cal.4th 186, 198, fn. 7; see also People v. Aguilar

(1997) 16 Cal.4th 1023, 1029 [objects not inherently deadly or dangerous may be deadly 

weapons].) Although Joseph did not deliver the fatal wounds, his previously expressed 

intent to kill combined with his participation in the attack on Hernandez, showed an 

intent to help his brother Alex achieve the goal of the deliberate and premeditated murder 

of the man who had previously accused Alex of being a snitch. Substantial evidence 

supports Joseph’s first degree murder conviction.

II

CALCRIM No. 401 and First Degree Murder

Joseph contends the instruction on aiding and abetting, CALCRIM No. 401, is 

improper as it did not require an intent to aid and abet a first degree murder.5

5 The jury was instructed with CALCRIM No. 401 as follows in pertinent part: 

“To prove that the defendant is guilty of a crime based on aiding and abetting that 

crime, the People must prove that: [¶] 1. The perpetrator committed the crime; [¶] 2. 

The defendant knew that the perpetrator intended to commit the crime; [¶] 3. Before or 

during the commission of the crime, the defendant intended to aid and abet the 

perpetrator in committing the crime; [¶] AND [¶] 4. The defendant’s words or conduct 

did in fact aid and abet the perpetrator’s commission of the crime.”
13

Joseph notes that the jury was also instructed with CALCRIM No. 520 that 

defendants were charged with the crime of “murder” and the instruction on lesser 

included offenses, CALCRIM No. 3517, likewise refers to the charged crime of murder. 

The jury was also instructed with CALCRIM No. 521 that “The People have the burden 

of proving beyond a reasonable doubt that the killing was first degree murder rather than 

a lesser crime.” Joseph also notes the distinction between first and second degree murder 

was addressed only as a matter of degree of the single crime of murder. From this, he 

concludes that, since the instructions allowed the jury to find him guilty of aiding and 

abetting murder without fixing the degree of the crime, the jury could find him guilty of 

aiding and abetting a murder without determining he had the necessary mental state for 

aiding and abetting a first degree murder. 

CALCRIM No. 401 gives a correct general definition of aider and abettor liability. 

Joseph did not raise an objection to CALCRIM No. 401 or seek clarifying language 

consistent with his contention on appeal, which forfeits the contention. (See People v. 

Jones (2013) 57 Cal.4th 899, 969 [a party “ ‘may not complain on appeal that an 

instruction correct in law and responsive to the evidence was too general or incomplete 

unless the party has requested appropriate clarifying or amplifying language’ ”].) Since 

Joseph also raises an ineffective assistance claim, we address the contention on the 

merits. 

The problem with Joseph’s argument is that “in determining the correctness of 

jury instructions, we consider the instructions as a whole. [Citation.]” (People v. Friend

(2009) 47 Cal.4th 1, 49.) We reject his narrow and isolated reading of the instructions 

and review the adequacy of the instructions in light of the entire charge to the jury.

(People v. Musselwhite (1998) 17 Cal.4th 1216, 1248.)

The jury was instructed with CALCRIM No. 520 that if it finds the defendant 

guilty of murder, the murder is second degree “unless the People have proved beyond a 

reasonable doubt that it is murder of the first degree as defined in CALCRIM No. 521.” 
14

CALCRIM No. 521 correctly informed the jury the mental state for first degree murder 

was that defendant “acted willfully, deliberately, and with premeditation.”

We must presume the jurors were able to correlate the relevant instructions. 

(People v. Sanchez (2001) 26 Cal.4th 834, 852.) CALCRIM No. 401 clearly explained 

the aider and abettor’s required mental state, and CALCRIM Nos. 520 and 521 explained 

the elements of first degree and second degree murder and the requisite mental states for 

those crimes. Considered together, the instructions adequately informed the jury that, to 

find defendant guilty of first degree murder, it had to find defendant personally harbored 

the mental states of premeditation and deliberation. Specifically, the instructions directed 

the jury it could find defendant guilty of first degree murder on an aiding and abetting 

theory only if the jury found defendant “knew that the direct perpetrator intended to 

commit” first degree murder, that defendant “intended to aid and abet” the direct 

perpetrator in committing first degree murder, and that defendant “did in fact aid and abet 

the perpetrator’s commission of” first degree murder. This is sufficient. 

III

CALCRIM No. 401 and the Formation of Intent

Joseph next attacks CALCRIM No. 401 by asserting it improperly informed the 

jury an intent to aid and abet a premeditated murder could be formed during the 

commission of the murder. He finds this prejudicially inconsistent with the concept that 

premeditation must be considered beforehand, and likewise malice must come 

aforethought. 

“A person aids and abets the commission of a crime when he or she, (i) with 

knowledge of the unlawful purpose of the perpetrator, (ii) and with the intent or purpose 

of committing, facilitating or encouraging commission of the crime, (iii) by act or advice, 

aids, promotes, encourages or instigates the commission of the crime. [Citation.]”

(People v. Cooper (1991) 53 Cal.3d 1158, 1164.) CALCRIM No. 401 correctly states the 

law on this point. Joseph’s failure to seek a clarifying instruction forfeits the contention. 
15

We again address the claim on the merits in light of the ineffective assistance claim and 

his contention that the trial court had a sua sponte duty to issue a clarifying instruction in 

light of the evidence and prosecutorial argument that Joseph rendered aid at the time of 

the stabbing. 

As discussed in our rejection to Joseph’s previous claim, the instructions, read 

together, required the jury to find defendant premeditated and deliberated before finding 

him guilty of first degree murder as an aider and abettor. Even assuming premeditation is 

impossible during (as opposed to before) the commission of the murder,

6

it would be 

virtually impossible for a person to know of another’s intent to murder and decide to aid 

in accomplishing the crime without at least a brief period of deliberation and 

premeditation, which is all that is required. (See Solomon, supra, 49 Cal.4th at p. 812 

[“ ‘ “Premeditation and deliberation can occur in a brief interval. ‘The test is not time, 

but reflection.’ ” ’ ”].) In the context of attempted murder, People v. Lee, supra, 31 

Cal.4th 613, supports this conclusion. There, the Supreme Court stated: “[T]o be guilty 

of attempted murder as an aider and abettor, a person must give aid or encouragement 

with knowledge of the direct perpetrator’s intent to kill and with the purpose of 

facilitating the direct perpetrator’s accomplishment of the intended killing—which means 

that the person guilty of attempted murder as an aider and abettor must intend to kill.

[Citation.] [¶] . . . Where, as in the present case, the natural-and-probable-consequences 

doctrine does not apply, such an attempted murderer necessarily acts willfully, that is 

with intent to kill. In addition, he or she also necessarily acts with a mental state at least 

approaching deliberation and premeditation—concepts that entail ‘ “ ‘careful thought and 

weighing of considerations’ ” ’ and ‘ “ ‘preexisting reflection’ ” ’ [citation], as opposed to 

6 This is a generous assumption we make on Joseph’s behalf. (See People v. 

Hughes (2002) 27 Cal.4th 287, 371 [“ ‘ “ ‘Thoughts may follow each other with great 

rapidity and cold, calculated judgment may be arrived at quickly’ ” ’ ”].)
16

‘mere unconsidered or rash impulse hastily executed’ [citation]—because he or she 

necessarily acts with knowledge of the direct perpetrator’s intent to kill and with a 

purpose of facilitating the direct perpetrator’s accomplishment of the intended killing.”

(Id. at p. 624.)

The use of the term “during” in CALCRIM No. 401 did not allow the jury to find 

Joseph guilty of first degree murder without finding the appropriate mental state for the 

crime. Since the instructions taken together accurately stated the law, there was no sua 

sponte duty to give a clarifying instruction. 

IV

CALCRIM Nos. 3517 and 640

Joseph contends it was prejudicial error to give the general instruction on lesser 

included offense, CALCRIM No. 3517, rather than the homicide-specific lesser included 

offense instruction, CALCRIM No. 640.

The jury was instructed with CALCRIM No. 3517 in pertinent part as follows: 

“If all of you find that the defendant is not guilty of a greater charged crime, you 

may find him guilty of a lesser crime if you are convinced beyond a reasonable doubt that 

the defendant is guilty of that lesser crime. A defendant may not be convicted of both a 

greater and lesser crime for the same conduct. [¶] Now, I will explain to you the crimes 

affected by this instruction. [¶] Voluntary manslaughter is a lesser crime of murder, 

charged in Count I.”

The Bench Notes to CALCRIM No. 3517 state: “Do not give this instruction for 

charges of murder or manslaughter; instead give the appropriate homicide instruction for 

lesser included offenses: CALCRIM No. 640 . . . .” (Bench Notes to CALCRIM 

No. 3517 (2019) p. 1042.)

As pertinent here, CALCRIM No. 640 informs the jury of the two degrees of 

murder and voluntary manslaughter and states that the trial court will not accept a second 

degree murder verdict unless the jury first acquits defendant of first degree murder and 
17

likewise will not accept a voluntary manslaughter verdict unless the jury first acquits on 

second degree murder.

Joseph asserts giving CALCRIM No. 3517 was improper because it only required 

a unanimous decision that the defendant was guilty of murder without requiring 

unanimity on the degrees of murder. 

Joseph’s counsel specifically requested CALCRIM No. 3517 and did not ask for 

CALCRIM No. 640. “ ‘The doctrine of invited error bars a defendant from challenging 

an instruction given by the trial court when the defendant has made a “conscious and 

deliberate tactical choice” to “request” the instruction.’ [Citations.]” (People v. Weaver

(2001) 26 Cal.4th 876, 970.) It also applies to defense counsel’s tactical decision to 

forego a particular instruction. (People v. Wader (1993) 5 Cal.4th 610, 657-658.) The 

doctrine of invited error does not apply “in the absence of any clear tactical purpose on 

defense counsel’s part in agreeing” to the instructions given. (People v. Townsel (2016) 

63 Cal.4th 25, 59.) 

CALCRIM Nos. 3517 and 640 and related instructions apply the “acquittal-first” 

doctrine. (See People v. Bacon (2010) 50 Cal.4th 1082, 1110.) “[T]he practice of 

requiring unanimous acquittal on the greater offense before returning a verdict on the 

lesser included offense represented an appropriate balancing of interests, protecting a 

defendant’s interest in not improperly restricting the jury’s deliberations, and recognizing 

the state’s interest in having the jury grapple with the question of a defendant’s guilt of 

the highest crime charged. [Citation.]” (People v. Fields (1996) 13 Cal.4th 289, 304.) 

The fact this rule implicates different interests of both the prosecution and the defense 

strongly suggests a tactical reason to modify or forgo such an instruction. Here, defense 

counsel could have made the tactical decision that giving the general instruction on 

acquittal-first rather than the homicide-specific one diverts the jury’s attention from first

degree murder, thus increasing the possibility of a second degree murder or voluntary 
18

manslaughter verdict while still retaining the general benefit of the acquittal-first 

doctrine. Joseph’s claim is precluded under the invited error doctrine.

Even if we were to consider Joseph’s claim, we would reject it, as any error is 

harmless.

When an instruction concerning the course of deliberation is erroneous, the 

defendant challenging the instruction on appeal must show “ ‘a reasonable probability of 

an effect on the outcome.’ [Citation.]” (People v. Berryman (1993) 6 Cal.4th 1048, 

1077, fn. 7, overruled on another point in People v. Hill (1998) 17 Cal.4th 800, 823, fn. 

1.) “Whether and when an erroneous instruction imposing an acquittal-first rule would

be reversible is a difficult question.” (Berryman, at p. 1077, fn. 7.) “[I]t will likely be a 

matter of pure conjecture whether the instruction had any effect, whom it affected, and 

what the effect was.” (Ibid.) 

Such is the case here. The jury was properly instructed on the distinction between 

first and second degree murder, that murder was second degree unless it found beyond a 

reasonable doubt that the People proved the elements of first degree murder, and on aider 

and abettor liability. Since it found Joseph guilty of first degree murder as an aider and 

abettor, and the evidence supports that verdict, any error in giving CALCRIM No. 3517 

was harmless.

V

CALCRIM No. 403 and Chiu

Joseph’s next attack on the instructions involves CALCRIM No. 403, which he 

claims violated the principles announced in Chiu.

The Supreme Court held in Chiu, supra, 59 Cal.4th 155, that an aider and abettor 

of a target offense may not be convicted of first degree murder under the natural and 

probable consequences doctrine. Instead, “punishment for second degree murder is 

commensurate with a defendant’s culpability for aiding and abetting a target crime that 
19

would naturally, probably, and foreseeably result in a murder under the natural and 

probable consequences doctrine.” (Id. at p. 166.)

The jury was instructed pursuant to CALCRIM No. 403 that a murder conviction 

could be based on aiding and abetting or participating in an assault with a deadly weapon 

if the murder was a natural and probable consequence of the assault. The trial court 

appended the following sentence at the end of the instruction: “If you find a defendant is 

guilty of murder under the natural and probable consequences doctrine, you are instructed 

that it is murder in the second degree.” According to Joseph, since the instructions for 

CALCRIM Nos. 520 and 521 provided for elevating second degree murder to first degree 

murder, the modified CALCRIM No. 403 did not prevent the jury from convicting him of 

murder under the natural and probable consequences theory in violation of Chiu. He 

claims the opening sentence of the CALCRIM No. 403 instruction, “Before you may 

decide whether the defendant is guilty of murder, you must decide whether he is guilty of 

assault with a deadly weapon,” told the jurors the natural and probable consequences 

theory was the first step in climbing the ladder leading to first degree murder. He asserts 

the admonishment at the end of the instruction could easily be understood to mean the 

doctrine establishes at least second degree murder, but may still be elevated to first 

degree murder if the elements of first degree murder are met as well.

Joseph did not object to the modified instruction. We address the merits because 

his claim of a legally incorrect instruction potentially affects his substantial rights, 

bypassing forfeiture (People v. Anderson (2007) 152 Cal.App.4th 919, 927), and because 

he raises an ineffective assistance claim for trial counsel’s failure to object.

As previously discussed, the jury was instructed under CALCRIM No. 520 that if 

it finds defendant guilty of murder, the murder is second degree “unless the People have 

proved beyond a reasonable doubt that it is murder of the first degree as defined in 

CALCRIM No. 521,” and was correctly instructed under CALCRIM No. 521 that first 

degree murder could be found only if the defendant “acted willfully, deliberately, and 
20

with premeditation.” Furthermore, nothing in the admonition appended to CALCRIM 

No. 403 would allow the jury to find first degree murder under a natural and probable 

consequences theory. The phrase, “If you find a defendant is guilty of murder under the 

natural and probable consequences doctrine, you are instructed that this is murder in the 

second degree” is clear. Murder under a natural and probable consequences theory must 

be second degree murder.

Since the instructions specifically limited first degree murder to premeditated and 

deliberate murder, since murder was second degree unless the jury found it to be first 

degree under this definition, and since the modification at the end of CALCRIM No. 403 

was clear, there is no chance the jury would use the modified CALCRIM No. 403 to find 

Joseph guilt of first degree murder under a natural and probable consequences theory as 

an aider and abettor.

VI

Conspiracy, CALCRIM No. 417, and Chiu

Joseph claims the instruction on conspiracy, CALCRIM No. 417, also violated 

Chiu as it failed to include any qualifying language on the portion of the instruction 

addressing natural and probable consequences for conspiracy. 

Over defense objection the jury was instructed with CALCRIM No. 417 on 

liability for coconspirator acts. As relevant here, the instruction states:

“A member of a conspiracy is criminally responsible for the crimes that he 

conspires to commit, no matter which member of the conspiracy commits the crime. [¶] 

A member of a conspiracy is also criminally responsible for any act by any member of 

the conspiracy if that act is done to further the conspiracy and that act is a natural and 

probable consequence of the common plan or design of the conspiracy. This rule applies 

even if the act was not intended as part of the original plan. [¶] A natural and probable 

consequence is one that a reasonable person would know is likely to happen if nothing 

unusual intervenes. In deciding whether a consequence is natural and probable, consider 
21

all of the circumstances established by the evidence. [¶] . . . [¶] To prove that the 

defendant is guilty of the crime charged in Count 1, murder, the People must prove that:

[¶] 1. The defendant conspired to commit one of the following crimes: Murder or assault 

with a deadly weapon as to [Hernandez] [¶] 2. A member of the conspiracy committed 

murder to further the conspiracy; [¶] AND [¶] 3. Murder was a natural and probable 

consequence of the common plan or design of the crime that the defendant conspired to 

commit.”

Joseph argues that, in light of the specific admonition limiting CALCRIM No. 403 

to second degree murder, and the lack of one in CALCRIM No. 417, the jury was given 

the impression that the rule limiting murder under a natural and probable consequences 

theory to second degree murder applied only to CALCRIM No. 403 and not to 

CALCRIM No. 417. Since the title of CALCRIM No. 417 refers to natural and probable 

consequences, Joseph concludes the jury would conclude conspiracy liability was not 

subject to the limitation given in CALCRIM No. 403, and the jury could therefore find 

him guilty of first degree murder under a natural and probable consequences theory as a 

conspirator pursuant to CALCRIM No. 417. 

“For ambiguous instructions, the test is whether there is a reasonable likelihood 

that the jury misunderstood and misapplied the instruction. [Citation.]” (People v. 

Mayfield (1997) 14 Cal.4th 668, 777, disapproved on other grounds in People v. Scott

(2015) 61 Cal.4th 363, 390, fn. 2.) In making this determination, we use the same 

principles applied to other claims of instructional error, we presume the jury followed and 

understood the instructions, and considered the instructions as a whole, not simply a 

single instruction or isolated parts of an instruction. (People v. Harrison (2005) 35 

Cal.4th 208, 252; People v. Morales (2001) 25 Cal.4th 34, 47; People v. Holt (1997) 15 

Cal.4th 619, 677.)

CALCRIM No. 417 does not address degrees of murder, but CALCRIM Nos. 403, 

520, and 521 do. Those instructions make clear that murder under a natural and probable 
22

consequences theory must be second degree murder, murder is second degree unless the 

People prove beyond a reasonable doubt the elements of first degree murder, and a first 

degree murder has the mental state of premeditation and deliberation. Read together, and 

presuming the jury reasonably applied them, the instructions inform the jury that while 

Joseph may be liable for the natural and probable consequences of any conspiracy he 

belonged to, a conviction for murder as a natural and probable consequence of assault 

with a deadly weapon must be second degree murder.

It was not error to give CALCRIM No. 417 in this unmodified form.

VII

CALCRIM No. 416 and “Evidence of a Conspiracy”

Over defense counsel’s objection, the trial court gave CALCRIM No. 416, which 

begins as follows: “The People have presented evidence of a conspiracy.” Joseph, joined 

by Alex, claim this improperly tells the jury the People presented evidence of a 

conspiracy. They argue this phrase improperly invaded the jury’s province, resolved a 

contested issue of fact in the People’s favor, and was improperly argumentative.

In addition to this first sentence, CALCRIM No. 416 also informed the jury of the 

People’s burden to prove the four elements of conspiracy. The instruction tells the jury it 

must decide whether the defendant committed the required overt act and that “[t]he 

People must prove that the members of the alleged conspiracy had an agreement and 

intended to commit murder or assault with a deadly weapon” as to the victim. The jury 

was also instructed pursuant to CALCRIM No. 416, “You must decide as to each 

defendant whether he was a member of the alleged conspiracy.” 

A similar challenge to CALCRIM No. 416 was rejected in People v. Williams

(2008) 161 Cal.App.4th 705 (Williams). As in here, the defendant in Williams claimed 

the instruction’s title and opening portion displaced the jury’s function by directing it find 

a conspiracy and lessened the People’s burden of proving the conspiracy. (Id. at p. 709.) 

The Court of Appeal found CALCRIM No. 416 did not direct the jury to find a 
23

conspiracy existed. (Williams, at p. 710.) Rather, “it provides an explicit description of 

the elements of conspiracy that the prosecution must prove,” and “includes clear 

language explaining that it is for the jury to decide whether the prosecution has proved 

the elements of conspiracy.” (Ibid.) According to the Court of Appeal, “rather than 

directing the jury to find that a conspiracy existed, CALCRIM No. 416 instructs the jury 

to decide whether the prosecution proved the elements of a conspiracy as well as whether 

the defendant was a member of the conspiracy.” (Ibid.)

We agree. CALCRIM No. 416 does not usurp the jury factfinding function nor 

does it lessen the burden of proof. The opening sentence provides the jury with context 

with why this instruction is being given. The remainder correctly sets forth the elements 

of conspiracy, the People’s duty to prove them, and how the jury is to determine whether 

the People have carried the burden of proving a conspiracy. Nothing more is needed.

Defendants attempt to distinguish Williams by claiming it did not address two 

arguments they present here, that CALCRIM No. 416 was unduly argumentative and it 

provides an essential link in the chain of circumstantial evidence that the People were 

required to prove. Neither argument has merit. As the instruction did not usurp the 

jury’s role as factfinder, and did not specifically address circumstantial evidence, it did

not provide a link in a chain of circumstantial evidence. “ ‘An instruction is 

argumentative when it recites facts drawn from the evidence in such a manner as to 

constitute argument to the jury in the guise of a statement of law.’ [Citation.]” (People v. 

Battle (2011) 198 Cal.App.4th 50, 85.) It is also “ ‘an instruction “of such a character as 

to invite the jury to draw inferences favorable to one of the parties from specified items 

of evidence.” ’ [Citation.]” (People v. Panah (2005) 35 Cal.4th 395, 486.) CALCRIM 

No. 416, which instructs the jury on its duty to determine whether an uncharged 

conspiracy exists in evenhanded, nonpartisan terms, did no such thing.
24

VIII

Jury Question on Degrees of Murder

Joseph (joined by Alex) contends the trial court improperly answered a jury 

question regarding the difference between first and second degree murder. 

A. The Answer

During deliberations, the jury sent a written question to the trial court seeking 

“clarification between 1st and 2nd degree murder.” The trial court gave an oral response. 

It first directed the jury to CALCRIM No. 500 on homicide, and said murder was an 

unlawful killing with malice aforethought. It then told the jury, “If you find the 

defendant is guilty of murder, then you have to decide if it is first-degree or seconddegree,” and said first degree murder required premeditation while second degree murder 

did not. 

The answer continued with a “classic” example of second degree murder: 

“someone walks up to somebody on the street and just kills them, they don’t—no prior 

contact whatsoever, they just kill them. Absolutely no premeditation or deliberation.” 

The court next stated manslaughter was a lesser included offense of murder which the 

jury would have to consider if it found not guilty on murder. The court next addressed 

CALCRIM No. 520, the elements of murder, explaining the difference between express 

and implied malice. It gave the following “classic example” of implied malice: “a 

person has a gun and sees a passenger train going by on the tracks and he doesn’t 

necessarily intend to kill anybody, he doesn’t know anybody on the train, but he just fires 

at the windows, bang, bang, bang, bang. Now that would be—or could be implied 

malice. In other words, it’s conscious disregard for human life.”

The court continued discussing malice aforethought and causation. It next told the 

jury that murder is in the second degree unless the People prove beyond a reasonable 

doubt first degree murder as defined in CALCRIM No. 521, and then set forth the 

requirements for first degree murder in CALCRIM No. 521. The court concluded its 
25

response by going over the natural and probable consequences doctrine and said natural 

and probable consequences murder was always in the second degree. 

B. Contentions

Defendants contend the response was prejudicially inaccurate and argumentative. 

They note the jury asked only for the difference between the two degrees of murder, and 

claim the trial court should have focused its response to the elements the People must 

prove to overcome the presumption of second degree murder, as shown in CALCRIM 

No. 521. Admitting the trial court correctly referenced CALCRIM No. 521, they contend 

the court confused the jury by giving examples of second degree murder. According to 

defendants, the examples were of no use to the jury and obfuscated the concept that 

second degree murder is included in first degree murder, and that every first degree 

premeditated murder is also a second degree murder. 

Defendants also find fault with the trial court’s statement, “If you find the 

defendant is guilty of murder, then you have to decide is it first-degree or seconddegree.” They find this improperly presents the issue as a binary, either/or proposition in 

which the jury must select between one, which is incorrect because second degree murder 

is presumed unless the People prove first degree murder beyond a reasonable doubt. The 

defendants also find this improperly allowed the jury to find first degree murder by 

negating second degree murder. Defendants claim the rest of the response reinforced this 

problem, as it involved an extended discussion of second degree murder, including 

examples of what would be second degree murder. According to defendants, these 

examples properly belong in arguments of counsel to the jury rather than in the 

instructions. They conclude the response was an abuse of discretion. 

Defendants did not object to the trial court’s response, forfeiting the contention on 

appeal. (People v. Boyette (2002) 29 Cal.4th 381, 430.) We address the merits in light of 

the ineffective assistance claim. 
26

C. Analysis

When a jury asks a question after retiring for deliberation, “[s]ection 1138 imposes 

upon the court a duty to provide the jury with information the jury desires on points of 

law. [Citation.]” (People v. Smithey (1999) 20 Cal.4th 936, 985, fn. omitted.) “[U]nder 

section 1138 the court must attempt ‘to clear up any instructional confusion expressed by 

the jury.’ [Citation.]” (People v. Giardino (2000) 82 Cal.App.4th 454, 465.) “This 

means the trial ‘court has a primary duty to help the jury understand the legal principles it 

is asked to apply. [Citation.] This does not mean the court must always elaborate on the 

standard instructions. Where the original instructions are themselves full and complete, 

the court has discretion under section 1138 to determine what additional explanations are 

sufficient to satisfy the jury’s request for information.’ ” (People v. Solis (2001) 90 

Cal.App.4th 1002, 1015.) 

The trial court’s decision to instruct or not to instruct a deliberating jury is 

reviewed under the abuse of discretion standard. (People v. Waidla (2000) 22 Cal.4th 

690, 745-746.) A claim that the substantive information conveyed was inaccurate is a 

question of law, which we review de novo. (People v. Guiuan (1998) 18 Cal.4th 558, 

569.)

In essence, the trial court went over most of the relevant legal principles regarding 

murder, during which it correctly set forth the differences between first and second 

degree murder and that murder was deemed second degree murder unless the People 

carried its burden of proving first degree murder, and intermixed examples of express and 

implied malice second degree murder. Most importantly, the court told the jury all 

murder was second degree murder unless the People proved first degree murder and then 

discussed the CALCRIM No. 521 definition of first degree murder. When viewed as part 

of the entire response, the examples of second degree murder and implied malice given 

by the trial court were not confusing, argumentative, or an abuse of discretion in any 

other way. The response was within the court’s discretion.
27

IX

Ineffective Assistance

As already noted, Joseph asserts the failure to object to the various instructions 

and the response to the jury question he attacks on appeal constitutes ineffective 

assistance. Alex joins this as to the claim regarding the trial court’s response to the jury 

question. 

To prevail on a claim of ineffective assistance of counsel, a defendant must show 

(1) counsel’s performance fell below an objective standard of reasonableness under 

prevailing professional norms, and (2) the deficient performance prejudiced defendant. 

(Strickland v. Washington (1984) 466 U.S. 668, 688, 691-692 [80 L.Ed.2d 674]; People 

v. Ledesma (1987) 43 Cal.3d 171, 216-218.) 

We will not reverse for ineffective assistance if there was a reasonable tactical 

reason for counsel’s action. (People v. Mai (2013) 57 Cal.4th 986, 1009.) Likewise, it is 

not ineffective assistance of counsel to refrain from performing futile acts. (See People v. 

Price (1991) 1 Cal.4th 324, 387.) As previously discussed, every claim where trial 

counsel did not object was either denied on the merits, involved invited error, or did not 

prejudice defendants. Thus, every claim of ineffective assistance involved either 

attacking a valid tactical choice by counsel, requiring counsel to take the futile act of 

objecting to a correct instruction or response to the jury question, or was not prejudicial.

Defendants’ claims of ineffective assistance are without merit.

X

Misconduct in Closing

Joseph, joined by Alex, contends the prosecutor committed misconduct in the 

closing argument by misstating the burden of proof. 

As defendants acknowledge, trial counsel failed to object to the statements now 

challenged on appeal. That forfeits the challenge. (See People v. Wrest (1992) 3 Cal.4th 

1088, 1105 [“by failing to interpose any objection at trial, defendant waived any error or 
28

misconduct emanating from the prosecutor’s argument that could have been cured by a 

timely admonition”].) Defendants also claim it was ineffective for their attorneys to fail 

to object.

A. Prosecutor’s Argument

During the closing argument, the prosecutor stated that the jury could not use 

circumstantial evidence to prove “specific intent to kill” if “it’s just impossible.” The 

prosecutor continued: “[T]he law will instruct you that if there are two reasonable 

conclusions in regards to circumstantial evidence only to prove the mental state 

necessary—in this case the People have to prove and have proven the specific intent to 

kill. But in order for you to find the circumstantial evidence proves that intent, like I 

said, if you find that the circumstantial evidence is impossible to prove that, you cannot 

use it. [¶] The law will also say if there are two reasonable interpretations, meaning one 

reasonable interpretation points to guilt and one reasonable interpretation points to 

innocence, you must adopt the interpretation that points to innocence. However, the law 

will also tell you that you must reject the unreasonable. So you must be convinced that 

the only reasonable conclusion supported by the circumstantial evidence to prove intent 

or mental state is that the defendant is guilty. If you can draw two or more reasonable 

conclusions. However, you must accept only reasonable conclusions and reject the 

unreasonable. And in this particular case, you must reject any unreasonable argument 

and you must adopt reasonableness, in this case, to prove the state of mind to prove that 

they are guilty of murder. [¶] That’s what this case does.”

Toward the end of closing, the prosecutor stated: “[A]s to both of these 

defendants, the only reasonable verdict, based upon the facts, based upon the law, is that 
29

they are both guilty of murder, the premeditated deliberate and willful murder” of 

Hernandez and assault on Rodriguez.7

During rebuttal, the prosecutor stated: “You know, and it’s interesting. Have you 

not detected and noted that through the course of every single legal tenant is 

reasonableness? It must be reasonable. That’s why it’s proof beyond a reasonable doubt, 

not proof beyond all imaginary or possible doubt. Because everything in life is open to 

some possible or imaginary doubt.”

B. Analysis

“A prosecutor’s misconduct violates the Fourteenth Amendment to the federal 

Constitution when it ‘infects the trial with such unfairness as to make the conviction a 

denial of due process.’ [Citations.] In other words, the misconduct must be ‘of sufficient 

significance to result in the denial of the defendant’s right to a fair trial.’ [Citation.] A 

prosecutor’s misconduct ‘that does not render a criminal trial fundamentally unfair’ 

violates California law ‘only if it involves “ ‘the use of deceptive or reprehensible 

methods to attempt to persuade either the court or the jury.’ ” ’ [Citations.]” (People v. 

Harrison, supra, 35 Cal.4th at p. 242.) “[I]t is improper for the prosecutor to misstate the 

law generally [citation], and particularly to attempt to absolve the prosecution from its 

prima facie obligation to overcome reasonable doubt on all elements [citation].” (People 

v. Marshall (1996) 13 Cal.4th 799, 831.)

“When attacking the prosecutor’s remarks to the jury, the defendant must show 

that, ‘[i]n the context of the whole argument and the instructions’ [citation], there was ‘a 

reasonable likelihood the jury understood or applied the complained-of comments in an 

improper or erroneous manner. [Citations.] In conducting this inquiry, we “do not 

lightly infer” that the jury drew the most damaging rather than the least damaging 

7

In addition to the murder charge, both defendants were charged with and acquitted 

of assault with a deadly weapon (a golf club) as to Rodriguez. 
30

meaning from the prosecutor’s statements. [Citation.]’ [Citation.]” (People v. Centeno

(2014) 60 Cal.4th 659, 667 (Centeno).) The court must consider the challenged 

statements in the context of the argument as a whole to make its determination. (People 

v. Cowan (2017) 8 Cal.App.5th 1152, 1159.)

Defendants claim the prosecutor committed misconduct by arguing the jury must 

adopt reasonableness as proof of the mental state required for murder, and by that finding 

defendants guilty of first degree murder was the only reasonable verdict. They claim this

was improper as it strongly suggested that the People satisfied their burden of proof by 

presenting circumstantial evidence that supported a reasonable theory of guilt, and by 

showing that innocent explanations were unreasonable.

“[I]t is error for the prosecutor to suggest that a ‘reasonable’ account of the 

evidence satisfies the prosecutor’s burden of proof.” (Centeno, supra, 60 Cal.4th at p.

672.) However, it is proper to urge the jury to consider all the evidence before it, “to 

urge that a jury may be convinced beyond a reasonable doubt even in the face of 

conflicting, incomplete, or partially inaccurate accounts,” and “to argue that the jury may 

reject impossible or unreasonable interpretations of the evidence and to so characterize a 

defense theory.” (Ibid.) It is also proper for the prosecutor to ask the jury to “ ‘decide 

what is reasonable to believe versus unreasonable to believe’ and to ‘accept the 

reasonable and reject the unreasonable.’ ” (People v. Romero (2008) 44 Cal.4th 386, 

416.)

Defendants find the prosecutor’s argument comparable to the one in Centeno. 

There, the prosecution used descriptions of a state, suggesting that the state was 

California, even though some of the descriptions of California were incomplete and 

inaccurate. The prosecutor argued that, despite the incomplete and even inaccurate 

descriptions, it was clear beyond a reasonable doubt that the state described was 

California. (Centeno, supra, 60 Cal.4th at pp. 665-666.) The prosecutor also argued the 

jury’s decision “has to be based on reason. It has to be a reasonable account,” and argued
31

defense theories were “unreasonable” while the People’s theory was “reasonable.” (Id. at 

p. 666.) The prosecutor further argued that it was reasonable to believe the complaining 

witness’s testimony that the defendant abused her and it was reasonable that the 

defendant was “ ‘good for it.’ ” (Id. at p. 672, italics omitted.) The Supreme Court 

concluded this was prejudicial misconduct and reversed, even though the issue had been 

forfeited, because trial counsel’s failure to object violated the defendant’s right to 

counsel. (Id. at pp. 674, 677.) 

In Centeno, the Supreme Court found objectionable the prosecutor’s visual 

presentation coupled with the hypothetical accompanying it. “What occurred here was 

not the legitimate marshaling of evidence with charts outlining the facts or relating them 

to the legal concepts explained in the jury instructions. Instead the prosecutor offered a 

theoretical analogue, unrelated to the evidence, purporting to relate the exacting process 

of evaluating the case to answering a simple trivia question.” (Centeno, supra, 60 Cal.4th 

at p. 671.) The prosecutor’s discussion of reason and what was reasonable was improper 

because it “confounded the concept of rejecting unreasonable inference with the standard 

of proof beyond a reasonable doubt. She repeatedly suggested that the jury could find 

defendant guilty based on a ‘reasonable’ account of the evidence. These remarks clearly 

diluted the People’s burden.” (Id. at p. 673.)

Unlike the prosecutor in Centeno, the prosecutor here did not use visual aids or 

any other means to introduce extraneous evidence through closing argument. The 

argument before us does not involve an improper hypothetical which analogizes the proof 

beyond a reasonable doubt standard to answering a trivia question. The prosecutor 

correctly admitted that the jury must accept a reasonable inference supporting innocence 

even if there was a reasonable inference supporting guilt, then properly urged the jury to

reject unreasonable inferences. (See Centeno, supra, 60 Cal.4th at p. 672 [prosecutor can 

properly urge jury to decide what is reasonable to believe and reject the unreasonable].) 

The phrase, “So you must be convinced that the only reasonable conclusion supported by 
32

the circumstantial evidence to prove intent or mental state is that the defendant is guilty,” 

is not problematic when considered in the context it was made, during an argument 

asking the jury to reject an unreasonable inference in light of a reasonable inference, and 

that if reasonable inferences support both guilt and innocence, then the innocent inference 

must be accepted. Understood in this context, the prosecutor is attempting to explain 

reasonable doubt and to differentiate it from the absence of any doubt, whether 

reasonable or not. This argument is likewise proper, as reasonable doubt is not the same 

as any doubt. (See § 1096 [reasonable doubt is not possible or imaginary doubt].) There 

was no misconduct.

Since the prosecutor did not commit misconduct, any objection would have been 

futile, and the failure to object was not ineffective assistance.

XI

Misconduct in Rebuttal

Joseph contends the prosecutor committed misconduct and Griffin8 error in 

rebuttal regarding defense arguments concerning the DNA evidence, and counsel was 

ineffective for failing to object.

A. Testimony and Rebuttal

The prosecution presented DNA testimony that a swab from the fishing rod handle 

produced a trace DNA mixture with a major profile matching Joseph and a minor profile 

matching Alex. The expert admitted on cross-examination that she could not tell when 

defendants actually touched the fishing rod. 

Joseph’s defense counsel then asked the following hypothetical of the expert: “So 

perhaps Joseph Castro could have been fishing one day, used the pole, it’s a hot day, 

you’re fishing, you get sweaty, excrete your DNA onto the fishing pole, and Salvador 

8 Griffin v. California (1965) 380 U.S. 609 [14 L.Ed.2d 106] (Griffin).
33

Castro then uses it at a later date?” The expert agreed this was possible. On redirect, the 

prosecutor asked hypothetically whether the DNA could have been deposited at the crime 

scene by defendants. The expert agreed this was possible. 

In closing, Joseph’s counsel argued over the prosecutor’s objection that Joseph’s 

DNA found on the fishing rod was trace DNA deposited on the pole when Joseph went 

fishing. 

The prosecutor’s rebuttal addressed this as follows:

“And then you have to believe, oh, okay, the defendants didn’t bring the golf 

clubs, but they brought a fishing rod. So they didn’t bring the golf clubs, but they did 

bring a fishing rod, which is about as random as you can get. Again, they have to be able 

to explain how the DNA got on there. And by the way, there is absolutely no evidence 

before you that Joseph Castro ever was out on some sunny day fishing. But what that 

does prove is is [sic] not only was he out there, not only did he have his hands all over 

that item of evidence, not only does that belong to them, along with the other items, 

you’re gonna see what you’re instructed and you’re going to look at the instruction in 

regards to expert witnesses. And there was this whole scenario, you know, we’re 

hanging out on a nice warm day, you know, and we’re fishing, could somebody’s DNA 

get on there. You’re going to look in the instruction that is going to say a hypothetical 

that is posed to an expert must be facts that are proven in the course of the case. Those 

facts were never presented in this case, ladies and gentlemen; therefore, there can be no 

viable expert opinion on that.

“So recall when the People asked the expert the opinion as to whether or not a 

person’s DNA could be deposited on that fishing rod as a result of holding it, violently 

swinging it, and possibly breaking a window, or otherwise used as a weapon. Those are 

facts that have been proven in the course of this case.” No objection was made to this 

argument. 
34

B. Analysis

Joseph asserts the argument improperly reversed the burden of proof. According 

to Joseph, it was reasonable to infer that both defendants touched the fishing rod before it 

was brought to the scene of the crime, and the fact that Joseph’s DNA was found on a 

fishing rod belonging to him and his brother was not evidence that he used the pole as a 

weapon against Hernandez. Joseph likens the DNA evidence to fingerprint evidence, and 

notes a defendant has no duty to explain the presence of his fingerprints on an item. He 

finds the prosecutor, by arguing about the absence of any evidence supporting the defense 

hypothetical, improperly reversed the burden of proof. He also claims this argument is an 

improper comment on his failure to testify, a violation of Griffin. 

The failure to object forfeits his claims of misconduct and Griffin error. (People v. 

Mitcham (1992) 1 Cal.4th 1027, 1050.) Finding the prosecutor’s argument was proper, 

we conclude counsel’s failure to object did not constitute ineffective assistance.

Under Griffin, the prosecution may not comment on a defendant’s failure to 

testify. (People v. Gomez (2018) 6 Cal.5th 243, 299.) Nor may the prosecution argue 

that certain testimony or evidence is uncontradicted, if only the defendant could deny or 

contradict it. (Ibid.) But nothing precludes the prosecution from commenting on the 

state of the evidence. (Ibid.) And “ ‘brief and mild references to a defendant’s failure to 

testify without any suggestion that an inference of guilt be drawn therefrom, are 

uniformly held to constitute harmless error.’ [Citation.]” (People v. Turner (2004) 34 

Cal.4th 406, 419-420.)

“A distinction clearly exists between the permissible comment that a defendant 

has not produced any evidence, and on the other hand an improper statement that a 

defendant has a duty or burden to produce evidence, or a duty or burden to prove his or 

her innocence.” (People v. Bradford (1997) 15 Cal.4th 1229, 1340.) The prosecutor did 

not comment on any defendant’s failure to testify or claim the defendant had the burden 

of proof. Rather, the prosecutor engaged in fair commentary on the evidence to undercut 
35

the hypothetical presented by Joseph’s counsel for which there was no evidentiary 

support. The prosecutor may fairly respond in rebuttal to arguments made by defense 

counsel. (People v. Bryden (1998) 63 Cal.App.4th 159, 184.) The argument here was 

not misconduct or Griffin error. It was a proper response to arguments from defense 

counsel, and counsel was not deficient in declining to object.

XII

Prior Inconsistent Statement

Joseph next claims hearsay evidence was improperly admitted as a prior 

inconsistent statement and trial counsel was ineffective for failing to object to it. One of 

the witnesses to the murder, Samuel Ojeda, was asked on direct whether he could see if 

the second assailant (Joseph) had anything in his hands when he attacked the guy that 

came out of the house (Hernandez). Ojeda replied, “Nah. I don’t remember.” He earlier 

testified that he saw Alex hit Hernandez with a stick. When asked on redirect whether he 

told an officer that two unknown suspects armed with sticks were beating the victim, 

Ojeda replied, “Well, I don’t remember both of them were armed with sticks, but I know 

at least one of them had one.” 

Following Ojeda’s testimony, the prosecutor called Stockton Police Officer Mark 

Afanasev. Officer Afanasev was allowed to testify, over defense counsel’s hearsay 

objection, regarding a prior inconsistent statement made by Ojeda, in which he told 

Officer Afanasev that “there were two suspects armed with sticks hitting the victim in the 

head.” 

Joseph asserts that Ojeda’s statement to Officer Afanasev was improperly 

admitted because it was not inconsistent with Ojeda’s testimony. Recognizing trial 

counsel made a general hearsay objection to the testimony, he nonetheless claims counsel 

was ineffective in failing to support the objection with proper argument and by not 

moving to strike the evidence. 
36

Evidence Code section 1235 provides: “Evidence of a statement made by a 

witness is not made inadmissible by the hearsay rule if the statement is inconsistent with 

his testimony at the hearing . . . .” 

“The ‘fundamental requirement’ of [Evidence Code] section 1235 is that the 

statement in fact be inconsistent with the witness’s trial testimony. [Citation.]” (People 

v. Johnson (1992) 3 Cal.4th 1183, 1219.) “A trial court’s decision to admit or exclude 

evidence is a matter committed to its discretion ‘ “and will not be disturbed except on a 

showing the trial court exercised its discretion in an arbitrary, capricious, or patently 

absurd manner that resulted in a manifest miscarriage of justice.” ’ [Citation.]” (People 

v. Geier (2007) 41 Cal.4th 555, 585.)

“ ‘ “Generally it is true that the testimony of a witness indicating that he or she 

does not remember an event is not inconsistent with a prior statement describing the 

event. [Citation.] But justice will not be promoted by a ritualistic invocation of this rule 

of evidence. Inconsistency in effect, rather than contradiction in express terms, is the test 

for admitting a witness’[s] prior statement [citation], and the same principle governs the 

case of the forgetful witness.” ’ [Citations.]” (People v. Thomas (2017) 15 Cal.App.5th 

1063, 1075-1076.)

A victim’s testimony that she did not remember one act of oral copulation on her 

by the defendant when she was younger than eight was inconsistent in effect with prior 

statements to a detective with earlier dates of oral copulation she had told the detective.

(People v. Thomas, supra, 15 Cal.App.5th at p. 1076.) It was likewise proper to admit a 

detective’s testimony about a sexual assault victim’s prior statement that the defendant 

told her “this ‘wasn’t the first time he had done this’ ” when the victim testified she did 

not “ ‘remember’ ” if the defendant “ ‘said specifically that he had done it before.’ ”

(People v. Hovarter (2008) 44 Cal.4th 983, 1008-1009.) The same is true here. Ojeda 

remembered the incident and many details, including the fact that the initial assailant, 

Alex, attacked the victim with a golf club and that the second assailant, Joseph, joined 
37

him in the attack. Asked if he remembered telling Officer Afanasev that both assailants 

used sticks on the victim, Ojeda did not directly respond to the question, but instead 

answered that he did not remember if both of them were armed with sticks but knew the 

first assailant was. This was inconsistent in effect with Ojeda’s prior statement to the 

detective that both men used sticks in the assault.

It was not an abuse of discretion to admit the statement to Officer Afanasev as a 

prior inconsistent statement. Since the statement was properly admitted, trial counsel was 

not ineffective for declining to do the futile acts of making additional argument against 

the statement or moving to strike it.

XIII

Instruction on Involuntary Manslaughter

Alex’s counsel requested instructions on voluntary manslaughter and involuntary 

manslaughter. Asked if she was requesting manslaughter as well, Joseph’s counsel 

replied, “No, but I’m not objecting to it.” When the trial court asked if she was joining 

the request for involuntary manslaughter instruction, Joseph’s counsel replied, “No, Your 

Honor.” The trial court rejected Alex’s request for an involuntary manslaughter 

instruction.

Joseph contends it was error not to instruct the jury on involuntary manslaughter 

with respect to him as an aider and abettor.

“In criminal cases, even in the absence of a request, a trial court must instruct on 

general principles of law relevant to the issues raised by the evidence and necessary for 

the jury’s understanding of the case. [Citation.]” (People v. Martinez (2010) 47 Cal.4th 

911, 953.) “A trial court must instruct the jury sua sponte on involuntary manslaughter as 

a lesser included offense of murder where, ‘there is substantial evidence that the 

defendant committed the lesser included offense, which, if accepted by the trier of fact, 

would exculpate the defendant from guilt of the greater offense.’ [Citation.]” (People v. 

Turk (2008) 164 Cal.App.4th 1361, 1371.) In reviewing whether the trial court had a sua 
38

sponte duty to instruct the jury on a lesser included offense, we construe the evidence in 

the light most favorable to the appellant. (People v. Millbrook (2014) 222 Cal.App.4th 

1122, 1137.)

Manslaughter is the unlawful killing of a human being without malice. 

Involuntary manslaughter is a killing occurring during the commission of “an unlawful 

act, not amounting to a felony; or in the commission of a lawful act which might produce 

death, in an unlawful manner, or without due caution and circumspection.” (§ 192, subd. 

(b).) This encompasses an unintentional killing in the course of a felony that is not 

inherently dangerous without due caution or circumspection. (People v. Burroughs

(1984) 35 Cal.3d 824, 835, overruled on another ground in People v. Blakeley (2000) 23 

Cal.4th 82, 88-91.) An instruction on involuntary manslaughter as a lesser included 

offense must be given when a rational jury could entertain a reasonable doubt that an 

unlawful killing was accomplished with implied malice during the course of an inherently 

dangerous assaultive felony. (People v. Brothers (2015) 236 Cal.App.4th 24, 33-34.)

However, “when, as here, the defendant indisputably has deliberately engaged in a 

type of aggravated assault the natural consequences of which are dangerous to human 

life, thus satisfying the objective component of implied malice as a matter of law, and no 

material issue is presented as to whether the defendant subjectively appreciated the 

danger to human life his or her conduct posed, there is no sua sponte duty to instruct on 

involuntary manslaughter. [Citations.] Otherwise, an involuntary manslaughter 

instruction would be required in every implied malice case regardless of the evidence.” 

(People v. Brothers, supra, 236 Cal.App.4th at p. 35.)

Joseph argues that if the jury believed that he aided Alex’s criminal behavior but 

lacked malice when he did so, it could believe Joseph aided and abetted Alex in assault 

with a deadly weapon against Hernandez, thereby making him guilty of involuntary 

manslaughter. He points out that he had no beef with the two victims and appeared to be 

uninterested in the initial confrontation in front of the restaurant. Joseph also finds the 
39

testimony of Rodriguez and Ojeda supports involuntary manslaughter by portraying him 

as a reluctant participant, and then doing so only briefly. In particular, he relies on 

Rodriguez’s statement to law enforcement that Hernandez knocked one of the weapons 

out of his two assailant’s hands and Ojeda’s answer on cross-examination that he did not 

know if the other person (Joseph) was trying to break up the fight. From this, he 

concludes the evidence could support a finding that Alex was the aggressor and he 

interceded only briefly to protect his brother.

Viewing the evidence in the light most favorable to a lesser included offense 

instruction, it is apparent that Joseph deliberately engaged in an aggravated assault, the 

natural and probable consequence of which was inherently dangerous to human life. 

Even assuming Joseph did not threaten to kill Hernandez and Rodriguez when he and 

Alex drove by them, it cannot be disputed that Joseph knew Alex made the threat to kill

yet nonetheless continued to ride in the truck with him to Hernandez’s house.9 While 

Joseph may not have joined his brother in assaulting Hernandez’s home, he got out of his 

truck and later came to his brother’s aid while Alex was assaulting Hernandez with a 

deadly weapon, a golf club, and that Hernandez was unarmed.

10 While there is some 

dispute in the evidence as to whether Joseph used a weapon or what type of weapon he

employed, there can be no dispute that Joseph joined Alex in fighting Hernandez as Alex 

was assaulting Hernandez with a weapon. Notwithstanding Joseph’s claims to the 

contrary on appeal, there is no evidence he sought to protect his brother. Ojeda’s 

9 After taking time to switch drivers, as the undisputed evidence shows Joseph was 

the driver during the first encounter but Alex drove the truck to Hernandez’s home.

10 Although Hernandez’s DNA was found on two of the golf clubs and the fishing 

pole, the forensic testimony shows that his wounds were exclusively defensive and there 

is no eyewitness or video evidence of him employing a weapon; all such testimony was 

that defendants were the only ones to employ the golf clubs or the fishing rod as 

weapons.
40

statement that he did not know if Joseph was trying to stop the fight shows a lack of 

knowledge rather than creating a disputed fact as to Joseph’s intervention. Since all other 

evidence shows he turned his brother’s solo-armed attack on an unarmed man to a twoon-one fight, he willingly participated in, at the very least, implied malice murder. 

Accordingly, we conclude there was no duty to instruct on involuntary manslaughter.11

XIV

Senate Bill No. 1437

In a supplemental brief, Joseph contends his murder conviction should be reversed 

because he is entitled to retroactive application of Senate Bill No. 1437, which

invalidates two possible sources of liability for first degree murder, murder as a natural 

and probable consequence of assault with a deadly weapon as either a conspirator or an 

aider and abettor.

“Senate Bill [No.] 1437 was enacted to ‘amend the felony murder rule and the 

natural and probable consequences doctrine, as it relates to murder, to ensure that murder 

liability is not imposed on a person who is not the actual killer, did not act with the intent 

to kill, or was not a major participant in the underlying felony who acted with reckless 

indifference to human life.’ [Citation.] Substantively, Senate Bill [No.] 1437 

accomplishes this by amending section 188, which defines malice, and section 189, 

which defines the degrees of murder, and as now amended, addresses felony murder 

liability.” (People v. Martinez (2019) 31 Cal.App.5th 719, 723 (Martinez).)

“Senate Bill [No.] 1437 also adds . . . section 1170.95, which allows those 

‘convicted of felony murder or murder under a natural and probable consequences theory 

. . . [to] file a petition with the court that sentenced the petitioner to have the petitioner’s 

murder conviction vacated and to be resentenced on any remaining counts . . . .’ ”

11 Since the lesser included offense instruction was not warranted, we need not 

determine if any error here was invited.
41

(Martinez, supra, 31 Cal.App.5th at p. 723.) Section 1170.95 requires that a trial court 

determine whether the defendant has made a prima facie showing for relief, and conduct 

a hearing where the parties may “offer new or additional evidence.” (§ 1170.95, subds. 

(c), (d).)

As previously discussed in resolving several of Joseph’s other attacks on his first 

degree murder conviction, the jury was appropriately instructed that liability for murder 

under a natural and probable consequences theory, whether as an aider and abettor or as a 

conspirator, was limited to second degree murder. The jury could not find him liable for 

first degree murder except by finding beyond a reasonable doubt premeditation and 

deliberation, and substantial evidence supports this verdict. Since the jury could not have 

based its verdict under a natural and probable consequences theory, Senate Bill No. 1437 

is inapplicable to Joseph’s conviction, even assuming the measure applies retroactively 

on appeal. (See Martinez, supra, 31 Cal.App.5th at pp. 729-730 [retroactive relief under 

Sen. Bill No. 1437 limited to § 1170.95 petition process].)12

XV

Self-Defense and Imperfect Self-Defense

Alex’s trial counsel argued in opening that Alex killed in self-defense or imperfect 

self-defense. The trial court refused his request to instruct on self-defense and imperfect 

self-defense, but granted his request for instruction on voluntary manslaughter in the heat 

of passion. Alex contends the trial court erred in refusing his requested instructions.

12 While this appeal was pending, Joseph filed a section 1170.95 petition, which the 

trial court denied, and he appealed to this court in case No. C089047. Appellate counsel 

in that case filed a People v. Wende (1979) 25 Cal.3d 436 brief, and we subsequently 

granted defendant’s position to consolidate that appeal with this one. Our resolution of 

Joseph’s Senate Bill No. 1437 contention in this case satisfies the Wende standard for 

reviewing the appeal in case No. C089047, and we shall affirm the judgment in that case.
42

“A trial court must instruct the jury on every theory that is supported by 

substantial evidence, that is, evidence that would allow a reasonable jury to make a 

determination in accordance with the theory presented under the proper standard of proof. 

[Citation.] We review the trial court’s decision de novo.” (People v. Cole (2004) 33 

Cal.4th 1158, 1206.) “ ‘To justify an act of self-defense . . . , the defendant must have an 

honest and reasonable belief that bodily injury is about to be inflicted on him. 

[Citation.]’ [Citation.] The threat of bodily injury must be imminent [citation], and ‘. . . 

any right of self-defense is limited to the use of such force as is reasonable under the 

circumstances. [Citation.]’ [Citations.]” (People v. Minifie (1996) 13 Cal.4th 1055, 

1064-1065.)

A person who kills someone with an actual but unreasonable belief that he or 

someone else is in imminent danger of great bodily injury or death is guilty of voluntary 

manslaughter rather than murder under the theory of imperfect self-defense. (People v. 

Simon (2016) 1 Cal.5th 98, 132.) Imperfect self-defense voluntary manslaughter is a 

lesser included offense of murder, so the trial court has a duty to instruct if substantial 

evidence supports this theory. (People v. Birks (1998) 19 Cal.4th 108, 118.) 

Alex’s claim is based on Hernandez’s DNA being on the handles of both golf 

clubs found outdoors. He asserts the jury could reasonably conclude from this evidence

that Hernandez swung the clubs at Alex. Alex notes a third golf club was found in 

Hernandez’s residence, a place that neither Alex nor Joseph entered. He also finds 

support in the presence of the defendants’ DNA on the handle of the fishing rod while 

Hernandez’s was on the shaft. According to Alex, this could support a reasonable doubt 

in the jury’s mind regarding the prosecutor’s theory that defendants brought a knife to the 

fight and were the initial aggressors. 

“The concepts of perfect and imperfect self-defense are not entirely separate, but 

are intertwined. We have explained that ‘the ordinary self-defense doctrine—applicable 

when a defendant reasonably believes that his safety is endangered—may not be invoked 
43

by a defendant who, through his own wrongful conduct (e.g., the initiation of a physical 

attack or the commission of a felony), has created circumstances under which his 

adversary’s attack or pursuit is legally justified. [Citations.] It follows, a fortiori, that the 

imperfect self-defense doctrine cannot be invoked in such circumstances.’ [Citation.]” 

(People v. Valencia (2008) 43 Cal.4th 268, 288.)

There is no evidence that Hernandez started the combat that led to his death. Alex 

had a motive to attack Rodriguez, who accused him of being a snitch. Either Alex or 

both defendants threatened to kill Hernandez and Rodriguez when defendants drove by 

them as they stood in front of the restaurant. Alex switched positions in the truck with 

Joseph, and drove the truck to Hernandez’s residence, where he got out, challenged them 

to get out of the residence, and proceeded to damage the place until Hernandez came out. 

While the eyewitness testimony was not consistent, there was no eyewitness testimony 

that Hernandez either came out with a weapon or employed a weapon during the incident. 

The eyewitness testimony regarding the use of weapons shows them to be employed by 

defendants or by Rodriguez using the fishing rod. Likewise, the forensic evidence shows 

that all wounds on Hernandez were of a defensive nature. 

In light of the overwhelming other evidence that Alex was the aggressor with 

Hernandez acting defensively and not employing any weapon, neither the presence of 

Hernandez’s DNA on the golf clubs and the fishing rod nor the presence of the third golf 

club in his residence supports instruction on self-defense or imperfect self-defense.

XVI

Franklin Hearing

Alex contends in a supplemental brief, and the Attorney General concedes, that 

remand is required for a hearing to permit him to make a record of information that will 

be relevant at his future youth offender parole hearing. We accept the concession. 

Alex was born in July 1995, making him 19 years old when the crime was 

committed. As relevant here, section 3051 provides that persons who were 25 years of 
44

age or younger when they committed their controlling offense are eligible for youth 

offender parole hearings during their 25th year of incarceration. In Franklin, supra, 63 

Cal.4th at pages 272, 277, after the defendant was sentenced to 50 years to life in prison 

for a murder he committed when he was 16 years old, the Legislature enacted sections 

3051 and 4801, which entitled the defendant to a youth offender parole hearing. Our 

high court remanded the case for the limited purpose of determining whether the 

defendant was afforded an adequate opportunity to make a record of information that will 

be relevant to his future youth offender parole hearing. (Franklin, at pp. 284, 286-287.) 

Here, no evidence relevant to defendant’s childhood and background was presented at his 

sentencing hearing. Therefore, as in Franklin, a limited remand is appropriate for the 

purpose of allowing defendant to make a record that will be relevant to his future youth 

offender parole hearing.

DISPOSITION

In case No. C082126, the matter is remanded to the trial court for the purposes of 

allowing Alex to make a record of information that will be relevant to his future youth 

offender parole hearing. The judgment is otherwise affirmed.

In case No. C089047, the judgment is affirmed.

 /s/

BLEASE, Acting P. J.

We concur:

 /s/

MAURO, J.

 /s/

RENNER, J.