EX-10.11



 Exhibit 10.11 

EXECUTION COPY 
 CONTRIBUTION,
ASSIGNMENT AND ASSUMPTION AGREEMENT 
 by and among 

THE DOW CHEMICAL COMPANY, 

DOW GLOBAL TECHNOLOGIES INC. 

and 
 PFENEX INC.

 NOVEMBER 30, 2009 







 EXECUTION COPY 

CONTRIBUTION, ASSIGNMENT AND ASSUMPTION AGREEMENT 

THIS CONTRIBUTION, ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”) is effective as of this 30th day of November
2009 (the “Effective Date”) by and among The Dow Chemical Company, a Delaware corporation (“TDCC”), Dow Global Technologies Inc., a Delaware corporation (“DGTI”) and Pfenex Inc., a Delaware
corporation (the “Company”). TDCC, DGTI and the Company are sometimes referred to herein individually as a “Party” and collectively as the “Parties.” TDCC and DGTI are sometimes referred to herein
as “Dow.” 
 RECITALS 

WHEREAS, the Company is a newly formed corporation, with no assets or liabilities as of the date hereof; 

WHEREAS, TDCC engages in the Business (as defined below), among other businesses, and owns certain of the Transferred Assets (as
defined below) relating to and used in the Business; 
 WHEREAS, DGTI owns certain intellectual property rights to the technologies
relating to and used in the Business; 
 WHEREAS, Dow desires to contribute, transfer and assign to the Company the Transferred
Assets, on the terms and conditions herein; and 
 WHEREAS, the Company desires to accept from Dow the Transferred Assets, on the
terms and conditions herein. 
 NOW, THEREFORE, in consideration of the foregoing recitals and the mutual covenants and promises
contained herein, the adequacy and sufficiency of which are hereby acknowledged, the Parties agree as follows: 
 ARTICLE 1 

DEFINITIONS 
 1.1
“Affiliate” means, with respect to any Person, any other Person that directly or indirectly controls or is controlled by or under common control with such Person. For the purposes of this definition, “control,” when used
with respect to any Person, means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of such Person, whether through the ownership of voting securities, by contract or otherwise; and the
terms of “affiliated,” “controlling” and “controlled” have meanings correlative to the foregoing. 
 1.2
“Books and Records” shall mean all papers and records (in any format including paper or electronic) kept or maintained including any and all laboratory notebooks, invention disclosures, purchasing and sales records, all data and
communications relating to ongoing business development activities, preclinical and clinical data, all Regulatory Documents, vendor lists, product documentation, product specifications, marketing documents and the like, in each case pertaining
solely to the Transferred Assets. 







 EXECUTION COPY 
  

1.3 “Business” shall mean the biopharmaceutical business and related activities conducted by TDCC and its Affiliates since
January 1, 2009, primarily at their base of operations in San Diego, California relating to the Pfenex Expression Technology and/or the VLP Technology. 

1.4 “CERCLA” means the federal Comprehensive Environmental Response, Compensation and Liability Act of 1980. 

1.5 “Code” shall mean the Internal Revenue Code of 1986, as amended. 

1.6 “Contract” shall mean a written or oral contract, agreement, instrument, other understanding or commitment. 

1.7 “Environmental Laws” means any Law relating to the environment, occupational health and safety, Materials of
Environmental Concern or natural resources including, without limitation, any Law pertaining to: (a) the presence of or the treatment, storage, disposal, generation, transportation, handling, distribution, manufacture, processing, use, import,
export, labeling, recycling, registration, investigation or remediation of Materials of Environmental Concern; (b) air, water and noise pollution; (c) groundwater and soil contamination; and (d) the release or threatened release into
the environment, the workplace or other areas of Materials of Environmental Concern, including emissions, discharges, injections, spills, escapes or dumping of Materials of Environmental Concern. As used above, the term “release” shall
have the meaning set forth in CERCLA. 
 1.8 “Governmental Authority” means any nation or government, any state or other
political subdivision thereof, any agency, authority, instrumentality, regulatory body, court, administrative tribunal, central bank or other entity exercising executive, legislative, judicial, taxing, regulatory or administrative powers or
functions of or pertaining to government. 
 1.9 “Knowledge” or “knowledge” of Dow means and includes the
actual knowledge of Pat Lucy, Dennis Merens, Charles Squires and Henry Talbot, and shall include all information each such person knows or should have known after due inquiry of those individuals that would reasonably be expected to have knowledge
of the matter in question. 
 1.10 “Law” means, collectively, all applicable international, foreign, federal, state,
county, regional and local statutes, treaties, rules, regulations, ordinances, codes, orders, decrees, judgments and administrative or judicial precedents or authorities, including the interpretation or administration thereof by any Governmental
Authority charged with the enforcement, interpretation or administration thereof, in each case having the force of law. 
 1.11
“Liability” or “Liabilities” shall mean liabilities of any kind or nature, primary or secondary, direct or indirect, absolute or contingent, known or unknown, including but not limited to any debts, commitments,
obligations, liabilities for claims in tort or contract (including unripened liabilities due to past actions or sales), and all costs and expenses (including reasonable attorneys’ fees), incurred in connection with the defense of any such
claims. 
 1.12 “Lien” means (a) any encumbrance, mortgage, pledge, lien, charge or other security interest of any
kind upon any property or assets of any character, or upon the income or profits therefrom; (b) any acquisition of or agreement to have an option to acquire any property 

  
 2 








 EXECUTION COPY 
  


or assets upon conditional sale or other title retention agreement, device or arrangement (including a capitalized lease); or (c) any sale, assignment, pledge or other transfer for security
of any accounts, general intangibles or chattel paper, with or without recourse. 
 1.13 “Material Adverse Effect on the
Business” means any change, effect or circumstance that is materially adverse to the Transferred Assets, financial condition or results of operations of the Business, taken as a whole. 

1.14 “Materials of Environmental Concern” means any: pollutants, contaminants or hazardous substances (as such terms are
defined under CERCLA), pesticides (as such term is defined under the Federal Insecticide, Fungicide and Rodenticide Act), solid wastes and hazardous wastes (as such terms are defined under the Resource Conservation and Recovery Act), chemicals,
other hazardous, radioactive or toxic materials, oil, petroleum and petroleum products (and fractions thereof), or any other material (or article containing such material) listed, subject to regulation or forming the basis of liability under any
Environmental Law (including, without limitation, asbestos in any form, urea formaldehyde, perchlorate or polychlorinated biphenyls). 

1.15 “Person” shall mean any individual, entity or Governmental Authority. 

1.16 “Permits” means all licenses, permits, registrations, consents, authorizations and other approvals from all Governmental
Authorities. 
 1.17 “Permitted Liens” means the Liens affecting the Transferred Assets listed on Schedule 1.17.

 1.18 “Pfenex Expression Technology” shall have the meaning ascribed to such term in the Technology Assignment Agreement.

 1.19 “Post-Closing Taxes” shall mean any and all Taxes relating to or arising from the Transferred Assets that
(i) are attributable to any taxable period (or any portion thereof) beginning on or after the Effective Date and the portion of any Tax period that includes, but does not begin on, the Effective Date beginning on and including the Effective
Date or (ii) are related to an event or transaction occurring on or after the Effective Date. 
 1.20 “Pre-Closing
Taxes” shall mean any and all Taxes relating to or arising from the Transferred Assets or the Company that (i) are attributable to any taxable period (or any portion thereof) ending on or prior to the Effective Date and the portion of
any Tax period that includes, but does not end on, the Effective Date ending on the Effective Date or (ii) are related to an event or transaction occurring prior to the Effective Date. 

1.21 “Proceeding” means any (a) action, suit, proceeding, claim or arbitration against or involving Dow’s operation
of the Business or the Business by or before any Governmental Authority or before any arbitrator; and (b) any investigation by a Governmental Authority of which Dow has Knowledge. 

1.22 “Regulatory Documents” shall mean any and all regulatory submissions (whether completed or in process) to any
Governmental Authority anywhere in the world submitted by or on behalf of Dow relating to the Business (including any product developed in 

  
 3 








 EXECUTION COPY 
  


connection therewith), including all annual reports, adverse event reports, and other adverse event submission tracking information, and amendments and supplements to any of the foregoing. 

1.23 “Sublease” shall mean the Sublease Agreement between TDCC and the Company, in the form attached hereto as Exhibit
A. 
 1.24 “Tax” (and, with correlative meaning, “Taxes”) shall mean (i) any federal, state,
local or foreign income, alternative or add on minimum income, ad valorem, business license, documentary, employment, environmental, excise, franchise, gains, gross income, gross receipts, license, occupation, payroll, personal property, premium,
profits, property transfer, real property, recording, sales, services, severance, social security, stamp, transfer, unemployment insurance, use, value added, windfall profit or withholding tax, custom, duty, levy or other governmental assessment,
charge or fee in the nature of a tax (whether payable directly or by withholding), (ii) any liability for Taxes of any Person under Treasury Regulations Section 1.1502-6 (or any similar provision of state, local or foreign law), as a
transferee or successor, by Contract or otherwise and (iii) any estimated Tax, interest, fines, penalties or additions to Tax with respect to amounts referred to in clauses (i) or (ii) hereof. 

1.25 “Tax Authority” shall mean any Governmental Authority responsible for the imposition, assessment or collection of any
Tax (domestic or foreign). 
 1.26 “Tax Returns” shall mean all reports, estimates, declarations of estimated Tax,
information statements and returns relating to Taxes and any schedules attached to or amendments of any of the foregoing. 
 1.27
“Transaction Agreements” means the Technology Assignment Agreement, the Technology Licensing Agreement, the Grant-Back License Agreement, the Sublease and the Transition Services Agreement. 

1.28 “Transition Services Agreement” shall mean the Transition Services Agreement between TDCC and the Company, in the form
attached hereto as Exhibit B. 
 1.29 “VLP Technology” shall have the meaning ascribed to such term in the
Technology Assignment Agreement. 
 ARTICLE 2 

CONTRIBUTION OF ASSETS 

Subject to the terms and conditions of this Agreement, Dow hereby contributes, transfers, assigns, conveys and delivers, as specified below,
to the Company, the assets described in Sections 2.1 through 2.5 of this Article 2 (collectively, the “Transferred Assets”), and the Company hereby acquires from Dow all the rights and assumes all
obligations and responsibilities associated therewith as stated in this Agreement. Notwithstanding any of the foregoing or Sections 2.1 through 2.5 below, those assets of Dow not specifically referenced in Sections 2.1 through
2.5 below shall remain the assets of Dow. 
 2.1 Intellectual Property Rights. Concurrent with the execution of this
Agreement, the Parties are entering into a Technology Assignment Agreement, in the form attached hereto as 

  
 4 








 EXECUTION COPY 
  


Exhibit C (the “Technology Assignment Agreement”), and a Technology Licensing Agreement, in the form attached hereto as Exhibit D (the “Technology Licensing
Agreement”), pursuant to which Dow is assigning and licensing to the Company certain intellectual property rights set forth therein. The Company and Dow are also entering into a Grant-Back and Technology License Agreement, in the form
attached hereto as Exhibit E (the “Grant-Back License Agreement”), pursuant to which Company is licensing to Dow certain intellectual property rights set forth therein. 

2.2 Fixed Assets. Dow hereby contributes, transfers, assigns, conveys and delivers to the Company, all of its rights, title and
interest in and to the fixed assets listed in Schedule 2.2 (the “Fixed Assets”). 
 2.3 Business Contracts.
Dow hereby assigns to the Company, and the Company hereby assumes, subject to Section 3.1, all rights and obligations of Dow under the Contracts listed in Schedule 2.3 (collectively, the “Business
Contracts”). 
 2.4 Books and Records. Dow hereby assigns to the Company the Books and Records that are used solely in the
Business and are in the care or custody of or owned or otherwise transferable by Dow as of the Effective Date (collectively, the “Transferred Books and Records”). 

2.5 Rights to Sue. Dow hereby assigns any and all right to recover past, present and future damages for the breach, infringement or
misappropriation, as the case may be, relating to, arising from, or in connection with, the Transferred Assets set forth in Section 2.1; except to the extent Dow may exercise such rights with respect to a counterclaim that can be made
against a party to whom Dow has an obligation for an Excluded Liability pursuant to the provisions set forth in Section 5.03 of the Grant Back License Agreement. 

2.6 Other Assets. Dow hereby contributes, transfers, assigns, conveys and delivers to the Company, all of its rights, title and
interest in and to all other assets and properties that are not expressly identified in Sections 2.1 to 2.5, other than the computers, telephones and any related or similar equipment, located at 5501 Oberlin Drive, San Diego,
California, 92121, and used in the Business as of the Effective Date (the “Other Assets”). 
 ARTICLE 3 

LIABILITIES 
 3.1
Assumed Liabilities. The Company hereby assumes and agrees to be solely liable for and obligated to discharge and/or perform all of the Liabilities of Dow with respect to the ownership, possession, operation and use of the Transferred Assets
to the extent arising on or after the Effective Date, including without limitation, any Post-Closing Taxes (collectively, the “Assumed Liabilities”). The Company shall not assume any Liabilities of Dow pursuant hereto, other than
the Assumed Liabilities. 
 3.2 Definition of Excluded Liabilities. Except for the Assumed Liabilities, the Company does not assume
and is not assuming, any debt, liability, duty or other obligation (of any kind) of Dow, whether known or unknown, fixed or contingent, and regardless of when such liabilities or obligations may arise or may have arisen or when asserted, including
any Pre-Closing Taxes which are outstanding or unpaid as of the Effective Date (collectively, the 

  
 5 








 EXECUTION COPY 
  


“Excluded Liabilities”), but excluding any (a) Transfer Taxes or (b) liabilities, or obligations related to the Transferred Assets which are typically assessed against
a purchaser of assets), and Dow shall remain responsible for the Excluded Liabilities. 
 ARTICLE 4 

CLOSING 
 4.1
Closing. The closing of the purchase and sale of the Transferred Assets and of the transactions contemplated by this Agreement (the “Closing”) shall be held at the Company’s offices at 5451 Oberlin Drive, San Diego,
California 92121, at 11:59 p.m. PST on November 30, 2009, or at such other time or place as may be agreed by the Parties (such date, the “Closing Date”). 

(a) At the Closing, the Company shall deliver, in each case to the extent applicable duly executed by the Company: 

(i) to each of TDCC and DGTI, 11,340,000 and 2,660,000 shares, respectively, of Series A-1 Participating Preferred Stock of the Company (the
“Shares”), as consideration in part for Dow’s contribution of Transferred Assets to the Company; 
 (ii) the
Technology Assignment Agreement; 
 (iii) the Technology Licensing Agreement; 

(iv) the Grant-Back License Agreement; 

(v) the Sublease; and 
 (vi)
the Transition Services Agreement. 
 (b) At the Closing, TDCC and DGTI shall deliver or cause to be delivered to the Company, in each case
to the extent applicable duly executed by the TDCC or DGTI, as applicable: 
 (i) the Technology Assignment Agreement; 

(ii) the Technology Licensing Agreement; 

(iii) the Grant-Back License Agreement; 

(iv) the Sublease; and 
 (v)
the Transition Services Agreement. 
 (c) At the Closing, title to the Transferred Assets shall be delivered to the Company free and clear
of all Liens, except for Permitted Liens. 
 4.2 Tax Treatment. Each of the Parties agrees that the transactions contemplated by this
Agreement shall be treated, pursuant to Section 351 of the Code, as a tax-free contribution of the Transferred Assets by Dow to the Company in exchange for the issuance of the Shares. None of the Parties shall take a position on any Tax Return
or attachment thereto, before any Tax 

  
 6 








 EXECUTION COPY 
  


Authority, in any judicial Proceeding, or for any other Tax purpose that is in any way inconsistent with such Tax treatment, unless specifically required to do so pursuant to a
“determination” within the meaning of Section 1313(a) of the Code or an analogous provision of Law. Each party has consulted with its own Tax counsel regarding the Tax consequences of the transactions contemplated by this Agreement
and no party makes any representations to any other party regarding such Tax consequences. The Shares issued pursuant to this Agreement will be the first issuance of capital stock of the Company. 

4.3 Transfer Taxes. The Company shall be responsible for and shall pay all sales, use, transfer, stamp duty, recording, value added,
and other similar Taxes, including all bulk sales taxes, in each case including interest, penalties or additions attributable thereto (the “Transfer Taxes”), arising out of or in connection with the transactions contemplated by this
Agreement. The Parties shall cooperate with each other in good faith in the preparation and filing of any Tax Returns relating to any Transfer Taxes. 

4.4 Assignability and Consents. Notwithstanding anything to the contrary contained in this Agreement, if the conveyance,
assignment, transfer or delivery or attempted conveyance, assignment, transfer or delivery to the Company of any Transferred Asset is (a) prohibited by any applicable law, or (b) would require any authorizations, approvals, consents or
waivers from a third party and such authorizations, approvals, consents or waivers have not been obtained prior to the Closing Date (each, a “Non-Assignable Asset”), in either case, the Closing shall proceed, but the Closing shall
not constitute the conveyance, assignment, transfer or delivery of such Non-Assignable Asset, and this Agreement shall not constitute a conveyance, assignment, transfer or delivery of such Non-Assignable Asset unless and until such authorization,
approval, consent or waiver is obtained. After the Closing, each of TDCC and DGTI, as the case may be, shall continue to use commercially reasonable efforts to obtain any such authorization, approval, consent or waiver as promptly as practicable for
the Non-Assignable Assets as set forth on Schedule 4.4.(a), except with respect to those Non-Assignable Assets the Parties have agreed would not be included in the Transferred Assets as set forth on Schedule 4.4(b). Once authorization,
approval or waiver of or consent for the conveyance, assignment, transfer or delivery of any such Non-Assignable Asset is obtained, each of TDCC and DGTI, as the case may be, shall convey, assign, transfer and deliver such Non-Assignable Asset to
the Company at no additional cost to the Company. Notwithstanding anything to the contrary contained in this Agreement, each of TDCC, DGTI and the Company, agree to cooperate to effect as close as possible, the rights, benefits and obligations of
any Business Contract that is a Non-Assignable Asset as if it were assigned at Closing, including, without limitation, the enforcement, for the benefit of the Company, of any and all rights of TDCC or DGTI, as the case may be, against such other
party thereto arising out of the contract, or cancellation thereof, by such other party or otherwise. To the extent that such Business Contract has to be modified, amended or terminated in order to facilitate the assignment or transfer of the
Business to the Company, each of TDCC, DGTI and the Company, agree to take such actions and execute such documents as may reasonably be requested in writing to effect the same. 

4.5 Taking of Necessary Action; Further Action. From time to time after the Closing Date or the Closing, at the request of either
Party, the Parties hereto shall execute and deliver such other instruments of sale, transfer, conveyance, assignment and confirmation and take such action as may be reasonably necessary to transfer, convey and assign to the Company, and to


  
 7 








 EXECUTION COPY 
  


confirm the Company’s title to or interest in the Transferred Assets, to put the Company in actual possession and operating control thereof and to assist the Company in exercising all rights
with respect thereto. In addition, if, following the transfer of the Transferred Assets, the Company identifies specific items within the Transferred Assets that were not transferred to the Company, TDCC and/or DGTI, as applicable, shall use all
reasonable efforts to transfer such items to the Company. 
 Notwithstanding any provision herein, Sections 4.4 and 4.5 shall continue in full force and
effect after the Closing until their expiration in accordance with Section 7.1. 
 ARTICLE 5 

REPRESENTATIONS AND WARRANTIES OF DOW 

Except as set forth in the disclosure schedule attached hereto prepared by Dow (the “Disclosure Schedule”), Dow represents
and warrants to the Company, as follows: 
 5.1 Organization. Each of TDCC and DGTI is a corporation duly organized, validly existing
and in good standing under the laws of the State of Delaware. Each of TDCC and DGTI has all requisite organizational power and authority to carry on the Business and to own and use the properties owned and used by them in the Business, including the
Transferred Assets. 
 5.2 Authorization. Each of TDCC and DGTI has all requisite power and authority to execute and deliver this
Agreement and the Transaction Agreements and to perform its obligations hereunder and thereunder. The execution and delivery by each of TDCC and DGTI of this Agreement and the Transaction Agreements and the consummation by each of TDCC and DGTI of
the transactions contemplated hereby and thereby have been duly and validly authorized by all necessary corporate action on the part of TDCC and DGTI. This Agreement and the Transaction Agreements have been duly and validly executed and delivered by
each of TDCC and DGTI and (assuming due authorization, execution and delivery by the Company) constitute valid and binding obligations of each of TDCC and DGTI, enforceable against TDCC and DGTI in accordance with their terms, subject to bankruptcy,
insolvency and similar laws affecting the rights of creditors generally and subject to rules of law governing specific performance, injunctive relief and other equitable remedies. 

5.3 Governmental Authorization. The execution and delivery of this Agreement and the other Transaction Documents by TDCC and DGTI and
the consummation of the transactions contemplated hereby and thereby, do not require any consent or approval of, or any notice to or other filing with, any Governmental Authority, except for consents, approvals, notices and filings required to
reflect a change in ownership of the patents or other consents, approvals, notices, and filings the failure of which to be obtained or made would not, individually or in the aggregate, have a Material Adverse Effect on the Business. 

5.4 Assets. Each of TDCC and DGTI has good and valid title to all of the Fixed Assets, the Transferred Books and Records and the Other
Assets free and clear of all Liens. The Transferred Assets owned by the Company immediately following the Closing and the rights possessed by the Company immediately following the Closing (including the rights acquired by the Company under the
Business Contracts) include all assets and rights of TDCC and DGTI and their respective Affiliates that: (i) are used or held for use by TDCC and DGTI and their 

  
 8 








 EXECUTION COPY 
  


respective Affiliates primarily in the operation or conduct of the Business, or (ii) are necessary for, or would otherwise be infringed by, the operation or conduct the Business by the
Company in substantially the same manner as currently conducted, and such assets and rights are sufficient for the conduct of the Business by the Company in substantially the same manner as currently conducted by TDCC and DGTI, as applicable. 

5.5 Business Contracts. The Business Contracts listed on Schedule 2.3 are all of the Contracts between TDCC or DGTI, as the
case may be, and any third party necessary for the operation of the Business, and true and complete copies of all such Business Contracts have been delivered to or are in the possession of the Company. Each Business Contract is, as of the date
hereof, legal, valid, binding and enforceable against TDCC or DGTI, as applicable, and in full force and effect, subject to bankruptcy, insolvency and similar laws affecting the rights of creditors generally and subject to rules of law governing
specific performance, injunctive relief and other equitable remedies, and neither TDCC nor DGTI is subject to any material default thereunder, nor is any party obligated to TDCC or DGTI pursuant to any such Business Contract subject to any default
thereunder. Neither TDCC nor DGTI has neither breached, violated or defaulted under, nor received notice that TDCC or DGTI has breached, violated or defaulted under, any of the terms or conditions of any Business Contract. Subject to
Section 4.4, each of TDCC and DGTI has obtained all necessary consents, waivers and approvals of parties to any Business Contract as are required thereunder in connection with the Closing, or for any such Business Contract to be
transferred to the Company, and to remain in full force and effect without limitation, modification or alteration after the Closing. Following the Closing, the Company will be permitted to exercise all of the rights TDCC or DGTI, as the case may be,
had under the Business Contracts without the payment of any additional amounts or consideration other than ongoing fees, royalties or payments which TDCC or DGTI would otherwise be required to pay pursuant to the terms of such Business Contracts had
the transactions contemplated by this Agreement not occurred. 
 5.6 Transferred Books and Records. The Transferred Books and Records
are those related to, used in, or necessary for the operation of the Business. 
 5.7 Permits. TDCC (a) owns, holds or possesses
all permits, licenses, franchises or authorizations required by any Governmental Authority for the conduct or operations of the Business (collectively, the “Permits”), and (b) is not in violation of, or default under, any such
Permits, except in each case as would not reasonably be expected to have a Material Adverse Effect on the Business. 
 5.8 Compliance
with Laws. To the knowledge of TDCC, TDCC has conducted the operations of the Business in compliance with applicable law, except for any violations or defaults that have not had and would not reasonably be expected to have a Material Adverse
Effect on the Business. 
 5.9 Purchase Entirely for Own Account. This Agreement is made with Dow in reliance upon Dow’s
representations to the Company, which by Dow’s execution of this Agreement, Dow hereby confirms that the Shares will be acquired for investment for Dow’s own account, not as a nominee or agent, and not with a view to the resale or
distribution of any part thereof, and that Dow has no present intention of selling, granting any participation in, or otherwise distributing the same. By executing this Agreement, Dow further represents that Dow


  
 9 








 EXECUTION COPY 
  


does not have any contract, undertaking, agreement or arrangement with any Person to sell, transfer or grant participations to such Person or to any third Person, with respect to any of the
Shares. 
 5.10 Brokers. Neither Dow nor any of its respective officers, directors, employees or consultants has employed any broker
or finder or incurred any Liability for any brokerage fees, commissions or finder’s fees in connection with the transactions contemplated by this Agreement. 

5.11 Private Placement. Dow understands that the Shares have not been registered under the Securities Act of 1933, as amended (the
“Securities Act”) or registered or qualified under any state securities Laws on the grounds that such Shares are being issued in a transaction exempt from the registration requirements of the Securities Act and the registration or
qualification requirement of applicable state securities Laws, and that the Shares must be held indefinitely unless Shares are subsequently registered under the Securities Act and qualified or registered under applicable state securities Laws or an
exemption from registration and qualification is available, and that, except as otherwise provided in the Transaction Documents, the Company is under no obligation to register or qualify the Shares. Dow shall hold harmless the Company and its
directors, officers, employees and agents against any loss or Liability from any disposition of Shares by it in violation of this Section 5.11. 

5.12 Accredited Investor. Dow is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under
the Securities Act and has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the investment to be made hereunder by it and it is able to bear the economic risk of its investment.

 5.13 Legends. Dow understands that the Shares and any securities issued in respect of or exchange for the Shares, may bear one or
all of the following legends, in substantially the following form: 
 (a) “THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN
REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED
THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933.” 

(b) Any legend set forth in, or required by, the other Transaction Agreements. 

(c) Any legend required by the securities or corporate laws of any state to the extent such laws are applicable to the Shares represented by
the certificate so legended. 
 5.14 Reliance. Dow understands and acknowledges that (a) the Shares to be acquired by it
hereunder are being offered and sold to it without registration under the Securities Act in a private placement that is exempt from the registration provisions of the Securities Act; and (b)

  
 10 








 EXECUTION COPY 
  


the availability of such exemption depends in part on, and the Company will rely upon the accuracy and truthfulness of, the foregoing representations, and Dow hereby consents to such reliance

 ARTICLE 6 

REPRESENTATIONS AND WARRANTIES OF THE COMPANY 

The Company hereby represents and warrants to TDCC and DGTI, as follows: 

6.1 Organization. The Company is a corporation duly organized, validly existing and in good standing under the laws of the State of
Delaware. 
 6.2 Authorization. The Company has all requisite power and authority to execute and deliver this Agreement and the
Transaction Agreements and to perform its obligations hereunder and thereunder. The execution and delivery by the Company of this Agreement and the Transaction Agreements and the consummation by the Company of the transactions contemplated hereby
and thereby have been duly and validly authorized by all necessary corporate action on the part of the Company. This Agreement and the Transaction Agreements have been duly and validly executed and delivered by the Company and (assuming due
authorization, execution and delivery by TDCC and DGTI) constitute valid and binding obligations of the Company, enforceable against the Company in accordance with their terms, subject to bankruptcy, insolvency and similar laws affecting the rights
of creditors generally and subject to rules of law governing specific performance, injunctive relief and other equitable remedies. 
 6.3
Offering. Subject in part to the truth and accuracy of Dow’s representations set forth in Article 5 of this Agreement, the offer, sale and issuance of the Shares as contemplated by this Agreement are exempt from the registration
requirements of the Securities Act and state securities and “blue sky” laws, and neither the Company nor any authorized agent acting on its behalf will take any action hereafter that would cause the loss of such exemption. 

6.4 Valid Issuance of Shares. The Shares that are being purchased by Dow hereunder, when issued, sold and delivered in accordance with
the terms of this Agreement and in accordance with their respective terms for the consideration expressed herein and therein, will be duly and validly issued, outstanding, fully paid, and nonassessable, and will be free of restrictions on transfer
other than restrictions on transfer under this Agreement and under applicable Laws. 
 6.5 Brokers and Finders. Neither the Company
nor any of its officers, directors, employees or consultants has employed any broker or finder or incurred any Liability for any brokerage fees, commissions or finder’s fees in connection with the transactions contemplated by this Agreement.


  
 11 








 EXECUTION COPY 
  

ARTICLE 7 
 SURVIVAL

 7.1 Investigations; Survival. The representations and warranties of Dow, on the one hand, and the Company, on the other
hand, contained herein or in any certificates or other documents delivered prior to or at the Closing shall not be deemed waived or otherwise affected by any investigation made by any party hereto. The representations and warranties herein and the
covenants set forth in Sections 4.4 and 4.5 shall survive the Closing until 5:30 pm PST on December 31, 2010. 

ARTICLE 8 

MISCELLANEOUS 
 8.1
Amendments and Waivers. This Agreement may not be amended, supplemented or modified, except by an agreement in writing signed by each of the Parties. Any Party may waive compliance by any of the other Parties with any term or provision of
this Agreement; provided that such waiver shall not operate as a waiver of, or estoppel with respect to, any other or subsequent failure. No waiver shall be effective unless it is in writing and is signed by the Party asserted to have granted such
waiver. 
 8.2 Governing Law. This Agreement is to be construed in accordance with and governed by the internal laws of the State of
Michigan, without giving effect to any choice of law rule that would cause the application of the laws of any jurisdiction other than the internal laws of the State of Michigan to the rights and duties of the Parties. 

8.3 Exhibits and Schedules. All exhibits and schedules attached hereto are hereby incorporated by reference into, and made a part of,
this Agreement. 
 8.4 No Third-Party Beneficiaries. The terms and provisions of this Agreement are intended solely for the benefit
of each Party hereto and their respective successors and permitted assigns and the Parties do not intend to confer third-party beneficiary rights upon any other Person. 

8.5 Counterparts. This Agreement may be executed (including, without limitation, by facsimile signature or other electronic formats) in
one or more counterparts, with the same effect as if the Parties had signed the same document. Each counterpart so executed shall be deemed to be an original, and all such counterparts shall be construed together and shall constitute one agreement.

 8.6 Severability. If any provision of this Agreement, or the application of any such provision to any Person or set of
circumstances, shall be determined to be invalid, unlawful, void or unenforceable to any extent, the remainder of this Agreement, and the application of such provision to Persons or circumstances other than those as to which it is determined to be
invalid, unlawful, void or unenforceable, shall not be impaired or otherwise affected and shall continue to be valid and enforceable to the fullest extent permitted by law. 

  
 12 








 EXECUTION COPY 
  

8.7 Notices. All notices, requests, demands and other communication required or permitted to be given hereunder shall be in writing and
shall be deemed to have been duly given when received if delivered personally or mailed first class, postage prepaid, registered or certified mail, delivery by a courier service, or sent by facsimile or electronic mail as follows: 

If to TDCC or DGTI: 
 The Dow
Chemical Company 
 2030 Dow Center 

Midland, Michigan 48674 

Attention: Corporate Venture Capital 

Fax: 317-337-4847 
 Email:
SAARNOSKY@dow.com 
 With a copy to: 

Paul, Hastings, Janofsky & Walker LLP 

515 South Flower Street 
 Los
Angeles, California 90071 
 Attention: Robert R. Carlson 

Fax No.: (213) 996-3220 

Email: robcarlson@paulhastings.com 

If to Company: 
 Pfenex Inc.

 5501 Oberlin Drive 
 San
Diego, California 92121 
 Attention: Chief Executive Officer 

Fax: 858-352-4602 
 Email:
[To be designated by written notice to Dow] 
 With a copy to: 

Wilson Sonsini Goodrich & Rosati, P.C. 

701 Fifth Avenue, Suite 5100 

Seattle, Washington 98104 

Attention: Effie Toshav 
 Fax
No.: (206) 883-2699 
 Email: etoshav@wsgr.com 

8.8 Entire Agreement. This Agreement contains the entire understanding among the Parties with respect to the subject matter hereof and
supersedes all prior and contemporaneous agreements and understandings, inducements or conditions, express or implied, oral or written, be the several, complete and exclusive embodiment of their agreement, and that any evidence, oral or written, of
a prior or contemporaneous agreement that alters or modifies this Agreement shall not be admissible in any Proceeding concerning this Agreement. The express terms hereof control and supersede any course of performance and/or usage of the trade
inconsistent with any of the terms hereof. 

  
 13 








 EXECUTION COPY 
  

8.9 Interpretation. Unless otherwise indicated herein, with respect to any reference made in this Agreement to a section (or article,
subsection, paragraph, subparagraph or clause) or exhibit, such reference shall be to a section (or article, subsection, paragraph, subparagraph or clause) of, or an exhibit or schedule to, this Agreement. The article, section, subsection, paragraph
or subparagraph headings contained in this Agreement and the recitals at the beginning of this Agreement are for reference purposes only and shall not affect in any way the meaning or interpretation of this Agreement. Whenever the words
“include,” “includes” or “including” are used in this Agreement, they shall be deemed, as the context indicates, to be followed by the words “but without limitation.” Words used herein, regardless of the
number and gender specifically used, shall be deemed and construed to include any other number, singular or plural, and any other gender, masculine, feminine or neuter, as the context indicates is appropriate. Where specific language is used to
clarify or illustrate by example a general statement contained herein, such specific language shall not be deemed to modify, limit or restrict the construction of the general statement which is being clarified or illustrated. 

8.10 Construction. The construction of this Agreement shall not take into consideration the Party who drafted or whose representative
drafted any portion of this Agreement, and no canon of construction shall be applied that resolves ambiguities against the drafter of a document. 

8.11 Jurisdiction; Service of Process. Each of the Parties (a) submits to the jurisdiction of any state or federal court sitting
in New York in any action or proceeding arising out of or relating to this Agreement; (b) agrees that all claims in respect of such action or proceeding may be heard and determined in any such court; (c) waives any claim of inconvenient
forum or other challenge to venue in such court; (d) agrees not to bring any action or proceeding arising out of or relating to this Agreement in any other court; and (e) waives any right it may have to a trial by jury with respect to any
action or proceeding arising out of or relating to this Agreement. Each party agrees to accept service of any summons, complaint or other initial pleading made in the manner provided for the giving of notices in Section 8.7, provided
that nothing in this Section 8.11 shall affect the right of a Party to serve such summons, complaint or other initial pleading in any other manner permitted by law. 

8.12 Provisional Relief; Specific Performance. The Parties agree that irreparable damage would occur in the event that any of the
provisions of this Agreement are not performed in accordance with their specific terms or were otherwise breached. Accordingly, it is agreed that the Parties shall be entitled to seek an injunction or injunctions to prevent breaches of this
Agreement and to enforce specifically the terms and provisions of this Agreement in any state or federal court of the State of New York, in addition to any other remedy to which they are entitled at law or in equity. 

8.13 Recovery of Fees by Prevailing Party. If any legal action, including, without limitation, an action for arbitration or injunctive
relief, is brought relating to this Agreement or the breach or alleged breach hereof, the prevailing Party in any final judgment or arbitration award, or the non-dismissing Party in the event of a voluntary dismissal by the Party instituting the
action, shall be entitled to the full amount of all reasonable expenses, including all court costs, arbitration fees and actual attorneys’ fees paid or incurred in good faith. 

  
 14 








 EXECUTION COPY 
  

8.14 Further Assurances. The Parties agree (a) to furnish upon request to each other such further information, (b) to execute
and deliver to each other such other documents, and (c) to do such other acts and things, all as the other Party may reasonably request for the purpose of carrying out the intent of this Agreement and the documents referred to in this
Agreement. 
 [Signature Page Follows] 

  
 15 








 IN WITNESS WHEREOF, each of the Parties has caused this Contribution, Assignment and Assumption
Agreement to be executed on its behalf by their respective officers thereunto duly authorized all as of the Effective Date. 
  

			
	THE DOW CHEMICAL COMPANY
		
	By:	 	 /s/ Fernando Ruiz

		
	Name:	 	 Fernando Ruiz

		
	Title:	 	 Corp Vice President & Treasurer

	
	DOW GLOBAL TECHNOLOGIES INC.
		
	By:	 	 /s/ Mark A. Whiteman

		
	Name:	 	 Mark A. Whiteman

		
	Title:	 	 President

	
	PFENEX INC.
		
	By:	 	 /s/ Albert Hansen

		
	Name:	 	 Albert Hansen

		
	Title:	 	 President



 [Signature Page to Contribution, Assignment and Assumption Agreement] 







 Exhibit A 

SUBLEASE 
 THIS SUBLEASE
(“Sublease”) is entered into as of November 30, 2009, by and between THE DOW CHEMICAL COMPANY, a Delaware corporation (“Sublessor”), and PFENEX INC., a Delaware corporation (“Sublessee”). 

RECITALS 
 A. Pursuant to that
certain Lease dated as of December 20, 2007, by and between Sublessor and ECI TWO OBERLIN LLC, a Delaware limited liability company (“Master Lessor”) (collectively and as amended or renewed from time to time, the
“Master Lease”), Sublessor leased from Master Lessor certain premises (as set forth more particularly in the Master Lease, the “Final Premises”) located in a project located in San Diego, California (as set forth in
the Master Lease, the “Project”). As of the date hereof, the Final Premises is comprised of the Building A Premises (as defined in the Master Lease) and the Building C Premises (as defined in the Master Lease). 

B. Sublessor desires to sublease to Sublessee, and Sublessee desires to sublease from Sublessor, the entire Final Premises as shown on
Exhibit “A” attached hereto (the “Subleased Premises”) and all improvements and fixtures located thereon, upon the terms and conditions set forth herein. 

C. Capitalized terms used herein but not otherwise defined herein shall have the meanings set forth in the Master Lease. 

NOW, THEREFORE, in consideration of the foregoing recitals and of the mutual promises and covenants contained herein, the receipt and
sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows: 
 1. Subleased Premises. Subject to
all of the terms and conditions set forth herein, Sublessor hereby subleases to Sublessee, and Sublessee hereby subleases from Sublessor the Subleased Premises. Sublessor and Sublessee acknowledge and agree that there are 27,292 Rentable Square Feet
in the Building A Premises and 4,768 Rentable Square Feet in the Building C Premises and Sublessee shall have no right to remeasure or otherwise contest the Rentable Square Feet in either space for any purpose. 

2. Term. 
 2.1
Initial Term. The term of this Sublease (“Sublease Term”) shall commence on the later of (a) December 1, 2009, and (b) the closing of the transaction transferring certain assets of Sublessor to Sublessee
(the “Commencement Date”) and shall expire on March 15, 2011 unless sooner terminated pursuant to any provision hereof. 

2.2 Automatic Termination. This Sublease shall terminate automatically upon any expiration or earlier termination of the Master
Lease and Sublessor shall not be liable to Sublessee by reason thereof. 
 3. Condition of Subleased Premises; Improvements.
Sublessee acknowledges that it has inspected the Subleased Premises and agrees to accept the same in an “AS-IS”, “WHERE-IS” condition, without any representation or warranty, express or implied, being made by
Sublessor. Sublessee further accepts the Subleased Premises subject to all applicable zoning, municipal, county and state laws, 

  
 -2- 








 
ordinances, and regulations governing and regulating the use of the Subleased Premises. Sublessee acknowledges that neither Sublessor nor Sublessor’s agents have made any representation or
warranty as to the suitability or fitness of the Subleased Premises for the conduct of Sublessee’s use, the physical condition or the fitness for any particular purpose of all or any part of the Subleased Premises as an inducement to Sublessee
to enter into this Sublease or for any other purpose. Sublessor shall have no obligation to make any alterations or improvements in the Subleased Premises or to provide any allowance therefor. 

4. Rent. 
 4.1
Monthly Base Rent. Commencing on the Commencement Date and continuing throughout the Sublease Term, Sublessee shall pay to Sublessor Monthly Base Rent for the Subleased Premises equal to Forty Thousand Seventy-Five and 00/100 Dollars
($40,075.00) (based on $1.25 per Rentable Square Foot in the Subleased Premises). Sublessee shall, concurrently with execution hereof, pay Sublessor its first monthly installment of Monthly Base Rent. 

4.2 Additional Rent; Building Costs; Property Taxes. Commencing on the Commencement Date, Sublessee shall be obligated to pay
all additional rent (as described in Section 5(b) of the Master Lease) payable by Sublessor under the Master Lease, including, without limitation, all Operating Expense payments due and payable under the Master Lease (“Additional
Rent”). In addition to the Monthly Base Rent and Additional Rent which are expressly provided for above, Sublessee shall be responsible throughout the Sublease Term for all other payments or charges arising or accruing under the Master
Lease during the Sublease Term including, without limitation, the following: (a) any charges relating to any special privilege or services provided to Sublessee (or its subtenants, assignees or anyone claiming by, through or under Sublessee)
such as HVAC and freight elevator service for which Sublessor is separately charged by Master Lessor; (b) any indemnity payments relating to the Subleased Premises not attributable to any act of Sublessor; (c) any claims for damages or
other losses resulting from a casualty to the Subleased Premises; (d) any claims by Master Lessor for reimbursement resulting from Master Lessor’s exercise of self help remedies in the Subleased Premises, and (e) any utility charges
due and payable under the Master Lease (collectively, items (a) through (e) shall be included in the definition of Additional Rent). 

4.3 Payment of Rent. Monthly Base Rent shall be paid in advance on the first day of each calendar month, at such address as
Sublessor shall, from time to time, specify in writing. If the date of termination of this Sublease is not the last day of a calendar month, then rent for the last month of this Sublease shall be prorated. All Additional Rent shall be paid to
Sublessor within five (5) days of demand and before it becomes delinquent under the Master Lease. Monthly Base Rent, Additional Rent and all other amounts due under this Sublease shall be deemed to be rent (“Rent”). Except as
otherwise expressly provided under this Sublease, all Rent shall be paid by Sublessee without notice, demand, deduction, offset or abatement in lawful money of the United States. 

5. Use of the Subleased Premises. 

5.1 Permitted Use. The Subleased Premises shall be used and occupied only for the uses set forth in Section 7(a) of the
Master Lease, and for no other purpose. 
 5.2 Alterations; Compliance with Law. Sublessee shall not be permitted to make
alterations to the Subleased Premises without the prior written consent of Sublessor which consent shall not be unreasonably withheld or delayed (and otherwise in compliance with and to the extent allowed under the Master Lease). Sublessee shall, at
its sole expense, comply promptly with all applicable statutes, ordinances, rules, regulations, orders, restrictions of record, and requirements in effect during the term hereof (or any part of such term) regulating its use of the Subleased
Premises. 

  
 -3- 








 5.3 Maintenance of Subleased Premises. Sublessee agrees that it shall use and
maintain the Subleased Premises in a first class condition and otherwise as required by the Master Lease. 
 5.4 Surrender.
Upon the expiration or termination of this Sublease, Sublessee shall return the Subleased Premises in the same condition (reasonable wear and tear excepted) and in the same configuration as of the date hereof (including any renovations thereto,
which shall become part of the Subleased Premises), unless otherwise required by Sublessor or the Master Lessor. 
 6. Building
Services. Sublessor shall have no obligation during the Sublease Term (whether under the Master Lease or otherwise) to render any services to the Premises or to expend any money for the repair of or perform any obligation for Sublessee in,
to or with respect to the Subleased Premises of any nature whatsoever. Sublessor specifically is not responsible for providing security to the Subleased Premises and shall have no liability whatsoever to Sublessee for loss, damage or theft of or to
Sublessee’s property. 
 7. Master Lease. 

7.1 Sublessor’s Compliance with Master Lease. Sublessee expressly agrees that Sublessor shall not be obligated to perform,
and shall not be liable or responsible for the performance by or failure of performance of Master Lessor, of any of the obligations of Master Lessor under the Master Lease and Sublessee shall have no claim against Sublessor for any default of Master
Lessor. Sublessee further agrees that Sublessor shall not be obligated to perform any of the obligations of Sublessor as tenant under the Master Lease and Sublessee shall have no claim against Sublessor for any such non-performance, including,
without limitation, any termination or forfeiture of the Master Lease caused by Sublessor. 
 7.2 Application of Terms of Master
Lease. The terms, conditions and respective obligations of Sublessor and Sublessee to each other with respect to the Subleased Premises under this Sublease shall be the terms and conditions of the Master Lease (which are incorporated herein
by reference), except for those provisions of the Master Lease which are directly contradicted by this Sublease (e.g., Sections 1(i), 1(k), and 3 of the Master Lease), in which event the terms of this Sublease shall control over the Master Lease.
Therefore, for the purposes of this Sublease and with respect to the Subleased Premises only, wherever in the Master Lease the word “Landlord” is used it shall be deemed to mean Sublessor herein and wherever in the Master Lease the word
“Tenant” is used it shall be deemed to mean Sublessee herein; provided, however, Sublessor does not assume and shall not otherwise be liable for the obligations of the Master Lessor under the Master Lease. Sublessee hereby waives any cause
of action and any right to bring any action against Sublessor by reason of any act or omission of Master Lessor under the Master Lease. Any condition resulting from a default by Master Lessor shall not constitute as between Sublessor and Sublessee
an eviction, actual or constructive, of Sublessee and no such default shall excuse Sublessee from the performance or observance of any of its obligation under this Sublease or entitle Sublessee to any rental abatement hereunder. 

7.3 Subordinate to Master Lease. This Sublease is and shall be at all times subject and subordinate to the Master Lease.
Sublessee acknowledges that this Sublease is subject and subordinate to the Master Lease and that this Sublease shall be subject and subordinate to all agreements which have recorded or statutory priority over this Sublease or the Master Lease.
Notwithstanding any provision of this Lease to the contrary, the expiration or termination of this Sublease and/or the Master Lease and/or the termination of Sublessee’s rights to possession of the Subleased Premises shall not discharge,
relieve or release Sublessee from any obligation or liability whatsoever under any indemnity provision of this Sublease. 

  
 -4- 








 7.4 No Greater Rights. Any obligation of Sublessor which is contained in this
Sublease by the incorporation by reference of the provisions of the Master Lease may be observed or performed by Sublessor using reasonable efforts to cause the Master Lessor under the Master Lease to observe and/or perform the same, and Sublessor
shall have a reasonable time to enforce its rights to cause such observance or performance. Sublessee shall not in any event have any rights in respect of the Subleased Premises greater than Sublessor’s rights under the Master Lease. 

7.5 Sublessee Not to Breach. Sublessee shall not do or permit to be done any act or thing which may constitute a breach or
violation of any term, covenant or condition of the Master Lease by the tenant thereunder, whether or not such act or thing is permitted under the provisions of this Sublease. 

7.6 Insurance Required Under Master Lease. Sublessee shall be responsible, at its own cost and expense, for obtaining and
maintaining relative to the Subleased Premises, all that insurance (including coverage for possessions and general liability) as is required by the Master Lease to be carried by the “Tenant” thereunder. Sublessee’s insurance shall be
issued by an insurance company or companies approved by Sublessor and the Master Lessor, and shall be written on such forms with such exclusions and deductible amounts as Sublessor shall approve. The policy or policies shall name Sublessor and
Master Lessor as additional insureds and shall include thirty (30) days’ advance written notice to Sublessor prior to the cancellation or material reduction in coverage of such insurance policies. 

8. Signage. Sublessee shall not cause, suffer or permit any person to display any signs or notices at the Subleased Premises
without the prior written consent of Master Lessor and Sublessor. All signage shall be at Sublessee’s sole cost and expense. 
 9.
Brokerage. Each party represents and warrants to the other that no broker or finder has been engaged by it, respectively, in connection with any of the transactions contemplated by this Sublease or to its knowledge is in any way
connected with any of such transactions. In the event of a claim for broker’s or finder’s fee or commissions in connection herewith, Sublessor shall indemnify, protect, defend and hold Sublessee harmless from and against the same if it
shall be based upon any statement or agreement alleged to have been made by Sublessor, and Sublessee shall indemnify, protect, defend and hold Sublessor harmless from and against the same if it shall be based upon any statement or agreement alleged
to have been made by Sublessee. The parties’ respective indemnification obligations under this paragraph shall survive the termination or expiration of this Sublease. 

10. Indemnification 

10.1 In General. Sublessee hereby agrees to indemnify, defend, protect and hold Sublessor, its affiliates, employees, officers,
directors, agents and representatives, and the Master Lessor and each of their respective successors and assigns, harmless from and against any and all losses, liabilities, costs (including costs of cure, remedy or settlement made by Sublessor),
damages, demands, and expenses (including costs of investigation, defense and reasonable attorneys’ fees, whether or not litigation, arbitration or mediation is actually instigated or commenced) from the payment of, or the obligation to pay,
any and all sums of money due or demanded by any person or entity whatsoever on account of any and all claims, demands, suits, actions, liens, settlements, judgments, garnishments or attachments (collectively, “Losses”), arising out
of or in connection with (a) the acts, omissions or negligence of Sublessee or its employees, agents, contractors and invitees; (b) the breach of the Master Lease by Sublessee and/or default by Sublessee in the observance of its terms,
covenants or conditions and any cure undertaken by Sublessor with respect thereto; (c) the breach of this Sublease by Sublessee and any default in the observance of its terms, covenants or conditions; (d) the use of the Premises or
Subleased Premises by Sublessee or its employees, agents, contractors and invitees or any person claiming by, through or under Sublessee; (e) any injury or death of any person (including, without limitation, any employee of Sublessor or any
damage to or destruction of any property of any person (including, without 

  
 -5- 








 
limitation, any employee of Sublessor occurring on or about the Premises); or (f) any and all actions, suits, proceedings, claims and demands taken or made in enforcing this indemnity. The
provisions of this Section 10 shall survive the expiration or earlier termination of this Sublease. Sublessor shall not be liable for and Sublessee hereby waives all claims against Sublessor for any damage to any property or injury, illness or
death of any person in, upon, or about the Premises arising at any time and from any cause whatsoever. 
 10.2 Defense by
Sublessee. In connection with any claim giving rise to indemnity hereunder resulting from or arising out of any claim or legal proceeding by any third party, Sublessee, at its sole cost and expense, shall assume the defense of any such claim
or legal proceeding using counsel of Sublessor’s choice. Sublessor shall be entitled to participate in the defense of any such action, with its counsel and at its own expense; provided, however, that if Sublessor, in its reasonable discretion,
determines that there exists a conflict of interest between the Sublessee (or any constituent party thereof) and Sublessor, Sublessor shall have the right to engage separate counsel, the actual costs and expenses of which shall be paid by Sublessee.

 11. Default. In the event of a default by Sublessee under this Sublease which continues after the giving of any notice and
the expiration of any cure period provided for a like default under the Master Lease, Sublessor shall have available to it under this Sublease all remedies which are available to Master Lessor under the Master Lease, including the imposition of late
charges and interest on delinquent payments. 
 12. Assignment/Subletting. Sublessee’s rights to assign, sublease,
pledge, encumber, hypothecate or otherwise transfer (each, a “Transfer”) all or any part of Sublessee’s interest in this Sublease, or permit the Subleased Premises to be occupied by anyone other than Sublessee, shall be in
accordance with and subject to all provision of Section 23 of the Master Lease. Additionally, any Transfer sought by Sublessee shall be subject to Sublessor’s prior written consent, which consent shall not be unreasonably withheld within
the purview, context and general criteria of said Section 23. 
 13. Miscellaneous Provisions. 

13.1 Entire Agreement. This Sublease, together with the Exhibits hereto (which are incorporated herein by this reference),
constitutes the entire agreement between the parties hereto with respect to the subject matter hereof, and supersedes all prior agreements between the parties hereto with respect thereto. No claim of waiver, modification, consent or acquiescence
with respect to any of the provisions of this Sublease shall be made against either party, except on the basis of a written instrument executed by or on behalf of such party. 

13.2 Governing Law and Venue. This Sublease is to be governed by and construed in accordance with the laws of the State in which
the Building is located. 
 13.3 Attorneys’ Fees. If any or all of Sublessor, Sublessee, or Master Lessor shall bring an
action against any other by reason of the breach of any covenant, provision or condition hereof, or otherwise arising out of this Sublease, the unsuccessful party shall pay to the prevailing party all attorneys’ fees and costs actually incurred
by the prevailing party, in addition to any other relief to which it may be entitled. 

  
 -6- 








 13.4 Notices. All notices, requests and other communications hereunder shall be in
writing and shall be delivered by personal service, by Federal Express® or other nationally recognized commercial courier service, or mailed first class, postage prepaid, by certified mail, return receipt requested, in all cases addressed to:

  

			
	SUBLESSOR:    	  	The Dow Chemical Company
		  	2030 Dow Center
		  	Midland, Michigan 48674
		  	Attn: Charles Kendall
		
	SUBLESSEE:	  	Pfenex Inc.
		  	5451 Oberlin Drive
		  	San Diego, California 92121
		  	Attn: Bert Liang

 In the case of service by personal delivery, delivery shall be deemed complete on the date of delivery. In the case of service
by Federal Express® or other nationally recognized commercial courier service, service shall be deemed complete on the second (2nd) business day following deposit with such courier service. In the case of service by mail, service shall be
deemed complete at the earlier of (i) the expiration of the third business day after the date of mailing, or (ii) the date of delivery as shown by the return receipt. Either party hereto may from time to time, by notice in writing, served
as set forth above, designate-a different address or a different or additional person to which all such notices or communications thereafter are to be given. 

13.5 Further Assurances. Each party hereto shall perform all acts and things and to make, execute and deliver such written
instruments as shall be reasonably necessary to carry out the terms and provisions of this Sublease. 
 13.6 Counterparts.
This Sublease may be executed in any number of counterparts, each of which so executed shall be deemed an original, but all of which taken together shall constitute but one agreement. 

[Signatures on next page.] 

  
 -7- 








 IN WITNESS WHEREOF, the parties hereto have executed this Sublease as of the day and year set
forth above. 
  

					
	“SUBLESSOR”:
	
	 THE DOW CHEMICAL COMPANY,
 a
Delaware corporation

		
	By:	 	 /s/ Charles B. Kendall

		 	Name:	 	 Charles B. Kendall

		 	Its:	 	 Authorized Representative

	
	“SUBLESSEE”:
	
	 PFENEX INC.,
 a Delaware
corporation

		
	By:	 	 /s/ Albert Hansen

		 	Name:	 	 Albert Hansen

		 	Its:	 	 President




  
 -8- 








 EXHIBIT “A” TO SUBLEASE 

SUBLEASED PREMISES 







 



 







 



 







 Exhibit B 

Transition Services Agreement 







 Exhibit C 

Technology Assignment Agreement 







 Exhibit D 

Technology Licensing Agreement 







 Exhibit E 

Grant-Back License Agreement 







 Schedule 1.17 

Permitted Liens 
  

	1.	License Agreement between Dow Global Technologies and Diversa Corporation dated December 30, 2003. 

  

	2.	Pfenex Expression Technology License Agreement between Dow Global Technologies and Dr. Reddy’s Laboratories dated April 30, 2008. 


 

	3.	Technology License Agreement between DGTI and Dow AgroScience (DAS) as of January 7, 2009. 

  

	4.	Any requirements under the License Agreement between Washington University and Agrigenetics dated December 30, 1996. 

  

	5.	Any requirements under the Agreement between Agrigenetics and University of Wisconsin dated December 23, 1982. 

  

	6.	Any rights or licenses as required by foreign patent offices including, but not limited to, compulsory licenses as required by foreign patent offices. 








 Schedule 2.2 

Fixed Assets 
  

																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0028	  	00253818	  	12/1/2003	  	 	20	  	  	APC INFRASTRUXURE UNINTE-	  	 	20,297	  	  	 	5,924	  	  	 	14,373	  
											
	0001	  	YU	  	00001140	  	0041	  	00233314	  	8/1/2001	  	 	10	  	  	REVCO ULT2586-9D FREEZER,	  	 	9,484	  	  	 	8,735	  	  	 	750	  
											
	0001	  	YU	  	00001140	  	0041	  	00233315	  	8/1/2001	  	 	10	  	  	REVCO ULT2586-9D FREEZER,	  	 	9,484	  	  	 	8,735	  	  	 	750	  
											
	0001	  	YU	  	00001140	  	0041	  	00245239	  	6/1/2001	  	 	10	  	  	12 ZETA PLUS HOUSING	  	 	1,973	  	  	 	1,644	  	  	 	329	  
											
	0001	  	YU	  	00001140	  	0041	  	00245241	  	6/1/2001	  	 	10	  	  	SET OF 6 WATSON MARLOW PU	  	 	3,293	  	  	 	2,744	  	  	 	549	  
											
	0001	  	YU	  	00001140	  	0041	  	00245242	  	6/1/2001	  	 	10	  	  	STREAMLINE 200 COLUMN AND	  	 	10,071	  	  	 	8,394	  	  	 	1,677	  
											
	0001	  	YU	  	00001140	  	0041	  	00248024	  	7/1/1994	  	 	12	  	  	FORKLIFT 1987 CATERPILLA	  	 	5,587	  	  	 	5,587	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0041	  	00252793	  	11/1/2003	  	 	10	  	  	BPG 140/500 COLUMN DIN/NI	  	 	6,409	  	  	 	5,641	  	  	 	768	  
											
	0001	  	YU	  	00001140	  	0041	  	00252794	  	11/1/2003	  	 	10	  	  	BPG 300/500 COLUMN DIN/NI	  	 	16,481	  	  	 	14,505	  	  	 	1,976	  
											
	0001	  	YU	  	00001140	  	0041	  	00260068	  	3/1/2004	  	 	10	  	  	PALL MAXIM PLUS TFF	  	 	76,233	  	  	 	6,354	  	  	 	69,879	  
											
	0001	  	YU	  	00001140	  	0041	  	00295391	  	9/1/2006	  	 	10	  	  	PACIFIC RIM MECHANICAL	  	 	36,172	  	  	 	11,154	  	  	 	25,018	  
											
	0001	  	YU	  	00001140	  	0042	  	00254111	  	12/1/2003	  	 	5	  	  	AMERSHAM BIOPROCESS SKID	  	 	229,615	  	  	 	229,615	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0042	  	00254112	  	12/1/2003	  	 	5	  	  	20CM (16L) CHROMA. COLUMN	  	 	8,878	  	  	 	8,878	  	  	 	0	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0042	  	00254113	  	12/1/2003	  	 	5	  	  	20CM (16L) CHROMA. COLUMN	  	 	8,878	  	  	 	8,878	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0042	  	00254114	  	12/1/2003	  	 	5	  	  	20CM (16L) CHROMA. COLUMN	  	 	8,878	  	  	 	8,878	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0042	  	00254115	  	12/1/2003	  	 	5	  	  	45CM (78L) CHROMA. COLUMN	  	 	49,903	  	  	 	49,903	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0042	  	00254447	  	1/1/2004	  	 	5	  	  	STEDIM PALLETANKS (15 EA)	  	 	34,151	  	  	 	34,151	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0042	  	00254452	  	1/1/2004	  	 	5	  	  	FILTER HOUSING 30IN X 3	  	 	6,664	  	  	 	6,664	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0042	  	00254453	  	1/1/2004	  	 	5	  	  	FILTER HOUSING 30IN X 3	  	 	6,664	  	  	 	6,664	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0042	  	00254455	  	1/1/2004	  	 	5	  	  	UF MEMBRANE HOUSING	  	 	6,664	  	  	 	6,664	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0042	  	00254819	  	3/1/2004	  	 	5	  	  	ULTRA FILTRATION PELLICON	  	 	7,956	  	  	 	7,399	  	  	 	557	  
											
	0001	  	YU	  	00001140	  	0042	  	00254820	  	3/1/2004	  	 	5	  	  	WATSON MARLOW	  	 	2,931	  	  	 	2,727	  	  	 	204	  
											
	0001	  	YU	  	00001140	  	0042	  	00254821	  	3/1/2004	  	 	5	  	  	ULTRA FILTRATION MEMBRANE	  	 	5,862	  	  	 	5,452	  	  	 	410	  
											
	0001	  	YU	  	00001140	  	0042	  	00254822	  	3/1/2004	  	 	5	  	  	WATSON MARLOW	  	 	2,931	  	  	 	2,727	  	  	 	204	  
											
	0001	  	YU	  	00001140	  	0042	  	00254824	  	3/1/2004	  	 	5	  	  	METTLE TOLEDO	  	 	6,281	  	  	 	5,842	  	  	 	439	  
											
	0001	  	YU	  	00001140	  	0042	  	00254825	  	3/1/2004	  	 	5	  	  	THERMOFORMA REFRIGERATOR	  	 	7,537	  	  	 	7,010	  	  	 	528	  
											
	0001	  	YU	  	00001140	  	0042	  	00258951	  	7/1/2004	  	 	3	  	  	MILLIPORE PROFLUX M60	  	 	74,906	  	  	 	74,906	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0042	  	00258953	  	7/1/2004	  	 	3	  	  	MORSE DRUM HANDLER	  	 	2,918	  	  	 	2,918	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00213183	  	4/1/1991	  	 	15	  	  	FERMENTER, 1500 LITER, (P	  	 	111,630	  	  	 	111,630	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00213184	  	4/1/1991	  	 	15	  	  	FERMENTER, 1500 LITER, (P	  	 	111,630	  	  	 	111,630	  	  	 	0	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00213186	  	4/1/1991	  	 	15	  	  	FERMENTER, 75 LITER, (PP)	  	 	50,284	  	  	 	50,284	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00213187	  	4/1/1991	  	 	15	  	  	FERMENTER, 75 LITER, (PP)	  	 	50,284	  	  	 	50,284	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00213201	  	4/2/1994	  	 	10	  	  	IMPELLERS	  	 	7,340	  	  	 	7,340	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00216585	  	8/1/1999	  	 	10	  	  	AGILENT 1100 BINARY PUMP	  	 	10,433	  	  	 	10,433	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00216594	  	8/1/1999	  	 	10	  	  	TECAN MINI PREP 50 PKG	  	 	16,395	  	  	 	16,395	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00218352	  	8/1/1999	  	 	10	  	  	AGILENT 1100 COLUMN HEATR	  	 	9,671	  	  	 	9,671	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00218363	  	8/1/1999	  	 	10	  	  	AGILENT 1100 AUTOSAMPLER	  	 	8,166	  	  	 	8,166	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00218375	  	8/1/1999	  	 	10	  	  	AGILENT 1100 DEGASSER	  	 	3,224	  	  	 	3,224	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00219208	  	1/1/2000	  	 	10	  	  	HP 8453 UV-VIS SPECTROPHO	  	 	19,337	  	  	 	18,856	  	  	 	481	  
											
	0001	  	YU	  	00001140	  	0043	  	00219214	  	1/1/2000	  	 	10	  	  	44 RAININ P2, P20,P100, P	  	 	7,332	  	  	 	7,147	  	  	 	185	  
											
	0001	  	YU	  	00001140	  	0043	  	00219220	  	2/1/2000	  	 	10	  	  	PHARMACIA AKTA EXPLORER 1	  	 	61,439	  	  	 	59,393	  	  	 	2,046	  
											
	0001	  	YU	  	00001140	  	0043	  	00219223	  	2/1/2000	  	 	10	  	  	STERIS 60” GRV FERMENTATI	  	 	100,596	  	  	 	97,247	  	  	 	3,349	  
											
	0001	  	YU	  	00001140	  	0043	  	00219243	  	1/1/2000	  	 	10	  	  	20 CORNING PC-20 STIRRER	  	 	6,347	  	  	 	6,190	  	  	 	157	  
											
	0001	  	YU	  	00001140	  	0043	  	00219254	  	1/1/2000	  	 	10	  	  	SLM AMINCO AB-2 (FA254)L	  	 	45,380	  	  	 	44,245	  	  	 	1,135	  
											
	0001	  	YU	  	00001140	  	0043	  	00219255	  	1/1/2000	  	 	10	  	  	REVCO VCRR445A18 CHROMOTO	  	 	7,446	  	  	 	7,364	  	  	 	82	  
											
	0001	  	YU	  	00001140	  	0043	  	00219256	  	1/1/2000	  	 	10	  	  	REVCO U2020GA14 FREEZER	  	 	1,182	  	  	 	1,169	  	  	 	13	  
											
	0001	  	YU	  	00001140	  	0043	  	00219257	  	1/1/2000	  	 	10	  	  	BRANSON SONIFIER II CELL	  	 	3,191	  	  	 	3,157	  	  	 	34	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00219280	  	1/1/2000	  	 	10	  	  	MJ RESEARCH PTC200 THERMA	  	 	5,235	  	  	 	5,102	  	  	 	133	  
											
	0001	  	YU	  	00001140	  	0043	  	00219281	  	1/1/2000	  	 	10	  	  	MJ RESEARCH PTC200 THERMA	  	 	5,235	  	  	 	5,102	  	  	 	133	  
											
	0001	  	YU	  	00001140	  	0043	  	00219282	  	1/1/2000	  	 	10	  	  	MJ RESEARCH ALS1296 ALPHA	  	 	2,617	  	  	 	2,553	  	  	 	64	  
											
	0001	  	YU	  	00001140	  	0043	  	00219283	  	1/1/2000	  	 	10	  	  	MJ RESEARCH ALD1234 ALPHA	  	 	2,804	  	  	 	2,730	  	  	 	74	  
											
	0001	  	YU	  	00001140	  	0043	  	00219284	  	1/1/2000	  	 	10	  	  	MJ RESEARCH ALD1234 ALPHA	  	 	2,804	  	  	 	2,730	  	  	 	74	  
											
	0001	  	YU	  	00001140	  	0043	  	00219289	  	1/1/2000	  	 	10	  	  	EPPENDORF 5417R REFRIGERA	  	 	5,179	  	  	 	5,050	  	  	 	129	  
											
	0001	  	YU	  	00001140	  	0043	  	00219290	  	1/1/2000	  	 	10	  	  	EPPENDORF 5417C CENTRIFUG	  	 	2,252	  	  	 	2,196	  	  	 	56	  
											
	0001	  	YU	  	00001140	  	0043	  	00219292	  	1/1/2000	  	 	10	  	  	ISOTEMP 11690650D INCUBAT	  	 	1,351	  	  	 	1,317	  	  	 	34	  
											
	0001	  	YU	  	00001140	  	0043	  	00219293	  	1/1/2000	  	 	10	  	  	ISOTEMP 11690650D INCUBAT	  	 	1,351	  	  	 	1,317	  	  	 	34	  
											
	0001	  	YU	  	00001140	  	0043	  	00219294	  	1/1/2000	  	 	10	  	  	10 FISHER GENIE 2 VORTEX	  	 	1,801	  	  	 	1,756	  	  	 	45	  
											
	0001	  	YU	  	00001140	  	0043	  	00219392	  	4/1/2000	  	 	10	  	  	VIRTIS ADVANTAGE FREEZE	  	 	15,586	  	  	 	14,812	  	  	 	774	  
											
	0001	  	YU	  	00001140	  	0043	  	00219444	  	4/1/2000	  	 	10	  	  	NESLAB CFT-25 CHILLER S/N	  	 	4,521	  	  	 	4,296	  	  	 	225	  
											
	0001	  	YU	  	00001140	  	0043	  	00219446	  	4/1/2000	  	 	10	  	  	EDWARDS E2M28 ROTARY PUMP	  	 	4,521	  	  	 	4,296	  	  	 	225	  
											
	0001	  	YU	  	00001140	  	0043	  	00219448	  	4/1/2000	  	 	10	  	  	HP MSD 5973 MASS PSECTROM	  	 	54,867	  	  	 	52,127	  	  	 	2,740	  
											
	0001	  	YU	  	00001140	  	0043	  	00219450	  	4/1/2000	  	 	10	  	  	CTC ANALYTICS COMBI PAL A	  	 	21,947	  	  	 	20,854	  	  	 	1,093	  
											
	0001	  	YU	  	00001140	  	0043	  	00219451	  	4/1/2000	  	 	10	  	  	CTC ANALYTICS COMBI PAL A	  	 	21,947	  	  	 	20,854	  	  	 	1,093	  
											
	0001	  	YU	  	00001140	  	0043	  	00219452	  	4/1/2000	  	 	10	  	  	3 APEX PROSEP 800 LARGE	  	 	65,840	  	  	 	62,549	  	  	 	3,291	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00219456	  	4/1/2000	  	 	10	  	  	HP G 1222A DEGASSER S/N:J	  	 	2,032	  	  	 	1,929	  	  	 	103	  
											
	0001	  	YU	  	00001140	  	0043	  	00219457	  	4/1/2000	  	 	10	  	  	HP G 1222A DEGASSER S/N:J	  	 	2,032	  	  	 	1,929	  	  	 	103	  
											
	0001	  	YU	  	00001140	  	0043	  	00219458	  	4/1/2000	  	 	10	  	  	HP G 1311A HPLC PUMPS S/N	  	 	11,516	  	  	 	10,944	  	  	 	572	  
											
	0001	  	YU	  	00001140	  	0043	  	00219459	  	4/1/2000	  	 	10	  	  	HP G 1312A HPLC PUMPS S/N	  	 	11,516	  	  	 	10,944	  	  	 	572	  
											
	0001	  	YU	  	00001140	  	0043	  	00219460	  	4/1/2000	  	 	10	  	  	HP G 1313A AUTOSAMPLER	  	 	9,484	  	  	 	9,007	  	  	 	477	  
											
	0001	  	YU	  	00001140	  	0043	  	00219461	  	4/1/2000	  	 	10	  	  	HP G 1313A AUTOSMPLER	  	 	9,484	  	  	 	9,007	  	  	 	477	  
											
	0001	  	YU	  	00001140	  	0043	  	00219462	  	4/1/2000	  	 	10	  	  	HP G 1314A UV-VIS DETECTO	  	 	6,774	  	  	 	6,432	  	  	 	342	  
											
	0001	  	YU	  	00001140	  	0043	  	00219463	  	4/1/2000	  	 	10	  	  	HP G 1321A FLUORESCENCE D	  	 	9,484	  	  	 	9,007	  	  	 	477	  
											
	0001	  	YU	  	00001140	  	0043	  	00219464	  	4/1/2000	  	 	10	  	  	HP G 1316A COLUMN HEATER	  	 	5,419	  	  	 	5,148	  	  	 	271	  
											
	0001	  	YU	  	00001140	  	0043	  	00219763	  	2/1/2000	  	 	10	  	  	2 COLE PARMER 77410-00	  	 	1,263	  	  	 	1,220	  	  	 	43	  
											
	0001	  	YU	  	00001140	  	0043	  	00219764	  	2/1/2000	  	 	10	  	  	2 COLE PARMER 77601-60	  	 	505	  	  	 	492	  	  	 	13	  
											
	0001	  	YU	  	00001140	  	0043	  	00219765	  	2/1/2000	  	 	10	  	  	9 MILLIPORE PEL2 PLC FILT	  	 	4,547	  	  	 	4,401	  	  	 	146	  
											
	0001	  	YU	  	00001140	  	0043	  	00219766	  	1/1/2000	  	 	10	  	  	COMPOSITE ROTOR INC. KAD-	  	 	5,408	  	  	 	5,275	  	  	 	133	  
											
	0001	  	YU	  	00001140	  	0043	  	00219767	  	1/1/2000	  	 	10	  	  	COMPOSITE ROTOR INC. KAD-	  	 	3,877	  	  	 	3,780	  	  	 	97	  
											
	0001	  	YU	  	00001140	  	0043	  	00219768	  	1/1/2000	  	 	10	  	  	COMPOSITE ROTOR INC. CBTH	  	 	918	  	  	 	896	  	  	 	22	  
											
	0001	  	YU	  	00001140	  	0043	  	00219846	  	2/1/2000	  	 	10	  	  	BioRad Protein IEF	  	 	11,251	  	  	 	10,878	  	  	 	373	  
											
	0001	  	YU	  	00001140	  	0043	  	00219868	  	2/1/2000	  	 	10	  	  	BECKMAN/COULTER AVANTI	  	 	37,200	  	  	 	35,962	  	  	 	1,238	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00220092	  	6/1/2000	  	 	10	  	  	MOLECULAR DEVICES GEMINI	  	 	35,691	  	  	 	33,312	  	  	 	2,379	  
											
	0001	  	YU	  	00001140	  	0043	  	00220169	  	6/1/2000	  	 	10	  	  	COMPOSITE ROTOR INC. KAJ	  	 	4,854	  	  	 	4,527	  	  	 	327	  
											
	0001	  	YU	  	00001140	  	0043	  	00220181	  	6/1/2000	  	 	10	  	  	ADVANCED LASER POLARIMETE	  	 	38,074	  	  	 	35,533	  	  	 	2,541	  
											
	0001	  	YU	  	00001140	  	0043	  	00220373	  	7/1/2000	  	 	10	  	  	ONIX VG PRIMA P600S PROCE	  	 	103,895	  	  	 	96,110	  	  	 	7,785	  
											
	0001	  	YU	  	00001140	  	0043	  	00220374	  	7/1/2000	  	 	10	  	  	ONIX STANDARD ANALYZER W/	  	 	11,544	  	  	 	10,676	  	  	 	868	  
											
	0001	  	YU	  	00001140	  	0043	  	00220705	  	7/1/2000	  	 	10	  	  	BECKMAN COULTER BC AVANTI	  	 	32,952	  	  	 	30,479	  	  	 	2,473	  
											
	0001	  	YU	  	00001140	  	0043	  	00220706	  	7/1/2000	  	 	10	  	  	BECKMAN COULTER JA12 ROTO	  	 	9,843	  	  	 	9,103	  	  	 	740	  
											
	0001	  	YU	  	00001140	  	0043	  	00220707	  	7/1/2000	  	 	10	  	  	BOEKEL 131000 HYBRIDIZATI	  	 	1,770	  	  	 	1,639	  	  	 	131	  
											
	0001	  	YU	  	00001140	  	0043	  	00220708	  	7/1/2000	  	 	10	  	  	METTLER PB303-SRS BALANCE	  	 	1,416	  	  	 	1,316	  	  	 	100	  
											
	0001	  	YU	  	00001140	  	0043	  	00220709	  	7/1/2000	  	 	10	  	  	METTLER AB54-SRS BALANCE	  	 	1,770	  	  	 	1,639	  	  	 	131	  
											
	0001	  	YU	  	00001140	  	0043	  	00220710	  	7/1/2000	  	 	10	  	  	SPECTRONICS XL-1500 UV CR	  	 	1,628	  	  	 	1,508	  	  	 	120	  
											
	0001	  	YU	  	00001140	  	0043	  	00220712	  	7/1/2000	  	 	10	  	  	JOUAN CR422 CENTRIFUGE S/	  	 	10,123	  	  	 	9,362	  	  	 	761	  
											
	0001	  	YU	  	00001140	  	0043	  	00220713	  	7/1/2000	  	 	10	  	  	JOUAN CR422 CENTRIFUGE S/	  	 	10,123	  	  	 	9,362	  	  	 	761	  
											
	0001	  	YU	  	00001140	  	0043	  	00220994	  	8/1/2000	  	 	10	  	  	EPPENDORF 5417R REFRIGERA	  	 	5,355	  	  	 	4,914	  	  	 	441	  
											
	0001	  	YU	  	00001140	  	0043	  	00220995	  	8/1/2000	  	 	10	  	  	EPPENDORF 5417R REFRIGERA	  	 	5,355	  	  	 	4,914	  	  	 	441	  
											
	0001	  	YU	  	00001140	  	0043	  	00220996	  	8/1/2000	  	 	10	  	  	ISOTEMP 215 DUAL WATER BA	  	 	1,190	  	  	 	1,092	  	  	 	98	  
											
	0001	  	YU	  	00001140	  	0043	  	00221170	  	8/1/2000	  	 	10	  	  	5 METTLER TOLEDO BALANCE	  	 	10,471	  	  	 	9,598	  	  	 	873	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00221192	  	8/1/2000	  	 	10	  	  	HAMILTON HM554S824PB FUME	  	 	10,650	  	  	 	9,765	  	  	 	885	  
											
	0001	  	YU	  	00001140	  	0043	  	00221193	  	8/1/2000	  	 	10	  	  	HAMILTON HM554S824PB FUME	  	 	10,650	  	  	 	9,765	  	  	 	885	  
											
	0001	  	YU	  	00001140	  	0043	  	00221299	  	2/1/2000	  	 	10	  	  	M FLEX DRIVE L/S 1-100RPM	  	 	15,240	  	  	 	14,733	  	  	 	507	  
											
	0001	  	YU	  	00001140	  	0043	  	00221300	  	2/1/2000	  	 	10	  	  	LS EASY LOAD II PUMP HEAD	  	 	8,206	  	  	 	7,937	  	  	 	269	  
											
	0001	  	YU	  	00001140	  	0043	  	00221685	  	9/1/2000	  	 	10	  	  	GENETIX QP9804 COLONY PIC	  	 	103,160	  	  	 	93,705	  	  	 	9,455	  
											
	0001	  	YU	  	00001140	  	0043	  	00221762	  	5/1/1984	  	 	3	  	  	STERILGUARD HOOD S/N 5622	  	 	1,342	  	  	 	1,342	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00221770	  	2/1/2000	  	 	10	  	  	steris sterilizer 24x36x6	  	 	91,686	  	  	 	88,634	  	  	 	3,052	  
											
	0001	  	YU	  	00001140	  	0043	  	00222273	  	10/1/2000	  	 	10	  	  	FISHER 117 LABCONCO VACUU	  	 	3,296	  	  	 	2,972	  	  	 	324	  
											
	0001	  	YU	  	00001140	  	0043	  	00222275	  	10/1/2000	  	 	10	  	  	MJ RESEARCH ALS-1296 ALPH	  	 	2,041	  	  	 	1,836	  	  	 	205	  
											
	0001	  	YU	  	00001140	  	0043	  	00222276	  	10/1/2000	  	 	10	  	  	MJ RESEARCH ALS-1296 ALPH	  	 	2,041	  	  	 	1,836	  	  	 	205	  
											
	0001	  	YU	  	00001140	  	0043	  	00222277	  	10/1/2000	  	 	10	  	  	MJ RESEARCH ALS-1296 ALPH	  	 	2,041	  	  	 	1,836	  	  	 	205	  
											
	0001	  	YU	  	00001140	  	0043	  	00222278	  	10/1/2000	  	 	10	  	  	MJ RESEARCH ALSH 2384 ALP	  	 	3,317	  	  	 	2,989	  	  	 	328	  
											
	0001	  	YU	  	00001140	  	0043	  	00222279	  	10/1/2000	  	 	10	  	  	EPPENDORF 5417R REFRIGERA	  	 	4,851	  	  	 	4,367	  	  	 	484	  
											
	0001	  	YU	  	00001140	  	0043	  	00222280	  	10/1/2000	  	 	10	  	  	BECKMAN COULTER AVANTI J-	  	 	27,644	  	  	 	24,876	  	  	 	2,768	  
											
	0001	  	YU	  	00001140	  	0043	  	00222281	  	10/1/2000	  	 	10	  	  	BECKMAN COULTER JLA 8.100	  	 	13,221	  	  	 	11,899	  	  	 	1,322	  
											
	0001	  	YU	  	00001140	  	0043	  	00222282	  	10/1/2000	  	 	10	  	  	BECKMAN COULTER OPTIMA XL	  	 	39,664	  	  	 	35,695	  	  	 	3,969	  
											
	0001	  	YU	  	00001140	  	0043	  	00222283	  	10/1/2000	  	 	10	  	  	BECKMAN COULTER TY-70TI R	  	 	9,615	  	  	 	8,658	  	  	 	957	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00222284	  	10/1/2000	  	 	10	  	  	BECKMAN COULTER SW-28 ROT	  	 	9,615	  	  	 	8,658	  	  	 	957	  
											
	0001	  	YU	  	00001140	  	0043	  	00222285	  	10/1/2000	  	 	10	  	  	BECKMAN COULTER SW-41TI R	  	 	10,817	  	  	 	9,739	  	  	 	1,078	  
											
	0001	  	YU	  	00001140	  	0043	  	00222286	  	10/1/2000	  	 	10	  	  	BECKMAN COULTER 100TI ROT	  	 	9,615	  	  	 	8,658	  	  	 	957	  
											
	0001	  	YU	  	00001140	  	0043	  	00222661	  	10/1/2000	  	 	10	  	  	PYREX LAB LASSARE FOR 550	  	 	8,857	  	  	 	7,975	  	  	 	882	  
											
	0001	  	YU	  	00001140	  	0043	  	00222663	  	10/1/2000	  	 	10	  	  	FIHER UV TRANSILLUMINATOR	  	 	1,620	  	  	 	1,459	  	  	 	161	  
											
	0001	  	YU	  	00001140	  	0043	  	00222664	  	10/1/2000	  	 	10	  	  	EPPENDORF 5810R CENTRIFUG	  	 	15,694	  	  	 	14,124	  	  	 	1,570	  
											
	0001	  	YU	  	00001140	  	0043	  	00222665	  	10/1/2000	  	 	10	  	  	REVCO ULTIMA II UPRT 86 F	  	 	1,744	  	  	 	1,568	  	  	 	176	  
											
	0001	  	YU	  	00001140	  	0043	  	00222727	  	10/1/2000	  	 	10	  	  	2700 D SELECT BIOCHEM ANA	  	 	17,907	  	  	 	16,120	  	  	 	1,787	  
											
	0001	  	YU	  	00001140	  	0043	  	00223290	  	11/1/2000	  	 	10	  	  	SPECTRONIC INSTR FA078 FR	  	 	21,782	  	  	 	19,422	  	  	 	2,360	  
											
	0001	  	YU	  	00001140	  	0043	  	00223294	  	11/1/2000	  	 	10	  	  	REVCO ULTIMA II FREEZER S	  	 	9,421	  	  	 	8,401	  	  	 	1,020	  
											
	0001	  	YU	  	00001140	  	0043	  	00223387	  	12/1/2000	  	 	10	  	  	ALPHA INNOTECH GEL IMAGIN	  	 	18,313	  	  	 	16,175	  	  	 	2,138	  
											
	0001	  	YU	  	00001140	  	0043	  	00223388	  	12/1/2000	  	 	10	  	  	ALPHA INNOTECH GEL IMAGIN	  	 	18,313	  	  	 	16,175	  	  	 	2,138	  
											
	0001	  	YU	  	00001140	  	0043	  	00223530	  	12/1/2000	  	 	10	  	  	VIRTEK SDDC-2 ARRAYER SYS	  	 	65,439	  	  	 	57,796	  	  	 	7,643	  
											
	0001	  	YU	  	00001140	  	0043	  	00224911	  	12/1/2000	  	 	10	  	  	DIONEX ED50 ELECTROCHEMIC	  	 	12,615	  	  	 	11,148	  	  	 	1,467	  
											
	0001	  	YU	  	00001140	  	0043	  	00225206	  	12/1/2000	  	 	10	  	  	MALDI REFLECTROM MASS SPE	  	 	221,396	  	  	 	195,518	  	  	 	25,878	  
											
	0001	  	YU	  	00001140	  	0043	  	00225256	  	12/1/2000	  	 	10	  	  	20L SP 99169 FERMENTOR	  	 	67,279	  	  	 	59,247	  	  	 	8,032	  
											
	0001	  	YU	  	00001140	  	0043	  	00225257	  	12/1/2000	  	 	10	  	  	20L SP 99169 FERMENTOR	  	 	67,279	  	  	 	59,247	  	  	 	8,032	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00225258	  	12/1/2000	  	 	10	  	  	20L SP 99307 FERMENTOR	  	 	67,279	  	  	 	59,247	  	  	 	8,032	  
											
	0001	  	YU	  	00001140	  	0043	  	00225261	  	12/1/2000	  	 	10	  	  	20L SP 99307 FERMENTOR	  	 	67,279	  	  	 	59,247	  	  	 	8,032	  
											
	0001	  	YU	  	00001140	  	0043	  	00225262	  	12/1/2000	  	 	10	  	  	20L SP 99307 FERMENTOR	  	 	67,239	  	  	 	59,210	  	  	 	8,029	  
											
	0001	  	YU	  	00001140	  	0043	  	00225263	  	12/1/2000	  	 	10	  	  	20L SP 99307 FERMENTOR	  	 	67,239	  	  	 	59,210	  	  	 	8,029	  
											
	0001	  	YU	  	00001140	  	0043	  	00225648	  	12/1/2000	  	 	10	  	  	AGILENT 2440AA LC/MSD TRA	  	 	161,471	  	  	 	142,634	  	  	 	18,837	  
											
	0001	  	YU	  	00001140	  	0043	  	00225649	  	12/1/2000	  	 	10	  	  	AGILENT 1600A CAPILLARY E	  	 	40,368	  	  	 	35,662	  	  	 	4,706	  
											
	0001	  	YU	  	00001140	  	0043	  	00225651	  	12/1/2000	  	 	10	  	  	APPLIED BIOSYSTEMS 3100 D	  	 	157,576	  	  	 	139,101	  	  	 	18,475	  
											
	0001	  	YU	  	00001140	  	0043	  	00225916	  	12/1/2000	  	 	10	  	  	KUHNER SM1501-A SHAKING I	  	 	22,925	  	  	 	20,238	  	  	 	2,687	  
											
	0001	  	YU	  	00001140	  	0043	  	00225917	  	12/1/2000	  	 	10	  	  	KUHNER SM1501-B SHAKING I	  	 	22,925	  	  	 	20,238	  	  	 	2,687	  
											
	0001	  	YU	  	00001140	  	0043	  	00225918	  	12/1/2000	  	 	10	  	  	KUHNER SM1501-C SHAKING I	  	 	22,941	  	  	 	20,254	  	  	 	2,687	  
											
	0001	  	YU	  	00001140	  	0043	  	00225919	  	12/1/2000	  	 	10	  	  	KUHNER SM1503-A SHAKING I	  	 	30,396	  	  	 	26,842	  	  	 	3,554	  
											
	0001	  	YU	  	00001140	  	0043	  	00225920	  	12/1/2000	  	 	10	  	  	KUHNER SM1503-B SHAKING I	  	 	30,396	  	  	 	26,842	  	  	 	3,554	  
											
	0001	  	YU	  	00001140	  	0043	  	00225921	  	12/1/2000	  	 	10	  	  	KUHNER SM1503-C SHAKING I	  	 	30,396	  	  	 	26,842	  	  	 	3,554	  
											
	0001	  	YU	  	00001140	  	0043	  	00225937	  	11/17/2000	  	 	10	  	  	Pellicon Filter;P17508;Mi	  	 	1,885	  	  	 	1,885	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00225939	  	11/17/2000	  	 	10	  	  	Peristaltic Pump;101 U/R	  	 	3,771	  	  	 	3,771	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00225940	  	11/17/2000	  	 	10	  	  	Peristaltic Pump and acce	  	 	2,828	  	  	 	2,828	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00225960	  	11/17/2000	  	 	10	  	  	Pipet-aid;Drummond Scient	  	 	2,828	  	  	 	2,828	  	  	 	0	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00226017	  	11/17/2000	  	 	10	  	  	Air pressure gauge, 0 - 0	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226028	  	11/17/2000	  	 	10	  	  	Balance;AG245;Mettler	  	 	3,771	  	  	 	3,331	  	  	 	440	  
											
	0001	  	YU	  	00001140	  	0043	  	00226029	  	11/17/2000	  	 	10	  	  	Balance;PB1502;Mettler	  	 	4,714	  	  	 	4,161	  	  	 	553	  
											
	0001	  	YU	  	00001140	  	0043	  	00226030	  	11/17/2000	  	 	10	  	  	Balance;PR5002;Mettler To	  	 	1,885	  	  	 	1,670	  	  	 	215	  
											
	0001	  	YU	  	00001140	  	0043	  	00226031	  	11/17/2000	  	 	10	  	  	Balance;Scout-;SC6010;Oha	  	 	1,885	  	  	 	1,670	  	  	 	215	  
											
	0001	  	YU	  	00001140	  	0043	  	00226032	  	11/17/2000	  	 	10	  	  	Balance;BB2400;BB2400;Met	  	 	943	  	  	 	943	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226042	  	11/17/2000	  	 	10	  	  	BPG 140/500 Column;Amersh	  	 	20,887	  	  	 	18,452	  	  	 	2,435	  
											
	0001	  	YU	  	00001140	  	0043	  	00226043	  	11/17/2000	  	 	10	  	  	BPG 140/500 Column;Amersh	  	 	20,887	  	  	 	18,452	  	  	 	2,435	  
											
	0001	  	YU	  	00001140	  	0043	  	00226044	  	11/17/2000	  	 	10	  	  	BPG Column;140/500;Amersh	  	 	7,542	  	  	 	6,663	  	  	 	879	  
											
	0001	  	YU	  	00001140	  	0043	  	00226048	  	11/17/2000	  	 	10	  	  	Centrifuge;Avanti;J-25;Be	  	 	75,419	  	  	 	66,622	  	  	 	8,797	  
											
	0001	  	YU	  	00001140	  	0043	  	00226050	  	11/17/2000	  	 	10	  	  	Chamber pressure gauge (0	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226051	  	11/17/2000	  	 	10	  	  	Chamber pressure gauge, -	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226054	  	11/17/2000	  	 	10	  	  	Circulating water bath;Ma	  	 	18,855	  	  	 	16,651	  	  	 	2,204	  
											
	0001	  	YU	  	00001140	  	0043	  	00226066	  	11/17/2000	  	 	10	  	  	Compressed air pressure g	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226067	  	11/17/2000	  	 	10	  	  	Compressed air pressure g	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226068	  	11/17/2000	  	 	10	  	  	Compressed air pressure g	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226069	  	11/17/2000	  	 	10	  	  	Compressed air tank gauge	  	 	566	  	  	 	566	  	  	 	0	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00226070	  	11/17/2000	  	 	10	  	  	Compressed air tank press	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226074	  	11/17/2000	  	 	10	  	  	Constant temperature oven	  	 	5,656	  	  	 	5,656	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226075	  	11/17/2000	  	 	10	  	  	Continuous Flow Centrifug	  	 	5,656	  	  	 	5,656	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226089	  	11/17/2000	  	 	10	  	  	Diode-array Detector;HP 1	  	 	566	  	  	 	505	  	  	 	61	  
											
	0001	  	YU	  	00001140	  	0043	  	00226180	  	11/17/2000	  	 	10	  	  	Laboratory Vacuum Pump an	  	 	3,771	  	  	 	3,771	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226182	  	11/17/2000	  	 	10	  	  	Labscale TFF System;Milli	  	 	943	  	  	 	943	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226197	  	11/17/2000	  	 	10	  	  	Magnetic stirrer;12in;S47	  	 	2,828	  	  	 	2,828	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226198	  	11/17/2000	  	 	10	  	  	Magnetic stirrer;12in;S47	  	 	2,828	  	  	 	2,828	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226199	  	11/17/2000	  	 	10	  	  	MasterFlex I/P pump;Milli	  	 	2,828	  	  	 	2,828	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226213	  	11/17/2000	  	 	10	  	  	Multi-Blok Heater;2053;La	  	 	3,771	  	  	 	3,771	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226217	  	11/17/2000	  	 	10	  	  	Nitrogen pressure gauge,	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226218	  	11/17/2000	  	 	10	  	  	Nitrogen pressure gauge,	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226219	  	11/17/2000	  	 	10	  	  	Nitrogen pressure gauge,	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226226	  	11/17/2000	  	 	10	  	  	Outlet pressure gauge, 0	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226231	  	11/17/2000	  	 	10	  	  	Pressure regulator gauge	  	 	943	  	  	 	943	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226234	  	11/17/2000	  	 	10	  	  	Pressure regulator gauge,	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226235	  	11/17/2000	  	 	10	  	  	Pressure regulator gauge,	  	 	566	  	  	 	566	  	  	 	0	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00226237	  	11/17/2000	  	 	10	  	  	Pressure regulator gauge,	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226238	  	11/17/2000	  	 	10	  	  	Pressure regulator gauge,	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226239	  	11/17/2000	  	 	10	  	  	Pressure Regulator gauge	  	 	943	  	  	 	943	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226247	  	11/17/2000	  	 	10	  	  	Pump, Low Flow 32 RPM;101	  	 	2,828	  	  	 	2,828	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226254	  	11/17/2000	  	 	10	  	  	Refrigerator / Freezer;H	  	 	7,542	  	  	 	6,663	  	  	 	879	  
											
	0001	  	YU	  	00001140	  	0043	  	00226256	  	11/17/2000	  	 	10	  	  	Refrigerated Incubator sh	  	 	9,427	  	  	 	9,427	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226263	  	11/17/2000	  	 	10	  	  	Refrigerator, 2 - 8 Degre	  	 	5,656	  	  	 	4,999	  	  	 	657	  
											
	0001	  	YU	  	00001140	  	0043	  	00226276	  	11/17/2000	  	 	10	  	  	Sonifier;450;Branson	  	 	3,771	  	  	 	3,771	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226295	  	11/17/2000	  	 	10	  	  	Stirrer;overhead;Wheaton	  	 	3,771	  	  	 	3,771	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226297	  	11/17/2000	  	 	10	  	  	Super Fraction Collector;	  	 	2,828	  	  	 	2,828	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226362	  	11/17/2000	  	 	10	  	  	Thermostatted Autosampler	  	 	566	  	  	 	505	  	  	 	61	  
											
	0001	  	YU	  	00001140	  	0043	  	00226363	  	11/17/2000	  	 	10	  	  	Thermostatted Column Comp	  	 	566	  	  	 	505	  	  	 	61	  
											
	0001	  	YU	  	00001140	  	0043	  	00226368	  	11/17/2000	  	 	10	  	  	Ultralow Temperature Free	  	 	13,198	  	  	 	11,660	  	  	 	1,538	  
											
	0001	  	YU	  	00001140	  	0043	  	00226372	  	11/17/2000	  	 	10	  	  	Vaccum pressure gauge, -	  	 	566	  	  	 	566	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226374	  	11/17/2000	  	 	10	  	  	Vacuum Degasser;HP 1100;H	  	 	566	  	  	 	505	  	  	 	61	  
											
	0001	  	YU	  	00001140	  	0043	  	00226382	  	11/17/2000	  	 	10	  	  	Vacuum Pump and Compresso	  	 	2,828	  	  	 	2,828	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226390	  	11/17/2000	  	 	10	  	  	Vortex;Genie 2;G-560;Fiso	  	 	2,828	  	  	 	2,828	  	  	 	0	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00226391	  	11/17/2000	  	 	10	  	  	Vortex Mixer;Genie 2;VWR	  	 	943	  	  	 	943	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00226395	  	11/17/2000	  	 	10	  	  	Vortex-Genie 2;G-560;VWR	  	 	2,828	  	  	 	2,500	  	  	 	328	  
											
	0001	  	YU	  	00001140	  	0043	  	00226399	  	11/17/2000	  	 	10	  	  	Water Bath;VWR Scientifc	  	 	943	  	  	 	833	  	  	 	110	  
											
	0001	  	YU	  	00001140	  	0043	  	00227286	  	12/1/2000	  	 	10	  	  	NIKON E800 MICROSCOPE S/N	  	 	61,574	  	  	 	54,388	  	  	 	7,186	  
											
	0001	  	YU	  	00001140	  	0043	  	00227287	  	12/1/2000	  	 	10	  	  	NIKON E600 MICROSCOPE S/N	  	 	27,988	  	  	 	24,725	  	  	 	3,263	  
											
	0001	  	YU	  	00001140	  	0043	  	00227289	  	12/1/2000	  	 	10	  	  	SAVANT RVT400-115 REFREIG	  	 	4,951	  	  	 	4,373	  	  	 	578	  
											
	0001	  	YU	  	00001140	  	0043	  	00227290	  	12/1/2000	  	 	10	  	  	SAVANT OFP400-115 VACUUM	  	 	7,427	  	  	 	6,564	  	  	 	863	  
											
	0001	  	YU	  	00001140	  	0043	  	00227292	  	12/1/2000	  	 	10	  	  	SAVANT SPD111V-115 SPEEDV	  	 	7,427	  	  	 	6,564	  	  	 	863	  
											
	0001	  	YU	  	00001140	  	0043	  	00227293	  	12/1/2000	  	 	10	  	  	SAVANT CONCENTRATOR S/N:O	  	 	20,795	  	  	 	18,360	  	  	 	2,435	  
											
	0001	  	YU	  	00001140	  	0043	  	00227466	  	12/1/2000	  	 	10	  	  	SPECTRAMAX PLUS 384 MICRO	  	 	23,273	  	  	 	20,546	  	  	 	2,727	  
											
	0001	  	YU	  	00001140	  	0043	  	00227469	  	12/1/2000	  	 	10	  	  	AGILENT G 1322 HPLC	  	 	93,767	  	  	 	82,831	  	  	 	10,936	  
											
	0001	  	YU	  	00001140	  	0043	  	00227470	  	12/1/2000	  	 	10	  	  	AGILENT UV-VIS SPECTROPHO	  	 	23,442	  	  	 	20,707	  	  	 	2,735	  
											
	0001	  	YU	  	00001140	  	0043	  	00227471	  	12/1/2000	  	 	10	  	  	AGILENT HP 6890 GC S/N:US	  	 	50,233	  	  	 	44,373	  	  	 	5,860	  
											
	0001	  	YU	  	00001140	  	0043	  	00227503	  	12/1/2000	  	 	10	  	  	STERIS CENTURY SCIENTIFIC	  	 	51,908	  	  	 	45,833	  	  	 	6,075	  
											
	0001	  	YU	  	00001140	  	0043	  	00227585	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS W/	  	 	89,538	  	  	 	78,347	  	  	 	11,191	  
											
	0001	  	YU	  	00001140	  	0043	  	00227586	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS W/	  	 	89,538	  	  	 	78,347	  	  	 	11,191	  
											
	0001	  	YU	  	00001140	  	0043	  	00227587	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS W/	  	 	89,538	  	  	 	78,347	  	  	 	11,191	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00227588	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS W/	  	 	89,538	  	  	 	78,347	  	  	 	11,191	  
											
	0001	  	YU	  	00001140	  	0043	  	00227589	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS W/	  	 	90,511	  	  	 	79,196	  	  	 	11,315	  
											
	0001	  	YU	  	00001140	  	0043	  	00227590	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS W/	  	 	90,511	  	  	 	79,196	  	  	 	11,315	  
											
	0001	  	YU	  	00001140	  	0043	  	00227591	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS W/	  	 	90,511	  	  	 	79,196	  	  	 	11,315	  
											
	0001	  	YU	  	00001140	  	0043	  	00227592	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS W/	  	 	90,511	  	  	 	79,196	  	  	 	11,315	  
											
	0001	  	YU	  	00001140	  	0043	  	00227593	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS CU	  	 	82,726	  	  	 	72,390	  	  	 	10,336	  
											
	0001	  	YU	  	00001140	  	0043	  	00227594	  	1/1/2001	  	 	10	  	  	SP99169-20L FERMENTORS CU	  	 	82,726	  	  	 	72,390	  	  	 	10,336	  
											
	0001	  	YU	  	00001140	  	0043	  	00228118	  	1/1/2001	  	 	10	  	  	OMEGA DR231012010A4-M1-C2	  	 	7,780	  	  	 	6,810	  	  	 	970	  
											
	0001	  	YU	  	00001140	  	0043	  	00229344	  	3/1/2001	  	 	10	  	  	FISHER HAMILTON SAFE AIRE	  	 	7,705	  	  	 	6,617	  	  	 	1,088	  
											
	0001	  	YU	  	00001140	  	0043	  	00229360	  	3/1/2001	  	 	10	  	  	FISHER 307C INCUBATOR S/N	  	 	2,744	  	  	 	2,355	  	  	 	389	  
											
	0001	  	YU	  	00001140	  	0043	  	00229361	  	3/1/2001	  	 	10	  	  	FISHER 307C INCUBATOR S/N	  	 	2,744	  	  	 	2,355	  	  	 	389	  
											
	0001	  	YU	  	00001140	  	0043	  	00229362	  	3/1/2001	  	 	10	  	  	REVCO ULT21869D34 UPRIGHT	  	 	9,078	  	  	 	7,795	  	  	 	1,283	  
											
	0001	  	YU	  	00001140	  	0043	  	00229363	  	3/1/2001	  	 	10	  	  	BUCHI R124C24PB481 ROTVAP	  	 	6,544	  	  	 	5,616	  	  	 	928	  
											
	0001	  	YU	  	00001140	  	0043	  	00229678	  	3/1/2001	  	 	10	  	  	STANDARD BIOPROCESS SYSTE	  	 	152,090	  	  	 	141,231	  	  	 	10,859	  
											
	0001	  	YU	  	00001140	  	0043	  	00229717	  	1/1/2001	  	 	10	  	  	FREEZER MODEL ULT2586-93,	  	 	8,078	  	  	 	7,527	  	  	 	551	  
											
	0001	  	YU	  	00001140	  	0043	  	00229718	  	1/1/2001	  	 	10	  	  	REFRIGERATOR MODEL REL230	  	 	4,252	  	  	 	3,962	  	  	 	290	  
											
	0001	  	YU	  	00001140	  	0043	  	00229720	  	1/1/2001	  	 	10	  	  	FREEZER MODEL ULT2330D18,	  	 	4,677	  	  	 	4,358	  	  	 	319	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00229721	  	1/1/2001	  	 	10	  	  	FREEZER MODEL ULT2586-93,	  	 	8,078	  	  	 	7,527	  	  	 	551	  
											
	0001	  	YU	  	00001140	  	0043	  	00229722	  	1/1/2001	  	 	10	  	  	FREEZER MODEL ULT2330D18,	  	 	4,677	  	  	 	4,358	  	  	 	319	  
											
	0001	  	YU	  	00001140	  	0043	  	00229723	  	1/1/2001	  	 	10	  	  	FREEZER MODEL ULT2330D18,	  	 	4,677	  	  	 	4,358	  	  	 	319	  
											
	0001	  	YU	  	00001140	  	0043	  	00229817	  	3/1/2001	  	 	10	  	  	INCUBATOR 50/60, 220V, MO	  	 	3,610	  	  	 	3,353	  	  	 	257	  
											
	0001	  	YU	  	00001140	  	0043	  	00230034	  	5/1/2001	  	 	10	  	  	APC MATRIX 500VA EXTENDED	  	 	4,116	  	  	 	3,467	  	  	 	649	  
											
	0001	  	YU	  	00001140	  	0043	  	00230035	  	5/1/2001	  	 	10	  	  	APC MATRIX 500VA EXTENDED	  	 	4,116	  	  	 	3,467	  	  	 	649	  
											
	0001	  	YU	  	00001140	  	0043	  	00230200	  	5/1/2001	  	 	10	  	  	AIR LOGIC CHEMICAL HOOD F	  	 	140,463	  	  	 	118,381	  	  	 	22,082	  
											
	0001	  	YU	  	00001140	  	0043	  	00230491	  	7/1/2001	  	 	10	  	  	WESTFALIA SC 6-06-576 POL	  	 	200,520	  	  	 	165,429	  	  	 	35,091	  
											
	0001	  	YU	  	00001140	  	0043	  	00231720	  	5/1/2001	  	 	10	  	  	METTLER AX105DR BALANCE A	  	 	6,443	  	  	 	5,963	  	  	 	481	  
											
	0001	  	YU	  	00001140	  	0043	  	00231726	  	8/1/2001	  	 	10	  	  	FISHER ADA FUMEHOOD S/N:	  	 	7,246	  	  	 	5,923	  	  	 	1,323	  
											
	0001	  	YU	  	00001140	  	0043	  	00231727	  	8/1/2001	  	 	10	  	  	FISHER ADA FUMEHOOD S/N:	  	 	7,246	  	  	 	5,923	  	  	 	1,323	  
											
	0001	  	YU	  	00001140	  	0043	  	00232815	  	7/1/2001	  	 	10	  	  	STANDARD BIOPROCESS SYSTE	  	 	114,934	  	  	 	94,820	  	  	 	20,114	  
											
	0001	  	YU	  	00001140	  	0043	  	00232816	  	7/1/2001	  	 	10	  	  	AKTA EXPLOER SYSTEM S/N:5	  	 	70,237	  	  	 	57,950	  	  	 	12,287	  
											
	0001	  	YU	  	00001140	  	0043	  	00232817	  	7/1/2001	  	 	10	  	  	AKTA EXPLOER SYSTEM	  	 	70,237	  	  	 	57,950	  	  	 	12,287	  
											
	0001	  	YU	  	00001140	  	0043	  	00232900	  	8/1/2001	  	 	10	  	  	CUSTOM CHEMICAL HOOD FOR	  	 	114,310	  	  	 	93,356	  	  	 	20,954	  
											
	0001	  	YU	  	00001140	  	0043	  	00232905	  	3/1/2001	  	 	10	  	  	MICROFLUIDIZER M 11 OY S/	  	 	29,138	  	  	 	25,013	  	  	 	4,125	  
											
	0001	  	YU	  	00001140	  	0043	  	00233085	  	10/1/2001	  	 	10	  	  	SANYO MPR 1410 DBL DOOR L	  	 	3,887	  	  	 	3,112	  	  	 	775	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00233136	  	9/1/2001	  	 	10	  	  	NIRO CERAMIC MICROFILTRAT	  	 	172,228	  	  	 	139,122	  	  	 	33,106	  
											
	0001	  	YU	  	00001140	  	0043	  	00233240	  	9/1/2001	  	 	10	  	  	DNA PTC-0200 ENGINE CHASI	  	 	5,587	  	  	 	4,519	  	  	 	1,068	  
											
	0001	  	YU	  	00001140	  	0043	  	00233409	  	10/1/2001	  	 	10	  	  	GENESIS 25 PUPER ES PILOT	  	 	41,092	  	  	 	32,872	  	  	 	8,220	  
											
	0001	  	YU	  	00001140	  	0043	  	00233565	  	10/1/2001	  	 	10	  	  	EPPENDORF 5810R EPPENDORF	  	 	10,056	  	  	 	8,051	  	  	 	2,005	  
											
	0001	  	YU	  	00001140	  	0043	  	00236711	  	10/1/2001	  	 	10	  	  	SANYO MPR 1410 DBL DOOR L	  	 	3,887	  	  	 	3,112	  	  	 	775	  
											
	0001	  	YU	  	00001140	  	0043	  	00237072	  	11/1/2001	  	 	10	  	  	MTPC 144 CONVIRON PLANT P	  	 	153,541	  	  	 	121,557	  	  	 	31,984	  
											
	0001	  	YU	  	00001140	  	0043	  	00237073	  	11/1/2001	  	 	10	  	  	MTPC 144 CONVIRON PLANT P	  	 	153,541	  	  	 	121,557	  	  	 	31,984	  
											
	0001	  	YU	  	00001140	  	0043	  	00237101	  	11/1/2001	  	 	10	  	  	PTC 2200 THERMAL CYCLER	  	 	10,601	  	  	 	8,392	  	  	 	2,209	  
											
	0001	  	YU	  	00001140	  	0043	  	00237102	  	11/1/2001	  	 	10	  	  	ALD 1233 DNA ENGINE	  	 	5,114	  	  	 	4,047	  	  	 	1,067	  
											
	0001	  	YU	  	00001140	  	0043	  	00237685	  	11/1/2001	  	 	10	  	  	REVCO ULT2586-9-A35 FREEZ	  	 	8,735	  	  	 	6,921	  	  	 	1,814	  
											
	0001	  	YU	  	00001140	  	0043	  	00237688	  	11/1/2001	  	 	10	  	  	METTLER TOLEDO AX504 ANAL	  	 	5,261	  	  	 	4,166	  	  	 	1,095	  
											
	0001	  	YU	  	00001140	  	0043	  	00237689	  	11/1/2001	  	 	10	  	  	METTLER TOLEDO HR73 MOIST	  	 	4,305	  	  	 	3,407	  	  	 	898	  
											
	0001	  	YU	  	00001140	  	0043	  	00238184	  	12/1/2001	  	 	10	  	  	PL ELS EVAPORATIVE LIGHT	  	 	14,074	  	  	 	11,022	  	  	 	3,052	  
											
	0001	  	YU	  	00001140	  	0043	  	00238720	  	12/1/2001	  	 	10	  	  	BROOKFIELD RS CPS P1 CONE	  	 	17,399	  	  	 	13,630	  	  	 	3,769	  
											
	0001	  	YU	  	00001140	  	0043	  	00238980	  	12/1/2001	  	 	10	  	  	TAYLOR WHARTON 24K SRYOST	  	 	13,765	  	  	 	10,781	  	  	 	2,984	  
											
	0001	  	YU	  	00001140	  	0043	  	00238984	  	12/1/2001	  	 	10	  	  	TECAN POSID V2 RSP 150	  	 	23,650	  	  	 	18,480	  	  	 	5,170	  
											
	0001	  	YU	  	00001140	  	0043	  	00238988	  	12/1/2001	  	 	10	  	  	VIRTIS DOUBLE TIER MANIFO	  	 	1,728	  	  	 	1,357	  	  	 	371	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00238990	  	12/1/2001	  	 	10	  	  	THERMO FORMA 983 DOUBLE D	  	 	8,580	  	  	 	6,721	  	  	 	1,859	  
											
	0001	  	YU	  	00001140	  	0043	  	00238992	  	12/1/2001	  	 	10	  	  	THERMO FORMA 195051 DELUX	  	 	2,145	  	  	 	1,685	  	  	 	460	  
											
	0001	  	YU	  	00001140	  	0043	  	00238996	  	12/1/2001	  	 	10	  	  	FISHER SCIENTIFIC BIOPHOT	  	 	3,137	  	  	 	2,461	  	  	 	676	  
											
	0001	  	YU	  	00001140	  	0043	  	00239001	  	12/1/2001	  	 	10	  	  	GENOMIC SOLUTIONS INVESTI	  	 	11,984	  	  	 	9,386	  	  	 	2,598	  
											
	0001	  	YU	  	00001140	  	0043	  	00239692	  	12/1/2001	  	 	10	  	  	PRESTO LABEL WORKSTATION	  	 	23,667	  	  	 	18,542	  	  	 	5,125	  
											
	0001	  	YU	  	00001140	  	0043	  	00239934	  	1/1/2002	  	 	10	  	  	INOX 200L JACKETED MIX TA	  	 	14,231	  	  	 	11,031	  	  	 	3,200	  
											
	0001	  	YU	  	00001140	  	0043	  	00239935	  	1/1/2002	  	 	10	  	  	INOX 500L JACKETED MIX TA	  	 	18,972	  	  	 	14,702	  	  	 	4,270	  
											
	0001	  	YU	  	00001140	  	0043	  	00240071	  	1/1/2002	  	 	10	  	  	NORTHSTAR GD403 GLASSWARE	  	 	45,370	  	  	 	35,161	  	  	 	10,209	  
											
	0001	  	YU	  	00001140	  	0043	  	00240082	  	1/1/2002	  	 	10	  	  	SARTORIUS ANALYTICAL BALA	  	 	2,433	  	  	 	1,883	  	  	 	550	  
											
	0001	  	YU	  	00001140	  	0043	  	00240358	  	2/1/2002	  	 	10	  	  	PURETEC DI WATER SYSTEM F	  	 	42,796	  	  	 	32,815	  	  	 	9,981	  
											
	0001	  	YU	  	00001140	  	0043	  	00240415	  	1/1/2002	  	 	10	  	  	HP-1100 REFRACTIVE INDEX	  	 	7,051	  	  	 	7,051	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00240560	  	3/1/2002	  	 	10	  	  	INNOVA 4000 INCUBATOR BEN	  	 	5,528	  	  	 	4,193	  	  	 	1,335	  
											
	0001	  	YU	  	00001140	  	0043	  	00240563	  	3/1/2002	  	 	10	  	  	SANYO MPR-720R SINGLE DOO	  	 	3,514	  	  	 	2,662	  	  	 	852	  
											
	0001	  	YU	  	00001140	  	0043	  	00240965	  	4/1/2002	  	 	10	  	  	REVCO ULTIMA II-80C FREEZ	  	 	8,481	  	  	 	6,362	  	  	 	2,119	  
											
	0001	  	YU	  	00001140	  	0043	  	00242481	  	6/1/2002	  	 	10	  	  	DNA ENGINE CHASSIS SN: EN	  	 	5,539	  	  	 	4,064	  	  	 	1,475	  
											
	0001	  	YU	  	00001140	  	0043	  	00242483	  	6/1/2002	  	 	10	  	  	ALPHA ENGINE 30/48 DUAL S	  	 	2,389	  	  	 	1,755	  	  	 	634	  
											
	0001	  	YU	  	00001140	  	0043	  	00242679	  	7/1/2002	  	 	10	  	  	DYAD CHASSIS SN: DY002029	  	 	9,547	  	  	 	6,925	  	  	 	2,622	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00242680	  	7/1/2002	  	 	10	  	  	DYAD ALPHA UNIT SN: AL053	  	 	2,383	  	  	 	1,729	  	  	 	654	  
											
	0001	  	YU	  	00001140	  	0043	  	00242681	  	7/1/2002	  	 	10	  	  	DYAD ALPHA UNIT SN: AI053	  	 	2,383	  	  	 	1,728	  	  	 	655	  
											
	0001	  	YU	  	00001140	  	0043	  	00243207	  	8/1/2002	  	 	10	  	  	FLUORCHEM 8800 DIGITAL IM	  	 	18,077	  	  	 	12,958	  	  	 	5,119	  
											
	0001	  	YU	  	00001140	  	0043	  	00243208	  	8/1/2002	  	 	10	  	  	FLUORCHEM 8800 DIGITAL IM	  	 	18,077	  	  	 	12,958	  	  	 	5,119	  
											
	0001	  	YU	  	00001140	  	0043	  	00243212	  	8/1/2002	  	 	10	  	  	KUHNER ISF-1-W SHAKERINCU	  	 	20,644	  	  	 	14,792	  	  	 	5,852	  
											
	0001	  	YU	  	00001140	  	0043	  	00243213	  	8/1/2002	  	 	10	  	  	KUHNER ISF-Q-W SHAKERINCU	  	 	20,644	  	  	 	14,792	  	  	 	5,852	  
											
	0001	  	YU	  	00001140	  	0043	  	00243214	  	8/1/2002	  	 	10	  	  	KUHNER ISF-1-W SHAKERINCU	  	 	20,644	  	  	 	14,792	  	  	 	5,852	  
											
	0001	  	YU	  	00001140	  	0043	  	00243215	  	8/1/2002	  	 	10	  	  	KUHNER ISF-Q-W SHAKERINCU	  	 	20,644	  	  	 	14,792	  	  	 	5,852	  
											
	0001	  	YU	  	00001140	  	0043	  	00243216	  	8/1/2002	  	 	10	  	  	KUHNER ISF-1-W SHAKERINCU	  	 	20,644	  	  	 	14,792	  	  	 	5,852	  
											
	0001	  	YU	  	00001140	  	0043	  	00243217	  	8/1/2002	  	 	10	  	  	KUHNER ISF-1-W SHAKERINCU	  	 	20,644	  	  	 	14,792	  	  	 	5,852	  
											
	0001	  	YU	  	00001140	  	0043	  	00243218	  	8/1/2002	  	 	10	  	  	KUHNER ISF-1-W SHAKERINCU	  	 	20,644	  	  	 	14,792	  	  	 	5,852	  
											
	0001	  	YU	  	00001140	  	0043	  	00243219	  	8/1/2002	  	 	10	  	  	KUNER ISF-1-W SHAKERINCUB	  	 	20,644	  	  	 	14,792	  	  	 	5,852	  
											
	0001	  	YU	  	00001140	  	0043	  	00243220	  	8/1/2002	  	 	10	  	  	KUHNER ISF-1-W SHAKERINCU	  	 	20,644	  	  	 	14,792	  	  	 	5,852	  
											
	0001	  	YU	  	00001140	  	0043	  	00243221	  	8/1/2002	  	 	10	  	  	KUHNER ISF-1-W SHAKERINCU	  	 	20,644	  	  	 	14,793	  	  	 	5,851	  
											
	0001	  	YU	  	00001140	  	0043	  	00244228	  	10/1/2002	  	 	10	  	  	JULABO F34/MD CIRCULATOR	  	 	3,833	  	  	 	2,683	  	  	 	1,150	  
											
	0001	  	YU	  	00001140	  	0043	  	00244234	  	10/1/2002	  	 	10	  	  	AGILENT G1312A 1100 SERIE	  	 	13,382	  	  	 	9,368	  	  	 	4,014	  
											
	0001	  	YU	  	00001140	  	0043	  	00244235	  	10/1/2002	  	 	10	  	  	AGILENT G1379A 1100 SERIE	  	 	3,143	  	  	 	2,198	  	  	 	945	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00244236	  	10/1/2002	  	 	10	  	  	AGILENT G1313A 1100 SERIE	  	 	11,245	  	  	 	7,877	  	  	 	3,368	  
											
	0001	  	YU	  	00001140	  	0043	  	00244237	  	10/1/2002	  	 	10	  	  	AGILENT G1365B 1100 SERIE	  	 	11,921	  	  	 	8,345	  	  	 	3,576	  
											
	0001	  	YU	  	00001140	  	0043	  	00245890	  	12/1/2002	  	 	10	  	  	GENESIS FREEDOM 200 TEMO	  	 	293,020	  	  	 	200,233	  	  	 	92,787	  
											
	0001	  	YU	  	00001140	  	0043	  	00245924	  	11/1/2002	  	 	10	  	  	GEA 1000 LITER BATCH TANK	  	 	17,549	  	  	 	12,135	  	  	 	5,414	  
											
	0001	  	YU	  	00001140	  	0043	  	00246351	  	12/1/2002	  	 	10	  	  	SPAN 8 SINGLE PACKAGED BF	  	 	117,540	  	  	 	80,267	  	  	 	37,273	  
											
	0001	  	YU	  	00001140	  	0043	  	00246381	  	12/1/2002	  	 	10	  	  	GENE TAC HYDRIDIZATION ST	  	 	57,825	  	  	 	39,492	  	  	 	18,333	  
											
	0001	  	YU	  	00001140	  	0043	  	00247313	  	11/1/2002	  	 	10	  	  	GENETIX QFILL2 SN: 799	  	 	7,638	  	  	 	5,285	  	  	 	2,353	  
											
	0001	  	YU	  	00001140	  	0043	  	00247516	  	12/1/2002	  	 	10	  	  	DIONEX AS40 AUTOMATED SAM	  	 	11,207	  	  	 	7,661	  	  	 	3,546	  
											
	0001	  	YU	  	00001140	  	0043	  	00247523	  	11/1/2002	  	 	10	  	  	PERISTALIC PUMP, MODEL #7	  	 	5,023	  	  	 	4,511	  	  	 	512	  
											
	0001	  	YU	  	00001140	  	0043	  	00247712	  	12/1/2002	  	 	10	  	  	AMERSHAM BIOSCIENCES CHRO	  	 	27,137	  	  	 	18,319	  	  	 	8,818	  
											
	0001	  	YU	  	00001140	  	0043	  	00247749	  	1/1/2003	  	 	10	  	  	DELTA V 20L FERNENTORS BA	  	 	48,924	  	  	 	33,023	  	  	 	15,901	  
											
	0001	  	YU	  	00001140	  	0043	  	00248051	  	8/1/2000	  	 	10	  	  	U LINE UNDERCOUNTER REFRI	  	 	10,001	  	  	 	9,167	  	  	 	834	  
											
	0001	  	YU	  	00001140	  	0043	  	00249556	  	1/1/2001	  	 	10	  	  	AKTA EXPLORER 10 SYSTEM 1	  	 	45,711	  	  	 	39,998	  	  	 	5,713	  
											
	0001	  	YU	  	00001140	  	0043	  	00250863	  	6/1/2001	  	 	10	  	  	CENTRIFUGE, FLOOR MODELJ2	  	 	3,648	  	  	 	3,042	  	  	 	606	  
											
	0001	  	YU	  	00001140	  	0043	  	00252083	  	8/1/2003	  	 	10	  	  	NIKON TS100 INVERTED	  	 	6,111	  	  	 	3,770	  	  	 	2,341	  
											
	0001	  	YU	  	00001140	  	0043	  	00252103	  	7/1/2003	  	 	10	  	  	QIAGEN 4-15C CENTRIFUGE	  	 	8,720	  	  	 	5,452	  	  	 	3,268	  
											
	0001	  	YU	  	00001140	  	0043	  	00252104	  	7/1/2003	  	 	10	  	  	QIAGEN 2X96 PLATE ROTOR	  	 	969	  	  	 	606	  	  	 	363	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00252139	  	8/1/2003	  	 	10	  	  	JOUAN IGO5OR STACKED	  	 	7,299	  	  	 	4,504	  	  	 	2,795	  
											
	0001	  	YU	  	00001140	  	0043	  	00252140	  	9/1/2003	  	 	10	  	  	ARIETE NS2006H NIRO-	  	 	36,949	  	  	 	22,479	  	  	 	14,470	  
											
	0001	  	YU	  	00001140	  	0043	  	00252434	  	10/1/2003	  	 	10	  	  	THERMO FORMA 2-8C REFRIG.	  	 	5,794	  	  	 	5,109	  	  	 	685	  
											
	0001	  	YU	  	00001140	  	0043	  	00252824	  	9/1/2003	  	 	10	  	  	WAVE BIOREACTOR ROCKER	  	 	3,484	  	  	 	3,077	  	  	 	407	  
											
	0001	  	YU	  	00001140	  	0043	  	00252826	  	9/1/2003	  	 	10	  	  	BIOLOGICAL SAFETY CABINET	  	 	5,323	  	  	 	4,701	  	  	 	621	  
											
	0001	  	YU	  	00001140	  	0043	  	00252830	  	9/1/2003	  	 	10	  	  	AKTA EXPLORER W/ CONTROL	  	 	81,357	  	  	 	71,845	  	  	 	9,512	  
											
	0001	  	YU	  	00001140	  	0043	  	00252831	  	9/1/2003	  	 	10	  	  	OSMOMETER MICRO	  	 	6,000	  	  	 	5,299	  	  	 	701	  
											
	0001	  	YU	  	00001140	  	0043	  	00252836	  	9/1/2003	  	 	10	  	  	CONDUCTIVITY METER W/	  	 	1,032	  	  	 	911	  	  	 	121	  
											
	0001	  	YU	  	00001140	  	0043	  	00252837	  	9/1/2003	  	 	10	  	  	PERPHECT PH ORION METER	  	 	1,032	  	  	 	911	  	  	 	121	  
											
	0001	  	YU	  	00001140	  	0043	  	00252842	  	9/1/2003	  	 	10	  	  	TABLE ORBITAL SHAKER	  	 	3,097	  	  	 	2,734	  	  	 	363	  
											
	0001	  	YU	  	00001140	  	0043	  	00252957	  	11/1/2003	  	 	10	  	  	AGILENT 1100 SERIES	  	 	12,314	  	  	 	7,284	  	  	 	5,030	  
											
	0001	  	YU	  	00001140	  	0043	  	00253061	  	11/1/2003	  	 	10	  	  	GEA-NIRO SOAVI NS 100 1L	  	 	15,723	  	  	 	9,284	  	  	 	6,439	  
											
	0001	  	YU	  	00001140	  	0043	  	00253829	  	12/1/2003	  	 	10	  	  	GEA NIRO CONTROL PANEL	  	 	15,862	  	  	 	9,244	  	  	 	6,618	  
											
	0001	  	YU	  	00001140	  	0043	  	00253830	  	12/1/2003	  	 	10	  	  	GEA NIRO FEED PUMP	  	 	2,974	  	  	 	1,732	  	  	 	1,242	  
											
	0001	  	YU	  	00001140	  	0043	  	00253832	  	12/1/2003	  	 	10	  	  	GEA NIRO LOOP CONTROLLER	  	 	1,239	  	  	 	724	  	  	 	515	  
											
	0001	  	YU	  	00001140	  	0043	  	00253833	  	12/1/2003	  	 	10	  	  	GEA NIRO INLET GUAGEW	  	 	991	  	  	 	577	  	  	 	414	  
											
	0001	  	YU	  	00001140	  	0043	  	00254083	  	12/1/2003	  	 	10	  	  	AGILENT 1100 VARIABLE	  	 	3,333	  	  	 	1,945	  	  	 	1,388	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00254713	  	1/1/2004	  	 	10	  	  	MJ RESEARCH DNA ENG.	  	 	8,678	  	  	 	4,992	  	  	 	3,686	  
											
	0001	  	YU	  	00001140	  	0043	  	00254714	  	1/1/2004	  	 	10	  	  	AGILENT 1100 UV LC DET	  	 	6,509	  	  	 	3,744	  	  	 	2,765	  
											
	0001	  	YU	  	00001140	  	0043	  	00254715	  	1/1/2004	  	 	10	  	  	AGILENT 1100 UV LC DET	  	 	6,509	  	  	 	3,744	  	  	 	2,765	  
											
	0001	  	YU	  	00001140	  	0043	  	00254716	  	1/1/2004	  	 	10	  	  	MOL. DEV. SKANWASHER 400	  	 	6,509	  	  	 	3,744	  	  	 	2,765	  
											
	0001	  	YU	  	00001140	  	0043	  	00254717	  	1/1/2004	  	 	10	  	  	AKTA 100 EXPLORER	  	 	78,103	  	  	 	44,911	  	  	 	33,192	  
											
	0001	  	YU	  	00001140	  	0043	  	00255057	  	2/1/2004	  	 	10	  	  	MJ RESEARCH OPTICON QPRC	  	 	22,599	  	  	 	12,807	  	  	 	9,792	  
											
	0001	  	YU	  	00001140	  	0043	  	00255682	  	4/1/2004	  	 	10	  	  	NOVA BP300 BIOPROFILE	  	 	32,393	  	  	 	17,817	  	  	 	14,576	  
											
	0001	  	YU	  	00001140	  	0043	  	00263582	  	10/1/2004	  	 	10	  	  	MOLECULAR DEVICES SKAN	  	 	7,523	  	  	 	3,761	  	  	 	3,762	  
											
	0001	  	YU	  	00001140	  	0043	  	00277032	  	2/1/2005	  	 	10	  	  	AMERSHAM	  	 	5,565	  	  	 	5,565	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00277033	  	2/1/2005	  	 	10	  	  	AMERSHAM	  	 	5,565	  	  	 	5,565	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0043	  	00277053	  	2/1/2005	  	 	10	  	  	DASGIP FEDBATCH-PRO (8)	  	 	193,034	  	  	 	90,083	  	  	 	102,951	  
											
	0001	  	YU	  	00001140	  	0043	  	00279118	  	4/1/2005	  	 	10	  	  	VWR - BIOPHOTOMETER	  	 	16,308	  	  	 	7,341	  	  	 	8,967	  
											
	0001	  	YU	  	00001140	  	0043	  	00279119	  	4/1/2005	  	 	10	  	  	HARVARD ELECTROPORATOR	  	 	7,610	  	  	 	3,425	  	  	 	4,185	  
											
	0001	  	YU	  	00001140	  	0043	  	00279120	  	4/1/2005	  	 	10	  	  	SAVANT VAPOR TRAP	  	 	3,262	  	  	 	1,468	  	  	 	1,794	  
											
	0001	  	YU	  	00001140	  	0043	  	00279121	  	4/1/2005	  	 	10	  	  	FLUORCHEM IMAGING SYSTEM	  	 	31,528	  	  	 	14,190	  	  	 	17,338	  
											
	0001	  	YU	  	00001140	  	0043	  	00279122	  	4/1/2005	  	 	10	  	  	AVANTI CENTRIFUGE	  	 	50,010	  	  	 	22,507	  	  	 	27,503	  
											
	0001	  	YU	  	00001140	  	0043	  	00279134	  	5/1/2005	  	 	10	  	  	COLUMN DI/NI	  	 	4,551	  	  	 	2,011	  	  	 	2,540	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00279135	  	5/1/2005	  	 	10	  	  	COLUMN DI/NI	  	 	4,551	  	  	 	2,011	  	  	 	2,540	  
											
	0001	  	YU	  	00001140	  	0043	  	00279136	  	5/1/2005	  	 	10	  	  	FIXED ANGLE ROTOR W/LID	  	 	6,427	  	  	 	2,840	  	  	 	3,587	  
											
	0001	  	YU	  	00001140	  	0043	  	00279137	  	5/1/2005	  	 	10	  	  	PORTABLE FLR SCALE W/ ACC	  	 	10,181	  	  	 	4,498	  	  	 	5,683	  
											
	0001	  	YU	  	00001140	  	0043	  	00285041	  	12/1/2005	  	 	10	  	  	SCI-LOG FILTER -TEC PLUS	  	 	13,235	  	  	 	5,075	  	  	 	8,160	  
											
	0001	  	YU	  	00001140	  	0043	  	00285360	  	12/1/2005	  	 	10	  	  	MIRCROREACTOR TECHNOLOGIE	  	 	185,690	  	  	 	71,181	  	  	 	114,509	  
											
	0001	  	YU	  	00001140	  	0043	  	00285686	  	1/1/2006	  	 	10	  	  	AVANTI ROTOR ASSEMBLY	  	 	9,141	  	  	 	3,428	  	  	 	5,713	  
											
	0001	  	YU	  	00001140	  	0043	  	00285759	  	1/1/2006	  	 	10	  	  	CALIPER LABCHIP 90	  	 	75,910	  	  	 	28,467	  	  	 	47,443	  
											
	0001	  	YU	  	00001140	  	0043	  	00297271	  	11/1/2006	  	 	10	  	  	DASGIP FEDBATCH-PRO	  	 	241,483	  	  	 	70,433	  	  	 	171,050	  
											
	0001	  	YU	  	00001140	  	0043	  	00297272	  	12/1/2006	  	 	10	  	  	CALIPER LABCHIP 90 SYSTEM	  	 	80,424	  	  	 	22,786	  	  	 	57,638	  
											
	0001	  	YU	  	00001140	  	0043	  	00298716	  	11/1/2006	  	 	10	  	  	TS SERIES BENCHTOP CELL	  	 	39,894	  	  	 	11,636	  	  	 	28,258	  
											
	0001	  	YU	  	00001140	  	0043	  	00299932	  	1/1/2007	  	 	10	  	  	FORTEBIO OCTET SYSTEM	  	 	97,573	  	  	 	26,831	  	  	 	70,742	  
											
	0001	  	YU	  	00001140	  	0043	  	00299978	  	1/1/2007	  	 	10	  	  	BRANSON ULTRASONICS	  	 	3,238	  	  	 	892	  	  	 	2,346	  
											
	0001	  	YU	  	00001140	  	0043	  	00300028	  	1/1/2007	  	 	10	  	  	SARTORIUS SARTOCON SLICE	  	 	11,290	  	  	 	3,104	  	  	 	8,186	  
											
	0001	  	YU	  	00001140	  	0043	  	00304180	  	11/1/2000	  	 	10	  	  	BIOFLO 3000 TMC FERMENTOR	  	 	40,801	  	  	 	36,381	  	  	 	4,420	  
											
	0001	  	YU	  	00001140	  	0043	  	00304181	  	11/1/2000	  	 	10	  	  	BIOFLO 3000 TMC FERMENTOR	  	 	40,801	  	  	 	36,381	  	  	 	4,420	  
											
	0001	  	YU	  	00001140	  	0043	  	00304705	  	6/1/2007	  	 	10	  	  	CELLERATOR U-24 CHANGED	  	 	32,325	  	  	 	7,544	  	  	 	24,781	  
											
	0001	  	YU	  	00001140	  	0043	  	00304706	  	7/1/2007	  	 	10	  	  	DASGIP1 TOP DRIVE	  	 	91,598	  	  	 	20,611	  	  	 	70,987	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0043	  	00304871	  	7/1/2007	  	 	10	  	  	BIORAD TETRAD PT240G	  	 	24,879	  	  	 	5,598	  	  	 	19,281	  
											
	0001	  	YU	  	00001140	  	0043	  	00305639	  	8/1/2007	  	 	10	  	  	WYATT TECHNOLOGIES	  	 	93,583	  	  	 	20,277	  	  	 	73,306	  
											
	0001	  	YU	  	00001140	  	0043	  	00305653	  	8/1/2007	  	 	10	  	  	BECKMAN COULTER	  	 	3,860	  	  	 	835	  	  	 	3,025	  
											
	0001	  	YU	  	00001140	  	0043	  	00309914	  	1/1/2008	  	 	10	  	  	SPECTRAMAX M2E	  	 	57,598	  	  	 	10,081	  	  	 	47,517	  
											
	0001	  	YU	  	00001140	  	0043	  	00310319	  	1/1/2008	  	 	10	  	  	SCINOMIX AUTOMATED	  	 	89,628	  	  	 	15,686	  	  	 	73,942	  
											
	0001	  	YU	  	00001140	  	0043	  	00310396	  	1/1/2008	  	 	10	  	  	DASGIP	  	 	78,511	  	  	 	13,740	  	  	 	64,771	  
											
	0001	  	YU	  	00001140	  	0043	  	00313432	  	6/1/2008	  	 	10	  	  	4-BOWL SUPER Q WATER SYST	  	 	21,326	  	  	 	2,846	  	  	 	18,480	  
											
	0001	  	YU	  	00001140	  	0043	  	00313433	  	6/1/2008	  	 	10	  	  	CHROMATOGRAPHY CLEAN RM	  	 	21,326	  	  	 	2,846	  	  	 	18,480	  
											
	0001	  	YU	  	00001140	  	0047	  	00225633	  	12/1/2000	  	 	10	  	  	AKTA EXPLORER 100 COMPAC	  	 	82,992	  	  	 	73,297	  	  	 	9,695	  
											
	0001	  	YU	  	00001140	  	0047	  	00225634	  	12/1/2000	  	 	10	  	  	AKTA EXPLORER 10 W/P950-F	  	 	67,902	  	  	 	59,971	  	  	 	7,931	  
											
	0001	  	YU	  	00001140	  	0047	  	00226414	  	11/17/2000	  	 	10	  	  	Printer;LC-P45;Mettler To	  	 	377	  	  	 	335	  	  	 	42	  
											
	0001	  	YU	  	00001140	  	0047	  	00226415	  	11/17/2000	  	 	10	  	  	Programmable Power Supply	  	 	2,828	  	  	 	2,500	  	  	 	328	  
											
	0001	  	YU	  	00001140	  	0047	  	00226416	  	11/17/2000	  	 	10	  	  	Programmable Power Supply	  	 	2,828	  	  	 	2,828	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0047	  	00226417	  	11/17/2000	  	 	10	  	  	Programmable Power Supply	  	 	2,828	  	  	 	2,500	  	  	 	328	  
											
	0001	  	YU	  	00001140	  	0047	  	00241938	  	5/1/2002	  	 	10	  	  	DELL POWEREDGE 1500SC COM	  	 	3,388	  	  	 	2,515	  	  	 	873	  
											
	0001	  	YU	  	00001140	  	0047	  	00252627	  	11/1/2003	  	 	5	  	  	DELL OPTIPLEX GX270T	  	 	1,240	  	  	 	1,240	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0047	  	00252628	  	11/1/2003	  	 	5	  	  	DELL OPTIPLEX GX270T	  	 	1,240	  	  	 	1,240	  	  	 	0	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0047	  	00252629	  	11/1/2003	  	 	5	  	  	DELL OPTIPLEX GX270T	  	 	1,240	  	  	 	1,240	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0047	  	00252630	  	11/1/2003	  	 	5	  	  	DELL OPTIPLEX GX270T	  	 	1,240	  	  	 	1,240	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0047	  	00295295	  	8/1/2006	  	 	5	  	  	SYNCSORT BACKUP NETAPP	  	 	11,143	  	  	 	7,060	  	  	 	4,083	  
											
	0001	  	YU	  	00001140	  	0071	  	00232804	  	8/1/2001	  	 	14	  	  	BUILDING A STEELCASE FURN	  	 	332,546	  	  	 	193,984	  	  	 	138,562	  
											
	0001	  	YU	  	00001140	  	0071	  	00248035	  	3/1/1999	  	 	10	  	  	LAB FURNITURE POOL 110 CH	  	 	33,569	  	  	 	33,569	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0071	  	00248036	  	3/1/1999	  	 	10	  	  	LAB FURNITURE POOL CHAIRS	  	 	11,898	  	  	 	11,898	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0071	  	00248064	  	9/1/2000	  	 	14	  	  	OFFICE FURNITURE FOR LOBB	  	 	6,083	  	  	 	3,944	  	  	 	2,139	  
											
	0001	  	YU	  	00001140	  	0072	  	00220616	  	11/1/1998	  	 	5	  	  	PRESENTATION PROJECTOR	  	 	3,020	  	  	 	3,020	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0072	  	00248028	  	2/1/1996	  	 	3	  	  	POSTAGE METER ASCOM HASLE	  	 	1,334	  	  	 	1,334	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0072	  	00248031	  	7/1/1996	  	 	6	  	  	OFFICE EQUIPMENT FOLDER	  	 	474	  	  	 	474	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00222722	  	10/1/2000	  	 	5	  	  	DELL POWEREDGE 1300 PIII	  	 	6,137	  	  	 	6,137	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00222726	  	10/1/2000	  	 	5	  	  	DELL POWEREDGE 6400 18G	  	 	1,611	  	  	 	1,611	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00237106	  	11/1/2001	  	 	3	  	  	SQL SERVER NT WINDOWS PRO	  	 	3,970	  	  	 	3,970	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00242431	  	6/1/2002	  	 	3	  	  	PROXIMA DP 6860 MULTIMEDI	  	 	4,972	  	  	 	4,972	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00242484	  	6/1/2002	  	 	3	  	  	PROXIMA X350 MULTIMEDIA P	  	 	3,636	  	  	 	3,636	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00242485	  	6/1/2002	  	 	3	  	  	PROXIMA X350 MULTIMEDIA P	  	 	3,636	  	  	 	3,636	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00243176	  	8/1/2002	  	 	10	  	  	PROXIMA X350 MULTIMEDIA P	  	 	3,438	  	  	 	2,467	  	  	 	971	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0073	  	00243178	  	8/1/2002	  	 	3	  	  	PROXIMA X350 MULTIMEDIA P	  	 	3,438	  	  	 	3,438	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00247688	  	12/1/2002	  	 	3	  	  	PROXIMA X350 MULTIMEDIA P	  	 	3,553	  	  	 	3,553	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00281591	  	9/1/2005	  	 	3	  	  	CISPRO CHEMICAL INVENTORY	  	 	7,321	  	  	 	7,321	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00284833	  	12/1/2005	  	 	3	  	  	SAMSUNG 915N-BLACK 19 IN.	  	 	3,845	  	  	 	3,845	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0073	  	00285808	  	1/1/2006	  	 	5	  	  	STORVANTAGE	  	 	85,342	  	  	 	64,006	  	  	 	21,336	  
											
	0001	  	YU	  	00001140	  	0086	  	00220372	  	6/1/2000	  	 	5	  	  	VECTOR INFORMAX NTI SUITE	  	 	30,018	  	  	 	30,018	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00227280	  	12/1/2000	  	 	5	  	  	VECTOR NTI SUITE 2.0 SOFT	  	 	29,235	  	  	 	29,235	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00230198	  	5/1/2001	  	 	5	  	  	DNA SEQUIENCING SOFTWARE	  	 	4,498	  	  	 	4,498	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00230199	  	5/1/2001	  	 	5	  	  	DNA SEQUIENCING SOFTWARE	  	 	4,498	  	  	 	4,498	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00238559	  	12/1/2001	  	 	5	  	  	GENEMATHS SOFTWARE VERSIO	  	 	7,514	  	  	 	7,514	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00240913	  	4/1/2002	  	 	5	  	  	CORELIMS PLUS DBMS SOFTWA	  	 	5,297	  	  	 	5,297	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00240914	  	4/1/2002	  	 	5	  	  	PHRED INTERFACE SOFTWARE	  	 	1,606	  	  	 	1,606	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00240962	  	4/1/2002	  	 	5	  	  	PHRAP CROSS MATCH SOFTWAR	  	 	4,000	  	  	 	4,000	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00240963	  	4/1/2002	  	 	5	  	  	PHRAP OTT SOFTWARE	  	 	2,000	  	  	 	2,000	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00242418	  	6/1/2002	  	 	5	  	  	SEQUENCHER SOFTWARE	  	 	8,998	  	  	 	8,998	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00243023	  	8/1/2002	  	 	5	  	  	GENE DIRECTOR BASE SOFTWA	  	 	95,309	  	  	 	95,309	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00244241	  	10/1/2002	  	 	5	  	  	SIGNALLP SOFTWARE	  	 	8,543	  	  	 	8,543	  	  	 	0	  









																													
	 Dow
Company
Code
	  	Plant
Code	  	Cost Center
Number	  	Asset
Class	  	Asset
Number	  	Capitalization
Date	  	Useful
Life
Year
Book	 	  	 Asset Description 1
	  	Data
Acquisition
Cost	 	  	Accum Depr	 	  	Net Book
Value	 
											
	0001	  	YU	  	00001140	  	0086	  	00245352	  	11/1/2002	  	 	5	  	  	SEQUENCHER DNA SOFTWARE	  	 	8,998	  	  	 	8,998	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00247333	  	12/1/2002	  	 	5	  	  	INFORMAX VECTOR NTI LAB S	  	 	28,551	  	  	 	28,551	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0086	  	00247527	  	12/1/2002	  	 	5	  	  	SEQUENCHER SOFTWARE FOR W	  	 	5,042	  	  	 	5,042	  	  	 	0	  
											
	0001	  	YU	  	00001140	  	0087	  	00281592	  	9/1/2005	  	 	5	  	  	CISPRO CHEMICAL INVENTORY	  	 	7,189	  	  	 	5,873	  	  	 	1,316	  
											
	0001	  	YU	  	00001140	  	0087	  	00285809	  	1/1/2006	  	 	5	  	  	STORVANTAGE NET APP	  	 	42,313	  	  	 	31,736	  	  	 	10,577	  
											
	0001	  	YU	  	00001140	  	0087	  	00295455	  	8/1/2006	  	 	5	  	  	SYNCSORT BACKUP NETAPP	  	 	15,495	  	  	 	9,813	  	  	 	5,682	  
											
	0001	  	YY	  	00001424	  	9900	  	00251322	  	1/1/2000	  	 	5	  	  	Axis Genetics - Biotechno	  	 	683,000	  	  	 	683,000	  	  	 	0	  
											
	0001	  	YY	  	00001424	  	9902	  	00251321	  	1/1/2000	  	 	5	  	  	Axis Genetics - Biotechno	  	 	929,000	  	  	 	929,000	  	  	 	0	  
		  		  		  		  		  		  				  		  	  
	  
	 	  	  
	  
	 	  	  
	  
	 
											
	Grand
Total	  		  		  		  		  		  				  		  	 	12,676,775	  	  	 	10,098,610	  	  	 	2,578,165