Federal Register / Vol. 75, No. 171 / Friday, September 3, 2010 / Notices 54197 

C/O Remi Pavlik-Simon, 6432 General 

Green Way, Alexandria, VA 22312; or 

send an e-mail to: PRA_Mailbox 

@sec.gov. Comments must be submitted 

to OMB within 30 days of this notice. 

Dated: August 30, 2010. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–22031 Filed 9–2–10; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of Investor Education 

and Advocacy, Washington, DC 20549– 

0213. 

Extension: 

Rule 302; SEC File No. 270–453; OMB 

Control No. 3235–0510. 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget a 

request for approval of extension of the 

previously approved collection of 

information provided for in Rule 302 

(17 CFR 242.302) of Regulation ATS (17 

CFR 242.300 et seq.) under the 

Securities and Exchange Act of 1934 

(‘‘Act’’) (15 U.S.C. 78a et seq.). 

Regulation ATS sets forth a regulatory 

regime for ‘‘alternative trading systems’’ 

(‘‘ATSs’’), which are entities that carry 

out exchange functions but which are 

not required to register as national 

securities exchanges under the Act. In 

lieu of exchange registration, an ATS 

can instead opt to register with the 

Commission as a broker-dealer and, as 

a condition to not having to register as 

an exchange, must instead comply with 

Regulation ATS. Rule 302 of Regulation 

ATS (17 CFR 242.302) describes the 

recordkeeping requirements for ATSs. 

Under Rule 302, ATSs are required to 

make a record of subscribers to the ATS, 

daily summaries of trading in the ATS, 

and time-sequenced records of order 

information in the ATS. 

The information required to be 

collected under Rule 302 should 

increase the abilities of the Commission, 

state securities regulatory authorities, 

and the self-regulatory organizations 

(‘‘SROs’’) to ensure that ATSs are in 

compliance with Regulation ATS as 

well as other applicable rules and 

regulations. If the information is not 

collected or collected less frequently, 

the regulators would be limited in their 

ability to comply with their statutory 

obligations, provide for the protection of 

investors, and promote the maintenance 

of fair and orderly markets. 

Respondents consist of ATSs that 

choose to register as broker-dealers and 

comply with the requirements of 

Regulation ATS. There are currently 81 

respondents. These respondents will 

spend approximately 10,530 hours per 

year (81 respondents at 130 burden 

hours/respondent) to comply with the 

recordkeeping requirements of Rule 302. 

At an average cost per burden hour of 

$59, the resultant total related cost of 

compliance for these respondents is 

$621,270.00 per year (10,530 burden 

hours multiplied by $59/hour). 

Compliance with Rule 302 is 

mandatory. The information required by 

Rule 302 is available only for the 

examination of the Commission staff, 

state securities authorities, and the 

SROs. Subject to the provisions of the 

Freedom of Information Act, 5 U.S.C. 

§ 522 (‘‘FOIA’’), and the Commission’s 

rule (17 CFR 200.80(b)(4)(iii)), the 

Commission does not generally publish 

or make available information contained 

in any reports, summaries, analyses, 

letters, or memoranda arising out of, in 

anticipation of, or in connection with an 

examination or inspection of the books 

and records of any person or any other 

investigation. 

ATSs are required to preserve any 

records, for at least three years, made in 

the process of complying with the 

requirements set out in Rule 302. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. 

Comments should be directed to: (i) 

Desk Officer for the Securities and 

Exchange Commission, Office of 

Information and Regulatory Affairs, 

Office of Management and Budget, 

Room 10102, New Executive Office 

Building, Washington, DC 20503, or by 

sending an e-mail to: 

Shagufta_Ahmed@omb.eop.gov; and (ii) 

Charles Boucher, Director/Chief 

Information Officer, Securities and 

Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way, 

Alexandria, VA 22312 or send an e-mail 

to: PRA_Mailbox@sec.gov. Comments 

must be submitted within 30 days of 

this notice. 

Dated; August 30, 2010. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–22027 Filed 9–2–10; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. IC–29405] 

Notice of Applications for 

Deregistration Under Section 8(f) of the 

Investment Company Act of 1940 

August 27, 2010. 

The following is a notice of 

applications for deregistration under 

section 8(f) of the Investment Company 

Act of 1940 for the month of August 

2010. A copy of each application may be 

obtained via the Commission’s Web site 

by searching for the file number, or an 

applicant using the Company name box, 

at http://www.sec.gov/search/ 

search.htm or by calling (202) 551– 

8090. An order granting each 

application will be issued unless the 

SEC orders a hearing. Interested persons 

may request a hearing on any 

application by writing to the SEC’s 

Secretary at the address below and 

serving the relevant applicant with a 

copy of the request, personally or by 

mail. Hearing requests should be 

received by the SEC by 5:30 p.m. on 

September 21, 2010, and should be 

accompanied by proof of service on the 

applicant, in the form of an affidavit or, 

for lawyers, a certificate of service. 

Hearing requests should state the nature 

of the writer’s interest, the reason for the 

request, and the issues contested. 

Persons who wish to be notified of a 

hearing may request notification by 

writing to the Secretary, U.S. Securities 

and Exchange Commission, 100 F 

Street, NE., Washington, DC 20549– 

1090. 

For Further Information Contact: 

Diane L. Titus at (202) 551–6810, SEC, 

Division of Investment Management, 

Office of Investment Company 

Regulation, 100 F Street, NE., 

Washington, DC 20549–4041. 

Templeton Capital Accumulation 

Plans I 

[File No. 811–6197] 

Templeton Capital Accumulation Pans 

II 

[File No. 811–10165] 

Summary: Each applicant, a unit 

investment trust, seeks an order 

declaring that it has ceased to be an 

investment company. On May 20, 2005 

and September 29, 2006, respectively, 

each applicant made a liquidating 

distribution to its planholders, based on 

net asset value. As a result of the 

liquidations, applicants’ planholders 

became direct shareholders of 

Templeton Growth Fund, Inc., the sole 

underlying investment vehicle for each 


srobinson on DSKHWCL6B1PROD with NOTICES
54198 Federal Register / Vol. 75, No. 171 / Friday, September 3, 2010 / Notices 

applicant. Applicants incurred no 

expenses in connection with the 

liquidations. 

Filing Date: The applications were 

filed on August 12, 2010. 

Applicants’ Address: 100 Fountain 

Parkway, St. Petersburg, FL 33716– 

1205. 

BlackRock Principal Protected Trust 

[File No. 811–21162] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On February 28, 

2010, applicant made a final liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $2,000 

incurred in connection with the 

liquidation were paid by BlackRock 

Advisors, LLC, applicant’s investment 

adviser. 

Filing Date: The application was filed 

on August 16, 2010. 

Applicant’s Address: 55 East 52nd St., 

New York, NY 10055. 

SM&R Investments, Inc. 

[File No. 811–6477] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On July 12, 2010, 

applicant transferred its assets to 

corresponding series of California 

Investment Trust, based on net asset 

value. Expenses of approximately 

$57,270 incurred in connection with the 

reorganization were paid by Securities 

Management and Research, Inc., 

applicant’s investment adviser, and 

CCM Partners, the acquiring fund’s 

investment adviser. 

Filing Date: The application was filed 

on August 6, 2010. 

Applicant’s Address: 2450 South 

Shore Blvd., Suite 400, League City, TX 

77573. 

Hilliard-Lyons Government Fund, Inc. 

[File No. 811–3070] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On July 23, 2010, 

applicant transferred its assets to 

Federated Government Cash Series, a 

series of Cash Trust Series, Inc., based 

on net asset value. Expenses of $255,370 

incurred in connection with the 

reorganization were paid by J.J.B. 

Hilliard, W.L. Lyons, LLC, applicant’s 

investment adviser. 

Filing Date: The application was filed 

on August 6, 2010. 

Applicant’s Address: 500 West 

Jefferson St., Louisville, KY 40202. 

Liberty Term Trust, Inc.—1999 

[File No. 811–6253] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On December 17, 

1999, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Applicant incurred 

no expenses in connection with the 

liquidation. 

Filing Date: The application was filed 

on August 3, 2010. 

Applicant’s Address: Federated 

Investors Funds, 4000 Ericsson Dr., 

Warrendale, PA 15086–7561. 

Pioneer Series Trust IX 

[File No. 811–6151] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On June 12, 2009, 

applicant transferred its assets to 

Pioneer Global Equity Fund, a series of 

Pioneer Series Trust V, based on net 

asset value. Expenses of approximately 

$15,400 incurred in connection with the 

reorganization were paid by applicant, 

the acquiring fund, and Pioneer 

Investment Management, Inc., 

applicant’s investment adviser. 

Filing Date: The application was filed 

on July 23, 2010. 

Applicant’s Address: 60 State St., 

Boston, MA 02109. 

Rockland Funds Trust 

[File No. 811–7743] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On February 1, 

2010, applicant transferred its assets to 

Jacob Small Cap Growth Fund, a series 

of Jacob Funds Inc., based on net asset 

value. Expenses of approximately 

$65,641 incurred in connection with the 

reorganization were paid by Jacob Asset 

Management of New York LLC, 

investment adviser to the acquiring 

fund. 

Filing Date: The application was filed 

on July 13, 2010. 

Applicant’s Address: 1235 Westlakes 

Dr., Suite 280, Berwyn, PA 19312. 

Excelsior Absolute Return Fund of 

Funds Master Fund, LLC 

[File No. 811–21395] 

Excelsior Absolute Return Fund of 

Funds, LLC 

[File No. 811–21396] 

Summary: Applicants, closed-end 

investment companies and a master 

fund and feeder fund, respectively, in a 

master/feeder structure, each seek an 

order declaring that it has ceased to be 

an investment company. On December 

31, 2009, Excelsior Absolute Return 

Fund of Funds Master Fund, LLC (the 

‘‘Master Fund’’) made a liquidating 

distribution to its shareholders, based 

on net asset value. Also on December 

31, 2009, the Master Fund transferred 

assets of approximately $20,302,000 

consisting of cash, receivables and 

interests in underlying hedge funds to a 

liquidating trust. Beneficial interests in 

the liquidating trust were distributed to 

the Master Fund, which distributed the 

interests to its feeder funds, including 

Excelsior Absolute Return Fund of 

Funds, LLC (the ‘‘Feeder Fund’’), on a 

pro rata basis. The Feeder Fund then 

distributed the beneficial interest in the 

liquidating trust to its shareholders on 

a pro rata basis. On June 29, 2010, the 

Feeder Fund made a final liquidating 

distribution to its shareholders, based 

on net asset value. Each applicant 

incurred expenses of $50,000 in 

connection with its liquidation. 

Filing Date: The applications were 

filed on June 30, 2010. 

Applicants’ Address: 225 High Ridge 

Rd., Stamford, CT 06905. 

ShariahShares Exchange—Traded 

Fund Trust 

[File No. 811–22346] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant has 

never made a public offering of its 

securities and does not propose to make 

a public offering or engage in business 

of any kind. 

Filing Date: The application was filed 

on July 30, 2010. 

Applicant’s Address: 12 Brillantez, 

Irvine, CA 92620. 

Cohen & Steers Global Power and 

Utility Fund, Inc. 

[File No. 811–21804] 

Cohen & Steers Asia Pacific Realty 

Fund, Inc. 

[File No. 811–21871] 

Cohen & Steers Enhanced Closed-End 

Opportunity Fund, Inc. 

[File No. 811–22030] 

Cohen & Steers Enhanced Dividend 

Fund, Inc. 

[File No. 811–22059] 

Cohen & Steers Global Real Estate 

Income Opportunities Fund, Inc. 

[File No. 811–22060] 

Cohen & Steers Global Power and 

Infrastructure Fund, Inc. 

[File No. 811–22157] 

Summary: Each applicant, a closedend investment company, seeks an 

order declaring that it has ceased to be 

an investment company. Applicants 

have never made a public offering of 

their securities and do not propose to 


srobinson on DSKHWCL6B1PROD with NOTICES
Federal Register / Vol. 75, No. 171 / Friday, September 3, 2010 / Notices 54199 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3Commentary .02 to NYSE Arca Equities Rule 

8.200 applies to TIRs that invest in ‘‘Financial 

Instruments’’. The term ‘‘Financial Instruments’’, as 

defined in Commentary .02(b)(4) to NYSE Arca 

Equities Rule 8.200, means any combination of 

investments, including cash; securities; options on 

securities and indices; futures contracts; options on 

futures contracts; forward contracts; equity caps, 

collars and floors; and swap agreements. 

4See the Pre-Effective Amendment No. 1 to 

Registration Statement on Form S–1, filed with the 

Commission on June 29, 2010 (No. 333–164811) 

(‘‘Registration Statement’’). The descriptions of the 

Fund and the Shares contained herein are based on 

the Registration Statement. 

5See, e.g., Securities Exchange Act Release No. 

58161 (July 15, 2008), 73 FR 42380 (July 21, 2008) 

(SR–Amex–2008–39) (order approving amendments 

to Amex Rule 1202, Commentary .07 and listing on 

Amex of 14 funds of the Commodities and Currency 

Trust). 

6See, e.g., Securities Exchange Act Release No. 

58163 (July 15, 2008), 73 FR 42391 (July 21, 2008) 

(SR–NYSEArca–2008–73) (order approving UTP 

trading on NYSE Arca of 14 funds of the 

Commodities and Currency Trust). 

7See, e.g., Securities Exchange Act Release No. 

58457 (September 3, 2008), 73 FR 52711 (September 

10, 2008) (SR–NYSEArca–2008–91) (order 

approving lising on NYSE Arca of 14 funds of the 

Commodities and Currency Trust). 

8See, e.g., Securities Exchange Act Release Nos. 

56932 (December 7, 2007), 72 FR 71178 (December 

14, 2007) (SR–NYSEArca–2007–112) (order granting 

accelerated approval to list iShares S&P GSCI 

Commodity-Indexed Trust); 59781 (April 17, 2009), 

74 FR 18771 (April 24, 2009) (SR–NYSEArca–2009– 

28) (order granting accelerated approval for NYSE 

Arca listing the ETFS Silver Trust); 59895 (May 8, 

2009), 74 FR 22993 (May 15, 2009) (SR–NYSEArca– 

2009–40) (order granting accelerated approval for 

NYSE Arca listing the ETFS Gold Trust). 

9Terms relating to the Fund, the Shares and the 

Index referred to, but not defined, herein are 

defined in the Registration Statement. 

make a public offering or engage in 

business of any kind. 

Filing Dates: The applications were 

filed on July 1, 2010, and amended on 

August 4, 2010. 

Applicants’ Address: 280 Park Ave., 

10th Floor, New York, NY 10017. 

Cohen & Steers Global Realty Fund, 

Inc. 

[File No. 811–22009] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant has 

never made a public offering of its 

securities and does not propose to make 

a public offering or engage in business 

of any kind. 

Filing Dates: The application was 

filed on July 1, 2010, and amended on 

August 4, 2010. 

Applicant’s Address: 280 Park Ave., 

10th Floor, New York, NY 10017. 

General New York Municipal Bond 

Fund, Inc. 

[File No. 811–4074] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On January 21, 

2010, applicant transferred its assets to 

Dreyfus New York AMT–Free 

Municipal Bond Fund, based on net 

asset value. Expenses of $44,500 

incurred in connection with the 

reorganization were paid by The 

Dreyfus Corporation, applicant’s 

investment adviser. 

Filing Date: The application was filed 

on August 4, 2010. 

Applicant’s Address: c/o The Dreyfus 

Corporation, 200 Park Ave., New York, 

NY 10166. 

American National Investment 

Accounts, Inc. 

[811–6155] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On or about April 

30, 2010, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $1,611 

incurred in connection with the 

liquidation were paid by Securities 

Management and Research, Inc., 

applicant’s investment adviser. 

Filing Date: The application was filed 

on July 20, 2010. 

Applicant’s Address: 2450 South 

Shore Blvd., Suite 400, League City, 

Texas 77573. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–22001 Filed 9–2–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–62768; File No. SR– 

NYSEArca–2010–78] 

Self-Regulatory Organizations; NYSE 

Arca, Inc.; Notice of Filing of a 

Proposed Rule Change Relating to 

Listing and Trading of Jefferies 

Commodity Real Return ETF 

August 26, 2010. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 (‘‘Act’’)1

and Rule 19b–4 thereunder,2 notice is 

hereby given that on August 17, 2010, 

NYSE Arca, Inc. (‘‘NYSE Arca’’ or the 

‘‘Exchange’’) filed with the Securities 

and Exchange Commission 

(‘‘Commission’’) the proposed rule 

change as described in Items I and II 

below, which Items have been prepared 

by the Exchange. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to list and 

trade shares of Jefferies Commodity Real 

Return ETF under NYSE Arca Equities 

Rule 8.200, Commentary .02. The text of 

the proposed rule change is available at 

the Exchange, the Commission’s Public 

Reference Room, and http:// 

www.nyse.com. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 

The Exchange has prepared summaries, 

set forth in sections A, B, and C below, 

of the most significant parts of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

NYSE Arca Equities Rule 8.200, 

Commentary .02 permits the trading of 

Trust Issued Receipts (‘‘TIRs’’) either by 

listing or pursuant to unlisted trading 

privileges (‘‘UTP’’).3 The Exchange 

proposes to list and trade the shares (the 

‘‘Shares’’) of the Jefferies Commodity 

Real Return ETF (the ‘‘Fund’’) under 

NYSE Arca Equities Rule 8.200.4

The Exchange notes that the 

Commission has previously approved 

the listing and trading of other issues of 

Trust Issued Receipts on the American 

Stock Exchange LLC,5 trading on NYSE 

Arca pursuant to unlisted trading 

privileges (‘‘UTP’’),6 and listing on NYSE 

Arca.7 In addition, the Commission has 

approved other exchange-traded fundlike products linked to the performance 

of underlying commodities.8

Overview of the Fund 9

According to the Registration 

Statement, the Fund will pursue its 


srobinson on DSKHWCL6B1PROD with NOTICES