2011 Decisions

Opinions of the United

States Court of Appeals

for the Third Circuit

6-9-2011

Steven Hoffenberg v. USA

Precedential or Non-Precedential: Non-Precedential

Docket No. 11-1269

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Recommended Citation

"Steven Hoffenberg v. USA" (2011). 2011 Decisions. Paper 1121.

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CLD-194 NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

___________

No. 11-1269

___________

STEVEN JUDE HOFFENBERG,

acting in (7) Seven TFC Restitution Court Order, Multi Billion Dolar Plaintiff

Constructive Trust, That Must Re-Pay Major State Pension Fund(s), including Over

200,000 Plaintiff Restitution Investor(s) in Securities, 

Under Mandated Federal Circuit Law,

 Appellant

v.

UNITED STATES OF AMERICA, On Behalf of, The Federal Bureau of Prisons, 

B.O.P., in Non-Stop Tort Obstruction Violation(s), Contaminated Entire Time Frame

Stopping The Plaintiff Restitution Repayment(s)

____________________________________

On Appeal from the United States District Court

for the District of New Jersey

(D.C. Civil No. 10-cv-02788)

District Judge: Honorable Jerome B. Simandle

____________________________________

Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B)

or Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6

May 19, 2011

Before: RENDELL, FUENTES AND SMITH, Circuit Judges

(Opinion filed: June 9, 2011)

_________

OPINION

_________
1. 1

 Hoffenberg’s timely filed motion for reconsideration tolled his time to appeal the

order that dismissed his complaint; his notice of appeal was timely filed within thirty

days after entry of the order denying the motion for reconsideration. See Fed. Rules

of App. P. 4(a)(1)(A) and 4(a)(4)(A)(iv).

2

PER CURIAM.

Steven Jude Hoffenberg, a federal inmate in New Jersey, commenced this suit by

filing a pro se complaint in which he purported to assert five causes of action under the

Federal Torts Claim Act, 28 U.S.C. § 2671 et seq. (FTCA) against the United States of

America for torts allegedly committed by Bureau of Prisons’ (BOP) staff. The District

Court summarily dismissed the complaint. It noted that Hoffenberg had a separate suit

pending before another judge in the District of New Jersey, see No. 09-cv-04784, and it

found that the other suit “is identical to the instant matter in all substantive respects.” 

Docket # 7 at ¶ 2. The District Court thus dismissed the present complaint sua sponte as

“duplicative.” Hoffenberg then filed several post-judgment motions, including a timely

motion for reconsideration. The District Court denied the motions. Hoffenberg appeals. 

We have appellate jurisdiction under 28 U.S.C. § 1291.1

 After a review of the

record, we will vacate the order of dismissal and remand for further proceedings. See 3d

Cir. LAR 27.4 and I.O.P. 10.6 (summary action is appropriate if an appeal presents “no

substantial question”). Hoffenberg’s complaint in Civil Action No. 09-cv-04784 asserted

claims against individual BOP staff under Bivens v. Six Unknown Named Agents, 403
1. 2

 The District Court eventually dismissed the Bivens complaint, and Hoffenberg’s

appeal of that ruling will be addressed separately by this Court. See C.A. No. 11-

1268.

3

U.S. 388 (1971).2 His claims in the present suit are ostensibly against the United States of

America for damages under the FTCA. The two suits do not appear “duplicative.” 

Bivens affords “victims of a constitutional violation by a federal agent ... a right to

recover damages against the official in federal court despite the absence of any statute

conferring such a right.” Carlson v. Green, 446 U.S. 14, 18 (1980). The FTCA, in

contrast, “waived the United States’ sovereign immunity for claims arising out of torts

committed by federal employees.” Ali v. Fed. Bureau of Prisons, 552 U.S. 214, 217-18

(2008). The Supreme Court has observed that “Congress views FTCA and Bivens as

parallel, complementary causes of action,” Carlson, 446 U.S. at 20, and it is clear that

“[t]he differing standards of the FTCA and Bivens may lead to different results.” Ting v.

United States, 927 F.2d 1504, 1513 (9th Cir. 1991). Moreover, while an inmate may not

recover damages from both the United States and one of its employees, see 28 U.S.C. §

2679(b)(1), there is no prohibition against a plaintiff filing suit under both legal theories. 

See, e.g., Ting, 927 F.2d at 1513 n.10 (“While a plaintiff may maintain both a FTCA and

a Bivens action, he may not receive double recovery.”).

In short, the dismissal of Hoffenberg’s FTCA complaint on the ground that it is

“identical ... in all substantive respects” to his Bivens suit lacks support. While there

may be similar factual allegations in the two suits, the proposed legal theories differ. 

Accordingly, we will vacate the order that dismissed the complaint and remand for further
4

proceedings. We express no view on the merits. We note that the District Court elected

to dismiss the complaint without ruling on Hoffenberg’s application to proceed in forma

pauperis and did not assess the filing fee. On remand, the District Court should resolve

the filing fee issue and screen the complaint in accordance with 28 U.S.C §§

1915(e)(2)(B) and 1915A.