[Federal Register Volume 73, Number 195 (Tuesday, October 7, 2008)]
[Notices]
[Pages 58569-58572]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: E8-23654]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration (NOAA)

[Docket No. 0809261279-81280-01; I.D. GF001]


A North Atlantic Regional Cooperative Institute

AGENCY: OAR Cooperative Institutes Program Office (CIPO), Oceanic and 
Atmospheric Research (OAR), National Oceanic and Atmospheric 
Administration (NOAA), Commerce.

ACTION: Notice of funding availability.

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SUMMARY: The NOAA National Marine Fisheries Service (NMFS) and the NOAA 
Office of Ocean and Atmospheric Research (OAR) invite applications for 
the establishment of a cooperative institute (CI) that will focus on 
the themes of (1) Ecosystem Forecasting, (2) Ecosystem Monitoring, (3) 
Ecosystem Management, Protection and Restoration of Resources, (4) 
Sustained Ocean Observations and (5) Climate Research. These 5 themes 
will be supported by a variety of research activities, which may 
include:
    <bullet> Research on the linkages among productivity, fish and 
fisheries, pollution, climate change, and ecosystem health;
    <bullet> Research to improve the integration and availability of 
ocean observations across spatial scales, from global to regional and 
local;
    <bullet> Research to distinguish marine resource changes due to 
human impacts from those resulting from natural forcing, including 
climate variability and change;
    <bullet> Development and application of new tools and approaches 
for monitoring ecosystem health and forecasting ecosystem change'
    <bullet> Examination of the expected increases in socioeconomic 
benefits accrued from a better understanding of the effects of climate 
change, food webs, physical-chemical coupling, and ecosystem production 
dynamics'
    <bullet> Collaborative research and education leading to closer 
linkages between scientific assessments and management actions.
    This research, conducted within the New England and the Mid-
Atlantic regions, is described in the full Federal Funding Opportunity 
notice.
    Through this new CI, NOAA also seeks to augment its existing North 
East Regional climate research with an expanded fisheries forecasting 
capability, and to develop an integrated capability to research 
emerging issues from an ecosystem perspective. The CI may consist of 
one or more research institutions with expertise and capabilities in 
the NOAA priority areas that contribute to the areas of research 
described as research themes above. Through this competition, NOAA 
intends to establish competitively a new CI according to the policy and 
procedures described in NOAA Administrative Order 216-107 and the 
Cooperative Institute Interim Handbook both available at http://www.nrc.noaa.gov/ci/. This announcement provides requirements for the 
proposed CI and includes details for the technical program, evaluation 
criteria, and competitive selection procedures. Applicants should 
review the CI Interim Handbook prior to preparing a proposal for this 
announcement.

DATES: Proposals must be received by OAR no later than January 5, 2009 
5 p.m., E.T. Proposals submitted after that date will not be 
considered.

ADDRESSES: Applicants are strongly encouraged to apply online through 
the Grants.Gov Web site http://www.grants.gov. Paper submissions are 
acceptable only if internet access is not available. Grants.gov 
requires applicants to register with the system prior to submitting an 
application. This registration process can take several weeks, 
involving multiple steps. In order to allow sufficient time for this 
process, you should register as soon as you decide that you intend to 
apply, even if you are not yet ready to submit your proposal. If an 
applicant has problems downloading the application package from 
Grants.gov, contact Grants.gov Customer Support at (800) 518-4726 or 
<a href="/cdn-cgi/l/email-protection#added8ddddc2dfd9edcadfccc3d9de83cac2db"><span class="__cf_email__" data-cfemail="76050306061904023611041718020558111900">[email protected]</span></a>. For non-Windows computer systems, please see http://www.grants.gov/MacSupport for information on how to download and 
submit an application through Grants.gov. If a hard copy application is 
submitted, the original and two unbound copies of the proposal should 
be included. Paper submissions should be sent to: Mr. Philip L. 
Hoffman, 1315 East West Highway, Room 11308, Silver Spring, Maryland 
20910; telephone (301)734-1096. No email or facsimile proposal 
submissions will be accepted.

FOR FURTHER INFORMATION CONTACT: For a copy of the Federal Funding 
Opportunity announcement and/or an application package, please access 
Grants.gov, the NOAA Cooperative Institute Web site (http://www.nrc.noaa.gov/ci) or contact Mr. Philip L. Hoffman, 1315 East West 
Highway, Room 11308, Silver Spring, Maryland 20910; telephone (301)734-
1096; e-mail: <a href="/cdn-cgi/l/email-protection#6c3c040500051c4224030a0a010d022c02030d0d420b031a"><span class="__cf_email__" data-cfemail="0d5d656461647d2345626b6b606c634d63626c6c236a627b">[email protected]</span></a>.

SUPPLEMENTARY INFORMATION: The purpose of this announcement is to 
invite the submission of proposals to establish a North Atlantic 
Regional CI which will operate along the eastern U.S. Continental Shelf 
frontier to conduct exploration, research, and technology development, 
and to provide details on the application, review, and selection 
process.
    CI Concept/Program Background: A CI is a NOAA-supported, non-
Federal organization that has established an outstanding research 
program in one or more areas that are relevant to the NOAA mission ``to 
understand and predict changes in the Earth's environment and conserve 
and manage coastal and marine resources to meet our Nation's economic, 
social, and environmental needs.'' CIs are established at research 
institutions that also have a strong education program with established 
graduate degree programs in NOAA-related sciences. The CI provides 
significant coordination of resources among all non-government partners 
and promotes the involvement of students and post-doctoral scientists 
in NOAA-funded research. The CI provides mutual benefits with value 
provided by all parties. NOAA establishes a new CI competitively when 
it identifies a need to sponsor a long-term (5-10 years) collaborative 
partnership with one or more outstanding non-Federal, non-profit 
research institutions. For NOAA, the purpose of this long-term 
collaborative partnership is to promote research, education, training, 
and outreach aligned with NOAA's mission; to obtain research 
capabilities that do not exist internally; and/or to expand research 
capacity in NOAA-related sciences. More specifically, the new CI will 
perform the following types of research activities:
    <bullet> Research on the linkages among productivity, fish and 
fisheries, pollution, climate change, and ecosystem health;
    <bullet> Research to improve the integration and availability of 
ocean observations

[[Page 58570]]

across spatial scales, from global to regional and local;
    <bullet> Research to distinguish marine resource changes due to 
human impacts from those resulting from natural forcing, including 
climate variability and change;
    <bullet> Development and application of new tools and approaches 
for monitoring ecosystem health and forecasting ecosystem change;
    <bullet> Examination of the expected increases in socioeconomic 
benefits accrued from a better understanding of the effects of climate 
change, food webs, physical-chemical coupling, and ecosystem production 
dynamics;
    <bullet> Collaborative research and education leading to closer 
linkages between scientific assessments and management actions.
    A CI will consist of one or more research institutions that 
demonstrate outstanding performance within one or more established 
research programs in NOAA-related sciences. These institutions may 
include Minority Serving Institutions and universities with strong 
departments that can contribute to the proposed activities of the CI. 
CIs conduct research under approved scientific research themes (see 
Section I.B of the full funding opportunity announcement) and Tasks 
(additional tasks can be proposed by the CI).
    i. Task I activities are related to the management of the CI, as 
well as general education and outreach activities. This task also 
includes support of postdoctoral and visiting scientists conducting 
activities within the research themes of the CI that are approved by 
the CI Director, in consultation with NOAA, and are relevant to NOAA 
and the CI's mission goals.
    ii. Task II activities usually involve on-going direct 
collaboration with NOAA scientists. This collaboration typically is 
fostered by the collocation of Federal and CI employees.
    iii. Task III activities require minimal collaboration with NOAA 
scientists and may include research funded by other NOAA competitive 
grant programs.
    Electronic Access: The full text of the full funding opportunity 
announcement for this program can be accessed via the Grants.gov Web 
site at http://www.grants.gov. The announcement will also be available 
by contacting the program officials identified under FOR FURTHER 
INFORMATION CONTACT. Applicants must comply with all requirements 
contained in the full funding opportunity announcement.
    Statutory Authority: 15 U.S.C. 1540, 33 U.S.C. 883(d), 15 U.S.C. 
313, 15 U.S.C. 2901 et seq., 118 Stat. 71 (Jan. 23, 2004).
    CFDA: 11.432, OAR Joint and Cooperative Institutes.
    Funding Availability: The award period will be 5 years, and may be 
renewed for an additional 5 years based on the outcome of a CI review 
in the fourth year. All funding is contingent upon the availability of 
Federal appropriations. NOAA expects that approximately $7M will be 
available for the CI in the first year of the award. The Task I budget 
should not exceed $350,000. The final amount of funding available for 
Task I will be determined during the negotiation phase of the award 
based on availability of funding. Funding for subsequent years is 
expected to be constant throughout the period and will depend on the 
quality of the research, the satisfactory progress in achieving the 
stated goals described in the proposal, continued relevance to program 
objectives, and the availability of funding.
    Eligibility: Eligibility is limited to non-Federal public and 
private non-profit universities, colleges and research institutions 
that offer accredited graduate level degree-granting programs in NOAA-
related sciences.
    Cost Sharing Requirements: To stress the collaborative nature and 
investment of a CI by both NOAA and the research institution, cost 
sharing is required. There is no minimum cost sharing requirement; 
however, the amount of cost sharing will be considered when determining 
the level of the CI's commitment under NOAA's standard evaluation 
criteria for overall qualifications of applicants. Acceptable cost-
sharing proposals include, but are not limited to, offering a reduced 
indirect cost rate against activities in one or more Tasks, waiver of 
indirect costs assessed against base funds and/or Task I activities, 
waiver or reduction of any costs associated with the use of facilities 
at the CI, and full or partial salary funding for the CI director, 
administrative staff, graduate students, visiting scientists, or 
postdoctoral scientists.
    Evaluation and Selection Procedures: The general evaluation 
criteria and selection factors that apply to full applications to this 
funding opportunity are summarized below. The evaluation criteria for 
full applications will have different weights and details. Further 
information about the evaluation criteria and selection factors can be 
found in the full funding opportunity announcement.
    Evaluation Criteria for Projects: Proposals will be evaluated using 
the standard NOAA evaluation criteria. Various questions under each 
criterion are provided to ensure that the applicant includes 
information that NOAA will consider important during the evaluation, in 
addition to any other information provided by the applicant.
    i. Importance and/or relevance and applicability of proposed 
project to the program goals (25 percent): This criterion ascertains 
whether there is intrinsic value in the proposed work and/or relevance 
to NOAA, Federal, regional, state, or local activities.
    <bullet> Does the proposal include research goals and projects that 
address the critical issues identified in NOAA's 5-year Research Plan, 
NOAA's Strategic Plan, and the priorities described in the program 
priorities (see Section I.B. of the full funding opportunity 
announcement)?
    <bullet> Is there a demonstrated commitment (in terms of resources 
and facilities) to enhance existing NOAA and CI resources to foster a 
long-term collaborative research environment/culture?
    <bullet> Does the proposal meet the geographical constraints 
described in the announcement?
    ii. Technical/scientific merit (30 percent): This criterion 
assesses whether the approach is technically sound and/or innovative, 
if the methods are appropriate, and whether there are clear project 
goals and objectives.
    <bullet> Does the project description include a summary of clearly 
stated goals to be achieved during the five year period that reflect 
NOAA's strategic plan and goals?
    <bullet> Does the project description include innovative approaches 
to meeting the undersea technology development, exploration and 
research goals of the proposal?
    <bullet> Does the CI involve partnerships with other universities 
or research institutions, including Minority Serving Institutions and 
universities with strong departments that can contribute to the 
proposed activities of the CI?
    iii. Overall qualifications of applicants (30 percent): This 
criterion ascertains whether the applicant possesses the necessary 
education, experience, training, facilities, and administrative 
resources to accomplish the project.
    <bullet> If the institution(s) and/or Principal Investigators have 
received current or recent NOAA funding, is there a demonstrated record 
of outstanding performance working with NOAA and/or NOAA scientists on 
research projects?
    <bullet> Is there nationally and/or internationally recognized 
expertise within the appropriate disciplines needed to conduct the 
collaborative/

[[Page 58571]]

interdisciplinary research described in the proposal?
    <bullet> Is there a well-developed business plan that includes 
fiscal and human resource management, as well as strategic planning and 
accountability?
    <bullet> Are there any unique capabilities in a mission-critical 
area of research for NOAA?
    <bullet> Does the CI possess the necessary undersea technical 
expertise and resources, and/or provide access to the technical 
resources outlined in the proposal?
    <bullet> Has the applicant shown a substantial investment to the 
NOAA partnership, as demonstrated by the amount of the cost sharing 
contribution?
    iv. Project costs (5 percent): The budget is evaluated to determine 
if it is realistic and commensurate with the project needs and time-
frame.
    v. Outreach and education (10 percent): NOAA assesses whether this 
project provides a focused and effective education and outreach 
strategy regarding NOAA's mission to protect the Nation's natural 
resources.
    <bullet> Is there a strong education program with established 
graduate degree programs in NOAA-related sciences that also encourages 
student participation in NOAA-related research studies.
    Review and Selection Process: An initial administrative review/
screening is conducted to determine compliance with requirements/
completeness. All proposals will be evaluated and individually ranked 
in accordance with the assigned weights of the above-listed evaluation 
criteria by an independent peer review panel. At least three experts, 
who may be Federal or non-Federal, will be used in this process. If 
non-Federal experts participate in the review process, each expert will 
submit an individual review and there will be no consensus opinion. The 
merit reviewers' ratings are used to produce a rank order of the 
proposals. The Selecting Official selects proposals after considering 
the peer reviews and selection factors listed below. In making the 
final selections, the Selecting Official will award in rank order 
unless the proposal is justified to be selected out of rank order based 
upon one or more of the selection factors.
    Selection Factors For Projects: The merit review ratings shall 
provide a rank order to the Selecting Official for final funding 
recommendations. The Selecting Official shall award in the rank order 
unless the proposal is justified to be selected out of rank order based 
upon one or more of the following factors:
    i. Availability of funding.
    ii. Balance/distribution of funds:
    a. Geographically.
    b. By type of institutions.
    c. By type of partners.
    d. By research areas.
    e. By project types.
    iii. Whether this project duplicates other projects funded or 
considered for funding by NOAA or other Federal agencies.
    iv. Program priorities and policy factors.
    v. Applicant's prior award performance.
    vi. Partnerships and/or participation of targeted groups.
    vii. Adequacy of information necessary for NOAA staff to make a 
National Environmental Policy Act (NEPA) determination and draft 
necessary documentation before recommendations for funding are made to 
the Grants Officer.
    Intergovernmental Review: Applications under this program are not 
subject to Executive Order 12372, ``Intergovernmental Review of Federal 
Programs.''
    Limitation of Liability: In no event will NOAA or the Department of 
Commerce be responsible for proposal preparation costs if these 
programs fail to receive funding or are cancelled because of other 
agency priorities. Publication of this announcement does not oblige 
NOAA to award any specific project or to obligate any available funds.
    National Environmental Policy Act (NEPA): NOAA must analyze the 
potential environmental impacts, as required by the National 
Environmental Policy Act (NEPA), for applicant projects or proposals 
which are seeking NOAA federal funding opportunities. Detailed 
information on NOAA compliance with NEPA can be found at the following 
NOAA NEPA Web site: http://www.nepa.noaa.gov/, including our NOAA 
Administrative Order 216-6 for NEPA, http://www.nepa.noaa.gov/NAO216_6_TOC.pdf, and the Council on Environmental Quality implementation 
regulations, http://ceq.eh.doe.gov/nepa/regs/ceq/toc_ceq.htm. 
Consequently, as part of an applicant's package, and under their 
description of their program activities, applicants are required to 
provide detailed information on the activities to be conducted, 
locations, sites, species and habitat to be affected, possible 
construction activities, and any environmental concerns that may exist 
(e.g., the use and disposal of hazardous or toxic chemicals, 
introduction of non-indigenous species, impacts to endangered and 
threatened species, aquaculture projects, and impacts to coral reef 
systems). In addition to providing specific information that will serve 
as the basis for any required impact analyses, applicants may also be 
requested to assist NOAA in drafting of an environmental assessment, if 
NOAA determines an assessment is required.
    Applicants will also be required to cooperate with NOAA in 
identifying feasible measures to reduce or avoid any identified adverse 
environmental impacts of their proposal. The failure to do so shall be 
grounds for not selecting an application. In some cases if additional 
information is required after an application is selected, funds can be 
withheld by the Grants Officer under a special award condition 
requiring the recipient to submit additional environmental compliance 
information sufficient to enable NOAA to make an assessment on any 
impacts that a project may have on the environment.
    The Department of Commerce Pre-Award Notification Requirements for 
Grants and Cooperative Agreements: The Department of Commerce Pre-Award 
Notification Requirements for Grants and Cooperative Agreements 
contained in the Federal Register notice of February 11, 2008 (73 FR 
7696), are applicable to this solicitation.
    Paperwork Reduction Act: This document contains collection-of-
information requirements subject to the Paperwork Reduction Act (PRA). 
The use of Standard Forms 424, 424A, 424B, SF-LLL, and CD-346 has been 
approved by the Office of Management and Budget (OMB) under the 
respective control numbers 0348-0043, 0348-0044, 0348-0040, 0348-0046, 
and 0605-0001. Notwithstanding any other provision of law, no person is 
required to, nor shall a person be subject to a penalty for failure to 
comply with, a collection of information subject to the requirements of 
the PRA unless that collection of information displays a currently 
valid OMB control number.
    Executive Order 12866: This notice has been determined to be not 
significant for purposes of Executive Order 12866.
    Executive Order 13132 (Federalism): It has been determined that 
this notice does not contain policies with Federalism implications as 
that term is defined in Executive Order 13132.
    Administrative Procedure Act/Regulatory Flexibility Act: Prior 
notice and an opportunity for public comment are not required by the 
Administrative Procedure Act or any other law for rules concerning 
public property, loans, grants, benefits, and contracts (5 U.S.C. 
553(a)(2)). Because notice and opportunity for comment are not required 
pursuant to 5 U.S.C. 553 or any other law, the analytical requirements

[[Page 58572]]

for the Regulatory Flexibility Act (5 U.S.C. 601 et seq.) are 
inapplicable. Therefore, a regulatory flexibility analysis has not been 
prepared.

    Dated: October 1, 2008.
Mark E. Brown,
Chief Financial Officer/Chief Administrative Officer, Oceanic and 
Atmospheric Research, National Oceanic and Atmospheric Administration.
 [FR Doc. E8-23654 Filed 10-6-08; 8:45 am]
BILLING CODE 3510-22-P


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