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IN THE UNITED STATES DISTRICT COURT 

FOR THE DISTRICT OF NEW HAMPSHIRE 

UNITED STATES SECURITIES AND 

EXCHANGE COMMISSION 

 Plaintiff, 

 v. 

PIYUSH G. PATEL, DAVID J. KIRKPATRICK, 

ERIC JAEGER, LAWRENCE COLLINS, 

MICHAEL A. SKUBISZ, JERRY A. 

SHANAHAN, 

 Defendants. 

 Case No. 01:07-00039-SM 

DEFENDANT ERIC JAEGER’S PRELIMINARY EXHIBIT LIST

NOW COMES Defendant Eric Jaeger, by his undersigned counsel, and respectfully submits the 

following list of potential exhibits with respect to the above-captioned matter. 

1. 2001-01-30 Email from M. Joosten to E. Fiallo et al.; cc: D. Kirkpatrick et al. 

and attachment. (EG 003079-81). 

2. 2001-02-14 Email from L. Collings to T. Swamy, et al.; cc R. Stanton, et al. 

regarding Y/E audit issues and attachments. (RDS00133095.00153-154). 

3. 2001-02-27 Email from T. Mullin to L. Collins et al regarding Investment Deals. 

(RDS00133095.00155). 

4. 2001-02-22 Email from T. Hurley to J. Caldwell et al regarding Choice Way, 

Gentak, DynaNet. (RDS00133095.00156). 

5. 2001-03-19 Emails from T. Mullin to T. Hurley regarding Investment option 

questions and attachment. (RDS00133095.00158-161). 

6. 2001-03-20 Email from L. Collins to G. Spence et al.; cc: B. Kay et al. regarding 

Investment Justifications and attachments. (RDS00133095.00103). 

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7. 2001-03-21 Email from D. Kirkpatrick to J. Huffard regarding Memorandum of 

Understanding and attachment. (EJ 00927-29). 

8. 2001-04-02 Email from D. Harding to J. Huffard et al. regarding Everest Draft 

Letter. 

9. 2001-04-10 Email from L. Collins to H. Boey; cc: G. Workman regarding 

Revenue recognition of investment deals. (RDS00133095.00101). 

10. 2001-04-12 Email from J. Huffard to W. Fenderson regarding Aprisma. 

(000136). 

11. 2001-04-13 Bridge Loan Agreement. (KPMG 119053-68). 

12. 2001-04-16 Convertible Subordinated Promissory Note. (KPMG 80771-74). 

13. 2001-04-18 Email from B. Kay to T. Hurley et al.; cc: J. Huffard et al. regarding 

Investment matrix. (RDS00133095.00085). 

14. 2001-04-30 Email from T. Hurley to B. Kay et al. regarding R&D investments 

and attachments. (RDS00133095.00221-25). 

15. 2001-05-23 Email from R. Gula to J. Huffard; cc: D. Fanourgiakis et al. 

regarding IPolicy. (EJ 01002). 

16. 2001-06-01 Letter from E. Jaeger to V. Vaidya. (ETS 250361). 

17. 2001-06-01 Centricity Software Executive Summary. (KPMG 0011780-82). 

18. 2001-06-01 Aprisma Purchase Order. (ETS 250371). 

19. 2001-06-02 Aprisma Purchase Order. (ETS 250370). 

20. 2001-06-02 Q1 FY 02 Enterasys Investee revenue transactions – Quarter ended 

June 2, 2001. (KPMG 320538-43). 

21. 2001-06-03 Cabletron Systems, Inc. Impairment Analysis on RD Investments. 

(KPMG 011759-66). 

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22. 2001-06-04 Email from L. Lentz to S. Jimenez et al. regarding Overview of 

investment deals. (000120). 

23. 2001-06-04 Email from T. Hurley to J. Huffard et al. regarding Q1 investment 

deals. (RDS00133095.00192). 

24. 2001-06-05 Note Purchase Agreement. (ETS 250329-36). 

25. 2001-06-07 Email from T. Loureiro to T. Hurley et al. regarding Q1 Revenue 

and Investment Deals. (EG 003090). 

26. 2001-06-08 NRE Agreement. (ETS 250344-48). 

27. 2001-06-12 Email from J. Caldwell to G. Spence et al. regarding Investment 6-

12-01 and attachments. (RDS00133095.0058-00062). 

28. 2001-06-18 Email from KPMG to T. Hurley et al.; cc: dbwilson@kpmg.com 

regarding Q1 open items and attachment. (EG 003095-98). 

29. 2001-06-20 Email from T. Eggemeier to J. Caldwell et al; cc: G. Workman 

regarding Due Diligence Checklist. (RDS00133095.00162). 

30. 2001-06-25 Email from J. Huffard to R. Gula regarding Ipolicy Review and 

attachment. (EJ 00993-1000). 

31. 2001-07-17 Email from R. Gula to J. Huffard regarding iPolicy and attachment. 

(EJ 00991-92). 

32. 2001-07-17 KPMG letter to Audit Committee Cabletron Systems Inc. (EG 

003108-18). 

33. 2001-07-20 Outlook Calendar appointment regarding Investment meeting. (EG 

003121-22). 

34. 2001-07-23 Email from J. Huffard to E. Jaeger cc: T. Loureiro regarding 

Signature – Centricity. 

35. 2001-07-24 Outlook Calendar appointment regarding Investment meeting. (EG 

003123-24). 

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36. 2001-07-31 Outlook Calendar appointment regarding Investments. (EG 003125-

26). 

37. 2001-08-08 Email from E. Fiallo to R. Gagalis; cc: G. Haines et al. regarding 

Sandeul. (EG 003131-32). 

38. 2001-08-09 Email from J. Huffard to B. Kay et al.; cc: D. Patterson et al 

regarding Memo From David Kirkpatrick and attachments. (EG 003139-48). 

39. 2001-08-29 Outlook calendar reminder regarding Conference call re: Review 

mechanics of investment transactions. (EG 003192-93). 

40. 2001-08-31 Emails from E. Jaeger to M. Murphy regarding Aprisma Quote. 

41. 2001-08-31 Everest Broadband Networks Purchase Order. (ETS 240472). 

42. 2001-08-31 Enterasys Networks Purchase Order. (ETS 240474). 

43. 2001-09-01 KPMG SAB 101 Revenue Test-Work. (KPMG 321123-131). 

44. 2001-09-01 Email from B. Kay to T. Hurley regarding Investment Team. (EG 

003199-200). 

45. 2001-09-01 KPMG Significant Issues and Decisions. (KPMG184076-113). 

46. 2001-09-01 Enterasys Networks, Inc. Minority Investments. (EG001785-90). 

47. 2001-09-04 Enterasys Networks Check Request. (ETS 240475). 

48. 2001-09-04 Email from R. Gagalis to G. Spence et al.; cc: J. Shanahan et al. 

regarding Investment Team. (EG 003201-02). 

49. 2001-09-04 Email from T. Hurley to R. Gagalis et al.; cc: B. Kay regarding 

Revenue testwork and attachment. (EG 003205-12). 

50. 2001-09-04 Email from T. Hurley to G. Spence et al. regarding KPMG_RnD_Q2 

FY02.xls and attachment. (EG 003217-23). 

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51. 2001-09-04 Email from L. Collins to KPMG; cc: T. Hurley et al and attachment. 

(EG 003240-46). 

52. 2001-09-04 Email from L. Collins to KPMG. (EG 003247). 

53. 2001-09-08 Email from L. Collins to D. Patteson et al.; cc: T. Hurley et al. 

regarding Q2 Investment. (EG 003251-58). 

54. 2001-09-11 Email from J. Caldwell to D. Patteson et al. regarding Investee 

transactions and attachment. (EG 003280, 83, 88). 

55. 2001-09-12 Outlook calendar reminder regarding Investments. (EG 003301-02). 

56. 2001-09-12 Email from B. Barber to D. Patteson regarding Investee transactions 

and attachment. (ETS-66928-35; RDS00133095.00163-70). 

57. 2001-09-12 Email from E. Marks to T. Hurley regarding Internation Investment 

Open Items. (RDS00133095.00171-75). 

58. 2001-09-13 Outlook calendar reminder regarding Q2 update. (EG 003303-04). 

59. 2001-09-13 Email from KPMG to T. Hurley et al.; cc: J. Boyer regarding 

invementsopenlist.doc and attachment. (KPMG074784-95). 

60. 2001-09-13 Email from D. Wilson to E. Turner and attachment. (KPMG 

143318-19). 

61. 2001-09-19 Email from D. Wilson to T. Hurley; cc: J. Boyer et al. regarding 

Revenue issues and attachment. (ETS 66975-83; EG 003336-44). 

62. 2001-09-20 Email from D. Wilson to T. Hurley et al. regarding Investee deal 

information and attachments. (EG 003349-55). 

63. 2001-09-20 KPMG Memoranda to File from K. Gustafsson regarding 

Investment Impairment. (KPMG131858-67). 

64. 2001-09-21 Enterasys Networks, Inc. – Q2 Issues September 2001. (EG 

003357-59). 

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65. 2001-09-21 Email from L Collins to T. Shawyer; cc: T. Hurley re Investment 

revenue Q2 FY02.xls and attachment. (KPMG074816-17). 

66. 2001-09-22 Email from D. Wilson to T. Hurley et al. regarding revenue 

adjustments and attachments. (EG 003363-65). 

67. 2001-09-23 Email from L. Collins to KPMG. (EG 003368-69). 

68. 2001-10-15 Enterasys Networks, Inc. Investment Revenue. (KPMG215172). 

69. 2001-10-19 Email from J. Eno to alibrot@kpmg.com; cc: M. Keefer regarding 

FS support and attachments. (KPMG190531-59). 

70. 2001-11-29 Email from T. Hurley to J. Huffard et al. regarding Q4 one page 

summaries and attachment. (RDS00090394.00001-57). 

71. 2001-12-29 Enterasys Networks, Inc. Investments (Non-Marketable) Testwork. 

(KPMG329969). 

72. 2001-12-29 KPMG Appendix A Corporate Structure and Related Parties. 

(KPMG726907-26). 

73. 2001-12-29 KPMG A/R Aging and Allowance for Bad Debt Analysis. 

(KPMG911989-97). 

74. 2002-05-01 KPMG Significant Issues and Decisions Document. 

(KPMGDF018073-76). 

75. 2002-05-03 Email from M. Murphy to P. Beaulieu regarding Integration 

Analysis of Spectrum from Aprisma and ipEnforcer USM from iPolicy 

Networks. (ETS 250365-68). 

In addition to these potential exhibits, Mr. Jaeger reserves the right to supplement this list in 

response to any other party’s pretrial statements/disclosures, or to rebut evidence adduced, and 

arguments made, during Plaintiff’s case-in-chief. 

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January 20, 2012 Respectfully submitted, 

ERIC JAEGER, 

By his attorneys, 

/s/ Jonathan A. Shapiro 

Jonathan A. Shapiro 

Elizabeth Skey (admitted pro hac vice) 

WILMER CUTLER PICKERING HALE 

AND DORR LLP 

950 Page Mill Road 

Palo Alto, California 94304 

(650) 858-6000 

Jeffrey B. Rudman (admitted pro hac vice) 

James W. Prendergast (admitted pro hac vice) 

Peter A. Spaeth (admitted pro hac vice) 

James T. Lux (admitted pro hac vice) 

WILMER CUTLER PICKERING HALE 

AND DORR LLP 

60 State Street 

Boston, Massachusetts 02109 

(617) 526-6000 

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 CERTIFICATE OF SERVICE 

I, Elizabeth H. Skey, hereby certify that Defendant Eric Jaeger’s Exhibit List, filed 

through the ECF system, will be sent electronically to the registered participants as identified on 

the Notice of Electronic Filing and paper copies will be sent to those indicated as non-registered 

participants on January 20, 2012. 

/s/ Elizabeth H. Skey

Elizabeth H. Skey 

Dated: January 20, 2012 

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