# Patent

## Title
Communication device for receiving and transmitting OFDM signals in a wireless communication system

## Abstract

A communication device for receiving and transmitting OFDM signals in a wireless communication system, in which each OFDM signal is composed of a plurality of subcarrier signals each being assigned to a respective transmission channel of a communication system, comprising a diversity antenna; an examination unit for examining, individually for each antenna element, at least one subcarrier signal of an OFDM reception signal received by a respective antenna element and for gaining, from the result of such subcarrier signal examination, attenuation information on attenuation properties of at least some of the transmission channels associated to the respective antenna element; and an amplitude adjustment unit adapted for adjusting, individually for each antenna element, the amplitude of at least one subcarrier signal of an OFDM transmission signal to be transmitted from a respective antenna element in accordance with attenuation information.

## Background
This is a continuation of application Ser. No. 09/935,925, filed Aug. 23, 2001 now U.S. Pat. No. 7,085,223, which claims priority to European application serial number 00 118 418.3, filed Aug. 24, 2000, the entirety of which is incorporated herein by reference.


The present invention relates to a communication device for receiving and transmitting OFDM signals in a wireless communication system.
In wireless OFDM communication systems a communication device, as e.g. a base station, communicates with another communication device, as e.g. a mobile terminal, over a wireless communication link using OFDM signals. OFDM (orthogonal frequency division multiplex) is a multi carrier modulation method wherein information to be transmitted is mapped (e.g. by phase shift keying) onto a plurality of orthogonal subcarriers signals of different frequencies which are subsequently combined into an OFDM signal. Each subcarrier frequency defines a transmission channel in which information can be transmitted over the communication link. For more background information on OFDM it is referred, for example, to K. David, T. Benkner: “Digitale Mobilfunksysteme”, B. G. Teubner Stuttgart, 1996, S. 174-176.
The communication link causes undesired level fluctuations and distortion of the transmitted OFDM signal, e.g. due to fast fading or delay spread. Diversity methods can alleviate the adverse effects of fading. Using a plurality of antenna elements spaced apart at a certain minimum distance allows, by suitably combining reception signals received by the various antenna elements, to reliably recover the baseband information sent from another communication device even if fading occurs on one or more of the transmission paths across the communication link (receiver diversity). Transmitting one and the same transmission signal mutually delayed from several antenna elements allows to create a beam sharpened antenna pattern and to increase the received signal power at the receiver side (transmitter diversity). For more background information on receiver and transmitter diversity see, for example, EP 0 881 782 A2.
In receiving OFDM signals by array antennas or any other diversity antennas, heavy amplitude fading may occur to the entire OFDM signal at one (or more) of the antenna elements of the diversity antenna. However, it has been found that often amplitude fading does not occur to all of the subcarrier signals of an OFDM signal to the same extent. In some cases it can be observed that only particular ones of the subcarrier signals are subject to amplitude fading while other subcarrier signals and possibly even the OFDM signal as a whole do not show any severe amplitude fading.
This can be seen in FIG. 1 which schematically shows an example for the frequency selectivity of fast fading. In FIG. 1, the horizontal abscissa indicates the subcarrier number n and the vertical ordinate indicates the signal amplitude A of the aligned preamble OFDM subcarriers, wherein eight antenna elements are positioned to form a circle. Note that the dip in the center is not due to any fading but to the fact that in the Bran Hiperlan2 approach being the base for the simulation the center subcarrier is not used. By assuring that there is no DC component in the baseband signal the demodulation complexity is reduced. However, FIG. 1 clearly shows a frequency selective fading which might appear depending on the application environment.
Having discovered these effects, it is the object of the present invention to reduce the energy consumption at the transmitter side by taking advantage of the above insight. Furthermore it is the object to optimize the signal energy at the receiving antenna on the same basis.
According to a first aspect, the invention provides a communication device for receiving and transmitting OFDM signals in a wireless communication system, in which each OFDM signal is composed of a plurality of subcarrier signals each being assigned to a respective transmission channel of the communication system, the communication device comprising:

    
    
        diversity antenna means including a plurality of antenna elements,
        examination means adapted for examining, individually for each antenna element, at least one subcarrier signal of an OFDM reception signal received by a respective one of the antenna elements and for gaining, from the result of such subcarrier signal examination, attenuation information on attenuation properties of at least some and preferably all of the transmission channels associated to the respective antenna element, and
        amplitude adjustment means adapted for adjusting, individually for each antenna element, the amplitude of at least one subcarrier signal of an OFDM transmission signal to be transmitted from a respective one of the antenna elements in accordance with the attenuation information, such as to give a higher amplitude to the subcarrier signal of the OFDM transmission signal when the attenuation information indicates a lower attenuation of the associated transmission channel, and to give a lower amplitude to the subcarrier signal of the OFDM transmission signal when the attenuation information indicates a higher attenuation of the associated transmission channel.
    
    


The inventive solution takes benefit of the above observation (i.e. subcarrier dependence of amplitude fading) and reduces the amplitude of those subcarrier signals of the OFDM transmission signal at a particular antenna element which are expected to be subject to amplitude fading. As it is highly improbable for a transmission channel to be heavily disturbed at the same time at all antenna elements, amplitude reduction of a particular subcarrier signal being transmitted from one of the antenna elements will have—if at all—only negligible effect on the ability to reliably recover the information hidden in this particular subcarrier signal on the receiver side because the same subcarrier signal still will be transmitted from other antenna elements at normal or just slightly reduced amplitude. By giving a minor role to those subcarrier signals which, due to fading, will not reach the receiving communication device at a reasonable amplitude level, waste of useless energy can be avoided and signal interference caused by such useless energy at other receiving communication devices can be reduced. An evaluation as to which of the subcarrier signals of the OFDM transmission signal are likely to be subject to amplitude fading and therefore should be reduced in amplitude is done by examining an OFDM reception signal sent from the communication device intended to be addressee of the OFDM transmission signal. This signal examination is done individually for each antenna element.
It is conceivable that the amplitude adjustment means are adapted to suppress the subcarrier signal of the OFDM transmission signal to be transmitted from the respective antenna element when the attenuation information indicates that the attenuation of the corresponding transmission channel exceeds a predetermined threshold.
In a preferred embodiment of the invention, the communication device comprises memory means for storing data representing a predetermined reference signal, and the examination means are adapted for comparing a predetermined portion of the subcarrier signal of the OFDM reception signal with the reference signal and for gaining the attenuation information from the result of such comparison. In particular, the reference signal may comprise a reference preamble symbol, and the examination means may be adapted for comparing a preamble portion of the subcarrier signal of the OFDM reception signal with the reference preamble symbol.
The examination means may further be adapted for gaining, from the subcarrier signal examination, phase shift information on phase shift properties of at least some of the transmission channels associated to the respective antenna element. Then, phase adjustment means may be provided which are adapted for phase adjusting, individually for each antenna element, at least one subcarrier signal of said OFDM transmission signal in accordance with said phase shift information.
According to a second aspect, the invention provides a method for operating a communication device for receiving and transmitting OFDM signals in a wireless communication system, in which each OFDM signal is composed of a plurality of subcarrier signals each being assigned to a respective transmission channel of the communication system, the communication device comprising diversity antenna means including a plurality of antenna elements, the method comprising the steps of:

    
    
        examining, individually for each antenna element, at least one subcarrier signal of an OFDM reception signal received by a respective one of the antenna elements and gaining, from the result of such subcarrier signal examination, attenuation information on attenuation properties of at least some and preferably all of the transmission channels associated to the respective antenna element, and
        adjusting the amplitude of at least one subcarrier signal of an OFDM transmission signal to be transmitted from a respective one of the antenna elements in accordance with the attenuation information, such as to give a higher amplitude to the subcarrier signal of the OFDM transmission signal when the attenuation information indicates a lower attenuation of the associated transmission channel, and to give a lower amplitude to the subcarrier signal of the OFDM transmission signal when the attenuation information indicates a higher attenuation of the associated transmission channel.
    
    


The above method may comprise the step of suppressing the subcarrier signal of the OFDM transmission signal to be transmitted from the respective antenna element when the attenuation information indicates that the attenuation of the corresponding transmission channel exceeds a predetermined threshold.
In case that the communication device comprises memory means for storing data representing a predetermined reference signal, the method according to the present invention may comprise the step of comparing a predetermined portion of the subcarrier signal of the OFDM reception signal with the reference signal and gaining the attenuation information from the result of such comparison. In particular, the reference signal may comprise a reference preamble symbol; then, a preamble portion of the subcarrier signal of the OFDM reception signal may be compared with the reference preamble symbol.
Additionally, there may be provided the step of gaining, from said subcarrier signal examination, phase shift information on phase shift properties of at least some of the transmission channels associated to the respective antenna element and phase adjusting at least one subcarrier signal of the OFDM transmission signal in accordance with the phase shift information.
According to yet another aspect, the invention provides a computer program which performs, when executed by a processor of a communication device, the method described above.



The present invention is explained in more detail in the following description in relation to the enclosed drawings, in which:
FIG. 1 is a schematic graph showing the magnitude of the aligned preamble OFDM subcarriers as a function of the subcarrier number,
FIG. 2 is a schematic block diagram of a communication device according to an embodiment of the present invention,
FIG. 3 schematically shows how a frequency domain channel estimation is performed within the communication device of FIG. 2, and
FIG. 4a through 4c schematically show the generation of a complex weight coefficient.



The communication device illustrated in FIG. 2 may be, for example, a base station or a mobile terminal of a wireless TDMA-TDD communication system employing a time division multiplex access (TDMA) and time division duplex (TDD) technique for OFDM signal communication between the various communication devices of the communication system. The communication device comprises all components necessary for processing received OFDM signals and generating OFDM signals to be transmitted. In particular, the communication device comprises a diversity antenna, e.g. an array antenna, generally designated by 10. The diversity antenna 10 is comprised of a plurality of mutually spaced antenna elements 12 only two of which are shown. An OFDM signal sent from a distant mobile terminal (not shown) or another type of communication device is received by each antenna element 12. In general, there will be a phase difference between the incoming OFDM signals at the different antenna elements 12. The received OFDM signals are individually processed by the communication device according to the present invention. Particularly, the received OFDM signals pass through down-conversion and analog-to-digital conversion means 14, Fast Fourier Transforming (FFT) means 16, demodulation means 18 and subsequent processing means (not shown in detail), such as a deinterleaver, a channel decoder and a voice codec, which allow to recover the baseband information transmitted from the remote station or terminal. At some point in the signal processing chain there will be provided combining means for combining the different received OFDM signals according to a suitably selected combining technique which is per se well-known in the art.
In case the communication device wants to transmit an OFDM transmission signal to the remote station or terminal, this OFDM transmission signal is generated by transmission signal generation means 20 (which include such functions as channel coding, interleaving and modulation) and is subsequently supplied to Inverse Fast Fourier Transforming (IFFT) means 22 and up-conversion and digital-to-analog conversion means 24. The OFDM transmission signal then is transmitted from each antenna element 12 with a phase difference from one antenna element 12 to the next. The phase difference at transmission is determined based on the phase relationship between the incoming signals at the different antenna elements 12 at signal reception, so as to enhance signal power at the remote station or terminal and to reduce signal power at other places.
An OFDM signal is composed of a plurality of superposed subcarrier signals having different subcarrier frequencies. Channel estimation means 26 within the communication device according to the present invention determine an attenuation value for each subcarrier signal (better: for each transmission channel associated to a respective subcarrier frequency) of the received OFDM signal individually for each antenna element 12. The attenuation value gives a measure for the attenuation that the respective subcarrier signal was subjected to during its transmission from the remote station or terminal to the respective antenna element 12 of the communication device according to the present invention. Such attenuation may be caused e.g. by fast and slow fading. To determine the attenuation values, the channel estimation means 26 compare a preamble portion of at least one of the subcarrier signals with a known reference preamble symbol prestored in a memory 28. Particularly, the channel estimation means 26 compare the magnitudes of the preamble portion of the subcarrier signal and the Fourier transformed version of the reference preamble symbol and calculate a magnitude ratio (see FIG. 3). If necessary, the channel estimation means 26 perform a phase alignment of the preamble portion of the subcarrier signal with regard to the reference preamble symbol before carrying out the magnitude comparison.
Preferably, the channel estimation means 26 calculate the magnitude ratio only for a limited number of subcarrier signals out of the total number of subcarrier signals making up the OFDM reception signal at a respective one of the antenna elements 12. The channel estimation means 26 then determine the attenuation values for the remaining subcarrier signals from the calculated magnitude ratios by estimation, e.g. by interpolation or filtering. In this way, attenuation values for every transmission channel associated to a respective one of the antenna elements 12 can be obtained. However, it is to be understood that the channel estimation means 26 may be adapted to calculate the magnitude ratio for all of the subcarrier signals.
The channel estimation means 26 supply the attenuation values thus determined to signal adjustment means 30 which determine for each attenuation value a corresponding amplitude adjustment factor. Thus, an amplitude adjustment factor is determined in relation to each transmission channel associated to a respective antenna element 12. Each amplitude adjustment factor is applied, at a multiplication point 30, to the respective subcarrier signal of the OFDM transmission signal to be transmitted from the respective antenna element 12. In this way, the amplitudes of the subcarrier signals of the OFDM transmission signal are individually adjusted according to the attenuation conditions of the corresponding transmission channel. Particularly, the amplitude adjustment is such that a lower attenuation value results in a higher corresponding amplitude adjustment factor and thus in a higher amplitude of the corresponding subcarrier signal at the respective antenna element 12, and vice versa. There may be chosen a linear relationship between the magnitude ratio determined in relation to a particular transmission channel and the corresponding amplitude adjustment factor. Alternatively, a non-linear relationship may be chosen for this relationship. For example, the relationship may be chosen such that, when the magnitude ratio is below a predetermined threshold, the corresponding subcarrier signal at the respective antenna element 12 is suppressed. And if the magnitude ratio is above the threshold, the corresponding subcarrier signal is given a predetermined constant amplitude. In general, the choice of a suitable relationship between the magnitude ratio (i.e. the attenuation value) and the amplitude adjustment factor will be readily available to a person skilled in the art.
The above amplitude adjustment which, if necessary, is performed for each antenna element 12 individually on each subcarrier signal to be transmitted from the respective antenna element 12 allows to avoid transmission of useless energy on those transmission channels which have proved to be heavily disturbed by amplitude fading, thereby reducing power consumption of the communication device itself and liability to interference at other receiving communication devices due to transmission of meaningless energy.
The channel estimation means 26 may further determine, individually for each transmission channel of each antenna element 12, a phase difference value representative of the phase shift that the corresponding received subcarrier signal was subjected to during its transmission from the remote station or terminal to the respective antenna element 12 of the communication device according to the present invention. To this end, the channel estimation means 26 may determine the relative phase difference between the preamble portion of the respective subcarrier signal and the prestored reference preamble symbol mentioned above. Again, the channel estimation means 26 may calculate the relative phase difference individually for every subcarrier signal, or only for a selected group of subcarrier signals followed by an estimation process for the remaining subcarrier signals. From the phase difference values thus determined by the channel estimation means 26 the signal adjustment means 30 then determine suitable phase adjustment factors to be applied to the subcarrier signals of the OFDM transmission signal, so as compensate for the relative phase shifts that occur to the subcarrier signals transmitted from the different antenna elements 12 on their way to the remote station or terminal.
The amplitude adjustment factor and the phase adjustment factor for a particular subcarrier signal associated to a particular antenna element 12 may be represented by a complex weight coefficient which is applied to the respective transmission subcarrier signal. FIGS. 4a to 4c show three possibilities for generating the weight coefficient. In all three cases, the phase of the weight coefficient equals the phase determined by the channel estimation means 26 for the corresponding received subcarrier signal but has opposite sign. The magnitude of the weight coefficient can be equal (FIG. 4a) or proportional (FIG. 4b) to the subcarrier magnitude determined by the channel estimation means 26. Alternatively, the magnitude of the weight coefficient can be the result of a non-linear function, such as a threshold or square function, which has the subcarrier magnitude determined by the channel estimation means 26 as its input (FIG. 4c).
One of the objects of the present invention is to reduce unnecessary energy consumption at the transmitter. Furthermore, as will be shown in the following on the basis of a mathematical representation, the energy at the receiving antenna can be maximized when applying the concept of the present invention.
To maximize the total OFDM signal energy at the receiver, the amplitude ratio and phase at each transmitter antenna should be optimized. Now, we think about the jth subcarrier. M OFDM signals coming from M different transmitter antennas. They are already weighted by value wjk. The combined signal can be written like




  
    ∑
    
      k
      =
      0
    
    
      M
      -
      1
    
  
  ⁢
  
    
      a
      jk
    
    ⁢
    
      w
      jk
      *
    
  




Here, “*” is conjugate. ajk is complex channel expression of jth subcarrier of OFDM signal comes from kth antenna. In vector expression, combined OFDM signal can be written as

ajw′j 

where aj=[aj0, aj1, . . . , ajM] is channel vector and wj=[wj0, wj1, . . . , wjM] is weight vector for jth subcarrier. Here, “′” is Hermitian transpose (conjugate transpose).

Power of combined signal will be

(ajw′j)2=(ajw′j)′(ajw′j)=(wja′j)(ajw′j)=wjAjw′j 

The matrix A is a Hermitian matrix defined as




  
    A
    j
  
  =
  
    
      
        a
        j
        ′
      
      ⁢
      
        a
        j
      
    
    =
    
      
        [
        
          
            
              
                a
                j0
                *
              
            
          
          
            
              
                a
                jM
                *
              
            
          
        
        ]
      
      ⁡
      
        [
        
          
            a
            j0
          
          ⁢
          
            a
            jM
          
        
        ]
      
    
  




To maximize combined jth subcarrier of OFDM signal, it is said that weight vector, wj, should be chosen to proportional of Eigenvector of maximum Eigenvalue of the matrix Aj.
In the other hand, any Hermitian matrix H can be expressed like




  H
  =
  
    
      ∑
      j
    
    ⁢
    
      
        λ
        j
      
      ⁢
      
        v
        j
        ′
      
      ⁢
      
        v
        j
      
    
  




where λ is Eigenvalue and ν is Eigenvector. If the expression of the matrix Aj is compared with this expression of Hermitian matrix H, it can be seen that the matrix Aj has only one Eigenvalue which is not zero, naturally maximum Eigenvalue, and its eigenvector is aj. Eigenvalue of the matrix Aj is inner product of aja′j and Eigenvector is usually normalized like aj/(aja′j)1/2.

Again, to maximize the combined jth subcarrier of OFDM signal, weight vector, wj, should be proportional to vector aj.
For other subcarriers, set of complex channel expression of each channel (antenna), channel vector, shall be weighting vector. Complex channel expression of each antenna and subcarrier is known at channel estimation method.
(Normalization of weight vector is not necessary, because ratio between antennas and subcarriers are important.)

## Claims

1. A communication device for transmitting OFDM signals in a wireless communication system, the communication device comprising:
antenna means having a plurality of antenna elements for transmitting said OFDM signals to a receiver device through a plurality of transmission channels in said wireless communication system;
means for generating complex weight coefficients which are respectively applied to said OFDM subcarrier signals to be transmitted; and
means for controlling amplitude and/or phase of each of said OFDM subcarrier signals based on said complex weight coefficients to maximize the power of the total combined OFDM signals transmitted through said plurality of transmission channels.

2. A communication device for transmitting OFDM signals in a wireless communication system, the communication device comprising:
antenna means having a plurality of antenna elements for transmitting said OFDM signals to a receiver device through a plurality of transmission channels in said wireless communication system wherein each of said OFDM signals is composed of a plurality of subcarrier signals; and
means for generating weight coefficients which are applied to each of said plurality of subcarrier signals and for controlling amplitude and/or phase of each of said plurality of subcarrier signals as a function of said weight coefficients,
wherein said weight coefficients are chosen to maximize the power of the total combined OFDM signals transmitted through said plurality of transmission channels.

3. A communication device for transmitting OFDM signals and for receiving transmitted OFDM signals in a wireless communication system, the communication device comprising:
antenna means having a plurality of antenna elements for transmitting said OFDM signals to be sent through a plurality of transmission channels in said wireless communication system wherein each of said OFDM signals is transmitted by using a plurality of subcarriers; and
means for adjusting amplitudes and/or phases of each of said plurality of subcarriers of the OFDM signals to maximize the power of the total combined OFDM signals transmitted through said plurality of transmission channels;
wherein said power of the total combined OFDM signals is expressed by elements of weight vectors and a Hermitian matrix having elements of channel vectors, said weight vectors being chosen in accordance with an Eigenvector of maximum Eigenvalue of said Hermitian matrix.

4. A communication device for transmitting OFDM signals and for receiving transmitted OFDM signals in a wireless communication system, the communication device comprising:
receiving means, having a plurality of antenna elements, for receiving a plurality of OFDM signals transmitted by a number of transmission antennas via a plurality of transmission channels which correspond to a plurality of subcarriers in said wireless communication system; and
means for maximizing the power of said plurality of received OFDM signals, which are each weighted by respective weight vectors;
wherein said power of the total combined OFDM signals is expressed by elements of weight vectors and a Hermitian matrix having elements of channel vectors, said weight vectors being chosen in accordance with an Eigenvector of maximum Eigenvalue of said Hermitian matrix.

5. A communication device for transmitting OFDM signals in a wireless communication system, the communication device comprising:
antenna means having a plurality of antenna elements for transmitting said OFDM signals propagated through a plurality of transmission channels in said wireless communication system;
means for obtaining channel information concerning phase shift properties of OFDM subcarrier signals transmitted through said plurality of transmission channels; and
means for controlling a phase of each of said OFDM subcarrier signals in accordance with said channel information to maximize the energy of the total combined OFDM subcarrier signals transmitted through said plurality of transmission channels.