Illinois Official Reports

Appellate Court

People v. Ames, 2019 IL App (4th) 170569

Appellate Court 

Caption

THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. 

CORNELIUS AMES, Defendant-Appellant.

District & No. Fourth District

No. 4-17-0569

Filed August 22, 2019

Decision Under 

Review

Appeal from the Circuit Court of Sangamon County, No. 01-CF-1027; 

the Hon. Leslie J. Graves, Judge, presiding.

Judgment Affirmed.

Counsel on

Appeal

James E. Chadd, Patricia Mysza, and Elizabeth A. Botti, of State 

Appellate Defender’s Office, of Chicago, for appellant.

Daniel K. Wright, State’s Attorney, of Springfield (Patrick Delfino, 

David J. Robinson, and Luke McNeill, of State’s Attorneys Appellate 

Prosecutor’s Office, of counsel), for the People.

Panel JUSTICE TURNER delivered the judgment of the court, with opinion.

Presiding Justice Holder White and Justice Steigmann concurred in 

the judgment and opinion.
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OPINION

¶ 1 In April 2016, defendant, Cornelius Ames, filed his second motion for leave to file a 

successive postconviction petition. The State filed a response, asserting the motion should be 

denied. In November 2016, defendant filed a supplement to his second motion for leave to file 

a successive postconviction petition. That same month, the Sangamon County circuit court 

heard arguments on defendant’s motion, and the court took the matter under advisement. In 

December 2016, the court entered an order denying defendant’s second motion for leave to file 

a successive postconviction petition. Defendant filed a motion to reconsider, which the court 

denied in July 2017. Defendant appeals, contending the circuit court erred by allowing the 

State to respond to his second motion for leave to file a successive postconviction petition. We 

affirm.

¶ 2 I. BACKGROUND

¶ 3 In November 2001, the State charged defendant with one count of home invasion (720 

ILCS 5/12-11(a)(1) (West 2000) (text of section eff. June 1, 2001)), one count of aggravated 

battery (720 ILCS 5/12-4(a) (West 2000)), and four counts of aggravated criminal sexual 

assault (720 ILCS 5/12-14(a)(2), (a)(3) (West 2000)) for his actions on November 5, 2001. A 

jury found defendant guilty as charged, and the circuit court sentenced him to consecutive 

prison terms of 28 years for home invasion and 6 years each on two of the counts of aggravated 

criminal sexual assault.

¶ 4 Defendant appealed and asserted the following: (1) evidence of another crime deprived 

him of a fair trial and (2) trial counsel rendered ineffective assistance by failing to object to 

prior consistent statements by the victim. We affirmed defendant’s convictions and sentences. 

People v. Ames, 356 Ill. App. 3d 1145, 889 N.E.2d 815 (2005) (table) (unpublished order under 

Illinois Supreme Court Rule 23). Defendant filed a petition for leave to appeal, which the 

supreme court denied. People v. Ames, 216 Ill. 2d 694, 839 N.E.2d 1026 (2005) (supervisory 

order).

¶ 5 In September 2005, defendant filed pro se a petition for postconviction relief, raising 

numerous claims of ineffective assistance of trial and appellate counsel, as well as a claim he 

was denied his right to be confronted with the witnesses against him. One of his ineffective 

assistance of counsel claims was based on defense counsel’s failure to move for independent 

expert analysis of deoxyribonucleic acid (DNA) removed from the scene. Another claim 

related to counsel’s alleged refusal to allow defendant to testify at trial. The petition advanced 

to the second stage of the proceedings, and the State filed a motion to dismiss defendant’s 

postconviction petition. After a September 2006 hearing, the circuit court granted the State’s 

motion to dismiss. Defendant appealed, and this court affirmed the dismissal. People v. Ames, 

379 Ill. App. 3d 1089, 957 N.E.2d 594 (2008) (table) (unpublished order under Illinois 

Supreme Court Rule 23). Defendant filed a petition for leave to appeal, which the supreme 

court denied. People v. Ames, 229 Ill. 2d 629, 897 N.E.2d 255 (2008) (supervisory order).

¶ 6 In September 2012, defendant filed his first motion for leave to file a successive 

postconviction petition, which the circuit court denied but allowed defendant to file an 

amended motion. In January 2013, defendant filed an amended motion for leave to file a 

successive postconviction petition, asserting, inter alia, his sentences for aggravated criminal 

sexual assault violated the proportionate penalty clause. Defendant also mentioned the State’s 
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DNA evidence and noted he would like to file a motion for forensic testing. After a May 2013 

hearing, the court denied defendant’s amended motion for leave to file a successive 

postconviction petition. Defendant appealed, and this court affirmed the circuit court’s denial. 

People v. Ames, No. 4-13-0474 (Aug. 24, 2015) (unpublished summary order under Illinois 

Supreme Court Rule 23(c)).

¶ 7 Defendant filed a second motion for leave to file a successive postconviction petition in 

April 2016. The next month, the State filed a response to defendant’s motion, asserting the 

motion should be denied. On November 9, 2016, defendant filed a supplement to the second 

motion for leave to file a successive postconviction petition. Seven days later, the circuit court 

held a hearing on defendant’s second motion to file a successive postconviction petition and 

its supplement. The court allowed the State to make arguments at the hearing. At the conclusion 

of the hearing, the court took the matter under advisement. In a December 5, 2016, docket 

entry, the court denied defendant’s motion, noting defendant failed to establish cause for failing 

to raise this issue in his initial postconviction petition. The court also noted defendant did not 

file an affidavit in support of his claim.

¶ 8 On January 3, 2017, defendant filed a motion to reconsider the circuit court’s denial of his 

second motion to file a successive postconviction petition. The circuit court held a hearing on 

defendant’s motion on July 12, 2017. The prosecutor was again present at the hearing and 

argued defendant’s motion to reconsider should be denied. At the conclusion of the hearing, 

the court denied defendant’s motion to reconsider.

¶ 9 On August 3, 2017, defendant filed a timely notice of appeal in sufficient compliance with 

Illinois Supreme Court Rule 606 (eff. July 1, 2017). See Ill. S. Ct. R. 651(d) (eff. July 1, 2017) 

(providing the procedure for appeals in postconviction proceedings is in accordance with the 

rules governing criminal appeals). Thus, we have jurisdiction of defendant’s appeal under 

Illinois Supreme Court Rule 651(a) (eff. July 1, 2017).

¶ 10 II. ANALYSIS

¶ 11 Defendant appeals the denial of his second motion for leave to file a successive 

postconviction petition. When the circuit court has not held an evidentiary hearing, this court 

reviews de novo the denial of a defendant’s motion for leave to file a successive postconviction 

petition. See People v. Gillespie, 407 Ill. App. 3d 113, 124, 941 N.E.2d 441, 452 (2010).

¶ 12 The Post-Conviction Hearing Act (Postconviction Act) (725 ILCS 5/122-1 et seq. (West 

2016)) contemplates the filing of only one postconviction petition. People v. Bailey, 2017 IL 

121450, ¶ 15, 102 N.E.3d 114. Specifically, section 122-3 of the Postconviction Act (725 ILCS 

5/122-3 (West 2016)) declares “[a]ny claim of substantial denial of constitutional rights not 

raised in the original or an amended petition is waived.” Section 122-1(f) of the Postconviction 

Act (725 ILCS 5/122-1(f) (West 2016)) represents an exception to the waiver rule. Bailey, 

2017 IL 121450, ¶ 15. It provides the following:

“Only one petition may be filed by a petitioner under this Article without leave of the 

court. Leave of court may be granted only if a petitioner demonstrates cause for his or 

her failure to bring the claim in his or her initial post-conviction proceedings and 

prejudice results from that failure. For purposes of this subsection (f): (1) a prisoner 

shows cause by identifying an objective factor that impeded his or her ability to raise a 

specific claim during his or her initial post-conviction proceedings; and (2) a prisoner 

shows prejudice by demonstrating that the claim not raised during his or her initial post-
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conviction proceedings so infected the trial that the resulting conviction or sentence 

violated due process.” 725 ILCS 5/122-1(f) (West 2016).

Thus, for a defendant to obtain leave to file a successive postconviction petition, both prongs 

of the cause-and-prejudice test must be satisfied. People v. Guerrero, 2012 IL 112020, ¶ 15, 

963 N.E.2d 909.

¶ 13 With a motion for leave to file a successive postconviction petition, the court is just 

conducting “a preliminary screening to determine whether defendant’s pro se motion for leave 

to file a successive postconviction petition adequately alleges facts demonstrating cause and 

prejudice.” Bailey, 2017 IL 121450, ¶ 24. The court is only to ascertain “whether defendant 

has made a prima facie showing of cause and prejudice.” Bailey, 2017 IL 121450, ¶ 24. If the 

defendant did so, the court grants the defendant leave to file the successive postconviction 

petition. Bailey, 2017 IL 121450, ¶ 24. In conducting the preliminary screening, our supreme 

court has held the State should not be allowed to participate. Bailey, 2017 IL 121450, ¶ 24.

¶ 14 The State concedes it was involved in the circuit court’s preliminary screening but contends 

its involvement was de minimis. However, the State does not cite any authority its input into 

the circuit court’s preliminary screening is not error if it is de minimis. Moreover, in this case, 

the State filed a response to defendant’s second motion for leave to file a successive 

postconviction petition and made arguments at the hearings on the motion itself and 

defendant’s motion to reconsider the circuit court’s order. Additionally, the court’s rationale 

for denying defendant’s second motion for leave to file a successive postconviction petition 

mirrors the State’s argument in its written response to defendant’s motion. Thus, we disagree 

with the State its participation was minimal.

¶ 15 Since the State participated in the preliminary screening, the next question is to decide what 

relief defendant should be granted. See Bailey, 2017 IL 121450, ¶ 41. In Bailey, 2017 IL 

121450, ¶ 42, our supreme court invoked judicial economy, reviewed the defendant’s motion 

for leave to file his successive postconviction petition itself, concluded remand was not 

warranted, and affirmed the circuit court’s denial of the defendant’s motion for leave to file a 

successive postconviction petition. We note the supreme court cited its former decision in 

People v. Gaultney, 174 Ill. 2d 410, 675 N.E.2d 102 (1996), as support for its holding the State 

should not participate in the preliminary screening of cause and prejudice but did not cite 

Gaultney in determining the appropriate remedy when the State does participate. Bailey, 2017 

IL 121450, ¶¶ 18, 42. After Bailey, the districts of the appellate court have split on whether the 

appellate court may review the motion itself and not remand the cause.

¶ 16 In People v. Munson, 2018 IL App (3d) 150544, ¶ 10, 102 N.E.3d 831, the Third District 

held the appellate court may not conduct its own examination of cause and prejudice and must 

instead remand the cause to the circuit court. The Munson court gave the following rationale 

for its conclusion:

“Unlike the supreme court, we do not have broad supervisory authority. [Citation.] 

Instead, we are authorized to ‘(1) reverse, affirm, or modify the judgment or order from 

which the appeal is taken; (2) set aside, affirm, or modify any or all of the proceedings 

subsequent to or dependent upon the judgment or order from which the appeal is taken; 

(3) reduce the degree of the offense of which the appellant was convicted; (4) reduce 

the punishment imposed by the trial court; or (5) order a new trial.’ [Citation.] Notably, 

Illinois Supreme Court Rule 615 does not provide the appellate court with the power 

to conduct a de novo hearing on defendant’s motion for leave to file a successive 
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postconviction petition. This is consistent with the [Postconviction] Act, which 

expressly contemplates the filing of the petition in the ‘trial court.’ [Citation.] 

Therefore, we do not have the power under Rule 615 or the [Postconviction] Act to 

conduct a de novo review of defendant’s motion for leave.” Munson, 2018 IL App (3d) 

150544, ¶ 10.

¶ 17 The Third District next rendered its decision in People v. Baller, 2018 IL App (3d) 160165, 

107 N.E.3d 1008, where it adhered to its holding in Munson, but each justice wrote separately. 

Justice Schmidt dissented, disagreeing with Munson’s rationale for remand. Baller, 2018 IL 

App (3d) 160165, ¶ 29 (Schmidt, J., dissenting). He noted the following:

“There is nothing novel or unique about affirming the trial court in this case without 

remand, notwithstanding the trial court’s error below. We do it all the time. Again, this 

has nothing to do with supervisory authority but, rather, with our license to affirm for 

any reason apparent in the record. I need not cite any case authority for the notion that 

‘de novo’ is an oft-used standard of review in the appellate court. In plain English, the 

trial court reviewed and denied defendant’s motion for leave to file his successive 

postconviction petition. The trial court erred in allowing the State to participate in that

decision. Notwithstanding the error, the ultimate judgment of the trial court was correct. 

We should affirm. We do this thousands of times a year in cases not involving 

successive postconviction petitions. There is nothing about a successive postconviction 

petition that would take it out of the realm of garden-variety appellate review. That 

portion of the Munson court’s ruling, holding that affirming without remand involves 

exercise of supervisory authority, appears to be an anomaly in Illinois jurisprudence. 

As in Bailey, the error below was harmless.” Baller, 2018 IL App (3d) 160165, ¶ 29 

(Schmidt, J., dissenting).

In response, Justice Wright, the author of the lead opinion, again emphasized the supreme 

court’s broad supervisory authority granted to it by the Illinois Constitution. Baller, 2018 IL 

App (3d) 160165, ¶ 12 (majority opinion). She further pointed out the State’s entire sevenpage appellee brief argued the defendant had failed to establish cause and prejudice. Baller, 

2018 IL App (3d) 160165, ¶ 15. Additionally, Justice Wright noted the following:

“[T]he procedural posture of the instant case creates an exception to the general 

principle that an appellate court may affirm on any basis found in the record. The 

supreme court has expressly held that the [Postconviction] Act is entirely a creature of 

statute and all rights derive only from the statute. [Citation.] Further, the supreme court 

has expressly held that review of a motion for leave to file a successive postconviction 

petition must be conducted in a venue free from State participation. [Citation.] The only 

way to honor these holdings is to reset the scales of justice and remand the matter to 

the trial court for an independent evaluation of defendant’s motion by expressly 

ignoring the State’s input as expressed both in this court and the trial court.” Baller, 

2018 IL App (3d) 160165, ¶ 16.

¶ 18 Justice Holdridge wrote separately, emphasizing the Bailey court provided for “ ‘an 

independent determination by the circuit court.’ ” (Emphasis in original.) Baller, 2018 IL App 

(3d) 160165, ¶ 22 (Holdridge, J., specially concurring) (quoting Bailey, 2017 IL 121450, ¶ 24). 

He contended the following: “If we affirm the denial of the defendant’s motion, it is difficult 

to say that our decision was not influenced, at least in some respect, by the State’s appellate 
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argument against the motion. [Citation.] Such influence from the State would clearly violate 

the Bailey rule.” Baller, 2018 IL App (3d) 160165, ¶ 23 (Holdridge, J., specially concurring).

¶ 19 After Baller, the Third District decided People v. Lusby, 2018 IL App (3d) 150189, ¶ 1, 

117 N.E.3d 527, appeal allowed, No. 124046 (Ill. Jan. 31, 2019), in which the defendant 

appealed the denial of a motion for leave to file a successive postconviction petition in which 

he argued his de facto life sentence imposed on a crime he committed as a juvenile violated 

his eighth amendment rights because the circuit court did not consider his age and its attendant 

characteristics in accordance with Miller v. Alabama, 567 U.S. 460 (2012). There, the State 

filed and argued objections to the defendant’s motion for leave to file a successive 

postconviction petition. Lusby, 2018 IL App (3d) 150189, ¶ 12. Despite the State’s 

involvement in the proceedings on the motion for leave, the Lusby court first addressed the 

Miller argument and found the defendant’s sentence violated the eighth amendment and 

remanded the case for resentencing. Lusby, 2018 IL App (3d) 150189, ¶ 29. It noted the 

aforementioned finding was dispositive but addressed the remaining issues because they could 

occur on rehearing. Lusby, 2018 IL App (3d) 150189, ¶ 29. As to the State’s objections to the 

defendant’s motion for leave to file a successive postconviction petition, it simply found the 

State’s participation on the motion for leave to file a successive postconviction petition was 

improper under Bailey. Lusby, 2018 IL App (3d) 150189, ¶ 33. In January 2019, the Illinois 

Supreme Court granted the State’s petition for leave to appeal. People v. Lusby, No. 124046 

(Ill. Jan. 31, 2019).

¶ 20 The Third District’s most recent decision is People v. Partida, 2018 IL App (3d) 160581, 

¶ 12, 119 N.E.3d 508, in which it again remanded the case to the circuit court. Justice Holdridge 

again wrote separately to further expand on his special concurrence in Baller. Partida, 2018 

IL App (3d) 160581, ¶ 17 (Holdridge, J., specially concurring). He asserted the “case should 

be assigned to a different trial court judge on remand to fully ensure that the judge does not 

consider the State’s previous objection of record and conducts a genuinely independent 

examination of the defendant’s motion.” Partida, 2018 IL App (3d) 160581, ¶ 17 (Holdridge, 

J., specially concurring).

¶ 21 Recently, in People v. Conway, 2019 IL App (2d) 170196, ¶¶ 15-23, the Second District 

disagreed with the Third District’s holdings in Munson, Baller, and Partida. The Conway court 

found the Bailey court’s review of the denial of the defendant’s motion for leave was not an 

exercise of the supreme court’s supervisory authority. Conway, 2019 IL App (2d) 170196, 

¶ 15. The Conway court noted the Bailey court’s decision to review the defendant’s motion for 

leave to file a successive postconviction petition was rooted in considerations of judicial 

economy, which apply with equal force in the appellate court. Conway, 2019 IL App (2d) 

170196, ¶ 15. It also rejected the Munson court’s assertion Illinois Supreme Court Rule 615 

prohibited the appellate court from reviewing the defendant’s motion for leave to file a 

successive postconviction petition. The Conway court noted the State simply requested 

affirmation of the circuit court’s judgment and Rule 615(b) plainly permits the appellate court 

to do so. Conway, 2019 IL App (2d) 170196, ¶ 19. As to the Baller court’s observation “ ‘the 

[Postconviction] Act is entirely a creature of statute and all rights derive only from the 

statute,’ ” the Conway court failed to see how appellate review of the preliminary screening of 

cause and prejudice creates any new right. Conway, 2019 IL App (2d) 170196, ¶ 20 (quoting 

Baller, 2018 IL App (3d) 160165, ¶ 16). 
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¶ 22 Additionally, the Conway court explained it did not read Bailey to hold a reviewing court 

must always undertake its own review of whether a defendant has established a prima facie

showing of cause and prejudice. Conway, 2019 IL App (2d) 170196, ¶ 23. “Where the decision 

to grant or deny leave presents complex issues, a reviewing court may choose to remand to the 

trial court for a determination that is free from the taint of the State’s participation.” Conway, 

2019 IL App (2d) 170196, ¶ 23. On the facts before it, the Conway court found the issues were 

reasonably straightforward and chose to consider whether defendant was entitled to file a 

successive postconviction petition. Conway, 2019 IL App (2d) 170196, ¶ 23.

¶ 23 After reviewing Bailey and the subsequent appellate court cases, we agree with the Second 

District an appellate court may choose for the sake of judicial economy to review a circuit 

court’s denial of a motion for leave to file a successive postconviction petition when the State 

has been involved. As in Bailey and Conway, defendant’s second motion for leave to file a 

successive postconviction petition and its supplement are reasonably straightforward, and we 

find our review is more appropriate than remanding the cause to the circuit court. If we were 

to find review of defendant’s motion for leave was appropriate, defendant asks us to hold his 

case in abeyance until the supreme court’s decision in Lusby. However, Lusby is still in the 

briefing phase, and we find holding the case in abeyance is not warranted.

¶ 24 Here, defendant has failed to make a prima facie showing of the cause element. Defendant 

initially argues his conviction was based on knowing perjury by the victim. In his November 

2016 supplement, defendant notes conflicts in the testimony and evidence presented at trial. 

Such conflicts would have been in the record at the time defendant filed his initial 

postconviction petition. Defendant appears to cite the United States Supreme Court’s decision 

in Montgomery v. Louisiana, 577 U.S. ___, 136 S. Ct. 718 (2016), for the delay in bringing his 

claim. In Montgomery, 577 U.S. at ___, 136 S. Ct. at 732, the Supreme Court announced the 

new substantive rule announced in Miller was retroactive in cases on collateral review. The 

Miller decision addressed mandatory life sentences for juvenile offenders. Miller, 567 U.S. at 

489. Since defendant was neither a juvenile offender nor serving a life sentence, Montgomery

and Miller are inapplicable here. Thus, defendant could have raised his perjury claim on his 

initial postconviction petition. Additionally, in his November 2016 supplement, defendant 

again requested DNA testing and contended his counsel prevented him from testifying, both 

of which defendant has previously raised.

¶ 25 III. CONCLUSION

¶ 26 For the reasons stated, we affirm the Sangamon County circuit court’s judgment. 

¶ 27 Affirmed.