NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS 

FOR THE THIRD CIRCUIT

_____________

Nos. 18-3024 & 18-3186

_____________

UNITED STATES OF AMERICA,

v. 

NATHANIEL THOMAS,

 Appellant

On Appeal from the District Court 

of the Virgin Islands 

(District Court Nos.: 1-18-cr-00005-001 and 1-08-cr-00020-002)

District Judge: Honorable Wilma A. Lewis

Argued on April 8, 2019

Before: SMITH, Chief Judge, JORDAN and RENDELL, Circuit Judges

O P I N I O N

Alphonso G. Andrews, Jr. (Argued)

Office of United States Attorney

1108 King Street

Suite 201

Christiansted, VI 00820

Counsel for Appellee
2

Gordon C. Rhea (Argued)

Richardson Patrick Westbrook & Brickman

1037 Chuck Dawley Boulevard

Building A

Mount Pleasant, SC 29464

Michael A. Rogers (Argued)

Office of the Federal Public Defender

4094 Diamond Ruby, Suite 5

Christiansted, VI 00820

Omodare B. Jupiter

Office of the Federal Public Defender

200 South Lamar Street

Suite 200-N

Jackson, MS 39201

Counsel for Appellant

RENDELL, Circuit Judge:

While on supervised release, Nathaniel Thomas was convicted of, among other 

things, knowingly possessing a firearm in violation of both federal and Virgin Islands 

law. The District Court sentenced Thomas for his most recent convictions and for 

violating the terms of his supervised release, and ordered that the latter sentence was to

run consecutive to the former. On appeal, Thomas argues that his firearms convictions

are not supported by the evidence and that the District Court erred by ordering his 

violation of supervised release sentence to run consecutively to his sentence for the 

underlying convictions. For the reasons set forth below, we will affirm.
3

I.1

Thomas had been convicted of possession of marijuana with intent to distribute in 

violation of 21 U.S.C. § 841(a), manufacture of marijuana in violation of 21 U.S.C. § 

841(a)(1), and maintaining a drug facility in violation of 19 V.I.C. § 608b. He was 

sentenced to a term of imprisonment, followed by a period of supervised release. After 

he had been released from prison but before his supervised release had ended, he was 

involved in a shootout at a gas station, and a grand jury indicted him for the following: 

(1) knowingly possessing a firearm as a convicted felon in violation of 18 U.S.C. §§ 

922(g)(1) and 924(a)(2); (2) knowingly possessing a firearm while not being authorized 

to do so during the commission of crimes of violence—namely, discharging a firearm in 

a public place not in self-defense and assault in the third degree as charged in the fourth 

and fifth counts—in violation of 14 V.I.C. § 2253(a); (3) reckless endangerment in 

violation of 14 V.I.C. § 625(a); (4) willfully discharging a firearm in a public place not in 

self-defense in violation of 23 V.I.C. § 479(a); and (5) assault with a deadly weapon with 

intent to injure another in violation of 14 V.I.C. § 297(2).

At trial, the Government’s case consisted of video footage from the gas station 

security cameras, testimony of a gas station employee and police officers who responded 

to the scene or otherwise worked on the investigation, and stipulations that were read into 

 

1 Because we write for the parties, who are familiar with the facts and the procedural 

posture to date, we only include what is necessary to explain our decision. 
4

the record.2 The defense presented witness testimony on the events leading up to and 

during the shooting, including testimony from Thomas himself. On the night in question, 

Thomas was driving Kareem Mathis to a strip club to pick up a set of keys. At some 

point during the drive, a silver Ford Explorer began aggressively tailing Thomas’s 

vehicle. The Explorer was unrelenting, so Thomas continued past the strip club to an 

adjacent gas station, where he pulled in and stopped his car. The Explorer stopped 

behind him and then began backing up as Thomas exited his vehicle, and gunfire erupted. 

Although the security camera footage does not establish who initiated the shooting, 

witnesses testified that someone in the Explorer was the first to fire and that Thomas did 

not have a gun when he exited his car. Thomas took cover behind a cluster of parked 

cars, and witnesses testified that an individual named Raheem Charlery then handed 

Thomas a gun. Thomas emerged from his place behind the parked cars and ran after the 

Explorer while firing the weapon that Charlery gave him. Once the Explorer had exited 

the gas station parking lot, Thomas stopped chasing after it. Thomas went back to his 

car, and, according to witness testimony, he immediately returned the gun to Charlery. 

At Thomas’s request, the District Court gave the jury an instruction on the defense 

of justification. Nonetheless, the jury found Thomas guilty of the first three counts,

knowing possession of a firearm in violation of federal and Virgin Islands law, and 

reckless endangerment. Although it did not find him guilty of the fourth and fifth 

 

2 Two of the three stipulations provided that Thomas was not authorized to carry a 

firearm at the time of the events in question and that Thomas had a prior felony 

conviction for possession of marijuana with intent to distribute.
5

counts,3the jury nonetheless found that he possessed a firearm in violation of Virgin 

Islands law “during the commission of crimes of violence, that is, discharging a firearm 

and assault third degree [sic], as charged in Counts 4 and 5.” SA 1B.4 The District Court 

sentenced him to a prison term of ninety-six months on Count One, fifteen years on 

Count Two, and five years on Count Three. The Court ordered that the terms of 

imprisonment for Counts Two and Three run concurrently with each other and run 

consecutively to the term of imprisonment for Count One.

In a separate hearing, the District Court found that, based on these convictions, 

Thomas had violated the terms of the supervised release he was serving pursuant to his 

earlier drug-related convictions. The Court then sentenced Thomas to twelve months’ 

and one day’s imprisonment for this violation. Although Thomas’s counsel argued that 

the Court should run the sentence for the violation of supervised release concurrently 

with the sentences in the underlying matter, the District Court found it “appropriate to 

impose [the] sentence [for Thomas’s violation of supervised release] consecutively.” 

App. 161–62. In making this decision, the Court stated the following:

. . . The Court does not agree that simply because [the 

sentence for the underlying criminal activity] is a sentence 

[Thomas’s counsel] believe[s] was maybe more than enough 

or, indeed, at least sufficient that this is grounds not to run the 

sentences consecutively for an offense that this Court views 

 

3 The jury did not reach a verdict on the fourth count, discharging a firearm in a public 

place not in self-defense, and it acquitted him on the final count, assault with a deadly 

weapon.

4 Because this is a consolidated appeal, each case has its own set of appendices. For 

convenience, we cite to the Appendix in 18-3024 using the convention “A __,” the 

Supplemental Appendix in 18-3024 using “SA __,” and the Appendix in 18-3186 using

“AA __.”
6

as a separate offense, a violation of the Court’s order with 

regard to supervised release.

I think it is important . . . that individuals know and 

recognize that the Court[’s] orders are to be followed and that 

it is, indeed, a violation subject to sanction for a violation of 

those conditions set by the Court. And this is one such case.

The Court also takes note of the fact . . . that the 

recommendation [in the guidelines] is that those sentences for 

violations of supervised release be consecutive to the 

sentence for the underlying crime. 

So, the Court rejects the rationale that has been advanced 

with regard to either the length of the underlying sentence as 

a basis or as the basis for coming to a different conclusion in 

this matter.

AA 162–63. Thomas timely appealed from both his firearms-related convictions and the 

sentence imposed for his violation of the terms of his supervised release.

II.5

On appeal, Thomas challenges the sufficiency of the evidence supporting his 

convictions for knowingly possessing a firearm as a convicted felon in violation of 18 

U.S.C. §§ 922(g)(1) and 924(a)(2), and knowingly possessing a firearm while not being 

authorized to do so during the commission of crimes of violence in violation of 14 V.I.C. 

§ 2253(a). He also challenges the District Court’s order imposing the sentence for his 

supervised release violation to run consecutively with his sentences for the underlying 

crimes.

A.6

 

5 The District Court had jurisdiction pursuant to 18 U.S.C. § 3231 and 48 U.S.C. § 1612. 

This Court has jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a).

6 When reviewing a conviction for sufficiency of the evidence, “[w]e must sustain the 

jury’s verdict ‘if there is substantial evidence, viewed in the light most favorable to the 

government, to uphold the jury’s decision.’” United States v. Caraballo-Rodriguez, 726 
7

With regard to the sufficiency of the evidence supporting his underlying 

convictions, Thomas argues that he proved by a preponderance of the evidence that he 

was entitled to the defense of justification by necessity by establishing all of the elements 

of that defense. He claims that the burden then shifted to the Government to disprove the 

defense beyond a reasonable doubt, and, because the Government did not do so, 

Thomas’s convictions for the first and second counts must be dismissed. We disagree.

A justification defense is available if the evidence shows that a jury could 

reasonably conclude each of the following:

(1) that the defendant was under an unlawful and present 

threat of death or serious bodily injury; (2) that he did not 

recklessly place himself in a situation where he would be 

forced to engage in criminal conduct; (3) that he had no 

reasonable legal alternative to both the criminal act and the 

avoidance of the threatened harm; and (4) that there was a 

direct causal relationship between the criminal act and the 

avoidance of the threatened harm.

Gov’t of Virgin Islands v. Lewis, 620 F.3d 359, 365 (3d Cir. 2010) (citing United States v. 

Paolello, 951 F.2d 537, 540–41 (3d Cir. 1991)). The defense is “construed narrowly,” 

United States v. Alston, 526 F.3d 91, 94 (3d Cir. 2008), and the defendant is required “to 

 

F.3d 418, 430 (3d Cir. 2013) (en banc) (quoting United States v. Gambone, 314 F.3d 163, 

170 (3d Cir. 2003)). This standard is “particularly deferential,” United States v. 

Gonzalez, 905 F.3d 165, 179 (3d Cir. 2018) (citation and internal quotation marks 

omitted), and “the verdict must be upheld as long as it does not ‘fall below the threshold 

of bare rationality.’” Caraballo-Rodriguez, 726 F.3d at 431 (quoting Coleman v. 

Johnson, 566 U.S. 650, 656 (2012)). Moreover, we “do not reweigh the evidence or 

assess witness credibility.” United States v. McKee, 506 F.3d 225, 232 (3d Cir. 2007) 

(citation omitted).
8

meet a high level of proof to establish the defense,” Lewis, 620 F.3d at 365 (quoting 

Paolello, 951 F.2d at 542). Here, the jury was properly instructed regarding this defense.

As a threshold matter, we note that Thomas’s argument rests on an incorrect 

understanding of the law. Although he correctly states that he bore the burden of 

establishing each element of the justification defense by a preponderance of the evidence,

see United States v. Dodd, 225 F.3d 340, 350 (3d Cir. 2000) (adopting “a rule that places 

the burden of persuasion on the defendant with regard to a justification defense to a 

felon-in-possession charge”), the law does not provide for a burden shift that would

require the government to disprove the elements of the defense beyond a reasonable 

doubt once the defense had established them by a preponderance of the evidence.7 

Moreover, Thomas never made this argument in the District Court, nor did he object to 

the Court’s charge, which instructed the jury that Thomas was required to prove the 

 

7 Thomas cites to a number of cases for the proposition that a burden shift exists. 

First, he cites to Paolello, where the parties agreed that the defendant would have the 

burden of production on the justification defense and, if he satisfied that burden, the 

government would then be required to disprove the defense beyond a reasonable doubt. 

Paolello, 951 F.2d at 544. Because the issue was not properly before us in that case, we 

did not pass upon it, id., and the parties’ agreement there has no bearing on the burden 

here. The other three circuit court cases to which Thomas cites hold only that the burden 

is on the defendant to prove the justification defense by a preponderance of the evidence

and do not even remotely suggest that the burden shifts to the government to disprove the 

defense by beyond a reasonable doubt. See Lewis, 620 F.3d at 364 n.5 (concluding that 

“the burden rested with [the defendant] to establish his eligibility for the instruction by a 

preponderance of the evidence”); Dodd, 225 F.3d at 350; United States v. Deleveaux, 205 

F.3d 1292, 1294 (11th Cir. 2000) (holding that the defendant is required to prove 

justification by a preponderance of the evidence). In fact, in Dodd, we explicitly rejected 

the argument that we should adopt the same burden allocation for justification as we have 

for entrapment, i.e., that the government should have the burden of proving beyond a 

reasonable doubt that the defense does not apply. See 225 F.3d at 349–50.
9

elements of the defense by a preponderance of the evidence. Therefore, this argument 

was waived.

To the extent that Thomas argues that his convictions must be vacated because he 

established all four elements of the defense of justification by necessity, we conclude that 

a rational trier of fact could have found that Thomas failed to establish at least three of 

those elements. The first element requires that the defendant be “under an unlawful and 

present threat of death or serious bodily injury.” Lewis, 620 F.3d at 365 (citing Paolello, 

951 F.2d at 540–41). In Alston, we defined “present threat” and explained that “[o]nly in 

rare circumstances will anything but an ‘immediate emergency’ constitute a present 

threat.” 526 F.3d at 95 n.7; see also id. at 95–96 (equating the requirement that the threat 

be “present” to a requirement that it be “imminent” and providing examples from other 

circuits of situations in which the immediacy requirement is met). Because the evidence 

established that Thomas came into possession of the firearm when he was safely hidden 

between parked cars and while the Explorer was backing away from him, a jury could 

have reasonably concluded that the threat was not “present.”

A rational trier of fact could also conclude that Thomas failed to satisfy the second 

element, “that he did not recklessly place himself in a situation where he would be forced 

to engage in criminal conduct.” Lewis, 620 F.3d at 365 (citing Paolello, 951 F.2d at 540–

41). In doing so, the jury may have credited the gas station’s surveillance footage, which 

clearly shows Thomas running toward, and firing at, the Explorer.

Finally, the jury could have rationally concluded that Thomas failed to show the 

third element, that he had no reasonable legal alternative to both the criminal act and the 
10

avoidance of the threatened harm. Thomas was not harmed while hiding behind the 

group of parked cars, and the Explorer appeared to be retreating before he came into 

possession of the weapon. Therefore, the jury could have determined that Thomas did

have a legal alternative to possessing the weapon, namely, remaining hidden behind the 

cars. Because the jury could have reasonably concluded that Thomas failed to establish 

any one of three of the elements of the justification defense, we will affirm Thomas’s 

convictions on the first and second counts.

B.8

Next, Thomas argues that the District Court erred by ordering his sentence for the 

violation of his supervised release to run consecutively to his sentence for the underlying 

convictions. Specifically, he contends that (1) U.S. Sentencing Guidelines Manual § 

5G1.3(d) requires the District Court to consider the length of a prior undischarged 

sentence in determining whether the sentence for a violation of supervised release should 

run concurrently or consecutively, (2) the District Court improperly concluded that it 

could not consider that length in making its decision, and (3) the Court improperly 

concluded that a sentence for a violation of supervised release must always run 

consecutively to the sentence imposed for the underlying conviction. We disagree with 

his characterization of the guidelines and of the District Court’s reasoning.

 

8 We typically review the imposition of a particular sentence concurrently or 

consecutively for abuse of discretion. United States v. Swan, 275 F.3d 272, 275 (3d Cir. 

2002). However, because Thomas challenges the construction of the Sentencing 

Guidelines, our review is plenary. Id. (citation omitted).
11

U.S.S.G. § 5G1.3(d), which applies in cases in which a defendant has had his or 

her supervised release revoked based on the criminal conviction, provides:

[T]he sentence for the instant offense[, i.e., the criminal 

conviction that constitutes the supervised release violation,]

may be imposed to run concurrently, partially concurrently, 

or consecutively to the prior undischarged term of 

imprisonment[, i.e., the sentence imposed for the revocation,]

to achieve a reasonable punishment for the instant offense.

The commentary to § 5G1.3(d) states that, in deciding whether to impose a consecutive 

sentence, “the court should consider,” among other factors, “[t]he type ... and length of 

the prior undischarged sentence[.]” U.S.S.G. § 5G1.3(d) cmt. 4(A)(ii) (emphasis added). 

This language is explicitly permissive, and nothing else in either § 5G1.3(d) or its 

commentary mandated that the District Court consider the length of Thomas’s sentence 

for his underlying convictions in deciding whether the sentence of his violation of 

supervised release would run consecutively to that sentence. Moreover, the commentary 

specifically “recommends that the sentence for the instant offense be imposed 

consecutively to the sentence imposed for the revocation,” U.S.S.G. § 5G1.3(d) cmt. 4(C) 

(emphasis added), which is exactly what the District Court did here, see AA 163 (noting 

this recommendation).

The District Court did not conclude that it could not consider the length of the

sentence for the underlying convictions when determining whether to impose the 

sentence for his violation of supervised release consecutively or concurrently. Instead, it

merely did not agree with Thomas’s counsel that the length of the undischarged sentence

was controlling and warranted a concurrent sentence. The Court expressed its view that
12

the “important” consideration was that “individuals know and recognize that the 

Court[’s] orders are to be followed.” AA 162.

Finally, contrary to Thomas’s assertion, the District Court did not conclude that a 

sentence for a violation of a term of supervised release could never run concurrently with 

the sentence for the underlying conviction. Instead, the District Court expressly cabined 

its reasoning to this particular case when it stated that “this is one such case” in which 

consecutive sentences are appropriate. AA 163. Accordingly, we will affirm the 

sentence imposed for his violation of the terms of his supervised release.

9

III.

 

9 Prior to oral argument, we asked that counsel be prepared to address whether the 

District Court should have considered U.S.S.G. § 5G1.3 in deciding whether to run 

Thomas’s sentence on his federal conviction (Count One) concurrently or consecutively 

with his local convictions (Counts Two and Three) and whether its failure to do so 

amounts to plain error. We also asked for supplemental briefing on that issue and the 

applicability of United States v. Simmonds, 235 F.3d 826 (3d Cir. 2000), following 

argument. In Simmonds, we noted that if Simmonds had committed his offenses in a 

state and not the territory of the Virgin Islands, he would have been sentenced on his 

federal and state offenses separately in federal and state court, and the federal court 

would have referred to § 5G1.3. Id. at 835 n.7. We noted, however, that “[i]t is only 

because uniquely in the Virgin Islands a defendant can be convicted of both the federal 

and the territorial offenses at the same time in federal court that the application of § 

5G1.3 in such a situation is even debatable.” Id. But regardless of whether § 5G1.3 

applies in cases in which a defendant is sentenced for federal and local convictions at the 

same time, we conclude that the District Court’s failure to consider that provision was not 

plain error.

“An error is plain if it is clear or obvious, affects substantial rights, and affects the 

fairness, integrity or public reputation of judicial proceedings.” United States v. FloresMejia, 759 F.3d 253, 259 (3d Cir. 2014) (en banc) (citation and internal quotation marks 

omitted). By its terms, § 5G1.3 governs the “Imposition of a Sentence on a Defendant 

Subject to an Undischarged Term of Imprisonment or Anticipated State Term of 

Imprisonment.” As the applicability of § 5G1.3 in this context, where there was no 

undischarged term of imprisonment, is “debatable,” Simmonds, 235 F.3d at 835 n.7, and 

not clear or obvious, the Court did not plainly err in not referring to it.
13

For the foregoing reasons, we will affirm the District Court’s judgment in Appeal 

No. 18-3024 and the sentence imposed for Thomas’s violation of the terms of his 

supervised release in Appeal No. 18-3186.