4 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

Opinion of the Court

that plaintiffs have also established a likelihood of success
on the merits.

B

A preliminary injunction is an extraordinary remedy
never awarded as of right. Munaf, 553 U.S., at __ (slip
op., at 12). In each case, courts “must balance the compet-
ing claims of injury and must consider the effect on each
party of the granting or withholding of the requested
relief.” Amoco Production Co., 480 U.S., at 542. “In
exercising their sound discretion, courts of equity should
pay particular regard for the public consequences in em-
ploying the extraordinary remedy of injunction.” Romero-
Barcelo, 456 U.S., at 312; see also Railroad Comm’n of
Tex. v. Pullman Co., 312 U.S. 496, 500 (1941). In this
case, the District Court and the Ninth Circuit significantly
understated the burden the preliminary injunction would
impose on the Navy’s ability to conduct realistic training
exercises, and the injunction’s consequent adverse impact
on the public interest in national defense.

This case involves “complex, subtle, and professional
decisions as to the composition, training, equipping, and
control of a military force,” which are “essentially profes-
sional military judgments.” Gilligan v. Morgan, 413 U.S.
1, 10 (1973). We “give great deference to the professional
judgment of military authorities concerning the relative
importance of a particular military interest.” Goldman v.
Weinberger, 475 U.S. 503, 507 (1986). As the Court em-
phasized just last Term, “neither the Members of this
Court nor most federal judges begin the day with briefings
that may describe new and serious threats to our Nation
and its people.” Boumediene v. Bush, 553 U.S. _, __
(2008) (slip op., at 68).

Here, the record contains declarations from some of the
Navy’s most senior officers, all of whom underscored the
threat posed by enemy submarines and the need for ex-


Cite as: 555 U.S.____ (2008) ll

Opinion of BREYER, J.

since February, so allowing them to remain in place will,
in effect, maintain what has become the status quo.
Therefore, I would modify the Court of Appeals’ February
29, 2008, order so that the provisional conditions it con-
tains remain in place until the Navy’s completion of an
acceptable EIS.

sosqessepn


Cite as: 555 U.S. ____ (2008) 7

Opinion of BREYER, J.

ture make it unusually difficult for sonar operators to
determine whether a diesel submarine is hiding below.
Rear Admiral John Bird, an expert in submarine warfare,
made clear that the 75% power-reduction requirement was
equivalent to forbidding any related training. App. to Pet.
for Cert. 297a. But he says in paragraph 52 of his declara-
tion: “Training in surface ducting conditions is critical to
effective training because sonar operators need to learn
how sonar transmissions are altered due to surface duct-
ing and how submarines may take advantage of them.”
Id., at 299a~300a. The District Court, as far as I can tell,
did not even acknowledge in its opinion the Navy’s as-
serted interest in being able to train under these condi-
tions. 530 F. Supp. 2d, at 1120-1121.

The second condition requires the Navy to expand the
sonar “shutdown” area surrounding a ship (i.e., turn off
the sonar if a mammal is spotted in the area) from a circle
with a radius of about one-tenth of a mile to a circle with a
radius of about one mile and a quarter. Both sides agree
that this requirement will lead to more shutdowns. Admi-
ral Gary Roughead, Chief of Naval Operations, states in
paragraph 12 of his declaration that this expanded zone
requirement “will result in increased interruptions to
training exercises, . . . vastly increas|ing] the risk of negat-
ing training effectiveness, preventing strike group certifi-
cation, and disrupting carefully orchestrated deployment
plans to meet world-wide operational commitments.” App.
to Pet. for Cert. 344a. Again, I can find nothing in the
District Court's opinion that specifically explains why this
is not so. 530 F. Supp. 2d, at 1119-1120.

Fourth, the Court of Appeals sought, through its own
thorough examination of the record, to supply the missing
explanations. But those explanations are not sufficient.
In respect to the surface ducting conditions, the Court of
Appeals rejected the Navy’s contentions on the ground
that those conditions are “rar[e],” and the Navy has certi-


Cite as: 555 U.S. __ (2008) 5

GINSBURG, J., dissenting

II

NEPA “promotes its sweeping commitment” to environ-
mental integrity “by focusing Government and public
attention on the environmental effects of proposed agency
action.” Marsh v. Oregon Natural Resources Council, 490
U.S. 360, 371 (1989). “By so focusing agency attention,
NEPA ensures that the agency will not act on incomplete
information, only to regret its decision after it is too late to
correct.” Ibid.

The EIS is NEPA’s core requirement. Department of
Transportation v. Public Citizen, 541 U.S. 752, 757
(2004). This Court has characterized the requirement as
“action-forcing.” Andrus v. Sierra Club, 442 U.S. 347, 350
(1979) Gnternal quotation marks omitted). Environmental
concerns must be “integrated into the very process of
agency decisionmaking” and “interwoven into the fabric of
agency planning.” Id., at 350-351. In addition to discuss-
ing potential consequences, an EIS must describe poten-
tial mitigation measures and alternatives to the proposed
course of action. See Robertson v. Methow Valley Citizens
Council, 490 U.S. 332, 351-352 (1989) (citing 40 CFR
§§1508.25(b), 1502.14(f, 1502.16(h), 1505.2(c) (1987).
The EIS requirement “ensures that important effects will
not be overlooked or underestimated only to be discovered
after resources have been committed or the die otherwise
cast.” 490 U.S., at 349.

“Publication of an EIS . .. also serves a larger informa-
tional role.” Ibid. It demonstrates that an agency has
indeed considered environmental concerns, and “perhaps
more significantly, provides a springboard for public com-
ment.” Ibid. At the same time, it affords other affected
governmental bodies “notice of the expected consequences
and the opportunity to plan and implement corrective
measures in a timely manner.” Id., at 350.

In light of these objectives, the timing of an EIS is criti-
cal. CEQ regulations instruct agencies to “integrate the


8 WINTER v. NATURAL RESOURCES DEFENSE
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Opinion of the Court

The Navy then sought relief from the Executive Branch.
The President, pursuant to 16 U.S.C. §1456(c)(1)B),
granted the Navy an exemption from the CZMA. Section
1456(¢)(1)(B) permits such exemptions if the activity in
question is “in the paramount interest of the United
States.” The President determined that continuation of
the exercises as limited by the Navy was “essential to
national security.” Pet. App. 232a. He concluded that
compliance with the District Court’s injunction would
“undermine the Navy’s ability to conduct realistic training
exercises that are necessary to ensure the combat effec-
tiveness of .. . strike groups.” Ibid.

Simultaneously, the Council on Environmental Quality
(CEQ) authorized the Navy to implement “alternative
arrangements” to NEPA compliance in light of “emergency
circumstances.” See 40 CFR §1506.11.3 The CEQ deter-
mined that alternative arrangements were appropriate
because the District Court’s injunction “create[s] a signifi-
cant and unreasonable risk that Strike Groups will not be
able to train and be certified as fully mission capable.”
Pet. App. 238a. Under the alternative arrangements,
the Navy would be permitted to conduct its training exer-
cises under the mitigation procedures adopted in con-
junction with the exemption from the MMPA. The CEQ
also imposed additional notice, research, and reporting
requirements.

In light of these actions, the Navy then moved to vacate
the District Court’s injunction with respect to the 2,200-
yard shutdown zone and the restrictions on training in

®That provision states in full: “Where emergency circumstances make
it necessary to take an action with significant environmental impact
without observing the provisions of these regulations, the Federal
agency taking the action should consult with the Council about alterna-
tive arrangements. Agencies and the Council will limit such arrange-
ments to actions necessary to control the immediate impacts of the
emergency. Other actions remain subject to NEPA review.”


Cite as: 555 U.S.___ (2008) ll

GINSBURG, J., dissenting

Level A harassments of common dolphins each year” and
“274 Level B harassments of beaked whales per year, none
of which would result in permanent injury,” ante, at 6.
Those numbers do not fully capture the EA’s predictions.

The EA classified the harassments of beaked whales as
Level A, not Level B. The EA does indeed state that
“modeling predicts non-injurious Level B exposures.” App.
185. But, as the majority correctly notes, ante, at 6, the
EA also states that “all beaked whale exposures are
counted as Level A,” App. 185. The EA counted the pre-
dicted exposures as Level A “[bly Navy policy developed in
conjunction with NMFS.” Id., at 200. The record reflects
“the known sensitivity of these species to tactical sonar,”
id., at 365 (National Oceanic and Atmospheric Admini-
stration letter), and as the majority acknowledges, beaked
whales are difficult to study, ante, at 6. Further, as the
Ninth Circuit noted, “the EA ... maintained that the
methodology used was based on the ‘best available sci-
ence.” 518 F. 3d, at 669.4

In my view, this likely harm—170,000 behavioral dis-
turbances, including 8,000 instances of temporary hearing
loss; and 564 Level A harms, including 436 injuries to a
beaked whale population numbering only 1,121—cannot
be lightly dismissed, even in the face of an alleged risk to
the effectiveness of the Navy’s 14 training exercises.
There is no doubt that the training exercises serve critical
interests. But those interests do not authorize the Navy to

‘The majority reasons that the environmental harm deserves less
weight because the training exercises “have been taking place in
SOCAL for the last 40 years,” such that “this is not a case in which the
defendant is conducting a new type of activity with completely un-
known effects on the environment.” Ante, at 13. But the EA explains
that the proposed action is not a continuation of the “status quo train-
ing.” App. 128. Instead, the EA is based on the Navy's proposal to
employ a “surge” training strategy, ibid., in which the commander
“would have the option to conduct two concurrent major range events,”
id, at 124.



18 WINTER v. NATURAL RESOURCES DEFENSE
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Opinion of the Court

2, The preliminary injunction requires the Navy to shut
down its MFA sonar if a marine mammal is detected
within 2,200 yards of a sonar-emitting vessel. The Ninth
Circuit stated that the 2,200-yard shutdown zone would
not be overly burdensome because sightings of marine
mammals during training exercises are relatively rare.
But regardless of the frequency of marine mammal sight-
ings, the injunction will greatly increase the size of the
shutdown zone. Pursuant to its exemption from the
MMPA, the Navy agreed to reduce the power of its MFA
sonar at 1,000 yards and 500 yards, and to completely
turn off the system at 200 yards. Pet. App. 222a-230a.
The District Court’s injunction does not include a gradu-
ated power-down, instead requiring a total shutdown of
MFA sonar if a marine mammal is detected within 2,200
yards of a sonar-emitting vessel. There is an exponential
relationship between radius length and surface area (Area
= nr’), Increasing the radius of the shutdown zone from
200 to 2,200 yards would accordingly expand the surface
area of the shutdown zone by a factor of over 100 (from
125,664 square yards to 15,205,308 square yards).

The lower courts did not give sufficient weight to the
views of several top Navy officers, who emphasized that
because training scenarios can take several days to de-
velop, each additional shutdown can result in the loss of
several days’ worth of training. Id., at 344a. Limiting the
number of sonar shutdowns is particularly important
during the Joint Tactical Force Exercises, which usually
last for less than two weeks. Ibid. Admiral Bird ex-
plained that the 2,200-yard shutdown zone would cause
operational commanders to “lose awareness of the tactical
situation through the constant stopping and starting of
MFA [sonar].” Id., at 332a; see also id., at 356a (“It may
take days to get to the pivotal attack in antisubmarine
warfare, but only minutes to confound the results upon
which certification is based”). Even if there is a low likeli-



Cite as: 555 U. S.__ (2008) 1

GINSBURG, J., dissenting
SUPREME COURT OF THE UNITED STATES

No. 07-1239

DONALD C. WINTER, SECRETARY OF THE NAVY,
ET AL., PETITIONERS v. NATURAL RESOURCES
DEFENSE COUNCIL, INC., ET AL.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE NINTH CIRCUIT

[November 12, 2008]

JUSTICE GINSBURG, with whom JUSTICE SOUTER joins,
dissenting.

The central question in this action under the National
Environmental Policy Act of 1969 (NEPA) was whether
the Navy must prepare an environmental impact state-
ment (EIS). The Navy does not challenge its obligation to
do so, and it represents that the EIS will be complete in
January 2009—one month after the instant exercises
conclude. If the Navy had completed the EIS before tak-
ing action, as NEPA instructs, the parties and the public
could have benefited from the environmental analysis—
and the Navy’s training could have proceeded without
interruption. Instead, the Navy acted first, and thus
thwarted the very purpose an EIS is intended to serve. To
justify its course, the Navy sought dispensation not from
Congress, but from an executive council that lacks author-
ity to countermand or revise NEPA’s requirements. I
would hold that, in imposing manageable measures to
mitigate harm until completion of the EIS, the District
Court conscientiously balanced the equities and did not
abuse its discretion.

I
In December 2006, the Navy announced its intent to



WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

Syllabus

(2) The District Court abused its discretion by requiring the
Navy to shut down MFA sonar when a marine mammal is spotted
within 2,200 yards of a sonar-emitting vessel. The Court of Appeals
concluded that the zone would not be overly burdensome because ma-
rine mammal sightings during training exercises are relatively rare.
But regardless of the frequency of such sightings, the injunction will
increase the radius of the shutdown zone from 200 to 2,200 yards,
which expands its surface area by a factor of over 100. Moreover, be-
cause training scenarios can take several days to develop, each addi-
tional shutdown can result in the loss of several days’ worth of train-
ing. The Court of Appeals also concluded that the shutdown zone
would not be overly burdensome because the Navy had shut down
MFA sonar several times during prior exercises when marine mam-
mals were spotted well beyond the Navy's self-imposed 200-yard
zone. But the court ignored undisputed evidence that these volun-
tary shutdowns only occurred during tactically insignificant times.
Pp. 18-20.

(8) The District Court also abused its discretion by requiring the
Navy to power down MFA sonar by 6 decibels during significant sur-
face ducting conditions. When surface ducting occurs, active sonar
becomes more useful near the surface, but less effective at greater
depths. Diesel-electric submariners are trained to take advantage of
these distortions to avoid being detected by sonar. The Court of Ap-
peals concluded that the power-down requirement was reasonable
because surface ducting occurs relatively rarely, and the Navy has
previously certified strike groups that did not train under such condi-
tions. This reasoning is backwards. Given that surface ducting is
both rare and unpredictable, it is especially important for the Navy to
be able to train under these conditions when they occur. Pp. 20-21.

(4) The Navy has previously taken voluntary measures to ad-
dress concerns about marine mammals, and has chosen not to chal-
lenge four other restrictions imposed by the District Court in this
case. But that hardly means that other, more intrusive restrictions
pose no threat to preparedness for war. The Court of Appeals noted
that the Navy could return to the District Court to seek modification
of the preliminary injunction if it actually resulted in an inability to
train. The Navy is not required to wait until it is unable to train suf-
ficient forces for national defense before seeking dissolution of the
preliminary injunction. By then it may be too late. P. 21.

(@) This Court does not address the underlying merits of plaintifis’
claims, but the foregoing analysis makes clear that it would also be
an abuse of discretion to enter a permanent injunction along the
same lines as the preliminary injunction, Plaintiffs’ ultimate legal
claim is that the Navy must prepare an EIS, not that it must cease



Cite as: 555 U. S.__ (2008) 5

Opinion of BREYER, J.

themselves, those affidavits make a strong case for the
proposition that insistence upon the two additional miti-
gating conditions would seriously interfere with necessary
defense training.

The affidavits explain the importance of training in
antisubmarine warfare, id., at 263a; the need to use active
sonar to detect enemy submarines, id., at 266a—267a, App.
566; the complexity of a training exercise involving sonar,
App. to Pet. for Cert. 343a; the need for realistic conditions
when training exercises take place, id., at 299a—300a,
App. 566; the “cascading” negative “effect” that delay in
one important aspect of a set of coordinated training exer-
cises has upon the Navy’s ability “to provide combat ready
forces,” App. to Pet. for Cert. 343a; the cost and disruption
that would accompany the adoption of the two additional
mitigating conditions that the NRDC seeks, ibid.; the
Navy’s resulting inability adequately to train personnel,
id., at 278a; the effectiveness of the mammal-protecting
measures that the Navy has taken in the past, id., at
285a—298a; and the reasonable likelihood that the mitigat-
ing conditions to which it has agreed will prove adequate,
id., at 296a.

Third, and particularly important in my view, the
District Court did not explain why it rejected the Navy’s
affidavit-supported contentions. In its first opinion enjoin-
ing the use of sonar, the District Court simply stated:

“The Court is ... satisfied that the balance of hard-
ships tips in favor of granting an injunction, as the
harm to the environment, Plaintiffs, and public inter-
est outweighs the harm that Defendants would incur
if prevented from using [mid-frequency active (MFA)]
sonar, absent the use of effective mitigation measures,
during a subset of their regular activities in one part
of one state for a limited period.” Id., at 217a—218a.

Following remand from the Court of Appeals, the District


Cite as: 555 U. S.__ (2008) 15

Opinion of the Court

tensive sonar training to counter this threat. Admiral
Gary Roughead—the Chief of Naval Operations—stated
that during training exercises:

“It is important to stress the ship crews in all dimen-
sions of warfare simultaneously. If one of these train-
ing elements were impacted—for example, if effective
sonar training were not possible—the training value
of the other elements would also be degraded . . . .”
Pet. App. 342a.

Captain Martin May—the Third Fleet’s Assistant Chief
of Staff for Training and Readiness—emphasized that the
use of MFA sonar is “mission-critical.” App. 570-571. He
described the ability to operate MFA sonar as a “highly
perishable skill” that must be repeatedly practiced under
realistic conditions. Id., at 577. During training exercises,
MFA sonar operators learn how to avoid sound-reducing
“clutter” from ocean floor topography and environmental
conditions; they also learn how to avoid interference and
how to coordinate their efforts with other sonar operators
in the strike group. Id., at 574. Several Navy officers
emphasized that realistic training cannot be accomplished
under the two challenged restrictions imposed by the
District Court—the 2,200-yard shutdown zone and the
requirement that the Navy power down its sonar systems
during significant surface ducting conditions. See, e8.,
Pet. App. 333a (powering down in presence of surface
ducting “unreasonably prevent[s] realistic training”); id.,
at 356a (shutdown zone would “result in a significant,
adverse impact to realistic training”). We accept these
officers’ assertions that the use of MFA sonar under realis-
tic conditions during training exercises is of the utmost
importance to the Navy and the Nation.

These interests must be weighed against the possible
harm to the ecological, scientific, and recreational inter-
ests that are legitimately before this Court. Plaintiffs


Cite as: 555 U.S.___ (2008) 21

Opinion of the Court

dB reduction may not seem terribly significant, decibels
are measured on a logarithmic scale, so a 6 dB decrease in
power equates to a 75% reduction. Id., at 284a—285a.

4. The District Court acknowledged that “‘the imposi-
tion of these mitigation measures will require the Navy to
alter and adapt the way it conducts antisubmarine war-
fare training—a substantial challenge. Nevertheless,
evidence presented to the Court reflects that the Navy has
employed mitigation measures in the past, without sacri-
ficing training objectives.” 527 F.Supp. 2d, at 1238.
Apparently no good deed goes unpunished. The fact that
the Navy has taken measures in the past to address con-
cerns about marine mammals—or, for that matter, has
elected not to challenge four additional restrictions im-
posed by the District Court in this case, see supra, at 7~
8—hardly means that other, more intrusive restrictions
pose no threat to preparedness for war.

The Court of Appeals concluded its opinion by stating
that “the Navy may return to the district court to request
relief on an emergency basis” if the preliminary injunction
“actually result[s] in an inability to train and certify suffi-
cient naval forces to provide for the national defense.” 518
F. 3d, at 703. This is cold comfort to the Navy. The Navy
contends that the injunction will hinder efforts to train
sonar operators under realistic conditions, ultimately
leaving strike groups more vulnerable to enemy subma-
vines. Unlike the Ninth Circuit, we do not think the Navy
is required to wait until the injunction “actually result(s]
in an inability to train . . . sufficient naval forces for the
national defense” before seeking its dissolution. By then it
may be too late.

IV
As noted above, we do not address the underlying merits
of plaintiffs’ claims. While we have authority to proceed to
such a decision at this point, see Munaf, 553 U.S., at __


Cite as: 555 U.S. ___ (2008) 17

Opinion of the Court

that the balance of hardships tips in favor of granting an
injunction, as the harm to the environment, Plaintiffs, and
public interest outweighs the harm that Defendants would
incur if prevented from using MFA sonar, absent the use
of effective mitigation measures, during a subset of their
regular activities in one part of one state for a limited
period.” Id., at 217a-218a. As the prior Ninth Circuit
panel in this case put it, in staying the District Court’s
original preliminary injunction, “[t]he district court did
not give serious consideration to the public interest fac-
tor.” 502 F.3d, at 863. The District Court’s order on
yemand did nothing to cure this defect, but simply re-
peated nearly verbatim the same sentence from its previ-
ous order. Compare 530 F. Supp. 2d, at 1118, with Pet.
App. 217a-218a. The subsequent Ninth Circuit panel
framed its opinion as reviewing the District Court’s exer-
cise of discretion, 518 F. 3d, at 697-699, but that discre-
tion was barely exercised here.

The Court of Appeals held that the balance of equities
and the public interest favored the plaintiffs, largely based.
on its view that the preliminary injunction would not in
fact impose a significant burden on the Navy’s ability to
conduct its training exercises and certify its strike groups.
Id., at 698-699. The court deemed the Navy’s concerns
about the preliminary injunction “speculative” because the
Navy had not operated under similar procedures before.
Ibid. But this is almost always the case when a plaintiff
seeks injunctive relief to alter a defendant’s conduct. The
lower courts failed properly to defer to senior Navy offi-
cers’ specific, predictive judgments about how the prelimi-
nary injunction would reduce the effectiveness of the
Navy’s SOCAL training exercises. See Wright & Miller
§2948.2, at 167-68 (“The policy against the imposition of
judicial restraints prior to an adjudication of the merits
becomes more significant when there is reason to believe
that the decree will be burdensome”).


6 WINTER v. NATURAL RESOURCES DEFENSE
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Opinion of BREYER, J.

Court simply repeated, word for word, this same state-
ment. It said:

“The Court is . . . satisfied that the balance of hard-
ships tips in favor of granting an injunction, as the
harm to the environment, Plaintiffs, and public inter-
est outweighs the harm that Defendants would incur
(or the public interest would suffer) if Defendants
were prevented from using MFA sonar, absent the use
of effective mitigation measures, during a subset of
their regular activities in one part of one state for a
limited period.” 530 F. Supp. 2d 1110, 1118 (CD Cal.
2008).

With respect to the imposition of the 2,200 yard shutdown
zone, the District Court noted evidence of the harm that
MFA sonar poses to marine mammals, and then concluded
that “[t]he Court therefore is persuaded that while the
2200 yard shutdown requirement may protect marine
mammals from the harshest of sonar-related conse-
quences, it represents a minimal imposition [on] the
Navy’s training exercises.” Id., at 1119. The District
Court did not there explain the basis for that conclusion.
With respect to the imposition of the surface ducting
condition, the District Court said nothing about the Navy’s
interests at all. Id., at 1120-1121.

While a District Court is often free simply to state its
conclusion in summary fashion, in this instance neither
that conclusion, nor anything else I have found in the
District Court's opinion, answers the Navy’s documented
claims that the two extra conditions the District Court
imposed will, in effect, seriously interfere with its ability
to carry out necessary training exercises.

The first condition requires the Navy to reduce the
power of its sonar equipment by 75% when the ship en-
counters a condition called “surface ducting” that occurs
when the presence of layers of water of different tempera-



2 WINTER v. NATURAL RESOURCES DEFENSE
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Opinion of the Court

District Court found that they had established a “near
certainty” of irreparable harm.

We agree with the Navy that the Ninth Circuit's “possi-
bility” standard is too lenient. Our frequently reiterated
standard requires plaintiffs seeking preliminary relief to
demonstrate that irreparable injury is likely in the ab-
sence of an injunction. Los Angeles v. Lyons, 461 U. S. 95,
103 (1983); Granny Goose Foods, Inc. v. Teamsters, 415
U.S. 428, 441 (1974); O'Shea v. Littleton, 414 U.S. 488,
502 (1974); see also 11A C. Wright, A. Miller, & M. Kane,
Federal Practice and Procedure §2948.1, p. 139 (2d ed.
1995) (hereinafter Wright & Miller) (applicant must dem-
onstrate that in the absence of a preliminary injunction,
“the applicant is likely to suffer irreparable harm before a
decision on the merits can be rendered”); id., at 155 (Ca
preliminary injunction will not be issued simply to prevent
the possibility of some remote future injury”). Issuing a
preliminary injunction based only on a possibility of ir-
reparable harm is inconsistent with our characterization
of injunctive relief as an extraordinary remedy that may
only be awarded upon a clear showing that the plaintiff is
entitled to such relief. Mazurek v. Armstrong, 520 U. 8.
968, 972 (1997) (per curiam).

It is not clear that articulating the incorrect standard
affected the Ninth Circuit’s analysis of irreparable harm.
Although the court referred to the “possibility” standard,
and cited Circuit precedent along the same lines, it af-
firmed the District Court’s conclusion that plaintiffs had
established a “‘near certainty’” of irreparable harm. 518
F. 3d, at 696-697. At the same time, however, the nature
of the District Court’s conclusion is itself unclear. The
District Court originally found irreparable harm from
sonar-training exercises generally. But by the time of the
District Court’s final decision, the Navy challenged only
two of six restrictions imposed by the court. See supra, at
7-8. The District Court did not reconsider the likelihood



4 WINTER v. NATURAL RESOURCES DEFENSE
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Opinion of the Court

whales, and sea lions. The parties strongly dispute the
extent to which the Navy’s training activities will harm
those animals or disrupt their behavioral patterns. The
Navy emphasizes that it has used MFA sonar during
training exercises in SOCAL for 40 years, without a single
documented sonar-related injury to any marine mammal.
The Navy asserts that, at most, MFA sonar may cause
temporary hearing loss or brief disruptions of marine
mammals’ behavioral patterns.

The plaintiffs are the Natural Resources Defense Coun-
cil, Jean-Michael Cousteau (an environmental enthusiast
and filmmaker), and several other groups devoted to the
protection of marine mammals and ocean habitats. They
contend that MFA sonar can cause much more serious
injuries to marine mammals than the Navy acknowledges,
including permanent hearing loss, decompression sick-
ness, and major behavioral disruptions. According to the
plaintiffs, several mass strandings of marine mammals
(outside of SOCAL) have been “associated” with the use of
active sonar. They argue that certain species of marine
mammals—such as beaked whales—are uniquely suscep-
tible to injury from active sonar; these injuries would not
necessarily be detected by the Navy, given that beaked
whales are “very deep divers” that spend little time at the
surface.

I

The procedural history of this case is rather compli-
cated. The Marine Mammal Protection Act of 1972
(MMPA), 86 Stat. 1027, generally prohibits any individual
from “taking” a marine mammal, defined as harassing,
hunting, capturing, or killing it. 16 U.S.C. §§1362(13),
1372(a). The Secretary of Defense may “exempt any ac-
tion or category of actions” from the MMPA if such actions
are “necessary for national defense.” §1371(f)(1). In Janu-
ary 2007, the Deputy Secretary of Defense—acting for the


Cite as: 555 U. S._____ (2008) 3

Opinion of BREYER, J.

the informed environmental consideration that NEPA
requires, much of the harm that NEPA seeks to prevent
has already taken place. In this case, for example, the
absence of an injunction means that the Navy will proceed
with its exercises in the absence of the fuller consideration
of environmental effects that an EIS is intended to bring.
The absence of an injunction thereby threatens to cause
the very environmental harm that a full preaction EIS
might have led the Navy to avoid (say, by adopting the two
additional mitigation measures that the NRDC proposes).
Consequently, if the exercises are to continue, conditions
designed to mitigate interim environmental harm may
well be appropriate.

On the other hand, several features of this case lead
me to conclude that the record, as now before us, lacks
adequate support for an injunction imposing the two
controverted requirements. First, the evidence of need for
the two special conditions is weak or uncertain. The record
does show that the exercises as the Navy originally pro-
posed them could harm marine mammals. The District
Court found (based on the Navy’s study of the matter) that
the exercises might cause 466 instances of Level A harm
and 170,000 instances of Level B harm. App. to Pet. for
Cert. 196a—-197a. (The environmental assessment (EA)
actually predicted 564 instances of Level A harm. See
App. 223-224.) The study defines Level A injury as “any
act that injures or has the significant potential to injure a
marine mammal or marine mammal stock in the wild”
through “destruction or loss of biological tissue,” whether
“slight to severe.” Id., at 160. It defines Level B harm as
“any act that disturbs or is likely to disturb a marine
mammal ... by causing disruption of natural behavioral
patterns including, but not limited to, migration, surfac-
ing, nursing, breeding, feeding, or sheltering to a point
where such behaviors are abandoned or significantly
altered’” and describes it as a “short term” and “tempo-

jogo


24 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

Opinion of the Court

District Court abused its discretion by imposing a 2,200-
yard shutdown zone and by requiring the Navy to power
down its MFA sonar during significant surface ducting
conditions. The judgment of the Court of Appeals is re-
versed, and the preliminary injunction is vacated to the
extent it has been challenged by the Navy.

It is so ordered.


Cite as: 555 U. S.__ (2008) 1

Opinion of the Court

NOTICE: This opinion is subject to formal revision before publication in the
preliminary print of the United States Reports. Readers are requested to
notify the Reporter of Decisions, Supreme Court of the United States, Wash-
ington, D. C. 20543, of any typographical or other formal errors, in order
that corrections may be made before the preliminary print goes to press.

SUPREME COURT OF THE UNITED STATES

No. 07-1239

DONALD C. WINTER, SECRETARY OF THE NAVY,
ET AL., PETITIONERS v. NATURAL RESOURCES
DEFENSE COUNCIL, INC., ET AL.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE NINTH CIRCUIT

[November 12, 2008]

CHIEF JUSTICE ROBERTS delivered the opinion of the
Court.

“To be prepared for war is one of the most effectual
means of preserving peace.” 1 Messages and Papers of the
Presidents 57 (J. Richardson comp. 1897). So said George
Washington in his first Annual Address to Congress, 218
years ago. One of the most important ways the Navy
prepares for war is through integrated training exercises
at sea. These exercises include training in the use of
modern sonar to detect and track enemy submarines,
something the Navy has done for the past 40 years. The
plaintiffs complained that the Navy’s sonar training pro-
gram harmed marine mammals, and that the Navy should
have prepared an environmental impact statement before
commencing its latest round of training exercises. The
Court of Appeals upheld a preliminary injunction impos-
ing restrictions on the Navy's sonar training, even though
that court acknowledged that “the record contains no
evidence that marine mammals have been harmed” by the
Navy’s exercises. 518 F. 3d 658, 696 (CA9 2008).


Cite as: 555 U. S.__ (2008) 5

Syllabus

sonar training. There is accordingly no basis for enjoining such train-
ing pending preparation of an EIS—if one is determined to be re-
quired—when doing so is credibly alleged to pose a serious threat to
national security. There are many other remedial tools available, in-
cluding declaratory relief or an injunction specifically tailored to
preparation of an EIS, that do not carry such dire consequences.
Pp. 21-23.

518 F. 3d 658, reversed; preliminary injunction vacated in part.

Ropers, C. J., delivered the opinion of the Court, in which SCALIA,
KENNEDY, THOMAS, and ALITO, JJ., joined. BREYER, J., filed an opinion
concurring in part and dissenting in part, in which STEVENS, J., joined
as to Part I. Ginspur«, J., filed a dissenting opinion, in which SOUTER,
J., joined.



Cite as: 555 U. S.____ (2008) 13

Opinion of the Court

of irreparable harm in light of the four restrictions not
challenged by the Navy. This failure is significant in light
of the District Court’s own statement that the 12-mile
exclusion zone from the coastline—one of the unchallenged
mitigation restrictions—‘would bar the use of MFA sonar
in a significant portion of important marine mammal
habitat.” 530 F. Supp. 2d, at 1119.

We also find it pertinent that this is not a case in which
the defendant is conducting a new type of activity with
completely unknown effects on the environment. When
the Government conducts an activity, “NEPA itself does
not mandate particular results.” Robertson v. Methow
Valley Citizens Council, 490 U.S. 332, 350 (1989). In-
stead, NEPA imposes only procedural requirements to
“ensur[e] that the agency, in reaching its decision, will
have available, and will carefully consider, detailed infor-
mation concerning significant environmental impacts.”
Id., at 349. Part of the harm NEPA attempts to prevent in
requiring an EIS is that, without one, there may be little if
any information about prospective environmental harms
and potential mitigating measures. Here, in contrast, the
plaintiffs are seeking to enjoin—or substantially restrict—
training exercises that have been taking place in SOCAL
for the last 40 years. And the latest series of exercises
were not approved until after the defendant took a “hard
look at environmental consequences,” id., at 350 (quoting
Kleppe v. Sierra Club, 427 U.S. 390, 410, n. 21 (1976)
(internal quotation marks omitted), as evidenced by the
issuance of a detailed, 293-page EA.

As explained in the next section, even if plaintiffs have
shown irreparable injury from the Navy’s training exer-
cises, any such injury is outweighed by the public interest
and the Navy’s interest in effective, realistic training of its
sailors. A proper consideration of these factors alone
requires denial of the requested injunctive relief. For the
same reason, we do not address the lower courts’ holding


Cite as: 555 U.S. __ (2008) 3

Opinion of the Court

waves at frequencies between 1 kHz and 10 kHz.

Not surprisingly, MFA sonar is a complex technology,
and sonar operators must undergo extensive training to
become proficient in its use. Sonar reception can be af-
fected by countless different factors, including the time of
day, water density, salinity, currents, weather conditions,
and the contours of the sea floor. Id., at 278a—279a.
When working as part of a strike group, sonar operators
must be able to coordinate with other Navy ships and
planes while avoiding interference. The Navy conducts
regular training exercises under realistic conditions to
ensure that sonar operators are thoroughly skilled in its
use in a variety of situations.

The waters off the coast of southern California (SOCAL)
are an ideal location for conducting integrated training
exercises, as this is the only area on the west coast that is
relatively close to land, air, and sea bases, as well as
amphibious landing areas. App. 141-142. At issue in this
case are the Composite Training Unit Exercises and the
Joint Tactical Force Exercises, in which individual naval
units (ships, submarines, and aircraft) train together as
members of a strike group. A strike group cannot be
certified for deployment until it has successfully completed
the integrated training exercises, including a demonstra-
tion of its ability to operate under simulated hostile condi-
tions. Id., at 564-565. In light of the threat posed by
enemy submarines, all strike groups must demonstrate
proficiency in antisubmarine warfare. Accordingly, the
SOCAL exercises include extensive training in detecting,
tracking, and neutralizing enemy submarines. The use of
MFA sonar during these exercises is “mission-critical,”
given that MFA sonar is the only proven method of identi-
fying submerged diesel-electric submarines operating on
battery power. Id., at 568-571.

Sharing the waters in the SOCAL operating area are at
least 37 species of marine mammals, including dolphins,


Cite as: 555 U.S. __ (2008) 19

Opinion of the Court

hood of a marine mammal sighting, the preliminary ‘in-
junction would clearly increase the number of disruptive
sonar shutdowns the Navy is forced to perform during its
SOCAL training exercises.

The Court of Appeals also concluded that the 2,200-yard
shutdown zone would not be overly burdensome because
the Navy had shut down MFA sonar 27 times during its
eight prior training exercises in SOCAL; in several of
these cases, the Navy turned off its sonar when marine
mammals were spotted well beyond the Navy’s self-
imposed 200-yard shutdown zone. 518 F. 3d, at 700, n. 65.
Admiral Locklear—the Commander of the Navy’s Third
Fleet—stated that any shutdowns beyond the 200-yard
zone were voluntary avoidance measures that likely took
place at tactically insignificant times; the Ninth Circuit
discounted this explanation as not supported by the re-
cord. Ibid. In reaching this conclusion, the Court of Ap-
peals ignored key portions of Admiral Locklear's declara-
tion, in which he stated unequivocally that commanding
officers “would not shut down sonar until legally required
to do so if in contact with a submarine.” Pet. App. 354a—
355a. Similarly, if a commanding officer is in contact with
a target submarine, “the CO will be expected to continue
to use active sonar unless another ship or helicopter can
gain contact or if regulatory reasons dictate otherwise.”
Id., at 355a. The record supports the Navy’s contention
that its shutdowns of MFA sonar during prior training
exercises only occurred during tactically insignificant
times; those voluntary shutdowns do not justify the Dis-
trict Court’s imposition of a mandatory 2,200-yard shut-
down zone.

Lastly, the Ninth Circuit stated that a 2,200-yard shut-
down zone was feasible because the Navy had previously
adopted a 2,000-meter zone for low-frequency active (LFA)
sonar. The Court of Appeals failed to give sufficient
weight to the fact that LFA sonar is used for long-range



EXHIBIT C


Cite as: 555 U. S.___ (2008) . 7

GinssurG, J., dissenting

from further NEPA compliance).

Rather than resorting to Congress, the Navy “sought
relief from the Executive Branch.” Ante, at 8. On January
10, 2008, the Navy asked CEQ, adviser to the President, to
approve alternative arrangements for NEPA compliance
pursuant to 40 CFR §1506.11 (1987). App. L to Pet. for
Cert. 233a; see ante, at 8, n. 3. The next day, the Navy
submitted supplementary material to CEQ, including the
Navy’s EA and after-action reports, the District Court’s
orders, and two analyses by the National Marine Fisheries
Service (NMFS). App. L to Pet. for Cert. 237a-238a.
Neither the Navy nor CEQ notified NRDC, and CEQ did
not request or consider any of the materials underlying
the District Court orders it addressed.

Four days later, on January 15, the Chairman of CEQ
issued a letter to the Secretary of the Navy. Repeating the
Navy’s submissions with little independent analysis, the
letter stated that the District Court’s orders posed risks to
the Navy’s training exercises. See id., at 238a (“You have
explained that the training restrictions set forth in the ...
injunctive orders prevent the Navy from providing Strike
Groups with adequate proficiency training and create a
substantial risk of precluding certification of the Strike
Groups as combat ready.”).

The letter continued:

“Discussions between our staffs, your letter and sup-
porting documents, and the classified declaration and
briefings I have received, have clearly determined
that the Navy cannot ensure the necessary training to
certify strike groups for deployment under the terms
of the injunctive orders. Based on the record support-
ing your request ... CEQ has concluded that the Navy
must be able to conduct the [exercises] ... in a time-
frame that does not provide sufficient time to com-
plete an EIS. Therefore, emergency circumstances



6 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

Opinion of the Court

behavioral patterns such as migration, feeding, surfacing,
and breeding. Id., at 160-161.

The Navy’s computer models predicted that the SOCAL
training exercises would cause only eight Level A harass-
ments of common dolphins each year, and that even these
injuries could be avoided through the Navy’s voluntary
mitigation measures, given that dolphins travel in large
pods easily located by Navy lookouts. Id., at 176-177, 183.
The EA also predicted 274 Level B harassments of beaked
whales per year, none of which would result in permanent
injury. Id., at 185-186. Beaked whales spend little time
at the surface, so the precise effect of active sonar on these
mammals is unclear. Erring on the side of caution, the
Navy classified all projected harassments of beaked
whales as Level A. Id., at 186, 223. In light of its conclu-
sion that the SOCAL training exercises would not have a
significant impact on the environment, the Navy deter-
mined that it was unnecessary to prepare a full EIS. See
40 CFR §1508.13.

Shortly after the Navy released its EA, the plaintiffs
sued the Navy, seeking declaratory and injunctive relief
on the grounds that the Navy’s SOCAL training exercises
violated NEPA, the Endangered Species Act of 1973
(ESA), and the Coastal Zone Management Act of 1972
(CZMA).2 The District Court granted plaintiffs’ motion for
a preliminary injunction and prohibited the Navy from
using MFA sonar during its remaining training exercises.
The court held that plaintiffs had “demonstrated a prob-
ability of success” on their claims under NEPA and the
CZMA. Pet. App. 207a, 215a. The court also determined
that equitable relief was appropriate because, under Ninth

?The CZMA states that federal agencies taking actions “that affec[t]
any land or water use or natural resources of the coastal zone” shall
carry out these activities “in a manner which is consistent to the
maximum extent practicable with the enforceable policies of approved
State management programs.” 16 U. S. C. §1456(c)(1)(A).


Cite as: 555 U. S.___ (2008) 5

Opinion of the Court

Secretary—granted the Navy a 2-year exemption from the
MMPA for the training exercises at issue in this case. Pet.
App. 219a-220a. The exemption was conditioned on the
Navy adopting several mitigation procedures, including:
(1) training lookouts and officers to watch for marine
mamuuals; (2) requiring at least five lookouts with binocu-
lars on each vessel to watch for anomalies on the water
surface (including marine mammals); (3) requiring aircraft
and sonar operators to report detected marine mammals
in the vicinity of the training exercises; (4) requiring re-
duction of active sonar transmission levels by 6 dB if a
marine mammal is detected within 1,000 yards of the bow
of the vessel, or by 10 dB if detected within 500 yards; (5)
requiring complete shutdown of active sonar transmission
if a marine mammal is detected within 200 yards of the
vessel; (6) requiring active sonar to be operated at the
“lowest practicable level”; and (7) adopting coordination
and reporting procedures. Id., at 222a-230a.

The National Environmental Policy Act of 1969 (NEPA),
83 Stat. 852, requires federal agencies “to the fullest ex-
tent possible” to prepare an environmental impact state-
ment (EIS) for “every . . . major Federal action] signifi-
cantly affecting the quality of the human environment.”
42 U.S.C. §4832(2)(C) (2000 ed.). An agency is not re-
quired to prepare a full EIS if it determines—based on a
shorter environmental assessment (ZA)—that the pro-
posed action will not have a significant impact on the
environment. 40 CFR §§1508.9(a), 1508.13 (2007).

In February 2007, the Navy issued an EA concluding
that the 14 SOCAL training exercises scheduled through
January 2009 would not have a significant impact on the
environment. App. 226-227. The EA divided potential
injury to marine mammals into two categories: Level A
harassment, defined as the potential destruction or loss of
biological tissue (i.e, physical injury), and Level B har-
assment, defined as temporary injury or disruption of


Cite as: 555 U.S. ___ (2008) 3

GINSBURG, J., dissenting

vacated the stay, stating that NRDC had shown “a strong
likelihood of success on the merits” and that preliminary
injunctive relief was appropriate. 508 F.3d 885, 886
(2007). The Court of Appeals remanded, however, in-
structing the District Court to provide mitigation meas-
ures under which the Navy could conduct its remaining
exercises.

On remand, the District Court received briefing from
both parties. In addition, the court “toured the USS Mil-
ius at the naval base in San Diego, California, to improve
its understanding of the Navy’s sonar training procedures
and the feasibility of the parties’ proposed mitigation
measures. Counsel for both [parties] were present.” 530
F. Supp. 2d 1110, 1112 (2008). On January 3, 2008, the
District Court entered a modified preliminary injunction
imposing six mitigation measures. The court revised the
modified injunction slightly on January 10 in response to
filings by the Navy, and four days later, denied the Navy’s
application for a stay pending appeal.

On the following day, January 15, the Council on Envi-
ronmental Quality (CEQ), an advisory body within the
Executive Office of the President, responded to the Navy’s
request for “alternative arrangements” for NEPA compli-
ance. App. L to Pet. for Cert. 238a. The “arrangements”
CEQ set out purported to permit the Navy to continue its
training without timely environmental review. Id., at
241a-247a. The Navy accepted the arrangements on the
same day. App. 228.

The Navy then filed an emergency motion in the Court
of Appeals requesting immediate vacatur of the District
Court’s modified injunction. CEQ’s action, the Navy
urged, eliminated the injunction’s legal foundation. In the
alternative, the Navy sought a stay of two aspects of the
injunction pending its appeal: the 2,200-yard mandatory
shutdown zone and the power-down requirement in sig-
nificant surface ducting conditions, see ante, at 7-8.


2 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

Opinion of BREYER, J.

and one-quarter mile (2,200 yards). The second concerns
special ocean conditions called “surface ducting condi-
tions.” The controverted condition would require the
Navy, when it encounters any such condition, to diminish
the sonar’s power by 75%. The Court of Appeals affirmed
the District Court order that contained these two condi-
tions. 518 F. 3d 658, 703 (CA9 2008).

I

We must now decide whether the District Court was
legally correct in forbidding the training exercises unless
the Navy implemented the two controverted conditions.
In doing so, I assume, like the Court, that the NRDC will
prevail on its demand for an EIS. (Indeed, the Navy is in
the process of preparing one.) And, I would ask whether,
in imposing these conditions, the District Court properly
“balance[d the] harms.” See, e.g., Amoco Production Co. v.
Gambell, 480 U. S. 581, 545 (1987).

Respondents’ (hereinafter plaintiffs) argument favor-
ing the District Court injunction is a strong one. As JUS-
TICE GINSBURG well points out, see post, at 4-5 (dissenting
opinion), the very point of NEPA’s insistence upon the
writing of an EIS is to force an agency “carefully” to “con-
sider .. . detailed information concerning significant envi-
ronmental impacts,” while “giv[ing] the public the assur-
ance that the agency ‘has indeed considered
environmental concerns in its decisionmaking process.’”
Robertson v. Methow Valley Citizens Council, 490 U.S.
332, 349 (1989). NEPA seeks to assure that when Gov-
ernment officials consider taking action that may affect
the environment, they do so fully aware of the relevant
environmental considerations. An EIS does not force them
to make any particular decision, but it does lead them to
take environmental considerations into account when they
decide whether, or how, to act. Id., at 354. Thus, when a
decision to which EIS obligations attach is made without


8 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

GINSBURG, J., dissenting

are present for the nine exercises and alternative ar-
rangements for compliance with NEPA under CEQ
regulation 40 C.F.R. §1506.11 are warranted.” Id., at
240a.

The alternative arrangements CEQ set forth do not
vindicate NEPA’s objectives. The arrangements provide
for “public participation measures,” which require the
Navy to provide notices of the alternative arrangements.
Id., at 242a. The notices must “seek input on the process
for reviewing post-exercise assessments” and “include an
offer to meet jointly with Navy representatives ... and
CEQ to discuss the alternative arrangements.” Id., at
242a~-243a. The alternative arrangements also describe
the Navy’s existing research and mitigation efforts. Id., at
243a-247a.

CEQ’s hasty decision on a one-sided record is no substi-
tute for the District Court’s considered judgment based on
a two-sided record. More fundamentally, even an exem-
plary CEQ review could not have effected the short circuit
the Navy sought. CEQ lacks authority to absolve an
agency of its statutory duty to prepare an EIS. NEPA
established CEQ to assist and advise the President on
environmental policy, 42 U. S. C. §4342, and a 1977 Ex-
ecutive Order charged CEQ with issuing regulations to
federal agencies for implementation of NEPA’s procedural
provisions, Exec. Order No. 11991, 3 CFR 123 (1977
Comp.). This Court has recognized that CEQ’s regulations
are entitled to “substantial deference,” Robertson, 490
U.S., at 355, and §1506.11 indicates that CEQ may play

?The District Court may well have given too spare an explanation for
the balance of hardships in issuing its injunction of August 7, 2007.
The court cured any error in this regard, however, when it closely
examined each mitigation measure in issuing the modified injunction of
January 3, 2008. The Court of Appeals, too, conducted a detailed
analysis of the record.



Cite as: 555 U.S. ____ (2008) 1

Opinion of BREYER, J.

SUPREME COURT OF THE UNITED STATES

No. 07-1239

DONALD C. WINTER, SECRETARY OF THE NAVY,
ET AL., PETITIONERS v. NATURAL RESOURCES
DEFENSE COUNCIL, INC., ET AL.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE NINTH CIRCUIT

[November 12, 2008]

JUSTICE BREYER, with whom JUSTICE STEVENS joins as
to Part I, concurring in part and dissenting in part.

As of December 2006, the United States Navy planned
to engage in a series of 14 antisubmarine warfare training
exercises off the southern California coast. The Natural
Resources Defense Council, Inc., and others (hereinafter
NRDC) brought this case in Federal District Court claim-
ing that the National Environmental Policy Act of 1969
(NEPA) requires the Navy to prepare an environmental
impact statement (EIS) (assessing the impact of the exer-
cises on marine mammals) prior to its engaging in the
exercises. As the case reaches us, the District Court has
found that the NRDC will likely prevail on its demand for
an EIS; the Navy has agreed to prepare an EIS; the Dis-
trict Court has forbidden the Navy to proceed with the
exercises unless it adopts six mitigating measures; and the
Navy has agreed to adopt all but two of those measures.

The controversy between the parties now concerns the
two measures that the Navy is unwilling to adopt. The
first concerns the “shutdown zone,” a circle with a ship at
the center within which the Navy must try to spot marine
mammals and shut down its sonar if one is found. The
controverted condition would enlarge the radius of that
circle from about one-tenth of a mile (200 yards) to one



2 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

Opinion of the Court

The Court of Appeals was wrong, and its decision is
reversed.

I

The Navy deploys its forces in “strike groups,” which are
groups of surface ships, submarines, and aircraft centered
around either an aircraft carrier or an amphibious assault
ship. App. to Pet. for Cert. (Pet. App.) 316a—-317a. Seam-
less coordination among strike-group assets is critical.
Before deploying a strike group, the Navy requires exten-
sive integrated training in analysis and prioritization of
threats, execution of military missions, and maintenance
of force protection. App. 110-111.

Antisubmarine warfare is currently the Pacific Fleet’s
top war-fighting priority. Pet. App. 270a-27la. Modern
diesel-electric submarines pose a significant threat to
Navy vessels because they can operate almost silently,
making them extremely difficult to detect and track,
Potential adversaries of the United States possess at least
300 of these submarines. App. 571.

The most effective technology for identifying submerged
diesel-electric submarines within their torpedo range is
active sonar, which involves emitting pulses of sound
underwater and then receiving the acoustic waves that
echo off the target. Pet. App. 266a-267a, 274a. Active
sonar is a particularly useful tool because it provides both
the bearing and the distance of target submarines; it is
also sensitive enough to allow the Navy to track enemy
submarines that are quieter than the surrounding marine
environment.! This case concerns the Navy’s use of “mid-
frequency active” (MFA) sonar, which transmits sound

1In contrast, passive sonar “listens” for sound waves but does not
introduce sound into the water. Passive sonar is not effective for
tracking diesel-electric submarines because those vessels can operate
almost silently. Passive sonar also has a more limited range than
active sonar, and cannot identify the exact location of an enemy subma-
rine, Pet. App. 266a-271a.



16 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

Opinion of the Court

have submitted declarations asserting that they take
whale watching trips, observe marine mammals underwa-
ter, conduct scientific research on marine mammals, and
photograph these animals in their natural habitats.
Plaintiffs contend that the Navy’s use of MFA sonar will
injure marine mammals or alter their behavioral patterns,
impairing plaintiffs’ ability to study and observe the
animals.

While we do not question the seriousness of these inter-
ests, we conclude that the balance of equities and consid-
eration of the overall public interest in this case tip
strongly in favor of the Navy. For the plaintiffs, the most
serious possible injury would be harm to an unknown
number of the marine mammals that they study and
observe. In contrast, forcing the Navy to deploy an inade-
quately trained antisubmarine force jeopardizes the safety
of the fleet. Active sonar is the only reliable technology for
detecting and tracking enemy diesel-electric submarines,
and the President—the Commander in Chief—has deter-
mined that training with active sonar is “essential to
national security.” Pet. App. 232a.

The public interest in conducting training exercises with
active sonar under realistic conditions plainly outweighs
the interests advanced by the plaintiffs. Of course, mili-
tary interests do not always trump other considerations,
and we have not held that they do. In this case, however,
the proper determination of where the public interest lies
does not strike us as a close question.

Cc

1. Despite the importance of assessing the balance of
equities and the public interest in determining whether. to
grant a preliminary injunction, the District Court ad-
dressed these considerations in only a cursory fashion.
The court's entire discussion of these factors consisted of
one (albeit lengthy) sentence: “The Court is also satisfied


Cite as: 555 U.S. (2008) 9

Opinion of BREYER, J.

Fifth, when the Court of Appeals first heard this case
following the District Court’s imposition of a broad, abso-
lute injunction, it held that any injunction must be crafted
so that the Navy could continue its training exercises.
Noting that the Navy had, in the past, been able to use
mitigation measures to “reduce the harmful effects of its
active sonar,” it “vacate[d] the stay and remand|[ed] this
matter to the district court to narrow its injunction so as
to provide mitigation conditions under which the Navy
may conduct its training exercises.” 608 F.3d 885, 887
(CA9 2007) (emphasis added). For the reasons just stated,
neither the District Court nor the Court of Appeals has
explained why we should reject the Navy’s assertions that
it cannot effectively conduct its training exercises under
the mitigation conditions imposed by the District Court.

I would thus vacate the preliminary injunction im-
posed by the District Court to the extent it has been chal-
lenged by the Navy. Neither the District Court nor the
Court of Appeals has adequately explained its conclusion
that the balance of the equities tips in favor of plaintiffs.
Nor do those parts of the record to which the parties have
pointed supply the missing explanation.

Il

Nonetheless, as the Court of Appeals held when it
first considered this case, the Navy’s past use of mitigation
conditions makes clear that the Navy can effectively train
under some mitigation conditions. In the ordinary course,
I would remand so the District Court could, pursuant to
the Court of Appeals’ direction, set forth mitigation condi-
tions that will protect the marine wildlife while also ena-
bling the Navy to carry out its exercises. But, at this
point, the Navy has informed us that this set of exercises
will be complete by January, at the latest, and an EIS will
likely be complete at that point, as well. Thus, by the time
the District Court would have an opportunity to impose


10 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.
Opinion of BREYER, J.

new conditions, the case could very well be moot.

In February of this year, the Court of Appeals stayed
the injunction imposed by the District Court—but only
pending this Court’s resolution of the case. The Court of
Appeals concluded that “[iJn light of the short time before
the Navy is to commence its next exercise, the importance
of the Navy’s mission to provide for the national defense
and the representation by the Chief of Naval Operations
that the district court’s preliminary injunction in its cur-
rent form will ‘unacceptably risk’ effective training and
strike group certification and thereby interfere with his
statutory responsibility . . . to ‘organiz[e], train{], and
equip[] the Navy,” interim relief was appropriate, and the
court then modified the two mitigation conditions at issue.
518 F. 3d 704, 705 (CA9 2008).

With respect to the 2,200 yard shutdown zone, it
required the Navy to suspend its use of the sonar if a
marine mammal is detected within 2,200 yards, except
when sonar is being used at a “critical point in the exer-
cise,” in which case the amount by which the Navy must
power down is proportional to the mammal’s proximity to
the sonar. Id., at 705-706 (internal quotation marks
omitted). With respect to surface ducting, the Navy is
only required to shut down sonar altogether when a ma-
rine mammal is detected within 500 meters and the
amount by which it is otherwise required to power down is
again proportional to the mammal’s proximity to the sonar
source. Id., at 705-706. The court believed these condi-
tions would permit the Navy to go forward with its immi-
nently planned exercises while at the same time minimiz-
ing the harm to marine wildlife.

In my view, the modified conditions imposed by the
Court of Appeals in its February stay order reflect the best
equitable conditions that can be created in the short time
available before the exercises are complete and the EIS is
ready. The Navy has been training under these conditions


22 WINTER v. NATURAL RESOURCES DEFENSE
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Opinion of the Court

(slip op., at 13-14), doing so is not necessary here. In
addition, reaching the merits is complicated by the fact
that the lower courts addressed only one of several issues
raised, and plaintiffs have largely chosen not to defend the
decision below on that ground.®

At the same time, what we have said makes clear that it
would be an abuse of discretion to enter a permanent
injunction, after final decision on the merits, along the
same lines as the preliminary injunction. An injunction is
a matter of equitable discretion; it does not follow from
success on the merits as a matter of course. Romero-
Barcelo, 456 U.S., at 313 (“a federal judge sitting as chan-
cellor is not mechanically obligated to grant an injunction
for every violation of law’).

The factors examined above—the balance of equities
and consideration of the public interest—are pertinent in
assessing the propriety of any injunctive relief, prelimi-
nary or permanent. See Amoco Production Co., 480 U. S.,

5The bulk of JUSTICE GINSBURG’s dissent is devoted to the merits.
For the reasons stated, we find the injunctive relief granted in this case
an abuse of discretion, even if plaintiffs are correct on the underlying
merits. As to the injunction, the dissent barely mentions the Navy's
interests. Post, at 11, We find that those interests, and the docu-
mented risks to national security, clearly outweigh the harm on the
other side of the balance.

We agree with much of JUSTICE BREYER’s analysis, post, at 3-9
(opinion concurring in part and dissenting in part), but disagree with
his conclusion that the modified conditions imposed by the stay order
should remain in force until the Navy completes its EIS, post, at 9-11.
The Court is reviewing the District Court’s imposition of the prelimi-
nary injunction; once we conclude, as JUSTICE BREYER does, post, at 9,
that the preliminary injunction should be vacated, the stay order is no
longer pertinent. A stay is a useful tool for managing the impact of
injunctive relief pending further appeal, but once the Court resolves the
merits of the appeal, the stay ceases to be relevant. See 518 F. 3d 704,
706 (CA9 2008) (“the partial stay . . . shall remain in effect until final
disposition by the Supreme Court”). Unexamined conditions imposed
by the stay order are certainly no basis for what would be in effect the
entry of a new preliminary injunction by this Court.



Cite as: 555 U.S.__ (2008) 3

Syllabus

onstrate that irreparable injury is likely in the absence of an injunc-
tion.

Even if plaintiffs have demonstrated a likelihood of irreparable in-
jury, such injury is outweighed by the public interest and the Navy's
interest in effective, realistic training of its sailors. For the same
reason, it is unnecessary to address the lower courts’ holding that
plaintiffs have established a likelihood of success on the merits.
Pp. 10-14.

(b) A preliminary injunction is an extraordinary remedy never
awarded as of right. In each case, courts must balance the competing
claims of injury and consider the effect of granting or withholding the
requested relief, paying particular regard to the public consequences.
Weinberger v. Romero-Barcelo, 456 U. S. 305, 312. Military interests
do not always trump other considerations, and the Court has not held
that they do, but courts must give deference to the professional
judgment of military authorities concerning the relative importance
of a particular military interest. Goldman v. Weinberger, 475 U.S.
503, 507.

Here, the record contains declarations from some of the Navy's
most senior officers, all of whom underscored the threat posed by en-
emy submarines and the need for extensive sonar training to counter
this threat. Those officers emphasized that realistic training cannot
be accomplished under the two challenged restrictions imposed by
the District Court—the 2,200-yard shutdown zone and the power-
down requirement during surface ducting conditions. The use of
MFA sonar under realistic conditions during training exercises is
clearly of the utmost importance to the Navy and the Nation. The
Court does not question the importance of plaintiffs’ ecological, scien-
tific, and recreational interests, but it concludes that the balance of
equities and consideration of the overall public interest tip strongly
in favor of the Navy. The determination of where the public interest
lies in this case does not strike the Court as a close question. Pp. 14-
16.

(c) The lower courts’ justifications for entering the preliminary in-
junction are not persuasive. Pp. 16-21.

(1) The District Court did not give serious consideration to the
balance of equities and the public interest. The Court of Appeals did
consider these factors and conclude that the Navy's concerns about
the preliminary injunction were “speculative.” But that is almost al-
ways the case when a plaintiff seeks injunctive relief to alter a defen-
dant’s conduct. The lower courts failed properly to defer to senior
Navy officers’ specific, predictive judgments about how the prelimi-
nary injunction would reduce the effectiveness of the Navy’s SOCAL
training exercises. Pp. 16-17.



6 WINTER v. NATURAL RESOURCES DEFENSE
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GINSBURG, J., dissenting

NEPA process with other planning at the earliest possible
time to insure that planning and decisions reflect envi-
ronmental values.” 40 CFR §1501.2 (1987). An EIS must
be prepared “early enough so that it can serve practically
as an important contribution to the decisionmaking proc-
ess and will not be used to rationalize or justify decisions
already made.” Andrus, 442 U.S., at 351-352, n. 3 (quot-
ing 40 CFR §1502.5 (1979)).

The Navy's publication of its EIS in this case, scheduled
to occur after the 14 exercises are completed, defeats
NEPA’s informational and participatory purposes. The
Navy’s inverted timing, it bears emphasis, is the very
reason why the District Court had to confront the question
of mitigation measures at all. Had the Navy prepared a
legally sufficient EIS before beginning the SOCAL exer-
cises, NEPA would have functioned as its drafters in-
tended: The EIS process and associated public input might
have convinced the Navy voluntarily to adopt mitigation
measures, but NEPA itself would not have impeded the
Navy’s exercises. See Public Citizen, 541 U.S., at 756,
769, n. 2 (noting that NEPA does not mandate particular
results, but rather establishes procedural requirements
with a “focus on improving agency decisionmaking”).

The Navy had other options. Most importantly, it could
have requested assistance from Congress. The Govern-
ment has sometimes obtained congressional authorization
to proceed with planned activities without fulfilling
NEPA’s requirements. See, e.g., Floyd D. Spence National
Defense Authorization Act for Fiscal Year 2001, Pub. L.
106-398, §317, 114 Stat. 1654A-57 (exempting the mili-
tary from preparing a programmatic EIS for low-level
flight training); 42 U.S.C. §10141(c) (exempting the
Environmental Protection Agency from preparing an EIS
for the development of criteria for handling spent nuclear
fuel and high-level radioactive waste); 43 U.S. C. §1652(d)
(exempting construction of the trans-Alaska oil pipeline



4 WINTER v. NATURAL RESOURCES DEFENSE
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GunsBurG, J., dissenting

While targeting in its stay application only two of the six
measures imposed by the District Court, the Navy explic-
itly reserved the right to challenge on appeal each of the
six mitigation measures. Responding to the Navy’s emer-
gency motion, the Court of Appeals remanded the matter
to allow the District Court to determine in the first in-
stance the effect of the intervening executive action.
Pending its own consideration of the Navy’s motion, the
District Court stayed the injunction, and the Navy con-
ducted its sixth exercise.

On February 4, after briefing and oral argument, the
District Court denied the Navy’s motion. The Navy ap-
pealed, reiterating its position that CEQ’s action elimi-
nated all justification for the injunction. The Navy also
argued that vacatur of the entire injunction was required
irrespective of CEQ’s action, in part because the “condi-
tions imposed, in particular the 2,200 yard mandatory
shutdown zone and the six decibel (75%) power-down in
significant surface ducting conditions, severely degrade
the Navy’s training.” Brief for Appellants in No. 08-55054
(CA9), p. 15. In the February 29 decision now under
review, the Court of Appeals affirmed the District Court’s
judgment. 518 F. 3d 658, 703 (2008). The Navy has con-
tinued training in the meantime and plans to complete its
final exercise in December 2008.

As the procedural history indicates, the courts below
determined that an EIS was required for the 14 exercises.
The Navy does not challenge that decision in this Court.
Instead, the Navy defends its failure to complete an EIS
before launching the exercises based upon CEQ’s “alterna-
tive arrangements”—arrangements the Navy sought and
obtained in order to overcome the lower courts’ rulings. As
explained below, the Navy’s actions undermined NEPA
and took an extraordinary course.



Cite as: 555 U.S.___ (2008) 9

Opinion of the Court

surface ducting conditions. The District Court refused to
do so, 527 F. Supp. 2d 1216 (2008), and the Court of Ap-
peals affirmed. The Ninth Circuit held that there was a
serious question regarding whether the CEQ’s interpreta-
tion of the “emergency circumstances” regulation was
lawful. Specifically, the court questioned whether there
was a true “emergency” in this case, given that the Navy
has been on notice of its obligation to comply with NEPA
from the moment it first planned the SOCAL training
exercises. 518 F. 3d, at 681. The Court of Appeals con-
cluded that the preliminary injunction was entirely pre-
dictable in light of the parties’ litigation history. Ibid.
The court also held that plaintiffs had established a likeli-
hood of success on their claim that the Navy was required
to prepare a full EIS for the SOCAL training exercises.
Id., at 693. The Ninth Circuit agreed with the District
Court’s holding that the Navy’s EA—which resulted in a
finding of no significant environmental impact—was
“cursory, unsupported by cited evidence, or unconvincing.”
Ibid.4

The Court of Appeals further determined that plaintiffs
had carried their burden of establishing a “possibility” of
irreparable injury. Even under the Navy’s own figures,
the court concluded, the training exercises would cause
564 physical injuries to marine mammals, as well as
170,000 disturbances of marine mammals’ behavior. Id.,
at 696. Lastly, the Court of Appeals held that the balance
of hardships and consideration of the public interest
weighed in favor of the plaintiffs. The court emphasized
that the negative impact on the Navy's training exercises
was “speculative,” since the Navy has never before oper-
ated under the procedures required by the District Court.

‘The Ninth Circuit's discussion of the plaintiffs’ likelihood of success
was limited to their NEPA claims. The court did not discuss claims
under the CZMA or ESA.



Cite as: 555 U.S. (2008) il

Opinion of the Court

order that was “entirely predictable” in light of the parties’
litigation history. 518 F.3d, at 681. Instead, plaintiffs
contend that the CEQ’s actions violated the separation of
powers by readjudicating a factual issue already decided
by an Article III court. Moreover, they assert that the
CEQ’s interpretations of NEPA are not entitled to defer-
ence because the CEQ has not been given statutory au-
thority to conduct adjudications.

The District Court and the Ninth Circuit also held that
when a plaintiff demonstrates a strong likelihood of pre-
vailing on the merits, a preliminary injunction may be
entered based only on a “possibility” of irreparable harm.
Id., at 696-697; 530 F. Supp. 2d, at 1118 (quoting Faith
Center Church Evangelistic Ministries v. Glover, 480 F. 3d
891, 906 (CA9 2007); Earth Island Inst. v. United States
Forest Serv., 442 F. 3d 1147, 1159 (CA9 2006)). The lower
courts held that plaintiffs had met this standard because
the scientific studies, declarations, and other evidence in
the record established to “a near certainty” that the Navy’s
training exercises would cause irreparable harm to the
environment. 530 F. Supp. 2d, at 1118.

The Navy challenges these holdings, arguing that plain-
tiffs must demonstrate a likelihood of irreparable injury—
not just a possibility—in order to obtain preliminary relief.
On the facts of this case, the Navy contends that plaintiffs’
alleged injuries are too speculative to give rise to irrepara-
ble injury, given that ever since the Navy’s training pro-
gram began 40 years ago, there has been no documented
case of sonar-related injury to marine mammals in
SOCAL. And even if MFA sonar does cause a limited
number of injuries to individual marine mammals, the
Navy asserts that plaintiffs have failed to offer evidence of
species-level harm that would adversely affect their scien-
tific, recreational, and. ecological interests. For their part,
plaintiffs assert that they would prevail under any formu-
lation of the irreparable injury standard, because the


2 WINTER v. NATURAL RESOURCES DEFENSE
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Syllabus

ducting the latest round of SOCAL exercises.

The District Court entered a preliminary injunction prohibiting the
Navy from using MFA sonar during its training exercises. The Court
of Appeals held that this injunction was overbroad and remanded to
the District Court for a narrower remedy. The District Court then
entered another preliminary injunction, imposing six restrictions on
the Navy's use of sonar during its SOCAL training exercises. As
relevant to this case, the injunction required the Navy to shut down
MFA sonar when a marine mammal was spotted within 2,200 yards
of a vessel, and to power down sonar by 6 decibels during conditions
known as “surface ducting.”

The Navy then sought relief from the Executive Branch. The
Council on Environmental Quality (CEQ) authorized the Navy to im-
plement “alternative arrangements” to NEPA compliance in light of
“emergency circumstances.” The CEQ allowed the Navy to continue
its training exercises under voluntary mitigation procedures that the
Navy had previously adopted.

The Navy moved to vacate the District Court's preliminary injune-
tion in light of the CEQ's actions. The District Court refused to do so,
and the Court of Appeals affirmed. The Court of Appeals held that
there was a serious question whether the CEQ's interpretation of the
“emergency circumstances” regulation was lawful, that plaintiffs had
carried their burden of establishing a “possibility” of irreparable in-
jury, and that the preliminary injunction was appropriate because
the balance of hardships and consideration of the public interest fa-
vored the plaintiffs. The Court of Appeals emphasized that any
negative impact of the injunction on the Navy's training exercises
was “speculative,” and determined that (1) the 2,200-yard shutdown
zone was unlikely to affect naval operations, because MFA sonar sys-
tems are often shut down during training exercises; and (2) the
power-down requirement during surface ducting conditions was not
unreasonable, because such conditions are rare and the Navy has
previously certified strike groups not trained under these conditions.

Held: The preliminary injunction is vacated to the extent challenged by
the Navy. The balance of equities and the public interest—which
were barely addressed by the District Court—tip strongly in favor of
the Navy. The Navy’s need to conduct realistic training with active
sonar to respond to the threat posed by enemy submarines plainly
outweighs the interests advanced by the plaintiffs. Pp. 10-24,

(a) The lower courts held that when a plaintiff demonstrates a
strong likelihood of success on the merits, a preliminary injunction
may be entered based only on a “possibility” of irreparable harm.
The “possibility” standard is too lenient. This Court’s frequently reit-
erated standard requires plaintiffs seeking preliminary relief to dem-



8 WINTER v. NATURAL RESOURCES DEFENSE
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Opinion of BREYER, J.

fied trainings that did not involve any encounter with
those conditions. 518 F. 3d, at 701-702. I am not certain,
however, why the rarity of the condition supports the
District Court’s conclusion. Rarity argues as strongly for
training when the condition is encountered as it argues for
the contrary.

In respect to the expansion of the “shutdown” area,
the Court of Appeals noted that (1) the Navy in earlier
exercises had shut down its sonar when marine mammals
were sited within about one-half a mile, (2) the Navy has
used a larger shutdown area when engaged in exercises
with lower frequency sonar equipment, and (3) foreign
navies have used larger shutdown areas. Id., at 699-701,
and nn. 63, 67. But the Navy’s affidavits state that @
earlier shutdowns when marine mammals were spotted at
farther distances “likely occurred during tactically insig-
nificant times,” App. to Pet. for Cert. 356a, (2) ships with
low frequency sonar (unlike the sonar here at issue) have
equipment that makes it easier to monitor the larger area,
particularly by significantly reducing the number of moni-
toring personnel necessarily involved, and (3) foreign navy
experience is not relevant given the potentially different
military demands upon those navies, App. 508-509.

Finally, the Court of Appeals, mirroring a similar
District Court suggestion in the language I have quoted,
says that “the exercises in southern California are only a
subset of the Navy’s training activities involving active
sonar.” 518 F. 3d, at 702. It adds that the Navy’s study
“shows the Navy is still able to conduct its exercises in
alternative locations, in reduced number, or through
simulation.” Ibid., n. 69. The Court of Appeals, however,
also concluded that the study “provides reasonably de-
tailed justifications for why the Southern California Oper-
ating Area is uniquely suited to these exercises, and dem-
onstrates that the Navy would suffer a certain hardship if
the considered alternatives were employed instead.” Ibid.


20 WINTER v. NATURAL RESOURCES DEFENSE
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Opinion of the Court

detection of enemy submarines, and thus its use and
shutdown involve tactical considerations quite different
from those associated with MFA sonar. See App. 508
(noting that equating MFA sonar with LFA sonar “is
completely misleading and is like comparing 20 degrees
Fahrenheit to 20 degrees Celsius”).

3. The Court of Appeals also concluded that the Navy’s
training exercises would not be significantly affected by
the requirement that it power down MFA sonar by 6 dB
during significant surface ducting conditions. Again, we
think the Ninth Circuit understated the burden this re-
quirement would impose on the Navy’s ability to conduct
realistic training exercises.

Surface ducting is a phenomenon in which relatively
little sound energy penetrates beyond a narrow layer near
the surface of the water. When surface ducting occurs,
active sonar becomes more useful near the surface but less
useful at greater depths. Pet. App. 299a-300a. Diesel-
electric submariners are trained to take advantage of
these distortions to avoid being detected by sonar. Id., at
333a.

The Ninth Circuit determined that the power-down
requirement during surface ducting conditions was
unlikely to affect certification of the Navy’s strike groups
because surface ducting occurs relatively rarely, and the
Navy has previously certified strike groups that did not
train under such conditions. 518 F. 3d, at 701-702. This
reasoning is backwards. Given that surface ducting is
both rare and unpredictable, it is especially important for
the Navy to be able to train under these conditions when
they occur. Admiral Bird explained that the 6 dB power-
down requirement makes the training less valuable be-
cause it “exposes [sonar operators] to unrealistically lower
levels of mutual interference caused by multiple sonar
systems operating together by the ships within the Strike
Group.” Pet. App. 281a (footnote omitted). Although a 6


Glip Opinion) OCTOBER TERM, 2008 1

Syllabus

NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
being done in connection with this case, at the time the opinion is issued,
‘The syllabus constitutes no part of the opinion of the Court but has been
prepared by the Reporter of Decisions for the convenience of the reader.
See United States v. Detroit Timber & Lumber Co., 200 U.S, 321, 337.

SUPREME COURT OF THE UNITED STATES

Syllabus

WINTER, SECRETARY OF THE NAVY, ET AL. v NATU-
RAL RESOURCES DEFENSE COUNCIL, INC., ET AL.

CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT

No. 07-1239. Argued October 8, 2008—Decided November 12, 2008

Antisubmarine warfare is one of the Navy’s highest priorities. The
Navy's fleet faces a significant threat from modern diesel-electric
submarines, which are extremely difficult to detect and track because
they can operate almost silently. The most effective tool for identify-
ing submerged diesel-electric submarines is active sonar, which emits
pulses of sound underwater and then receives the acoustic waves that
echo off the target. Active sonar is a complex technology, and sonar
operators must undergo extensive training to become proficient in its
use.

This case concerns the Navy's use of “mid-frequency active” (MFA)
sonar during integrated training exercises in the waters off southern
California (SOCAL). In these exercises, ships, submarines, and air-
craft train together as members of a “strike group.” Due to the im-
portance of antisubmarine warfare, a strike group may not be certi-
fied for deployment until it demonstrates proficiency in the use of
active sonar to detect, track, and neutralize enemy submarines.

The SOCAL waters contain at least 37 species of marine mammals.
The plaintiffs—groups and individuals devoted to the protection of
marine mammals and ocean habitats—assert that MFA sonar causes
serious injuries to these animals. The Navy disputes that claim, not-
ing that MFA sonar training in SOCAL waters has been conducted
for 40 years without a single documented sonar-related injury to any
marine mammal. Plaintiffs sued the Navy, seeking declaratory and
injunctive relief on the grounds that the training exercises violated
the National Environmental Policy Act of 1969 (NEPA) and other
federal laws; in particular, plaintiffs contend that the Navy should
have prepared an environmental impact statement (EIS) before con-



Cite as: 555 U. S.__ (2008) 9

GINSBURG, J., dissenting

an important consultative role in emergency circum-
stances, but we have never suggested that CEQ could
eliminate the statute’s command. If the Navy sought to
avoid its NEPA obligations, its remedy lay in the Legisla-
tive Branch. The Navy’s alternative course—rapid, self-
serving resort to an office in the White House—is surely
not what Congress had in mind when it instructed agen-
cies to comply with NEPA “to the fullest extent possible.”
42 U.S. C. §4332.3

Tl
A

Flexibility is a hallmark of equity jurisdiction. “The
essence of equity jurisdiction has been the power of the
Chancellor to do equity and to mould each decree to the
necessities of the particular case. Flexibility rather than
rigidity has distinguished it.” Weinberger v. Romero-
Barcelo, 456 U.S. 305, ‘312 (1982) (quoting Hecht Co. v.
Bowles, 321 U.S. 321, 329 (1944)). Consistent with eq-
uity’s character, courts do not insist that litigants uni-
formly show a particular, predetermined quantum of
probable success or injury before awarding equitable
relief. Instead, courts have evaluated claims for equitable
relief on a “sliding scale,” sometimes awarding relief based
on a lower likelihood of harm when the likelihood of suc-
cess is very high. 11A C. Wright, A. Miller, & M. Kane,
Federal Practice and Procedure §2948.3, p. 195 (2d ed.
1995). This Court has never rejected that formulation,
and I do not believe it does so today.

Equity’s flexibility is important in the NEPA context.
Because an EIS is the tool for uncovering environmental

3On the same day that CEQ issued its letter, the President granted
the Navy an exemption from the requirements of the Coastal Zone
Management Act of 1972 (CZMA) pursuant to 16 U.S.C.
§1456(¢)(1)(B)._ That exemption, expressly authorized by the CZMA,
does not affect NRDC’s NEPA claim.

—


4 WINTER v. NATURAL RESOURCES DEFENSE
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Opinion of BREYER, J.

rary” “disturbance.” Id., at 161, 175.

The raw numbers seem large. But the parties argue
about the extent to which they mean likely harm. The
Navy says the classifications and estimates err on the side
of caution. (When in doubt about the amount of harm to a
mammal, the study assumed the harm would qualify as
Level A harassment. Id., at 200.) The Navy also points
out that, by definition, mammals recover from Level B
injuries, often very quickly. It notes that, despite 40 years
of naval exercises off the southern California coast, no
injured marine mammal has ever been found. App. to Pet.
for Cert. 274a-275a. (It adds that dolphins often swim
alongside the ships. Id., at 290, 346.) At the same time,
plaintiffs point to instances where whales have been found
stranded. They add that scientific studies have found a
connection between those beachings and the Navy’s use of
sonar, see, e.g., App. 600-602, and the Navy has even
acknowledged one stranding where “U.S. Navy mid-
frequency sonar has been identified as the most plausible
contributory source to the stranding event,” id., at 168.

Given the uncertainty the figures create in respect to
the harm caused by the Navy’s original training plans, it
would seem important to have before us at least some
estimate of the harm likely avoided by the Navy’s decision
not to contest here four of the six mitigating conditions
that the District Court ordered. Without such evidence, it
is difficult to assess the relevant harm—that is, the envi-
ronmental harm likely caused by the Navy’s exercises with
the four uncontested mitigation measures (but without the
two contested mitigation measures) in place.

Second, the Navy has filed multiple affidavits from
Navy officials explaining in detail the seriousness of the
harm that the delay associated with completion of this EIS
(approximately one year) would create in respect to the
Navy’s ability to maintain an adequate national defense.
See generally App. to Pet. for Cert. 260a-357a. Taken by


2 WINTER v. NATURAL RESOURCES DEFENSE
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GinssurG, J., dissenting

prepare an EIS to address the potential environmental
effects of its naval readiness activities in the Southern
California (SOCAL) Range Complex. See 71 Fed. Reg.
76639 (2006). These readiness activities include expan-
sion and intensification of naval training, as well as re-
search, development, and testing of various systems and
weapons. Id., at 76639, 76640. The EIS process is under-
way, and the Navy represents that it will be complete in
January 2009. Brief for Petitioners 11; Tr. of Oral Arg. 11.

In February 2007, seeking to commence training before
completion of the EIS, the Navy prepared an Environ-
mental Assessment (EA) for the 14 exercises it planned to
undertake in the interim. See App. L to Pet. for Cert.
235a.1 On February 12, the Navy concluded the EA with a
finding of no significant impact. App. 225-226. The same
day, the Navy commenced its training exercises. Id., at
227 (“The Proposed Action is hereby implemented.”).

On March 22, 2007, the Natural Resources Defense
Council (NRDC) filed suit in the U.S. District Court for
the Central District of California, seeking declaratory and
injunctive relief based on the Navy’s alleged violations of
NEPA and other environmental statutes. As relevant
here, the District Court determined that NRDC was likely
to succeed on its NEPA claim and that equitable principles
warranted preliminary relief. On August 7, 2007, the
court enjoined the Navy’s use of mid-frequency active
(MFA) sonar during the 11 remaining exercises at issue.

On August 31, the Court of Appeals for the Ninth Cir-
cuit stayed the injunction pending disposition of the
Navy’s appeal, and the Navy proceeded with two more
exercises. In a November 13 order, the Court of Appeals

1An EA is used “for determining whether to prepare” an EIS. De-
partment of Transportation v. Public Citizen, 541 U. S. 752, 757 (2004)
(quoting 40 CFR §1508.9(a) (2002)); see ante, at 5. By definition, an EA
alone does not satisfy an agency's obligation under NEPA if the effects
of a proposed action require preparation of a full EIS.


Cite as: 555 U. S.___ (2008) 23

Opinion of the Court

at 546, n. 12 (“The standard for a preliminary injunction is
essentially the same as for a permanent injunction with
the exception that the plaintiff must show a likelihood of
success on the merits rather than actual success”). Given
that the ultimate legal claim is that the Navy must pre-
pare an EIS, not that it must cease sonar training, there is
no basis for enjoining such training in a manner credibly
alleged to pose a serious threat to national security. This
is particularly true in light of the fact that the training
has been going on for 40 years with no documented epi-
sode of harm to a marine mammal. A court concluding
that the Navy is required to prepare an EIS has many
remedial tools at its disposal, including declaratory relief
or an injunction tailored to the preparation of an EIS
rather than the Navy’s training in the interim. See, eg.,
Steffel v. Thompson, 415 U.S. 452, 466 (1974) (“Congress
plainly intended declaratory relief to act as an alternative
to the strong medicine of the injunction”). In the mean-
time, we see no basis for jeopardizing national security, as
the present injunction does. Plaintiffs confirmed at oral
argument that the preliminary: injunction was “the whole
ball game,” Tr. of Oral Arg. 33, and our analysis of the
propriety of preliminary relief is applicable to any perma-
nent injunction as well.

* * *

President Theodore Roosevelt explained that “the only
way in which a navy can ever be made efficient is by prac-
tice at sea, under all the conditions which would have to
be met if war existed.” President’s Annual Message, 42
Cong. Rec. 67, 81 (1907). We do not discount the impor-
tance of plaintiffs’ ecological, scientific, and recreational
interests in marine mammals. Those interests, however,
are plainly outweighed by the Navy’s need to conduct
realistic training exercises to ensure that it is able to
neutralize the threat posed by enemy submarines. The


Cite as: 555 U. S.__ (2008) 7

Opinion of the Court
Circuit precedent, plaintiffs had established at least a

“possibility” of irreparable harm to the environment. Id.,
at 217a. Based on scientific studies, declarations from
experts, and other evidence in the record, the District
Court concluded that there was in fact a “near certainty”
of irreparable injury to the environment, and that this
injury outweighed any possible harm to the Navy. Id., at
217a-218a.

The Navy filed an emergency appeal, and the Ninth
Circuit stayed the injunction pending appeal. 502 F. 3d
859, 865 (2007). After hearing oral argument, the Court of
Appeals agreed with the District Court that preliminary
injunctive relief was appropriate. The appellate court
concluded, however, that a blanket injunction prohibiting
the Navy from using MFA sonar in SOCAL was overbroad,
and remanded the case to the District Court “to narrow its
injunction so as to provide mitigation conditions under
which the Navy may conduct its training exercises.” 508
F. 3d 885, 887 (2007).

On remand, the District Court entered a new prelimi-
nary injunction allowing the Navy to use MFA sonar only
as long as it implemented the following mitigation meas-
ures (in addition to the measures the Navy had adopted
pursuant to its MMPA exemption): (1) imposing a 12-mile
“exclusion zone” from the coastline; (2) using lookouts to
conduct additional monitoring for marine mammals; (3)
restricting the use of “helicopter-dipping” sonar; (4) limit-
ing the use of MFA sonar in geographic “choke points”; (5)
shutting down MFA sonar when a marine mammal is
spotted within 2,200 yards of a vessel; and (6) powering
down MFA sonar by 6 dB during significant surface duct-
ing conditions, in which sound travels further than it
otherwise would due to temperature differences in adja-
cent layers of water. 530 F.Supp. 2d 1110, 1118-1121
(CD Cal. 2008). The Navy filed a notice of appeal, chal-
lenging only the last two restrictions.



10 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

GINSBURG, J., dissenting

harm, environmental plaintiffs may often rely more heav-
ily on their probability of success than the likelihood of
harm. The Court is correct that relief is not warranted
“simply to prevent the possibility of some remote future
injury.” Ante, at 12 (quoting Wright & Miller, supra,
§2948.1, at 155). “However, the injury need not have been
inflicted when application is made or be certain to occur; a
strong threat of irreparable injury before trial is an ade-
quate basis.” Wright & Miller, supra, §2948.1, at 155-156
(footnote omitted). I agree with the District Court that
NRDC made the required showing here.

B

The Navy’s own EA predicted substantial and irrepara-
ble harm to marine mammals. Sonar is linked to mass
strandings of marine mammals, hemorrhaging around the
brain and ears, acute spongiotic changes in the central
nervous system, and lesions in vital organs. E.g., App.
600-602; 360-362; 478-479. As the Ninth Circuit noted,
the EA predicts that the Navy’s “use of MFA sonar in the
SOCAL exercises will result in 564 instances of physical
injury including permanent hearing loss (Level A harass-
ment) and nearly 170,000 behavioral disturbances (Level
B harassment), more than 8,000 of which would also
involve temporary hearing loss.” 518 F.3d, at 696; see
App. 223-224. Within those totals,

“the EA predicts 436 Level A harassments of Cuvier’s
beaked whales, of which, according to NOAA, as few
as 1,121 may exist in California, Oregon and Wash-
ington combined. Likewise, the EA predicts 1,092
Level B harassments of bottlenose dolphins, of which
only 5,271 may exist in the California Coastal and
Offshore stocks.” 518 F. 3d, at 691-692.

The majority acknowledges the lower courts’ findings,
ante, at 9, but also states that the EA predicted “only eight



12 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

GINSBURG, J., dissenting

violate a statutory command, especially when recourse to
the Legislature remains open. “Of course, military inter-
ests do not always trump other considerations, and we
have not held that they do.” Ante, at 16.

In light of the likely, substantial harm to the environ-
ment, NRDC’s almost inevitable success on the merits of
its claim that NEPA required the Navy to prepare an EIS,
the history of this litigation, and the public interest, I
cannot agree that the mitigation measures the District
Court imposed signal an abuse of discretion. Cf. Amoco
Production Co. v. Gambell, 480 U.S. 531, 545 (1987)
(Environmental injury, by its nature, can seldom be
adequately remedied by money damages and is often
permanent or at least of long duration, i.e., irreparable. If
such injury is sufficiently likely, therefore, the balance of
harms will usually favor the issuance of an injunction to
protect the environment.”).

For the reasons stated, I would affirm the judgment of
the Ninth Circuit.


10 WINTER v. NATURAL RESOURCES DEFENSE
COUNCIL, INC.

Opinion of the Court

Id., at 698-699. In particular, the court determined that:
(1) the 2,200-yard shutdown zone imposed by the District
Court was unlikely to affect the Navy’s operations, be-
cause the Navy often shuts down its MFA sonar systems
during the course of training exercises; and (2) the power-
down requirement during significant surface ducting
conditions was not unreasonable because such conditions
are rare, and the Navy has previously certified strike
groups that had not trained under such conditions. Id., at
699-702. The Ninth Circuit concluded that the District
Court’s preliminary injunction struck a proper balance
between the competing interests at stake.

We granted certiorari, 554 U.S. __ (2008), and now
reverse and vacate the injunction.

Tl
A

A plaintiff seeking a preliminary injunction must estab-
lish that he is likely to succeed on the merits, that he is
likely to suffer irreparable harm in the absence of prelimi-
nary relief, that the balance of equities tips in his favor,
and that an injunction is in the public interest. See Munaf
v. Geren, 553 U.S. _, __ (2008) (slip op., at 12); Amoco
Production Co. v. Gambell, 480 U.S. 531, 542 (1987);
Weinberger v. Romero-Barcelo, 456 U.S. 305, 311-312
(1982).

The District Court and the Ninth Circuit concluded that
plaintiffs have shown a likelihood of success on the merits
of their NEPA claim. The Navy strongly disputes this
determination, arguing that plaintiffs’ likelihood of suc-
cess is low because the CEQ reasonably concluded that
“emergency circumstances” justified alternative arrange-
ments to NEPA compliance. 40 CFR §1506.11. Plaintiffs’
briefs before this Court barely discuss the ground relied
upon by the lower courts—that the plain meaning of
“emergency circumstances” does not encompass a court