alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
form8k_exhibit10-1.htm


     

    
      Exhibit
10.1

      


      Summary of 2009 Named
Executive Officer Cash Compensation

      


      The
Compensation Committee of our Board of Directors has approved 2009 base salaries
for our named executive officers as set forth below.

      


      The
Compensation Committee has also approved a process for the determination of 2009
cash bonuses for our named executive officers, pursuant to which bonuses will be
determined in the discretion of the Compensation Committee based on the
achievement of certain corporate and individual goals in 2009.  The
corporate goals include objectives relating to the development of drug
candidates and the achievement of specified financial targets.  The
achievement of these goals will be evaluated by the Compensation Committee in
making determinations regarding bonuses for 2009 performance.  The
Compensation Committee has established a bonus target, expressed as a percentage
of base salary, for each of our named executive officers, assuming that
corporate and individual goals are fully achieved.  The bonus target
percentage for each of our named executive officers is set forth
below.

      


      
        
          
            
              
                
                  	
                          Name and Position

                        	 
      	
                          2009

                          Base Salary

                        	 	
                          2009

                          Bonus Target

                        
	
                          Arthur
      T. Sands, M.D., Ph.D.

                          President
      and Chief Executive Officer

                        	 
      	
                          $560,000

                        	 	
                           50%

                        
	
                          Alan
      J. Main, Ph.D.

                          Executive
      Vice President of Pharmaceutical Research

                        	 
      	
                          $340,000

                        	 	
                           35%

                        
	
                          Jeffrey
      L. Wade, J.D.

                          Executive
      Vice President and General Counsel

                        	 
      	
                          $340,000

                        	 	
                           35%

                        
	
                          Brian
      P. Zambrowicz, Ph.D.

                          Executive
      Vice President and Chief Scientific Officer

                        	 
      	
                          $365,000

                        	 	
                           40%

                        
	
                          James
      F. Tessmer

                          Vice
      President, Finance and Accounting

                        	 
      	
                          $225,000

                        	 	
                           25%
```

[Congressional Bills 111th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 785 Introduced in House (IH)]

111th CONGRESS
  1st Session
H. RES. 785

   Authorizing the Committee on the Judiciary to inspect and receive 
certain tax returns and tax return information for the purposes of its 
   investigation into whether United States District Judge G. Thomas 
         Porteous should be impeached, and for other purposes.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                           September 30, 2009

    Mr. Conyers (for himself and Mr. Smith of Texas) submitted the 
   following resolution; which was referred to the Committee on Rules

_______________________________________________________________________

                               RESOLUTION

 
   Authorizing the Committee on the Judiciary to inspect and receive 
certain tax returns and tax return information for the purposes of its 
   investigation into whether United States District Judge G. Thomas 
         Porteous should be impeached, and for other purposes.

Whereas information contained in return or return information (as those terms 
        are defined in section 6103(b) of the Internal Revenue Code of 1986) 
        relating to United States District Judge G. Thomas Porteous cannot 
        reasonably be obtained from any other source: Now, therefore, be it
    Resolved, That--
            (1) the Committee on the Judiciary is authorized, pursuant 
        to section 6103(f)(3) of the Internal Revenue Code of 1986, to 
        inspect and receive any return or return information (as those 
        terms are defined in section 6103(b) of the Internal Revenue 
        Code of 1986) for tax years 1990 through 2008 relating to 
        United States District Judge G. Thomas Porteous for the 
        purposes of its investigation into whether Judge Porteous 
        should be impeached; and
            (2) such returns and return information shall be furnished 
        to the Committee in closed executive session.
                                 <all>
```
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1

TRINETTE G. KENT (State Bar No. 025180)

KENT LAW OFFICES

3219 E. Camelback Rd., #588

Phoenix, AZ 85018

Telephone: (480) 247-9644

Facsimile: (480) 717-4781

E-mail: tkent@kentlawpc.com

Of Counsel to:

Credit Repair Lawyers of America

22142 West Nine Mile Road

Southfield, MI 48033

Telephone: (248) 353-2882

Facsimile: (248) 353-4840

Attorneys for Plaintiff,

Mikel Anderson

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF ARIZONA

Mikel Anderson,

Plaintiff,

vs.

Trans Union, LLC, et al. 

Defendants.

Case No.: 2:17-cv-04460-DGC

Hon. David G. Campbell

NOTICE OF SETTLEMENT AS TO 

DEFENDANT TRANS UNION, LLC, 

ONLY

Case 2:17-cv-04460-DGC Document 70 Filed 07/09/18 Page 1 of 2
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2

NOTICE IS HEREBY GIVEN that Plaintiff and Defendant, Trans Union, LLC, 

in the above-captioned case have reached a settlement. The parties anticipate filing a 

Stipulation of Dismissal with Prejudice as to Defendant Trans Union, LLC, ONLY, 

pursuant to Fed. R. Civ. P. 41(a) within 60 days.

RESPECTFULLY SUBMITTED this 9th day of July, 2018.

 KENT LAW OFFICES

By: /s/ Trinette G. Kent 

Trinette G. Kent 

Attorney for Plaintiff,

Mikel Anderson

Case 2:17-cv-04460-DGC Document 70 Filed 07/09/18 Page 2 of 2
<PAGE>
                                                     Exhibit 10.1(f)


                     TERMINATION OF OPERATING AGREEMENT

This TERMINATION is made effective as of the 1st day of October, 2000 by
Toyota Motor Sales, U.S.A., Inc. ("TMS"), Toyota Motor Manufacturing North
America, Inc. ("TMMNA") and Toyota Motor Credit Corporation ("TMCC").

                                  RECITALS

1. TMS, TMMNA and TMCC are parties to an Operating Agreement dated January 16,
1984, as amended by an Amendment No. 1 dated May 14, 1996, an Amendment No. 2
dated December 1, 1997, an Amendment No. 3 dated June 1, 1999 and an Amendment
No. 4 dated August 1, 2000 (the "Operating Agreement"), which Operating
Agreement presently is in full force and effect.

2. TMS, TMMNA and TMCC now desire to terminate the Operating Agreement.

                                TERMINATION

NOW, THEREFORE, each of TMS, TMMNA and TMCC hereby terminate the Operating
Agreement in its entirety effective as of October 1, 2000.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed and delivered by their respective officers thereunto duly authorized
effective as of October 1, 2000.

                                TOYOTA MOTOR SALES, U.S.A., INC.

                                By: /s/ Yoshimi Inaba
                                    -----------------
                                Name:   Yoshimi Inaba
                                Title:  President

                                TOYOTA MOTOR MANUFACTURING NORTH AMERICA, INC.

                                By: /s/ Teruyuki Minoura
                                    --------------------
                                Name:   Teruyuki Minoura
                                Title:  President

                                TOYOTA MOTOR CREDIT CORPORATION

                                By: /s/ George E. Borst
                                    -------------------
                                Name:   George E. Borst
                                Title:  Senior Vice President and
                                        General Manager
#### Bernard ORR, Movant/Appellant, v. STATE of Missouri, Respondent/Respondent.

No. 63089.

Missouri Court of Appeals, Eastern District, Division One.

July 20, 1993.

Motion for Rehearing and/or Transfer to Supreme Court Denied Sept. 8, 1993.

Application to Transfer Denied Oct. 26, 1993.

Dave Hemingway, St. Louis, for mov-ant/appellant.

Jeremiah W. (Jay) Nixon, Atty. Gen., Millie Aulbur, Asst. Atty. Gen., Jefferson City, for respondent/respondent.

Before CRANDALL, P.J., and REINHARD and CRIST, JJ.

ORDER

PER CURIAM.

Movant appeals from the denial, without an evidentiary hearing, of his Rule 24.035 motion. We affirm. The judgment of the motion court is not clearly erroneous and no error of law appears; an extended opinion would have no precedential value. The parties have been furnished with a memorandum for their information only, setting forth the reasons for this order affirming the judgment pursuant to Rule 84.16(b).
CERTIFICATION
PURSUANT TO 18 U.S.C. SECTION 1350,


AS
ADOPTED PURSUANT TO SECTION 906 OF THE


SARBANES-OXLEY
ACT OF 2002





In
connection with the Quarterly Report of Phoenix International Ventures, Inc.
(“the Company”) on Form 10-Q for the period ended September 30, 2009 as filed
with the Securities and Exchange Commission on the date hereof (“the Report”),
I, Neev Nissenson, Chief Financial Officer, certify, pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002, that to my knowledge:





(1)  the
Report fully comply with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and





(2)  The
information contained in the Report fairly presents, in all material respects,
the financial condition and result of operations of the Company.





November
      16, 2009
            By:
            /s/ Neev
      NissensonNeev
      NissensonChief
      Financial Officer
### IN THE

TENTH COURT OF APPEALS

No. 10

- 12

- 00430

- CR

JESSE HARGROVE

, Appellant

v.

THE STATE OF TEXAS

, Appellee

From the 54th District Court

McLennan County, Texas

Trial Court No. 2011

- 2208

- C2

MEMORANDUM OPINION

Jesse Hargrove was convicted o f evading arrest or detention using a vehicle and

sentenced to three years in prison. See T EX

. P ENAL C ODE A NN . § 38.04 (West Supp. 2012).

He appealed that conviction. On January 4, 2013, we received a copy of an order signed

by the trial court which gra nted Hargrove’s motion for new trial. By letter dated

January 9, 2013, the clerk of this Court notified the parties that, because the trial court

granted a new trial, we would dismiss the appeal as moot unless, within 21 days fromHargrove v. State Page 2

the date of the letter, a response was filed showing grounds for continuing the appeal.

No response has been filed.

Accordingly, this appeal is dismissed. See T EX

. R. A PP

. P . 44.3.

TOM GRAY

Chief Justice

Before Chief Justice Gray,

Justice Davis, and

Justice Sco ggins

Appeal dismissed

Opinion delivered and filed February 7, 2013

Do not publish

[CR25]
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NOTICE OF VOLUNTARY DISMISSAL WITH PREJUDICE - 1

Taylor W. Tondevold, Esq. (No. 032996)

TONDEVOLD LAW, PLC 

4140 E. Baseline Road, Suite 101

Mesa, Arizona 85206

(480) 447-5357

taylor@tondevoldlaw.com

Attorney for Plaintiff Nathan Dick,

individually and on behalf of himself 

and all others similarly situated

THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF ARIZONA

NATHAN DICK, individually and on behalf 

of himself and all other similarly situated,

Plaintiff,

vs.

VANTAGE RETIREMENT PLANS LLC, 

an Arizona limited liability company; and 

DOES 1-20, inclusive. 

Defendants.

Case No.: 2:18-cv-00730-PHX-HRH

NOTICE OF VOLUNTARY 

DISMISSAL WITH PREJUDICE

NOTICE OF VOLUNTARY DISMISSAL PURSUANT TO F.R.C.P. 41(a)(1)(A)(i)

Pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(i), Plaintiff and 

undersigned counsel hereby give notice that the above-styled action is voluntarily 

dismissed, with prejudice against Defendant. 

\\

\\

Case 2:18-cv-00730-HRH Document 10 Filed 04/06/18 Page 1 of 2
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NOTICE OF VOLUNTARY DISMISSAL WITH PREJUDICE - 2

DATED: April 6, 2018

 TONDEVOLD LAW, PLC

/s/ Taylor W. Tondevold

TAYLOR W. TONDEVOLD

Attorney for Plaintiff Nathan Dick, 

individually and on behalf of himself and 

all others similarly situated

Case 2:18-cv-00730-HRH Document 10 Filed 04/06/18 Page 2 of 2
#### UNITED STATES of America, Plaintiff-Appellee, v. Rene MALDONADO-MARTINEZ, Defendant-Appellant.

No. 02-10436. D.C. No. CR-01-01735-CKJ.

United States Court of Appeals, Ninth Circuit.

Submitted July 21, 2003.*

Decided July 24, 2003.

Before LEAVY, HAWKINS and RAWLINSON, Circuit Judges.

*

 This panel unanimously finds this case suitable for decision without oral argument *See*Fed. R.App. P. 34(a)(2).

MEMORANDUM**

Rene Maldonado-Martinez appeals his guilty-plea conviction and 62-month sentence for being an alien found in the United States following deportation, in violation of 8 U.S.C. § 1326.

Pursuant to *Anders v. California,*386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), counsel for Maldonado-Martinez has filed a brief stating that there are no meritorious issues for review, and a motion to withdraw as counsel of record. Maldonado-Martinez has not filed a pro se supplemental brief.

Our independent review of the record pursuant to *Penson v. Ohio,*488 U.S. 75, 83, 109 S.Ct. 346, 102 L.Ed.2d 300 (1988), *642discloses no further issues for review. Counsel’s motion to withdraw is GRANTED and the district court’s judgment is AFFIRMED.

**

 This disposition is not appropriate for publication and may not be cited to or by the courts of this circuit except as provided by Ninth Circuit Rule 36-3.
<PAGE>   1


                                                                    EXHIBIT 10.1




                         [B-III CAPITAL, LLC LETTERHEAD]


ROBERT M. BROWN, III
PRESIDENT




October 20, 2000



Steven B. Dempsey
President
PetQuarters, Inc.
Post Office Box 410
Lonoke, AR 72086

Dear Steve,


In addition to the Services Agreement between B-III Capital, LLC ("B-III") and
Pet Quarters, Inc. ("Pet Quarters" or the "Company") dated as of November 8,
1999, as amended ("Services Agreement"), which remains in full force and effect,
we have agreed that B-III will receive the following for any transaction which
brings new capital into Pet Quarters through the sale of shares under the
Company's existing Equity Line of Credit Agreement and the related resale of
shares to an investor introduced by B-III to Pet Quarters:



         1.   Cash in an amount equal to four percent (4%) of the gross price at
              which Pet Quarters sells such shares, less any retainer fees paid
              to B-III and not previously credited against success fees, payable
              on B-III's instructions from proceeds of such sale.



         2.   Warrants issued by Pet Quarters to B-III or its designee to
              purchase up to 7,500 shares of Pet Quarters' common stock at a
              price of $.50 per share, subject to adjustment as set forth in the
              warrants, for each $100,000 of shares sold by Pet Quarters. Such
              warrants shall be exercisable during the period of five years
              subsequent to the date of its issuance, may be exercised on a
              "cashless" basis, and shall be in the form attached hereto.



All provisions of the Services Agreement other than "Warrants" and "Success
Fees" shall apply equally to this letter agreement.


<PAGE>   2



Sincerely,

B-III Capital LLC




By
  ------------------------
  Robert M. Brown, III
  President




Accepted and agreed as of the 20th day of October, 2000:


Pet Quarters, Inc.




By
  ------------------------
  Steven B. Dempsey
  President
**Exhibit      32.0**

**CERTIFICATION      PURSUANT TO**

**18      U.S.C. SECTION 1350,**

**AS      ADDED BY**

**SECTION      906 OF THE **
**SARBANES-OXLEY      ACT OF 2002**

| 1. | The                Report fully complies with the requirements of Section 13(a) or 15(d)                of                the Securities Exchange Act of 1934; and |
|----|--------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 2. | The                information contained in this Report fairly presents, in all material                respects, the consolidated financial condition and results of the                Company                as of and for the period covered by this                Report. |
|----|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|         |                                                                                                                                   |                                        |
|--------------|----------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------|
|    |                                                                                                                              |                                   |
|         | By:                                                                                                                          | /s/ Douglas              R. Allen, Jr. |
|         | Douglas                R. Allen, Jr.Chief                Executive Officer and Chief                Financial OfficerFebruary 13, 2007 |
|         |                                                                                                                                   |

----
1 The HONORABLE STEPHEN M. REASONER, United States District Judge

for the Eastern District of Arkansas.



## United States Court of Appeals FOR THE EIGHTH CIRCUIT

___________ No. 99-4136

___________ Charles Edwin Davidson, * * Appellant, * Appeal from the United States * District Court for the v. * Eastern District of Arkansas. * Paula Casey, et al., * [UNPUBLISHED] * Appellees. *

___________ Submitted: February 7, 2001 Filed: February 9, 2001

___________ Before BOWMAN, BEAM, and LOKEN, Circuit Judges.

___________ PER CURIAM. Charles Davidson appeals the district court’s 1 order dismissing his suit alleging state and federal claims against several Arkansas public officials and private individuals. Having carefully reviewed the record and the parties’ submissions, we conclu de Davidson did not state a claim pursuant to the Racketeer Influenced and Corrupt Organizations Act, 18 U.S.C. § 1962. Because Davidson asserted no other basi s for federal jurisdiction, we also conclude the district court did not abuse its-2-

discretion in declining to exercise supplemental jurisdiction over Davidson’s remaining claims. See 28 U.S.C. § 1367(c)(3). Accordingly, we affirm, and we deny all pending motions. A true copy. Attest: CLERK, U. S. COURT OF APPEALS, EIGHTH CIRCUIT.
[Federal Register Volume 61, Number 115 (Thursday, June 13, 1996)]
[Notices]
[Page 30104]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-15107]



=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


The Home Link Corporation; File No. 500-1; Order of Suspension of 
Trading

June 10, 1996.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
The Home Link Corporation (``Home Link'') in documents sent to and 
statements made by Home Link and by others to market-makers of the 
stock of Home Link, other broker-dealers, and to investors concerning, 
among other things, the number of shares of common stock of the company 
currently outstanding, the current capitalization of the company, 
whether the company is in fact pursuing a NASDAQ listing, and the 
future business prospects of the company.
    The commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above listed company.
    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the above listed 
company is suspended for the period from 9:30 a.m. EDT, June 10, 1996 
through 11:59 p.m. EDT, on June 21, 1996.

    By the Commission.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 96-15107 Filed 6-10-96; 4:25 pm]
BILLING CODE 8010-01-M
[Federal Register Volume 61, Number 115 (Thursday, June 13, 1996)]
[Notices]
[Pages 30089-30090]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-15054]



-----------------------------------------------------------------------

[[Page 30090]]


DEPARTMENT OF HEALTH AND HUMAN SERVICES

National Institute of Mental Health; Notice of Closed Meetings

    Pursuant to Section 10(d) of the Federal Advisory Committee Act, as 
amended (5 U.S.C. Appendix 2), notice is hereby given of the following 
meetings of the National Institute of Mental Health Special Emphasis 
Panel:

    Agenda/Purpose: To review and evaluate grant applications.
    Committee Name: National Institute of Mental Health Special 
Emphasis Panel.
    Date: July 1, 1996.
    Time: 11 a.m.
    Place: Parklawn Building, Room 9C-26, 5600 Fishers Lane, 
Rockville, MD 20857.
    Contact Person: Phyllis D. Artis, Parklawn Building, Room 9C-26, 
5600 Fishers Lane, Rockville, MD 20857, Telephone: 301-443-6470.

    Committee Name: National Institute of Mental Health Special 
Emphasis Panel.
    Date: July 2, 1996.
    Time: 4 p.m.
    Place: Parklawn, Room 9C-18, 5600 Fishers Lane, Rockville, MD 
20857.
    Contact Person: Angela L. Redlingshafer, Parklawn, Room 9C-18, 
5600 Fishers Lane, Rockville, MD 20857, Telephone: 301-443-1367.

    Committee Name: National Institute of Mental Health Special 
Emphasis Panel.
    Date: July 3, 1996.
    Time: 11:30 a.m.
    Place: Parklawn Building, Room 9C-26, 5600 Fishers Lane, 
Rockville, MD 20857.
    Contact Person: Phyllis D. Artis, Parklawn Building, Room 9C-26, 
5600 Fishers Lane, Rockville, MD 20857, Telephone: 301-443-6470.
    The meetings will be closed in accordance with the provisions 
set forth in secs. 552b(c)(4) and 552b(c)(6), Title 5, U.S.C. 
Applications and/or proposals and the discussions could reveal 
confidential trade secrets or commercial property such as patentable 
material and personal information concerning individuals associated 
with the applications and/or proposals, the disclosure of which 
would constitute a clearly unwarranted invasion of personal privacy.

    This notice is being published less than fifteen days prior to the 
meetings due to the urgent need to meet timing limitations imposed by 
the review and funding cycle.

(Catalog of Federal Domestic Assistance Program Numbers 93.242, 
93.281, 93.282)

    Dated: June 10, 1996.
Susan K. Feldman,
Committee Management Officer, NIH.
[FR Doc. 96-15054 Filed 6-12-96; 8:45 am]
BILLING CODE 4140-01-M