ex10_10.htm


    
      

    

    Exhibit
10.10

     

    
      	
              Guidelines
      for Transfer of AllianceBernstein L.P.
Units

            


    

    


    
      
        
          	
                  
                    No
      transfer of ownership of the units of AllianceBernstein L.P. (the private
      partnership) is permitted without prior approval of AllianceBernstein and
      AXA Equitable Life Insurance Company (“AXA
    Equitable).

                  

                
	 
      
	
                  
                    Under
      the terms of the Transfer Program, transfers of ownership will be
      considered once every calendar
quarter.

                  

                


        

      

    

    


    


    
      
        
          	
                  To
      sell your Units to a third party:

                	 
      	
                  To
      donate the Units:

                
	
                  q

                	
                  You
      must first identify the buyer for your Units.  AllianceBernstein
      can not maintain a list of prospective buyers nor will AllianceBernstein
      act as a buyer.

                	 
      	
                  q

                	
                  The
      donor must obtain approval of AllianceBernstein and AXA Equitable for the
      transfer of units.

                
	
                  q

                	
                  The
      unitholder and the prospective buyer must submit a request for transfer of
      ownership of the Units and obtain approval of AllianceBernstein and AXA
      Equitable for the transaction.

                	 
      	
                  q

                	
                  Documentation
      required for consideration of approval includes

                  -     Unit
      Certificate(s):

                  -     Executed
      “Stock” Power Form, with guaranteed signature

                  -     Letter
      from Transferee

                
	
                  q

                	
                  Documentation required for
      consideration of approval includes:

                  -     Unit
      Certificate(s)

                  -     Executed
      “Stock” Power Form, with guaranteed signature

                  -     Letter
      from Seller

                  -     Letter
      from Purchaser

                	 
      	
                  q

                	
                  Additional
      required documentation should be verified with AllianceBernstein’s
      transfer agent, BNY Mellon Shareowner Services, at
      866-737-9896.

                
	 
      	 
      	 
      	 
      	 
      
	
                  To
      have private Units re-registered to your name if they have been left to
      you by a deceased party:

                	 
      	
                  To
      re-register your certificate to reflect a legal change of name or change
      in custodian:

                
	
                  q

                	
                  The
      beneficiary must obtain approval of Alliance Capital and AXA Equitable for
      the transfer of units.

                	 
      	
                  q

                	
                  The
      unitholder must obtain approval of AllianceBernstein and AXA Equitable for
      the change of name/registration on the unit certificate

                
	
                  q

                	
                  Documentation required for
      consideration of approval includes:

                  -     Unit
      Certificate(s)

                  -     Executed
      “Stock” Power Form, with guaranteed signature

                  -     Copy
      of death certificate

                  -     Required
      Inheritance Tax Waiver for applicable states

                	 
      	
                  q

                	
                  Documentation
      required for consideration of approval includes:

                  -     Unit
      Certificate(s)

                  -     Executed
      “Stock” Power Form, with guaranteed signature

                  -     Specific
      instruction letter indicating the manner in which the new unit certificate
      should be registered

                
	
                  q

                	
                  Additional
      required documentation (which varies by state) should be verified with
      AllianceBernstein’s transfer agent, BNY Mellon Shareowner Services, at
      866-737-9896

                	 
      	
                  q

                	
                  Additional
      required documentation should be verified with AllianceBernstein’s
      transfer agent, BNY Mellon Shareowner Services, at
      866-737-9896.

                


        

      

    

    


    Once
AllianceBernstein and AXA Equitable approve the transfer request,
AllianceBernstein will inform you of the approval and begin processing the
transfer.

    


    


    You
should not begin to prepare necessary documentation until you have
contacted:

    


    
      
        
          
            
              
                	 
      	
                        David
      Lesser

                      	 
	 
      	
                        Legal
      and Compliance Department – Transfer Program

                      	 
	 
      	
                        AllianceBernstein
      L.P.

                      	 
	 
      	
                        1345
      Avenue of the Americas

                      	 
	 
      	
                        New
      York, NY 10105

                      	 
	 
      	
                        Phone:
      (212) 969-1429