Federal Register / Vol. 86, No. 111 / Friday, June 11, 2021 / Rules and Regulations 31115 

SUPPLEMENTARY INFORMATION: 

Authority for This Rulemaking 

The FAA’s authority to issue rules 

regarding aviation safety is found in 

Title 49 of the United States Code. 

Subtitle I, Section 106 describes the 

authority of the FAA Administrator. 

Subtitle VII, Aviation Programs, 

describes in more detail the scope of the 

agency’s authority. This rulemaking is 

promulgated under the authority 

described in Subtitle VII, Part A, 

Subpart I, Section 40103. Under that 

section, the FAA is charged with 

prescribing regulations to assign the use 

of airspace necessary to ensure the 

safety of aircraft and the efficient use of 

airspace. This regulation is within the 

scope of that authority as it establishes 

Class E airspace extending upward from 

700 feet above the surface at Tobey 

Hospital Heliport in Wareham, MA, to 

support IFR operations in the area. 

History 

The FAA published a notice of 

proposed rulemaking in the Federal 

Register (86 FR 3896, January 15, 2021) 

for Docket No. FAA–2020–1187 to 

establish Class E airspace extending 

upward from 700 feet above the surface 

at Tobey Hospital Heliport, Wareham, 

MA, to accommodate area navigation 

(RNAV) global positioning system (GPS) 

standard instrument approach 

procedures (SIAPs) serving this heliport. 

Interested parties were invited to 

participate in this rulemaking effort by 

submitting written comments on the 

proposal to the FAA. No comments 

were received. 

Class E airspace designations are 

published in Paragraph 6005, of FAA 

Order 7400.11E, dated July 21, 2020, 

and effective September 15, 2020, which 

is incorporated by reference in 14 CFR 

71.1. The Class E airspace designations 

listed in this document will be 

published subsequently in the Order. 

Availability and Summary of 

Documents for Incorporation by 

Reference 

This document amends FAA Order 

7400.11E, Airspace Designations and 

Reporting Points, dated July 21, 2020, 

and effective September 15, 2020. FAA 

Order 7400.11E is publicly available as 

listed in the ADDRESSES section of this 

document. FAA Order 7400.11E lists 

Class A, B, C, D, and E airspace areas, 

air traffic routes, and reporting points. 

The Rule 

The FAA is amending 14 CFR part 71 

by establishing Class E airspace 

extending upward from 700 feet above 

the surface at Tobey Hospital Heliport, 

Wareham, MA, providing the controlled 

airspace required to support the new 

RNAV (GPS) standard instrument 

approach procedures for IFR operations 

at Tobey Hospital Heliport. Subsequent 

to publication of the Notice of Proposed 

Rulemaking, the FAA found the 

geographic coordinates of Tobey 

Hospital Heliport were incorrect. This 

action corrects the error. These changes 

are necessary for continued safety and 

management of IFR operations in the 

area. 

FAA Order 7400.11, Airspace 

Designations and Reporting Points, is 

published yearly and effective on 

September 15. 

Regulatory Notices and Analyses 

The FAA has determined that this 

regulation only involves an established 

body of technical regulations for which 

frequent and routine amendments are 

necessary to keep them operationally 

current. It, therefore: (1) Is not a 

‘‘significant regulatory action’’ under 

Executive Order 12866; (2) is not a 

‘‘significant rule’’ under DOT 

Regulatory Policies and Procedures (44 

FR 11034; February 26, 1979); and (3) 

does not warrant preparation of a 

regulatory evaluation as the anticipated 

impact is minimal. Since this is a 

routine matter that only affects air traffic 

procedures an air navigation, it is 

certified that this rule, when 

promulgated, does not have a significant 

economic impact on a substantial 

number of small entities under the 

criteria of the Regulatory Flexibility Act. 

Environmental Review 

The FAA has determined that this 

action qualifies for categorical exclusion 

under the National Environmental 

Policy Act in accordance with FAA 

Order 1050.1F, ‘‘Environmental 

Impacts: Policies and Procedures,’’ 

paragraph 5–6.5a. This airspace action 

is not expected to cause any potentially 

significant environmental impacts, and 

no extraordinary circumstances exist 

that warrant preparation of an 

environmental assessment. 

Lists of Subjects in 14 CFR Part 71 

Airspace, Incorporation by reference, 

Navigation (air) 

Adoption of the Amendment 

In consideration of the foregoing, the 

Federal Aviation Administration 

amends 14 CFR part 71 as follows: 

PART 71—DESIGNATION OF CLASS A, 

B, C, D, AND E AIRSPACE AREAS; AIR 

TRAFFIC SERVICE ROUTES; AND 

REPORTING POINTS 

■ 1. The authority citation for part 71 

continues to read as follows: 

Authority: 49 U.S.C. 106(f), 106(g); 40103, 

40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 

1959–1963 Comp., p. 389. 

§ 71.1 [Amended] 

■ 2. The incorporation by reference in 

14 CFR 71.1 of FAA Order 7400.11E, 

Airspace Designations and Reporting 

Points, dated July 21, 2020, and 

effective September 15, 2020, is 

amended as follows: 

Paragraph 6005 Class E Airspace Areas 

Extending Upward From 700 Feet or More 

Above the Surface of the Earth. 

* * * * * 

ANE MA E5 Wareham, MA [New] 

Tobey Hospital Heliport, MA 

(Lat. 41°45′18′′ N, long. 70°42′52′′ W) 

That airspace extending upward from 700 

feet above the surface within a 6-mile radius 

of Tobey Hospital Heliport. 

Issued in College Park, Georgia, on June 7, 

2021. 

Andreese C. Davis, 

Manager, Airspace & Procedures Team South, 

Eastern Service Center, Air Traffic 

Organization. 

[FR Doc. 2021–12276 Filed 6–10–21; 8:45 am] 

BILLING CODE 4910–13–P 

SECURITIES AND EXCHANGE 

COMMISSION 

17 CFR Parts 200, 240 and 249 

[Release No. 34–87005B; File No. S7–05– 

14] 

RIN 3235–AL45 

Recordkeeping and Reporting 

Requirements for Security-Based 

Swap Dealers, Major Security-Based 

Swap Participants, and BrokerDealers; Correction 

AGENCY: Securities and Exchange 

Commission. 

ACTION: Final rule; correcting 

amendment. 

SUMMARY: On September 19, 2019, the 

Securities and Exchange Commission 

(the ‘‘Commission’’) adopted 

recordkeeping, reporting, and 

notification requirements applicable to 

security-based swap dealers and major 

security-based swap participants, 

securities count requirements applicable 

to certain security-based swap dealers, 

and additional recordkeeping 


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31116 Federal Register / Vol. 86, No. 111 / Friday, June 11, 2021 / Rules and Regulations 

requirements applicable to brokerdealers to account for their securitybased swap and swap activities. Release 

34–87005 (Sept. 19, 2019) was 

published in the Federal Register on 

Dec. 16, 2019 ( ). This document corrects 

certain technical inaccuracies in that 

release. 

DATES: Effective June 11, 2021. 

FOR FURTHER INFORMATION CONTACT: 

Valentina Minak Deng, Special Counsel, 

at (202) 551–5778; Division of Trading 

and Markets, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–7010. 

SUPPLEMENTARY INFORMATION: We are 

making technical corrections to 17 CFR 

240.17a–4 and 17 CFR 240.17a–12 

under the Securities Exchange Act of 

1934, and Parts II and IIC of Form 

X–17A–5 (referenced in 17 CFR 

249.617). The release resulting in the 

technical inaccuracies was published in 

the Federal Register on December 16, 

2019 [84 FR 68550], and adopted by the 

Commission in Exchange Act Release 

No. 87005 on September 19, 2019. 

List of Subjects 

17 CFR Part 240 

Administrative practice and 

procedure, Brokers, Confidential 

business information, Fraud, Reporting 

and recordkeeping requirements, 

Securities, Swaps. 

17 CFR Part 249 

Brokers, Recordkeeping and reporting 

requirements, Securities. 

Accordingly, 17 CFR parts 240 and 

249 are corrected by making the 

following correcting amendments: 

PART 240—GENERAL RULES AND 

REGULATIONS, SECURITIES 

EXCHANGE ACT OF 1934 

■ 1. The authority citation for part 240 

continues to read, in part, as follows: 

Authority: 15 U.S.C. 77c, 77d, 77g, 77j, 

77s, 77z–2, 77z–3, 77eee, 77ggg, 77nnn, 

77sss, 77ttt, 78c, 78c–3, 78c–5, 78d, 78e, 78f, 

78g, 78i, 78j, 78j–1, 78k, 78k–1, 78l, 78m, 

78n, 78n–1, 78o, 78o–4, 78o–10, 78p, 78q, 

78q–1, 78s, 78u–5, 78w, 78x, 78dd, 78ll, 

78mm, 80a–20, 80a–23, 80a–29, 80a–37, 

80b–3, 80b–4, 80b–11, and 7201 et seq., and 

8302; 7 U.S.C. 2(c)(2)(E); 12 U.S.C. 5221(e)(3); 

18 U.S.C. 1350; Pub. L. 111–203, 939A, 124 

Stat. 1376 (2010); and Pub. L. 112–106, sec. 

503 and 602, 126 Stat. 326 (2012), unless 

otherwise noted. 

* * * * * 

Section 240.17a–14 is also issued under 

Public Law 111–203, sec. 913, 124 Stat. 1376 

(2010). 

* * * * * 

■ 2. Amend § 240.17a–4 by revising 

paragraphs (a) and (l) to read as follows: 

§ 240.17a–4 Records to be preserved by 

certain exchange members, brokers and 

dealers. 

* * * * * 

(a) Every member, broker or dealer 

subject to § 240.17a–3 must preserve for 

a period of not less than 6 years, the first 

two years in an easily accessible place, 

all records required to be made pursuant 

to § 240.17a–3(a)(1) through (3), (5), and 

(21) and (22), and analogous records 

created pursuant to § 240.17a–3(e). 

* * * * * 

(l) Records for the most recent two 

year period required to be made 

pursuant to § 240.17a–3(f) and 

paragraphs (b)(4) and (e)(7) of this 

section which relate to an office shall be 

maintained at the office to which they 

relate. If an office is a private residence 

where only one associated person (or 

multiple associated persons who reside 

at that location and are members of the 

same immediate family) regularly 

conducts business, and it is not held out 

to the public as an office nor are funds 

or securities of any customer of the 

member, broker or dealer handled there, 

the member, broker or dealer need not 

maintain records at that office, but the 

records must be maintained at another 

location within the same State as the 

member, broker or dealer may select. 

Rather than maintain the records at each 

office, the member, broker or dealer may 

choose to produce the records promptly 

at the request of a representative of a 

securities regulatory authority at the 

office to which they relate or at another 

location agreed to by the representative. 

* * * * * 

■ 3. Amend § 240.17a–12 by revising 

paragraph (i)(2) to read as follows: 

§ 240.17a–12 Reports to be made by 

certain OTC derivatives dealers. 

* * * * * 

(i) * * * 

(2) If, during the course of the audit 

or interim work, the certified public 

accountant determines that any material 

inadequacies exist in the accounting 

system, internal accounting controls, 

procedures for safeguarding securities, 

or as otherwise defined in paragraph 

(h)(2) of this section, then the certified 

public accountant shall call it to the 

attention of the chief financial officer of 

the OTC derivatives dealer, who shall 

inform the Commission by telegraphic 

or facsimile notice within 24 hours 

thereafter as set forth in § 240.17a–11. 

The OTC derivatives dealer shall also 

furnish the certified public accountant 

with a copy of said notice to the 

Commission by telegram or facsimile 

within the same 24 hour period. If the 

certified public accountant fails to 

receive such notice from the OTC 

derivatives dealer within that 24 hour 

period, or if the certified public 

accountant disagrees with the 

statements contained in the notice of the 

OTC derivatives dealer, the certified 

public accountant shall inform the 

Commission by report of material 

inadequacy within 24 hours thereafter 

as set forth in § 240.17a-11. Such report 

from the certified public accountant 

shall, if the OTC derivatives dealer 

failed to file a notice, describe any 

material inadequacies found to exist. If 

the OTC derivatives dealer filed a 

notice, the certified public accountant 

shall file a report detailing the aspects, 

if any, of the OTC derivatives dealer’s 

notice with which the certified public 

accountant does not agree. 

* * * * * 

PART 249—FORMS, SECURITIES 

EXCHANGE ACT OF 1934 

■ 4. The authority citation for part 249 

continues to read, in part, as follows: 

Authority: 15 U.S.C. 78a et seq. and 7201 

et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; 

Sec. 953(b), Pub. L. 111–203, 124 Stat. 1904; 

Sec. 102(a)(3), Pub. L. 112–106, 126 Stat. 309 

(2012); Sec. 107, Pub. L. 112–106, 126 Stat. 

313 (2012), and Sec. 72001, Pub. L. 114–94, 

129 Stat. 1312 (2015), unless otherwise 

noted. 

* * * * * 

Section 249.617 is also issued under Pub. 

L. 111–203, 939, 939A, 124. Stat. 1376 (2010) 

(15 U.S.C. 78c, 15 U.S.C. 78o–7 note). 

* * * * * 

Note: The text of Part II of Form 

X–17A–5 does not, and this amendment will 

not, appear in the Code of Federal 

Regulations. 

■ 5. Amend Part II of Form X–17A–5 

(referenced in § 249.617 of this chapter) 

by: 

■ a. Removing ‘‘10. Market risk 

exposure—for Basel 2.5 firms (sum of 

Lines 10E, 10H, 10I, 10J, 10K, 10L, 10N, 

and 10O) 

and adding in its place ‘‘10. Market risk 

exposure—for Basel 2.5 firms (sum of 

Lines 10E, 10H, 10I, 10J, 10K, 10L, 10M, 

10N, and 10O) 

■ b. Removing ‘‘Total aggregate 

indebtedness liabilities from Statement 

of Financial Condition (Item 1760)’’ and 

adding in its place ‘‘Total aggregate 

indebtedness liabilities from Statement 

of Financial Condition (Item 1230)’’. 


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1127761" 

1127761". 
Federal Register / Vol. 86, No. 111 / Friday, June 11, 2021 / Rules and Regulations 31117 

■ c. Adding ‘‘For the period (MMDDYY) 

from 

and ‘‘Number of months included in 

this statement 

in the ‘‘Statement of Income (Loss) or 

Statement of Comprehensive Income, As 

Applicable’’ section in a new line 

immediately preceding the line reading 

‘‘REVENUE’’. 

■ d. Removing ‘‘B. Additions (including 

non-conforming capital of $ 

and adding in its place ‘‘B. Additions 

(including non-conforming capital of $ 

■ e. Removing ‘‘(k)(1)—$2,500 capital 

category as per Rule 15c3–3’’ and 

adding in its place ‘‘(k)(1)—Limited 

business (mutual funds and/or variable 

annuities only)’’ in the ‘‘Claiming an 

Exemption from Rule 15c3–3’’ section. 

■ f. Removing ‘‘3. Other accrued 

withdrawals’’ and adding in its place 

‘‘3. Other anticipated withdrawals’’ in 

the ‘‘Other Capital Withdrawals— 

Recap’’ section. 

■ g. In the ‘‘Computation of CFTC 

Minimum Capital Requirements’’ 

section, removing 

‘‘v. Enter the sum of Lines A.ii and 

A.iv..... lll 

and adding in its place: 

‘‘v. Amount of uncleared swap 

margin.....$lll 

vi. If the FCM is also registered as a 

swap dealer, enter 2% of Line 

A.v. . . . . $lll 

vii. Enter the sum of Lines A.ii, A.iv, 

and A.vi.....$lll 

Note: The text of Part IIC of Form 

X–17A–5 does not, and this amendment will 

not, appear in the Code of Federal 

Regulations. 

■ 6. Amend Part IIC of Form X–17A–5 

(referenced in § 249.617 of this chapter) 

by: 

■ a. Removing 

in Lines 13.B., 13.B.1. and 13.B.2. of the 

Balance Sheet section and adding in its 

place 

respectively. 

b. Removing 

in Lines 9 and 10 of Column B the 

Regulatory Capital section and adding 

in its place 

respectively. 

Dated: May 27, 2021. 

Vanessa A. Countryman, 

Secretary. 

[FR Doc. 2021–11572 Filed 6–10–21; 8:45 am] 

BILLING CODE 8011–01–P 

DEPARTMENT OF HEALTH AND 

HUMAN SERVICES 

Food and Drug Administration 

21 CFR Parts 130 and 131 

[Docket No. FDA–2000–P–0126 (formerly 

Docket No. 2000P–0685)] 

RIN 0910–AI40 

Milk and Cream Products and Yogurt 

Products; Final Rule To Revoke the 

Standards for Lowfat Yogurt and 

Nonfat Yogurt and To Amend the 

Standard for Yogurt 

AGENCY: Food and Drug Administration, 

HHS. 

ACTION: Final rule. 

SUMMARY: The Food and Drug 

Administration (FDA or we) is issuing a 

final rule to revoke the standards of 

identity for lowfat yogurt and nonfat 

yogurt and amend the standard of 

identity for yogurt in numerous 

respects. This action is in response, in 

part, to a citizen petition submitted by 

the National Yogurt Association (NYA). 

The final rule modernizes the yogurt 

standard to allow for technological 

advances while preserving the basic 

nature and essential characteristics of 

yogurt and promoting honesty and fair 

dealing in the interest of consumers. 

DATES: This rule is effective July 12, 

2021. The Director of the Federal 

Register approves the incorporation by 

reference of certain publications listed 

in the rule as of July 12, 2021. 

The compliance date of this final rule 

is January 1, 2024. See section X for 

further information on the filing of 

objections. 

Submit either electronic or written 

objections and requests for a hearing on 

the final rule by July 12, 2021. 

ADDRESSES: You may submit objections 

and requests for a hearing as follows. 

Please note that late, untimely filed 

objections will not be considered. 

Electronic objections must be submitted 

on or before July 12, 2021. The https:// 

www.regulations.gov electronic filing 

system will accept comments until 

11:59 p.m. Eastern Time at the end of 

July 12, 2021. Objections received by 

mail/hand delivery/courier (for written/ 

paper submissions) will be considered 

timely if they are postmarked or the 

delivery service acceptance receipt is on 

or before that date. 

Electronic Submissions 

Submit electronic objections in the 

following way: 

• Federal eRulemaking Portal: 

https://www.regulations.gov. Follow the 

instructions for submitting comments. 

Objections submitted electronically, 

including attachments, to https://

www.regulations.gov will be posted to 

the docket unchanged. Because your 

objection will be made public, you are 

solely responsible for ensuring that your 

objection does not include any 

confidential information that you or a 

third party may not wish to be posted, 

such as medical information, your or 

anyone else’s Social Security number, or 

confidential business information, such 

as a manufacturing process. Please note 

that if you include your name, contact 

information, or other information that 

identifies you in the body of your 

objection, that information will be 

posted on https://www.regulations.gov. 

• If you want to submit an objection 

with confidential information that you 

do not wish to be made available to the 

public, submit the objection as a 

written/paper submission and in the 

manner detailed (see ‘‘Written/Paper 

Submissions’’ and ‘‘Instructions’’). 

Written/Paper Submissions 

Submit written/paper submissions as 

follows: 

• Mail/Hand Delivery/Courier (for 

written/paper submissions): Dockets 

Management Staff (HFA–305), Food and 

Drug Administration, 5630 Fishers 

Lane, Rm. 1061, Rockville, MD 20852. 

• For written/paper objections 

submitted to the Dockets Management 

Staff, FDA will post your objection, as 

well as any attachments, except for 

information submitted, marked and 

identified, as confidential, if submitted 

as detailed in ‘‘Instructions.’’ 

Instructions: All submissions received 

must include the Docket No. FDA– 

2000–P–0126 for ‘‘Milk and Cream 


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139321 to __ 139331" 

@263b $ __ 142601" 

@2621) $ 142601". 

174461 

174471 

174551" 

"~200b~', "16631 bl" and "l6636b~' 

"~200bbl", "16631 bij" and '16636bij", 

"l7206bl" and "l7205bl" 

"l7206bij" and "l7205bbl",