30504 Federal Register / Vol. 86, No. 108 / Tuesday, June 8, 2021 / Notices 

1See Docket No. RM2018–3, Order Adopting 

Final Rules Relating to Non-Public Information, 

June 27, 2018, Attachment A at 19–22 (Order No. 

4679). 

Management and Budget is particularly 

interested in comments that: 

1. Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of functions 

of the agency, including whether the 

information will have practical utility; 

2. Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

3. Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

4. Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 

other forms of information technology, 

e.g., permitting electronic submissions 

of responses. 

RI 34–1 (Financial Resources 

Questionnaire), RI 34–17 (Financial 

Resources Questionnaire—Federal 

Employees’ Group Life Insurance 

Premiums Underpaid), and RI 34–18 

(Financial Resources Questionnaire— 

Federal Employees Health Benefits 

Premiums Underpaid), collects detailed 

financial information for use by OPM to 

determine whether to agree to a waiver, 

compromise, or adjustment of the 

collection of erroneous payments from 

the Civil Service Retirement and 

Disability Fund. RI 34–3 (Notice of 

Amount Due Because Of Annuity 

Overpayment), RI 34–19 (Notice of 

Amount Due Because of FEGLI 

Premium Underpayment), and RI 34–20 

(Notice of Amount Due Because of 

FEHB Premium Underpayment), 

informs the annuitant about the 

overpayment and collects information 

from the annuitant about how 

repayment will be made. 

Analysis 

Agency: Retirement Operations, 

Retirement Services, Office of Personnel 

Management. 

Title: Financial Resources 

Questionnaire/Notice of Debt Due 

Because of Annuity Overpayment. 

OMB Number: 3206–0167. 

Frequency: On occasion. 

Affected Public: Individuals or 

Households. 

Number of Respondents: 2,081. 

Estimated Time per Respondent: 60 

minutes. 

Total Burden Hours: 2,081 hours. 

Office of Personnel Management. 

Alexys Stanley, 

Regulatory Affairs Analyst. 

[FR Doc. 2021–11970 Filed 6–7–21; 8:45 am] 

BILLING CODE 6325–38–P 

POSTAL REGULATORY COMMISSION 

[Docket Nos. CP2020–83; MC2021–95 and 

CP2021–98; MC2021–96 and CP2021–99; 

MC2021–97 and CP2021–100] 

New Postal Products 

AGENCY: Postal Regulatory Commission. 

ACTION: Notice. 

SUMMARY: The Commission is noticing a 

recent Postal Service filing for the 

Commission’s consideration concerning 

a negotiated service agreement. This 

notice informs the public of the filing, 

invites public comment, and takes other 

administrative steps. 

DATES: Comments are due: June 10, 

2021. 

ADDRESSES: Submit comments 

electronically via the Commission’s 

Filing Online system at http://

www.prc.gov. Those who cannot submit 

comments electronically should contact 

the person identified in the FOR FURTHER

INFORMATION CONTACT section by 

telephone for advice on filing 

alternatives. 

FOR FURTHER INFORMATION CONTACT: 

David A. Trissell, General Counsel, at 

202–789–6820. 

SUPPLEMENTARY INFORMATION: 

Table of Contents 

I. Introduction 

II. Docketed Proceeding(s) 

I. Introduction 

The Commission gives notice that the 

Postal Service filed request(s) for the 

Commission to consider matters related 

to negotiated service agreement(s). The 

request(s) may propose the addition or 

removal of a negotiated service 

agreement from the market dominant or 

the competitive product list, or the 

modification of an existing product 

currently appearing on the market 

dominant or the competitive product 

list. 

Section II identifies the docket 

number(s) associated with each Postal 

Service request, the title of each Postal 

Service request, the request’s acceptance 

date, and the authority cited by the 

Postal Service for each request. For each 

request, the Commission appoints an 

officer of the Commission to represent 

the interests of the general public in the 

proceeding, pursuant to 39 U.S.C. 505 

(Public Representative). Section II also 

establishes comment deadline(s) 

pertaining to each request. 

The public portions of the Postal 

Service’s request(s) can be accessed via 

the Commission’s website (http://

www.prc.gov). Non-public portions of 

the Postal Service’s request(s), if any, 

can be accessed through compliance 

with the requirements of 39 CFR 

3011.301.1

The Commission invites comments on 

whether the Postal Service’s request(s) 

in the captioned docket(s) are consistent 

with the policies of title 39. For 

request(s) that the Postal Service states 

concern market dominant product(s), 

applicable statutory and regulatory 

requirements include 39 U.S.C. 3622, 39 

U.S.C. 3642, 39 CFR part 3030, and 39 

CFR part 3040, subpart B. For request(s) 

that the Postal Service states concern 

competitive product(s), applicable 

statutory and regulatory requirements 

include 39 U.S.C. 3632, 39 U.S.C. 3633, 

39 U.S.C. 3642, 39 CFR part 3035, and 

39 CFR part 3040, subpart B. Comment 

deadline(s) for each request appear in 

section II. 

II. Docketed Proceeding(s) 

1. Docket No(s).: CP2020–83; Filing 

Title: USPS Notice of Amendment to 

Parcel Select Contract 37, Filed Under 

Seal; Filing Acceptance Date: June 2, 

2021; Filing Authority: 39 CFR 

3035.105; Public Representative: 

Kenneth R. Moeller; Comments Due: 

June 10, 2021. 

2. Docket No(s).: MC2021–95 and 

CP2021–98; Filing Title: USPS Request 

to Add Priority Mail Contract 703 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: June 2, 2021; Filing 

Authority: 39 CFR 3035.105; Public 

Representative: Kenneth R. Moeller; 

Comments Due: June 10, 2021. 

3. Docket No(s).: MC2021–96 and 

CP2021–99; Filing Title: USPS Request 

to Add Priority Mail Contract 704 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: June 2, 2021; Filing 

Authority: 39 CFR 3035.105; Public 

Representative: Kenneth R. Moeller; 

Comments Due: June 10, 2021. 

4. Docket No(s).: MC2021–97 and 

CP2021–100; Filing Title: USPS Request 

to Add Priority Mail & First-Class 

Package Service Contract 194 to 

Competitive Product List and Notice of 

Filing Materials Under Seal; Filing 

Acceptance Date: June 2, 2021; Filing 

Authority: 39 CFR 3035.105; Public 

Representative: Kenneth R. Moeller; 

Comments Due: June 10, 2021. 


jbell on DSKJLSW7X2PROD with NOTICES
Federal Register / Vol. 86, No. 108 / Tuesday, June 8, 2021 / Notices 30505 

1The term ‘‘Adviser’’ means (i) the Initial 

Adviser, (ii) its successors, and (iii) any entity 

controlling, controlled by or under common control 

with, the Initial Adviser or its successors that serves 

as the primary adviser to a Sub-Advised Fund. For 

the purposes of the requested order, ‘‘successor’’ is 

limited to an entity or entities that result from a 

reorganization into another jurisdiction or a change 

in the type of business organization. Any other 

Adviser also will be registered with the 

Commission as an investment adviser under the 

Advisers Act. 

2The term ‘‘Board’’ also includes the board of 

trustees or directors of a future Sub-Advised Fund 

(as defined below), if different from the board of 

trustees (‘‘Trustees’’) of the Trust. 

3A ‘‘Wholly-Owned Sub-Adviser’’ is any 

investment adviser that is (1) an indirect or direct 

‘‘wholly-owned subsidiary’’ (as such term is 

defined in Section 2(a)(43) of the Act) of the 

Adviser, (2) a ‘‘sister company’’ of the Adviser that 

is an indirect or direct ‘‘wholly-owned subsidiary’’ 

of the same company that indirectly or directly 

wholly owns the Adviser (the Adviser’s ‘‘parent 

company’’), or (3) a parent company of the Adviser. 

An ‘‘Affiliated Sub-Adviser’’ is any investment subadviser that is not a Wholly-Owned Sub-Adviser, 

but is an ‘‘affiliated person’’ (as defined in Section 

2(a)(3) of the Act) of a Sub-Advised Fund or the 

Adviser for reasons other than serving as 

investment sub-adviser to one or more Funds. A 

‘‘Non-Affiliated Sub-Adviser’’ is any investment 

adviser that is not an ‘‘affiliated person’’ (as defined 

in the Act) of a Fund or the Adviser, except to the 

extent that an affiliation arises solely because the 

Sub-Adviser serves as a sub-adviser to one or more 

Funds. 

4Applicants note that all other items required by 

Sections 6–07(2)(a), (b) and (c) of Regulation S–X 

will be disclosed. 

5All registered open-end investment companies 

that currently intend to rely on the requested order 

are named as Applicants. All Funds that currently 

are, or that currently intend to be, Sub-Advised 

Funds are identified in this application. Any entity 

that relies on the requested order will do so only 

in accordance with the terms and conditions 

contained in the application. 

This Notice will be published in the 

Federal Register. 

Erica A. Barker, 

Secretary. 

[FR Doc. 2021–11984 Filed 6–7–21; 8:45 am] 

BILLING CODE 7710–FW–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Investment Company Act Release No. 

34293; 812–15202–01] 

Listed Funds Trust and Skyrocket 

Investments, LLC 

June 2, 2021. 

AGENCY: Securities and Exchange 

Commission (‘‘Commission’’). 

ACTION: Notice. 

Notice of an application under 

Section 6(c) of the Investment Company 

Act of 1940 (‘‘Act’’) for an exemption 

from Section 15(a) of the Act, as well as 

from certain disclosure requirements in 

Rule 20a–1 under the Act, Item 19(a)(3) 

of Form N–1A, Items 22(c)(1)(ii), 

22(c)(1)(iii), 22(c)(8) and 22(c)(9) of 

Schedule 14A under the Securities 

Exchange Act of 1934 (‘‘1934 Act’’), and 

Sections 6–07(2)(a), (b), and (c) of 

Regulation S–X (‘‘Disclosure 

Requirements’’). 

APPLICANTS: Listed Funds Trust 

(‘‘Trust’’), a Delaware statutory trust 

registered under the Act as an open-end 

management investment company with 

multiple series (each a ‘‘Fund’’) and 

Skyrocket Investments, LLC (‘‘Initial 

Adviser’’), a Delaware limited liability 

company registered as an investment 

adviser under the Investment Advisers 

Act of 1940 (‘‘Advisers Act’’) that serves 

an investment adviser to the Funds 

(collectively with the Trust, the 

‘‘Applicants’’). 

SUMMARY OF APPLICATION: The requested 

exemption would permit Applicants to 

enter into and materially amend subadvisory agreements with sub-advisers 

without shareholder approval and 

would grant relief from the Disclosure 

Requirements as they relate to fees paid 

to the sub-advisers. 

DATES: The application was filed on 

February 17, 2021 and amended on May 

14, 2021. 

HEARING OR NOTIFICATION OF HEARING: An 

order granting the requested relief will 

be issued unless the Commission orders 

a hearing. Interested persons may 

request a hearing by emailing the 

Commission’s Secretary at SecretarysOffice@sec.gov and serving Applicants 

with a copy of the request by email. 

Hearing requests should be received by 

the Commission by 5:30 p.m. on June 

28, 2021, and should be accompanied 

by proof of service on the Applicants, in 

the form of an affidavit, or, for lawyers, 

a certificate of service. Pursuant to Rule 

0–5 under the Act, hearing requests 

should state the nature of the writer’s 

interest, any facts bearing upon the 

desirability of a hearing on the matter, 

the reason for the request, and the issues 

contested. Persons who wish to be 

notified of a hearing may request 

notification by emailing the 

Commission’s Secretary. 

ADDRESSES: The Commission: 

Secretarys-Office@sec.gov. Applicants: 

Kent P. Barnes, Listed Funds Trust, by 

email: kent.barnes@usbank.com. 

FOR FURTHER INFORMATION CONTACT: 

Christine Y. Greenlees, Senior Counsel, 

at (202) 551–6879, or Lisa Reid Ragen, 

Branch Chief, at (202) 551–6825 

(Division of Investment Management, 

Chief Counsel’s Office). 

SUPPLEMENTARY INFORMATION: The 

following is a summary of the 

application. The complete application 

may be obtained via the Commission’s 

website by searching for the file number 

or an Applicant using the ‘‘Company’’ 

name box, at http://www.sec.gov/ 

search/search.htm or by calling (202) 

551–8090. 

I. Requested Exemptive Relief 

1. Applicants request an order to 

permit the Adviser,1 subject to the 

approval of the board of trustees of the 

Trust (collectively, the ‘‘Board’’),2

including a majority of the trustees who 

are not ‘‘interested persons’’ of the Trust 

or the Adviser, as defined in Section 

2(a)(19) of the Act (the ‘‘Independent 

Trustees’’), without obtaining 

shareholder approval, to: (i) Select 

investment sub-advisers (‘‘SubAdvisers’’) for all or a portion of the 

assets of one or more of the Funds 

pursuant to an investment sub-advisory 

agreement with each Sub-Adviser (each 

a ‘‘Sub-Advisory Agreement’’); and (ii) 

materially amend Sub-Advisory 

Agreements with the Sub-Advisers. 

2. Applicants also request an order 

exempting the Sub-Advised Funds (as 

defined below) from the Disclosure 

Requirements, which require each Fund 

to disclose fees paid to a Sub-Adviser. 

Applicants seek relief to permit each 

Sub-Advised Fund to disclose (as a 

dollar amount and a percentage of the 

Fund’s net assets): (i) The aggregate fees 

paid to the Adviser and any WhollyOwned Sub-Advisers; and (ii) the 

aggregate fees paid to Affiliated and 

Non-Affiliated Sub-Advisers 

(‘‘Aggregate Fee Disclosure’’).3

Applicants seek an exemption to permit 

a Sub-Advised Fund to include only the 

Aggregate Fee Disclosure.4

3. Applicants request that the relief 

apply to Applicants, as well as to any 

future Fund and any other existing or 

future registered open-end management 

investment company or series thereof 

that intends to rely on the requested 

order in the future and that: (i) Is 

advised by the Adviser; (ii) uses the 

multi-manager structure described in 

the application; and (iii) complies with 

the terms and conditions of the 

application (each, a ‘‘Sub-Advised 

Fund’’).5

II. Management of the Sub-Advised 

Funds 

4. The Adviser serves or will serve as 

the investment adviser to each SubAdvised Fund pursuant to an 

investment advisory agreement with the 

Fund (each an ‘‘Investment Advisory 

Agreement’’). Each Investment Advisory 

Agreement has been or will be approved 

by the Board, including a majority of the 

Independent Trustees, and by the 


jbell on DSKJLSW7X2PROD with NOTICES