Unassociated Document


    

      
        
          
            
              
                
                  
                    
                      
                        
                          
                            
                              
                                
                                  
                                    
                                      
                                        
                                          
                                            
                                              
                                                
                                                  
                                                    
                                                      
                                                        
                                                          
                                                            
                                                              
                                                                
                                                                  
                                                                    
                                                                      
                                                                        
                                                                          
                                                                            
                                                                              
                                                                                
                                                                                  
                                                                                    
                                                                                      
                                                                                        
                                                                                          
                                                                                            
                                                                                              
                                                                                                
                                                                                                  
                                                                                                    
                                                                                                      
                                                                                                        
                                                                                                          
                                                                                                            
                                                                                                              
                                                                                                                
                                                                                                                  
                                                                                                                    
                                                                                                                      
                                                                                                                        	
                                                                                                                                HARRIS
      & HARRIS GROUP INC.

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                OPTION
      GRANTING, VESTING AND

                                                                                                                                EXPIRATIONS

                                                                                                                              	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                GRANT DATE FOR ALL
      OPTIONS:

                                                                                                                                May 12,
2010

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                Exercise Price $
      4.84

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	
                                                                                                                                Expiration

                                                                                                                                Date
      of

                                                                                                                                Options

                                                                                                                              	
                                                                                                                                2011

                                                                                                                              	
                                                                                                                                2012

                                                                                                                              	
                                                                                                                                2013

                                                                                                                              	
                                                                                                                                Total

                                                                                                                              
	
                                                                                                                                JAMISON

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                NQSO 5
      Years

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2011

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	
                                                                                                                                6,375

                                                                                                                              	 
      	 
      	 
      
	
                                                                                                                                50%
      vest 5/12/2012

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	
                                                                                                                                12,750

                                                                                                                              	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2013

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	 
      	
                                                                                                                                6,375

                                                                                                                              	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                                                25,500

                                                                                                                              
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                JANSE

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                NQSO 5
      Years

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2011

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	
                                                                                                                                6,375

                                                                                                                              	 
      	 
      	 
      
	
                                                                                                                                50%
      vest 5/12/2012

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	
                                                                                                                                12,750

                                                                                                                              	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2013

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	 
      	
                                                                                                                                6,375

                                                                                                                              	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                                                25,500

                                                                                                                              
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                ANDREEV

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                NQSO 5
      Years

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2011

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	
                                                                                                                                6,375

                                                                                                                              	 
      	 
      	 
      
	
                                                                                                                                50%
      vest 5/12/2012

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	
                                                                                                                                12,750

                                                                                                                              	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2013

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	 
      	
                                                                                                                                6,375

                                                                                                                              	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                                                25,500

                                                                                                                              
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                WOLFE

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                NQSO 5
      Years

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2011

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	
                                                                                                                                6,375

                                                                                                                              	 
      	 
      	 
      
	
                                                                                                                                50%
      vest 5/12/2012

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	
                                                                                                                                12,750

                                                                                                                              	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2013

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	 
      	
                                                                                                                                6,375

                                                                                                                              	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                                                25,500

                                                                                                                              
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                USHIO

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                NQSO 5
      Years

                                                                                                                              	 
      	 
      	 
      	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2011

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	
                                                                                                                                3,750

                                                                                                                              	 
      	 
      	 
      
	
                                                                                                                                50%
      vest 5/12/2012

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	
                                                                                                                                7,500

                                                                                                                              	 
      	 
      
	
                                                                                                                                25%
      vest 5/12/2013

                                                                                                                              	
                                                                                                                                5/12/2015

                                                                                                                              	 
      	 
      	
                                                                                                                                3,750

                                                                                                                              	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                                                15,000

                                                                                                                              


                                                                                                                      

                                                                                                                    

                                                                                                                  

                                                                                                                

                                                                                                              

                                                                                                            

                                                                                                          

                                                                                                        

                                                                                                      

                                                                                                    

                                                                                                  

                                                                                                

                                                                                              

                                                                                            

                                                                                          

                                                                                        

                                                                                      

                                                                                    

                                                                                  

                                                                                

                                                                              

                                                                            

                                                                          

                                                                        

                                                                      

                                                                    

                                                                  

                                                                

                                                              

                                                            

                                                          

                                                        

                                                      

                                                    

                                                  

                                                

                                              

                                            

                                          

                                        

                                      

                                    

                                  

                                

                              

                            

                          

                        

                      

                    

                  

                

              

            

          

        

      


      
        
           


        

        
           


          
            

          

        

        
           


        

      


      
        
          
            
              
                
                  
                    
                      
                        
                          
                            
                              
                                
                                  
                                    
                                      	 
      	 
      	 
      	 
      	 
      	 
      
	
                                              FORMAN

                                            	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                              NQSO 5
      Years

                                            	 
      	 
      	 
      	 
      	 
      
	
                                              25%
      vest 5/12/2011

                                            	
                                              5/12/2015

                                            	
                                              3,750

                                            	 
      	 
      	 
      
	
                                              50%
      vest 5/12/2012

                                            	
                                              5/12/2015

                                            	 
      	
                                              7,500

                                            	 
      	 
      
	
                                              25%
      vest 5/12/2013

                                            	
                                              5/12/2015

                                            	 
      	 
      	
                                              3,750

                                            	 
      
	 
      	 
      	 
      	 
      	 
      	
                                              15,000

                                            
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                              EGAN

                                            	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                              NQSO 5
      Years

                                            	 
      	 
      	 
      	 
      	 
      
	
                                              25%
      vest 5/12/2011

                                            	
                                              5/12/2015

                                            	
                                              1,500

                                            	 
      	 
      	 
      
	
                                              50%
      vest 5/12/2012

                                            	
                                              5/12/2015

                                            	 
      	
                                              3,000

                                            	 
      	 
      
	
                                              25%
      vest 5/12/2013

                                            	
                                              5/12/2015

                                            	 
      	 
      	
                                              1,500

                                            	 
      
	 
      	 
      	 
      	 
      	 
      	
                                              6,000

                                            
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                              ALL OTHER
      EMPLOYEES

                                            	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                              NQSO 5
      Years

                                            	 
      	 
      	 
      	 
      	 
      
	
                                              25%
      vest 5/12/2011

                                            	
                                              5/12/2015

                                            	
                                              3,000

                                            	 
      	 
      	 
      
	
                                              50%
      vest 5/12/2012

                                            	
                                              5/12/2015

                                            	 
      	
                                              6,000

                                            	 
      	 
      
	
                                              25%
      vest 5/12/2013

                                            	
                                              5/12/2015

                                            	 
      	 
      	
                                              3,000

                                            	 
      
	 
      	 
      	 
      	 
      	 
      	
                                              12,000

                                            
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                              NQSO
      5 Years

                                            	 
      	
                                              37,500

                                            	
                                              75,000

                                            	
                                              37,500

                                            	
                                              150,000

                                            
	
                                              Total

                                            	 
      	
                                              37,500

                                            	
                                              75,000

                                            	
                                              37,500

                                            	
                                              150,000