[Federal Register Volume 60, Number 69 (Tuesday, April 11, 1995)]
[Notices]
[Page 18437]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-8779]



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SMALL BUSINESS ADMINISTRATION

[Application No. 99000162]


Kline Hawkes California SBIC, L.P.; Notice of Filing of An 
Application for a License to Operate as a Small Business Investment 
Company

    Notice is hereby given of the filing of an application with the 
Small Business Administration (SBA) pursuant to Section 107.102 of the 
Regulations governing small business investment companies (13 CFR 
107.102 (1995)) by Kline Hawkes California SBIC, L.P., 11726 San 
Vicente Blvd., Suite 300, Los Angeles, California 90049, for a license 
to operate as a small business investment company (SBIC) under the 
Small Business Investment Act of 1958, as amended, (15 U.S.C. et. 
seq.), and the Rules and Regulations promulgated, thereunder. Kline 
Hawkes California SBIC, L.P. is a California limited partnership.
    The Applicant's ultimate corporate general partner will be Kline 
Hawkes Management SBIC, Inc., located at the same address as the 
Applicant. The officers, directors, and owner of the corporate general 
partner are:

------------------------------------------------------------------------
             Name                          Title              Ownership 
------------------------------------------------------------------------
Frank R. Kline, Jr...........  Chairman of Board, Managing          100%
                                Director.                               
Edwin A. Moss................  Director, Secretary,          ...........
                                Managing Director.                      
Jerome S. Engel..............  Director, Treasurer,          ...........
                                Managing Director.                      
Michael L. Luther, 4314        Director....................  ...........
 Marina City Drive, Marina                                              
 Del Ray, CA 90292.                                                     
Thomas S. Volpe, 410           Director....................  ...........
 Occidental Avenue, San                                                 
 Mateo, CA 94402.                                                       
------------------------------------------------------------------------

    Messrs. Kline, Moss, and Engel have offices at 17726 San Vicente 
Blvd., Suite 300, Los Angeles, California.
    The officers and directors of the Applicant's manager, Kline Hawkes 
& Company, are:

------------------------------------------------------------------------
                Name                                Title               
------------------------------------------------------------------------
Frank R. Kline, Jr.................  Chairman of Board, Managing        
                                      Director.                         
Edwin A. Moss......................  Director, Secretary, Managing      
                                      Director.                         
Jerome S. Engel....................  Director, Treasurer, Managing      
                                      Director.                         
Thomas S. Volpe....................  Director.                          
Michael L. Luther..................  Director.                          
------------------------------------------------------------------------

    The following entity beneficially owns or controls 10 percent or 
more of the proposed SBIC's Regulatory Capital:

Name: California Public Employees' Retirement System, Lincoln Plaza--
400 P Street, Sacramento, California 95814

    The applicant has total committed capital of $30.0 million. It will 
be a source of debt and equity financings for qualified small business 
concerns, and will invest primarily in the state of California.
    Matters involved in SBA's consideration of the application include 
the general business reputation and character of the proposed owners 
and management, and the probability of successful operations of the new 
company under their management, including profitability and financial 
soundness in accordance with the Act and Regulations.
    Notice is hereby given that any person may, not later than 15 days 
from the date of publication of this Notice, submit written comments on 
the proposed SBIC to the Associate Administrator for Investment, Small 
Business Administration, 409 3rd Street, SW, Washington, DC 20416.
    A copy of this Notice will be published in a newspaper of general 
circulation in Los Angeles, California

(Catalog of Federal Domestic Assistance Programs No. 59.011, Small 
Business Investment Companies).

    Dated: April 5, 1995.
Robert D. Stillman,
Associate Administrator for Investment.
[FR Doc. 95-8779 Filed 4-10-95; 8:45 am]
BILLING CODE 8025-01-M