Exhibit 4.1





Exhibit 4.1








	SHARES
ICG ICG Group, Inc.
COMMON STOCK INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK SEE REVERSE FOR
CERTAIN DEFINITIONS
CUSIP 44928D 10 8
THIS CERTIFIES THAT:
SPECIMEN
IS THE OWNER OF:
FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $.001 PAR VALUE PER SHARE, OF By
ICG Group, Inc.
hereinafter called the “Corporation”, transferable only on the books of the Corporation by the
holder hereof in person, or by his, her or its duly authorized attorney, upon the surrender of this
Certificate properly endorsed. This Certificate and the shares represented hereby are issued and
shall be held subject to all of the provisions MELLON Countersigned contained in the Corporation’s
Restated Certificate of Incorporation, as amended (copies of which are on file with the Transfer
Agent), to which the holder by acceptance Transfer hereof assents. This Certificate is not valid
until countersigned and registered by the Transfer Agent and Registrar. and WITNESS the facsimile
seal of the Corporation and the facsimile signatures of its duly authorized officers. Agent DATED:
INVESTOR roup, and G G In Registered:
POR c
C R AT . I C O E
SEAL Authorized Registrar SERVICES 1999
DEELA AR LLCW
SECRETARY CHIEF EXECUTIVE OFFICER Signature






 















 






ICG GROUP, INC.




The Corporation shall furnish without charge to each stockholder who so requests a statement of the
powers, designations, preferences and relative, participating, optional, or other special rights of
each class of stock of the Corporation or series thereof and the qualifications, limitations or
restrictions of such preferences and/or rights. Such request shall be made to the Corporation’s
Secretary at the principal office of the Corporation or to the Transfer Agent and Registrar named
on the face of this Certificate.



The following abbreviations, when used in the inscription on the face of this Certificate, shall be
construed as though they were written out in full according to applicable laws or regulations:



	 	 	 	 	 	 	 	 	 
	TEN COM

	 	— as tenants in common
	 	 	 	UNIF TRANS MIN ACT—
	___________ Custodian ___________
	TEN ENT

	 	— as tenants by the entireties
	 	 	 	 	 	        (Cust)     
          
            (Minor)
	JT TEN

	 	— as joint tenants with right
	 	 	 	 	 	under Uniform Transfers to Minors Act
	 

	 	     of survivorship and not as tenants	 	 	 	 	 	_____________________
	 

	 	     in common
	 	 	 	 	 	     
        (State)
	 

	 	 	 	 	 	 	 	 






Additional abbreviations may also be used though not in the above list.




FOR VALUE RECEIVED                                                                    
            
hereby sell, assign and transfer unto




	 	 	 
	PLEASE INSERT SOCIAL SECURITY OR OTHER
	 	 
	IDENTIFYING NUMBER OF ASSIGNEE
	 	 
	 	 	 







 




(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE)




 





 





 




shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint




                                                                    
                                                                        
Attorney to transfer the said stock on the books of the within named Corporation with full power of
substitution in the premises.



	 	 	 	 	 	 	 	 	 	 	 
	Dated

	 	 	 	 	 	X	 	 	 	 
	 

	 	 

	 	 	 	 	 	 

	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	X	 	 	 	 
	 

	 	 	 	 	 	 	 	 

NOTICE: The signature(s) to this assignment must correspond with the name(s) as written upon the
face of the Certificate in every particular, without alteration or enlargement or any change
whatever.

	 	 






	 	 	 	 	 
	SIGNATURE(S) GUARANTEED:
	 	 	 	 
	 

	 	 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR
INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS, AND CREDIT
UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM),
PURSUANT
TO S.E.C. RULE 17Ad-15.

	 	 






KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE
CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT
CERTIFICATE.