# Patent

## Title
Efficient algorithm for finding candidate objects for remote differential compression

## Abstract

The present invention finds candidate objects for remote differential compression. Objects are updated between two or more computing devices using remote differential compression (RDC) techniques such that required data transfers are minimized. An algorithm provides enhanced efficiencies for allowing the receiver to locate a set of objects that are similar to the object that needs to be transferred from the sender. Once this set of similar objects has been found, the receiver may reuse any chunks from these objects during the RDC algorithm.

## Background
CROSS-REFERENCE TO RELATED APPLICATIONS
This patent application is related to U.S. patent application Ser. No. 10/825,735, filed on Apr. 15, 2004, entitled “EFFICIENT ALGORITHM AND PROTOCOL FOR REMOTE DIFFERENTIAL COMPRESSION”; U.S. patent application Ser. No. 10/844,893, filed on May 13, 2004, entitled “EFFICIENT CHUNKING ALGORITHM”; U.S. patent application Ser. No. 10/844,907, filed on May 13, 2004, entitled “EFFICIENT ALGORITHM AND PROTOCOL FOR REMOTE DIFFERENTIAL COMPRESSION ON A LOCAL DEVICE”, now abandoned; U.S. patent application Ser. No. 10/844,906, filed on May 13, 2004, entitled “EFFICIENT ALGORITHM AND PROTOCOL FOR REMOTE DIFFERENTIAL COMPRESSION ON A REMOTE DEVICE”, now abandoned.
BACKGROUND OF THE INVENTION
The proliferation of networks such as intranets, extranets, and the internet has lead to a large growth in the number of users that share information across wide networks. A maximum data transfer rate is associated with each physical network based on the bandwidth associated with the transmission medium as well as other infrastructure related limitations. As a result of limited network bandwidth, users can experience long delays in retrieving and transferring large amounts of data across the network.
Data compression techniques have become a popular way to transfer large amounts of data across a network with limited bandwidth. Data compression can be generally characterized as either lossless or lossy. Lossless compression involves the transformation of a data set such that an exact reproduction of the data set can be retrieved by applying a decompression transformation. Lossless compression is most often used to compact data, when an exact replica is required.
In the case where the recipient of a data object already has a previous, or older, version of that object, a lossless compression approach called Remote Differential Compression (RDC) may be used to determine and only transfer the differences between the new and the old versions of the object. Since an RDC transfer only involves communicating the observed differences between the new and old versions (for instance, in the case of files, file modification or last access dates, file attributes, or small changes to the file contents), the total amount of data transferred can be greatly reduced. RDC can be combined with another lossless compression algorithm to further reduce the network traffic. The benefits of RDC are most significant in the case where large objects need to be communicated frequently back and forth between computing devices and it is difficult or infeasible to maintain old copies of these objects, so that local differential algorithms cannot be used.
SUMMARY OF THE INVENTION
Briefly stated, the present invention is related to a method and system for finding candidate objects for remote differential compression. Objects are updated between two or more computing devices using remote differential compression (RDC) techniques such that required data transfers are minimized. In one aspect, an algorithm provides enhanced efficiencies by allowing the sender to communicate a small amount of meta-data to the receiver, and the receiver to use this meta-data to locate a set of objects that are similar to the object that needs to be transferred from the sender. Once this set of similar objects has been found, the receiver may reuse any parts of these objects as needed during the RDC algorithm.
A more complete appreciation of the present invention and its improvements can be obtained by reference to the accompanying drawings, which are briefly summarized below, to the following detailed description of illustrative embodiments of the invention, and to the appended claims.



BRIEF DESCRIPTION OF THE DRAWINGS
Non-limiting and non-exhaustive embodiments of the present invention are described with reference to the following drawings.
FIG. 1 is a diagram illustrating an operating environment;
FIG. 2 is a diagram illustrating an example computing device;
FIGS. 3A and 3B are diagrams illustrating an example RDC procedure;
FIGS. 4A and 4B are diagrams illustrating process flows for the interaction between a local device and a remote device during an example RDC procedure;
FIGS. 5A and 5B are diagrams illustrating process flows for recursive remote differential compression of the signature and chunk length lists in an example interaction during an RDC procedure;
FIG. 6 is a diagram that graphically illustrates an example of recursive compression in an example RDC sequence;
FIG. 7 is a diagram illustrating the interaction of a client and server application using an example RDC procedure;
FIG. 8 is a diagram illustrating a process flow for an example chunking procedure;
FIG. 9 is a diagram of example instruction code for an example chunking procedure;
FIGS. 10 and 11 are diagrams of example instruction code for another example chunking procedure;
FIG. 12 illustrates an RDC algorithm modified to find and use candidate objects;
FIGS. 13 and 14 show a process and an example of a trait computation;
FIGS. 15 and 16 may be used when selecting the parameters for b and t;
FIG. 17 illustrates data structures that make up a compact representation of: an Object Map and a set of Trait Tables; and
FIG. 18 illustrates a process for computing similar traits, in accordance with aspects of the present invention.



DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT
Various embodiments of the present invention will be described in detail with reference to the drawings, where like reference numerals represent like parts and assemblies throughout the several views. Reference to various embodiments does not limit the scope of the invention, which is limited only by the scope of the claims attached hereto. Additionally, any examples set forth in this specification are not intended to be limiting and merely set forth some of the many possible embodiments for the claimed invention.
The present invention is described in the context of local and remote computing devices (or “devices”, for short) that have one or more commonly associated objects stored thereon. The terms “local” and “remote” refer to one instance of the method. However, the same device may play both a “local” and a “remote” role in different instances. Remote Differential Compression (RDC) methods are used to efficiently update the commonly associated objects over a network with limited-bandwidth. When a device having a new copy of an object needs to update a device having an older copy of the same object, or of a similar object, the RDC method is employed to only transmit the differences between the objects over the network. An example described RDC method uses (1) a recursive approach for the transmission of the RDC metadata, to reduce the amount of metadata transferred for large objects, and (2) a local maximum-based chunking method to increase the precision associated with the object differencing such that bandwidth utilization is minimized. Some example applications that benefit from the described RDC methods include: peer-to-peer replication services, file-transfer protocols such as SMB, virtual servers that transfer large images, email servers, cellular phone and PDA synchronization, database server replication, to name just a few.
Operating Environment
FIG. 1 is a diagram illustrating an example operating environment for the present invention. As illustrated in the figure, devices are arranged to communicate over a network. These devices may be general purpose computing device, special purpose computing devices, or any other appropriate devices that are connected to a network. The network 102 may correspond to any connectivity topology including, but not limited to: a direct wired connection (e.g., parallel port, serial port, USB, IEEE 1394, etc), a wireless connection (e.g., IR port, Bluetooth port, etc.), a wired network, a wireless network, a local area network, a wide area network, an ultra-wide area network, an internet, an intranet, and an extranet.
In an example interaction between device A (100) and device B (101), different versions of an object are locally stored on the two devices: object OA on 100 and object OB on 101. At some point, device A (100) decides to update its copy of object OA with the copy (object OB) stored on device B (101), and sends a request to device B (101) to initiate the RDC method. In an alternate embodiment, the RDC method could be initiated by device B (101).
Device A (100) and device B (101) both process their locally stored object and divide the associated data into a variable number of chunks in a data-dependent fashion (e.g., chunks 1-n for object OB, and chunks 1-k for object OA, respectively). A set of signatures such as strong hashes (SHA) for the chunks are computed locally by both the devices. The devices both compile separate lists of the signatures. During the next step of the RDC method, device B (101) transmits its computed list of signatures and chunk lengths 1-n to device A (100) over the network 102. Device A (100) evaluates this list of signatures by comparing each received signature to its own generated signature list 1-k. Mismatches in the signature lists indicate one or more differences in the objects that require correction. Device A (100) transmits a request for device B (101) to send the chunks that have been identified by the mismatches in the signature lists. Device B (101) subsequently compresses and transmits the requested chunks, which are then reassembled by device A (100) after reception and decompression are accomplished. Device A (100) reassembles the received chunks together with its own matching chunks to obtain a local copy of object OB.
Example Computing Device
FIG. 2 is a block diagram of an example computing device that is arranged in accordance with the present invention. In a basic configuration, computing device 200 typically includes at least one processing unit (202) and system memory (204). Depending on the exact configuration and type of computing device, system memory 204 may be volatile (such as RAM), non-volatile (such as ROM, flash memory, etc.) or some combination of the two. System memory 204 typically includes an operating system (205); one or more program modules (206); and may include program data (207). This basic configuration is illustrated in FIG. 2 by those components within dashed line 208.
Computing device 200 may also have additional features or functionality. For example, computing device 200 may also include additional data storage devices (removable and/or non-removable) such as, for example, magnetic disks, optical disks, or tape. Such additional storage is illustrated in FIG. 2 by removable storage 209 and non-removable storage 210. Computer storage media may include volatile and non-volatile, removable and non-removable media implemented in any method or technology for storage of information, such as computer readable instructions, data structures, program modules or other data. System memory 204, removable storage 209 and non-removable storage 210 are all examples of computer storage media. Computer storage media includes, but is not limited to, RAM, ROM, EEPROM, flash memory or other memory technology, CD-ROM, digital versatile disks (DVD) or other optical storage, magnetic cassettes, magnetic tape, magnetic disk storage or other magnetic storage devices, or any other medium which can be used to store the desired information and which can be accessed by computing device 200. Any such computer storage media may be part of device 200. Computing device 200 may also have input device(s) 212 such as keyboard, mouse, pen, voice input device, touch input device, etc. Output device(s) 214 such as a display, speakers, printer, etc. may also be included. All these devices are known in the art and need not be discussed at length here.
Computing device 200 also contains communications connection(s) 216 that allow the device to communicate with other computing devices 218, such as over a network. Communications connection(s) 216 is an example of communication media. Communication media typically embodies computer readable instructions, data structures, program modules or other data in a modulated data signal such as a carrier wave or other transport mechanism and includes any information delivery media. The term “modulated data signal” means a signal that has one or more of its characteristics set or changed in such a manner as to encode information in the signal. By way of example, and not limitation, communication media includes wired media such as a wired network or direct-wired connection, and wireless media such as acoustic, RF, microwave, satellite, infrared and other wireless media. The term computer readable media as used herein includes both storage media and communication media.
Various procedures and interfaces may be implemented in one or more application programs that reside in system memory 204. In one example, the application program is a remote differential compression algorithm that schedules file synchronization between the computing device (e.g., a client) and another remotely located computing device (e.g., a server). In another example, the application program is a compression/decompression procedure that is provided in system memory 204 for compression and decompressing data. In still another example, the application program is a decryption procedure that is provided in system memory 204 of a client device.
Remote Differential Compression (RDC)
FIGS. 3A and 3B are diagrams illustrating an example RDC procedure according to at least one aspect of the present invention. The number of chunks in particular can vary for each instance depending on the actual objects OA and OB.
Referring to FIG. 3A, the basic RDC protocol is negotiated between two computing devices (device A and device B). The RDC protocol assumes implicitly that the devices A and B have two different instances (or versions) of the same object or resource, which are identified by object instances (or versions) OA and OB, respectively. For the example illustrated in this figure, device A has an old version of the resource OA, while device B has a version OB with a slight (or incremental) difference in the content (or data) associated with the resource.
The protocol for transferring the updated object OB from device B to device A is described below. A similar protocol may be used to transfer an object from device A to device B, and that the transfer can be initiated at the behest of either device A or device B without significantly changing the protocol described below.

    
    
        1. Device A sends device B a request to transfer Object OB using the RDC protocol. In an alternate embodiment, device B initiates the transfer; in this case, the protocol skips step 1 and starts at step 2 below.
        2. Device A partitions Object OA into chunks 1-k, and computes a signature SigAi and a length (or size in bytes) LenAi for each chunk 1. . . k of Object OA. The partitioning into chunks will be described in detail below. Device A stores the list of signatures and chunk lengths ((SigAl, LenAl) . . . (SigAk, LenAk)).
        3. Device B partitions Object OB into chunks 1-n, and computes a signature SigBi and a length LenBi for each chunk 1 . . . n of Object OB. The partitioning algorithm used in step 3 must match the one in step 2 above.
        4. Device B sends a list of its computed chunk signatures and chunk lengths ((SigBl, LenBl) . . . (SigBn, LenBn)) that are associated with Object OB to device A. The chunk length information may be subsequently used by device A to request a particular set of chunks by identifying them with their start offset and their length. Because of the sequential nature of the list, it is possible to compute the starting offset in bytes of each chunk Bi by adding up the lengths of all preceding chunks in the list.
        In another embodiment, the list of chunk signatures and chunk lengths is compactly encoded and further compressed using a lossless compression algorithm before being sent to device A.
        5. Upon receipt of this data, device A compares the received signature list against the signatures SigAl . . . SigAk that it computed for Object OA in step 2, which is associated with the old version of the content.
        6. Device A sends a request to device B for all the chunks whose signatures received in step 4 from device B failed to match any of the signatures computed by device A in step 2. For each requested chunk Bi, the request comprises the chunk start offset computed by device A in step 4 and the chunk length.
        7. Device B sends the content associated with all the requested chunks to device A. The content sent by device B may be further compressed using a lossless compression algorithm before being sent to device A.
        8. Device A reconstructs a local copy of Object OB by using the chunks received in step 7 from device B, as well as its own chunks of Object OA that matched signatures sent by device B in step 4. The order in which the local and remote chunks are rearranged on device A is determined by the list of chunk signatures received by device A in step 4.
    
    


The partitioning steps 2 and 3 may occur in a data-dependent fashion that uses a fingerprinting function that is computed at every byte position in the associated object (OA and OB, respectively). For a given position, the fingerprinting function is computed using a small data window surrounding that position in the object; the value of the fingerprinting function depends on all the bytes of the object included in that window. The fingerprinting function can be any appropriate function, such as, for example, a hash function or a Rabin polynomial.
Chunk boundaries are determined at positions in the Object for which the fingerprinting function computes to a value that satisfies a chosen condition. The chunk signatures may be computed using a cryptographically secure hash function (SHA), or some other hash function such as a collision-resistant hash function.
The signature and chunk length list sent in step 4 provides a basis for reconstructing the object using both the original chunks and the identified updated or new chunks. The chunks that are requested in step 6 are identified by their offset and lengths. The object is reconstructed on device A by using local and remote chunks whose signatures match the ones received by device A in step 4, in the same order.
After the reconstruction step is completed by device A, Object OA can be deleted and replaced by the copy of Object OB that was reconstructed on device A. In other embodiments, device A may keep Object OA around for potential “reuse” of chunks during future RDC transfers.
For large objects, the basic RDC protocol instance illustrated in FIG. 3A incurs a significant fixed overhead in Step 4, even if Object OA and Object OB are very close, or identical. Given an average chunk size C, the amount of information transmitted over the network in Step 4 is proportional to the size of Object OB, specifically it is proportional to the size of Object OB divided by C, which is the number of chunks of Object B, and thus of (chunk signature, chunk length) pairs transmitted in step 4.
For example, referring to FIG. 6, a large image (e.g., a virtual hard disk image used by a virtual machine monitor such as, for example, Microsoft Virtual Server) may result in an Object (OB) with a size of 9.1 GB. For an average chunk size C equal to 3 KB, the 9 GB object may result in 3 million chunks being generated for Object OB, with 42 MB of associated signature and chunk length information that needs to be sent over the network in Step 4. Since the 42 MB of signature information must be sent over the network even when the differences between Object OA and Object OB (and thus the amount of data that needs to be sent in Step 7) are very small, the fixed overhead cost of the protocol is excessively high.
This fixed overhead cost can be significantly reduced by using a recursive application of the RDC protocol instead of the signature information transfer in step 4. Referring to FIG. 3B, additional steps 4.2-4.8 are described as follows below that replace step 4 of the basic RDC algorithm. Steps 4.2-4.8 correspond to a recursive application of steps 2-8 of the basic RDC protocol described above. The recursive application can be further applied to step 4.4 below, and so on, up to any desired recursion depth.

    
    
        4.2. Device A performs a recursive chunking of its signature and chunk length list ((SigAl, LenAl) . . . (SigAk, LenAk)) into recursive signature chunks, obtaining another list of recursive signatures and recursive chunk lengths ((RSigAl, RLenAl) . . . (RSigAs, RLenAs)), where s<<k.
        4.3. Device B recursively chunks up the list of signatures and chunk lengths ((SigBl, LenBl) . . . (SigBn, LenBn)) to produce a list of recursive signatures and recursive chunk lengths ((RSigBl, RLenBl) . . . (RSigBr, RLenBr)), where r<<n.
        4.4. Device B sends an ordered list of recursive signatures and recursive chunk lengths ((RSigBl, RLenBl) . . . (RSigBr, RLenBr)) to device A. The list of recursive chunk signatures and recursive chunk lengths is compactly encoded and may be further compressed using a lossless compression algorithm before being sent to device A.
        4.5. Device A compares the recursive signatures received from device B with its own list of recursive signatures computed in Step 4.2.
        4.6. Device A sends a request to device B for every distinct recursive signature chunk (with recursive signature RSigBk) for which device A does not have a matching recursive signature in its set (RSigAl . . . RSigAs).
        4.7. Device B sends device A the requested recursive signature chunks. The requested recursive signature chunks may be further compressed using a lossless compression algorithm before being sent to device A.
        4.8. Device A reconstructs the list of signatures and chunk information ((SigBl, LenBl) . . . (SigBn, LenBn)) using the locally matching recursive signature chunks, and the recursive chunks received from device B in Step 4.7.
    
    


After step 4.8 above is completed, execution continues at step 5 of the basic RDC protocol described above, which is illustrated in FIG. 3A.
As a result of the recursive chunking operations, the number of recursive signatures associated with the objects is reduced by a factor equal to the average chunk size C, yielding a significantly smaller number of recursive signatures (r<<n for object OA and s<<k for object OB, respectively). In one embodiment, the same chunking parameters could be used for chunking the signatures as for chunking the original objects OA and OB. In an alternate embodiment, other chunking parameters may be used for the recursive steps.
For very large objects the above recursive steps can be applied k times, where k≧1. For an average chunk size of C, recursive chunking may reduce the size of the signature traffic over the network (steps 4.2 through 4.8) by a factor approximately corresponding to Ck. Since C is relatively large, a recursion depth of greater than one may only be necessary for very large objects.
In one embodiment, the number of recursive steps may be dynamically determined by considering parameters that include one or more of the following: the expected average chunk size, the size of the objects OA and/or OB, the data format of the objects OA and/or OB, the latency and bandwidth characteristics of the network connecting device A and device B.
The fingerprinting function used in step 2 is matched to the fingerprinting function that is used in step 3. Similarly, the fingerprinting function used in step 4.2 is matched to the fingerprinting function that is used in step 4.3. The fingerprinting function from steps 2-3 can optionally be matched to the fingerprinting function from steps 4.2-4.3.
As described previously, each fingerprinting function uses a small data window that surrounds a position in the object; where the value associated with the fingerprinting function depends on all the bytes of the object that are included inside the data window. The size of the data window can be dynamically adjusted based on one or more criteria. Furthermore, the chunking procedure uses the value of the fingerprinting function and one or more additional chunking parameters to determine the chunk boundaries in steps 2-3 and 4.2-4.3 above.
By dynamically changing the window size and the chunking parameters, the chunk boundaries are adjusted such that any necessary data transfers are accomplished with minimal consumption of the available bandwidth.
Example criteria for adjusting the window size and the chunking parameters include: a data type associated with the object, environmental constraints, a usage model, the latency and bandwidth characteristics of the network connecting device A and device B, and any other appropriate model for determining average data transfer block sizes. Example data types include word processing files, database images, spreadsheets, presentation slide shows, and graphic images. An example usage model may be where the average number of bytes required in a typical data transfer is monitored.
Changes to a single element within an application program can result in a number of changes to the associated datum and/or file. Since most application programs have an associated file type, the file type is one possible criteria that is worthy of consideration in adjusting the window size and the chunking parameters. In one example, the modification of a single character in a word processing document results in approximately 100 bytes being changed in the associated file. In another example, the modification of a single element in a database application results in 1000 bytes being changed in the database index file. For each example, the appropriate window size and chunking parameters may be different such that the chunking procedure has an appropriate granularity that is optimized based on the particular application.
Example Process Flow
FIGS. 4A and 4B are diagrams illustrating process flows for the interaction between a local device (e.g., device A) and a remote device (e.g., device B) during an example RDC procedure that is arranged in accordance with at least one aspect of the present invention. The left hand side of FIG. 4A illustrates steps 400-413 that are operated on the local device A, while the right hand side of FIG. 4A illustrates steps 450-456 that are operated on the remote device B.
As illustrated in FIG. 4A, the interaction starts by device A requesting an RDC transfer of object OB in step 400, and device B receiving this request in step 450. Following this, both the local device A and remote device B independently compute fingerprints in steps 401 and 451, divide their respective objects into chunks in steps 402 and 452, and compute signatures (e.g., SHA) for each chunk in steps 403 and 453, respectively.
In step 454, device B sends the signature and chunk length list computed in steps 452 and 453 to device A, which receives this information in step 404.
In step 405, the local device A initializes the list of requested chunks to the empty list, and initializes the tracking offset for the remote chunks to 0. In step 406, the next (signature, chunk length) pair (SigBi, LenBi) is selected for consideration from the list received in step 404. In step 407, device A checks whether the signature SigBi selected in step 406 matches any of the signatures it computed during step 403. If it matches, execution continues at step 409. If it doesn't match, the tracking remote chunk offset and the length in bytes LenBi are added to the request list in step 408. At step 409, the tracking offset is incremented by the length of the current chunk LenBi.
In step 410, the local device A tests whether all (signature, chunk length) pairs received in step 404 have been processed. If not, execution continues at step 406. Otherwise, the chunk request list is suitably encoded in a compact fashion, compressed, and sent to the remote device B at step 411.
The remote device B receives the compressed list of chunks at step 455, decompresses it, then compresses and sends back the chunk data at step 456.
The local device receives and decompresses the requested chunk data at step 412. Using the local copy of the object OA and the received chunk data, the local devices reassembles a local copy of OB at step 413.
FIG. 4B illustrates a detailed example for step 413 from FIG. 4A. Processing continues at step 414, where the local device A initializes the reconstructed object to empty.
In step 415, the next (signature, chunk length) pair (SigBi, LenBi) is selected for consideration from the list received in step 404. In step 416, device A checks whether the signature SigBi selected in step 417 matches any of the signatures it computed during step 403.
If it matches, execution continues at step 417, where the corresponding local chunk is appended to the reconstructed object. If it doesn't match, the received and decompressed remote chunk is appended to the reconstructed object in step 418.
In step 419, the local device A tests whether all (signature, chunk length) pairs received in step 404 have been processed. If not, execution continues at step 415. Otherwise, the reconstructed object is used to replace the old copy of the object OA on device A in step 420.
Example Recursive Signature Transfer Process Flow
FIGS. 5A and 5B are diagrams illustrating process flows for recursive transfer of the signature and chunk length list in an example RDC procedure that is arranged according to at least one aspect of the present invention. The below described procedure may be applied to both the local and remote devices that are attempting to update commonly associated objects.
The left hand side of FIG. 5A illustrates steps 501-513 that are operated on the local device A, while the right hand side of FIG. 5A illustrates steps 551-556 that are operated on the remote device B. Steps 501-513 replace step 404 in FIG. 4A while steps 551-556 replace step 454 in FIG. 4A.
In steps 501 and 551, both the local device A and remote device B independently compute recursive fingerprints of their signature and chunk length lists ((SigAl,LenAl), . . . (SigAk,LenAk)) and ((SigBl,LenBl), . . . (SigBn,LenBn)), respectively, that had been computed in steps 402/403 and 452/453, respectively. In steps 502 and 552 the devices divide their respective signature and chunk length lists into recursive chunks, and in steps 503 and 553 compute recursive signatures (e.g., SHA) for each recursive chunk, respectively.
In step 554, device B sends the recursive signature and chunk length list computed in steps 552 and 553 to device A, which receives this information in step 504.
In step 505, the local device A initializes the list of requested recursive chunks to the empty list, and initializes the tracking remote recursive offset for the remote recursive chunks to 0. In step 506, the next (recursive signature, recursive chunk length) pair (RSigBi, RLenBi) is selected for consideration from the list received in step 504. In step 507, device A checks whether the recursive signature RSigBi selected in step 506 matches any of the recursive signatures it computed during step 503. If it matches, execution continues at step 509. If it doesn't match, the tracking remote recursive chunk offset and the length in bytes RLenBi are added to the request list in step 508. At step 509, the tracking remote recursive offset is incremented by the length of the current recursive chunk RLenBi.
In step 510, the local device A tests whether all (recursive signature, recursive chunk length) pairs received in step 504 have been processed. If not, execution continues at step 506. Otherwise, the recursive chunk request list is compactly encoded, compressed, and sent to the remote device B at step 511.
The remote device B receives the compressed list of recursive chunks at step 555, uncompressed the list, then compresses and sends back the recursive chunk data at step 556.
The local device receives and decompresses the requested recursive chunk data at step 512. Using the local copy of the signature and chunk length list ((SigAl,LenAl), . . . (SigAk,LenAk)) and the received recursive chunk data, the local devices reassembles a local copy of the signature and chunk length list ((SigBl,LenBl), . . . (SigBk,LenBn)) at step 513. Execution then continues at step 405 in FIG. 4A.
FIG. 5B illustrates a detailed example for step 513 from FIG. 5A. Processing continues at step 514, where the local device A initializes the list of remote signatures and chunk lengths, SIGCL, to the empty list.
In step 515, the next (recursive signature, recursive chunk length) pair (RSigBi, RLenBi) is selected for consideration from the list received in step 504. In step 516, device A checks whether the recursive signature RSigBi selected in step 515 matches any of the recursive signatures it computed during step 503.
If it matches, execution continues at step 517, where device A appends the corresponding local recursive chunk to SIGCL. If it doesn't match, the remote received recursive chunk is appended to SIGCL at step 518.
In step 519, the local device A tests whether all (recursive signature, recursive chunk length) pairs received in step 504 have been processed. If not, execution continues at step 515. Otherwise, the local copy of the signature and chunk length list ((SigBl,LenBl), . . . (SigBk,LenBn)) is set to the value of SIGCL in step 520. Execution then continues back to step 405 in FIG. 4A.
The recursive signature and chunk length list may optionally be evaluated to determine if additional recursive remote differential compression is necessary to minimize bandwidth utilization as previously described. The recursive signature and chunk length list can be recursively compressed using the described chunking procedure by replacing steps 504 and 554 with another instance of the RDC procedure, and so on, until the desired compression level is achieved. After the recursive signature list is sufficiently compressed, the recursive signature list is returned for transmission between the remote and local devices as previously described.
FIG. 6 is a diagram that graphically illustrates an example of recursive compression in an example RDC sequence that is arranged in accordance with an example embodiment. For the example illustrated in FIG. 6, the original object is 9.1 GB of data. A signature and chunk length list is compiled using a chunking procedure, where the signature and chunk length list results in 3 million chunks (or a size of 42 MB). After a first recursive step, the signature list is divided into 33 thousand chunks and reduced to a recursive signature and recursive chunk length list with size 33 KB. By recursively compressing the signature list, bandwidth utilization for transferring the signature list is thus dramatically reduced, from 42 MB to about 395 KB.
Example Object Updating
FIG. 7 is a diagram illustrating the interaction of a client and server application using an example RDC procedure that is arranged according to at least one aspect of the present invention. The original file on both the server and the client contained text “The quick fox jumped over the lazy brown dog. The dog was so lazy that he didn't notice the fox jumping over him.”
At a subsequent time, the file on the server is updated to: “The quick fox jumped over the lazy brown dog. The brown dog was so lazy that he didn't notice the fox jumping over him.”
As described previously, the client periodically requests the file to be updated. The client and server both chunk the object (the text) into chunks as illustrated. On the client, the chunks are: “The quick fox jumped”, “over the lazy brown dog.”, “The dog was so lazy that he didn't notice”, and “the fox jumping over him.”; the client signature list is generated as: SHA11, SHA12, SHA11, and SHA14. On the server, the chunks are: “The quick fox jumped”, “over the lazy brown dog.”, “The brown dog was”, “so lazy that he didn't notice”, and “the fox jumping over him.”; the server signature list is generated as: SHA21, SHA22, SHA23, SHA24, and SHA25.
The server transmits the signature list (SHA21-SHA25) using a recursive signature compression technique as previously described. The client recognizes that the locally stored signature list (SHA11-SHA14) does not match the received signature list (SHA21-SHA25), and requests the missing chunks 3 and 4 from the server. The server compresses and transmits chunks 3 and 4 (“The brown dog was”, and “so lazy that he didn't notice”). The client receives the compressed chunks, decompresses them, and updates the file as illustrated in FIG. 7.
Chunking Analysis
The effectiveness of the basic RDC procedure described above may be increased by optimizing the chunking procedures that are used to chunk the object data and/or chunk the signature and chunk length lists.
The basic RDC procedure has a network communication overhead cost that is identified by the sum of:
(S1) |Signatures and chunk lengths from B|=|OB|*|SigLen|/C, where |OB| is the size in bytes of Object OB, SigLen is the size in bytes of a (signature, chunk length) pair, and C is the expected average chunk size in bytes; and
(S2) Σchunk_length, where (signature, chunk_length)∈Signatures from B,
and signature∉Signatures from A
The communication cost thus benefits from a large average chunk size and a large intersection between the remote and local chunks. The choice of how objects are cut into chunks determines the quality of the protocol. The local and remote device must agree, without prior communication, on where to cut an object. The following describes and analyzes various methods for finding cuts.
The following characteristics are assumed to be known for the cutting algorithm:
1. Slack: The number of bytes required for chunks to reconcile between file differences. Consider sequences s1, s2, and s3, and form the two sequences s1s3, s2s3 by concatenation. Generate the chunks for those two sequences Chunks1, and Chunks2. If Chunks1′ and Chunks2′ are the sums of the chunk lengths from Chunks1 and Chunks2, respectively, until the first common suffix is reached, the slack in bytes is given by the following formula:

slack=Chunks1′−|s1|=Chunks2′−|s2|

2. Average chunk size C:
When Objects OA and OB have S segments in common with average size K, the number of chunks that can be obtained locally on the client is given by:

S*└(K−slack)/C┘

and (S2) above rewrites to:

|OA|−S*└(K−slack)/C┘

Thus, a chunking algorithm that minimizes slack will minimize the number of bytes sent over the wire. It is therefore advantageous to use chunking algorithms that minimize the expected slack.
Fingerprinting Functions
All chunking algorithms use a fingerprinting function, or hash, that depends on a small window, that is, a limited sequence of bytes. The execution time of the hash algorithms used for chunking is independent of the hash window size when those algorithms are amenable to finite differencing (strength reduction) optimizations. Thus, for a hash window of size k it is should be easy (require only a constant number of steps) to compute the hash #[b1, . . . ,bk−1,bk] using b0, bk, and #[b0,b1, . . . ,bk−1] only. Various hashing functions can be employed such as hash functions using Rabin polynomials, as well as other hash functions that appear computationally more efficient based on tables of pre-computed random numbers.
In one example, a 32 bit Adler hash based on the rolling checksum can be used as the hashing function for fingerprinting. This procedure provides a reasonably good random hash function by using a fixed table with 256 entries, each a precomputed 16 bit random number. The table is used to convert fingerprinted bytes into a random 16 bit number. The 32 bit hash is split into two 16 bit numbers sum1 and sum2, which are updated given the procedure:

sum1+=table[bk]−table[b0]

sum2+=sum1−k*table[b0]

In another example, a 64 bit random hash with cyclic shifting may be used as the hashing function for fingerprinting. The period of a cyclic shift is bounded by the size of the hash value. Thus, using a 64 bit hash value sets the period of the hash to 64. The procedure for updating the hash is given as:

hash=hash^((table[b0]<<1)|(table[b0]>>u))^table[bk];

hash=(hash<<1)|(hash>>63);

    
    
        where 1=k % 64 and u=64−1
    
    


In still another example, other shifting methods may be employed to provide fingerprinting. Straight forward cyclic shifting produces a period of limited length, and is bounded by the size of the hash value. Other permutations have longer periods. For instance, the permutation given by the cycles (1 2 3 0) (5 6 7 8 9 10 11 12 13 14 4) (16 17 18 19 20 21 15) (23 24 25 26 22) (28 29 27) (31 30) has a period of length 4*3*5*7*11=4620. The single application of this example permutation can be computed using a right shift followed by operations that patch up the positions at the beginning of each interval.
Analysis of Previous Art for Chunking at Pre-Determined Patterns
Previous chunking methods are determined by computing a fingerprinting hash with a pre-determined window size k (=48), and identifying cut points based on whether a subset of the hash bits match a pre-determined pattern. With random hash values, this pattern may as well be 0, and the relevant subset may as well be a prefix of the hash. In basic instructions, this translates to a predicate of the form:

CutPoint(hash)≡0==(hash&((1<<c)−1)),

where c is the number of bits that are to be matched against.

Since the probability for a match given a random hash function is 2−c, an average chunk size C=2c results. However, neither the minimal, nor the maximal chunk size is determined by this procedure. If a minimal chunk length of m is imposed, then the average chunk size is:

C=m+2c 

A rough estimate of the expected slack is obtained by considering streams s1s3 and s2s3. Cut points in s1 and s2 may appear at arbitrary places. Since the average chunk length is C=m+2c, about (2c/C)2 of the last cut-points in s1 and s2 will be beyond distance m. They will contribute to slack at around 2c. The remaining 1−(2c/C)2 contribute with slack of length about C. The expected slack will then be around (2c/C)3+(1−(2c/C)2)*(C/C)=(2c/C)3+1−(2c/C)2, which has global minimum for m=2c−1, with a value of about 23/27=0.85. A more precise analysis gives a somewhat lower estimate for the remaining 1−(2c/C)2 fraction, but will also need to compensate for cuts within distance m inside s3, which contributes to a higher estimate.
Thus, the expected slack for the prior art is approximately 0.85*C.
Chunking at Filters (New Art)
Chunking at filters is based on fixing a filter, which is a sequence of patterns of length m, and matching the sequence of fingerprinting hashes against the filter. When the filter does not allow a sequence of hashes to match both a prefix and a suffix of the filter it can be inferred that the minimal distance between any two matches must be at least m. An example filter may be obtained from the CutPoint predicate used in the previous art, by setting the first m−1 patterns to

0!=(hash&((1<<c)−1))

and the last pattern to:

0==(hash&((1<<c)−1)).

The probability for matching this filter is given by (1−p)m−1p where p is 2−c. One may compute that the expected chunk length is given by the inverse of the probability for matching a filter (it is required that the filter not allow a sequence to match both a prefix and suffix), thus the expected length of the example filter is (1−p)−m+1p−1. This length is minimized when setting p:=1/m, and it turns out to be around (e*m). The average slack hovers around 0.8, as can be verified by those skilled in the art. An alternative embodiment of this method uses a pattern that works directly with the raw input and does not use rolling hashes.
Chunking at Local Maxima (New Art)
Chunking at Local Maxima is based on choosing as cut points positions that are maximal within a bounded horizon. In the following, we shall use h for the value of the horizon. We say that the hash at position offset is an h−local maximum if the hash values at offsets offset−h, . . . , offset−1, as well as offset+1, . . . , offset+h are all smaller than the hash value at offset. In other words, all positions h steps to the left and h steps to the right have lesser hash values. Those skilled in the art will recognize that local maxima may be replaced by local minima or any other metric based comparison (such as “closest to the median hash value”).
The set of local maxima for an object of size n may be computed in time bounded by 2·n operations such that the cost of computing the set of local maxima is close to or the same as the cost of computing the cut-points based on independent chunking. Chunks generated using local maxima always have a minimal size corresponding to h, with an average size of approximately 2h+1. A CutPoint procedure is illustrated in FIGS. 8 and 9, and is described as follows below:

    
    
        1. Allocate an array M of length h whose entries are initialized with the record {isMax=false, hash=0, offset=0}. The first entry in each field (is Max) indicates whether a candidate can be a local maximum. The second field entry (hash) indicates the hash value associated with that entry, and is initialized to 0 (or alternatively, to a maximal possible hash value). The last field (offset) in the entry indicates the absolute offset in bytes to the candidate into the fingerprinted object.
        2. Initialize offsets min and max into the array M to 0. These variables point to the first and last elements of the array that are currently being used.
        3. CutPoint(hash, offset) starts at step 800 in FIG. 8 and is invoked at each offset of the object to update M and return a result indicating whether a particular offset is a cutpoint. The procedure starts by setting result=false at step 801. At step 803, the procedure checks whether M[max].offset+h+1=offset. If this condition is true, execution continues at step 804 where the following assignments are performed: result is set to M[max].is Max, and max is set to max−1% h. Execution then continues at step 805. If the condition at step 803 is false, execution continues at step 805. At step 805, the procedure checks whether M[min].hash>hash. If the condition is true, execution continues at step 806, where min is set to (min−1) % h. Execution the continues at step 807 where M[min] is set to {isMax=false, hash=hash, offset=offset}, and to step 811, where the computed result is returned. If the condition at step 805 is false, execution continues to step 808, where the procedure checks for whether M[min].hash=hash. If this condition is true, execution continues at step 807. If the condition at step 808 is false, execution continues at step 809, where the procedure checks whether min=max. If this condition is true, execution continues at step 810, where M[min] is set to {is Max=true, hash=hash, offset=offset}. Execution then continues at step 811, where the computed result is returned. If the condition at step 809 is false, execution continues at step 811, where min is set to (min+1) % h. Execution then continues back at step 805.
        4. When CutPoint(hash, offset) returns true, it will be the case that the offset at position offset−h−1 is a new cut-point.

Analysis of Local Maximum Procedure

    
    


An object with n bytes is processed by calling CutPoint n times such that at most n entries are inserted for a given object. One entry is removed each time the loop starting at step 805 is repeated such that there are no more than n entries to delete. Thus, the processing loop may be entered once for every entry and the combined number of repetitions may be at most n. This implies that the average number of steps within the loop at each call to CutPoint is slightly less than 2, and the number of steps to compute cut points is independent of h.
Since the hash values from the elements form a descending chain between min and max, we will see that the average distance between min and max (|min−max|% h) is given by the natural logarithm of h. Offsets not included between two adjacent entries in M have hash values that are less than or equal to the two entries. The average length of such chains is given by the recurrence equation f(n)=1+1/n*Σk<nf(k). The average length of the longest descending chain on an interval of length n is 1 greater than the average length of the longest descending chain starting from the position of the largest element, where the largest element may be found at arbitrary positions with a probability of 1/n. The recurrence relation has as solution corresponding to the harmonic number Hn=1+1⁄2+1⁄3+1⁄4+ . . . +1/n, which can be validated by substituting Hn into the equation and performing induction on n. Hn is proportional to the natural logarithm of n. Thus, although array M is allocated with size h, only a small fraction of size ln(h) is ever used at any one time.
Computing min and max with modulus h permits arbitrary growth of the used intervals of M as long as the distance between the numbers remain within h.
The choice of initial values for M implies that cut-points may be generated within the first h offsets. The algorithm can be adapted to avoid cut-points at these first h offsets.
The expected size of the chunks generated by this procedure is around 2h+1. We obtain this number from the probability that a given position is a cut-point. Suppose the hash has m different possible values. Then the probability is determined by:

Σ0≦k<m1/m(k/m)2h.

Approximating using integration ∫0≦x<m 1/m (x/m)2h dx=1/(2h+1) indicates the probability when m is sufficiently large.
The probability can be computed more precisely by first simplifying the sum to:

(1/m)2h+1Σ0≦k<mk2h,

which using Bernoulli numbers Bk expands to:

(1/m)2h+11/(2h+1)Σ0≦k<2h(2h+1)!/k!(2h+1−k)!Bk m2h+1−k 

The only odd Bernoulli number that is non-zero is B1, which has a corresponding value of −1⁄2. The even Bernoulli numbers satisfy the equation:

H∞(2n)=(−1)n−122n−1π2nB2n/(2n)!

The left hand side represents the infinite sum 1+(1⁄2)2n+(1⁄3)2n+ . . . , which for even moderate values of n is very close to 1. When m is much larger than h, all of the terms, except for the first can be ignored, as we saw by integration. They are given by a constant between 0 and 1 multiplied by a term proportional to hk−1/mk. The first term (where B0=1) simplifies to 1/(2h+1). (the second term is −1/(2m), the third is h/(6m2)).
For a rough estimate of the expected slack consider streams s1s3 and s2s3. The last cut points inside s1 and s2 may appear at arbitrary places. Since the average chunk length is about 2h+1 about 1⁄4′th of the last cut-points will be within distance h in both s1 and s2. They will contribute to cut-points at around 7⁄8 h. In another 1⁄2 of the cases, one cut-point will be within distance h the other beyond distance h. These contribute with cut-points around 3⁄4h. The remaining 1⁄4′th of the last cut-points in s1 and s2 will be in distance larger than h. The expected slack will therefore be around 1⁄4*7⁄8+1⁄2*3⁄4+1⁄4*1⁄4=0.66.
Thus, the expected slack for our independent chunking approach is 0.66*C, which is an improvement over the prior art (0.85*C).
There is an alternate way of identifying cut-points that require executing in average fewer instructions while using space at most proportional to h, or in average ln h. The procedure above inserts entries for every position 0 . . . n−1 in a stream of length n. The basic idea in the alternate procedure is to only update when encountering elements of an ascending chain within intervals of length h. We observed that there will in average only be ln h such updates per interval. Furthermore, by comparing the local maxima in two consecutive intervals of length h one can determine whether each of the two local maxima may also be an h local maximum. There is one peculiarity with the alternate procedure; it requires computing the ascending chains by traversing the stream in blocks of size h, each block gets traversed in reverse direction.
In the alternate procedure (see FIGS. 10 and 11), we assume for simplicity that a stream of hashes is given as a sequence. The subroutine CutPoint gets called for each subsequence of length h (expanded to “horizon” in the Figures). It returns zero or one offsets which are determined to be cut-points. Only ln(h) of the calls to Insert will pass the first test.
Insertion into A is achieved by testing the hash value at the offset against the largest entry in A so far.
The loop that updates both A[k] and B [k].isMax can be optimized such that in average only one test is performed in the loop body. The case B[┐].hash<=A[k].hash and B[┐].isMax is handled in two loops, the first checks the hash value against B[┐].hash until it is not less, the second updates A[k]. The other case can be handled using a loop that only updates A[k] followed by an update to B[┐].isMax.
Each call to CutPoint requires in average ln h memory writes to A, and with loop hoisting h+ln h comparisons related to finding maxima. The last update to A[k].isMax may be performed by binary search or by traversing B starting from index 0 in at average at most log ln h steps. Each call to CutPoint also requires re-computing the rolling hash at the last position in the window being updated. This takes as many steps as the size of the rolling hash window.
Observed Benefits of the Improved Chunking Algorithms
The minimal chunk size is built into both the local maxima and the filter methods described above. The conventional implementations require that the minimal chunk size is supplied separately with an extra parameter.
The local max (or mathematical) based methods produce measurable better slack estimate, which translates to further compression over the network. The filter method also produces better slack performance than the conventional methods.
Both of the new methods have a locality property of cut points. All cut points inside s3 that are beyond horizon will be cut points for both streams s1s3 and s2s3. (in other words, consider stream s1s3, if p is a position≧|s1|+horizon and p is a cut point in s1s3, then it is also a cut point in s2s3. The same property holds the other direction (symmetrically), if p is a cut point in s2s3, then it is also a cut point in s1s3). This is not the case for the conventional methods, where the requirement that cuts be beyond some minimal chunk size may interfere adversely.
Alternative Mathematical Functions
Although the above-described chunking procedures describe a means for locating cut-points using a local maxima calculation, the present invention is not so limited. Any mathematical function can be arranged to examine potential cut-points. Each potential cut-point is evaluated by evaluating hash values that are located within the horizon window about a considered cut-point. The evaluation of the hash values is accomplished by the mathematical function, which may include at least one of locating a maximum value within the horizon, locating a minimum values within the horizon, evaluating a difference between hash values, evaluating a difference of hash values and comparing the result against an arbitrary constant, as well as some other mathematical or statistical function.
The particular mathematical function described previously for local maxima is a binary predicate “_>_”. For the case where p is an offset in the object, p is chosen as a cut-point if hashp>hashk, for all k, where p-horizon≦k<p, or p<k≦p+horizon. However, the binary predicate > can be replaced with any other mathematical function without deviating from the spirit of the invention.
Finding Candidate Objects for Remote Differential Compression
The effectiveness of the basic RDC procedure described above may be increased by finding candidate objects on the receiver, for signature and chunk reuse during steps 4 and 8 of the RDC algorithm, respectively. The algorithm helps Device A identify a small subset of objects denoted by: OA1, OA2, . . . , OAn that are similar to the object OB that needs to be transferred from Device B using the RDC algorithm. OA1, OA2, . . . , OAn are part of the objects that are already stored on Device A.
The similarity between two objects OB and OA is measured in terms of the number of distinct chunks that the two objects share divided by the total number of distinct chunks in the first object. Thus if Chunks(OB) and Chunks(OA) are the sets of chunks computed for OB and OA of the RDC algorithm, respectively, then, using the notation |X| to denote the cardinality, or number of elements, of set X:




  
    Similarity
    ⁡
    
      (
      
        
          O
          B
        
        ,
        
          O
          A
        
      
      )
    
  
  =
  
    
      
      
        {
        
          
            
              c
              B
            
            |
            
              
                c
                B
              
              ∈
              
                
                  Chunks
                  ⁡
                  
                    (
                    
                      O
                      B
                    
                    )
                  
                
                ⋀
                
                  ∃
                  
                    
                      c
                      A
                    
                    ∈
                    
                      
                        Chunks
                        ⁡
                        
                          (
                          
                            O
                            A
                          
                          )
                        
                      
                      ·
                      
                        c
                        B
                      
                    
                  
                
              
            
          
          =
          
            c
            A
          
        
        }
      
      
    
    
      
      
        
          {
          
            
              c
              B
            
            |
            
              
                c
                B
              
              ∈
              
                Chunks
                ⁡
                
                  (
                  
                    O
                    B
                  
                  )
                
              
            
          
          }
        
        ⋃
        
          {
          
            
              c
              A
            
            |
            
              
                c
                A
              
              ∈
              
                Chunks
                ⁡
                
                  (
                  
                    O
                    A
                  
                  )
                
              
            
          
          }
        
      
      
    
  




As a proxy for chunk equality, the equality on the signatures of the chunks is used. This is highly accurate if the signatures are computed using a cryptographically secure hash function (such as SHA-1 or MD5), given that the probability of a hash collision is extremely low. Thus, if Signatures(OB) and Signatures(OA) are the sets of chunk signatures computed for OB and OA in the chunking portion of the RDC algorithm, then:




  
    Similarity
    ⁡
    
      (
      
        
          O
          B
        
        ,
        
          O
          A
        
      
      )
    
  
  ≅
  
    
      
        
          
            
            
              {
              
                
                  Sig
                  B
                
                |
                
                  
                    Sig
                    B
                  
                  ∈
                  
                    
                      Signatures
                      ⁡
                      
                        (
                        
                          O
                          B
                        
                        )
                      
                    
                    ⋀
                  
                
              
            
          
        
      
      
        
          
            
              
                
                  ∃
                  
                    
                      Sig
                      A
                    
                    ∈
                    
                      
                        Signatures
                        ⁡
                        
                          (
                          
                            O
                            A
                          
                          )
                        
                      
                      ·
                      
                        Sig
                        B
                      
                    
                  
                
                =
                
                  Sig
                  A
                
              
              }
            
            
          
        
      
    
    
      
        
        
          
            
              {
              
                Sig
                B
              
              
            
            ⁢
            
              Sig
              B
            
          
          ∈
          
            Signatures
            ⁢
            
              
            
            ⁢
            
              (
              
                O
                B
              
              )
            
          
        
        }
      
      ⋃
      
        {
        
          
            Sig
            A
          
          ⁢
          
            
            
              
                Sig
                A
              
              ∈
              
                Signatures
                ⁢
                
                  
                
                ⁢
                
                  (
                  
                    O
                    A
                  
                  )
                
              
            
            }
          
        
        
      
    
  




Given an object OB and the set of objects ObjectsA that are stored on Device A, the members of ObjectsA that have a degree of similarity with OB which exceeds a given threshold s are identified. A typical value for s may be s=0.5, (50% similairity) i.e. we are interested in objects that have at least half of their chunks in common with OB. The value for s, however, may be set at any value that makes sense for the application. For example, s could be set between 0.01 and 1.0 (1% similar to 100% similar). This set of objects is defined as:

Similar(OB,ObjectsA,s)={OA|OA∈ObjectsA^Similarity(OB,OA)≧s}

The set of objects OA1, OA2, . . . , OAn is computed as a subset of Similar(OB, ObjectsA, s) by taking the best n matches.
The basic RDC algorithm described above is modified as follows to identify and use the set of similar objects OA1, OA2, . . . , OAn.
FIG. 12 illustrates an RDC algorithm modified to find and use candidate objects, in accordance with aspects of the invention. The protocol for finding and using candidate objects on Device A and the transferring the updated object OB from device B to device A is described. A similar protocol may be used to transfer an object from device A to device B, and the transfer can be initiated at the behest of either device A or device B without significantly changing the protocol described below.

    
    
        1. Device A sends device B a request to transfer Object OB using the RDC protocol.
        1.5 Device B sends Device A a set of traits of Object OB, Traits(OB). Generally, the traits are a compact representation of the characteristics relating to object OB. As will be described later, Device B may cache the traits for OB so that it does not need to recompute them prior to sending them to Device A.
        1.6. Device A uses Traits(OB) to identify OA1, OA2, . . . , OAn, a subset of the objects that it already stores, that are similar to Object OB. This determination is made in a probabilistic manner.
        2. Device A partitions the identified Objects OA1, OA2, . . . , OAn into chunks. The partitioning occurs in a data-dependent fashion, by using a fingerprinting function that is computed at every byte position of the objects. A chunk boundary is determined at positions for which the fingerprinting function satisfies a given condition. Following the partitioning into chunks, Device A computes a signature SigAik for each chunk k of each Object OAi.
        3. Using a similar approach as in step 2, Device B partitions Object OB into chunks, and computes the signatures SigBj for each of the chunks. The partitioning algorithm used in step 3 must match the one in step 2 above.
        4. Device B sends list of chunk signatures (SigBl . . . SigBn) to Device A. This list provides the basis for Device A being able to reconstruct Object OB. In addition to the chunk signatures SigBi, information will be sent about the offset and length of each chunk in Object OB.
        5. As Device A receives the chunk signatures from Device B, it compares the received signatures against the set of signatures (SigAl1, . . . SigAlm, . . . , SigAnl, . . . SigAnl) that it has computed in step 2. As part of this comparison, Device A records every distinct signature value it received from Device B that does not match one of its own signatures SigAik computed on the chunks of Objects OAl, OA2, . . . , OAn.
        6. Device A sends a request to Device B for all the chunks whose signatures were received in the previous step from Device B, but which did not have a matching signature on Device A. The chunks are requested by offset and length in Object OB, based on corresponding information that was sent in Step 4.
        7. Device B sends the content associated with all the requested chunks to device A.
        8. Device A reconstructs Object OB by using the chunks received in step 6 from Device B, as well as its own chunks of objects OAl, OA2, . . . , OAn that matched signatures sent by Device B in step 4. After this reconstruction step is complete, Device A may now add the reconstructed copy of Object OB to its already stored objects.
    
    


To minimize network traffic and CPU overhead, Traits(OB) should be very small and the determination of the set of similar objects OA1, OA2, . . . , OAn be performed with very few operations on Device A.
Computing the Set of Traits for an Object
The set of traits for a object O, Traits(O), is computed based on the chunk signatures computed for O, as described for steps 2 or 3 of the RDC algorithm, respectively.
FIGS. 13 and 14 show a process and an example of a trait computation, in accordance with aspects of the invention.
The algorithm for identifying similar objects has four main parameters (q, b, t, x) that are summarized below.













q
Shingle size


b
Number of bits per trait


t
Number of traits per object


x
Minimum number of matching traits









The following steps are used to compute the traits for object O, Traits(O).

    
    
        1. At block 1310, the chunk signatures of O, Sigl . . . Sign are grouped together into overlapping shingles of size q, where every shingle comprises q chunk signatures, with the exception of the last q−1 shingles, which will contain fewer than q signatures. Other groupings (discontiguous subsets, disjoint subsets, etc.) are possible, but it is practically useful that inserting an extra signature causes all of the previously considered subsets to still be considered.
        2. At block 1320, for each shingle 1 . . . n, a shingle signature Shingle1 . . . Shinglen is computed by concatenating the q chunk signatures forming the shingle. For the case where q=1, Shingle1=Sig1, . . . , Shinglen=Sign.
        3. At block 1330, the shingle set {Shingle1 . . . Shinglen} is mapped into t image sets through the application of t hash functions H1 . . . Ht. This generates t image sets, each containing n elements: IS1={H1(Shingle1), H1(Shingle2), . . . , H1(Shinglen)}. . . ISt={Ht(Shingle1), Ht(Shingle2), . . . , Ht(Shinglen)}
        4. At block 1340, the pre-traits PT1 . . . PTt are computed by taking the minimum element of each image set: PT1=min(IS1) . . . PTt=min(ISt). Other deterministic mathematical functions may also be used to compute the pre-traits. For example, the pre-traits PT1 . . . PTt are computed by taking the maximum element of each image set: PT1=max(IS1) . . . PTt=max(ISt). Mathematically, any mapping carrying values into a well-ordered set will suffice, max and min on bounded integers being two simple realizations.
        5. At block 1350, the traits T1 . . . Tt are computed by selecting b bits out of each pre-trait PT1 . . . PTt. To preserve independence of the samples, it is better to choose non-overlapping slices of bits, 0 . . . b−1 for the first, b . . . 2b−1 for the second, etc, if the pre-traits are sufficiently long: T1=select0 . . . b−1(PT1). . . . Tt=select(t−1)b . . . tb−1(PTt) Any deterministic function may be used to create traits that are smaller in size than the pre-traits. For instance, a hash function could be applied to each of the pre-traits so long as the size of the result is smaller than the pre-trait; if the total number of bits needed (tb) exceeds the size of a pre-trait, some hash functions should be used to expand the number of bits before selecting subsets.
    
    


The number of traits t and the trait size b are chosen so that only a small total number of bits (t*b) is needed to represent the traits for an object. This is advantageous if the traits are precomputed and cached by Device A, as will be described below. According to one embodiment, some typical combinations of (b,t) parameters that have been found to work well are e.g. (4,24) and (6,16), for a total of 96 bits per object. Any other combinations may also be used. For purposes of explanation, the ith trait of object A will be denoted by Ti(A).
Efficiently Selecting the Pre-Traits
To efficiently select the pre-traits PT1 . . . PTt, the following approach is used, allowing partial evaluation of the shingles, and thus reducing the computational requirements for selecting the pre-traits. Logically, each Hi is divided into two parts, Highi and Lowi. Since only the minimum element of each image set is selected, the Highi is computed for every chunk signature and the Lowi is computed only for those chunk signatures which achieve the minimum value ever achieved for Highi. If the High values are drawn from a smaller space, this may save computation. If, further, several High values are bundled together, significant computation may be saved. Suppose, for instance, that each High value is 8 bits long. Eight of these can be packed into a long integer; at the cost of computing a single 8-byte hash from a signature, that value can be chopped into eight independent one byte-slices. If only the High value were needed, this would reduce computational costs by a factor of eight. However, on average one time in 256 a corresponding Low value needs to be computed and compared to other Low values corresponding to equal High values.
Finding Similar Objects Using the Sets of Traits
The algorithm approximates the set of objects similar to a given object OB by computing the set of objects having similar traits to OB:

TraitSimilarity(OB,OA)=|{i|Ti(A)=Ti(B)}|

SimilarTraits(OB,ObjectsA,x)={OA|OA∈ObjectsA^TraitSimilarity(OB,OA)≧t}

Other computations from which these values might be derived would work just as well.
To select the n most similar objects to a given object OB, SimilarTraits(OB, ObjectsA, x) is computed and the n best matching objects out of that set are taken. If the size of SimilarTraits(OB, ObjectsA, x) is smaller than n, the entire set is taken. The resulting set of objects forms a potential set of objects OA1, OA2, . . . , OAn identified in step 1.6 of the modified RDC algorithm illustrated in FIG. 12. According to the embodiments, objects may be chosen guided by similarity, but trying also to increase diversity in the set of objects by choosing objects similar to the target, but dissimilar from one another, or by making other choices from the set of objects with similar traits.
According to one embodiment, the following combinations of parameters (q,b,t,x) may be used: (q=1,b=4,t=24,x=9) and (q=1,b=6,t=16,x=5).
FIGS. 15 and 16 may be used when selecting the parameters for b and t, in accordance with aspects of the present invention. The curves for the probability of detecting matches and for false positives first for (b=4, t=24) is shown in FIG. 15, and then for (b=6, t=16) is shown in FIG. 16. Both sets of similarity curves (1510 and 1610) allow the probabilistic detection similar objects with true similarity in the range of 0-100%. According to one embodiment, the false positive rate illustrated in displays 1520 and 1620 drops to an acceptable level at roughly 10 of 24 (providing 40 bits of true match), and at 6 of 16 (36 bits of match); the difference in the required number of bits is primarily due to the reduced number of combinations drawing from a smaller set. The advantage of the larger set is increased recall: fewer useful matches will escape attention; the cost is the increased rate of falsely detected matches. To improve both precision and recall, the total number of bits may be increased. Switching to (b=5, t=24), for instance would dramatically improve precision, at the cost of increasing memory consumption for object traits.
A Compact Representation for the Sets of Traits
It is advantageous for both Device A and Device B to cache the sets of traits for all of their stored objects so that they don't have to recompute their traits every time they execute steps 1.6 and 1.5, respectively, of the modified RDC algorithm (See FIG. 12 and related discusssion). To speed up the RDC computation, the trait information may be stored in Device A's and Device B's memory, respectively.
The representation described below uses on the order of t+p memory bytes per object, where t is the number of traits and p is the number of bytes required to store a reference or a pointer to the object. Examples of references are file paths, file identifiers, or object identifiers. For typical values of t and p, this approach can support one million objects using less than 50 MB of main memory. If a device stores more objects, it may use a heuristic to prune the number of objects that are involved in the similarity computation. For instance, very small objects may be eliminated a priori because they cannot contribute too many chunks in steps 4 and 8 of the RDC algorithm illustrated in FIG. 12.
FIG. 17 illustrates data structures that make up a compact representation of: an ObjectMap and a set of t Trait Tables, in accordance with aspects of the invention.
Initially, short identifiers, or object IDs, are assigned to all of the objects. According to one embodiment, these identifiers are consecutive non-negative 4-byte integers, thus allowing the representation of up to 4 Billion objects.
A data structure (ObjectMap) maintains the mapping from object IDs to object references. It does not matter in which order objects stored on a device get assigned object IDs. Initially, this assignment can be done by simply scanning through the device's list of stored objects. If an object gets deleted, its corresponding entry in ObjectMap is marked as a dead entry (by using a reserved value for the object reference). If an object is modified, it corresponding entry in ObjectMap is marked as a dead entry, and the object gets assigned the next higher unused object ID.
When the ObjectMap becomes too sparse (something that can be easily determined by keeping track of the total size and the number of dead entries), both the ObjectMap and the Trait Tables are discarded and rebuilt from scratch.
The Trait Tables form a two-level index that maps from a trait number (1 to t) and a trait value (0 to 2b−1) to a TraitSet, the set of object IDs for the objects having that particular trait. A TraitSet is represented as an array with some unused entries at the end for storing new objects. An index IXi,k keeps track of the first unused entry in each TraitSet array to allow for appends.
Within a TraitSet, a particular set of objects is stored in ascending order of object IDs. Because the space of object IDs is kept dense, consecutive entries in the TraitSets can be expected to be “close” to each other in the object ID space—on average, two consecutive entries should differ by about t*2b (but by at least 1). If the values of t and b are chosen so that t*2b<<255, then consecutive entries can be encoded using on average only one unsigned byte representing the difference between the two object ID, as shown in FIG. 17. An escape mechanism is provided by using the 0x00 byte to indicate that a full 4-byte object ID follows next, for the rare cases where the two consecutive object IDs differ by more than 255.
According to a different embodiment, if an object ID difference is smaller than 256 then it can be represented as a single byte, otherwise the value zero is reserved to indicate that subsequent bytes represent the delta minus 256, say, by using a 7 in 8 representation. Then, for b=6, 98% of deltas will fit in one byte, 99.7% fit in two bytes, and all but twice in a billion into three bytes. It has been found that this scheme uses on average 1.02 bytes per object, compared to 1.08 bytes per object for the scheme shown in FIG. 17.
Entries in the Trait Tables corresponding to dead object IDs can be left in the Trait Tables. New entries are appended at the end (using indices IX1,0 . . . IXt,2b−1).
Finding Similar Objects Using the Compact Representation
FIG. 18 illustrates a process for finding objects with similar traits, in accordance with aspects of the invention. According to one embodiment, to compute SimilarTraits(OB, ObjectsA, x), the steps are similar to a merge sort algorithm. The algorithm uses (t−x+1) object buckets, OBx . . . OBt, that are used to store objects belonging to ObjectsA that match at least x and up to and including t traits of OB, respectively.

    
    
        1. At block 1810, select the t TraitSets corresponding to the t traits of OB: TS1 . . . TSt. Initialize OBx . . . OBt to empty. Initialize indices P1 . . . Pt to point to the first element of TS1 . . . TSt, respectively. TSk[Pk] is the notation for the object ID pointed to by Pk.
        2. At decision block 1820, if all of P1 . . . Pt point past the last element of their TraitSet arrays TS1 . . . TSt, respectively, then go to step 6 (block 1860).
        3. At block 1830, the MinP set is selected which is the set of indices pointing to the minimum object ID, as follows:

MinP={Pk|∀j∈[1,t].TSj└Pj┘≧TSk└Pk┘}

         Let MinID be the minimum object ID pointed to by all the indices in MinP.
        4. At block 1840, Let k=|MinP|, which corresponds to the number of matching traits. If k≧x and if ObjectMap(MinP) is not a dead entry, then append MinID to OBk.
        5. Advance every index Pk in MinP to the next object ID in its respective TraitSet array TSk. Go to step 2 (block 1820).
        6. At block 1860, select the similar objects by first selecting objects from OBt, then from OBt−1, etc., until the desired number of similar objects has been selected or no more objects are left in OBx. The object IDs produced by the above steps can be easily mapped into object references by using the ObjectMap.
    
    


The above specification, examples and data provide a complete description of the manufacture and use of the composition of the invention. Since many embodiments of the invention can be made without departing from the spirit and scope of the invention, the invention resides in the claims hereinafter appended.

## Claims

1. A method for identifying objects for use in remote differential compression, the method comprising:
calculating traits for an object, wherein the calculating traits comprises:
partitioning the object into chunks;
computing signatures for each of the object chunks;
grouping the signatures into shingles;
computing at least one shingle signature for each of the shingles;
mapping the shingle signatures into image sets;
calculating pre-traits from the image sets; and
computing the traits using the pre-traits, wherein the traits are smaller in size as compared to the pre-traits;

using the traits to identify candidate-objects that are similar to the object; and
selecting final objects from the identified candidate objects.

2. The method of claim 1, wherein calculating traits for the object further comprises: generating fingerprints at each byte position of the object by using the values of the bytes in a small window around each position.

3. The method of claim 1, wherein calculating traits for the object further comprises: generating fingerprints at each byte position of the object by using the values of the bytes in a small window around each position, wherein partitioning the object into chunks comprises chunking the object based on the fingerprints.

4. The method of claim 1, further comprising using the candidate objects to reconstruct the object, wherein the using the candidate objects comprises:
partitioning k best matching objects from the candidate objects into local chunks;
computing a local signature for each local chunk;
comparing remote signatures received from a remote device to the local signatures; and
reusing local chunks to reconstruct the remote object when the signature comparison indicates the local chunk may be reused.

5. The method of claim 1, further comprising:
storing traits within volatile memory of a device by compactly encoding the traits;
creating an object map that compactly represents object IDs on a device, wherein each compact representation is represented using a predetermined size; and
creating trait tables that form at least a two-level index that maps from a trait number and a trait value to a trait set.

6. The method of claim 5, further comprising:
finding objects with similar traits, including steps for:
creating buckets (OBx . . . OBt) to store local objects that match at least x traits of a remote object OB;
selecting t TraitSets (TS1 . . . TSt) corresponding to t traits of object OB;
initializing indices (P1 . . . Pt) to point to the first element of TS1 . . . TSt, respectively, wherein TSk[Pk] is the notation for the object ID pointed to by Pk;
selecting a desired number of similar objects when it is determined that each of P1 . . . Pt point past the last element of their TraitSet arrays TS1 . . . TSt, respectively, selecting a MinP set, wherein the MinP set is the set of indices pointing to the minimum object ID;
setting MinID to be the minimum object ID pointed to by all the indices in MinP.
appending MinID to OBk when it is determined that k≧x and ObjectMap(MinP) is not a dead entry, wherein k=|MiniP|, which corresponds to the number of matching traits; and
advancing each index Pk in MinP to the next object ID in its respective TraitSet array TSk.

7. A computer storage medium having computer executable instructions for identifying objects for remote differential compression, comprising:
partitioning an object into chunks;
computing signatures for each of the object chunks;
grouping the signatures into shingles;
computing at least one shingle signature for each of the shingles;
mapping the shingle signatures into image sets;
calculating pre-traits from the image sets, the calculating the pre-traits from the image sets comprising applying a deterministic mathematical function that selects one of the computed hash values from each image set, wherein the deterministic mathematical function is selected from a maxima function and a minima function;
computing the traits using the pre-traits, wherein the traits are smaller in size as compared to the pre-traits using the traits to identify final objects that are similar to the object, the computing the traits comprising applying a deterministic function to each of the pre-traits that creates traits each having a predetermined number of bits that is smaller than the traits.

8. The computer storage medium of claim 7, wherein partitioning the object into chunks comprises: generating fingerprints at each byte position of the object by using the values of the bytes in a small window around each position and chunking the object based on the fingerprints.

9. The computer storage readable medium of claim 7, wherein grouping the signatures into shingles consists of concatenating signatures to form a shingle.

10. The computer storage medium of claim 7, further comprising:
creating an object map that compactly represents the object IDs on a device, wherein each compact representation is represented using a predetermined size; and
creating trait tables that form at least a two-level index that maps from a trait number and a trait value to a trait set.

11. The computer storage medium of claim 10, further comprising: finding objects with similar traits, including steps for:
creating buckets (OBx . . . OBt) to store local objects that match at least x traits of a remote object OB;
selecting t TraitSets (TS1 . . . TSt) corresponding to t traits of object OB; initializing indices (P1 . . . Pt) to point to the first element of TS1 . . . TSt, respectively, wherein TSk[Pk] is the notation for the object ID pointed to by Pk;
selecting a desired number of similar objects when it is determined that each of P1 . . . Pt point past the last element of their TraitSet arrays TS1 . . . TSt, respectively,
selecting a MinP set, wherein the MinP set is the set of indices pointing to the minimum object ID;
setting MinID to be the minimum object ID pointed to by all the indices in MinP.
appending MinID to OBk when it is determined that k≧x and ObjectMap(MinP) is not a dead entry, wherein k=|MinP|, which corresponds to the number of matching traits; and
advancing each index Pk in MinP to the next object ID in its respective TraitSet array TSk.

12. A method to identify objects for use in remote differential compression in a system with a local device arranged in communication with a remote device, the method being performed on the local device and comprising:
requesting an Object OB from the remote device;
receiving a set of traits for Object OB from the remote device;
using the set of traits for Object OB to identify similar objects that are already stored on the local device;
partitioning the identified similar objects into chunks;
computing signatures for each of the chunks partitioned from the identified similar objects;
receiving a list of chunk signatures from the remote device;
comparing the received list of chunk signatures against the locally computed signatures;
requesting chunks from the remote device that fail to match the received signatures;
receiving the requested chunks from the remote device; and
reconstructing Object OB using a combination of the received chunks from the remote device and chunks reused from the similar objects on the local device.

13. The method of claim 12, further comprising:
grouping the computed signatures into shingles;
computing at least one shingle signature for each of the shingles;
mapping the computed shingle signatures into image sets;
calculate pre-traits for the image sets;
computing traits using the pre-traits, wherein the traits are smaller in size as compared to the pre-traits using the traits to identify candidate objects that are at least somewhat similar to the object;
selecting final objects from the identified candidate objects;
creating an object map that compactly represents the object IDs on the local device, wherein each compact representation is represented using a predetermined size; and
creating trait tables that form at least a two-level index that maps from a trait number and a trait value to a trait set.

14. The method of claim 13, further comprising rebuilding the object map when it is determined that the object map is sparse.

15. The method of claim 13, further comprising: finding objects with similar traits, including steps for:
creating buckets (OBx . . . OBt) to store local objects that match at least x traits of a remote object OB;
selecting t TraitSets (TS1 . . . TSt) corresponding to t traits of object OB;
initializing indices (P1 . . . Pt) to point to the first element of TS1 . . . TSt, respectively, wherein TSk[Pk] is the notation for the object ID pointed to by Pk;
selecting a desired number of similar objects when it is determined that each of P1 . . . Pt point past the last element of their TraitSet arrays TS1 . . . TSt, respectively;
selecting a MinP set, wherein the MinP set is the set of indices pointing to the minimum object ID;
setting MinID to be the minimum object ID pointed to by all the indices in MinP.
appending MinID to OBk when it is determined that k≧x and ObjectMap(MinP) is not a dead entry, wherein k=|MinP|, which corresponds to the number of matching traits; and
advancing each index Pk in MinP to the next object ID in its respective TraitSet array TSk.

16. The method of claim 15, wherein selecting a desired number of similar objects comprises initially selecting objects from OBt, and decrementing t and selecting from OBt until the desired number of similar objects has been selected.

17. The method of claim 15, wherein selecting a desired number of similar objects comprises first selecting objects from OBt, and decrementing t and selecting from OBt.