Exhibit 10.72


 


	
  

  	
  Defense Threat Reduction Agency

  8725 John J. Kingman Road, MSC 6201

  Fort Belvoir, VA 22060-6201

  	
   

  



 


Contract Number HDTRA1-09-C-0046

between

Defense Threat Reduction Agency

and

AVI BioPharma, Inc


 


May 5, 2009


 


Dear
Mr. David Boyle,


 


This
letter constitutes a contract on the terms set forth herein and signifies the
intention of the Defense Threat Reduction Agency to execute a formal
Cost-Plus-Fixed-Fee Contract with AVI BioPharma, Inc. Services shall be
provided as set forth in Attachment 1, 2 and 3, which are incorporated into and
made a part of this Letter Contract, upon the terms and conditions therein
stated.


 


You
are hereby directed in accordance with FAR 52.216-23 clause entitled, “Execution
and Commencement of Work” to proceed with performance of the work, effective
immediately, and pursue such work with all diligence to the end that the
services may be performed within the time and funds specified in Attachment 1.


 


Please
indicate your acceptance of the forgoing by signing three copies of this letter
and returning this letter to the following email address: terese.herston@dtra.mil


 


 


	
   

  	
  Sincerely,

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  /s/
  Terese M. Hurston

  
	
   

  	
  Terese
  Herston

  
	
   

  	
  Contracting
  Officer

  



 

















 


LETTER CONTRACT HDTRA1-09-C-0046


 


The
contractor agrees to furnish and deliver all items or perform all services set
forth above for the consideration stated above. The rights and obligations of
the parties to this letter contract shall be subject to and governed by the
terms and conditions set forth above.


 


Executed
as of the date shown below:


 


 




	
  /s/
  J. David Boyle II

  	
   

  	
  May 5, 2009

  
	
  David
  Boyle II, Sr. Vice President and CFO

  	
   

  	
  Date

  
	
  AVI
  BioPharma

  	
   

  	
   

  






 


 


Attachments:


	
  1.

  	
  Terms
  and Conditions

  
	
  2.

  	
  Statement
  of Work (provided under separate cover)

  
	
  3.

  	
  CDRLs

  



 

















 


LETTER CONTRACT HDTRA1-09-C-0046




ATTACHMENT 1


 


1.  EFFECTIVE DATE: The effective
date of this letter contract is the same date as the contracting officer’s
signature.


 


2.  CONTRACT TYPE: Cost-Plus-Fixed-Fee.


 


3.  DESCRIPTION: Supplies/services
are to be provided in accordance with the Statement of Work (SOW), entitled “AVI
BioPharma PMO Platform - H1N1 Countermeasure Development” dated 1 May 2009.


 


4.  CEILING PRICE: $5,132,400 NTE


 


5.  The anticipated contract line
item number (CLIN) Structure is:


 


	
  CLIN 0001 Work to be
  performed IAW SOW 1 Lot

  	
   

  	
  $2,000,000.00 NTE

  
	
  CLIN 000101 Information -
  Funding

  	
   

  	
   

  
	
  ACRN AA applies

  	
   

  	
   

  
	
  CLIN 0002 CDRLs

  	
   

  	
  NSP

  



 


6.  DELIVERY SCHEDULE: See attached
Statement of Work.


 


7.  PERIOD OF PERFORMANCE: The
period of performance of this letter contract commences with the effective date
cited in paragraph 1
of this attachment and concludes eight months thereafter.


 


8.  INSPECTION AND ACCEPTANCE TERMS:
Supplies/services will be inspected/accepted at destination by the Government.


 


252.246-9000 INSPECTION AND ACCEPTANCE:


 


The Contracting Officer’s Representative (COR)
or Project Manager shall be responsible for inspection and acceptance of all
work to be performed at any and all times during this contract in accordance
with FAR 52.246-8 Inspection of Research and
Development — Cost Reimbursement. Government inspection and
acceptance of data shall be as specified on the Contract Data Requirements List,
DD Form 1423, Exhibit A to the Contract.


 


9.  CONTRACT ADMINISTRATION: Fiscal
Year (FY) 2009Research Development Test & Evaluation (RDT&E) funds in
the amount of $2, 00,000.00 have been obligated for this letter contract. Pursuant
to the Department of Defense Federal Acquisition Regulation (FAR) Supplement, additional
funding for this letter contract shall not be obligated until the Government
receives a fully supportable and auditable proposal.


 

















 


LETTER CONTRACT HDTRA1-09-C-0046




ACCOUNTING
AND APPROPRIATION DATA


 


AA:    9790400.2620
1000 B63D 255999 BD 29854000 S49012


AMOUNT:
   $2,000,000


 


252.201-9001
CONTRACTING OFFICE POINT OF CONTACT (POC)


 


The
POC in the Procuring Contracting Office for this contract action is Terese
Herston, Contracting Officer, DTRA (BE-BCRC, telephone number (703) 767-3526, email
address: terese. herston@dtra.mil.


 


252.201-9002
CONTRACTING OFFICER’S REPRESENTATIVE


 


a.  The
Contracting Officer’s Representative for this contract is:


 


Mr. Robert
Kimbrough


Defense
Threat Reduction Agency/RD-INO 


8725
John J. Kingman Road, MS 6201


Fort
Belvoir, VA 22060-6201


Telephone
(703) 767-2346


Email
address: robert.kimbrough@dtra.mil


 


b.  The
COR will act as the Contracting Officer’s Representative for technical matters
providing technical direction and discussion as necessary with respect to the
specification/statement of work and monitoring the progress and quality of the
Contractor’s performance. The COR is NOT an Administrative Contracting
Officer (ACO) and does not have the authority to take any action, either
directly or indirectly that would change the pricing, quality, quantity,
place of performance, delivery schedule, or any other terms and
conditions of the contract, or to direct the accomplishment of effort,
which goes beyond the scope of the specifications/statement of work in the
contract.


 


c.  When,
in the opinion of the Contractor, the COR requests effort outside the existing
scope of the contract, the Contractor shall promptly notify the Contracting
Officer in writing. No action shall be taken by the Contractor under such
direction until the Contracting Officer has issued a modification to the Contract
or has otherwise resolved the issue.


 


	
  252.204-9002

  	
  PAYMENT INSTRUCTIONS FOR
  MULTIPLE ACCOUNTING CLASSIFICATION CITATIONS (REF: DFARS 204.7107)

  



 


Payment shall be made from ACRN AA until
fully expended. Payment shall then be made from ACRN AB.


 

















 


LETTER CONTRACT HDTRA1-09-C-0046


 


252.232-9012 WIDE AREA WORK FLOW (WAWF) — RECEIPT AND
ACCEPTANCE (RA) INSTRUCTIONS


 


(a)  As
prescribed in DFARS clause 252.232-7003 Electronic Submission of Payment
Requests (Jan 2004), Contractors must submit payment requests in electronic
form. Paper copies will no longer be accepted or processed for payment unless
the conditions of DFARS clause 252.232-7003(c) apply. To facilitate this
electronic submission, the Defense Threat Reduction Agency (DTRA) has
implemented the DoD sanctioned Wide Area WorkFlow-Receipt and Acceptance (WAWF-RA)
for contractors to submit electronic payment requests and receiving reports. The
contractor shall submit electronic payment requests and receiving reports via
WAWF-RA. Vendors shall send an email notification to the Contracting Officer
Representative (COR), Program/Project Manager or other government acceptance
official identified in the contract by clicking on the Send More Email
Notification link upon submission of an invoice/cost voucher in WAWF-RA. To
access WAWF, go to https://wawf.eb.mil//.


 


(b)  Definitions:


 


Acceptor: Contracting Officer’s
Representative, Program/Project Manager, or other government acceptance
official as identified in the contract/order.


 


Pay Official: Defense Finance and
Accounting Service (DFAS) payment office identified in the contract/order.


 


SHIP To/Service Acceptor DoDAAC: Acceptor DoDAAC
or DCMA DoDAAC (as specified in the contract/order).


 


DCAA Auditor DoDAAC: Used when DCAA invoice
approval is required by the contract/order and the field is marked as mandatory
in WAWF-RA. (Click the DCAA Audit Office Locator Link in WAWF-RA and enter zip
code of your CAGE code address).


 


(c)  WAWF-RA Contractor Input
Information - ** IMPORTANT! **


 


The
contractor shall use the following information in creating electronic payment
requests in WAWF-RA:


 


Invoice
Type in WAWF-RA:


 


If
billing for Materials Only, select “Combo”


If
billing for Materials and Service, select “Combo”


If
billing for Services Only, select “2-n-1 (Services Only)”


If
billing for Cost Type/Reimbursable Contracts, select “Cost Voucher”


(**Cost
Vouchers are only used when contracts/orders require invoices be sent to DCAA
for approval.**)


 


SF
26, SF 33, SF 1449 and DD 1155


 

















 


LETTER CONTRACT HDTRA1-09-C-0046




	
  Invoice
  Type: Invoice and Receiving Report:

  
	
  Description
  

  	
   

  	
  SF
  26

  	
   

  	
  SF
  33

  	
   

  	
  SF
  1449

  	
   

  	
  DD
  1155

  
	
   

  	
   

  	
  Located
  in Block/Section

  
	
  Contract
  Number

  	
   

  	
  2

  	
   

  	
  2

  	
   

  	
  2

  	
   

  	
  1

  
	
  Delivery
  Order

  	
   

  	
  See
  Individual Order

  	
   

  	
  4

  	
   

  	
  2

  
	
  Cage
  Code

  	
   

  	
  7

  	
   

  	
  15
  a

  	
   

  	
  17
  a

  	
   

  	
  9

  
	
  Paying
  Office

  	
   

  	
  12

  	
   

  	
  25

  	
   

  	
  18
  a

  	
   

  	
  15

  
	
  Inspection

  	
   

  	
  Section
  E (except SF 1449, See Entitled):

  INSPECTION AND ACCEPTANCE

  
	
  Acceptance

  	
   

  	
  Section
  E (except SF 1449, See Entitled):

  INSPECTION AND ACCEPTANCE

  
	
  Issue
  Date

  	
   

  	
  3

  	
   

  	
  5

  	
   

  	
  3

  	
   

  	
  3

  
	
  Issue
  By DoDAAC

  	
   

  	
  5

  	
   

  	
  7

  	
   

  	
  9

  	
   

  	
  6

  
	
  Admin
  DoDAAC

  	
   

  	
  6

  	
   

  	
  24

  	
   

  	
  16

  	
   

  	
  7

  
	
  Ship
  to Code

  	
   

  	
  6

  	
   

  	
  24

  	
   

  	
  16

  	
   

  	
  7

  
	
  Ship
  to Extension 

  	
   

  	
  11

  	
   

  	
  Section
  F:

  Deliveries

  or

  Performance

  	
   

  	
  15

  	
   

  	
  14

  
	
  Services
  or Supplies

  	
   

  	
  Based
  on majority of requirement as determined by monetary value

  
	
  Shipment
  Number

  	
   

  	
  Contractor
  Shipment Number, Invoice Number (supplies) or period of performance
  (service). Refer to Appendix F-301 of the DoD FAR Supplement for creating
  Shipment Numbers.

  
	
  Final
  Invoice?

  	
   

  	
  Changing “N” (no) to “Y” (yes) will terminate your ability
  to invoice against this contract and deobligated remaining funds. Change “N”
  to “Y” for the final invoice ONLY.

  



 


(d)  Final Invoices/Vouchers -Final Payment shall be made
in accordance with the Federal Acquisition Regulation (FAR) 52.216-7, entitled “Allowable
Cost and Payment.”


 


Invoices - Invoice 2-n-1
(Services Only) and Invoice and Receiving Report (Combo) Select the “Y” selection from the “Final Invoice?”
drop-down box when submitting the final invoice for payment for a
contract. Upon successful submission of the final invoice, click on the Send More Email Notifications  link to send an additional email
notification to the Contracting Officer Representative (COR), Program/Project
Manager or other government acceptance official identified in the contract.


 

















 


LETTER CONTRACT HDTRA1-09-C-0046


 


Cost Vouchers - Once the final
DCAA audit is complete for cost reimbursable contracts and authorization is
received to submit the final cost voucher, select the “Y”
selection from the “Final
Voucher” drop-down box when submitting the final cost voucher.
Upon successful submission of the final cost voucher, click on the Send More Email Notifications
link to send an additional email notification to the following email
address:  finalcostvouchers@dtra.mil


 


(e) WAWF
Training may be accessed online at http://www.wawftraining.com//. To practice
creating documents in WAWF, visit practice site at https://wawftraining.eb.mil//.
Payment information may be accessed using the DFAS website at http://www.dod.mil/dfas//.
Your purchase order/contract number or invoice will be required to check status
of your payment. Note: For specific invoice
related inquiries email: wawfvendorpay
@dtra.mil. Vendors shall forward any
additional DTRA related WAWF questions to wawfhelp@dtra.mil.


 


10.
SPECIAL CONTRACT REQUIREMENTS:


 


252.204-9000
OFFICIAL DTRA ADDRESSES IN THE NATIONAL CAPITAL REGION (NCR)


 


DTRA
has 2 official mailing addresses in the NCR. Due to heightened security
measures, hand-carried packages cannot be accepted, therefore contractors are
to select one address below based on the method of mailing.


 


1.  The official United States
Postal Service (USPS) mailing address for DTRA:


Defense
Threat Reduction Agency


Attn:
Mr. Robert Kimbrough/RD-INO*


8725
John J. Kingman Rd. Stop 6201


Fort
Belvoir, VA 22060-6201


 


2.  DTRA
cannot accept packages delivered via commercial express and ground carrier
to any address other than the one listed below. For all incoming packages
to DTRA activities in the Washington DC area (this includes packages sent via
Federal Express, DHL, Airborne, UPS and other commercial carriers), use the
following address:


 


Defense
Threat Reduction Agency


Attn:
Mr. Robert Kimbrough /RD-INO*


6200
Meade Road


Fort
Belvoir, VA 22060-5264


 


Note: This address shall also be used in all
contracts for delivery of supplies/materials.


 

















 


LETTER CONTRACT HDTRA1-09-C-0046


 


*
Mail sent without an office symbol may be misdirected within DTRA. Please use
the most current office symbol assigned. If an office symbol changes during the
term of this contract, the contracting officer may advise of this change via
letter in lieu of a contract modification.


 


11.  CONTRACT
CLAUSES


 


52.216-23            EXECUTION AND COMMENCEMENT OF WORK (APR
1984)


 


The
Contractor shall indicate acceptance of this letter contract by signing three
copies of the contract and returning them to the Contracting Officer not later
than May 7, 2009. Upon acceptance by both parties, the Contractor shall proceed
with performance of the work, including purchase of necessary materials.


 


(End
of clause)


 


52.216-24            LIMITATION OF GOVERNMENT LIABILITY (APR
1984)


 


(a) In
performing this contract, the Contractor is not authorized to make expenditures
or incur obligations exceeding $2,000,000.00 dollars.


 


(b) The
maximum amount for which the Government shall be liable if this contract is
terminated is $2,000,000.00 dollars.


 


(End
of clause)


 


52.216-26            PAYMENTS OF ALLOWABLE COSTS BEFORE
DEFINITIZATION (DEC 2002)


 


(a) Reimbursement
rate. Pending the placing of the definitive contract referred to in this letter
contract, the Government will promptly reimburse the Contractor for all
allowable costs under this contract at the following rates:


 


(1) One
hundred percent of approved costs representing financing payments to
subcontractors under fixed-price subcontracts, provided that the Government’s
payments to the Contractor will not exceed 80 percent of the allowable costs of
those subcontractors.


 


(2) One
hundred percent of approved costs representing cost-reimbursement subcontracts;
provided, that the Government’s payments to the Contractor shall not exceed 85
percent of the allowable costs of those subcontractors.


 


(3) Eighty-five
percent of all other approved costs.


 

















 


LETTER CONTRACT HDTRA1-09-C-0046


 


(b) Limitation of reimbursement. To
determine the amounts payable to the Contractor under this letter contract, the
Contracting Officer shall determine allowable costs in accordance with the
applicable cost principles in Part 31 of the Federal Acquisition Regulation (FAR).
The total reimbursement made under this paragraph shall not exceed 85 percent
of the maximum amount of the Government’s liability, as stated in this
contract.


 


(c) Invoicing. Payments shall be made
promptly to the Contractor when requested as work progresses, but (except for
small business concerns) not more often than every 2 weeks, in amounts approved
by the Contracting Officer. The Contractor may submit to an authorized
representative of the Contracting Officer, in such form and reasonable detail
as the representative may require, an invoice or voucher supported by a
statement of the claimed allowable cost incurred by the Contractor in the
performance of this contract.


 


(d) Allowable costs. For the purpose of
determining allowable costs, the term “costs” includes—


 


(1) Those recorded costs that result, at
the time of the request for reimbursement, from payment by cash, check, or
other form of actual payment for items or services purchased directly for the
contract;


 


(2) When the Contractor is not
delinquent in payment of costs of contract performance in the ordinary course
of business, costs incurred, but not necessarily paid, for—


 


(i) Supplies and services purchased
directly for the contract and associated financing payments to subcontractors, provided
payments determined due will be made—


 


(A) In accordance with the terms and
conditions of a subcontract or invoice; and


 


(B) Ordinarily within 30 days of the
submission of the Contractor’s payment request to the Government;


 


(ii) Materials issued from the
Contractor’s stores inventory and placed in the production process for use on
the contract;


 


(iii) Direct labor;


 


(iv) Direct travel;


 


(v) Other direct in-house costs; and


 


(vi) Properly allocable and allowable
indirect costs as shown on the records maintained by the Contractor for
purposes of obtaining reimbursement under Government contracts; and


 

















 


LETTER CONTRACT HDTRA1-09-C-0046


 


(3) The
amount of financing payments that the Contractor has paid by cash, check, or
other forms of payment to subcontractors.


 


(e) Small
business concerns. A small business concern may receive more frequent payments
than every 2 weeks.


 


(f) Audit.
At any time before final payment, the Contracting Officer may have the
Contractor’s invoices or vouchers and statements of costs audited. Any payment
may be (1) reduced by any amounts found by the Contracting Officer not to
constitute allowable costs or (2) adjusted for overpayments or underpayments
made on preceding invoices or vouchers.


 


(End
of clause)


 


252.217-7027
CONTRACT DEFINITIZATION (OCT 1998)


 


(a) A
Cost-Plus-Fixed Fee contract is contemplated. The Contractor agrees to begin
promptly negotiating with the Contracting Officer the terms of a definitive
contract that will include (1) all clauses required by the Federal Acquisition
Regulation (FAR) on the date of execution of the undefinitized contract action,
(2) all clauses required by law on the date of execution of the definitive
contract action, and (3) any other mutually agreeable clauses, terms, and
conditions. The Contractor agrees to submit a Cost-Plus-Fixed Fee proposal and
cost or pricing data supporting its proposal.


 


(b) The
schedule for definitizing this contract is as follows:


	
  Proposal
  Received

  	
   

  	
  4
  June 2009

  
	
  Complete
  Negotiations

  	
   

  	
  4
  August 2009

  
	
  Definitization

  	
   

  	
  4
  September 2009

  



 

















 


LETTER
CONTRACT HDTRA 1-09-C-0046


 


(c) If
agreement on a definitive contract action to supersede this undefinitized
contract action is not reached by the target date in paragraph (b) of this
clause, or within any extension of it granted by the Contracting Officer, the
Contracting Officer may, with the approval of the head of the contracting
activity, determine a reasonable price or fee in accordance with subpart 15.4
and part 31 of the FAR, subject to Contractor appeal as provided in the
Disputes clause. In any event, the Contractor shall proceed with completion of
the contract, subject only to the Limitation of Government Liability clause.


 


(1) After
the Contracting Officer’s determination of price or fee, the contract shall be
governed by—


 


(i) All
clauses required by the FAR on the date of execution of this undefinitized
contract action for either fixed-price or cost-reimbursement contracts, as
determined by the Contracting Officer under this paragraph (c);


 


(ii) All
clauses required by law as of the date of the Contracting Officer’s
determination; and


 


(iii) Any
other clauses, terms, and conditions mutually agreed upon.


 


(2) To
the extent consistent with paragraph (c)(1) of this clause, all clauses, terms,
and conditions included in this undefinitized contract action shall continue in
effect, except those that by their nature apply only to an undefinitized
contract action.


 


(d) The
definitive contract resulting from this undefinitized contract action will
include a negotiated cost/price ceiling in no event to exceed $5,132,400.


 


(End
of clause)


 

















 


LETTER CONTRACT HDTRA 1-09-C-0046


 


12.
LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACHMENTS:


 


252.215-9001
LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACHMENTS


 


List
of Documents, Exhibits and Other Attachments


 


a.
Attachments applicable to this contract are identified as follows:


 


	
  ATTACHMENT

  	
   

  	
  DESCRIPTION

  
	
  1

  	
   

  	
  Statement
  of Work, entitled “AVI BioPharma PMO Platform - H1N1 Countermeasure
  Development”, dated 1 May 2009, 1 Page

  
	
   

  	
   

  	
   

  
	
  2

  	
   

  	
  Exhibit A
  — CDRLs, 2 Pages dated 30 April 2009

  



 

















 


HDTRA1-09-C-0046


Attachment Number 1


 


AVI BioPharma PMO Platform — H1N1 Countermeasure
Development

1 May 2009

Statement of Work for AVI BioPharma Project


 


Preclinical
development of medical countermeasures against the prevailing strains of swine
flu based on AVI BioPharma’s proprietary Phosphorodiamidate Morpholino Oligomer
backbone.


 


Task
1: AVI will perform program management including project planning and direction,
and management of subcontractors.


 


Task
2: AVI will analyze the sequence provided and determine appropriate viral
targets, recommend lead candidate targets and back-up candidate targets. We
expect this task to complete within 1-2 days after the start work and receipt
of the viral sequence.


 


Task
3: AVI will manufacture development (non-GMP) grade material of the lead
therapeutic candidate in sufficient quantities for the planned animal tests
within 7-11 days.


 


Task
4: AVI will manufacture development (non-GMP) grade material of the back-up
therapeutic candidates in sufficient quantities for the planned animal tests
within 7-11 days.


 


Task
5: AVI will engage a BSL3 laboratory facility to perform an initial test, “Ferret
Study 1”, in a ferret model for the lead therapeutic candidate


 


Task
6: AVI will engage a BSL3 laboratory facility to perform a confirmatory test, “Ferret
Study 2”, in a ferret model for the lead therapeutic candidate


 


Task
7: AVI will engage a BSL3 laboratory facility to perform initial testing, “Mouse
Study 1”, in a mouse model for the back-up therapeutic candidates


 


Task
8: AVI will engage a BSL3 laboratory facility to perform an additional
confirmatory test, “Ferret Study 3”, in a ferret model for the lead therapeutic
candidate or back-up candidate depending on outcome of the Mouse Study 1


 


Task
9: If needed, AVI will engage a BSL3 laboratory facility to perform a
confirmatory test, “Ferret Study 4”, in a ferret model for the lead therapeutic
candidate


 






 












 


	
  CONTRACT DATA REQUIREMENTS LIST

  	
  Form Approved

  OMB No. 0704-0188

  
	
  The public
  reporting burden for this collection of information is estimated to average
  440 hours per response, including the time for reviewing instructions,
  searching existing data sources, gathering and maintaining the data needed,
  and completing and reviewing the collection of information. Send comments
  regarding this burden estimate or any other aspect of this collection of
  information, including suggestions for reducing the burden, to the Department
  of Defense, Executive Services and Communications Directorate (0704-0188).
  Respondents should be aware that notwithstanding any other provision of law,
  no person shall be subject to any penalty for failing to comply with a
  collection of information if it does not display a currently valid OMB
  control number. Please do not return your
  form to the above organization. Send completed form to the Government Issuing
  Contracting Officer for the Contract/PR No. listed in Block E. 

  
	
  A.
  CONTRACT LINE ITEM NO.

  N/A

  	
  B.
  EXHIBIT

  A

  	
  C. CATEGORY:

  TDP            TM            OTHER                                               

                                                

  
	
  D.
  SYSTEM/ITEM

  Chemical/Biological Medical Systems

  	
  E.
  CONTRACT/PR NO.

  	
  F.
  CONTRACTOR

  AVI
  BioPharma

  
	
  1.
  DATA ITEM NO.

  A001

  	
  2.
  TITLE OF DATA ITEM                                                                            3.
  SUBTITLE

  PMO
  and/or P-PMO Based Medical Countermeasure

  	
   

  H1N1
  Therapeutic Candidates Report

  
	
  4.
  AUTHORITY  (Data Acquisition
  Document No.)

  N/A

  	
  5.
  CONTRACT REFERENCE

  N/A

  	
  6.
  REQUIRING OFFICE

  DTRA/TMTI

  
	
  7.
  DD 250 REQ

  LT

  	
  9. DIST STATEMENT REQUIRED

   

  N/A

  	
  10.
  FREQUENCY

  See Blk 16

  	
  12.
  DATE OF FIRST SUBMISSION

  See Blk 16

  	
  14.          DISTRIBUTION

  
	
  a. ADDRESSEE

  	
  b. COPIES

  
	
  8.
  APP CODE

  A

  	
  11.
  AS OF DATE

  See Blk 16

  	
  13. DATE OF SUBSEQUENT SUBMISSION

  See Blk 16

  	
  Draft

  	
  Final

  
	
  Reg

  	
  Repro

  
	
  16.
  REMARKS

  Blocks 10-13: Provide a report of lead and back-up candidates due
  within 5 days of identification.

   

  	
  DTRA/TMTI

  	
   

  	
  1

  	
   

  
	
  DTRA/BCR

  	
   

  	
  1

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  15.
  TOTAL

  	
   

  	
  2

  	
   

  
	
  1. DATA ITEM NO.

  A002

  	
  2.
  TITLE OF DATA ITEM

  Technical Reports & Miscellaneous Data Submissions

  	
  3.
  SUBTITLE

  N/A

  
	
  4.
  AUTHORITY  (Data Acquisition
  Document No.)

  N/A

  	
  5.
  CONTRACT REFERENCE

  N/A

  	
  6.
  REQUIRING OFFICE

  DTRA/TMTI

  
	
  7.
  DD 250 REQ

  LT

  	
  9. DIST STATEMENT REQUIRED

   

  N/A

  	
  10.
  FREQUENCY

  See Blk 16

  	
  12.
  DATE OF FIRST SUBMISSION

  See Blk 16

   

  	
  14.          DISTRIBUTION

  
	
  a. ADDRESSEE

  	
  b. COPIES

  
	
  8.
  APP CODE

  A

  	
  11.
  AS OF DATE

  See Blk 16

  	
  13. DATE OF SUBSEQUENT SUBMISSION

  See Blk 16

  	
  Draft

  	
  Final

  
	
  Reg

  	
  Repro

  
	
  16.
  REMARKS

  Blocks 10-13: Submission dates and frequencies will be coordinated.

  	
  DTRA/TMTI

  	
   

  	
  1

  	
   

  
	
  DTRA/BCR

  	
   

  	
  1

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  15.
  TOTAL

  	
   

  	
  2

  	
   

  
	
  1.
  DATA ITEM NO.

  A003

  	
  2.
  TITLE OF DATA ITEM

  Regulatory Contacts &
  Filings

  	
  3.
  SUBTITLE

  N/A

  
	
  4.
  AUTHORITY  (Data Acquisition
  Document No.)

  N/A

  	
  5.
  CONTRACT REFERENCE

  N/A

  	
  6.
  REQUIRING OFFICE

  DTRA/TMTI

  
	
  7.
  DD 250 REQ

  LT

  	
  9.  DIST
  STATEMENT REQUIRED



  N/A

  	
  10.  FREQUENCY

  See Blk 16

  	
  12.
  DATE OF FIRST SUBMISSION

  See Blk 16

  	
  14.          DISTRIBUTION

  
	
  a. ADDRESSEE

  	
  b. COPIES

  
	
  8.
  APP CODE

  A

  	
  11.
  AS OF DATE

  See Blk 16

  	
  13. DATE OF SUBSEQUENT SUBMISSION

  See Blk 16

  	
  Draft

  	
  Final

  
	
  Reg

  	
  Repro

  
	
  16.
  REMARKS

  Blocks 10-13: Provide advance notice and copies of all regulatory
  contacts and filings.

  	
  DTRA/TMTI

  	
   

  	
  1

  	
   

  
	
  DTRA/BCR

  	
   

  	
  1

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  15.
  TOTAL

  	
   

  	
  2

  	
   

  
	
  1.
  DATA ITEM NO.

  A004

  	
  2.
  TITLE OF DATA ITEM

  Weekly Update Report

  	
  3.
  SUBTITLE

  Weekly IPR

  
	
  4.
  AUTHORITY  (Data Acquisition
  Document No.)

  N/A

  	
  5.
  CONTRACT REFERENCE

  N/A

  	
  6.
  REQUIRING OFFICE

  DTRA/TMTI

  
	
  7.
  DD 250 REQ

  LT

  	
  9. DIST STATEMENT REQUIRED

   

   

  N/A

  	
  10.
  FREQUENCY

  Weekly

  	
  12.
  DATE OF FIRST SUBMISSION

  See Blk 16

  	
  14.          DISTRIBUTION

  
	
   

  	
  b. COPIES

  
	
  8.
  APP CODE

  A

  	
  11.
  AS OF DATE

  See Blk 16

  	
  13. DATE OF SUBSEQUENT SUBMISSION

  See Blk 16

  	
  a. ADDRESSEE

  	
   

  	
  Final

  
	
  Draft

  	
  Reg

  	
  Repro

  
	
  16.
  REMARKS

  Blocks 11-13: Coordinate a weekly IPR (Conference Call) with the TMTI

  Program Office to provide an update and status report. First IPR to be
  conducted within 5 days of contract award, then weekly thereafter.

  	
  DTRA/TMTI

  	
   

  	
  1

  	
   

  
	
  DTRA/BCR

  	
   

  	
  1

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  15.
  TOTAL

  	
   

  	
  2

  	
   

  
	
  G.
  PREPARED BY

   

  [ILLEGIBLE]

  	
  H. DATE

   

  30 April 2009

  	
  I. APPROVED
  BY

   

  [ILLEGIBLE]

  	
  J.
  DATE

   

  30 April 2009

  
																	



 




	
  17. PRICE GROUP

  	
  17. PRICE GROUP

  	
  17. PRICE GROUP

  	
  17. PRICE GROUP

  
	
  18. ESTIMATED
  TOTAL PRICE

  	
  18. ESTIMATED
  TOTAL PRICE

  	
  18. ESTIMATED
  TOTAL PRICE

  	
  18. ESTIMATED
  TOTAL PRICE

  






 


1

















 


	
  CONTRACT DATA REQUIREMENTS LIST

  	
  Form Approved

  OMB No. 0704-0188

  
	
  The public
  reporting burden for this collection of information is estimated to average
  440 hours per response, including the time for reviewing instructions,
  searching existing data sources, gathering and maintaining the data needed,
  and completing and reviewing the collection of information. Send comments
  regarding this burden estimate or any other aspect of this collection of
  information, including suggestions for reducing the burden, to the Department
  of Defense, Executive Services and Communications Directorate (0704-0188).
  Respondents should be aware that notwithstanding any other provision of law,
  no person shall be subject to any penalty for failing to comply with a
  collection of information if it does not display a currently valid OMB
  control number. Please do not return your
  form to the above organization. Send completed form to the Government Issuing
  Contracting Officer for the Contract/PR No. listed in Block E. 

  
	
  A.
  CONTRACT LINE ITEM NO.

  N/A

  	
  B.
  EXHIBIT

  A

  	
  C. CATEGORY:

  TDP            TM            OTHER                                               

                                                

  
	
  D.
  SYSTEM/ITEM

  Chemical/Biological Medical Systems

  	
  E.
  CONTRACT/PR NO.

  	
  F.
  CONTRACTOR

  AVI
  BioPharma

  
	
  1.
  DATA ITEM NO.

  A005

  	
  2.
  TITLE OF DATA ITEM                                                                           3.
  SUBTITLE

  Monthly Status Report

  	
   

  N/A

  
	
  4.
  AUTHORITY  (Data Acquisition
  Document No.)

  N/A

  	
  5.
  CONTRACT REFERENCE

  N/A

  	
  6.
  REQUIRING OFFICE

  DTRA/TMTI

  
	
  7.
  DD 250 REQ

  LT

  	
  9. DIST STATEMENT REQUIRED

   

  N/A

  	
  10.
  FREQUENCY

  Monthly

  	
  12.
  DATE OF FIRST SUBMISSION

  See Blk 16

  	
  14.          DISTRIBUTION

  
	
  a. ADDRESSEE

  	
  b. COPIES

  
	
  8.
  APP CODE

  A

  	
  11.
  AS OF DATE

  See Blk 16

  	
  13. DATE OF SUBSEQUENT SUBMISSION

  See Blk 16

  	
  Draft

  	
  Final

  
	
  Reg

  	
  Repro

  
	
  16.
  REMARKS

  Blocks 11-13: First report due within 10 days after the end of the
  first month after award and each month thereafter.

   

  	
  DTRA/TMTI

  	
   

  	
  1

  	
   

  
	
  DTRA/BCR

  	
   

  	
  1

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  15.
  TOTAL

  	
   

  	
  2

  	
   

  
	
  1.
  DATA ITEM NO.

  A006

  	
  2.
  TITLE OF DATA ITEM

  Monthly Invoice Report

  	
  3.
  SUBTITLE

  N/A

  
	
  4.
  AUTHORITY  (Data Acquisition
  Document No.)

  N/A

  	
  5.
  CONTRACT REFERENCE

  N/A

  	
  6.
  REQUIRING OFFICE

  DTRA/TMTI

  
	
  7.
  DD 250 REQ

  LT

  	
  9. DIST STATEMENT REQUIRED

   

   

  N/A

  	
  10.
  FREQUENCY

  Monthly

  	
  12.
  DATE OF FIRST SUBMISSION

  See Blk 16

   

  	
  14.          DISTRIBUTION

  
	
  a. ADDRESSEE

  	
  b. COPIES

  
	
  8.
  APP CODE

  A

  	
  11.
  AS OF DATE

  See Blk 16

  	
  13. DATE OF SUBSEQUENT SUBMISSION

  See Blk 16

  	
  Draft

  	
  Final

  
	
  Reg

  	
  Repro

  
	
  16.
  REMARKS

  Blocks 11-13: First report due within 10 days after the end of the
  first month after award and each month thereafter.

  	
  DTRA/TMTI

  	
   

  	
  1

  	
   

  
	
  DTRA/BCR

  	
   

  	
  1

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  15.
  TOTAL

  	
   

  	
  2

  	
   

  
	
  1.
  DATA ITEM NO.

  A007

  	
  2.
  TITLE OF DATA ITEM

  Expenditure Forecast

  	
  3.
  SUBTITLE

  Project Spend Plan

  
	
  4.
  AUTHORITY  (Data Acquisition
  Document No.)

  N/A

  	
  5.
  CONTRACT REFERENCE

  N/A

  	
  6.
  REQUIRING OFFICE

  DTRA/TMTI

  
	
  7.
  DD 250 REQ

  LT

  	
  9.  DIST
  STATEMENT REQUIRED

   

  N/A

  	
  10.  FREQUENCY

  See Blk 16

  	
  12.
  DATE OF FIRST SUBMISSION

  See Blk 16

  	
  14.          DISTRIBUTION

  
	
  a. ADDRESSEE

  	
  b. COPIES

  
	
  8.
  APP CODE

  A

  	
  11.
  AS OF DATE

  See Blk 16

  	
  13. DATE OF SUBSEQUENT SUBMISSION

  See Blk 16

  	
  Draft

  	
  Final

  
	
  Reg

  	
  Repro

  
	
  16.
  REMARKS

  Blocks 10-13: Contractor will provide an updated expenditure forecast
  reflecting actual negotiated costs over the lifetime of the project within 30
  days of contract initiation and will update the forecast as requested by the
  government.

  	
  DTRA/TMTI

  	
   

  	
  1

  	
   

  
	
  DTRA/BCR

  	
   

  	
  1

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  15.
  TOTAL

  	
   

  	
  2

  	
   

  
	
  1.
  DATA ITEM NO.

  A008

  	
  2.
  TITLE OF DATA ITEM

  Work Breakdown Structure

  	
  3.
  SUBTITLE

  3-Level Work Breakdown
  Structure

  
	
  4.
  AUTHORITY  (Data Acquisition
  Document No.)

  N/A

  	
  5.
  CONTRACT REFERENCE

  N/A

  	
  6.
  REQUIRING OFFICE

  DTRA/TMTI

  
	
  7.
  DD 250 REQ

  LT

  	
  9. DIST STATEMENT REQUIRED

   

   

  N/A

  	
  10.
  FREQUENCY

  See Blk 16

  	
  12.
  DATE OF FIRST SUBMISSION

  See Blk 16

  	
  14.          DISTRIBUTION

  
	
   

  	
  b. COPIES

  
	
  8.
  APP CODE

  A

  	
  11.
  AS OF DATE

  See Blk 16

  	
  13. DATE OF SUBSEQUENT SUBMISSION

  See Blk 16

  	
  a. ADDRESSEE

  	
   

  	
  Final

  
	
  Draft

  	
  Reg

  	
  Repro

  
	
  16.
  REMARKS

  3-Level Work Breakdown Structure and associated costs and schedule per
  each level of work. For the lowest of each task show the cost breakdown for
  labor, material and other indirect costs. Blocks 10-13: First report due
  within 30 days of contract initiation. Format Microsoft Project .mpp file. To
  be updated quarterly.

  	
  DTRA/TMTI

  	
   

  	
  1

  	
   

  
	
  DTRA/BCR

  	
   

  	
  1

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  15.
  TOTAL

  	
   

  	
  2

  	
   

  
	
  G.
  PREPARED BY

   

  [ILLEGIBLE]

  	
  H. DATE

   

  30 April 2009

  	
  I.
  APPROVED BY

   

  [ILLEGIBLE]

  	
  J.
  DATE

   

  30 April 2009

  
															



 




	
  17. PRICE GROUP

  	
  17. PRICE GROUP

  	
  17. PRICE GROUP

  	
  17. PRICE GROUP

  
	
  18. ESTIMATED
  TOTAL PRICE

  	
  18. ESTIMATED
  TOTAL PRICE

  	
  18. ESTIMATED
  TOTAL PRICE

  	
  18. ESTIMATED
  TOTAL PRICE

  






 


2