alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5

<S>                             <C>
<PERIOD-TYPE>                   12-MOS
<FISCAL-YEAR-END>                          DEC-31-1999
<PERIOD-END>                               JUN-30-1999
<CASH>                                       1,144,783
<SECURITIES>                                 5,144,852
<RECEIVABLES>                                  472,182
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                             2,635,262
<PP&E>                                      79,528,640
<DEPRECIATION>                              21,132,268
<TOTAL-ASSETS>                              69,421,139
<CURRENT-LIABILITIES>                        3,447,765
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                             0
<OTHER-SE>                                   4,758,140
<TOTAL-LIABILITY-AND-EQUITY>                69,421,139
<SALES>                                      9,602,588
<TOTAL-REVENUES>                             9,674,635
<CGS>                                                0
<TOTAL-COSTS>                                        0
<OTHER-EXPENSES>                             6,023,467
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                           2,360,629
<INCOME-PRETAX>                              1,887,333
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                                  0
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 1,887,333
<EPS-BASIC>                                      10.89
<EPS-DILUTED>                                    10.89


</TABLE>
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1

<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                          DEC-31-1998
<PERIOD-START>                             JAN-01-1998
<PERIOD-END>                               SEP-30-1998
<CASH>                                         226,458
<SECURITIES>                                         0
<RECEIVABLES>                                   81,187
<ALLOWANCES>                                  (37,000)
<INVENTORY>                                          0
<CURRENT-ASSETS>                               458,580
<PP&E>                                      12,716,127
<DEPRECIATION>                               5,489,315
<TOTAL-ASSETS>                               7,685,392
<CURRENT-LIABILITIES>                          506,650
<BONDS>                                      8,146,404
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                             0
<OTHER-SE>                                           0
<TOTAL-LIABILITY-AND-EQUITY>                 7,685,392
<SALES>                                              0
<TOTAL-REVENUES>                             1,313,535
<CGS>                                                0
<TOTAL-COSTS>                                  629,684
<OTHER-EXPENSES>                               303,307
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                             577,303
<INCOME-PRETAX>                              (196,759)
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                                  0
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 (196,759)
<EPS-BASIC>                                   (7.83)
<EPS-DILUTED>                                        0


</TABLE>
<TABLE> <S> <C>

<ARTICLE> 9
       
<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                          DEC-31-1998
<PERIOD-START>                             JAN-01-1998
<PERIOD-END>                               SEP-30-1998
<CASH>                                      17,658,220
<INT-BEARING-DEPOSITS>                               0
<FED-FUNDS-SOLD>                             4,474,371
<TRADING-ASSETS>                                     0
<INVESTMENTS-HELD-FOR-SALE>                 86,474,161
<INVESTMENTS-CARRYING>                      13,451,412
<INVESTMENTS-MARKET>                        13,654,000
<LOANS>                                    261,513,055
<ALLOWANCE>                                  3,336,244
<TOTAL-ASSETS>                             417,155,623
<DEPOSITS>                                 359,197,694
<SHORT-TERM>                                 8,468,371
<LIABILITIES-OTHER>                          4,649,479
<LONG-TERM>                                  1,450,000
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                       400,437
<OTHER-SE>                                  42,989,642
<TOTAL-LIABILITIES-AND-EQUITY>             417,155,623
<INTEREST-LOAN>                             18,466,257
<INTEREST-INVEST>                            4,476,526
<INTEREST-OTHER>                               517,292
<INTEREST-TOTAL>                            23,460,075
<INTEREST-DEPOSIT>                          10,239,402
<INTEREST-EXPENSE>                          10,687,554
<INTEREST-INCOME-NET>                       12,772,521
<LOAN-LOSSES>                                  427,500
<SECURITIES-GAINS>                             420,817
<EXPENSE-OTHER>                             11,594,638
<INCOME-PRETAX>                              5,103,972
<INCOME-PRE-EXTRAORDINARY>                   5,103,972
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 3,395,066
<EPS-PRIMARY>                                     0.89
<EPS-DILUTED>                                     0.89
<YIELD-ACTUAL>                                    4.70
<LOANS-NON>                                  2,084,000
<LOANS-PAST>                                   436,000
<LOANS-TROUBLED>                                     0
<LOANS-PROBLEM>                                550,000
<ALLOWANCE-OPEN>                             3,306,168
<CHARGE-OFFS>                                  579,098
<RECOVERIES>                                   181,674
<ALLOWANCE-CLOSE>                            3,336,244
<ALLOWANCE-DOMESTIC>                         3,336,244
<ALLOWANCE-FOREIGN>                                  0
<ALLOWANCE-UNALLOCATED>                              0
        

</TABLE>
Other

1699.2
Case: 19-30088 Doc# 2549 Filed: 06/14/19 Entered: 06/14/19 15:55:17 Page 1 of

3
Case: 19-30088 Doc# 2549 Filed: 06/14/19 Entered: 06/14/19 15:55:17 Page 2 of

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Case: 19-30088 Doc# 2549 Filed: 06/14/19 Entered: 06/14/19 15:55:17 Page 3 of

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June 26, 2016





 



 


 



James Schuermann


16 Meadowbrook Road


Dover, MA 02030


 







 


Dear Jim,


 


Reference is made to the employment letter (the “Agreement”) between you and HeartWare, Inc. (the “Company”), dated December 5, 2008, as amended from time to time.  You and the Company desire to amend the Agreement in the manner described below.


 



	
  

	
1.

	
Total Salary.  Section 5(c) of the Agreement shall be deleted in its entirety and replaced by the following:







 


If your employment is terminated by the Company without “Cause” (as defined below) or by you for “Good Reason” (as defined below) coincident with or within 18 months after a Change in Control (as defined below), and subject to the notice and release requirements described below, the Company shall cause to be paid, on or beginning within 15 days after your termination of employment, (i) a lump-sum cash payment in an amount equal to one times your Total Salary; and (ii) the employee portion of your COBRA continuation coverage (to the extent that you elect coverage) for a period of 12 months or, if earlier, until you become entitled to participate in another employer’s health plan. The severance pay provided under this Section 5(b) shall supersede, and not be in duplication of, the severance pay provided under Section 5(a).  “Total Salary” means your current Base Salary plus your current target annual cash bonus assuming 100% corporate and individual achievement.


 



	
  

	
2.

	
No Other Changes. The terms and conditions of the Agreement, to the extent not modified hereby, will continue to apply as specified in the Agreement.







 


To indicate your acceptance of these updated terms and conditions of your employment, please sign below.





 



	 	
Sincerely,

	 
	 	HEARTWARE, INC.	 
	 	 	 	 
	 	 	 	 
	 	 	 	 
	 	BY:	 /s/ Douglas Godshall	 
	 	Title:   	President and CEO	 





 






 


 


 



	
Accepted and agreed:

	 
	 	 
	 	 
	 	 
	 	 
	 /s/ Jim Schuermann	 
	

Jim Schuermann
Case: 19-30088 Doc# 4136 Filed: 10/03/19 Entered: 10/04/19 13:59:01 Page 1 of

2
Case: 19-30088 Doc# 4136 Filed: 10/03/19 Entered: 10/04/19 13:59:01 Page 2 of

2
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Small Business Administration

          - [Disaster Declaration #12100 and #12101]

# AGENCY:

U.S. Small Business Administration.

# ACTION:

Amendment 2.

# SUMMARY:

This is an amendment of the Presidential declaration of a major disaster for the State of Massachusetts (FEMA-1895-DR), dated 03/29/2010.

*Incident:*                         Severe Storms and Flooding.                    

*Incident Period:*                         03/12/2010 through 04/26/2010.                    

*Effective Date:*                         05/24/2010.                    

*Physical Loan Application Deadline Date:*                         06/28/2010.                    

*EIDL Loan Application Deadline Date:*                         12/29/2010.                    

# ADDRESSES:

Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155.

# FOR FURTHER INFORMATION CONTACT:

A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416.

# SUPPLEMENTARY INFORMATION:

The notice of the President's  major disaster declaration for the State of Massachusetts, dated 03/29/2010 is hereby amended to extend the deadline for filing applications for physical damages as a result of this disaster to 06/28/2010.

All other information in the original declaration remains unchanged.

(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)

James E. Rivera,

Associate Administrator for Disaster Assistance.

[FR Doc. 2010-13194 Filed 6-1-10; 8:45 am]

BILLING CODE 8025-01-P
EXHIBIT A 

Case: 19-30088 Doc# 4715-1 Filed: 11/14/19 Entered: 11/14/19 08:32:29 Page 1

of 2
650 California Street, Suite 1900 

San Francisco, CA 94108 

 

November 14, 2019 

VIA ELECTRONIC MAIL VIA ELECTRONIC MAIL 

John R. Simon, Esq. 

Executive Vice President and General Counsel 

PG&E Corporation 

77 Beale Street 

P.O. Box 770000 

San Francisco, CA 94177 

Janet Loduca, Esq. 

Sr. Vice President and Deputy General Counsel 

Pacific Gas and Electric Company 

77 Beale Street 

P.O. Box 770000 

San Francisco, CA 94177

Re: In re PG&E Corporation and Pacific Gas and Electric Company 

Dear John and Janet: 

 Attached for your review are copies of the Second Interim Fee Application of Keller & Benvenutti 

LLP for Allowance and Payment of Compensation and Reimbursement of Expenses (June 1, 2019 Through 

September 30, 2019) and my Declaration in support thereof. 

The Court’s Guidelines for Compensation and Expense Reimbursement of Professionals 

and Trustees provide that a debtor in possession, a trustee or an official committee must exercise 

reasonable business judgment in monitoring the fees and expenses of the estate’s professionals. We 

invite you to discuss any objections, concerns or questions you may have with us. The Office of the 

United State Trustee will also accept your comments, and the Court will consider timely filed 

objections by any party in interest at the time of the hearing on the application. 

 If you have any questions or comments, please do not hesitate to call me. 

With best regards, 

KELLER & BENVENUTTI LLP 

By ________________________ 

 Tobias S. Keller 

Attachment 

cc (w/attachment): 

 Tyson Smith, Esq. 

Case: 19-30088 Doc# 4715-1 Filed: 11/14/19 Entered: 11/14/19 08:32:29 Page 2

of 2
#### STATE v. JOHN WINSTON.

(Filed 21 September, 1927.)

Intoxicating Liquor — Spirituous Liquor — Dwelling—Purchase—Transportation — Statutes—Criminal Law.

While section 10 of the Turlington Act (eh. 1, Public Laws of 1923), does not make it a criminal offense for one to have intoxicating liquor in bis own dwelling for his own personal use or that of his family and friends, it is a violation of the criminal law, by the express provisions of 3 C. S., 3411(b), for him to either purchase it elsewhere or carry it there.

Appeal by the State from a judgment in favor of the defendant, rendered on a special verdict by *Pcurher, J.,*at August Term, 1927, of Halifax.

Criminal prosecution, tried upon an indictment charging the defendant, first, with purchasing, and, second, with transporting spirituous liquor, contrary to the statute in such cases made and provided, etc.

It was shown on the trial, and the special verdict establishes, among other things, that on 4 August, 1927, the defendant purchased, for his own personal use, between a pint and a quart of intoxicating liquor in Halifax County, .and transported the same a distance of about three miles to his home, there to be used exclusively for his own personal consumption.

Upon the facts found and disclosed by the jury, a special verdict of not guilty was rendered under appropriate instructions from the court. The State appeals, assigning error. C. S., 4649.

*Attorney-General Brummitt and Assistant Attorney-General Nash for the State.*

*No counsel for defendant.*

Stagy, C. J.

The special verdict seems to have been rendered on the theory that, as section 10 of the Turlington Act (ch. 1, Public Laws, 1923) sanctions or does not condemn the possession of liquor in one’s private dwelling, occupied and used only as such, for the personal consumption of the owner, his family residing in such dwelling, and bona fide guests when entertained by him therein, the Legislature did not intend, in the same act, to make its purchase or transportation unlawful when such liquor is to be used solely for the purpose allowed by the statute.

Without debating the question at this late date, it is sufficient to say that the law is otherwise.

*244If it appear illogical to permit tbe use of spirituous liquor for a given purpose, and then prohibit tbe means by wbicb it may be acquired for that purpose, it should be remembered that the life of the law has been experience, not logic.

The defendant, on the present record, is guilty of both purchasing and transporting spirituous liquor in violation of the terms of the statute. 3 C. S., 3411(b).

Let the cause be remanded with direction that a verdict of guilty be entered on the special findings of the jury. *S. v. Moore,*29 N. C., 228.

Reversed.
Order filed March 21, 2019 

In The

Fourteenth Court of Appeals

____________

NO. 14-18-01092-CV

____________

IN RE EOG RESOURCES, INC., RELATOR

ORIGINAL PROCEEDING

WRIT OF MANDAMUS

295th District Court

Harris County, Texas

Trial Court Cause No. 2015-34043

ORDER

On December 20, 2018, relator, EOG Resources, Inc., (EOG) filed a petition 

for writ of mandamus in this court. See Tex. Gov’t Code Ann. § 22.221; see also 

Tex. R. App. P. 52. EOG asked this court to compel the Honorable Caroline Baker 

former presiding judge of the 295th District Court of Harris County, to vacate her 

order granting a new trial and render a take-nothing judgment in relator’s favor

pursuant to a jury verdict.

On January 1, 2019, Judge Baker ceased to hold office as judge of the 295th

District Court. Judge Baker’s successor is the Honorable Donna Roth. 
On January 15, 2019, relator, Renegade Well Services, LLC (Renegade), a 

co-defendant with EOG in the underlying proceeding, also filed a petition for writ 

of mandamus in this cause number. Like EOG, Renegade also requested this court 

to compel the trial court to vacate its order granting a new trial and render a takenothing judgment in Renegade’s favor based on the jury verdict. 

We abated this original proceeding to afford Judge Baker’s successor, the 

Honorable Donna Roth, an opportunity to consider the order granting a new trial. 

See Tex. R. App. P. 7.2(b).

On February 21, 2019, Judge Roth denied EOG’s and Renegade’s motions

for reconsideration. EOG and Renegade each have filed a motion to reinstate the 

mandamus proceeding in this court. We GRANT the motions to reinstate, and 

order this cause reinstated on the court’s active docket. 

The court further requests real party in interest, Taylor Chase Routon, to file 

a response to the petitions for writ of mandamus filed by relator EOG and relator 

Renegade. The response is due no later than April 11, 2019. 

PER CURIAM

Panel consists of Chief Justice Frost and Justices Jewell and Bourliot.
Exhibit D

Case: 19-30088 Doc# 4688-6 Filed: 11/12/19 Entered: 11/12/19 16:05:12 Page 1

of 2
 

Case: 19-30088 Doc# 4688-6 Filed: 11/12/19 Entered: 11/12/19 16:05:12 Page 2

of 2
Case: 19-30088 Doc# 364-1 Filed: 02/07/19 Entered: 02/07/19 13:47:44 Page 1

of 1
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Justice

###### Antitrust Division

                    Notice is hereby given that, on May 12, 2010, pursuant to Section 6(a) of the National Cooperative Research and Production Act of 1993, 15 U.S.C. 4301*et seq.*                     (“the Act”), Southwest Research Institute—Cooperative Research Group on Diesel After treatment Accelerated Aging Cycles—Heavy-Duty (“DAAAC-HD”) has filed written notifications simultaneously with the Attorney General and the Federal Trade Commission disclosing changes in its membership. The notifications were filed for the purpose of extending the Act's provisions limiting the recovery of antitrust plaintiffs to actual damages under specified circumstances. Specifically, GE Transportation, Erie, PA, has been added as a party to this venture.                

No other changes have been made in either the membership or planned activity of the group research project. Membership in this group remains open, and DAAAC-HD intends to file additional written notifications disclosing all changes in membership.

                    On February 2, 2009, DAAAC-HD filed its original notification pursuant to Section 6(a) of the Act. The Department of Justice published a notice in the                     **Federal Register**                     pursuant to Section 6(b) of the Act on February 26, 2009 (74 FR 8813).                

                    The last notification was filed with the Department on February 23, 2010. A notice was published in the                     **Federal Register**                     pursuant to Section 6(b) of the Act on March 24, 2010 (75 FR 14191).                

Patricia A. Brink,

Deputy Director of Operations, Antitrust Division.

[FR Doc. 2010-13311 Filed 6-3-10; 8:45 am]

BILLING CODE 4410-11-M
EXHIBIT 32.1






CERTIFICATION





Each of the undersigned hereby certifies, for the purposes of section 1350 of chapter 63 of title 18 of the United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, in his capacity as an officer of Globe Specialty Metals, Inc. (“Globe”), that, to his knowledge, the Annual Report of Globe on Form 10-K for the period ended June 30, 2012, fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934 and that the information contained in such report fairly presents, in all material respects, the financial condition and results of operations of Globe. This written statement is being furnished to the Securities and Exchange Commission as an exhibit to such Form 10-K. A signed original of this statement has been provided to Globe and will be retained by Globe and furnished to the Securities and Exchange Commission or its staff upon request.





Date: August 30, 2012
By:
/s/ Jeff BradleyJeff BradleyChief Executive Officer and Chief Operating Officer(Principal Executive Officer)Date: August 30, 2012
By:
/s/ Malcolm AppelbaumMalcolm AppelbaumChief Financial Officer(Principal Financial Officer)
EXHIBIT 32.1

CERTIFICATION OF CHIEF EXECUTIVE OFFICER

Pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350)

In connection with the Annual Report on Form 10-K of PennantPark Investment Corporation for the annual period ended September 30, 2012 as
filed with the Securities and Exchange Commission on the date hereof (the Report), I, Arthur H. Penn, as Chief Executive Officer of the Registrant hereby certify, to the best of my knowledge that:

(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of
the Registrant.



|       |  |                        
|------ |  | -----------------------
|       |  | /S/    ARTHUR H. PENN  
|Name:  |  | Arthur H. Penn         
|Title: |  | Chief Executive Officer

Date: November 13, 2013