1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

EXHIBIT B 

AMENDED ORDER FOR TCC BAR DATE MOTION 

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 1

of 16
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

Robert A. Julian (SBN 88469) 

Cecily A. Dumas (SBN 111449) 

BAKER & HOSTETLER LLP 

1160 Battery Street, Suite 100 

San Francisco, CA 94111 

Telephone: 628.208.6434 

Facsimile: 310.820.8859 

Email: rjulian@bakerlaw.com 

Email: cdumas@bakerlaw.com 

Eric E. Sagerman (SBN 155496) 

Lauren T. Attard (SBN 320898) 

BAKER & HOSTETLER LLP 

11601 Wilshire Boulevard 

Suite 1400 

Los Angeles, CA 90025 

Telephone: 310.820.8800 

Facsimile: 310.820.8859 

Email: esagerman@bakerlaw.com 

Email: lattard@bakerlaw.com 

Counsel for Official Committee of Tort Claimants 

UNITED STATES BANKRUPTCY COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN FRANCISCO DIVISION

In re: 

PG&E CORPORATION 

-andPACIFIC GAS AND ELECTRIC 

COMPANY, 

 Debtors. 

□ Affects PG&E Corporation 

□ Affects Pacific Gas and Electric Company 

■ Affects both Debtors 

*All papers shall be filed in the Lead Case, 

No. 19-30088 (DM) 

Bankruptcy Case 

No. 19-30088 (DM) 

Chapter 11 

(Lead Case) 

(Jointly Administered) 

ORDER (I) ESTABLISHING A BAR 

DATE FOR FILING FIRE CLAIMS, 

(II) APPROVING THE FORM AND 

PROCEDURES FOR NOTICE OF THE 

BAR DATE FOR FIRE CLAIMS, AND 

(III) APPROVING SUPPLEMENTAL 

PROCEDURES FOR NOTICE OF THE 

BAR DATE TO FIRE CLAIMANTS 

Upon the Motion, dated May 31, 2019 (the “Motion”),1 of the Official Committee of Tort 

Claimants (the “TCC”), pursuant to sections 105(a), 501 of title 11 of the United States Code, 

Rules 3001(a), 3003(c), 5005 and 9007 of the Federal Rules of Bankruptcy Procedure and 

 

1

 Capitalized terms used but not otherwise defined herein shall have the meanings given to them in the Motion. 

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 2

of 16
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

2 

Rule 3003-1 of the Bankruptcy Local Rules for the United States District Court for the Northern 

District of California (the “Bankruptcy Local Rules”), for entry of an order (i) approving a 

separate bar date for Fire Claims, (ii) approving the form for notice of the bar date for Fire Claims 

and related procedures, and (iii) approving supplemental procedures for providing notice of 

important deadlines to Fire Claimants in the above-captioned chapter 11 cases; and this Court 

having jurisdiction to consider the Motion and the relief requested therein pursuant to 28 U.S.C. 

§§ 157 and 1334, the Order Referring Bankruptcy Cases and Proceedings to Bankruptcy Judges, 

General Order 24 (N.D. Cal.), and Bankruptcy Local Rule 5011-1(a); and venue being proper 

before this Court pursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found and 

determined that notice of the Motion as provided to the parties listed therein is reasonable and 

sufficient, and it appearing that no other or further notice needs to be provided; and this Court 

having reviewed the Motion, the Weisbrot Declaration and the Dion Declaration; and this Court 

having held a hearing on the Motion; the Court having reviewed the proposed Fire Claim Bar Date 

Notice attached to the Motion as Exhibit A and determined that the legal and factual bases set forth 

in the Motion establish just cause for the relief granted therein; and it appearing that the relief 

requested in the Motion is in the best interest of the Debtors’ estates, creditors, shareholders, and 

all parties in interest; and upon all of the proceedings had before this Court and after due 

deliberation and sufficient cause appearing therefor, 

IT IS HEREBY ORDERED THAT: 

1. The Motion is granted as provided herein. 

2. The term “Fire Claim” shall mean a prepetition claim against the Debtors for 

monetary losses, personal injuries (including death), losses or asserted damages arising out of or 

relating to fires that occurred in California prior to the Petition Date, including, without limitation, 

the November 2018 Camp Fire, the October 2017 Atlas Fire, the October 2017 Adobe Fire, the 

October 2017 Bear Fire, the October 2017 Blue Fire, the October 2017 Cascade Fire, the October 

2017 Cherokee Fire, the October 2017 Honey Fire, the October 2017 La Porte Fire, the October 

2017 Lobo Fire, the October 2017 McCourtney Fire, the October 2017 Norrbom Fire, the October 

2017 Nuns Fire, the October 2017 Oakmont Fire, the October 2017 Partrick Fire, the October 2017 

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 3

of 16
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

3 

Pocket Fire, the October 2017 Point Fire, the October 2017 Potter Fire, the October 2017 Pythian 

Fire, the October 2017 Redwood Fire, the October 2017 Sulphur Fire, the October 2017 Sullivan 

Fire, the October 2017 Tubbs Fire, the October 2017 37 Fire, the December 2016 Ghost Ship Fire, 

and the September 2015 Butte Fire. The word “claim” shall refer to “claim” as defined in 11 U.S.C. 

§ 101(5). 

3. The TCC’s Notice Program (including the Supplemental Notice Program) is hereby 

approved and Angeion Group, LLC (“Angeion”) is authorized as noticing agent to provide notice 

of the Fire Claim Bar Date as set forth in the Motion and this Order. 

4. The following procedures for filing Fire Proofs of Claim are approved: 

(a) Except as otherwise noted herein, the Fire Claim Bar Date for filing all Fire 

Proofs of Claim in the Chapter 11 Cases shall be January 31, 2020 at 9:00 

p.m. (Pacific Time). 

(b) Fire Proof of Claim Forms must: 

(1) be written in the English language; 

(2) conform substantially to the Fire Proof of Claim Form or Official 

Form No. 410; and 

(3) be signed by the Fire Claimant or, if the Fire Claimant is not an 

individual, by an authorized agent of the Fire Claimant. 

(c) All timely-filed Fire Proof of Claim Forms will be deemed filed against both 

Debtors (without prejudice to the Debtors’ right to assert that any such claim 

should be allowed only as to one of the Debtors). 

(d) All Fire Proofs of Claim must be filed either (i) electronically through Prime 

Clerk’s website using the interface available on the Case Website under the 

link entitled “Submit a Claim” (the “Electronic Filing System”) or (ii) by 

delivering the original Fire Proof of Claim Form by hand, or mailing the 

original Fire Proof of Claim Form so that is received on or before the Bar 

Date as follows: 

If by first class mail: 

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 4

of 16
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

4 

PG&E Corporation Claims Processing Center 

c/o Prime Clerk LLC 

Grand Central Station, PO Box 4850 

New York, NY 10163-4850 

If by overnight courier: 

PG&E Corporation Claims Processing Center 

c/o Prime Clerk LLC 

850 Third Avenue, Suite 412 

Brooklyn, NY 11232 

If by hand delivery: 

PG&E Corporation Claims Processing Center 

c/o Prime Clerk LLC 

850 Third Avenue, Suite 412 

Brooklyn, NY 11232 

-orAt one of the Debtors’ Claim Service Centers located at the following PG&E 

locations: 

(i) 350 Salem Street, Chico, CA 95928; 

(ii) 231 “D” Street, Marysville, CA 95901; 

(iii) 1567 Huntoon Street, Oroville, CA 95965; 

(iv) 3600 Meadow View Road, Redding, CA 96002; 

(v) 111 Stony Circle, Santa Rosa, CA 95401; or 

(vi) 1850 Soscol Ave. Ste 105, Napa, CA 94559. 

(e) A Fire Proof of Claim Form shall be deemed timely filed only if it is actually 

received by Prime Clerk (i) at the addresses listed above in subparagraph (d) 

or (ii) electronically through the Electronic Filing System on or before the 

Fire Claim Bar Date. 

(f) Fire Proofs of Claim sent by facsimile, telecopy, or electronic mail 

transmission (other than Fire Proofs of Claim filed electronically through the 

Electronic Filing System) will not be accepted. 

(g) In the event that the Debtors amend or supplement their Schedules 

subsequent to the date of entry of this Order, the Debtors shall give notice of 

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 5

of 16
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

5 

any amendment or supplement to the holders of claims or interests affected 

thereby and reasonably sufficient information for such claimants to 

determine the identity of the claimant and the nature of the amendment or 

supplement, and such holders shall have until the later of (i) the Fire Claim 

Bar Date or (ii) thirty (30) days from the date of such notice to file a Fire 

Proof of Claim or be barred from doing so and shall be given notice of such 

deadline. This Paragraph 4(g) shall not apply to any creditor who filed a 

proof of claim prior to the amendment or supplement to the Debtors’ 

Schedules. 

(h) The following persons or entities are not required to file a Fire Proof of 

Claim solely with respect to the claims described below: 

(i) any person or entity that is not a Fire Claimant; 

(ii) any Fire Claimant who has already filed a Fire Proof of Claim against 

any of the Debtors with respect to the claim being asserted, utilizing 

a claim form that substantially conforms to the Fire Proof of Claim 

Form or Official Form No. 410; provided, however, that any Fire

Claimant who holds or asserts a claim other than a Fire Claim must 

file a general proof of claim prior to the general claims bar date set 

in the Chapter 11 Cases; 

(iii) any Fire Claimant whose claim has been paid in full; 

(iv) any Fire Claimant who holds a claim that heretofore has been 

allowed by Order of the Court entered on or before any applicable 

bar date set for Fire Claims in the Chapter 11 Cases; and 

(v) any Fire Claimant whose claim is listed on the Schedules; provided 

that (A) the claim is not listed on the Schedules as “disputed,” 

“contingent,” or “unliquidated,” (B) the Fire Claimant does not

dispute the amount, nature, and priority of the claim as set forth in 

the Schedules, and (C) the Fire Claimant does not dispute that the 

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 6

of 16
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

6 

claim is an obligation of the specific Debtor against which the claim 

is listed in the Schedules. 

5. Pursuant to Bankruptcy Rule 3003(c)(2), all holders of Fire Claims, including Fire 

Claimants, that fail to comply with this Order by timely filing a Proof of Claim in the appropriate 

form shall not be treated as a creditor with respect to such claim for the purposes of voting and 

distribution with respect to any chapter 11 plan or plans of reorganization that may be filed in these 

Chapter 11 Cases. Notwithstanding the foregoing, late filings shall be permitted where the failure 

to act was the result of “excusable neglect” under the standard set forth in Pioneer Investment 

Services Co. v. Brunswick Associates Ltd. Partnership, 507 U.S. 380 (1993) or as otherwise 

permitted by the Court. 

6. Notwithstanding anything to the contrary herein, Fire Claimants that made a good 

faith effort to assert a Fire Claim in the appropriate form shall be permitted to revise, amend and/or 

supplement their proof of claim until such claim is allowed or disallowed by Court order. 

7. Notwithstanding anything herein to the contrary, for purposes of this Order, (i) Fire 

Claims shall not include any claims of any State of California governmental unit, including, without 

limitation, any city, county, special district or joint authority, or other local governmental unit 

(a “Governmental Unit”), (ii) no such Governmental Unit shall be included as a Fire Claimant, 

and (iii) the claims of any such Governmental Unit may be submitted in accordance with the 

requirements of Bankruptcy Rule 3001(c) or otherwise applicable law regarding proofs of claim. 

8. Within five (5) days of entry of this Order, the Debtors, Prime Clerk, and the TCC 

shall post the Fire Claim Bar Date Notice on their respective websites. 

9. At least one hundred twenty (120) days prior to the Fire Claim Bar Date, Angeion 

shall cause to be mailed to their last known address as identified using the methods more fully laid 

out in the Motion and the Weisbrot Declaration (i) a Fire Proof of Claim Form, and (ii) the Fire 

Claim Bar Date Notice on all known and reasonably identifiable Fire Claimants. 

10. Within fourteen (14) days after entry of this Order, the Debtors and Prime Clerk 

shall turn over to Angeion a file containing the name and address of all known or identifiable Fire 

Claimants derived from the information sources listed in the Weisbrot Declaration, which include 

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 7

of 16
1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

7 

but are not limited to: pre-petition litigation records; PG&E customer data; Geographic 

Information Systems (“GIS”) data; Emergency Fund data; and first-party intelligence such as 

public records. The Debtors and Prime Clerk shall furnish updated contact information on an 

ongoing basis and in no event later than three (3) days after receipt of such information. 

11. The Supplemental Notice Plan is hereby approved and Angeion is authorized to 

implement the components of the Supplemental Notice Program as set forth in the Motion. 

12. Nothing contained in this Order or in the Motion is intended to be or shall be 

construed as (a) an admission as to the validity of any claim against the Debtors, (b) a waiver of 

the Debtors’ or any appropriate party in interest’s rights to dispute any claim, or (c) an approval or 

assumption of any agreement, contract, program, policy, or lease under section 365 of the 

Bankruptcy Code. 

13. Notwithstanding entry of this Order, nothing herein shall create, nor is intended to 

create, any rights in favor of or enhance the status of any claim held by any party, or a waiver of 

the right to object to any designation that a matter is an executory contract. 

14. The Debtors, Prime Clerk, the TCC, and Angeion are authorized and directed to take 

all steps necessary or appropriate to carry out this Order. 

15. Entry of this Order is without prejudice to the right of the Debtors to seek a further 

order of this Court fixing the date by which holders of claims not subject to the Fire Claim Bar Date 

established herein must file such claims against the Debtors or be forever barred from so doing. 

16. Notwithstanding entry of this Order, this Order does not predetermine the propriety 

of any subpoena to be issued by or on behalf of the TCC and does not affect any rights of the 

subpoena’s target to oppose, move to quash, or object to it on any available ground under the 

Federal Rules of Evidence, Federal Rules of Civil or Bankruptcy Procedure, or other applicable 

law. 

17. This Court shall retain jurisdiction to hear and determine all matters arising from or 

related to the implementation, interpretation, or enforcement of this Order. 

** END OF ORDER ** 

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 8

of 16
























































BAKER & HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



&DSLWDOL]HGWHUPVXVHGEXWQRWRWKHUZLVHGHILQHGKHUHLQVKDOOKDYHWKHPHDQLQJVJLYHQWRWKHPLQWKH0RWLRQ7KH

WHUP3)LUH&ODLP ́VKDOOKDYHWKHPHDQLQJJLYHQWRLWLQWKHMemorandum of Points and Authorities in Support of 

Motion of the Official Committee of Tort Claimants Pursuant to 11 U.S.C. §§ 105(a) and 501 and Fed. R. Bankr. 

P. 3001(a) for Entry of an Order Approving Proposed Model Proof of Claim Form and Fire Claims and Related 

Procedures'NW1R7KHZRUG3FODLP ́VKDOOUHIHUWR3FODLP ́DVGHILQHGLQ86&

5REHUW$-XOLDQ6%1

&HFLO\$'XPDV6%1

%$.(5	+267(7/(5//3

%DWWHU\6WUHHW6XLWH

6DQ)UDQFLVFR&$

7HOHSKRQH 

)DFVLPLOH 

(PDLOUMXOLDQ#EDNHUODZFRP

(PDLOFGXPDV#EDNHUODZFRP

(ULF(6DJHUPDQ6%1

/DXUHQ7$WWDUG6%1

%$.(5	+267(7/(5//3

:LOVKLUH%RXOHYDUG

6XLWH

/RV$QJHOHV&$

7HOHSKRQH 

)DFVLPLOH 

(PDLOHVDJHUPDQ#EDNHUODZFRP

(PDLOODWWDUG#EDNHUODZFRP

Counsel for Official Committee of Tort Claimants

81,7('67$7(6%$1.5837&<&2857

1257+(51',675,&72)&$/,)251,$

6$1)5$1&,6&2',9,6,21

,QUH

3*	(&25325$7,21

DQG

3$&,),&*$6$1'(/(&75,&

&203$1<

'HEWRUV

Ƒ$IIHFWV3*	(&RUSRUDWLRQ

Ƒ$IIHFWV3DFLILF*DVDQG(OHFWULF&RPSDQ\

Ŷ$IIHFWVERWK'HEWRUV

*All papers shall be filed in the Lead Case,

No. 19-30088 (DM)

%DQNUXSWF\&DVH

1R'0

&KDSWHU

/HDG&DVH

-RLQWO\$GPLQLVWHUHG

25'(5,(67$%/,6+,1*$%$5

'$7()25),/,1*),5(&/$,06,,

$33529,1*7+()250$1'

352&('85(6)25127,&(2)7+(

%$5'$7()25),5(&/$,06$1'

,,,$33529,1*6833/(0(17$/

352&('85(6)25127,&(2)7+(

%$5'$7(72),5(&/$,0$176

8SRQWKH0RWLRQGDWHG0D\WKH30RWLRQ ́

RIWKH2IILFLDO&RPPLWWHHRI7RUW

&ODLPDQWV WKH37&& ́ SXUVXDQWWR VHFWLRQV D  RIWLWOH  RIWKH8QLWHG6WDWHV&RGH

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 9

of 16
























































BAKER & HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



5XOHVDFDQGRIWKH)HGHUDO5XOHVRI%DQNUXSWF\3URFHGXUHDQG5XOH

 RI WKH %DQNUXSWF\ /RFDO 5XOHV IRU WKH 8QLWHG 6WDWHV 'LVWULFW &RXUW IRU WKH 1RUWKHUQ

'LVWULFW RI &DOLIRUQLD WKH 3%DQNUXSWF\ /RFDO 5XOHV ́ IRU HQWU\ RI DQ RUGHU L DSSURYLQJ D

VHSDUDWHEDUGDWHIRU)LUH&ODLPVLLDSSURYLQJWKHIRUPIRUQRWLFHRIWKHEDUGDWHIRU)LUH&ODLPV

DQG UHODWHG SURFHGXUHV DQG LLL DSSURYLQJ VXSSOHPHQWDO SURFHGXUHV IRU SURYLGLQJ QRWLFH RI

LPSRUWDQW GHDGOLQHV WR )LUH &ODLPDQWV LQWKH DERYHFDSWLRQHG FKDSWHU  FDVHV DQGWKLV &RXUW

KDYLQJMXULVGLFWLRQWRFRQVLGHUWKH0RWLRQDQGWKHUHOLHIUHTXHVWHGWKHUHLQSXUVXDQWWR86&

DQGWKHOrder Referring Bankruptcy Cases and Proceedings to Bankruptcy Judges

*HQHUDO 2UGHU  1' &DO DQG %DQNUXSWF\ /RFDO 5XOH D DQG YHQXH EHLQJ SURSHU

EHIRUH WKLV &RXUW SXUVXDQW WR  86&   DQG  DQG WKH &RXUW KDYLQJ IRXQG DQG

GHWHUPLQHGWKDW QRWLFH RIWKH0RWLRQDV SURYLGHGWRWKH SDUWLHVOLVWHGWKHUHLQLV UHDVRQDEOHDQG

VXIILFLHQWDQGLWDSSHDULQJWKDW QR RWKHU RU IXUWKHU QRWLFH QHHGVWR EH SURYLGHGDQGWKLV&RXUW

KDYLQJUHYLHZHGWKH0RWLRQWKH:HLVEURW'HFODUDWLRQDQGWKH'LRQ'HFODUDWLRQDQGWKLV&RXUW

KDYLQJ KHOG D KHDULQJ RQWKH0RWLRQWKH&RXUW KDYLQJ UHYLHZHGWKH SURSRVHG )LUH&ODLP%DU

'DWH1RWLFHDWWDFKHGWRWKH0RWLRQDV([KLELW$DQGGHWHUPLQHGWKDWWKHOHJDODQGIDFWXDOEDVHV

VHWIRUWKLQWKH0RWLRQHVWDEOLVKMXVWFDXVHIRUWKHUHOLHIJUDQWHGWKHUHLQDQGLWDSSHDULQJWKDWWKH

UHOLHI UHTXHVWHG LQ WKH 0RWLRQ LV LQ WKH EHVW LQWHUHVW RI WKH 'HEWRUV¶ HVWDWHV FUHGLWRUV

VKDUHKROGHUVDQGDOOSDUWLHVLQLQWHUHVWDQGXSRQDOORIWKHSURFHHGLQJVKDGEHIRUHWKLV&RXUWDQG

DIWHUGXHGHOLEHUDWLRQDQGVXIILFLHQWFDXVHDSSHDULQJWKHUHIRU

,7,6+(5(%<25'(5('7+$7

 7KH0RWLRQLVJUDQWHGDVSURYLGHGKHUHLQ

 7KH WHUP 3)LUH &ODLP ́ VKDOO PHDQ D SUHSHWLWLRQ FODLP DJDLQVW WKH 'HEWRUV IRU

PRQHWDU\ORVVHVSHUVRQDOLQMXULHVLQFOXGLQJGHDWKORVVHVRUDVVHUWHGGDPDJHVDULVLQJRXWRIRU

UHODWLQJ WR ILUHV WKDW RFFXUUHG LQ &DOLIRUQLD SULRU WR WKH 3HWLWLRQ 'DWH LQFOXGLQJ ZLWKRXW

OLPLWDWLRQWKH1RYHPEHU&DPS)LUHWKH2FWREHU$WODV)LUHWKH2FWREHU$GREH

)LUHWKH2FWREHU%HDU)LUHWKH2FWREHU%OXH)LUHWKH2FWREHU&DVFDGH)LUHWKH

2FWREHU&KHURNHH)LUHWKH2FWREHU+RQH\)LUHWKH2FWREHU/D3RUWH)LUHWKH

2FWREHU/RER)LUHWKH2FWREHU0F&RXUWQH\)LUHWKH2FWREHU1RUUERP)LUHWKH

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 10

of 16
























































BAKER & HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



2FWREHU  1XQV )LUHWKH 2FWREHU  2DNPRQW )LUHWKH 2FWREHU  3DUWULFN )LUHWKH

2FWREHU3RFNHW)LUHWKH2FWREHU3RLQW)LUHWKH2FWREHU3RWWHU)LUHWKH2FWREHU

3\WKLDQ)LUHWKH2FWREHU5HGZRRG)LUHWKH2FWREHU6XOSKXU)LUHWKH2FWREHU

6XOOLYDQ)LUHWKH2FWREHU7XEEV)LUHWKH2FWREHU)LUHWKH'HFHPEHU

*KRVW6KLS)LUHDQGWKH6HSWHPEHU%XWWH)LUH 7KHZRUG 3FODLP ́VKDOOUHIHUWR 3FODLP ́DV

GHILQHGLQ86&

  7KH 7&&¶V 1RWLFH 3URJUDP LQFOXGLQJ WKH 6XSSOHPHQWDO 1RWLFH 3URJUDP LV

KHUHE\ DSSURYHG DQG $QJHLRQ *URXS //& 3$QJHLRQ ́ LV DXWKRUL]HG DV QRWLFLQJ DJHQW WR

SURYLGHQRWLFHRIWKH)LUH&ODLP%DU'DWHDVVHWIRUWKLQWKH0RWLRQDQGWKLV2UGHU

 7KHIROORZLQJSURFHGXUHVIRUILOLQJ)LUH3URRIVRI&ODLPDUHDSSURYHG

D ([FHSW DV RWKHUZLVH QRWHG KHUHLQ WKH )LUH &ODLP %DU 'DWH IRU ILOLQJ DOO

)LUH3URRIVRI&ODLPLQWKH&KDSWHU&DVHVVKDOOEH-DQXDU\DW

SP3DFLILF7LPH

E )LUH3URRIRI&ODLP)RUPVPXVW

 EHZULWWHQLQWKH(QJOLVKODQJXDJH

 FRQIRUP VXEVWDQWLDOO\WRWKH )LUH 3URRI RI&ODLP)RUP RU2IILFLDO

)RUP1RDQG

 EH VLJQHG E\ WKH )LUH &ODLPDQW RU LI WKH )LUH &ODLPDQW LV QRW DQ

LQGLYLGXDOE\DQDXWKRUL]HGDJHQWRIWKH)LUH&ODLPDQW

F $OO WLPHO\ILOHG )LUH 3URRI RI &ODLP )RUPV ZLOO EH GHHPHG ILOHG DJDLQVW

ERWK 'HEWRUV ZLWKRXW SUHMXGLFH WR WKH 'HEWRUV¶ ULJKW WR DVVHUW WKDW DQ\

VXFKFODLPVKRXOGEHDOORZHGRQO\DVWRRQHRIWKH'HEWRUV

G $OO )LUH 3URRIV RI &ODLP PXVW EH ILOHG HLWKHU L HOHFWURQLFDOO\ WKURXJK

3ULPH &OHUN¶V ZHEVLWH XVLQJ WKH LQWHUIDFH DYDLODEOH RQ WKH &DVH:HEVLWH

XQGHUWKHOLQNHQWLWOHG36XEPLWD&ODLP ́WKH3(OHFWURQLF)LOLQJ6\VWHP ́

RU LL E\ GHOLYHULQJ WKH RULJLQDO )LUH 3URRI RI &ODLP )RUP E\ KDQG RU

PDLOLQJ WKH RULJLQDO )LUH 3URRI RI &ODLP )RUP VR WKDW LV UHFHLYHG RQ RU

EHIRUHWKH%DU'DWHDVIROORZV

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 11

of 16
























































BAKER & HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



,IE\ILUVWFODVVPDLO

3*	(&RUSRUDWLRQ&ODLPV3URFHVVLQJ&HQWHU

FR3ULPH&OHUN//&

*UDQG&HQWUDO6WDWLRQ32%R[

1HZ<RUN1<

,IE\RYHUQLJKWFRXULHU

3*	(&RUSRUDWLRQ&ODLPV3URFHVVLQJ&HQWHU

FR3ULPH&OHUN//&

7KLUG$YHQXH6XLWH

%URRNO\Q1<

,IE\KDQGGHOLYHU\

3*	(&RUSRUDWLRQ&ODLPV3URFHVVLQJ&HQWHU

FR3ULPH&OHUN//&

7KLUG$YHQXH6XLWH

%URRNO\Q1<

RU

$W RQH RI WKH 'HEWRUV¶ &ODLP 6HUYLFH &HQWHUV ORFDWHG DW WKH IROORZLQJ

3*	(ORFDWLRQV

L 6DOHP6WUHHW&KLFR&$

LL 3' ́6WUHHW0DU\VYLOOH&$

LLL +XQWRRQ6WUHHW2URYLOOH&$

LY 0HDGRZ9LHZ5RDG5HGGLQJ&$

Y 6WRQ\&LUFOH6DQWD5RVD&$RU

YL 6RVFRO$YH6WH1DSD&$

H $ )LUH 3URRI RI &ODLP )RUP VKDOO EH GHHPHG WLPHO\ ILOHG RQO\ LI LW LV

DFWXDOO\ UHFHLYHG E\ 3ULPH &OHUN L DW WKH DGGUHVVHV OLVWHG DERYH LQ

VXESDUDJUDSKGRULLHOHFWURQLFDOO\WKURXJKWKH(OHFWURQLF)LOLQJ6\VWHP

RQRUEHIRUHWKH)LUH&ODLP%DU'DWH

I )LUH 3URRIV RI &ODLP VHQW E\ IDFVLPLOH WHOHFRS\ RU HOHFWURQLF PDLO

WUDQVPLVVLRQ RWKHUWKDQ)LUH3URRIV RI&ODLP ILOHGHOHFWURQLFDOO\WKURXJK

WKH(OHFWURQLF)LOLQJ6\VWHPZLOOQRWEHDFFHSWHG

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 12

of 16
























































BAKER & HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



J ,Q WKH HYHQW WKDW WKH 'HEWRUV DPHQG RU VXSSOHPHQW WKHLU 6FKHGXOHV

VXEVHTXHQWWRWKHGDWHRIHQWU\RIWKLV2UGHUWKH'HEWRUVVKDOOJLYHQRWLFH

RI DQ\ DPHQGPHQW RU VXSSOHPHQW WR WKH KROGHUV RI FODLPV RU LQWHUHVWV

DIIHFWHGWKHUHE\ DQG UHDVRQDEO\ VXIILFLHQWLQIRUPDWLRQ IRU VXFK FODLPDQWV

WRGHWHUPLQHWKHLGHQWLW\RIWKHFODLPDQWDQGWKHQDWXUHRIWKHDPHQGPHQW

RU VXSSOHPHQW DQG VXFK KROGHUV VKDOO KDYH XQWLO WKH ODWHU RI L WKH )LUH

&ODLP%DU'DWHRULLWKLUW\GD\VIURPWKHGDWHRIVXFKQRWLFHWRILOHD

)LUH3URRIRI&ODLPRUEHEDUUHGIURPGRLQJVRDQGVKDOOEHJLYHQQRWLFHRI

VXFK GHDGOLQH7KLV 3DUDJUDSKJ VKDOO QRWDSSO\WRDQ\FUHGLWRUZKR

ILOHG D SURRI RI FODLP SULRU WR WKH DPHQGPHQW RU VXSSOHPHQW WR WKH

'HEWRUV¶6FKHGXOHV

K 7KH IROORZLQJ SHUVRQV RU HQWLWLHV DUHQRW UHTXLUHGWR ILOH D )LUH 3URRI RI

&ODLPVROHO\ZLWKUHVSHFWWRWKHFODLPVGHVFULEHGEHORZ

L DQ\SHUVRQRUHQWLW\WKDWLVQRWD)LUH&ODLPDQW

LL DQ\ )LUH &ODLPDQW ZKR KDV DOUHDG\ ILOHG D )LUH 3URRI RI &ODLP

DJDLQVWDQ\RIWKH'HEWRUVZLWKUHVSHFWWRWKHFODLPEHLQJDVVHUWHG

XWLOL]LQJDFODLPIRUPWKDWVXEVWDQWLDOO\FRQIRUPVWRWKH)LUH3URRI

RI&ODLP)RUPRU2IILFLDO)RUP1RSURYLGHGKRZHYHUWKDW

DQ\ )LUH &ODLPDQW ZKR KROGV RU DVVHUWV D FODLP RWKHUWKDQ D )LUH

&ODLPPXVWILOHDJHQHUDOSURRIRIFODLPSULRUWRWKHJHQHUDOFODLPV

EDUGDWHVHWLQWKH&KDSWHU&DVHV

LLL DQ\)LUH&ODLPDQWZKRVHFODLPKDVEHHQSDLGLQIXOO

LY DQ\ )LUH &ODLPDQW ZKR KROGV D FODLP WKDW KHUHWRIRUH KDV EHHQ

DOORZHGE\2UGHURIWKH&RXUWHQWHUHGRQRUEHIRUHDQ\DSSOLFDEOH

EDUGDWHVHWIRU)LUH&ODLPVLQWKH&KDSWHU&DVHVDQG

Y DQ\)LUH&ODLPDQWZKRVHFODLPLVOLVWHGRQWKH6FKHGXOHVSURYLGHG

WKDW $ WKH FODLP LV QRW OLVWHG RQ WKH 6FKHGXOHV DV 3GLVSXWHG ́

3FRQWLQJHQW ́ RU 3XQOLTXLGDWHG ́ % WKH )LUH &ODLPDQW GRHV QRW

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 13

of 16
























































BAKER & HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



GLVSXWHWKHDPRXQWQDWXUHDQGSULRULW\RIWKHFODLPDVVHWIRUWKLQ

WKH6FKHGXOHVDQG &WKH)LUH&ODLPDQWGRHVQRWGLVSXWHWKDWWKH

FODLP LV DQ REOLJDWLRQ RI WKH VSHFLILF 'HEWRU DJDLQVW ZKLFK WKH

FODLPLVOLVWHGLQWKH6FKHGXOHV

  3XUVXDQWWR%DQNUXSWF\5XOH FDOO KROGHUV RI)LUH&ODLPVLQFOXGLQJ

)LUH &ODLPDQWV WKDW IDLO WR FRPSO\ ZLWK WKLV 2UGHU E\ WLPHO\ ILOLQJ D 3URRI RI &ODLP LQ WKH

DSSURSULDWHIRUPVKDOOQRWEHWUHDWHGDVDFUHGLWRUZLWKUHVSHFWWRVXFKFODLPIRUWKHSXUSRVHVRI

YRWLQJDQGGLVWULEXWLRQZLWKUHVSHFWWRDQ\FKDSWHUSODQRUSODQVRIUHRUJDQL]DWLRQWKDWPD\EH

ILOHGLQWKHVH&KDSWHU &DVHV1RWZLWKVWDQGLQJWKH IRUHJRLQJODWH ILOLQJV VKDOO EH SHUPLWWHG

ZKHUH WKH IDLOXUH WR DFW ZDV WKH UHVXOW RI 3H[FXVDEOH QHJOHFW ́ XQGHU WKH VWDQGDUG VHW IRUWK LQ

Pioneer Investment Services Co. v. Brunswick Associates Ltd. Partnership86

RUDVRWKHUZLVHSHUPLWWHGE\WKH&RXUW

  1RWZLWKVWDQGLQJ DQ\WKLQJ WR WKH FRQWUDU\ KHUHLQ )LUH &ODLPDQWV WKDW PDGH D

JRRGIDLWKHIIRUWWRDVVHUWD)LUH&ODLPLQWKHDSSURSULDWHIRUPVKDOOEHSHUPLWWHGWRUHYLVHDPHQG

DQGRUVXSSOHPHQWWKHLUSURRIRIFODLPXQWLOVXFKFODLPLVDOORZHGRUGLVDOORZHGE\&RXUWRUGHU

  1RWZLWKVWDQGLQJDQ\WKLQJKHUHLQWRWKHFRQWUDU\IRUSXUSRVHVRIWKLV2UGHUL

)LUH&ODLPVVKDOOQRWLQFOXGHDQ\FODLPVRIDQ\6WDWHRI&DOLIRUQLDJRYHUQPHQWDOXQLWLLQRVXFK

6WDWH RI &DOLIRUQLD JRYHUQPHQWDO XQWLOLQFOXGLQJ ZLWKRXW OLPLWDWLRQ DQ\ FLW\ FRXQW\ VSHFLDO

GLVWULFWRUMRLQWDXWKRULW\RURWKHUORFDOJRYHUQPHQWDOXQLWD 3*RYHUQPHQWDO8QLW ́LLQRVXFK

*RYHUQPHQWDO8QLWVKDOOEHLQFOXGHGDVD)LUH&ODLPDQWDQGLLLWKHFODLPVRIDQ\VXFK6WDWHRI

&DOLIRUQLD JRYHUQPHQWDO XQLW*RYHUQPHQWDO 8QLW PD\ EH VXEPLWWHG LQ DFFRUGDQFH ZLWK WKH

UHTXLUHPHQWVRI%DQNUXSWF\5XOHFRURWKHUZLVHDSSOLFDEOHODZUHJDUGLQJSURRIVRIFODLP

  :LWKLQ ILYH  GD\V RIHQWU\ RIWKLV2UGHUWKH'HEWRUV3ULPH&OHUNDQGWKH

7&&VKDOOSRVWWKH)LUH&ODLP%DU'DWH1RWLFHRQWKHLUUHVSHFWLYHZHEVLWHV

  $W OHDVW RQH KXQGUHG WZHQW\  GD\V SULRU WR WKH )LUH &ODLP %DU 'DWH

$QJHLRQVKDOOFDXVHWREHPDLOHGWRWKHLUODVWNQRZQDGGUHVVDVLGHQWLILHGXVLQJWKHPHWKRGVPRUH

IXOO\ODLGRXWLQWKH0RWLRQDQGWKH:HLVEURW'HFODUDWLRQLD)LUH3URRIRI&ODLP)RUPDQGLL

WKH)LUH&ODLP%DU'DWH1RWLFHRQDOONQRZQDQGUHDVRQDEO\LGHQWLILDEOH)LUH&ODLPDQWV

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 14

of 16
























































BAKER & HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



  :LWKLQIRXUWHHQGD\VDIWHUHQWU\RIWKLV2UGHUWKH'HEWRUVDQG3ULPH&OHUN

VKDOOWXUQRYHUWR$QJHLRQDILOHFRQWDLQLQJWKHQDPHDQGDGGUHVVRIDOONQRZQRULGHQWLILDEOH)LUH

&ODLPDQWVGHULYHGIURPWKHLQIRUPDWLRQVRXUFHVOLVWHGLQWKH:HLVEURW'HFODUDWLRQZKLFKLQFOXGH

EXW DUH QRW OLPLWHG WR  SUHSHWLWLRQ OLWLJDWLRQ UHFRUGV 3*	( FXVWRPHU GDWD *HRJUDSKLF

,QIRUPDWLRQ 6\VWHPV 3*,6 ́ GDWD (PHUJHQF\ )XQG GDWD DQG ILUVWSDUW\ LQWHOOLJHQFH VXFK DV

SXEOLF UHFRUGV  7KH 'HEWRUV DQG 3ULPH &OHUN VKDOO IXUQLVK XSGDWHG FRQWDFWLQIRUPDWLRQ RQ DQ

RQJRLQJEDVLVDQGLQQRHYHQWODWHUWKDQWKUHHGD\VDIWHUUHFHLSWRIVXFKLQIRUPDWLRQ

  7KH6XSSOHPHQWDO1RWLFH3ODQLVKHUHE\DSSURYHGDQG$QJHLRQLVDXWKRUL]HG

WRLPSOHPHQWWKHFRPSRQHQWVRIWKH6XSSOHPHQWDO1RWLFH3URJUDPDVVHWIRUWKLQWKH0RWLRQ

  1RWKLQJFRQWDLQHGLQWKLV2UGHURULQWKH0RWLRQLVLQWHQGHGWREHRUVKDOOEH

FRQVWUXHGDVDDQDGPLVVLRQDVWRWKHYDOLGLW\RIDQ\FODLPDJDLQVWWKH'HEWRUVEDZDLYHURI

WKH'HEWRUV¶RUDQ\DSSURSULDWHSDUW\LQLQWHUHVW¶VULJKWVWRGLVSXWHDQ\FODLPRUFDQDSSURYDO

RU DVVXPSWLRQ RI DQ\ DJUHHPHQW FRQWUDFW SURJUDP SROLF\ RU OHDVH XQGHU VHFWLRQ  RI WKH

%DQNUXSWF\&RGH

  1RWZLWKVWDQGLQJ HQWU\ RI WKLV 2UGHU QRWKLQJ KHUHLQ VKDOO FUHDWH QRU LV

LQWHQGHGWRFUHDWHDQ\ULJKWVLQIDYRURIRUHQKDQFHWKHVWDWXVRIDQ\FODLPKHOGE\DQ\SDUW\RUD

ZDLYHURIWKHULJKWWRREMHFWWRDQ\GHVLJQDWLRQWKDWDPDWWHULVDQH[HFXWRU\FRQWUDFW

  7KH'HEWRUV3ULPH&OHUNWKH7&&DQG$QJHLRQDUHDXWKRUL]HGDQGGLUHFWHG

WRWDNHDOOVWHSVQHFHVVDU\RUDSSURSULDWHWRFDUU\RXWWKLV2UGHU

  (QWU\ RIWKLV2UGHULVZLWKRXWSUHMXGLFHWRWKH ULJKWRIWKH'HEWRUVWR VHHND

IXUWKHURUGHURIWKLV&RXUWIL[LQJWKHGDWHE\ZKLFKKROGHUVRIFODLPVQRWVXEMHFWWRWKH)LUH&ODLP

%DU'DWHHVWDEOLVKHGKHUHLQPXVWILOHVXFKFODLPVDJDLQVWWKH'HEWRUVRUEHIRUHYHUEDUUHGIURP

VRGRLQJ

Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 15

of 16
























































BAKER & HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



 1RWZLWKVWDQGLQJ HQWU\ RI WKLV 2UGHU WKLV 2UGHU GRHV QRW SUHGHWHUPLQH WKH

SURSULHW\RIDQ\VXESRHQDWREHLVVXHGE\RURQEHKDOIRIWKH7&&DQGGRHVQRWDIIHFWDQ\ULJKWV

RIWKHVXESRHQD¶VWDUJHWWRRSSRVHPRYHWRTXDVKRUREMHFWWRLWRQDQ\DYDLODEOHJURXQGXQGHU

WKH )HGHUDO 5XOHV RI (YLGHQFH )HGHUDO 5XOHV RI &LYLO RU %DQNUXSWF\ 3URFHGXUH RU RWKHU

DSSOLFDEOHODZ

  7KLV &RXUW VKDOO UHWDLQMXULVGLFWLRQWR KHDU DQG GHWHUPLQH DOOPDWWHUV DULVLQJ

IURPRUUHODWHGWRWKHLPSOHPHQWDWLRQLQWHUSUHWDWLRQRUHQIRUFHPHQWRIWKLV2UGHU



(1'2)25'(5



Case: 19-30088 Doc# 2747-2 Filed: 06/25/19 Entered: 06/25/19 11:02:07 Page 16

of 16