alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.10


 





FIRST MODIFICATION TO PROMISSORY NOTE



 


This
first modification to PROMISSORY NOTE (this “Modification”) is entered into as of June 24,
2016 (the “Effective Date”), by and between APPLIED OPTOELECTRONICS, INC., a Delaware corporation (the “Borrower”),
and EAST WEST BANK, as Lender (the “Lender”).


 


W I T N E S S E T H


 


WHEREAS, the
Borrower is currently indebted to the Lender pursuant to the terms and conditions of that certain Promissory Note in the maximum
principal amount of $5,000,000, executed by the Borrower and payable to the order of the Lender, dated as of July 31, 2014, as
modified from time to time (the “Note”), which Note is subject to the terms and conditions of the Business Loan
Agreement between the Borrower and the Lender, dated as of July 31, 2014, as amended from time to time (the “Business
Loan Agreement”);


 


NOW, THEREFORE,
for valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree that the Note
shall be modified as follows:


 


1.Subsection (i) of the paragraph
entitled “The LIBOR Borrowing Rate” set forth in the exhibit entitled “LIBOR Interest Rate Option” attached
to the Note and incorporated by reference therein is hereby deleted in its entirety, and the following is substituted therefor:


 


“The LIBOR Borrowing
Rate is the LIBOR Rate plus 2.0% per annum.”


 


2.The effective date of the change
set forth herein shall be the Effective Date.


 


3.Except as expressly set forth
herein, all terms and conditions of the Note remain in full force and effect, without waiver or modification. All terms defined
in the Note or the Business Loan Agreement shall have the same meaning when used in this Modification. This Modification and the
Note shall be read together, as one document.


 


4.The Borrower certifies that as
of the date of this Modification there exists no Event of Default under the Note, nor any condition, act or event which with the
giving of notice or the passage of time or both would constitute any such Event of Default.


 


5.This Modification may be executed
in any number of counterparts, each of which when executed and delivered shall be deemed to be an original, and all of which when
taken together shall constitute one and the same Modification.


 


6.This Modification shall be governed
by and construed in accordance with the laws of the State of California.


 


 


[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]


 


 


 


 






    	 	1	 



     

    

 


IN WITNESS WHEREOF, the parties hereto have
caused this Modification to be executed as of the day and year first written above.


 


  


 


 





	APPLIED OPTOELECTRONICS, INC.,

 a Delaware corporation
	 
	 
	By: /s/ CHIH-HSIANG (THOMPSON) LIN
	Name: CHIH-HSIANG (THOMPSON) LIN
	Title: President and CEO
	 
	 
	EAST WEST BANK, as Agent and a Lender
	 
	 
	By: /s/ LINDA LEE
	Name: LINDA LEE
	Title:First Vice President



 


 


 



 


 


 


 


 


 


 


 


 


 


 


 






    	 	2
|    |                                                                                                                 |
|----|-----------------------------------------------------------------------------------------------------------------|
| 1. | I have reviewed this Amendment No. 1 to the Annual Report on Form 10-K/A of Cheniere Energy Partners, L.P.; and |

|    |                                                                                                                                                                                                                                                                                                            |
|----|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report. |

|                                                          |
|----------------------------------------------------------|
|                                                          |
|                                                     |
| /s/ CHARIF SOUKI                                         |
| Charif Souki                                             |
| Chief Executive Officer of                               |
| Cheniere Energy Partners GP, LLC, the general partner of |
| Cheniere Energy Partners, L.P.                           |
Exhibit 10(xix)

                                SECOND AMENDMENT
                                       OF
                           MONROE BANCORP THRIFT PLAN
                           --------------------------
       (As Amended and Restated Generally Effective as of January 1, 2001)


WHEREAS, Monroe Bancorp (the "Corporation") maintains the Monroe Bancorp Thrift
Plan (As Amended and Restated Generally Effective as of January 1, 2001) (the
"Plan"); and

WHEREAS, pursuant to Section 9.1 of the Plan, the Corporation has reserved the
right to amend the Plan by action of its Board of Directors; and

WHEREAS, the Internal Revenue Service has requested the following change to the
Plan as a prerequisite to issuing a favorable determination letter;

NOW, THEREFORE, pursuant to the authority delegated to the undersigned officers
by the Board of Directors pursuant to Section 9.1 of the Plan, the Plan is
hereby amended, effective as of January 1, 2001, in the following particulars:

Section 2.5(b) is amended by adding the following after the last sentence:

"In amplification of the foregoing, Hours of Service completed by a leased
employee of an Employer or Affiliate will be credited in the same manner under
the Plan as such Hours of Service are credited for an Employee. A `leased
employee' is any person (other than an employee) who, pursuant to an agreement
between the recipient and any other person (`leasing organization'), has
performed services for the recipient (or for the recipient and related person
determined in accordance with Code Section 414(n)(6)) on a substantially
full-time basis for a period of at least one year, and such services are
performed under the primary direction or control by the recipient, except: a
leased employee will not be considered an employee of the recipient if such
leased employee is a participant in a money purchase pension plan providing such
leased employee with a 100 percent vested contribution of at least ten percent
of the leased employee's compensation as defined in Code Section 415(c)(3) and
leased employees do not constitute more than 20 percent of the recipient's
nonhighly compensated workforce. Contributions or benefits provided a leased
employee by the leasing organization which are attributable to services
performed for the recipient employer will be treated as provided by the
recipient employer."

IN WITNESS WHEREOF, the Corporation, by its officers thereunder duly authorized,
adopts this Second Amendment this 31st day of October, 2002.

MONROE BANCORP

By:  /s/ Mark D. Bradford

Title: President and CEO


ATTEST:

By:  /s/ R. Scott Walters

Title:  Secretary


                                       1
Exhibit 32
                       SECTION 1350 CERTIFICATION



The undersigned each certify that:

1. They are the duly appointed Chief Executive Officer and Chief Financial
   Officer, respectively, of Northern Empire Bancshares, a California
   Corporation ("the Company"); and

2. To their best knowledge and belief, the Company's Quarterly Report on
   Form 10-Q for the quarter ended June 30, 2004, and to which the
   Certification is attached as Exhibit 32, fully complies with the
   requirements of Sections 13(a) or 15(d) of the Securities Exchange Act
   of 1934 and that the information contained in the Report fairly
   presents, in all material respects, the financial condition and results
   of operations of Northern Empire Bancshares.



Date:   August 2, 2004




/s/Deborah A. Meekins                         /s/Jane M. Baker
-------------------------------------         -----------------------
Deborah A. Meekins                            Jane M. Baker
President and Chief Executive Officer         Chief Financial Officer
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EXHIBIT 32.2

CERTIFICATION OF CHIEF FINANCIAL OFFICER

Pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350)

In connection with the Annual Report on Form 10-K of PennantPark Investment Corporation for the annual period ended September 30, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Aviv Efrat, as Chief Financial Officer of the Registrant hereby certify, to the best of my knowledge that:

(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

 

| /s/ Aviv Efrat |
|----------------|
| Name:          |   | Aviv Efrat |
| Title:         |   | Chief Financial Officer |
| Date:          |   | November 29, 2017 |
Entered on Docket 

February 06, 2019

EDWARD J. EMMONS, CLERK 

U.S. BANKRUPTCY COURT 

NORTHERN DISTRICT OF CALIFORNIA

Case: 19-30088 Doc# 347 Filed: 02/06/19 Entered: 02/06/19 16:33:31 Page 1 of 1
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BAKER 

&

HOSTE TL E R L LP ATTOR NE YS AT LAW

SAN FRANCISCO

 

EXHIBIT E 

TARGET MEDIA OUTLETS 

Case: 19-30088 Doc# 2299-5 Filed: 05/31/19 Entered: 05/31/19 12:56:45 Page 1

of 4
List of Target Media Outlets: 

Local/CaliforniaLOCAL & CALIFORNIA MEDIA

TV

Chico-Redding KRCR-TV 7 (ABC)

Chico-Redding KHSL-TV 12 (CBS)

Chico-Redding KHSL-DT2 12.2 (CW)

Chico-Redding KCVU 20 (FOX)

Chico-Redding KNVN 24 (NBC)

SF KTVU (FOX)

SF KPIX-TV (CBS)

SF KGO-TV (ABC)

SF KTNC-TV

SF KNTV (NBC)

SF KDTV-DT (Univision)

LA KCBS-TV 

LA KCBS-TV 

LA KCBS-TV 

LA KCBS-TV 

LA KNBC

LA KABC-TV

LA KTLA (CW)

LA KMEX-DT

LA KTTV

RADIO

Chico-Redding The Morning News (KPAY-AM)

Chico-Redding KZFR-FM

Chico-Redding KMYC-AM

Chico-Redding KESR-FM

Chico-Redding KVXX-FM

SF KQED (NPR- 88.5FM)

SF KGO (810 AM)

SF KFRC-FM 106.9 FM

SF KBCS 740 AM

Sacramento KFBK 1530 AM

Sacramento KTKZ 1380 AM

Sacramento KYMX 96.1 FM

LA KFI 640 AM

LA KNX 1070 AM

LA KPFK 90.7 FM 

NEWSPAPER

Chico-Redding Record Searchlight

Chico-Redding Chico Enterprise-Record

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Chico-Redding Daily News

Napa Napa Valley Register

Oakland Oakland Tribune

LA Los Angeles Times

LA Investor's Business Daily

SF/NorCal San Francisco Business Times

San Francisco Chronicle

San Francisco Examiner

San Fransisco Weekly

San Francisco Daily

San Francisco Herland

San Francisco Call 

East Bay Times

San Francisco Daily Journal

Westside Reporter

Fresno Fresno Bee

The Press-Enterprise 

MAGAZINE

LA Los Angeles Magazine

Los Angeles Magazine

Los Angeles Magazine

LALA Magazine

Los Angeles Business Journal

Los Angeles Business Journal

Daily Commerce

LA Area Chamber Voice

LA Area Chamber Voice

Metropolitan News-Enterprise

San Francisco Business Times

San Francisco Business Times

Oakland Independent Review

DIGITAL

LA LAObserved

LA Cultural Weekly

Oakland Oakland Local

Oakland Oakland North

Oakland Oakland Rising

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NATIONAL OUTLETS

TV

CNN

MSNBC

Fox News

BBC World News

CNBC

Fox Business Network

RADIO

NPR

BBC World Service

NEWSPAPER

NYT

Washington Post

Wall Street Journal

USA Today

Newsday

Daily News

Chicago Tribune

MAGAZINE

TIME Magazine

The New Yorker

US Weekly

The Economist

The Atlantic

Fortune

DIGITAL

Business Insider

HuffPost

NowThis

Vice

Vox

Case: 19-30088 Doc# 2299-5 Filed: 05/31/19 Entered: 05/31/19 12:56:45 Page 4

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NUMBER 13-13-00446-CV

COURT OF APPEALS

THIRTEENTH DISTRICT OF TEXAS

CORPUS CHRISTI - EDINBURG

DONALD D. POWERS AND LESLIE 

E. POWERS, INDIVIDUALLY AND 

AS CO-TRUSTEES OF THE DONALD 

D. POWERS AND LESLIE E. POWERS 

CHARITABLE REMAINDER UNITRUST, Appellants,

v.

EOG RESOURCES, INC., WALTER C. 

ENGLISH, JR., AND LEGACY, LLC., Appellees.

On appeal from the 25th District Court

of Gonzales County, Texas

ORDER ABATING APPEAL

Before Justices Benavides, Perkes, and Longoria

Per Curiam

This cause is before the Court on the record and an agreed advisory to the Court 
2

regarding settlement. The parties advise this Court that they have tentatively reached a 

settlement agreement in this matter and request that the Court abate any further 

deadlines in the appeal pending the filing of dismissal documents. 

The Court, having examined and fully considered the documents on file and the 

motion to abate, is of the opinion that the motion to abate the appeal pending settlement 

should be granted. The motion to abate the appeal pending settlement is GRANTED 

and this appeal is ordered ABATED until December 9, 2013. 

PER CURIAM

Delivered and filed the

15th day of November, 2013.
#### Clarence Sanders, Respondent, v New York City Transit Authority, Appellant.

Supreme Court, Appellate Term, First Department,

May 4, 1987

*See, Sanders v New York City Tr. Auth.,*130 Misc 2d 719.

APPEARANCES OF COUNSEL

*Albert C. Cosenza*and *Kenneth Howard Schiffrin*for appellant. *Clarence Sanders,*respondent *pro se.*

OPINION OF THE COURT

Per Curiam.

The notice of appeal is deemed amended to state that the appeal is taken from the amended judgment of January 3, 1986, albeit premature as to said judgment (CPLR 5520 [c]). Judgment entered January 3, 1986 affirmed, without costs. Sandifer, J. P., Parness and Ostrau, JJ., concur.
**Exhibit 15.1**

**[KPMG Letterhead]**

**CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM**

To the Board of Directors 

3SBio Inc.: 

We consent to the incorporation by reference in the registration statement (No: 333-149816) on Form S-8, filed by 3SBio Inc. pertaining to its 2006 StockPlan, of our report dated April 21, 2009, with respect to the consolidated balance sheets of 3SBio Inc. and subsidiaries as of December 31, 2007 and 2008, and the related consolidated statements of income and comprehensive income,shareholders’ equity and cash flows for each of the years in the three-year period ended December 31, 2008, and the effectiveness of internal control over financial reporting of 3SBio Inc. as of December 31, 2008, which report appearsin the Annual Report on Form 20-F of 3SBio Inc. for the year ended December 31, 2008. 

/S/ KPMG 

KPMG 

Hong Kong, China 

April 21, 2009
**Exhibit
      32.2**





**CERTIFICATION
      PURSUANT TO**


**SECTION
      906 OF THE SARBANES-OXLEY ACT OF 2002**





In
      connection with the Quarterly Report of MidSouth Bancorp, Inc. (the “Company”)
      on Form 10-Q for the period ending September 30, 2006 (the “Report”), I, J. E.
      Corrigan, Jr., Chief Financial Officer of the Company, certify
      that:





(1)The
      Report fully complies
      with the requirements of section 13(a) or 15(d) of the Securities Exchange
      Act
      of 1934; and





(2)The
      information contained
      in the Report fairly presents, in all material respects, the financial condition
      and results of operations of the Company.





/s/
                J.E. Corrigan, Jr.J.
                E. Corrigan, Jr.Chief
                Financial OfficerNovember
                10, 2006
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<PAGE>

                                                                   EXHIBIT 99.2


                                  CERTIFICATION
            PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
              (CHAPTER 63, TITLE 18 U.S.C. Section 1350(a) AND (b))


     Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chapter 63,
Title 18 U.S.C. Section 1350(a) and (b)), each of the undersigned hereby
individually certifies in his capacity as an officer of Metaldyne Corporation
(the "Company") that the Quarterly Report of the Company on Form 10-Q for the
period ended September 29, 2002 fully complies with the requirements of Section
13(a) of the Securities Exchange Act of 1934 and that the information contained
in such report fairly presents, in all material respects, the financial
condition and results of operations of the Company at the end of and for the
periods covered by such Report.


Dated: November 13, 2002                  /s/ WILLIAM M. LOWE, JR.
                                          ------------------------
                                          William M. Lowe, Jr.
                                          Chief Financial Officer


     The foregoing certification is being furnished solely pursuant to Section
906 of the Sarbanes-Oxley Act of 2002 (Chapter 63, Title 18 U.S.C. Section
1350(a) and (b)), is not a part of the Form 10-Q to which it refers and is, to
the extent permitted by law, provided by each of the above signatories to the
extent of his respective knowledge.
EXHIBIT 32.2


                            CERTIFICATION PURSUANT TO
                                 18 U.S.C. 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


In connection with the Quarterly Report of First Chester County Corporation (the
"Company") on Form 10-Q for the period  ending  September 30, 2006 as filed with
the Securities  and Exchange  Commission on the date hereof (the  "Report"),  I,
Kevin C. Quinn, President of the Company,  certify,  pursuant to 18 U.S.C. 1350,
as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

(1) The Report fully complies with the requirements of section 13(a) or 15(d) of
the Securities Exchange Act of 1934; and

(2) The  information  contained in the Report fairly  presents,  in all material
respects, the financial condition and result of operations of the Company.



Date:    November 9, 2006                    /s/ Kevin C. Quinn
                                             ------------------
                                             Kevin C. Quinn
                                             President






<PAGE>
UNITED STATES BANKRUPTCY COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN FRANCISCO DIVISION

In re:

PG&E CORPORATION

-andPACIFIC GAS AND ELECTRIC COMPANY,

Debtors.

Case No, 19-30088 (DM)

Chapter 11

(Lead Case)

(Jointly Administered)

TRANSFER OF CLAIM OTHER THAN FOR SECURITY

A CLAIM HAS BEEN FILED IN THIS CASE or deemed filed under 11 U.S.C. §1111 (a). Transferee hereby gives notice 

pursuant to Rule 3001(e) (2), Fed. R. Bankr. P., of the transfer, other than for security, of the claim referenced in this notice.

CONTRARIAN FUNDS, LLC

Name of Transferee

Address for all Communications/Notices:

CONTRARIAN FUNDS, LLC

411 WEST PUTNAM AVE., SUITE 425

GREENWICH, CT 06830

ATTN: ALISA MUMOLA

Phone: 203-862-8211

Fax: 203-485-5910

Email: tradeclaimsgroup@contrariancapital.com

Address for all Payments/Distributions:

CONTRARIAN FUNDS, LLC

ATTN: 392426

500 ROSS ST 154-0455

PITTSBURGH, PA 15262

MCA CONNECT LLC

Name of Transferor

Name and Current Address of Transferor:

MCA CONNECT LLC

8055 E TUFTS AVE STE 1300

DENVER, CO 80237 

ATTN: MARK SWIHART

I declare under penalty of perjury that the information provided in this notice

is true and correct to the best of my knowledge and belief.

By:_______/s/ Alisa Mumola_________

 Transferee/Transferee’s Agent

Date: June 20, 2019

Penalty for making a false statement: Fine of up to $500,000 or imprisonment for up to 5 years, or both. 18 U.S.C. §§ 152 & 3571.

Schedule/Claim No. Creditor Name Amount Debtor Case No.

Schedule F MCA Connect LLC $111,370 Pacific Gas and Electric Company 19-30089

Claim No. 1505 MCA Connect LLC $90,046.72 Pacific Gas and Electric Company 19-30089

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32(ii)

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


In connection with the Quarterly Report of Monroe Bancorp (the "Company") on
Form 10-Q for the period ending September 30, 2009 as filed with the Securities
and Exchange Commission on the date hereof (the "Report"), I, Gordon M. Dyott,
Executive Vice President and Chief Financial Officer of the Company, certify,
pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, that

     (1)  The Report fully complies with the requirements of section 13(a) or
          15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all
          material respects, the financial condition and results of operation of
          the Company.




/s/ Gordon M. Dyott
-------------------------------------------------
Gordon M. Dyott
Executive Vice President, Chief Financial Officer
(Principal Financial Officer)
November 6, 2009


The foregoing certification is being furnished solely pursuant to 18 U.S.C.
Section 1350 and is not being filed for any other purpose.
Notice Recipients

District/Off: 0971−3 User: admin Date Created: 5/4/2023

Case: 19−30088 Form ID: NFPA Total: 3

Recipients of Notice of Electronic Filing:

aty Jane Kim jkim@kbkllp.com

aty Thomas B. Rupp trupp@kbkllp.com

TOTAL: 2

Recipients submitted to the Claims Agent (Kroll Restructuring Administration, LLC)): 

cr Spiro Jannings 1304 Shortridge Ave., Unit C San Jose, CA 95116

TOTAL: 1

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