alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.65


 





 


AETHLON MEDICAL, INC.


AMENDMENT NO. 1 TO 


STOCK OPTION AGREEMENT


 


RECITALS


 


The Board of Directors (the “Board”)
of Aethlon Medical, Inc. (the “Company”), in a written consent in lieu of a Board Meeting dated February 9, 2016, has
deemed it fair and in the best interest of the Company and its stockholders that Section 5 of the Stock Option Agreement between
the Company and Richard H. Tullis dated December 15, 2008 be amended (the “Amendment”) as set forth below. Accordingly,
the undersigned agree that such section is amended hereby to read in its entirety as follows:


 


 


5.           Cessation
of Service. The option term specified in Paragraph 2 shall terminate (and this option shall cease to be outstanding) prior
to the Expiration Date should any of the following events occur:


 


(a)           If
the Optionee’s service is terminated for any reason other than death or disability, then the Optionee may exercise this option,
only to the extent that the option would have been exercisable upon the date of such termination (the “Termination Date”),
no later than thirty-six (36) months after the Termination Date, or the Expiration Date, whichever occurs first.


 


(b)           If
the Optionee’s service is terminated because of the Optionee’s death or disability (or the Optionee dies within thirty-six
(36) months after a termination other than for cause or because of the Optionee’s disability), then this option may be exercised
only to the extent that it would have been exercisable by the Optionee on the Termination Date and must be exercised by the Optionee
(or the Optionee’s legal representative) no later than thirty-six (36) months after the Termination Date, or the Expiration
Date, whichever occurs first.


 


(c)           Notwithstanding
the provisions above, if the Optionee’s service is terminated for cause, neither the Optionee, the Optionee’s estate
nor such other person who may then hold this option shall be entitled to exercise it with respect to any Option Shares whatsoever.


 


 


 


IN WITNESS WHEREOF, the parties have executed
this Amendment on this 9th day of February, 2016.


 


 


	 	Aethlon Medical, Inc., a Nevada corporation	 
	 	 	 	 
	 	By: 	 /s/ James B. Frakes	 
	 	 	James B. Frakes	 
	 	 	Chief Financial Officer	 


 


	 	Optionee	 
	 	 	 	 
	 	By: 	 /s/ Richard H. Tullis	 
	 	 	Richard H. Tullis
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UNITED STATES BANKRUPTCY COURT

NORTHERN DISTRICT OF CALIFORNIA

SAN FRANCISCO DIVISION

In re:

PG&E CORPORATION, 

- and - 

PACIFIC GAS AND ELECTRIC 

COMPANY, 

Reorganized Debtors.

Bankruptcy Case

No. 19-30088 (DM) 

Chapter 11

(Lead Case)

(Jointly Administered)

SUPPLEMENTAL AFFIDAVITE OF SERVICE

I, Paul Pullo, do declare and state as follows:

1. I am employed by Kroll Restructuring Administration LLC (“Kroll”)1, the claims and 

noticing agent for the Reorganized Debtors in the above-referenced chapter 11 bankruptcy cases.

2. On March 14, 2023, at my direction and under my supervision, employees of Kroll 

caused the following document to be served via First Class Mail on Gail Mitcham, (ADRID: 

3873630), 3435 Bergesen Court, Kelseyville, CA 95451.

• Order Authorizing Withdrawal of Counsel [Docket No. 13265] 

3. On March 15, 2023, at my direction and under my supervision, employees of Kroll 

caused the following document to be served via First Class Mail on Unsecured Creditor Claim No. 

7591, (ADRID: 4730869), Attn: Cindy Sue Downing, P.O. Box 36, Hinkley, CA 92347-0036:

• Stipulation by and Among Reorganized Debtors and Santiago Gatto, Anastasia Tkal, 

and the County of Tuolumne [Docket No. 13498] 

1 Effective March 29, 2022, Prime Clerk LLC changed its name to Kroll Restructuring Administration LLC.

Case: 19-30088 Doc# 13665 Filed: 04/10/23 Entered: 04/10/23 19:52:46 Page 1

of 2
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2 SRF 67975, 68013 & 68017

4. On March 15, 2023, at my direction and under my supervision, employees of Kroll 

caused the following document to be served via First Class Mail on Unsecured Creditor Claim No. 

7591, (ADRID: 4730869), Attn: Cindy Sue Downing, P.O. Box 36, Hinkley, CA 92347-0036:

• Order Approving Stipulation by and Among Reorganized Debtors and Santiago 

Gatto, Anastasia Tkal, and the County of Tuolumne [Docket No. 13501]

5. I have reviewed the Notices of Electronic Filing (NEF) for the above-listed document, 

and I understand that parties listed in each NEF as having received notice through electronic mail were 

electronically served with that document through the Court’s Electronic Case Filing system.

6. I declare under penalty of perjury under the laws of the United States of America, that 

the foregoing is true and correct and that if called upon as a witness, I could and would competently 

testify thereto.

Executed this 16th day of March 2023, at New York, NY.

/s/ Paul Pullo

Paul Pullo

Case: 19-30088 Doc# 13665 Filed: 04/10/23 Entered: 04/10/23 19:52:46 Page 2

of 2
#### In the Matter of the Petition of JOHN W. DE PEYSTER to Vacate an Assessment for Building a Sewer.

*JYew York city, assessments in*— *the department of public woi'lcs is not deprived** *by chapter*335 *of*1873 *of the authority over the eonstmation of sewers given by chapter*137 *of*1870.

Appeal from an order made at Special Term, denying a motion of tbe petitioner above named to vacate an assessment in the above matter.

The court at General Term said : “We deem the decision of the Special Term correct within the doctrine established by the case *In the Matter of Zborowslci*(68 N. Y., 88). That case embraces substantially the questions which are presented by this appeal, with one exception, viz. : whether the charter of 1873, chapter 335 (Laws 1873), has changed the law, so as to deprive the department of public works of the authority which it possessed in regard to the construction of sewers under the charter of 1870, chapter 137. We are satisfied, from an examination of the statutes referred to, that no such change was intended, or accomplished by the Legislature. The one hundred and eighteenth section of the statute of 1878 contains the following significant declaration : 11 The several departments shall continue to possess the same powers, and perform the same duties as heretofore, except as herein otherwise provided.” We fail to discover any provision of the charter of 1873 which deprives the department of public works of the authority which it possessed, in this respect, under the charter of 1870. We therefore regard the decision above cited decisive of this appeal, and consequently the order must be affirmed, with costs and disbursements.

*Elliott Sandford,*for the appellant. *Hugh L. Oole*and *J. A.*Beall, for the mayor, etc., respondent.

Opinion by

INGalls, J.;

Brady, P. J., and Daotels, J., concurred.

Order affirmed, with costs and disbursements.
Exhibit
10.1


 


EXHIBIT
A


 


	Date:	10/21/15	 


 


	NATUALNRANO, INC.	 
	 	 
	 	 
	Attn:	 




 


CONVERSION NOTICE


 


The
above-captioned Holder hereby gives notice to NaturalNano, Inc., a Nevada corporation (the “Company”),
pursuant to that certain Convertible Promissory Note made by the Company in favor of the Holder in the principal
amount of $150,000 by the Company (the “Note”);
that the Holder elects to convert the portion of the Note balance set forth below into fully paid and non-assessable
shares of Common Stock of the Company as of the date of conversion specified below.


 





	A.	Date of conversion:	10/21/15	 
	B.	Conversion #:	 	 
	C.	Conversion Amount:	$10,000	 
	D.	Conversion Price:	$0.05	 
	E.	Conversion Shares:	200,000	 
	F.	Remaining Note Balance:	$215,500	 







 


Please transfer the
Conversion Shares to the undersigned at:


 





	Address:
    	 	 
	 	Marlin
    Capital Investments LLC	 
	 	555 S. Federal Hwy # 450	 
	 	Boca Raton, FL 33432	 







  



	Sincerely,	 
	 	 
	By:	/s/ Barry Honig	 
	Name: 	Barry Honig	 




 


DWAC Instructions:


Broker No: 0283


Account No: 11547350
escu_ex1010.htm

EXHIBIT 10.10

 
	 
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#### The People of the State of New York, Appellant, v Delaney Best, Respondent.

Decided December 28, 1995

On review of submissions pursuant to section 500.4 of the Rules of the Court of Appeals (22 NYCRR 500.4), appeal dismissed upon the ground that the modification by the Appellate Division was not "on the law alone or upon the law and such facts which, but for the determination of law, would not have led to * * * modification” (CPL 450.90 [2] [a]).
<PAGE>   1
Met-Coil Systems Corporation
Exhibit 11 - Computation of Income (Loss) Per Common
   and Common Equivalent Share
(In thousands, except per share amounts)



<TABLE>
<CAPTION>
                                                  Three Months Ended        Six Months Ended
                                                       November 30,            November 30,
                                                  1996     1995             1996        1995
---------------------------------------------------------------------------------------------
<S>                                                 <C>      <C>            <C>         <C>
Common shares outstanding, beginning of period      3,120    2,986          3,031       2,905

Weighted average of common shares issued                7       16             92          92

Weighted average common equivalent shares 
attributable to stock options granted, 
computed using the treasury stock method                0        0              0           0

---------------------------------------------------------------------------------------------
Weighted average number of shares                   3,127    3,002          3,123       2,997
=============================================================================================
Income (loss) applicable to common stock           $   32   $  426         $  497     $(1,827)
=============================================================================================
Net income (loss) per common share                 $ 0.01   $ 0.14         $ 0.16     $ (0.61)
=============================================================================================
</TABLE>
EXHIBIT 32





DUSSAULT APPAREL INC.





CERTIFICATION PURSUANT TO


18 U.S.C. Section 1350,


AS ADOPTED PURSUANT TO


SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002





In connection with the Annual Report of Dussault Apparel Inc. (the “Company”) on Form 10-K for the fiscal year ending October 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Natalie Bannister, as Principal Executive Officer of the Company, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:





(1)
The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and





(2)
The information contained in this Report fairly presents, in all material respects, the financial condition and results of operations of the Company.








Date: March 6, 2013
By:
/s/Natalie BannisterName:
Natalie BannisterTitle:
Principal Executive Officer, Principal Financial and Accounting Officer, CEO, President, Secretary/Treasurer and Director








A signed original of this written statement required by Section 1350 of Title 18 of the United States Code has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.





The foregoing certification is being furnished as an exhibit to the Report pursuant to Item 601(b)(32) of Regulation S-K and Section 1350 of Title 18 of the United States Code and, accordingly, is not being filed with the Securities and Exchange Commission as part of the Report and is not to be incorporated by reference into any filing of the Company under the Securities Act of 1933 or the Securities Exchange Act of 1934 (whether made before or after the date of the Report, irrespective of any general incorporation language contained in such filing.)
EXHIBIT 99.2

[PACIFIC EXCHANGE LOGO]

July 25,2002

VIA FACSIMILE & CERTIFIED MAIL
------------------------------

Mr. Stephen D. Martino
Chief Financial Officer
Detwiler, Mitchell & Co.
225 Franklin Street
Boston, MA 02110

RE: Notification of Potential Delisting Action
    ------------------------------------------

Dear Mr. Martino:

PCX Equities, Inc. ("PCXE") has reviewed Detwiler, Mitchell & Co.'s
("Company") compliance with PCXE's continued listing requirements and
has determined that the Company's Common Stock may be subject to the
initiation of delisting proceedings. This determination was based on the
Company's non-compliance with PCXE's listing maintenance requirement for
share bid price [PCXE Rule 5.5(h)(4)].

At its meeting Thursday, August 15,2002 (to be held at PCXE corporate
headquarters at 11:00 a.m.), PCXE will conduct a formal review of the
Company's listing status and actions taken to specifically address the
cited deficiency in evaluating whether continued listing is appropriate.
That meeting will be conducted pursuant to PCXE Rule 5.5(m). IF PCXE DECIDES
IN FAVOR OF DELISTING AT SUCH MEETING, THE COMPANY'S COMMON STOCK WILL
BE SUSPENDED FROM TRADING BEFORE THE OPENING OF BUSINESS ON FRIDAY, AUGUST 16,
2002.

You are invited to submit in writing any relevant information for review at
PCXE' s August 15 meeting no later than August 12, 2002. PCXE will consider
any reasons you provide in writing as to why you believe the Company's
security should not be delisted.

The Company will receive written notification of PCXE's decision (via
facsimile) by the close of business on Thursday, August 15,2002. In the
event that PCXE determines to delist the Company's Common Stock, PCXE's
written notification will also provide relevant information regarding
the Company's right to appeal PCXE's decision to the Board of Directors
and request a hearing pursuant to PCXE Rule 5. 5 (m)(4 through 9). Such
process is only designed to review whether cause(s) for the decision were
valid and whether such decision was effected pursuant to PCXE rules.

115 SANSOME STREET
SAN FRANCISCO, CA 94104
415  393-4197
<PAGE>

[PCX LOGO]

Mr. Stephen D. Martino
July 25, 2002
Page 2

In the meantime, the Company is reminded of its ongoing obligation to keep
PCXE apprised of any corporate development(s) that may reasonably be
expected to impact the Company's operations and/or listing status.

Please contact me at (415) 393-4255, if you have any questions.

Sincerely,

/s/ MELANIE LEVINE

Melanie Levine
Listing Representative,
Equity Securities Qualification

cc:  A. L. Autajay
     K. L. Beck
     J. F. Chapin
     R. R. Johnson
     P. N. Koutoulas
     N. Purdon

115 SANSOME STREET
SAN FRANCISCO, CA 94104
415  393-4197


<PAGE>
Fourth Court of Appeals

San Antonio, Texas

April 14, 2016

No. 04-15-00644-CV

Bret RADCLIFFE, Robert Radcliffe, and Mamba Minerals, LLC,

Appellants

v.

TIDAL PETROLEUM, INC.,

Appellee

From the 218th Judicial District Court, La Salle County, Texas

Trial Court No. 13-07-00176-CVL

Honorable Donna S. Rayes, Judge Presiding

O R D E R

Sitting: Sandee Bryan Marion, Chief Justice

Karen Angelini, Justice

Patricia O. Alvarez, Justice

In light of the trial court’s language in its February 24, 2015 order stating that “Plaintiff’s 

First Supplemental Traditional and No Evidence Motion for Summary Judgment remains 

pending as to all mat[t]ers not made moot by this ruling,” before the parties address the merits of 

the appeal, the parties should be prepared to discuss whether the order is a final, appealable 

order. See Farm Bureau Cnty. Mut. Ins. Co. v. Rogers, 455 S.W.3d 161, 163 (Tex. 2015); 

Lehmann v. Har-Con Corp., 39 S.W.3d 191, 205 (Tex. 2001) (“[W]hen there has not been a 

conventional trial on the merits, an order or judgment is not final for purposes of appeal unless it 

actually disposes of every pending claim and party or unless it clearly and unequivocally states 

that it finally disposes of all claims and all parties.”). 

It is so ORDERED on April 14, 2016.

PER CURIAM

ATTESTED TO: _________________________________

 Keith E. Hottle

 Clerk of Court
```

[Federal Register Volume 75, Number 104 (Tuesday, June 1, 2010)]
[Rules and Regulations]
[Page 30299]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2010-12977]

-----------------------------------------------------------------------

DEPARTMENT OF HOMELAND SECURITY

Coast Guard

33 CFR Part 117

[Docket No. USCG-2010-0374]

Drawbridge Operation Regulations; Fox River, Green Bay, WI

AGENCY: Coast Guard, DHS.

ACTION: Notice of temporary deviation from regulations.

-----------------------------------------------------------------------

SUMMARY: Commander, Ninth Coast Guard District, has issued a temporary 
deviation from the regulation governing the operation of the Main 
Street Bridge at Mile 1.21 over the Fox River, at Green Bay, WI. This 
deviation will temporarily change the operating schedule of the bridge 
to accommodate the 2010 Tall Ships event in the city of Green Bay, WI. 
This temporary deviation allows the bridge to open once an hour on the 
hour for recreational vessels and commercial vessels less than 300 
gross tons. The bridge will open on demand at all times for public 
vessels, tugs, and commercial vessels 300 gross tons or greater.

DATES: This deviation is effective from August 13, 2010 through August 
15, 2010 between the hours of 9 a.m. and 5 p.m. daily.

ADDRESSES: Documents mentioned in this preamble as being available in 
the docket are part of docket USCG-2010-0374 and are available online 
by going to http://www.regulations.gov, inserting USCG-2010-0374 in the 
``Keyword'' box and then clicking ``Search''. They are also available 
for inspection or copying at the Docket Management Facility (M-30), 
U.S. Department of Transportation, West Building Ground Floor, Room 
W12-140, 1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 
a.m. and 5 p.m., Monday through Friday, except Federal holidays.

FOR FURTHER INFORMATION CONTACT: If you have questions on this rule, 
call or e-mail Mr. Lee D. Soule, Bridge Management Specialist, Ninth 
Coast Guard District; telephone 216-902-6085, e-mail; 
[email protected]. If you have questions on viewing the docket, call 
Renee V. Wright, Program Manager, Docket Operations, telephone 202-366-
9826.

SUPPLEMENTARY INFORMATION: The City of Green Bay, Wisconsin, who owns 
and operates this drawbridge, has requested a temporary deviation from 
the current operating regulations set forth in 33 CFR 117.1087 to 
facilitate efficient management of all transportation needs and provide 
timely public safety services during this special event. In accordance 
with 33 CFR 117.35(e), the drawbridge must return to its regular 
operating schedule immediately at the end of the designated time 
period. This deviation from the operating regulations is authorized 
under 33 CFR 117.35.

    Dated: May 10, 2010.
F.M. Midgette,
Acting Captain, Commander, Ninth Coast Guard District, U.S. Coast 
Guard.
[FR Doc. 2010-12977 Filed 5-28-10; 8:45 am]
BILLING CODE 9110-04-P
```
Transaction Type by Project

Summary of Expenditures by Project and Type

PG&E Corporation, et al. (Case No. 19-30088 (DM))

For the Period April 1, 2019 through April 30, 2019

Total 

Expenditures

Exhibit F

PwC LLP - Management, Tax and Advisory Consultants to the Debtors

Fixed Fee Services

Claims Services Retention Exhibit #: 01-B

Airfare $1,492.57

Lodging $750.00

Meals $71.51

Public/Ground Transportation $202.34

Subtotal - Expenditures Sought for Claims Services $2,516.42

Internal Audit Assessment Services Retention Exhibit #: 01-F

Airfare $517.55

Lodging $397.52

Meals $24.92

Parking $48.00

Public/Ground Transportation $51.90

Subtotal - Expenditures Sought for Internal Audit Assessment Services $1,039.89

Subtotal - Expenditures Sought for Fixed Fee Services $3,556.31

Hourly Services

E-Discovery Services Retention Exhibit #: 01-K

Lodging $209.33

Meals $187.81

Mileage Allowance $243.02

Parking $50.00

Public/Ground Transportation $172.17

Rental Car $564.74

Server Supplies $2,496.45

Subtotal - Expenditures Sought for E-Discovery Services $3,923.52

Strategic Analysis Services Retention Exhibit #: 03

Airfare $11,571.31

Lodging $26,338.05

Meals $4,839.69

Mileage Allowance $216.34

Parking $463.06

Friday, June 28, 2019

Page 1 of 2

Case: 19-30088 Doc# 2805-6 Filed: 07/01/19 Entered: 07/01/19 13:58:28 Page 1

of 2
Transaction Type by Project

Summary of Expenditures by Project and Type

PG&E Corporation, et al. (Case No. 19-30088 (DM))

For the Period April 1, 2019 through April 30, 2019

Total 

Expenditures

Exhibit F

PwC LLP - Management, Tax and Advisory Consultants to the Debtors

Public/Ground Transportation $3,158.94

Subtotal - Expenditures Sought for Strategic Analysis Services $46,587.39

Subtotal - Expenditures Sought for Hourly Services $50,510.91

Total - Expenditures Sought for Reimbursement $54,067.22

Friday, June 28, 2019

Page 2 of 2

Case: 19-30088 Doc# 2805-6 Filed: 07/01/19 Entered: 07/01/19 13:58:28 Page 2

of 2
Exhibit 10.68


 


AETHLON MEDICAL, INC.


AMENDMENT NO. 1 TO


STOCK OPTION AGREEMENT


 


RECITALS


 


The Board of Directors (the “Board”)
of Aethlon Medical, Inc. (the “Company”), in a written consent in lieu of a Board Meeting dated February 9, 2016, has
deemed it fair and in the best interest of the Company and its stockholders that Section 5 of the Stock Option Agreement between
the Company and Richard H. Tullis dated June 6, 2014 be amended (the “Amendment”) as set forth below. Accordingly,
the undersigned agree that such section is amended hereby to read in its entirety as follows:


 


 


5.           Cessation
of Service. The option term specified in Paragraph 2 shall terminate (and this option shall cease to be outstanding) prior
to the Expiration Date should any of the following events occur:


 


(a)           If
the Optionee’s service is terminated for any reason other than death or disability, then the Optionee may exercise this option,
only to the extent that the option would have been exercisable upon the date of such termination (the “Termination Date”),
no later than thirty-six (36) months after the Termination Date, or the Expiration Date, whichever occurs first.


 


(b)           If
the Optionee’s service is terminated because of the Optionee’s death or disability (or the Optionee dies within thirty-six
(36) months after a termination other than for cause or because of the Optionee’s disability), then this option may be exercised
only to the extent that it would have been exercisable by the Optionee on the Termination Date and must be exercised by the Optionee
(or the Optionee’s legal representative) no later than thirty-six (36) months after the Termination Date, or the Expiration
Date, whichever occurs first.


 


(c)           Notwithstanding
the provisions above, if the Optionee’s service is terminated for cause, neither the Optionee, the Optionee’s estate
nor such other person who may then hold this option shall be entitled to exercise it with respect to any Option Shares whatsoever.


 


 


 


IN WITNESS WHEREOF, the parties have executed
this Amendment on this 9th day of February, 2016.


 


 


	 	Aethlon Medical, Inc., a Nevada corporation	 
	 	 	 	 
	 	By: 	 /s/ James B. Frakes	 
	 	 	James B. Frakes	 
	 	 	Chief Financial Officer	 


 


	 	Optionee	 
	 	 	 	 
	 	By: 	 /s/ Richard H. Tullis	 
	 	 	Richard H. Tullis