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MCCORMICK, BARSTOW,

SHEPPARD, WAYTE & 

CARRUTH LLP 

7647 NORTH FRESNO STREET 

FRESNO, CA 93720 

McCormick, Barstow, Sheppard, 

Wayte & Carruth LLP 

David Emerzian, #222930 

david.emerzian@mccormickbarstow.com 

H Annie Duong, #319953 

annie.duong@mccormickbarstow.com 

7647 North Fresno Street 

Fresno, California 93720 

Telephone: (559) 433-1300 

Facsimile: (559) 433-2300 

Attorneys for Creditor 

A.J. EXCAVATION INC. 

UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF CALIFORNIA 

SAN FRANCISCO DIVISION 

In Re 

PG&E CORPORATION 

and 

PACIFIC GAS AND ELECTRIC 

COMPANY,

 Debtors. 

Bankruptcy Cases 

19-30088-DM (Lead Case) 

19-30089-DM 

(Jointly Administered) 

A.J. EXCAVATION INC.’S NOTICE OF 

PERFECTION OF LIEN 

(11 U.S.C. §§ 362, 546(b)) 

Affects PG&E Corporation 

Affects Pacific Gas and Electric 

Corporation 

Affects both Debtors 

**All papers shall be filed in the Lead Case 

No. 19-30088 DM 

Creditor A.J. EXCAVATION INC., (“AJ”), by and through its undersigned counsel, hereby 

files this notice of perfection, maintenance, and continuation of perfection of its mechanics’ lien 

against the Debtors, PG&E Corporation and Pacific Gas and Electric Company (“Debtors”) pursuant 

to 11 U.S.C. sections 362(b)(3) and 546(b) (“Notice”). In support of this Notice, AJ represents the 

following: 

1. AJ is organized as a California corporation, in the business of performing earthwork, 

grading, paving, foundation, fencing, excavation, maintenance and/or other related construction 

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 1 of

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MCCORMICK, BARSTOW,

SHEPPARD, WAYTE & 

CARRUTH LLP 

7647 NORTH FRESNO STREET 

FRESNO, CA 93720 

services, with its principal place of business at 514 North Brawley Avenue, Fresno, California 93706. 

2. Debtor Pacific Gas & Electric Company (hereinafter “PG&E”) contracted AJ to 

provide earthwork, grading, paving, foundation, fencing, excavation, maintenance, and/or other 

related construction services for the improvement of certain real property owed, or reputed to be 

owned, by PG&E, as provided more fully in the prepetition contract (Long Form) (hereinafter 

“Contract”) . The real property is located at the following address, along with the contract number, 

more commonly known as: 

Lodi Substation 

223 North Cherokee Lane, Lodi, CA 95240 

Contract #9581 

(hereinafter “Real Property”). 

3. Prior to the bankruptcy petition, AJ furnished such labor, materials, equipment, and/or 

supervision for the earthwork, grading, paving, foundation, fencing, excavation, and other related 

construction services for the improvement of the Real Property in accordance with the scope of work 

contained in the Contract, and as amended by applicable work change orders. 

4. The principal sum, exclusive of interest and other charges, that is currently due and 

owing to AJ for the labor and materials provided to the PG&E pursuant to the Contract is: 

$140,330.00 

5. Bankruptcy Code, 11 U.S.C. section 362(b)(3), provides that: 

The filing of a petition under section 301, 302, or 303 of this 

title...does not operate a stay... under subsection (a) of this section, 

of any act to perfect, or to maintain or continue the perfection of, an 

interest in property to the extent that the trustee’s rights and powers 

are subject to perfection under Section 546(b) of this title or to the 

extent that such act is accomplished within the period provide under 

section 547(e)(2)(A) of this title. 11 U.S.C. § 362(b)(3). 

6. Bankruptcy Code, 11 U.S.C. section 546(b), provides that: 

(1) The rights and powers of a trustee under sections 544, 545, and 

549 of this title are subject to any generally applicable law that- 

(A) permits perfection of an interest in property to be 

effective against an entity that acquires rights in such property 

before the date of perfection; or 

(B) provides for the maintenance or continuation of perfection 

of an interest in property to be effective against an entity that 

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 2 of

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MCCORMICK, BARSTOW,

SHEPPARD, WAYTE & 

CARRUTH LLP 

7647 NORTH FRESNO STREET 

FRESNO, CA 93720 

acquire rights in such property before the date on which 

action is taken to effect such maintenance or continuation. 

(2) If – 

(A) a law described in paragraph (1) requires seizure of such 

property or commencement of an action to accomplish such 

perfection, or maintenance or continuation of perfection of an 

interest in property; and 

(B) such property has not been seized or such an action has 

not been commenced before the date of the filing of the 

petition; 

such interest in such property shall be perfected, or perfection of such 

interest shall be maintained or continued, by giving notice within the 

time fixed by such law for such seizure or such commencement. 11 

U.S.C. § 546(b). 

7. Pursuant to California Mechanic’s Lien law, a claimant must commence an action to 

enforce a lien within 90 days after recordation of the claim of lien. Cal. Civ. Code § 8460(a). Because 

the Debtors filed their Chapter 11 petition for bankruptcy on January 29, 2019, it created an automatic 

stay of all actions, including a claimant’s action to enforce a lien. Thus, AJ was prevented from 

commencing an action to enforce its liens against the Debtors and perfect its mechanic’s liens under 

the law. 

8. Accordingly, AJ hereby gives this notice in lieu of the commencement of any action to 

perfect, maintain, or otherwise preserve its mechanics’ liens pursuant to 11 U.S.C. § 546(b) and 

California Civil Code sections 8460(a), including the recording of a claim of lien, the commencement 

of action to enforce the Mechanics’ Liens, the filing of a Pendency of Action, and/or the service of 

notice on purchasers of production on the Real Property (“Mechanics’ Lien”). A true and correct copy 

of the Mechanics’ Lien is attached hereto as Exhibit “A” and incorporated by reference. 

9. AJ hereby gives notice it intends to enforce its rights under the Mechanics’ Lien to the 

fullest extent allowed under the law. This Notice shall not be construed as an admission that such 

filing is required or to the necessity of recording, commencement, or seizure. In addition, AJ hereby 

gives notice that it has, or may be entitled to, additional mechanics’ liens rights to properties owned 

by the Debtors as they become due and owing according to prepetition contracts with the Debtors for 

the improvement of real property. This Notice shall preserve and continue to preserve any and all of 

AJ’s rights as to the Mechanics’ Liens and Bankruptcy Code. 

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 3 of

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MCCORMICK, BARSTOW,

SHEPPARD, WAYTE & 

CARRUTH LLP 

7647 NORTH FRESNO STREET 

FRESNO, CA 93720 

10. AJ reserves the right to amend, supplement, or otherwise modify this Notice and 

reserves any and all rights entitled to it under the applicable law. 

Dated: April 26, 2019 McCORMICK, BARSTOW, SHEPPARD, 

WAYTE & CARRUTH LLP 

By: /s/ H. Annie Duong 

David L. Emerzian 

H Annie Duong 

Attorneys for Creditor 

A.J. EXCAVATION INC. 

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 4 of

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MCCORMICK, BARSTOW,

SHEPPARD, WAYTE & 

CARRUTH LLP 

7647 NORTH FRESNO STREET 

FRESNO, CA 93720 

PROOF OF SERVICE 

STATE OF CALIFORNIA, COUNTY OF FRESNO 

At the time of service, I was over 18 years of age and not a party to this action. I am 

employed in the County of Fresno, State of California. My business address is 7647 North Fresno 

Street, Fresno, CA 93720. 

On April 26, 2019, I served true copies of the following document(s) described as A.J. 

EXCAVATION, INC.’S NOTICE OF PERFECTION OF LIEN on the interested parties in this 

action as directed by the Order Implementing Certain Notice and Case Management Procedures issued 

March 6, 2019. 

BY ELECTRONIC FILING THROUGH CM/ECF PARTICIPANTS: Based on the 

Order Implementing Certain Notice and Case Management Procedures, transmission of service 

through CM/ECF shall constitute effective service on that Registered Participant. My electronic 

service address service is dawn.houston@mccormickbarstow.com, and I caused the document(s) to be 

sent to the persons using the CM/ECF system. I did not receive, within a reasonable time after the 

transmission, any electronic message or other indication that the transmission was unsuccessful. 

I declare under penalty of perjury under the laws of the State of California that the foregoing is 

true and correct. 

Executed on April 26, 2019, at Fresno, California. 

/s/ Dawn Houston

Dawn M. Houston 

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 5 of

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EXHIBIT A 

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 6 of

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NOTICE OF MECHANICS' LIEN ATTENTION! 

Upon the recording of the enclosed MECHANICS' LIEN with the county recorder's 

office of the county where the property is located, your property is subject to the filing of 

a legal action seeking a court-ordered foreclosure sale of the real property on which the 

lien has been recorded. That legal action must be filed with the court no later than 90 

days after the date the mechanics' lien is recorded. 

The party identified in the mechanics' lien may have provided labor or materials for 

improvements to your property and may not have been paid for those items. You 

are receiving this notice because it is a required step in filing a mechanics'' lien 

foreclosure action againtt your property. The foreclosure action will seek a sale of your 

property in order to pay for unpaid labor, materials, orimprovements_ provided -to your 

property. This may affect your ability to borrow against, refinance, or sell the property 

until the mechanics' lien is released. 

BECAUSE THE LIEN AFFECTS YOUR PROPERTY, YOU MAY WISH TO SPEAK 

WITH YOUR CONTRACTOR IMMEDIATELY, OR CONTACT AN ATTORNEY, OR FOR 

MORE INFORMATION ON MECHANICS' LIENS GO TO THE CONTRACTORS STATE 

LICENSE BOARD WEB SITE AT www.cslb.ca.gov. 

PROOF OF SERVICE AFFIDAVIT 

I am acitizen of the United States and employed iraraano County, 

California. I am over the age of eighteen (18) years and not a party to the action. My business address is: 

514 N. Brawely Ave Fresno CA 93706 

On this date I served the foregoing MECHANICS' LIEN on the owners of the property: 

Pacific Gas & Electric 77 Beale St, San Francisco CA 94105 

subject to the mechanics' lien: (Name & Address of Owner)

El by placing a true copy thereof enclosed in a sealed envelope, first-class mail postage 

prepaid, evidenced by a certificate of mailing, to the owner at the owner's or reputed owner's 

residence or place of business address or at the address shown by the building permit on file 

with the authority issuing a building permit for the work, or as otherwise provided in 

Section 8174 of the California Civil Code. 

El by personally delivering a true copy thereof to the person(s) at the address set forth below: 

declare under penalty of perjury under the laws of the State of California that foregoing is true and correct. 

Executed on:_2-1(-1 9 by:Alisa Emmett 

(Your Name) 

(SIGNATURE) 

Page 2 of 2 Proof of Service of Mechanics' Lien 

€1) VFR, Inc., P.O. Box 7, Loomis, CA 95650 (916) 652-7237 

Mechanics' Lien Form D-2 

Revised 7-1-2012 

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 7 of

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RECORDING REQUESTED BY 

A.J Excavation 

514 N. Brawley Ave. 

Fresno CA 93706 

AND WHEN RECORDED MAIL TO: 

A.J Excavation 

514 N Brawley 

Fresno CA. 93706 

Lodi Sub #18-148: 2700138841 CNTR#9581 

Doc II: 2019-018448 

02/22/2019 10:50:48 AM 

Page: 1 of 2 Fee: $100.00 

Steve J. Bestolarides 

San Joaquin County Recorders Paid By: SHOWN ON DOCUMENT 

1111N;IkElpillYhiltti11111111 

SPACE ABOVE THIS LINE FOR RECORDER'S USE 

MECHANICS' LIEN 

The undersigned A.J Excavation Inc. 

[Name of person or firm claiming mechanics' lien. Contractors use name exactly as it appears on contractor's license] 

Claimant claims a mechanics' lien upon the fbllowing described real-property: 

_City of Lodi _ . __ _ ________ - -,- County of San Joaquin 

, California, 

Lodi Substation: 223 North Cherokee Lane, Lodi, CA 95240 

[General description of property where the work or materials were furnished. A street address is sufficient, 

but, if possible, use both street address and legal description.] 

Civil Electrical Project @ Lodi Substation 

Contract# 9581 Formerly P.O. #2700138841 

Invoice #2018-1030 & #2018-1086 

The sum of $ 186,246.37 together with interest thereon 

[Amount of claim due and unpaid] 

at the rate of 10% percent per annum from February 28th 2019 

[Date when balance became due] 

is due claimant after deducting all just credits and offsets for the following work and materials furnished 

by claimant Instal Foundations/ Relocate Spoils 

[Insert general description of work or materials furnished] 

_Claimant furnished--the work and-materials-at-the request-of, or under contract with- - 

Pacific Gas & Electric 

[Name of person or firm who ordered or contracted for the work or materials] 

The owners and reputed owners of the real property or leasehold interest are 

Pacific Gas & Electric 

[Insert name of owner of real property. This can be obtained from the County Recorder] 

Firm Name A.J Excavation Inc. 

- By: [Signature of claimant or authorized agent] 

Alisa Emmett 

[Printed name of claimant or authorized agent] 

514 N. Brawley Ave., Fresno CA 93706 

[Address of claimant or authorized agent] 

VERIFICATION 

I, the undersigned, say: I am thePresident 

["President of," "Manager of," "A partner of," "Owner of," etc.] 

the claimant of the foregoing mechanics' lien. I have read said claim of mechanics' lien and know the 

contents thereof; the same is true of my own knowledge. 

I declare under penalty of perjury that the foregoing is true and correct 

Executed on Og 9 Fresn California. , at , 

[Date of Signature] (Ci W e Signed] 

[ rgnature O he indivi who is swearing that the contents of the claim of mechanics' lien are true.] 

Alisa Emmett - President 

- [Printed name] 

Page 1 of 2 Revised 7-1-2012 VFR, Inc., P.O. Box 7, Loomis, CA 95650 (916) 652-7237 FORM D 

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 8 of

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Invoice

Date

11/5/2018

Invoice #

2018-1030

Bill To

Pacific Gas & Electric

P.O. BOX 7760

San Francisco, CA. 94120

AJ Excavation Inc.

Fresno, CA 93706

O#559-408-5908

F #559-354-0639

P.O. No.

2700138841

Terms Project

LODI Sub 18-148

Total

Quantity Description Rate Amount

BILLING #1: Work completed at the Lodi Substation 140,330.00 140,330.00

$140,330.00

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 9 of

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Contract – Long Form

62-4073 (9/26/11) Sourcing

Contract (Long Form)

This is a Contract between the below named Contractor (“Contractor”), a California corporation, and 

Pacific Gas and Electric Company (“PG&E”), a California corporation with its headquarters located at 77 

Beale Street, San Francisco, California 94105. 

Contractor’s

Legal Name:

A. J. Excavation, Inc. PG&E Contract No 9581.

Contractor’s

Address:

9662 W. Kearney Blvd.

Fresno, CA 93706

This Contract consists of 68 pages.

Project Name: 74001173 Replace CB12,22,and 32 First Phase C1fz

Job Location: Lodi Substation: San Joaquin County

WORK: Contractor shall, at its own risk and expense, perform the Work described in this Contract and furnish all labor, 

equipment, and materials necessary to complete the Work as summarized below and as more fully described in Attachment 1, 

Scope of Work. This is not an exclusive Contract. This Contract does not guarantee Contractor any Work nor is there any 

guarantee as to any volume or duration of Work.

Contractor shall demolish and install foundations at PG&E’s Lodi Substation in San Joaquin County

ATTACHMENTS: Each of the following documents is attached to this Contract and incorporated herein by this reference: 

Attachment 1: General Conditions, 49 Pages

Attachment 2: Scope of Work, 9 Pages

Attachment 3: Authorized Disposal and Recycling Facilities, 7 Pages

Attachment 4: Rate Sheet, 1 Page

CONTRACT TERM: This Contract is effective upon signature by both parties and expires on September 15, 2018.

COMPLETION: Contractor shall commence performance hereof when directed to do so by PG&E. Work shall be completed by the 

completion date of September 15, 2018. Time is of the essence.

INSURANCE: Contractor shall maintain insurance in accordance with Section 25 of the General Conditions.

TERMS OF

PAYMENT: 

In accordance with Section 16 of the General Conditions. 

CONSIDERATION: As full consideration for satisfactory performance of the Work by Contractor, PG&E’s total obligation to Contractor shall 

not exceed the following amount. This amount is inclusive of all taxes incurred in the performance of the Work. Any change to this amount 

shall only be authorized in writing by a PG&E Contract Change Order, fully executed by both PG&E and Contractor.

TOTAL: Not-to-Exceed Unit amount of $142,605.00

THE PARTIES, BY SIGNATURE OF THEIR AUTHORIZED REPRESENTATIVES, HEREBY AGREE TO THE TERMS OF 

THIS CONTRACT.

PACIFIC GAS AND ELECTRIC COMPANY CONTRACTOR: A. J. EXCAVATION, INC.

Signature Signature

Name Robin Kirkpatrick Name Dave Swofford

Title Supervisor Title

Date Date

DocuSign Envelope ID: A980B566-AAD8-492A-98D0-B643CA67B67B

7/20/2018

VP Utility

7/20/2018

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 10

of 13
Contract – Long Form

62-4073 (9/26/11) Sourcing

PG&E Contract No C9581

Page 2 of 2

ADMINISTRATION

PG&E 

Negotiator

Pete Robertson Contractor 

Representative

Dave Swofford 

Phone (925) 459-6915 Phone (559) 408-5908

Email Clyde.Robertson@pge.com Email dave@movendirt.com

Accounting Reference 74001173

PG&E Work Supervisor: Ken Howard Phone: 916-472-2316

INVOICE 

INSTRUCTIONS: 

Contractor shall send 

invoices for each payment 

when due, showing the 

Contract number, to:

PACIFIC GAS AND 

ELECTRIC COMPANY

Send ORIGINAL Invoice to:

(See note below if using PG&E’s 

electronic invoicing system)

PG&E Accounts Payable*

PO Box 7760

San Francisco, CA 94120-7760 

Send COPY of Invoice to: Jennifer Brothers

6030 West Oaks Blvd., Suite 300

Rocklin, CA 95765 or ETS&PSContractInvoicing@pge.com

For information regarding invoice status, call PG&E’s Paid Help Line at (800) 756-PAID (7243) or go to AP 

Web Reporting site at www.pge.com/actpay.

*Note: Contractors using PG&E’s electronic invoicing system do not need to mail a copy of the invoice to 

PG&E Accounts Payable.

INTERNAL PG&E USE ONLY

Distribution Date

Distribution of Copies

Document Services

(Signed Original Copy)

Mail Code N5D

245 MARKET ST., SAN FRANCISCO

Contractor

(Signed Original Copy)

Work Supervisor Manager 

Invoice Approver Supervisor 

V.P. Sourcing/ Purchasing

Director Law 

DocuSign Envelope ID: A980B566-AAD8-492A-98D0-B643CA67B67B

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 11

of 13
Change Order No. 01 

Contract No. 9581 

Southwest Strategies, LLC 

Page 1 of 2 

62-4675 (08-21-18) Sourcing 

Contract Change Order 

This is Change Order (“CO”) No. 01 to Contract No. 9581 dated 07/20/2018 between the below-named Contractor 

(“Contractor”), a California corporation, and Pacific Gas and Electric Company (“PG&E”), a California corporation with its 

headquarters located at 77 Beale Street, San Francisco, California 94105. Contractor shall perform all Work under this 

Contract, as amended by this Change Order, pursuant to and in accordance with the terms and conditions of the Contract.

Contractor’s 

Legal Name: 

A. J. Excavation, Inc. This Contract Change Order consists of 3 page(s).

Contractor’s 

Address: 

9662 W. Kearney Blvd. 

Fresno, CA 93706 

Project Name: 74001173 Replace CB12,22, and 32 First Phase C1fz 

Job Location: Lodi Substation: San Joaquin County 

CHANGES: The Parties hereby modify the Contract referenced above as follows: 

Change Order No. 01 is issued to: 

Extend the CLF Term and Completion Date from September 15, 2018 to October 31, 2018. 

Parties specifically agree that this Contract shall be deemed to have been in effect continuously and without interruption since the original effective date 

of July 20, 2018. 

Add Time & Expense NTE $75,000.00 for additional support for contractor to provide class 2 baserock, demo of an additional foundation and work where 

directed by PG&E as further described in Attachment No. 1 – Additional Scope of Work. 

ATTACHMENTS: The following are attached to this Contract Change Order and incorporated herein by this reference. 

Attachment No. 1: Additional Scope of Work, Page 1 of 1 

PRICING CHANGES: Previous Total Contract Value: $ 142,605.00

Addition or Deduction: $ 75,000.00

Revised Total Contract Value: $ 217,605.00

All other terms and conditions of the Contract, as it may have been amended by previous Contract Change Order(s), if any, 

shall remain the same. 

THE PARTIES, BY SIGNATURE OF THEIR AUTHORIZED REPRESENTATIVES, HEREBY AGREE TO THE TERMS 

OF THIS CONTRACT CHANGE ORDER. 

PACIFIC GAS AND ELECTRIC COMPANY CONTRACTOR: A. J. EXCAVATION, INC.

Signature Signature 

Name Janetta Tarter Name Dave Swofford

Title Supervisor – Electric Transmission Title

Date Date

DocuSign Envelope ID: 3AAA5B8F-BAEF-45C9-9543-F463EF3E43C6

	



	

Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 12

of 13
Change Order No. 01 

Contract No. 9581 

Southwest Strategies, LLC 

Page 2 of 2 

62-4675 (08-21-18) Sourcing 

 

ADMINISTRATION

PG&E Negotiator Regina Hernandez Contractor 

Representative 

Dave Swofford

Phone Phone

Email: Regina.hernandez@yahoo.com Email:

Accounting 

Reference

74001173

INVOICE INSTRUCTIONS: 

As described in more detail 

in the Invoicing section of 

the Terms and Conditions, 

Contractor shall send 

invoices for each payment 

when due, showing the 

Purchase Order Number 

(starts with “27” or “35”) 

and the Line Item number, 

if applicable.

The default submission system for invoices to PACIFIC GAS AND ELECTRIC COMPANY should be through the Taulia 

electronic invoicing portal, which also provides real-time invoice payment status. 

In rare cases that it is infeasible for a supplier to use this system, please send paper invoices to the address below. 

Invoice payment status for paper invoices can be accessed through the automated PG&E Paid Help Line at (800) 756-

PAID (7243) or by emailing APPaidline@pge.com 

Send ORIGINAL Invoice to: PG&E Accounts Payable

PO Box 7760

San Francisco, CA 94120-7760

Send Invoice COPY to: [enter Address] 

INTERNAL PG&E USE ONLY

Distribution Date

Distribution of Copies

ARIBA Contracts (“27” series): Buyer uploads 

an executed copy in Ariba.

 Contractor 

(Signed Original Copy) 

 Work Supervisor Manager 

 Invoice Approver Supervisor 

 V.P. Sourcing/ Purchasing 

 Director Law 

DocuSign Envelope ID: 3AAA5B8F-BAEF-45C9-9543-F463EF3E43C6




		


Case: 19-30088 Doc# 1726 Filed: 04/26/19 Entered: 04/26/19 15:36:32 Page 13

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