BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

5REHUW$-XOLDQ6%1

&HFLO\$'XPDV6%1

%$.(5	+267(7/(5//3

%DWWHU\6WUHHW6XLWH

6DQ)UDQFLVFR&$

7HOHSKRQH 

)DFVLPLOH 

(PDLOUMXOLDQ#EDNHUODZFRP

(PDLOFGXPDV#EDNHUODZFRP

(ULF(6DJHUPDQ6%1

/DXUHQ7$WWDUG6%1

%$.(5	+267(7/(5//3

:LOVKLUH%RXOHYDUG

6XLWH

/RV$QJHOHV&$

7HOHSKRQH 

)DFVLPLOH 

(PDLOHVDJHUPDQ#EDNHUODZFRP

(PDLOODWWDUG#EDNHUODZFRP

Counsel for Official Committee of Tort Claimants 

81,7('67$7(6%$1.5837&<&2857

1257+(51',675,&72)&$/,)251,$

6$1)5$1&,6&2',9,6,21

,QUH

3*	(&25325$7,21

DQG

3$&,),&*$6$1'(/(&75,&

&203$1<   'HEWRUV

Ƒ$IIHFWV3*	(&RUSRUDWLRQ

Ƒ$IIHFWV3DFLILF*DVDQG(OHFWULF&RPSDQ\

Ŷ$IIHFWVERWK'HEWRUV

*All papers shall be filed in the Lead Case, 

No. 19-30088 (DM) 

%DQNUXSWF\&DVH

1R'0

&KDSWHU

/HDG&DVH

-RLQWO\$GPLQLVWHUHG

0(025$1'802)32,176$1'

$87+25,7,(6,168332572)

027,212)7+(2)),&,$/

&200,77((2)7257&/$,0$176

38568$177286&D$1'

$1')('5%$1.53D

)25(175<2)$125'(5

$33529,1*352326('02'(/

3522)2)&/$,0)250)25),5(

&/$,06$1'5(/$7('

352&('85(6

'DWH -XQH

7LPH DP3DFLILF7LPH

3ODFH 8QLWHG6WDWHV%DQNUXSWF\&RXUW

 &RXUWURRPWK)ORRU

 6DQ)UDQFLVFR&$

2EMHFWLRQ'HDGOLQH0D\

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 1 of

14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

L

7$%/(2)&217(176

, -85,6',&7,21

,, %$&.*5281'

,,, 7+(),5(&/$,06352326('&/$,0)250$1'352&('85(6

$ 7KH)LUH&ODLPV

% 7KH0RGHO)LUH3URRIRI&ODLP)RUP

& 3URSRVHG3URFHGXUHV

,9 $5*80(17

 

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 2 of

14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

LL

7$%/(2)$87+25,7,(6

 3DJHV

&DVHV

In re A.H. Robins, Co.

)GWK&LU

In re Babcock & Wilcox Co.

1R:/('/D2FW

In re Catholic Diocese of Wilmington, Inc.

&DVH1R%DQNU''HO

In re Cluff

%5%DQNU'8WDK

In re Diocese of Winona-Rochester

&DVH1R%DQNU'0LQQ

In re Eagle-Picher Indus., Inc.

%5%DQNU6'2KLR

In re Garner

%5%$3WK&LU

In re Jenny Lynn Mining Co.

)GWK&LU

In re Latin

%$31R(&:/%$3WK&LU)HE

In re the Diocese of New Ulm

&DVH1R%DQNU'0LQQ

In re TK Holdings Inc.

&DVH1R%DQNU''HO

In re USG Corp.

%5%DQNU''HO

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 3 of

14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

LLL

6WDWXWHV

86&

86&

86&

86&

86&

86&

86&D

86&D

86&

2WKHU$XWKRULWLHV

)HG5%DQNU3E

)HG5%DQNU3D

)HG5%DQNU3F

)HG5%DQNU3I

)HG5%DQNU3F

2UGHU5HIHUULQJ%DQNUXSWF\&DVHVDQG3URFHHGLQJVWR%DQNUXSWF\-XGJHV

*HQHUDO2UGHU

/RFDO5XOHD

 

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 4 of

14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO

, -85,6',&7,21

7KLV&RXUWKDVMXULVGLFWLRQWRFRQVLGHUWKLVPDWWHUSXUVXDQWWR86&DQG

WKH2UGHU5HIHUULQJ%DQNUXSWF\&DVHVDQG3URFHHGLQJVWR%DQNUXSWF\-XGJHV*HQHUDO2UGHU

1'&DODQG5XOHDRIWKH%DQNUXSWF\/RFDO5XOHVIRUWKH8QLWHG6WDWHV'LVWULFW&RXUW

IRUWKH1RUWKHUQ'LVWULFWRI&DOLIRUQLDWKH3%DQNUXSWF\/RFDO5XOHV ́7KLVLVDFRUHSURFHHGLQJ

SXUVXDQWWR86&E9HQXHLVSURSHUEHIRUHWKH&RXUWSXUVXDQWWR86&

DQG

,, %$&.*5281'

2Q -DQXDU\   WKH 33HWLWLRQ 'DWH ́ 3*	( &RUSRUDWLRQ 33*	( &RUS ́ DQG

3DFLILF*DVDQG(OHFWULF&RPSDQ\38WLOLW\ ́DVGHEWRUVDQGGHEWRUVLQSRVVHVVLRQFROOHFWLYHO\

33*	( ́RUWKH3'HEWRUV ́FRPPHQFHGZLWKWKH&RXUWYROXQWDU\FDVHVXQGHUFKDSWHURIWKH

%DQNUXSWF\&RGHWKH3&KDSWHU&DVHV ́

7KH'HEWRUVFRQWLQXHWRRSHUDWHWKHLUEXVLQHVVHVDQGPDQDJHWKHLUSURSHUWLHVDVGHEWRUVLQ

SRVVHVVLRQ SXUVXDQW WR VHFWLRQV D DQG  RI WLWOH  RI WKH 8QLWHG 6WDWHV &RGH

WKH3%DQNUXSWF\&RGH ́1RWUXVWHHRUH[DPLQHUKDVEHHQDSSRLQWHGLQWKH&KDSWHU&DVHV

7KH &KDSWHU  &DVHV DUH EHLQJMRLQWO\ DGPLQLVWHUHG IRU SURFHGXUDO SXUSRVHV RQO\ SXUVXDQWWR

5XOHERIWKH)HGHUDO5XOHVRI%DQNUXSWF\3URFHGXUHWKH3%DQNUXSWF\5XOHV ́

2Q)HEUXDU\WKH8QLWHG6WDWHV7UXVWHHWKH3867UXVWHH ́DSSRLQWHGDQ2IILFLDO

&RPPLWWHHRI8QVHFXUHG&UHGLWRUVWKH3&UHGLWRUV&RPPLWWHH ́2Q)HEUXDU\WKH86

7UXVWHHDSSRLQWHGWKH2IILFLDO&RPPLWWHHRI7RUW&ODLPDQWVWKH37&& ́$GGLWLRQDOLQIRUPDWLRQ

UHJDUGLQJWKHFLUFXPVWDQFHVOHDGLQJWRWKHFRPPHQFHPHQWRIWKH&KDSWHU&DVHVDQGLQIRUPDWLRQ

UHJDUGLQJWKH'HEWRUV¶EXVLQHVVHVDQGFDSLWDOVWUXFWXUHLVVHWIRUWKLQWKH$PHQGHG'HFODUDWLRQRI

-DVRQ3:HOOVLQ6XSSRUWRI)LUVW'D\0RWLRQVDQG5HODWHG5HOLHI 'NW1R WKH3:HOOV

'HFODUDWLRQ ́

,,, 7+(),5(&/$,06352326('&/$,0)250$1'352&('85(6

7KH'HEWRUV¶FKDSWHUILOLQJVZHUHQHFHVVLWDWHGE\DFRQIOXHQFHRIIDFWRUVUHVXOWLQJIURP

FDWDVWURSKLFILUHVWKDWRFFXUUHGLQ1RUWKHUQ&DOLIRUQLDSULRUWRWKH3HWLWLRQ'DWHDQGWKH'HEWRUV¶

SRWHQWLDO OLDELOLWLHV DULVLQJ WKHUHIURP  See :HOOV 'HFODUDWLRQ S   7KH 7&& DQWLFLSDWHV WKDW

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 5 of

14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



WKRXVDQGVRISDUWLHVDUHOLNHO\WRILOHFODLPVLQWKH&KDSWHU&DVHVDULVLQJIURPRUUHODWLQJWRILUHV

WKDWWKH'HEWRUVDUHDOOHJHGWRKDYHFDXVHGHDFKD3)LUH&ODLPDQW ́DQGFROOHFWLYHO\WKH3)LUH

&ODLPDQWV ́

$ 7KH)LUH&ODLPV

7KHILUHVDWLVVXHLQFOXGHILUHVWKDWRFFXUUHGRYHUDWKUHH\HDUSHULRG2WKH1RYHPEHU

&DPS)LUHWKH2FWREHU$WODV)LUHWKH2FWREHU$GREH)LUHWKH2FWREHU%HDU)LUH

WKH2FWREHU%OXH)LUHWKH2FWREHU&DVFDGH)LUHWKH2FWREHU&KHURNHH)LUHWKH

2FWREHU  +RQH\ )LUH WKH 2FWREHU  /D 3RUWH )LUH WKH 2FWREHU  /RER )LUH WKH

2FWREHU0F&RXUWQH\)LUHWKH2FWREHU1RUUERP)LUHWKH2FWREHU1XQV)LUHWKH

2FWREHU2DNPRQW)LUHWKH2FWREHU3DUWULFN)LUHWKH2FWREHU3RFNHW)LUHWKH

2FWREHU  3RLQW )LUH WKH 2FWREHU  3RWWHU )LUH WKH 2FWREHU 3\WKLDQ )LUH WKH

2FWREHU5HGZRRG)LUHWKH2FWREHU6XOSKXU)LUHWKH2FWREHU6XOOLYDQ)LUHWKH

2FWREHU  7XEEV )LUH WKH 2FWREHU   )LUH WKH 'HFHPEHU  *KRVW 6KLS )LUH

WKH6HSWHPEHU%XWWH)LUHDQGRWKHUILUHVWKDWRFFXUUHGLQ&DOLIRUQLDSULRUWRWKH3HWLWLRQ'DWH

HDFKD3)LUH ́DQGFROOHFWLYHO\WKH3)LUHV ́

2Q0DUFKWKH'HEWRUVILOHGWKHLU6FKHGXOHVRI$VVHWVDQG/LDELOLWLHVFROOHFWLYHO\

WKH36FKHGXOHV ́See'NW1RV	&ODLPVDULVLQJIURPRUUHODWHGWRWKH)LUHVFRPSULVH

RYHUSDJHVRILQGLYLGXDOV¶DQGHQWLWLHV¶QDPHVRQERWKWKH3*	(&RUS¶VDQGWKH8WLOLW\¶V

6FKHGXOH()Id.DW6FKHGXOH()7KH'HEWRUVKDYHVFKHGXOHGRYHUILUHUHODWHGFODLPV

7KH 'HEWRUV VFKHGXOHG HDFK ILUHUHODWHG FODLP LQ DQ 3XQGHWHUPLQHG ́ DPRXQW DQG DV

3GLVSXWHG ́3FRQWLQJHQW ́DQG3XQOLTXLGDWHG ́WKXVQHFHVVLWDWLQJWKHQHHGIRUYLUWXDOO\DOOLIQRWDOO

)LUH&ODLPDQWVWRILOHSURRIVRIFODLPLQWKH&KDSWHU&DVHV,QIDFWPDQ\)LUH&ODLPDQWVKDYH

EHJXQILOLQJSURRIVRIFODLPXVLQJWKHIRUPSURYLGHGE\3ULPH&OHUNRQLWVZHEVLWH2i.e.2IILFLDO

)RUP

2IILFLDO)RUPKRZHYHULVQRWWDLORUHGWRSUHSHWLWLRQFODLPVDJDLQVWWKH'HEWRUV IRU

PRQHWDU\ORVVHVSHUVRQDOLQMXULHVLQFOXGLQJGHDWKORVVHVRUDVVHUWHGGDPDJHVDULVLQJRXWRIRU

UHODWLQJ WR WKH )LUHV HDFK D 3)LUH &ODLP ́ DQG FROOHFWLYHO\ WKH 3)LUH &ODLPV ́  7KLV IRUP

FRQWDLQVVHYHUDOVHFWLRQVWKDWDUHXQOLNHO\WRDSSO\WR)LUH&ODLPV2e.g.VHFXUHGVWDWXV2IILFLDO

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 6 of

14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



)RUPDWFXUHDPRXQWXQGHUDOHDVHid.DWVHWRIIULJKWVid.DWDQGSULRULW\id.

DW)RUPDQ\)LUH&ODLPDQWVWKHDPRXQWRIWKHLU)LUH&ODLPVPD\EHXQGHWHUPLQHGGXHWR

WKHQDWXUHRIWKHFODLPVEHLQJDVVHUWHGDQGEHFDXVHGDPDJHVFRQWLQXHWRDFFUXHid.DW

:KLOHDOO)LUH&ODLPVDULVHRXWRID)LUHHDFK)LUH&ODLPLVXQLTXH$FFRUGLQJWRWKH&DPS

)LUH,QIRUPDWLRQ:HEVLWHPDLQWDLQHGE\WKH&DOLIRUQLD'HSDUWPHQWRI)RUHVWU\DQG)LUH3URWHFWLRQ

DV RI -DQXDU\   WKH  &DPS )LUH DORQH FRQVXPHG  DFUHV GHVWUR\HG 

UHVLGHQFHVFRPPHUFLDOVWUXFWXUHVRWKHUEXLOGLQJVDQGUHVXOWHGLQIDWDOLWLHV(DFK

)LUH&ODLPDULVLQJRXWRIRU UHODWHGWRD)LUHLQYROYHVGLIIHUHQWDQGXQLTXH UHDOHVWDWHSHUVRQDO

EHORQJLQJVDQGLQMXULHV7KH7&& UHVSHFWIXOO\VXEPLWVWKDWWKHSURRIRIFODLP IRUP IRUD)LUH

&ODLPVKRXOGEHFXVWRPL]HGWRWDUJHWLQIRUPDWLRQUHJDUGLQJWKHHYHQWVJLYLQJULVHWRWKH)LUH&ODLP

WKHDOOHJHGKDUPDQGWKHGDPDJHVVRXJKWDQGVKRXOGHOLPLQDWHWKHQHHGWRSURYLGHLQIRUPDWLRQ

WKDWLVXQQHFHVVDU\WRJLYHWKH'HEWRUVQRWLFHDQGWKDWPD\QRWEHDYDLODEOHDWWKLVWLPH

% 7KH0RGHO)LUH3URRIRI&ODLP)RUP

7RWKLVHQGWKH7&&KDVSUHSDUHGDPRGHOSURRIRIFODLPIRUPDWWDFKHGWRWKH0RWLRQDV

([KLELW$WKH3)LUH3URRIRI&ODLP)RUP ́ZKLFKKDVEHHQWDLORUHGWRWKHVH&KDSWHU&DVHV

EXW VXEVWDQWLDOO\ FRQIRUPVWRWKH2IILFLDO )RUP7KH )LUH 3URRI RI&ODLP )RUPLVLQWHQGHGWR

VLPSOLI\WKHSURFHVVIRU)LUH&ODLPDQWVWRILOHDSURRIRIFODLPDJDLQVWWKH'HEWRUVLQUHVSHFWRIDQ\

SUHSHWLWLRQ)LUH&ODLPHDFKD3)LUH3URRIRI&ODLP ́

7KHSURSRVHG)LUH3URRIRI&ODLP)RUPUHTXHVWVLPSRUWDQWLQIRUPDWLRQUHODWLQJWRHDFK)LUH

&ODLP(DFK)LUH&ODLPDQWZLOOLGHQWLI\WKH)LUHRUWKHORFDWLRQRIWKHLUORVVDOORZLQJFRQILUPDWLRQ

WKDWWKHLUORVVZDVLQDQDIIHFWHGDUHD(DFK)LUH&ODLPDQWZLOOEHUHTXLUHGWRVSHFLI\WKHDOOHJHG

KDUPFDXVHGE\WKH)LUH2e.g.SURSHUW\GDPDJHSHUVRQDOLQMXU\ZURQJIXOGHDWKEXVLQHVVORVVRU

LQWHUUXSWLRQ ORVW ZDJHV DQG HDUQLQJ FDSDFLW\ ORVV RI FRPPXQLW\ DQG HVVHQWLDO VHUYLFHV RU

DJULFXOWXUDO ORVV  (DFK )LUH &ODLPDQW ZLOO EH UHTXLUHG WR VSHFLI\ WKH GDPDJHV EHLQJ VRXJKW2

e.g.HFRQRPLF GDPDJHV QRQHFRQRPLF GDPDJHV SXQLWLYH H[HPSODU\ GDPDJHV DQG VWDWXWRU\

GDPDJHVDWWRUQH\¶V IHHVDQGOLWLJDWLRQFRVWVLQWHUHVWDQGDQ\RWKHUGDPDJHV UHFRYHUDEOHXQGHU

&DOLIRUQLDODZ(DFK)LUH3URRI RI&ODLP)RUPZLOO UHTXLUHHDFK)LUH&ODLPDQWWR SURYLGHWKH

DGGUHVVWRZKLFKQRWLFHVDQGSD\PHQWDUHWREHVHQWDQGPXVWEHVLJQHGE\WKH)LUH&ODLPDQWRUDQ

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 7 of

14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



DWWRUQH\RUDXWKRUL]HGDJHQWXQGHUSHQDOW\RISHUMXU\LQDFFRUGDQFHZLWK86&

DQG7KLVLQIRUPDWLRQZLOOSURYLGHDOOSDUWLHVLQLQWHUHVWZLWKQRWLFHRIWKHEDVLVDQGHYHQWV

JLYLQJULVHWRHDFK)LUH&ODLP

& 3URSRVHG3URFHGXUHV

7KH7&& UHTXHVWVWKDWWKH&RXUWDSSURYHWKH)LUH3URRI RI&ODLP)RUPDQG ILQGWKDWLW

FRPSOLHVZLWKWKHDSSURSULDWH2IILFLDO)RUPDQG%DQNUXSWF\5XOHD7REHFOHDUWKH7&&

LVQRWDVNLQJWKH&RXUWWR UHTXLUH)LUH&ODLPDQWVWKDWKDYHDOUHDG\ ILOHGDSURRIRIFODLPXVLQJ

2IILFLDO)RUPWRILOHDQHZSURRIRIFODLP7KH7&&LVQRWDVNLQJWKH&RXUWWRHVWDEOLVKDEDU

GDWHIRUDQ\SDUW\WRILOHDSURRIRIFODLPLQFOXGLQJ)LUH3URRIVRI&ODLPRUWRDSSURYHWKHIRUP

RUPDQQHURIDQ\QRWLFHVWREHJLYHQWRNQRZQDQGXQNQRZQFODLPDQWVLQFOXGLQJWKHQRWLFHRIDQ\

EDU GDWH RU DQ\ QRWLFH E\ SXEOLFDWLRQ  7KH 7&& UHVHUYHVLWV ULJKWV ZLWK UHVSHFWWR SURFHGXUHV

SURSRVHGE\WKH'HEWRUV

7RLPSOHPHQWWKHXVHRIWKHSURSRVHG)LUH3URRIRI&ODLP)RUPWKH7&&SURSRVHVWKH

IROORZLQJSURFHGXUHV

 3ULPH&OHUNZLOOPRGLI\WKHZHEVLWHPDLQWDLQHGIRUWKH'HEWRUV¶&KDSWHU&DVHV

ORFDWHG DW KWWSVUHVWUXFWXULQJSULPHFOHUNFRPSJH VR WKDW D WKH )LUH 3URRI RI

&ODLP )RUPLV SXEOLFO\ DFFHVVLEOH DQG EWKH ZHESDJH DVVRFLDWHG ZLWKWKHOLQN

HQWLWOHG 36XEPLW D &ODLP ́ WKH 3(OHFWURQLF )LOLQJ 6\VWHP ́LV PRGLILHG VRWKDW

SRWHQWLDO)LUH&ODLPDQWVWKDWFKRRVHWRILOHDSURRIRIFODLPIRUPEHIRUHDGHDGOLQH

WRILOH)LUH3URRIVRI&ODLPLVHVWDEOLVKHGDUHGLUHFWHGWRDQGFDQFRPSOHWHWKH)LUH

3URRIRI&ODLP)RUP

 $Q\)LUH&ODLPDQWWKDWKDVDOUHDG\ILOHGDSURRIRIFODLPZLWK3ULPH&OHUNDJDLQVW

DQ\ RIWKH'HEWRUV XWLOL]LQJ D FODLP IRUPWKDW VXEVWDQWLDOO\ FRQIRUPVWR 2IILFLDO

)RUP1RLVQRWUHTXLUHGWRILOHDQRWKHUSURRIRIFODLPRUDQDPHQGHGSURRIRI

FODLPXVLQJWKH)LUH3URRIRI&ODLP)RUP

 $Q\)LUH&ODLPDQWWKDWFKRVHVWRGRVRPD\ILOHD)LUH3URRIRI&ODLPXVLQJ2IILFLDO

)RUPprovidedhoweverWKDWWKH(OHFWURQLF)LOLQJ6\VWHPVKDOOGHIDXOWWRWKH

)LUH3URRIRI&ODLP)RUPIRUDQ\SDUW\WKDWLGHQWLILHVLWVHOIDVD)LUH&ODLPDQW

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 8 of

14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



7KHIRUHJRLQJSURFHGXUHVSURYLGHLQVWUXFWLRQDVWRKRZWKHXVHRIWKH)LUH3URRIRI&ODLP

)RUP VKRXOG EH LPSOHPHQWHG DQG ZLOO HOLPLQDWH XQFHUWDLQW\ DPRQJ )LUH &ODLPDQWV WKDW KDYH

DOUHDG\ILOHGSURRIVRIFODLPDJDLQVWWKH'HEWRUV

,9 $5*80(17

7KHUHOLHIVRXJKWKHUHLQLVDSSURSULDWHXQGHUWKH%DQNUXSWF\&RGHWKH%DQNUXSWF\5XOHV

DQGDSSOLFDEOHFDVHODZ6HFWLRQDRIWKH%DQNUXSWF\&RGHSURYLGHVWKDWDFUHGLWRU3PD\ILOH

DSURRIRIFODLP ́86&D%DQNUXSWF\5XOHDSURYLGHVWKDW3$SURRIRIFODLP

LVDZULWWHQVWDWHPHQWVHWWLQJIRUWKDFUHGLWRU¶VFODLP$SURRIRIFODLPVKDOOFRQIRUPVXEVWDQWLDOO\

WRWKHDSSURSULDWH2IILFLDO)RUP ́)HG5%DQNU3D

7KH'HEWRUVVFKHGXOHGHDFK)LUH&ODLPLQDQ3XQGHWHUPLQHG ́DPRXQWDQGDV3GLVSXWHG ́

3FRQWLQJHQW ́DQG3XQOLTXLGDWHG ́%DQNUXSWF\5XOHFSURYLGHVWKDWDQ\FUHGLWRUZKRVH

FODLP3LVQRWVFKHGXOHGRUVFKHGXOHGDVGLVSXWHGFRQWLQJHQWRUXQOLTXLGDWHGVKDOOILOHDSURRIRI

FODLP ́ZLWKLQWKHWLPHSUHVFULEHGE\%DQNUXSWF\5XOHFDQGWKDW3DQ\FUHGLWRUZKRIDLOV

WRGRVRVKDOOQRWEHWUHDWHGDVDFUHGLWRUZLWK UHVSHFWWRVXFKFODLP IRUSXUSRVHVRIYRWLQJDQG

GLVWULEXWLRQ ́)HG5%DQNU3F7KHUHIRUHHDFK)LUH&ODLPDQWWKDWIDLOVWRILOHD)LUH

3URRIRI&ODLPZLOOQRWEHWUHDWHGDVDFUHGLWRUIRUSXUSRVHVRIYRWLQJDQGGLVWULEXWLRQ

$QLPSRUWDQWIXQFWLRQRIDSURRIRIFODLPLVWKDWLWSURYLGHVQRWLFH$VWKH1LQWK&LUFXLW

H[SODLQHGLQIn re Barker3>W@KHSURRIRIFODLPSOD\VWKHLPSRUWDQWUROHRIμDOHUW>LQJ@WKHFRXUW

WUXVWHHDQGRWKHUFUHGLWRUVDVZHOODVWKHGHEWRUWRFODLPVDJDLQVWWKHHVWDWH¶DQGWKHFUHGLWRU¶V

LQWHQWLRQWRHQIRUFHWKHFODLPV ́)GWK&LUTXRWLQJIn re Daystar of 

California, Inc.%5%DQNU&'&DO$VWKH%DQNUXSWF\$SSHOODWH3DQHO

IRXQGLQIn re HeathWKHHYLGHQWLDU\HIIHFWRIDSURRIRIFODLPLV3VLPLODUWRDYHULILHGFRPSODLQW ́

%5%$3WK&LUIROORZLQJIn re Cluff%5%DQNU'8WDK

 In re Garner  %5   %$3 WK &LU  see In re Latin %$3

1R(&:/DW
%$3WK&LU)HE3$SURRIRIFODLPLV

RIWHQDQDORJL]HGWRDFRPSODLQW ́

:KHQDFODLPLV3EDVHGRQDZULWLQJ ́%DQNUXSWF\5XOHFUHTXLUHVWKHFODLPDQWWR

SURYLGHVXSSRUWLQJGRFXPHQWDWLRQE\ILOLQJ3DFRS\RIWKHZULWLQJ ́ZLWKWKHSURRIRIFODLP)HG

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 9 of

14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



5%DQNU3F:KHQGRFXPHQWVDUHYROXPLQRXVSDUWLHVFDQDWWDFKDVXPPDU\VRWKHFRXUW

LVQRW3LQXQGDWHG ́ZLWKGRFXPHQWVCluff%5DW

+RZHYHUZKHQDFODLPLVQRWEDVHGRQDZULWLQJVXFKDVDFODLPWKDWLV3FUHDWHGE\VWDWXWH ́

RUDULVHV3E\RSHUDWLRQRIWRUWODZ ́3QRGRFXPHQWDWLRQLVUHTXLUHGWRDFKLHYHprima facieVWDWXV ́

Id. DW  GLVFXVVLQJ DGYLVRU\ FRPPLWWHH QRWHWR%DQNUXSWF\5XOHF DQG ILQGLQJWKDWLW

DSSOLHVWRFODLPVZKHUHWKHZULWLQJ3FRQVWLWXWHVD IXQGDPHQWDOSDUW ́WKHUHRI7KLV SULQFLSOHLV

LOOXVWUDWHG E\ WKH 1LQWK &LUFXLW¶V GHFLVLRQ LQ In re Los Angeles International Airport Hotel 

AssociatesZKHUHLQWKH&LUFXLW XSKHOGWKH UHYHUVDO RI D%DQNUXSWF\&RXUW GHFLVLRQ UHTXLULQJ D

WD[LQJ DXWKRULW\WR DWWDFK VXSSRUWLQJ GRFXPHQWDWLRQWR D SURRI RI FODLP UHIOHFWLQJ DWD[ FODLP

)GWK&LU,QWKDWFDVHWKHGHEWRU¶VSRVLWLRQPLVVHGWKHQDWXUHRIWKH

XQGHUO\LQJ3OHJDOREOLJDWLRQ>@ ́ZKLFKZDVFUHDWHGE\VWDWXWHDQGQRWDFRQWUDFWId.

7KH1LQWK&LUFXLWIRXQGWKDW3>L@QWKHFDVHRIDFRQWUDFWWKHOHJDOREOLJDWLRQLVFUHDWHGE\

WKHZULWLQJLWVHOI ́KRZHYHU3>L@QWKHFDVHRID>@WD[WKHREOLJDWLRQWRSD\WKHWD[LVFUHDWHGVROHO\

E\WKHFRPSOHWLRQRIWKHWUDQVDFWLRQWRZKLFKWKHVWDWHVWDWXWHDSSOLHV ́Id.7KH&LUFXLWKHOGWKDW

WKHWD[REOLJDWLRQZDV3DVFHUWDLQDEOHHYHQDEVHQWVXFKDZULWLQJ ́DQGWKDW35XOHFLVLQYRNHG

ZKHUHWKHREOLJDWLRQLWVHOI ́LV3EDVHGXSRQDZULWLQJ ́Id.7KXVZKHQ3QRZULWLQJLVUHTXLUHGWR

FUHDWHD>@OLDELOLW\ ́35XOHFGRHVQRWDSSO\WRFODLPVIRUVXFKGHEW ́Id.HPSKDVLVDGGHG

see In re Jenny Lynn Mining Co.)GWK&LUQRGRFXPHQWDWLRQKDGWREH

DWWDFKHGWRSURRI RIFODLP XQGHU IRUPHU%DQNUXSWF\5XOHFZKHUHFODLPZDV EDVHG RQ

VWDWXWHDQGQRWRQZULWLQJVLQFHWKHUH3ZDVQRGRFXPHQWDWLRQWKDWZRXOGKDYHSURYLGHGDGGLWLRQDO

QRWLFHIRUWKHEDVLVRIWKHFODLP ́

$VWKHFRXUWLQCluffUHFRJQL]HGWKHVDPHUDWLRQDOHDSSOLHVHTXDOO\WRFODLPVDULVLQJ3E\

RSHUDWLRQRIWRUWODZ ́%5DW7KH'HEWRUV¶OHJDOREOLJDWLRQWRSD\)LUH&ODLPDQWVLVQRW

FUHDWHG E\ D ZULWLQJ  1R ZULWLQJ LV UHTXLUHG WR FUHDWH VXFK OLDELOLW\  8QGHU Los Angeles 

International Airport5XOHF¶VGRFXPHQWDWLRQUHTXLUHPHQWGRHVQRWDSSO\WR)LUH&ODLPV

)GDW1RGRFXPHQWDWLRQLVQHFHVVDU\WRSURYLGHWKH'HEWRUVZLWKQRWLFHRIWKHEDVLV

IRUWKH)LUH&ODLPVSee Jenny Lynn)GDW$QGQRGRFXPHQWDWLRQLVQHFHVVDU\IRUD

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 10

of 14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



)LUH3URRIRI&ODLPWREHHQWLWOHGWRWKH3SUHVXPSWLYHYDOLGLW\ ́DWWULEXWHGWRLWXQGHU%DQNUXSWF\

5XOHILos Angeles Int’l Airport)GDWsee Cluff%5DW

,Q PDVV WRUW EDQNUXSWFLHV FRXUWV URXWLQHO\ SHUPLW SDUWLHV WR PDNH PRGLILFDWLRQV WR WKH

2IILFLDO )RUP   See, e.g. In re A.H. Robins, Co.  )G   WK &LU 

GLVFXVVLQJFXVWRPGHVLJQHGTXHVWLRQQDLUHXVHGWRHOLFLWLQIRUPDWLRQWRHVWDEOLVKJURXQGVIRUWRUW

OLDELOLW\ DQG YDOLGLW\ RI SURRIV RI FODLPLQ FKDSWHU  EDQNUXSWF\ RI PDQXIDFWXUHU RI GHIHFWLYH

PHGLFDOGHYLFHVIn re Diocese of Winona-Rochester&DVH1R%DQNU'0LQQ

'NW1R DSSURYLQJFXVWRPSURRIRIFODLP IRUPWKDWLQFOXGHGDGHWDLOHGTXHVWLRQQDLUH IRU

FODLPDQWVDOOHJLQJVH[XDODEXVHIn re TK Holdings Inc.&DVH1R%DQNU''HO

'NW1R([%DSSURYLQJPRGHOSURRIRIFODLPIRUPIRULQGLYLGXDOVZKRRZQHGYHKLFOHV

HTXLSSHGZLWKDLUEDJLQIODWRUVFRQWDLQLQJSKDVHVWDELOL]HGDPPRQLXPQLWUDWH36$1WRILOHFODLPV

WKDWUHTXLUHGHDFKFODLPDQWWRSURYLGHYHKLFOHVSHFLILFLQIRUPDWLRQIn re the Diocese of New Ulm

&DVH1R%DQNU'0LQQ'NW1RDSSURYLQJFXVWRPSURRIRIFODLPIRUP

IRUFODLPDQWVFODLPLQJVH[XDODEXVHIn re Catholic Diocese of Wilmington, Inc.&DVH1R

%DQNU''HO'NW1RDSSURYLQJFXVWRPSURRIRIFODLPIRUPIRUFODLPDQWV

DOOHJLQJVH[XDODEXVHZKLFKFODLPIRUPUHTXHVWHGLQIRUPDWLRQDERXWWKHDOOHJHGDEXVHDQGDOORZHG

FODLPDQWVWRHOHFWFRQILGHQWLDOWUHDWPHQW RIFODLPVThe Roman Catholic Bishop of San Diego

&DVH1R/$ %DQNU&'&DO 'NW1RDSSURYLQJFXVWRPSURRIRI

FODLPIRUPIRUFODLPDQWVDOOHJLQJVH[XDODEXVHWKDWUHTXLUHGLQIRUPDWLRQUHJDUGLQJEDVLVRIDEXVH

FODLPVXFKDVGDWHRIDFWVQDWXUHRIDFWVZLWQHVVHVFODLPDQWLPSDFWVWDWHPHQWDQGUHODWHGOHJDO

SURFHHGLQJVIn re Roman Catholic Archbishop of Portland in Oregon dba the Archdiocese of 

Portland in Oregon&DVH1RHOS%DQNU'2U'NW1RVDQG

DSSURYLQJSURRIRIFODLPIRUPZLWKFXVWRPL]HGVHFWLRQIRUFODLPDQWVDOOHJLQJVH[XDODEXVHThe

Roman Catholic Church of the Diocese of Tucson aka the Diocese of Tucson&DVH1REN

%0:%DQNU'$UL]'NW1RDSSURYLQJFXVWRPSURRIRIFODLPIRUPZLWK

GHWDLOHGTXHVWLRQQDLUHIRUFODLPDQWVZKRFODLPVH[XDODEXVHE\FOHUJ\In re USG Corp.%5

%DQNU''HOHVWDEOLVKLQJFXVWRPSURRIRIFODLPIRUPIRUDVEHVWRVFODLPDQWV

LQFOXGLQJVSHFLILFLQIRUPDWLRQUHJDUGLQJGDWHVDQGH[WHQWRIH[SRVXUHPHGLFDOUHFRUGVSHQGLQJ

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 11

of 14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



OLWLJDWLRQUHFRUGVHWFIn re Babcock & Wilcox Co.1R:/DW
('

/D2FW   FRQVLGHULQJFXVWRP SURRI RIFODLP IRUP IRUDVEHVWRVFODLPDQWVDQG RUGHULQJ

GHEWRUVWRPDNHFHUWDLQFKDQJHVWRLQVWUXFWLRQVDQGSURRIRIFODLPIRUPWRFRQIRUPZLWK$VEHVWRV

&ODLPDQW&RPPLWWHH UHTXHVWVIn re Eagle-Picher Indus., Inc.%5 %DQNU6'

2KLRQRWLQJWKDWWKHFDVHLQYROYHGDKLJKO\SXEOLFL]HGDQGQDWLRQDODGYHUWLVLQJFDPSDLJQ

DVZHOODVDFRXUWDSSURYHGSURRIRIFODLPIRUP

6XFKPRGLILFDWLRQVVHUYHVHYHUDOLPSRUWDQWIXQFWLRQV)LUVWWKHIRUPFDQEHPRGLILHGVR

WKDW HDFK FODLPDQW SURYLGHV VSHFLILF LQIRUPDWLRQ DERXW WKH EDVLV IRU WKH WRUW FODLP ZKLFK

LQIRUPDWLRQ ZLOO SURYLGH EHWWHU QRWLFH WKDQ ZRXOG RWKHUZLVH RFFXU  6HFRQG WKH IRUP FDQ EH

VLPSOLILHGWRHOLPLQDWHUHTXHVWVIRULQIRUPDWLRQWKDWLVXQOLNHO\WRDSSO\%\HOLPLQDWLQJSRWHQWLDO

JURXQGVIRUFRQIXVLRQDFXVWRPL]HGSURRIRIFODLPIRUPFDQUHVXOWLQPRUHYDOLGFODLPVEHLQJILOHG

7KLUGWKHIRUPFDQEHPRGLILHGWRHVWDEOLVKUHDVRQDEOHH[SHFWDWLRQVUHJDUGLQJDFODLPDQW¶VDELOLW\

WRSURYLGHDFODLPDPRXQW:KHUHFODLPVDUHXQGHWHUPLQHGXQOLTXLGDWHGRUFHUWDLQHOHPHQWVKDYH

\HWWREHGHWHUPLQHGWKURXJKH[SHUWWHVWLPRQ\RURWKHUZLVHFODLPDQWVVKRXOGQRWEHUHTXLUHGWR

LGHQWLI\ D FODLP DPRXQW  See, e.g. TK Holdings &DVH 1R  'NW 1R  ([ %

SHUPLWWLQJSDUWLHVDVVHUWLQJ36$1UHODWHGFODLPVWRDVVHUWVXFKFODLPVLQDQ3XQNQRZQ ́DPRXQW

+HUHWKH)LUH3URRIRI&ODLP)RUPVHUYHVHDFKRIWKHVHIXQFWLRQV)LUVWWKH)LUH3URRIRI

&ODLP)RUPLQFRUSRUDWHVDTXHVWLRQQDLUHWRHOLFLWLQIRUPDWLRQ UHJDUGLQJWKHEDVLV IRUWKHFODLP

(DFK)LUH&ODLPDQWZLOOEHUHTXLUHGWRLGHQWLI\WKHVSHFLILF)LUHJLYLQJULVHWRWKH)LUH&ODLPWKH

DOOHJHGKDUPFDXVHGE\VXFK)LUHDQGWKHGDPDJHVEHLQJVRXJKW7KLVZLOOSXWWKH'HEWRUVDQG

RWKHUSDUWLHVLQWKH&KDSWHU&DVHVRQQRWLFHRIWKHEDVLVIRUHDFK)LUH&ODLPDVZHOODVHDFK)LUH

&ODLPDQW¶VLQWHQWWR KROGWKH'HEWRUVOLDEOHWKHUHIRU6LQFHWKH)LUH&ODLPVDUHWRUWFODLPV QR

DGGLWLRQDOLQIRUPDWLRQLVQHFHVVDU\WRSURYLGHWKH'HEWRUVRURWKHUSDUWLHVZLWKQRWLFHRIWKHEDVLV

IRUWKH)LUH&ODLPVSee Los Angeles Int’l Airport)GDWJenny Lynn)GDW

6HFRQGWKH)LUH3URRIRI&ODLP)RUPLVDOVRPRUHXVHUIULHQGO\WKDQWKH2IILFLDO)RUP

%\HOLPLQDWLQJUHTXHVWVIRULQIRUPDWLRQWKDWLVXQOLNHO\WRDSSO\2e.g.VHFXUHGVWDWXVFXUHDPRXQW

VHWRIIULJKWVDQGSULRULW\2WKH)LUH3URRIRI&ODLP)RUPHOLPLQDWHVSRWHQWLDOJURXQGVIRUFRQIXVLRQ

DQGZLOOIRFXVHDFK)LUH&ODLPDQWRQSURYLGLQJWKHLQIRUPDWLRQWKDWUHIOHFWVWKHEDVLVIRUWKH)LUH

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 12

of 14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



&ODLPEHLQJDVVHUWHG7KHJRDOLVIRUDOO)LUH&ODLPDQWVZLWKYDOLGFODLPVDJDLQVWWKH'HEWRUVWR

SDUWLFLSDWHLQWKH&KDSWHU&DVHV7KLVLVFULWLFDOKHUHJLYHQWKHZD\WKH'HEWRUVVFKHGXOHG)LUH

&ODLPVDQGWKHFRQVHTXHQFHVRIQRWILOLQJDSURRIRIFODLPLQWKH&KDSWHU&DVHV

7KLUGWKH)LUH3URRIRI&ODLP)RUPKDVEHHQPRGLILHGWRHVWDEOLVKUHDVRQDEOHH[SHFWDWLRQV

UHJDUGLQJDFODLPDQW¶VDELOLW\RULQDELOLW\WRSURYLGHDFODLPDPRXQWDQGWRPDNHLWFOHDUWKDW

VXSSRUWLQJGRFXPHQWDWLRQLVQRWUHTXLUHGDWWKLVWLPH)LUH&ODLPVIRUSHUVRQDOLQMXULHVLQFOXGLQJ

GHDWKDQGHPRWLRQDOGLVWUHVVDUHXQOLTXLGDWHGDQGPD\QRWEHGHWHUPLQHGH[FHSWWKURXJKH[SHUW

DQGRWKHUWHVWLPRQ\7KH'HEWRUVGLGQRWLGHQWLI\DGROODUDPRXQWIRUDVLQJOH)LUH&ODLPOLVWHGLQ

WKH6FKHGXOHVRSWLQJLQVWHDGWRDVVHUWWKDWDOODUH3XQGHWHUPLQHG ́7KH)LUH3URRIRI&ODLP)RUP

GRHVQRWUHTXLUH)LUH&ODLPDQWVWROLVWDQDPRXQWIRUWKHLUFODLPVDVWKLVZRXOGVHUYHQRXVHIXO

SXUSRVHDWWKLVVWDJHLQWKH&KDSWHU&DVHV,QDGGLWLRQWKHSURSRVHGLQVWUXFWLRQVPDNHLWFOHDU

WKDWVXSSRUWLQJGRFXPHQWDWLRQLVQRWUHTXLUHGDWWKLVWLPH$VWKHFRXUWV¶DQDO\VHVLQLos Angeles 

International Airport Cluff DQG Jenny Lynn VKRZ VXFK GRFXPHQWDWLRQ LV QHLWKHU UHTXLUHG E\

%DQNUXSWF\5XOHFQRULVLWQHFHVVDU\WRSXWWKH'HEWRUVDQGRWKHUSDUWLHVRQQRWLFHRIWKH

)LUH&ODLPV

7KHGD\ZLOOFRPHZKHQDGGLWLRQDOGRFXPHQWDWLRQDQGLQIRUPDWLRQZLOOEHQHFHVVDU\7KH

7&&H[SHFWVWKDWWKLVZLOORFFXULQFRQQHFWLRQZLWKDQ\FODLPVHVWLPDWLRQSURFHHGLQJVWKDWWDNH

SODFHLQWKH&KDSWHU&DVHV7KH7&&IXUWKHUH[SHFWVWKDWFHUWDLQLQIRUPDWLRQREWDLQHGWKURXJK

WKHSURRIRIFODLPILOLQJSURFHVVPD\EHXQQHFHVVDU\WRHVWLPDWHFHUWDLQFODLPVJLYHQLQIRUPDWLRQ

DYDLODEOH WKURXJK GDWDEDVHV PDLQWDLQHG LQ FRQQHFWLRQ ZLWK YDULRXV VWDWH FRXUW SURFHHGLQJV

,WZRXOG EH ERWK SUHPDWXUH DQG XQGXO\ EXUGHQVRPHWR UHTXLUH )LUH&ODLPDQWVWR HVWLPDWHWKHLU

FODLPV DV SDUW RI WKH SURRIRIFODLP ILOLQJ SURFHVV  7KH )LUH 3URRI RI &ODLP )RUP OLNH WKH

FXVWRPL]HGIRUPVDSSURYHGLQWKHPDVVWRUWEDQNUXSWFLHVFLWHGDERYHHOLFLWVLQIRUPDWLRQDQGZLOO

SURYLGHSDUWLHVZLWKDGHTXDWHQRWLFHRIWKHEDVLVIRUWKH)LUH&ODLPVEHLQJDVVHUWHG

7KH7&&EHOLHYHVWKDWLWLVERWKQHFHVVDU\DQGDSSURSULDWHIRUWKH&RXUWWRDSSURYHDPRGHO

SURRIRIFODLPIRUPIRU)LUH&ODLPVDWWKLVHDUO\VWDJHLQWKH&KDSWHU&DVHVVRWKDW)LUH&ODLPDQWV

WKDWDFFHVVWKHZHEVLWHPDLQWDLQHGE\3ULPH&OHUNIRUWKH&KDSWHU&DVHVFDQDYDLOWKHPVHOYHV

RIWKHVLPSOLILHGIRUP7KH)LUH3URRIRI&ODLP)RUPZDVGHVLJQHGZLWKWKHVHREMHFWLYHVLQPLQG

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 13

of 14
























































BAKER 

&

HOSTETLER LLP

ATTORNEYS AT LAW

SAN FRANCISCO



DQG WR HDVHWKH EXUGHQ LPSRVHG RQ )LUH &ODLPDQWV E\ QRW UHTXLULQJ )LUH &ODLPDQWV WR SURYLGH

LQIRUPDWLRQWKDWLVQRWDYDLODEOHDQGLQVWHDGIRFXVRQLQIRUPDWLRQWKDWZLOOSURYLGHDOOSDUWLHVLQ

LQWHUHVWZLWKFOHDUQRWLFHRIWKHEDVLVIRUDQGHYHQWVJLYLQJULVHWRHDFK)LUH&ODLP$FFRUGLQJO\

WKH7&&UHVSHFWIXOO\VXEPLWVWKDWWKHUHOLHIVRXJKWKHUHLQLVQHFHVVDU\DQGDSSURSULDWHDQGVKRXOG

EHJUDQWHG

'DWHG0D\

%$.(5	+267(7/(5//3

%\ V&HFLO\'XPDV   

&HFLO\'XPDV

Attorneys for The Official Committee of Tort 

Claimants

Case: 19-30088 Doc# 1825 Filed: 05/03/19 Entered: 05/03/19 11:27:29 Page 14

of 14