IN THE COURT OF APPEALS OF TENNESSEE

AT JACKSON

April 17, 2012 Session Heard at Memphis

DIANE R. CANNON KELLON and WILLIAM T. KELLON v. MARSHA

LEE, M.D. and SEMMES-MURPHEY CLINIC

Appeal from the Circuit Court for Shelby County

No. 97419TD Donna M. Fields, Judge

No. W2011-00195-COA-R3-CV - Filed May 21, 2012

This is a medical malpractice case wherein a patient suffered permanent neurological

impairment after delay of surgery to correct a ruptured disc in her spine. The patient sued the

doctor who treated her at a minor medical clinic, and a neurological clinic, alleging that both

failed to ensure that the patient was treated promptly. The jury found that the doctor did not

breach the standard of care, but awarded damages against the neurological clinic. The

neurological clinic moved for judgment in accordance with a motion for a directed verdict

on the ground that the patient failed to prove causation. The trial court granted the motion,

as well as a conditional motion for new trial as to the neurological clinic only. The trial court

concurred in the jury verdict in favor of the doctor. We reverse the grant of the motion for

judgment in accordance with a motion for a directed verdict and affirm the grant of a new

trial as to the neurological clinic only. The jury verdict in favor of the minor medical clinic

doctor, as concurred in by the trial court, is affirmed. Affirmed in part, reversed in part, and

remanded.

Tenn. R. App. P. 3. Appeal as of Right; Judgment of the Circuit Court Affirmed in

Part; Reversed in Part; and Remanded

J. STEVEN STAFFORD, J., delivered the opinion of the Court, in which DAVID R. FARMER, J.,

and HOLLY M. KIRBY, J., joined.

William R. Bruce and Duncan E. Ragsdale, Memphis, Tennessee, for the appellants, Diane

R. Cannon Kellon and William T. Kellon.

David M. Cook and Albert G. McLean, Memphis, Tennessee, for the appellee, Marsha Lee,

M.D.

Stephen W. Vescovo and Margaret Cooper, Memphis, Tennessee, for the appellee, Semmes-
Murphey Clinic.

OPINION

I. Background

On October 19, 1997, Plaintiff/Appellant Diane Kellon awoke with severe leg and

back pain, accompanied by leg weakness. Nearly two years prior, Mrs. Kellon had been

diagnosed with lumbar disc syndrome by a physician at Defendant/Appellant SemmesMurphey Clinic (“SMC”). She had been prescribed pain medications, but her physician did

not recommend surgery. Over the next two years, however, Mrs. Kellon was seen by

physicians several times at Baptist Minor Medical Clinic due to pain allegedly caused by her

1

lumbar disc syndrome.

Mrs. Kellon returned to Baptist Minor Medical Clinic on the afternoon of October 19,

1997 with her husband William T. Kellon (with Mrs. Kellon, “Appellants”), where she

informed her treating physician, Defendant/Appellee Dr. Marsha Lee, of her history with

lumbar disc syndrome. Dr. Lee performed an examination, noting that Mrs. Kellon’s gait

was slow when walking into the office. Dr. Lee’s exam notes for Mrs. Kellon’s case do not

mention anything about “foot drop,” a “neurological deficit,” nor do the notes indicate

whether Dr. Lee checked Mrs. Kellon’s reflexes during the exam. Neither Dr. Lee, nor

Clinic Minor Medical, ordered an imaging study (e.g. a CT scan or MRI). However, during

the appointment, Dr. Lee called SMC for guidance and, based on a conversation with Dr.

John Robertson, who was the on-call doctor with SMC that day, Dr. Lee instructed Mrs.

Kellon to rest and to call SMC the following morning, October 20, 1997, to obtain an

appointment. In addition, Dr. Lee instructed Mrs. Kellon that, if her pain increased after

leaving Baptist Minor Medical Clinic, she should go to the emergency room.

At approximately 8:20 a.m., on October 20, 1997, Mrs. Kellon attempted to obtain an

appointment with SMC by calling its appointment desk. She spoke to a receptionist, who then

forwarded her call to another nurse. The nurse informed Mrs. Kellon that her usual doctor

had retired and that it would take approximately three weeks to get an appointment to see

another doctor. According to Mrs. Kellon, she explained that a doctor with Baptist Minor

Medical Clinic had called the on-call doctor the previous afternoon, and that the doctor had

informed her that she needed to be seen by SMC on Monday, October 20 . The nurse took

th

the information from Mrs. Kellon and informed her that she would return the call. Several

hours passed with no return call from SMC. Mrs. Kellon called again around 10:30, but she

Baptist Memorial Hospital d/b/a Baptist Minor Medical Clinic was originally a defendant in this

1

case. However, the Appellants voluntarily dismissed both the hospital and the clinic on September 8, 2010.

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was given the same response as before. Mrs. Kellon’s husband then came home from work

and again attempted to call SMC to obtain an appointment, but to no avail. Finally, on the

afternoon of October 20, Mrs. Kellon remembered that she has a cousin who worked for a

different location of SMC. She was able to call her cousin who set an appointment for

Tuesday morning, October 21, 1997.

When Mrs. Kellon awoke on the morning of October 21, 1997, she testified that her

weakness had increased and that she was unable to fully raise her foot from the ground, a

condition known medically as “foot drop.” According to testimony from the treating

2

physician, Claudio Feler, M.D., Mrs. Kellon told the physician that the foot drop had

occurred the night prior to the appointment. Dr. Feller ordered a CT Scan, which showed a

“huge . . . disc rupture.” Due to Mrs. Kellon’s statement that the foot drop had occurred the

previous night, and based upon the massive disc rupture, Dr. Feler proceeded to emergency

surgery that afternoon.

According to Mrs. Kellon, she suffered permanent neurological injury and physical

impairment as a result of the disc rupture. In a post-operative appointment, Dr. Feler

allegedly told Mrs. Kellon and her husband that, if Mrs. Kellon had received more prompt

attention, her injury would “probably not have been as severe.”

The Kellons filed a complaint against Dr. Lee and SMC on October 14, 1998. The

3

complaint alleged that Dr. Lee’s conduct fell below the recognized standard of care when she

failed to perform a proper physical exam and to immediately refer Mrs. Kellon to the

emergency room for surgery on October 19, 1997. The claims against SMC also sounded

in negligence. Specifically, the Kellons asserted at trial that SMC failed to have a proper

protocol in place to ensure that Mrs. Kellon was seen promptly at its clinic and that SMC

should be vicariously liable for the negligence of its employees in failing to promptly set an

appointment for Mrs. Kellon.

From August 25, 2010 to September 8, 2010, the case was tried to a jury. At the close

of their proof, the Appellants orally moved for a directed verdict, which was denied by the

trial court from the bench. SMC also moved for a directed verdict, based on two grounds: 1)

SMC could not be vicariously liable for the negligence of its employees because the statute

of repose had run; and 2) Mrs. Kellon failed to meet her burden to show that SMC’s failure

The treating physician in this case defined “foot drop” as “when you’ve got weakness of the tibialis

2

anterior muscle, which is the big muscle that goes down the front of your shin and makes your ankle go up.”

The Appellants in this case amended their complaint three times, adding and deleting defendants 3

and allegations each time. The only defendants at issue on this appeal are Dr. Lee and SMC.

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to have a proper procedure in place was the cause-in-fact of her injuries. The trial court orally

granted the directed verdict as to the vicarious liability issue, leaving to the jury only the

4

allegation that SMC failed to have a proper protocol in place to ensure that Mrs. Kellon was

seen on October 20, 1997. The trial court declined to rule on the causation issue until after

the weekend. When court resumed, the trial court orally denied SMC’s motion for a directed

verdict.

On September 8, 2010, the jury returned a verdict in favor of Mrs. Kellon in the

amount of $453,846.00, with her husband awarded an additional $87,153.00 for loss of

consortium. The jury apportioned 49% fault to Mrs. Kellon and 51% fault to SMC. No

liability was assessed to Dr. Lee, as Dr. Lee was found not to have breached the standard of

care. SMC renewed its motion for a directed verdict, becoming a motion for judgment in

accordance with a motion for a directed verdict. Immediately after trial, counsel for SMC

spoke with jurors, who revealed the possibility of a quotient verdict.

5

On September 21, 2010, the trial court entered an order on the jury verdict. On the

same day, SMC filed a motion and memorandum in support of its motion for judgment in

accordance with a motion for a directed verdict. SMC also filed a conditional motion for new

trial, supplementing the motion with juror affidavits and arguing that a new trial should be

granted because the verdict rendered by the jury was a quotient verdict.

The trial court granted the motion for judgment in accordance with a motion for a

directed verdict on October 18, 2010. The court’s decision was based on Mrs. Kellon’s

failure to meet her burden of proof as to causation. In the order, the trial court reserved ruling

on SMC’s conditional motion for a new trial, but specifically found that the jury had not

rendered a quotient verdict.

Several post-trial motions were filed by the Appellants and these were denied by the

trial court on January 24, 2011. On the same day, the trial court granted SMC’s conditional

6

 Appellants do not take issue with this ruling on appeal. 4

A quotient verdict occurs “[w]hen a jury agrees in advance to be bound by a verdict reached 5

through an averaging process.” Our Supreme Court has opined that “[a] verdict arrived at by averaging

various figures is not, in and of itself, illegal. It is only when there is an antecedent agreement, express or

implied, to abide by the results that a quotient verdict will be vitiated.” Odom v. Gray, 508 S.W.2d 526, 532

(Tenn. 1974).

These motionsincluded a motion for addittur, to set aside the grant of judgment in accordance with

6

the motion for a directed verdict, to reconsider the grant of judgment in accordance with the motion for a

(continued...)

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motion for new trial, in the event that this Court overturned the grant of judgment in

accordance with a motion for a directed verdict. The order provided that, in its role as

thirteenth juror, the trial court believed that the jury’s verdict was contrary to the weight of

the evidence. The conditional new trial would only apply to SMC because the trial court

agreed with the jury’s verdict regarding Dr. Lee. The Appellants appeal.

7

II. Issues Presented

1. Whether the trial court erred in granting SMC’s Motion for Judgment

in Accordance with the Motion for a Directed Verdict?

2. Whether the trial court erred in granting SMC’s Conditional Motion for

New Trial premised on the court’s granting of the Motion for Judgment

in Accordance with the Motion for a Directed Verdict?

3. Whether the trial court erred in finding that a quotient verdict as to

damages did not exist and should a new trial as to damages be granted?

III. Analysis

A. Motion for Judgment in Accordance with Motion for a Directed Verdict

Appellants first argue that the trial court erred in granting the motion for judgment in

accordance with the motion for a directed verdict. Our review of a trial court's decision

regarding a post-trial motion for entry of judgment in accordance with a motion for a directed

verdict is gauged by the standard applicable to motions for a directed verdict. Holmes v.

Wilson, 551 S.W.2d 682, 685 (Tenn. 1977). Directed verdicts are appropriate only when

reasonable minds cannot differ as to the conclusions to be drawn from the evidence.

Alexander v. Armentrout, 24 S.W.3d 267, 271 (Tenn. 2000); Eaton v. McLain, 891 S.W.2d

587, 590 (Tenn. 1994); Ingram v. Earthman, 993 S.W.2d 611, 627 (Tenn. Ct. App.1998).

A case should not be taken away from the jury, even when the facts are undisputed, if

reasonable persons could draw different conclusions from the facts. Gulf, M. & O.R. Co. v.

Underwood, 182 Tenn. 467, 474, 187 S.W.2d 777, 779 (1945); Hurley v. Tenn. Farmers

(...continued) 6

directed verdict, and two motions for new trial. 

The record on appeal was filed with the clerk of this court on August 16, 2011. Upon review of the 7

record, this court determined that the order appealed did not appear to be a final judgment. Accordingly, on

August 17, 2011, this Court ordered the Appellants to obtain a final judgment in the trial court within ten

days or show cause why this appeal should not be dismissed. The Appellants obtained a final order and

timely supplemented the record on appeal. It now appearing that the order appealed is final, this Court has

jurisdiction to consider this appeal.

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Mut. Ins. Co., 922 S.W.2d 887, 891 (Tenn. Ct. App. 1995). A trial court may, however,

direct a verdict with regard to an issue that can properly be decided as a question of law

because deciding purely legal questions is the court's responsibility, not the jury's.

In appeals from a directed verdict, reviewing courts do not weigh the evidence,

Conatser v. Clarksville Coca–Cola Bottling Co., 920 S.W.2d 646, 647 (Tenn. 1995); Benton

v. Snyder, 825 S.W.2d 409, 413 (Tenn. 1992), or evaluate the credibility of the witnesses.

Benson v. Tenn. Valley Elec. Coop., 868 S.W.2d 630, 638–39 (Tenn. Ct. App. 1993).

Instead, they review the evidence in the light most favorable to the motion's opponent, give

the motion's opponent the benefit of all reasonable inferences, and disregard all evidence

contrary to that party's position. Alexander v. Armentrout, 24 S.W.3d at 271; Eaton v.

McLain, 891 S.W.2d at 590; Smith v. Bridgestone/Firestone, Inc., 2 S.W.3d 197, 199

(Tenn. Ct. App. 1999).

To avoid a directed verdict or a motion for judgment in accordance with a motion for

a directed verdict, “the non-moving party must present some evidence on every element of

its case—enough evidence to establish at least a prima facie case.” Richardson v. Miller, 44

S.W.3d 1, 30 (Tenn. Ct. App. 2000) (citing Harrogate Corp. v. Systems Sales Corp., 915

S.W.2d 812, 818 (Tenn. Ct. App. 1995)). Normally, a directed verdict is proper only where

no material evidence exists on one or more elements that the non-moving party must prove.

See generally Conatser v. Clarksville Coca–Cola Bottling Co., 920 S.W.2d 646, 647 (Tenn.

1995).

The prima facie case in a medical malpractice action is set out in the Tennessee

Medical Malpractice Act, which states, in pertinent part:

(a) In a malpractice action, the claimant shall have the burden of

proving by evidence as provided by subsection (b):

(1) The recognized standard of acceptable professional practice

in the profession and the specialty thereof, if any, that the

defendant practices in the community in which the defendant

practices or in a similar community at the time the alleged injury

or wrongful action occurred;

(2) That the defendant acted with less than or failed to act with

ordinary and reasonable care in accordance with such standard;

and

(3) As a proximate result of the defendant's negligent act or

omission, the plaintiff suffered injuries which would not

otherwise have occurred.

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(b) No person in a health care profession requiring licensure

under the laws of this state shall be competent to testify in any

court of law to establish the facts required to be established by

subsection (a), unless the person was licensed to practice in the

state or a contiguous bordering state a profession or specialty

which would make the person's expert testimony relevant to the

issues in the case and had practiced this profession or specialty

in one (1) of these states during the year preceding the date that

the alleged injury or wrongful act occurred. This rule shall apply

to expert witnesses testifying for the defendant as rebuttal

witnesses. The court may waive this subsection (b) when it

determines that the appropriate witnesses otherwise would not

be available.

Tenn. Code Ann. § 29-26-115. Accordingly, the plaintiff must include, in his or her evidence,

a prima facie showing of duty, breach of duty and causation; a failure to do so will subject

him or her to a motion for judgment in accordance with a motion for a directed verdict.

Benson v. H.G. Hill Stores, Inc., 699 S.W.2d 560, 562 (Tenn. Ct. App. 1985). However, this

initial burden differs from the ultimate burden in that it does not require a preponderance of

evidence, Id., but only requires “any material evidence in the record to support a verdict for

the plaintiff under any of his [or her] alleged theories.” City of Bartlett v. Sanders, 832

S.W.2d 546, 549 (Tenn. Ct. App. 1991) (emphasis added).

The critical issue in this appeal is whether the Appellants have failed, as a matter of

law, to establish the existence of causation, i.e., that the purported medical malpractice

actually caused the harm complained of. “Causation, or cause in fact, means that the injury

or harm would not have occurred ‘but for’ the defendant's negligent conduct.” Kilpatrick v.

Bryant, 868 S.W.2d 594, 598 (Tenn. 1993) (citing Caldwell v. Ford Motor Co., 619 S.W.2d

534, 543 (Tenn. Ct. App. 1981); Wyatt v. Winnebago Industries, Inc., 566 S.W.2d 276, 280

(Tenn. Ct. App. 1977)). As discussed by our Supreme Court:

Th[e] question [of causation] dominates because the rule

requiring causation be proven by a preponderance of the

evidence dictates that Plaintiffs demonstrate that the negligence

more likely than not caused the injury. Lindsey v. Miami Dev.

Corp., 689 S.W.2d 856, 861 (Tenn.1985) (“[p]laintiff must

introduce evidence which affords a reasonable basis for the

conclusion that it is more likely than not that the conduct of the

defendant was a cause in fact of the result.”). To be sure, the

mere occurrence of an injury does not prove negligence, and an

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admittedly negligent act does not necessarily entail liability. Doe

[v. Linder Const. Co., Inc.], 845 S.W.2d [173,] 181 [(Tenn.

1992)]. Even when it is shown that the defendant breached a

duty of care owed to the plaintiff, the plaintiff must still

establish the requisite causal connection between the defendant's

conduct and the plaintiff's injury. Id. (“Proof of negligence

without proof of causation is nothing”).

Kilpatrick, 868 S.W.2d at 598–99. Expert testimony is required to establish causation in

medical malpractice cases, except where the act of alleged malpractice lies within the

knowledge of ordinary laymen. Kenyon v. Handal, 122 S.W.3d 743, 758 (Tenn. Ct. App.

2003); Mercer v. HCA Health Services of Tennessee, 87 S.W.3d 500, 507 (Tenn. Ct. App.

2002); see also Tenn. Code Ann. §29-26-115. Additionally, “[c]ausation in fact is a matter

of probability and not possibility, and must be shown to a reasonable degree of medical

certainty.” White v. Vanderbilt University, 21 S.W.3d 215, 232 (Tenn. Ct. App. 1999).

Accordingly, in order to survive the Appellee’s motion for judgment in accordance with a

motion for a directed verdict, the Appellants must have presented expert testimony, given to

a reasonable degree of medical certainty, that SMC’s breach of duty was more likely than not

the cause in fact of Mrs. Kellon’s injuries.

Appellants first argue that comments made by the trial court demonstrate a

misinterpretation of the standard of proof required to show causation, as well as an improper

weighing of the evidence in considering SMC’s motion for judgment in accordance with a

motion for a directed verdict. Indeed, during SMC’s oral motion for a directed verdict, the

trial court cautioned counsel for the Appellants that “You need to ban probable from your

vocabulary. . . . Probable doesn’t help you. . . . Because that’s not the test.” Contrary to the

trial court’s statement, the term “probable” is sufficient to establish the prima facie element

of causation. White v. Vanderbilt University, 21 S.W.3d 215, 232 (Tenn. Ct. App. 1999)

(requiring that expert testimony show a “probability” rather than a possibility); see also

Stovall v. Clarke, 113 S.W.3d 715, 724 (Tenn. 2003) (concluding that expert testimony that

had the defendant doctor complied with the standard of care, the plaintiff “probably [would]

have undergone successful medical and or surgical management of his heart problem” was

sufficient evidence of causation to survive summary judgment”) (emphasis added). In

addition, in considering the motion for a directed verdict, the trial court stated, “I’m saying

we need to look at both sides of the coin.” However, as previously discussed, during a motion

for a directed verdict, or a motion for judgment in accordance with a motion for a directed

verdict, the court is constrained to consider the evidence in the light most favorable to the

motion's opponent, give the motion's opponent the benefit of all reasonable inferences, and

disregard all evidence contrary to that party's position. Accordingly, the trial court’s comment

that we must look to “both sides of the coin” was an incorrect statement of the law. However,

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even with these misstatements by the trial court, the burden remains on the Appellants to

present expert testimony, given to a reasonable degree of medical certainty, that SMC’s

breach of duty was more likely than not the cause in fact of Mrs. Kellon’s injuries.

Accordingly, if there is no such evidence in the record, the misstatements by the trial court

were harmless. See In re London V.P., No. E2010-02650-COA-R3PT, 2011 WL 4477997,

(Tenn. Ct. App. Sept. 9, 2011) (noting that a misstatement by the trial judge that does not

effect the outcome of the case is harmless error). Therefore, we turn to consider the evidence

presented at trial.

Appellants argue that Dr. Feler’s alleged out-of-court statement that, had Mrs. Kellon

received “more prompt” attention, her injuries would “probably not have been as severe” is

sufficient to establish causation in this case. We disagree. Even assuming that this statement

8

was admissible as an exception to the hearsay rule, this testimony is, nonetheless,

9

insufficient to establish the necessary element of causation. The Medical Malpractice Act

makes clear that each element of a medical malpractice action must be established by expert

medical testimony. See Tenn. Code Ann. §29-26-115; see also Kenyon, 122 S.W.3d at 758.

In addition, it is well-settled that causation testimony from an expert must be to a reasonable

degree of medical certainty. See Vanderbilt, 21 S.W.3d at 232. The question of whether

testimony is based on a reasonable degree of medical certainty is a question law, which is

decided by the court rather than the jury. Miller v. Choo Choo Partners, L.P., 73 S.W.3d

We note that Mrs. Kellon testified that Dr. Feler stated that “had [Mrs. Kellon] received more 8

prompt attention, . . . my injury probably would not have been as severe.” (emphasis added). However,

according to Mr. Kellon, Dr. Feler stated that “had [Mrs. Kellon] gotten attention earlier, that she may not

have had foot drop.” (emphasis added). The Tennessee Supreme Court in Kilpatrick v. Bryant, 868 S.W.2d

594 (Tenn. 1993), has stated:

[P]roof of causation equating to a “possibility,” a “might have,” “may

have,” “could have,” is not sufficient, as a matter of law, to establish the

required nexus between the plaintiff's injury and the defendant's tortious

conduct by a preponderance of the evidence in a medical malpractice case.

Causation in fact is a matter of probability, not possibility . . . .

Id. at 602 (emphasis added) (citing White v. Methodist Hosp. South, 844 S.W.2d 642, 648–49 (Tenn. Ct.

App. 1992)). Accordingly, Mr. Kellon’s version of Dr. Feler’sstatement isinsufficient to establish causation

under Kilpatrick. 

It is undisputed that the above statement by Dr. Feler constitutes hearsay. Hearsay is “a statement, 9

other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the

truth of the matter asserted.” Tenn. R. Evid. 801(c). Appellants argued at trial, however, that the statement

constituted an admission by a party opponent. Tenn. R. Evid. 803(1.2). However, because the determination

of whether this statement is properly admissible is not dispositive of this appeal, nor was this issue

specifically raised in the briefs of either party, we decline to address this issue. 

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897 (Tenn. Ct. App. 2001). As this Court explained:

[T]he requirement that expert testimony on causation be

“reasonably certain” embodies a correct principle of law. . . .

That an expert's testimony is “reasonably certain” is said to be

a prerequisite to the admissibility of that testimony. See Lindsey

[v. Miami Dev. Corp.], 689 S.W.2d [856,] 862 [(Tenn. 1985)].

The admissibility of expert testimony is a matter of law for the

court, not the jury. See McDaniel v. CSX Transp., Inc., 955

S.W.2d 257, 263 (Tenn. 1997).

Id. at 906. This statement was made out of court and there is no indication that Dr. Feler held

this opinion to a reasonable degree of medical certainty. This Court has previously held that

10

the terms “reasonable degree of medical certainty” and “more probably than not” are not

synonymous. Bara v. Clarksville Memorial Health Systems, Inc., 104 S.W.3d 1, 10 (Tenn.

Ct. App. 2002) (“Unless one can, as a matter of every day common sense, say that

“reasonable degree of medical certainty” and “more probably than not” are synonymous

terms, the instructions in this case are inconsistent and contradictory and misleading to the

jury.”). Therefore, even though this testimony meets the Kilpatrick requirement that the

evidence present a probability that the injury was caused by the Appellees, rather than a mere

possibility, the evidence lacks the reasonable degree of medical certainty requirement. See

Kilpatrick v. Bryant, 868 S.W.2d 594, 602 (Tenn. 1993) (“The plaintiff need not negat[e]

entirely the possibility that the defendant's conduct was not a cause and it is enough to

introduce evidence from which reasonable persons may conclude that it is more probable

that the event was caused by the defendant than that it was not.”). Without some indication

that Dr. Feler held this opinion to a reasonable degree of medical certainty, this out-of-court

statement is inadmissible for the purpose of establishing the prima facie element of

causation, regardless of whether it was properly or improperly admitted as an exception to

the hearsay rule. See Bara, 104 S.W.3d at 10 (“Thus, if the doctor cannot testify as to cause

11

in fact to a reasonable degree of medical certainty, his testimony is not admissible before the

jury and if there is no other expert evidence of causation in fact in a medical malpractice

case, summary judgment would be proper.”).

We next consider the evidence presented at trial. The first relevant testimony

Although Dr. Feler was deposed in this case, counsel for the Appellants did not ask him about this

10

alleged statement, nor did they inquire as to whether Dr. Feler held this opinion to a reasonable degree of

medical certainty.

 We take no position as to whether this statement may be admissible for other purposes. 11

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presented to the jury was from Dr. Anthony Segal, a neurosurgical expert retained on behalf

of Dr. Lee. On cross-examination by Appellants’ counsel, Dr. Segal testified by video

12

deposition as follows:

Q. Now, your understanding of Dr. Robertson’s and Dr. Lee’s

conclusion about what should happen in this case was included

in the fact that Ms. Kellon should have been seen on the 20 at

th

[SMC]?

A. Those were the arrangements made and I agree those were

the correct thing to do. Certainly Dr. Robertson wanted her to be

seen on the 20 and she was not seen. It strikes me something

th

happened—something didn’t happen thatshould have happened,

but I haven’t looked into it any further. As I said, I was not

asked to do that and I’m not testifying about that.

* * *

Q. Do you have an opinion based on a reasonable degree of

medical certainty whether . . . she does have permanent injury of

the nerve root?

A. Yes. She does.

* * *

Q. So you don’t have any question that on the morning of the

19 , she had a disc fragment compressing the nerve root that

th

ultimately on the evening, the night of the 20 , resulted in foot

th

drop?

A. Correct.

* * *

Q. And that condition went on long enough that there’s

Due to various complications regarding the expert witnesses, the evidence in this case was taken 12

out of order. Accordingly, Dr. Segal’s video deposition was shown to the jury before the Appellants closed

their case-in-chief. 

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permanent and irreversible nerve damage to that axon to that

nerve?

A. Correct.

* * *

Q. All right. And that intervention sometime between the

morning of the 19 and the foot drop on the evening of the 20

th th

would probably have prevented the permanent nerve damage?

A. If she didn’t have foot drop before surgery, then we’re

assuming she’s not going to get it after surgery. It would have

stopped it happening.

Q. Is that based on—is that what’s probable based on a

reasonable degree of medical certainty.

A. Medical certainty that if she didn’t have a symptom, you

would stop it occurring by fixing the problem. . . . But reading

the future is not easy in medicine.

Q. But what we’re asking you to testify today is based on what’s

reasonable, based on your experience and training and

knowledge of 30 years and doing this and seeing hundreds and

hundreds of patients.

A. Yes.

Q. All right. And so had Mrs. Kellon had that disc removed on

the 20 before she developed the foot drop . . . do you have an

th

opinion based on a reasonable degree of medical certainty

whether she would have had a permanent injury?

A. She would not have had a permanent foot drop because she

didn’t have any at the time of the surgery.

Q. Under that scenario?

A. Under that scenario. But I must say that I’ve never seen any

indication for surgery which included we must do something to

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prevent a symptom that hasn’t occurred yet in a disc. You

wouldn’t do that. Otherwise, you would operate on everybody

who got leg pain to prevent a further neurological deficit.

SMC’s brief focuses on Dr. Segal’s statement that intervention “sometime between

the morning of the 19 and the foot drop on the evening of the 20 ” and argues that such

th th

statement is inconclusive. According to SMC’s brief, Dr. Segal’s testimony merely shows

that “Ms. Kellon could have had surgery at any time in her life prior to the evening of

October 20, 1997, and this surgery would have prevented her from having developed foot

drop, because intervention would prevent a symptom that had not yet occurred.” SMC points

out that the only relevant period for SMC’s breach of duty occurred on Monday, October 20,

1997. However, SMC ignores the remainder of Dr. Segal’s testimony, in which counsel for

Appellants asked the very specific question: “had Mrs. Kellon had that disc removed on the

20 before she developed the foot drop,” would that intervention have prevented her

th

permanent injury? Dr. Segal testified in the affirmative. Accordingly, this testimony goes

13

directly to the relevant time period to establish a causal link between SMC’s breach of duty

and Mrs. Kellon’s permanent foot drop.

SMC argues, however, that Dr. Segal went onto explain that, in his experience, no

doctor would operate to prevent a symptom (i.e., foot drop), before that symptom occurred.

Therefore, SMC argues that Mrs. Kellon failed to establish that she would have had surgery

on the same day, even if she was seen by SMC on October 20, 1997. However, the standard

of review for a motion for judgment in accordance with a motion for a directed verdict

requires us to “construe all evidence in favor of the nonmoving party and disregard all

countervailing evidence.” Johnson v. Tenn. Farmers Mut. Ins. Co., 205 S.W.3d 365, 370

(Tenn. 2006). Accordingly, we are required to consider only the evidence in favor of

establishing causation as to SMC and are required to disregard all evidence that does not

support that conclusion. This Court has previously considered the directed verdict standard

when faced with conflicting evidence from the same expert witness. In Miller v. Choo Choo

Partners, L.P., 73 S.W.3d 897 (Tenn. Ct. App. 2001), this Court stated:

[W]e have before us expert testimony that tends to establish

causation on the one hand, and other testimony by the same

SMC’s brief quotes a portion of the above testimony from Dr. Segal’s video deposition. However, 13

without any indication of an omission, SMC omits Appellants’ counsel’s question regarding whethersurgery

specifically on the 20 would have prevented Mrs. Kellon’s permanent injury. The Tennessee Rules of th

Professional Conduct provide that “[a] lawyer shall not knowingly . . . make a false statement of fact or law

to a tribunal.” Tenn. R. Sup. Ct. 8, RPC 3.3(a). We do not imply that this testimony was intentionally

misstated in SMC’s brief, but we caution all attorneys to be diligent in the preparation of their appellate

briefs in the future. 

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experts that tends to diminish the effect of their causation

testimony. In our judgment, the latter testimony goes to the

weight to be given the former testimony. We believe it was for

the jury to sort all of this out.

It is unreasonable to expect a medical expert to testify with legal

precision. This is not to say that his or her testimony does not

have to meet a certain standard; clearly . . . it does. But such

testimony must be viewed as the testimony of a medical person

and not that of an individual trained in the law. We are

expecting too much if we think that doctors can speak with the

precision of a hornbook on causation.

Id. at 905.

Likewise, in this case, Dr. Segal’s testimony first tends to establish causation, then

tends to weaken that testimony. However, given the minimal evidentiary requirements

presented in review of motions for judgment in accordance with motions for a directed

verdict, we must conclude that this testimony presented sufficient evidence of causation to

submit to a jury.

Other testimony in the record also goes to causation. As is relevant to this appeal Dr.

Edward Morgan, a medical expert, testified:

[A]ny time you have pressure on a nerve that’s causing what we

call progressive neurologicalsymptoms, then it needs to be dealt

with emergently, in which case the sooner you operate and get

that pressure off, the better chance you have of recovering. The

longer you let it go, your recovery lessens.

In addition, another expert, Dr. George Long, testified as follows:

Q. Do you have any opinions that [SMC] fell below the standard

of practice on the 20 ?

th

A. Yes.

Q. And did that delay getting surgery, in your opinion?

A. Yes.

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Q. And had the surgery been done sooner than it was, do you

think that there would have been a different outcome?

A. Very probably.

SMC argues, however, that these experts were emergency room doctors with expertise

and qualifications to testify only as to Dr. Lee’s alleged negligence. We note that the

Appellees did not object to these specific questions during the trial, nor was the admission

14

of this testimony designated as an issue on appeal. See Childress v. Union Realty Co., 97

S.W.3d 573, 578 (Tenn. Ct. App. 2002) (noting that an issue is waived if not designated as

an issue on appeal). Further, on an appeal from the grant of a motion for judgment in

accordance with a motion for a directed verdict, “appellate courts do not resolve disputes in

the evidence.” Conatser v. Clarksville Coca-Cola Bottling Co., 920 S.W.2d 647, 647 (Tenn.

1995). Because this evidence was admitted in the trial, and the admission has not been

questioned on appeal, we must consider this evidence properly admitted. At this point, the

question becomes the “weight to be given” to the testimony and the “resolution of legitimate

but competing . . . views, [which] are matters appropriately entrusted to the trier of fact.”

McDaniel v. CSX Transp., Inc., 955 S.W.2d 257, 265 (Tenn.1997) (citation omitted). On

appeal from a motion for judgment in accordance with a motion for a directed verdict,

however, this Court must not weigh the evidence or evaluate the credibility of witnesses.

Conatser, 920 S.W.2d at 647; Benson v. Tenn. Valley Elec. Coop., 868 S.W.2d 630, 638–39

(Tenn. Ct. App. 1993). As we are required to give the Appellants in this case the “benefit of

all reasonable inferences,” Smith v. Bridgestone/Firestone, Inc., 2 S.W.3d 197, 199 (Tenn.

Ct. App. 1999), we conclude that the above testimony establishes an issue of causation that

is properly entrusted to the jury. “Weak or strong, [the above expert] testimony at least

created a jury question on causation,” and therefore the trial court erred in granting the

motion for judgment in accordance with a motion for a directed verdict. Richardson v.

Miller, 44 S.W.3d 1, 31 (Tenn. Ct. App. 2000). Accordingly, the motion for judgment in

accordance with a directed verdict is reversed.

SMC did object to previous questions directed toward both Dr. Morgan and Dr. Long concerning

14

causation with regard to SMC. However, SMC offered no specific objections to the above statements by

either Dr. Morgan or Dr. Long. In addition, the trial court specifically ruled that Dr. Morgan could testify

as to causation because counsel for SMC asked causation questions of Dr. Long on cross-examination. See

Cohen e. al., Tennessee Law on Evidence § 611[6][a] (5 ed. 2005) (noting that the defendant may open the th

door to otherwise inadmissible testimony on cross-examination, allowing clarification on redirect); see also

United States v. Walker, 421 F.2d 1298, 1299–1300 (3d Cir. 1970) (stating that a defendant can, “by

cross-examination of a witness[,] . . . open the door for the admission on redirect examination of matters

tending to support the case, which would not have been admissible on the case in chief”). SMC does not take

issue with this ruling on appeal.

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B. New Trial as to SMC

Appellants next argue that the trial court erred in granting a conditional motion for

new trial based on the motion for judgment in accordance with a motion for a directed

verdict. The Appellants point to the transcript of the hearing, noting that the trial court stated

that it was granting the motion for new trial based on the grant of the motion for judgment

in accordance with a motion for a directed verdict. The Appellants argue that this was error

and request that the jury verdict be reinstated. We disagree. First, the proper procedure for

granting a motion for judgement in accordance with a motion for a directed verdict is to also

conditionally grant a new trial. Rule 50.03 of the Tennessee Rules of Civil Procedure, states,

in pertinent part:

If the motion for judgment entered in accordance with a motion

for a directed verdict, provided for in 50.02, is granted, the court

shall also rule on the motion for a new trial, if any, by

determining whether it should be granted if the judgment is

thereafter vacated or reversed, and shall specify the grounds for

granting or denying the motion for a new trial. If the motion for

a new trial is thus conditionally granted, the order thereon does

not affect the finality of the judgment. If the motion for a new

trial is thus conditionally granted and the judgment is reversed

on appeal, the new trial shall proceed unless the appellate court

has otherwise ordered.

This requirement is explained in Tennessee Circuit Court Practice:

If the court grants the motion, it should also grant or deny a new

trial. If the trial court fails to address this question and its

judgment entered in accordance with a motion for directed

verdict is reversed because of an error of law, the appellate court

cannot reinstate the verdict because the trial court has not acted

on the verdict as a thirteenth juror and approved it. In such a

case, remand would be necessary. The granting of a motion for

new trial here is conditional and has no immediate effect on the

judgment.

Lawrence A. Pivnick, Tennessee Circuit Court Practice § 28:6 (2011–12 ed.). As such, the

trial court followed proper procedure in granting the conditional motion for new trial.

Even if the trial court were not authorized by Rule 50.03 to grant a new trial based on

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a motion for judgment in accordance with a motion for a directed verdict, the trial court’s

order states that the court “finds, acting as thirteenth juror, that the jury’s verdict was

contrary to the weight of the evidence and grants the Conditional Motion for New Trial as

to [SMC], only.” It is well-settled that the court speaks through its orders. Palmer v. Palmer,

562 S.W.2d 833, 837 (Tenn. Ct. App. 1977). Therefore, based on the trial court’s order, the

court was acting under its authority as thirteenth juror to grant a new trial, after finding that

the jury’s verdict was contrary to the weight of the evidence. See Tenn. Rule Civ. P. 59.07

(noting that “[a] new trial may be granted to all or any of the parties and on all or part of the

issues in an action in which there has been a trial by jury” when the trial court finds that the

verdict is contrary to the weight of the evidence).

Tennessee Circuit Court Practice explains the procedure when an appellate court

reviews the grant of a conditional motion for new trial:

If a new trial is conditionally granted and, on appeal, the

judgment entered in accordance with a motion for directed

verdict is reversed, the appellate court may order that a new trial

proceed or it may order that the jury’s verdict be reinstated. The

former is preferable and most common and only under

extraordinary circumstances and in the interests of justice, e.g.

circumstances indicating that the trial court has abused its

discretion or where the trial judge has erred in its interpretation

or application of the law to the facts found by the jury, will the

jury’s verdict be reinstated.

Pivnick, Tennessee Circuit Court Practice § 28:6;see also Loeffler v. Kjellgren, 884 S.W.2d

463, 468 (Tenn. Ct. App. 1994) (noting that a trial court is given wide latitude in granting a

motion for a new trial as the thirteenth juror, and appellate courts will not overturn such

decision unless there has been an abuse of discretion). Given the trial court’s misgivings over

the causation testimony in this case, and considering the entire record, we discern no abuse

of discretion in the trial court’s decision to grant SMC a new trial. Accordingly the grant of

the motion for a new trial as to SMC is affirmed. Any issue of a quotient verdict with regard

to SMC is pretermitted.

C. New Trial as to Dr. Lee

The Appellants do not raise as an issue in this case the trial court’s decision to exclude

Dr. Lee from the new trial. Dr. Lee argues that this Court should likewise exclude her from

a new trial and reinstate the jury’s finding that she did not breach the standard of care and

that she was not at fault for Mrs. Kellon’s injuries. We note that the general rule requires this

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Court to remand for a new trial as to all defendants when a motion for a directed verdict (or

a motion for judgment in accordance with a motion for a directed verdict) is reversed on

appeal. As our Supreme Court stated in Holmes v. Wilson, 551 S.W.2d 682 (Tenn. 1977):

[W]e believe the correct rule to be that in those cases wherein

the trial court has granted judgment [in accordance with a

motion for a directed verdict] and has conditionally granted a

new trial the appellate court, upon reversal of the judgment [in

accordance with a motion for a directed verdict], should, as a

general rule, remand the action for a new trial. Appellate courts,

however, may exercise a sound judicial discretion in the matter

and may, under exceptional circumstances and in the interest of

justice, reinstate the verdict of the jury where the trial judge

erred in ruling on a controlling conclusion of law and has

approved the verdict of the jury.

Id. at 687; see also Pivnick, Tennessee Circuit Court Practice § 28:6 (only under

extraordinary circumstances and in the interests of justice . . . will the jury’s verdict be

reinstated”). However, this Court previously dealt with a similar issue in Lee v. Melson, 387

S.W.2d 838 (Tenn. Ct. App. 1965), stating:

The modern trend . . . is to recognize the discretionary power of

the trial court to limit the issues on the second trial and to grant

a new trial as to one party but not as to others against whom a

verdict untainted by error or illegality has been returned.

* * *

The guiding principle is fairness to both parties. A verdict

tainted with error or confusion ought not to stand. On the other

hand, the parties are entitled to only one day in court. Once a

party has been accorded a fair trial on the merits, unaffected by

errors of law, he is not entitled to another trial merely because

another party to the suit has been granted a new trial to reverse

an error peculiar to him.

Id. at 840–41. Likewise, in Huskey v. Crisp, 865 S.W.2d 451 (Tenn. 1993), the trial court

set aside the jury verdict, but expressly denied a conditional motion for new trial. Id. at 455.

This Court reversed the trial court’s order setting aside the judgment, and remanded to the

trial court for a new trial. Our Supreme Court affirmed this Court’s determination that the

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trial court erred in setting aside the verdict. Id. However, the Supreme Court held that the

Court of Appeals erred in remanding the case for a new trial (holding that the case was not

controlled by Holmes), and reinstated the jury’s verdict. Id. (noting that “it is evident that

Holmes does not control this situation because . . . the trial court expressly denied

[appellants’] motion for a new trial”). The controlling factor in the Supreme Court’s decision

to reinstate the jury verdict in Huskey was the fact that the trial court expressly denied the

motion for new trial, which decision amounted to an extraordinary circumstance warranting

reinstatement of the original jury verdict. See also Usher v. Charles Blalock & Sons, Inc.,

339 S.W.3d 45, 66–67 (Tenn. Ct. App. 2010) (“Huskey conformed exactly to the example

of exceptional circumstances given in Holmes. . . . In Huskey, it was important that the trial

court “expressly denied ... [the] motion for a new trial.”). In this case, the trial court’s order

granting a new trial to SMC, states, in pertinent part:

The Court further finds that it agrees with the jury verdict in

favor of Marsha Lee, M.D., and specifically finds that the

conditional new trial granted to Semmes-Murphey Clinic

herein, shall not include Marsha Lee, M.D., and that no new

trial is granted as to Marsha Lee, M.D. 

Based on the express language of the above order, the trial court has “acted on the

verdict as a thirteenth juror and approved it[,]” Pivnick, Tennessee Circuit Court Practice

§ 28:6, and has expressly denied a new trial with regard to Dr. Lee. Accordingly,

extraordinary circumstances require this Court to affirm the jury verdict, as concurred in by

the trial court, with regard to Dr. Lee.15

IV. Conclusion

The judgment of the Circuit Court of Shelby County is reversed in part, and affirmed

in part, and this cause is remanded to the trial court for a new trial as to Appellee, SemmesMurphey Clinic. The jury verdict as to Appellee, Marsha Lee, M.D. is affirmed. All issues

not specifically ruled on are pretermitted. Costs of this appeal are assessed one-half to

Appellants, Diane Kellon and William T. Kellon, and their surety, and one-half to Appellee

Semmes-Murphey Clinic, for all of which execution may issue if necessary.

 With regard to the Appellants’ issue that the jury engaged in an impermissible quotient verdict,

15

we note that at trial counsel for the Appellants stated that “My argument was that it was a quotient verdict,

and it should be overturned—but as to damages, and since the jury went ahead and found in favor of Dr. Lee,

it was a good verdict in that regard regarding Dr. Lee.” Indeed, the Appellants do not argue in their brief

that a new trial solely as to damages would also apply to Dr. Lee, presumably because Dr. Lee was not found

at fault by the jury and, as such there can be no damages to assess against her. Accordingly, this Court need

not consider whether the jury’s verdict was an impermissible quotient verdict with regard to Dr. Lee. 

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_________________________________

J. STEVEN STAFFORD, JUDGE

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