25002 Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Notices 

submittals and will require a second payment 

of the processing fee. 

3. Fees for processing fingerprint checks 

are due upon application. The licensee shall 

submit payment of the processing fees 

electronically. To be able to submit secure 

electronic payments, licensees will need to 

establish an account with Pay.Gov (https:// 

www.pay.gov). To request an account, the 

licensee shall send an e-mail to det@nrc.gov. 

The e-mail must include the licensee’s 

company name, address, point of contact 

(POC), POC e-mail address, and phone 

number. The NRC will forward the request to 

Pay.Gov, who will contact the licensee with 

a password and user lD. Once the licensee 

has established an account and submitted 

payment to Pay.Gov, they shall obtain a 

receipt. The licensee shall submit the receipt 

from Pay.Gov to the NRC along with 

fingerprint cards. For additional guidance on 

making electronic payments, contact the 

Facilities Security Branch, Division of 

Facilities and Security, at (301) 415–7739. 

Combined payment for multiple applications 

is acceptable. The application fee (currently 

$36) is the sum of the user fee charged by the 

FBI for each fingerprint card or other 

fingerprint record submitted by the NRC on 

behalf of a licensee, and an NRC processing 

fee, which covers administrative costs 

associated with NRC handling of licensee 

fingerprint submissions. The Commission 

will directly notify licensees who are subject 

to this regulation of any fee changes. 

4. The Commission will forward to the 

submitting licensee all data received from the 

FBI as a result of the licensee’s application(s) 

for CHRCs, including the FBI fingerprint 

record. 

F. Right To Correct and Complete 

Information 

1. Prior to any final adverse determination, 

the licensee shall make available to the 

individual the contents of any criminal 

history records obtained from the FBI for the 

purpose of assuring correct and complete 

information. Written confirmation by the 

individual of receipt of this notification must 

be maintained by the licensee for a period of 

one (1) year from the date of notification. 

2. If, after reviewing the record, an 

individual believes that it is incorrect or 

incomplete in any respect and wishes to 

change, correct, or update the alleged 

deficiency, or to explain any matter in the 

record, the individual may initiate challenge 

procedures. These procedures include either 

direct application by the individual 

challenging the record to the agency (i.e., law 

enforcement agency) that contributed the 

questioned information, or direct challenge 

as to the accuracy or completeness of any 

entry on the criminal history record to the 

Assistant Director, Federal Bureau of 

Investigation Identification Division, 

Washington, DC 20537–9700 (as set forth in 

28 CFR 16.30 through 16.34). In the latter 

case, the FBI forwards the challenge to the 

agency that submitted the data and requests 

that agency to verify or correct the challenged 

entry. Upon receipt of an official 

communication directly from the agency that 

contributed the original information, the FBI 

Identification Division makes any changes 

necessary in accordance with the information 

supplied by that agency. The licensee must 

provide at least 10 days for an individual to 

initiate an action challenging the results of a 

FBI CHRC after the record is made available 

for his/her review. The licensee may make a 

final access determination based on the 

criminal history record only upon receipt of 

the FBI’s ultimate confirmation or correction 

of the record. Upon a final adverse 

determination on access to an ISFSI, the 

licensee shall provide the individual its 

documented basis for denial. Access to an 

ISFSI shall not be granted to an individual 

during the review process. 

G. Protection of Information 

1. The licensee shall develop, implement, 

and maintain a system for personnel 

information management with appropriate 

procedures for the protection of personal, 

confidential information. This system shall 

be designed to prohibit unauthorized access 

to sensitive information and to prohibit 

modification of the information without 

authorization. 

2. Each licensee who obtains a criminal 

history record on an individual pursuant to 

this Order shall establish and maintain a 

system of files and procedures, for protecting 

the record and the personal information from 

unauthorized disclosure. 

3. The licensee may not disclose the record 

or personal information collected and 

maintained to persons other than the subject 

individual, his/her representative, or to those 

who have a need to access the information 

in performing assigned duties in the process 

of determining suitability for unescorted 

access to the protected area of an ISFSI. No 

individual authorized to have access to the 

information may re-disseminate the 

information to any other individual who does 

not have the appropriate need to know. 

4. The personal information obtained on an 

individual from a CHRC may be transferred 

to another licensee if the gaining licensee 

receives the individual’s written request to 

re-disseminate the information contained in 

his/her file, and the gaining licensee verifies 

information such as the individual’s name, 

date of birth, social security number, sex, and 

other applicable physical characteristics for 

identification purposes. 

5. The licensee shall make criminal history 

records, obtained under this section, 

available for examination by an authorized 

representative of the NRC to determine 

compliance with the regulations and laws. 

[FR Doc. 2010–10680 Filed 5–5–10; 8:45 am] 

BILLING CODE 7590–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. IC–29263] 

Notice of Applications for 

Deregistration Under Section 8(f) of the 

Investment Company Act of 1940 

April 30, 2010. 

The following is a notice of 

applications for deregistration under 

section 8(f) of the Investment Company 

Act of 1940 for the month of April, 

2010. A copy of each application may be 

obtained via the Commission’s Web site 

by searching for the file number, or an 

applicant using the Company name box, 

at http://www.sec.gov/search/ 

search.htm or by calling (202)551–8090. 

An order granting each application will 

be issued unless the SEC orders a 

hearing. Interested persons may request 

a hearing on any application by writing 

to the SEC’s Secretary at the address 

below and serving the relevant 

applicant with a copy of the request, 

personally or by mail. Hearing requests 

should be received by the SEC by 5:30 

p.m. on May 25, 2010, and should be 

accompanied by proof of service on the 

applicant, in the form of an affidavit or, 

for lawyers, a certificate of service. 

Hearing requests should state the nature 

of the writer’s interest, the reason for the 

request, and the issues contested. 

Persons who wish to be notified of a 

hearing may request notification by 

writing to the Secretary, U.S. Securities 

and Exchange Commission, 100 F 

Street, NE., Washington, DC 20549– 

1090. 

FOR FURTHER INFORMATION CONTACT: 

Diane L. Titus at (202) 551–6810, SEC, 

Division of Investment Management, 

Office of Investment Company 

Regulation, 100 F Street, NE., 

Washington, DC 20549–4041. 

Dreyfus/KLS National Municipal Fund 

[File No. 811–22262] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant has 

never made a public offering of its 

securities and does not propose to make 

a public offering or engage in business 

of any kind. 

Filing Dates: The application was 

filed on September 25, 2009, and 

amended on March 25, 2010. 

Applicant’s Address: c/o The Dreyfus 

Corporation, 200 Park Ave., New York, 

NY 10166. 

Nuveen Floating Rate Fund 

[File No. 811–9553] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On May 28, 2003, 

applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Applicant incurred 

no expenses in connection with the 

liquidation. 

Filing Dates: The application was 

filed on January 27, 2010, and amended 

on April 20, 2010. 

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Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Notices 25003 

Applicant’s Address: 333 West 

Wacker Dr., Chicago, IL 60606. 

Edward Jones Tax-Free Money Market 

Fund 

[File No. 811–10291] 

Cash Trust Series 

[File No. 811–10583] 

Summary: Each applicant seeks an 

order declaring that it has ceased to be 

an investment company. Applicants 

have never made a public offering of 

their securities and do not propose to 

make a public offering or engage in 

business of any kind. 

Filing Dates: The applications were 

filed on December 21, 2009, and 

amended on April 28, 2010. 

Applicants’ Address: Federated 

Investors Funds, 4000 Ericsson Dr., 

Warrendale, PA 15086–7561. 

Excelsior Venture Investors III, LLC 

[File No. 811–9973] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On December 31, 

2009, applicant made a final liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $66,231 

incurred in connection with the 

liquidation were paid by applicant. 

Filing Dates: The application was 

filed on January 11, 2010 and amended 

on March 22, 2010. 

Applicant’s Address: 225 High Ridge 

Rd., Stamford, CT 06905. 

Columbia Funds Institutional Trust 

[File No. 811–5857] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On November 23, 

2009, applicant transferred its assets to 

CMG Ultra Short Term Bond Fund, a 

series of Columbia Funds Series Trust I, 

based on net asset value. Expenses of 

$20,000 incurred in connection with the 

reorganization were paid by Columbia 

Management Advisors, LLC, applicant’s 

investment adviser. 

Filing Date: The application was filed 

on April 14, 2010. 

Applicant’s Address: One Financial 

Center, Boston, MA 02111. 

ACM Managed Dollar Income Fund, 

Inc. 

[File No. 811–7964] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On September 25, 

2009, applicant transferred its assets to 

AllianceBernstein Global High Income 

Fund, Inc. and each holder of 

applicant’s shares received shares of the 

surviving fund having an aggregate net 

asset value equal to the net asset value 

of the holder’s shares in applicant. 

Expenses of $251,004 incurred in 

connection with the reorganization were 

paid by applicant and AllianceBernstein 

L.P., applicant’s investment adviser. 

Filing Date: The application was filed 

on March 18, 2010. 

Applicant’s Address: 1345 Avenue of 

the Americas, New York, NY 10105. 

Dreyfus Premier Equity Funds, Inc. 

[File No. 811–2488] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On January 9, 

2009, applicant made a liquidating 

distribution to its shareholders, based 

on net asset value. Expenses of $4,500 

incurred in connection with the 

liquidation were paid by The Dreyfus 

Corporation, applicant’s investment 

adviser. 

Filing Date: The application was filed 

on March 30, 2010. 

Applicant’s Address: The Dreyfus 

Corporation, 200 Park Ave, New York, 

NY 10166. 

Dreyfus Premier Value Equity Funds 

[File No. 811–4688] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On March 21, 

2007, applicant transferred its assets to 

Dreyfus Premier Strategic Value Fund, a 

series of Advantage Funds, Inc., based 

on net asset value. Expenses of $81,000 

incurred in connection with the 

reorganization were paid by The 

Dreyfus Corporation, applicant’s 

investment adviser. 

Filing Date: The application was filed 

on March 30, 2010. 

Applicant’s Address: c/o The Dreyfus 

Corporation, 200 Park Ave., New York, 

NY 10166. 

Dreyfus Intermediate Municipal 

Income Fund 

[File No. 811–21536] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant has 

never made a public offering of its 

securities and does not propose to make 

a public offering or engage in business 

of any kind. 

Filing Date: The application was filed 

on March 12, 2010. 

Applicant’s Address: c/o The Dreyfus 

Corporation, 200 Park Ave., New York, 

NY 10166. 

Federated High Yield Municipal 

Income Fund 

[File No. 811–21505] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant has 

never made a public offering of its 

securities and does not propose to make 

a public offering or engage in business 

of any kind. 

Filing Date: The application was filed 

on March 25, 2010. 

Applicant’s Address: Federated 

Investors Funds, 4000 Ericsson Dr., 

Warrendale, PA 15086–7561. 

Lou Holland Trust 

[File No. 811–7533] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On January 29, 

2010, applicant transferred its assets to 

Lou Holland Growth Fund, a series of 

Forum Funds, based on net asset value. 

Expenses of $80,281 incurred in 

connection with the reorganization were 

paid by Holland Capital Management 

LLC, applicant’s investment adviser, 

and Atlantic Fund Management, LLC, 

the administrator of the surviving fund. 

Filing Date: The application was filed 

on April 14, 2010. 

Applicant’s Address: One North 

Wacker Drive, Suite 700, Chicago, IL 

60606. 

Premier Strategic Growth Fund 

[File No. 811–5001] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On December 27, 

1996, applicant transferred its assets to 

Dreyfus Premier Aggressive Growth 

Fund, a series of Dreyfus Premier Equity 

Funds, Inc., based on net asset value. 

Expenses of $48,500 incurred in 

connection with the reorganization were 

paid by applicant and the surviving 

fund. 

Filing Date: The application was filed 

on March 30, 2010. 

Applicant’s Address: c/o The Dreyfus 

Corporation, 200 Park Ave., New York, 

NY 10166. 

Credit Suisse Alternative Capital MultiStrategy Master Fund, LLC 

[File No. 811–21737] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant made a 

private offering of its securities from 

April 2005 until November 2009, at 

which time its board of managers 

determined to cease such offer. 

Applicant serves as a master fund for 

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25004 Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Notices 

1 15 U.S.C. 78q(d). 

2 15 U.S.C. 78k–1(a)(3)(B). 

3 17 CFR 240.17d–2. 

4 15 U.S.C. 78s(g)(1). 

5 15 U.S.C. 78q(d). 

6 15 U.S.C. 78s(g)(2). 

7 15 U.S.C. 78q(d)(1). 

8 17 CFR 240.17d–1 and 17 CFR 240.17d–2, 

respectively. 

two feeder funds, each of which is 

solely owned by an affiliate of 

applicant’s investment adviser. 

Applicant’s business activities consist 

solely of holding investments that 

cannot be immediately liquidated. 

Applicant is not presently making an 

offer of securities and does not propose 

to make any offering of securities. 

Applicant will continue to operate in 

reliance of section 3(c)(1) of the Act. 

Filing Date: The application was filed 

on February 24, 2010. 

Applicant’s Address: 11 Madison 

Ave., 13th Floor, New York, NY 10010. 

Credit Suisse Alternative Capital Long/ 

Short Equity Master Fund, LLC 

[File No. 811–21739] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. Applicant made a 

private offering of its securities from 

April 2005 until November 2009, at 

which time its board of managers 

determined to cease such offer. 

Applicant serves as a master fund for 

two feeder funds, each of which is 

solely owned by an affiliate of 

applicant’s investment adviser. 

Applicant’s business activities consist 

solely of holding investments that 

cannot be immediately liquidated. 

Applicant is not presently making an 

offer of securities and does not propose 

to make any offering of securities. 

Applicant will continue to operate in 

reliance of section 3(c)(1) of the Act. 

Filing Date: The application was filed 

on February 24, 2010. 

Applicant’s Address: 11 Madison 

Ave., 13th Floor, New York, NY 10010. 

Separate Account VA WM 

[File No. 811–21961] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

requests deregistration based on 

abandonment of registration. Applicant 

is not now engaged, or intending to 

engage, in any business activities other 

than those necessary for winding up its 

affairs. 

Filing Date: The application was filed 

on February 25, 2010. 

Applicant’s Address: 4333 Edgewood 

Road NE, Cedar Rapids, IA 52499–0001. 

Separate Account VA Z 

[File No. 811–22063] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

requests deregistration based on 

abandonment of registration. Applicant 

is not now engaged, or intending to 

engage, in any business activities other 

than those necessary for winding up its 

affairs. 

Filing Date: The application was filed 

on February 25, 2010. 

Applicant’s Address: 4333 Edgewood 

Road NE, Cedar Rapids, IA 52499–0001. 

Separate Account VA GNY 

[File No. 811–22064] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

requests deregistration based on 

abandonment of registration. Applicant 

is not now engaged, or intending to 

engage, in any business activities other 

than those necessary for winding up its 

affairs. 

Filing Date: The application was filed 

on February 25, 2010. 

Applicant’s Address: 4 

Manhattanville Road, Purchase, NY 

10577. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–10651 Filed 5–5–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–62000; File No. 4–596] 

Program for Allocation of Regulatory 

Responsibilities Pursuant to Rule 

17d–2; Order Approving and Declaring 

Effective a Plan for the Allocation of 

Regulatory Responsibilities Between 

the International Securities Exchange, 

LLC and the Financial Industry 

Regulatory Authority, Inc. Concerning 

Ballista Securities LLC 

April 29, 2010. 

Notice is hereby given that the 

Securities and Exchange Commission 

(‘‘Commission’’) has issued an Order, 

pursuant to Sections 17(d) 1 and 

11A(a)(3)(B) 2 of the Securities Exchange 

Act of 1934 (‘‘Act’’), approving and 

declaring effective a plan for the 

allocation of regulatory responsibilities 

(‘‘17d–2 Plan’’) that was filed pursuant 

to Rule 17d–2 3 under the Act by the 

International Securities Exchange, LLC 

(‘‘ISE’’) and the Financial Industry 

Regulatory Authority, Inc. (‘‘FINRA’’) 

(together with ISE, the ‘‘Parties’’). 

Accordingly, FINRA shall assume, in 

addition to the regulatory responsibility 

it has under the Act, the regulatory 

responsibilities allocated to it under the 

Plan. At the same time, ISE is relieved 

of those regulatory responsibilities 

allocated to FINRA under the Plan. 

I. Introduction 

Section 19(g)(1) 4 of the Act, among 

other things, requires every selfregulatory organization (‘‘SRO’’) 

registered as either a national securities 

exchange or registered securities 

association to examine for, and enforce 

compliance by, its members and persons 

associated with its members with the 

Act, the rules and regulations 

thereunder, and the SRO’s own rules, 

unless the SRO is relieved of this 

responsibility pursuant to Section 

17(d) 5 or 19(g)(2) 6 of the Act. Section 

17(d)(1) 7 of the Act was intended, in 

part, to eliminate unnecessary multiple 

examinations and regulatory 

duplication for those broker-dealers that 

maintain memberships in more than one 

SRO (‘‘common members’’). With respect 

to a common member, Section 17(d)(1) 

authorizes the Commission, by rule or 

order, to relieve an SRO of the 

responsibility to receive regulatory 

reports, to examine for and enforce 

compliance with applicable statutes, 

rules, and regulations, or to perform 

other specified regulatory functions. 

To implement Section 17(d)(1), the 

Commission adopted two rules: Rule 

17d–1 and Rule 17d–2 under the Act. 

Rule 17d–2 8 permits SROs to propose 

joint plans for the allocation of 

regulatory responsibilities, other than 

financial responsibility rules, with 

respect to their common members. 

Under paragraph (c) of Rule 17d–2, the 

Commission may declare such a plan 

effective if, after providing for notice 

and comment, it determines that the 

plan is necessary or appropriate in the 

public interest and for the protection of 

investors, to foster cooperation and 

coordination among the SROs, to 

remove impediments to, and foster the 

development of, a national market 

system and a national clearance and 

settlement system, and is in conformity 

with the factors set forth in Section 

17(d) of the Act. Upon effectiveness of 

a plan filed pursuant to Rule 17d–2, an 

SRO is relieved of those regulatory 

responsibilities for common members 

that are allocated by the plan to another 

SRO. 

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