# Official Journal L 223/2016

| | ISSN 1977-0677 |
| --- | --- |
| Official Journal
  of the European Union | L 223 |
| | |
| English edition | Legislation | Volume 5918 August 2016 |

ISSN 1977-0677

Official Journal

of the European Union

L 223

English edition

Legislation

Volume 5918 August 2016

---

| Contents | | II   Non-legislative acts | page |
| --- | --- | --- | --- |
| | | REGULATIONS |
| | * | Commission Delegated Regulation (EU) 2016/1387 of 9 June 2016 amending Annexes I and III to Council Regulation (EC) No 2173/2005 following a Voluntary Partnership Agreement with Indonesia for a FLEGT licensing scheme for imports of timber into the European Union | 1 |
| | * | Commission Regulation (EU) 2016/1388 of 17 August 2016 establishing a Network Code on Demand Connection (
  1
  ) | 10 |
| | * | Commission Regulation (EU) 2016/1389 of 17 August 2016 authorising a health claim made on foods and referring to children's development and health (
  1
  ) | 55 |
| | * | Commission Regulation (EU) 2016/1390 of 17 August 2016 refusing to authorise a health claim made on foods and referring to children's development and health (
  1
  ) | 58 |
| | | Commission Implementing Regulation (EU) 2016/1391 of 17 August 2016 establishing the standard import values for determining the entry price of certain fruit and vegetables | 60 |

Contents

II   Non-legislative acts

page

REGULATIONS

*

Commission Delegated Regulation (EU) 2016/1387 of 9 June 2016 amending Annexes I and III to Council Regulation (EC) No 2173/2005 following a Voluntary Partnership Agreement with Indonesia for a FLEGT licensing scheme for imports of timber into the European Union

1

*

Commission Regulation (EU) 2016/1388 of 17 August 2016 establishing a Network Code on Demand Connection (
  1
  )

1

10

*

Commission Regulation (EU) 2016/1389 of 17 August 2016 authorising a health claim made on foods and referring to children's development and health (
  1
  )

1

55

*

Commission Regulation (EU) 2016/1390 of 17 August 2016 refusing to authorise a health claim made on foods and referring to children's development and health (
  1
  )

1

58

Commission Implementing Regulation (EU) 2016/1391 of 17 August 2016 establishing the standard import values for determining the entry price of certain fruit and vegetables

60

| | |
| --- | --- |
| | (1)   Text with EEA relevance |

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(1)   Text with EEA relevance

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.

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II Non-legislative acts

REGULATIONS

| 18.8.2016 | EN | Official Journal of the European Union | L 223/1 |
| --- | --- | --- | --- |

18.8.2016

EN

Official Journal of the European Union

L 223/1

---

COMMISSION DELEGATED REGULATION (EU) 2016/1387

of 9 June 2016

amending Annexes I and III to Council Regulation (EC) No 2173/2005 following a Voluntary Partnership Agreement with Indonesia for a FLEGT licensing scheme for imports of timber into the European Union

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Council Regulation (EC) No 2173/2005 of 20 December 2005 on the establishment of a FLEGT licensing scheme for imports of timber into the European Community (1), and in particular Article 10(1) and (3) thereof,

Whereas:

| (1) | A Voluntary Partnership Agreement (VPA) between the Union and the Republic of Indonesia (hereinafter referred to as the ‘Agreement’) was ratified by the Parties and entered into force on 1 May 2014. |
| --- | --- |

(1)

A Voluntary Partnership Agreement (VPA) between the Union and the Republic of Indonesia (hereinafter referred to as the ‘Agreement’) was ratified by the Parties and entered into force on 1 May 2014.

| (2) | Article 14(5)(e) of the Agreement provides that the Joint Implementation Committee (JIC) set up by that Agreement is to agree on the date from which the FLEGT licensing scheme will start operating after an evaluation of the functioning of the Indonesian Timber Legality Assurance System (TLAS) on the basis of the criteria set out in Annex VIII to that Agreement. |
| --- | --- |

(2)

Article 14(5)(e) of the Agreement provides that the Joint Implementation Committee (JIC) set up by that Agreement is to agree on the date from which the FLEGT licensing scheme will start operating after an evaluation of the functioning of the Indonesian Timber Legality Assurance System (TLAS) on the basis of the criteria set out in Annex VIII to that Agreement.

| (3) | A joint independent assessment of the Indonesian TLAS has concluded that the Indonesian TLAS is a robust system and that the system meets the criteria to assess its operationality established in Annex VIII to the Agreement. |
| --- | --- |

(3)

A joint independent assessment of the Indonesian TLAS has concluded that the Indonesian TLAS is a robust system and that the system meets the criteria to assess its operationality established in Annex VIII to the Agreement.

| (4) | The two Parties are now in a position to make a decision on the start date of the FLEGT licensing scheme for Indonesia. |
| --- | --- |

(4)

The two Parties are now in a position to make a decision on the start date of the FLEGT licensing scheme for Indonesia.

| (5) | With a view to start the FLEGT licensing scheme for Indonesia, Annexes I and III to Regulation (EC) No 2173/2005 need first to be amended so as to include the Republic of Indonesia and its Licensing Information Unit under the list of ‘Partner countries and their designated licensing authorities’ contained in Annex I, and the list of products covered by the FLEGT licensing scheme in Annex III ‘Timber products to which the FLEGT licensing scheme applies only in relation to the corresponding partner countries’. |
| --- | --- |

(5)

With a view to start the FLEGT licensing scheme for Indonesia, Annexes I and III to Regulation (EC) No 2173/2005 need first to be amended so as to include the Republic of Indonesia and its Licensing Information Unit under the list of ‘Partner countries and their designated licensing authorities’ contained in Annex I, and the list of products covered by the FLEGT licensing scheme in Annex III ‘Timber products to which the FLEGT licensing scheme applies only in relation to the corresponding partner countries’.

| (6) | Regulation (EC) No 2173/2005 should therefore be amended accordingly, |
| --- | --- |

(6)

Regulation (EC) No 2173/2005 should therefore be amended accordingly,

HAS ADOPTED THIS REGULATION:

Article 1

Annex I to Regulation (EC) No 2173/2005 is amended as set out in the Annex to this Regulation.

Article 2

Annex III to Regulation (EC) No 2173/2005 is amended as set out in the Annex to this Regulation.

Article 3

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

It shall apply from 15 November 2016.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 9 June 2016.

For the Commission

The President

Jean-Claude JUNCKER

---

(1)  
  OJ L 347, 30.12.2005, p. 1.

1

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ANNEX

Annex I and Annex III to Regulation (EC) No 2173/2005 are amended as follows:

| (1) | in Annex I, the following table is inserted:






  ‘Partner country | Designated licensing authorities |
| --- | --- | --- |
| THE REPUBLIC OF INDONESIA | Licence Information Unit (LIU) (1) |
| Ministry of Environment and Forestry |
| Gedung Manggala Wanabakti Blok I Lantai 2 |
| Jln. Gatot Subroto — Senayan |
| Jakarta — Pusat — Indonesia — 10270 |
| Phone: +62 21 5730268/269 |
| Fax +62 21 5737093 |
| Email: subditivlk@gmail.com; marianalubis1962@gmail.com |

(1)

in Annex I, the following table is inserted:

‘Partner country

Designated licensing authorities

THE REPUBLIC OF INDONESIA

Licence Information Unit (LIU) (1)

Ministry of Environment and Forestry

Gedung Manggala Wanabakti Blok I Lantai 2

Jln. Gatot Subroto — Senayan

Jakarta — Pusat — Indonesia — 10270

Phone: +62 21 5730268/269

Fax +62 21 5737093

Email: subditivlk@gmail.com; marianalubis1962@gmail.com

| (2) | in Annex III, the following table is inserted:







  ‘Partner country | HS heading | Description |
| --- | --- | --- | --- |
| THE REPUBLIC OF INDONESIA | CHAPTER 44 |
| | Fuel wood, in logs, in billets, in twigs, in faggots or in similar forms; wood in chips or particles; sawdust and wood waste and scrap, whether or not agglomerated in logs, briquettes, pellets or similar forms. |
| 4401 21 | – | Wood in chips or particles – – coniferous |

(2)

in Annex III, the following table is inserted:

‘Partner country

HS heading

Description

THE REPUBLIC OF INDONESIA

CHAPTER 44

Fuel wood, in logs, in billets, in twigs, in faggots or in similar forms; wood in chips or particles; sawdust and wood waste and scrap, whether or not agglomerated in logs, briquettes, pellets or similar forms.

4401 21

–

Wood in chips or particles – – coniferous

ex 4401 22

| – | Wood in chips or particles – – non coniferous (not from bamboo nor rattan) |
| --- | --- |

–

Wood in chips or particles – – non coniferous (not from bamboo nor rattan)

4403

Wood in the rough, whether or not stripped of bark or sapwood, or roughly squared. (Prohibited from export under the Indonesian law. In line with Article 3(3) of the Voluntary Partnership Agreement between the European Union and the Republic of Indonesia on forest law enforcement, governance and trade in timber products into the European Union (hereinafter referred to as the ‘EU-Indonesia VPA’) (2), products under this HS code may not be FLEGT licensed and therefore may not be imported into the Union).

ex 4404 10

Chipwood and the like – coniferous

ex 4404 20

Chipwood and the like – non coniferous – – Chipwood

ex 4404

Hoopwood; split poles; piles, pickets and stakes of wood, pointed but not sawn lengthwise; wooden sticks, roughly trimmed, but not turned, bent or otherwise worked, suitable for the manufacture of walking sticks, umbrellas, tool handles or the like. (Prohibited from export under the Indonesian law. In line with Article 3(3) of the EU-Indonesia VPA, products under this HS code may not be FLEGT licensed and therefore may not be imported into the Union).

4406

Railway or tramway sleepers (cross ties) of wood. (Prohibited from export under Indonesian law. In line with Article 3(3) of the EU-Indonesia VPA, products under this HS code may not be FLEGT licensed and therefore may not be imported into the Union).

ex 4407

Wood sawn or chipped lengthwise, sliced or peeled, planed, sanded or end jointed, of a thickness exceeding 6 mm.

ex 4407

Wood sawn or chipped lengthwise, sliced or peeled, not planed, not sanded or not end jointed, of a thickness exceeding 6 mm. (prohibited from export under Indonesian law. In line with Article 3(3) of the EU-Indonesia VPA, products under this HS code may not be FLEGT licensed and therefore may not be imported into the Union).

Sheets for veneering (including those obtained by slicing laminated wood), for plywood or for similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not planed, sanded, spliced or end jointed, of a thickness not exceeding 6 mm

4408 10

| – | Coniferous |
| --- | --- |

–

Coniferous

4408 31

Dark Red Meranti, Light Red Meranti, and Meranti Bakau

4408 39

Other, except coniferous, Dark Red Meranti, Light Red Meranti, and Meranti Bakau

ex 4408 90

Other, except coniferous and tropical wood specified in Subheading Note 2 to this chapter (not from bamboo nor rattan)

Wood (including strips and friezes for parquet flooring, not assembled) continuously shaped (tongued, grooved, rebated, chamfered, V jointed, beaded, moulded, rounded or the like) along any of its edges, ends or faces, whether or not planed, sanded or end jointed.

4409 10

| – | Coniferous |
| --- | --- |

–

Coniferous

ex 4409 29

| – | Non coniferous – other (not from rattan) |
| --- | --- |

–

Non coniferous – other (not from rattan)

Particle board, oriented strand board (OSB) and similar board (for example, waferboard) of wood or other ligneous materials, whether or not agglomerated with resins or other organic binding substances

ex 4410 11

| – | Of wood – – Particle board (not from bamboo nor rattan) |
| --- | --- |

–

Of wood – – Particle board (not from bamboo nor rattan)

ex 4410 12

| – | Of wood – – Oriented strand board (OSB) (not from bamboo nor rattan) |
| --- | --- |

–

Of wood – – Oriented strand board (OSB) (not from bamboo nor rattan)

ex 4410 19

| – | Of wood – – Other (not from bamboo nor rattan) |
| --- | --- |

–

Of wood – – Other (not from bamboo nor rattan)

ex 4411

Fibreboard of wood or other ligneous materials, whether or not bonded with resins or other organic substances (not from bamboo nor rattan)

Plywood, veneered panels and similar laminated wood

4412 31

| – | Other plywood, consisting solely of sheets of wood (other than bamboo), each ply not exceeding 6 mm thickness: – – With at least one outer ply of tropical wood specified in Subheading Note 2 to this Chapter |
| --- | --- |

–

Other plywood, consisting solely of sheets of wood (other than bamboo), each ply not exceeding 6 mm thickness: – – With at least one outer ply of tropical wood specified in Subheading Note 2 to this Chapter

4412 32

| – | Other plywood, consisting solely of sheets of wood (other than bamboo), each ply not exceeding 6 mm thickness: – – Other, with at least one outer ply of non-coniferous wood |
| --- | --- |

–

Other plywood, consisting solely of sheets of wood (other than bamboo), each ply not exceeding 6 mm thickness: – – Other, with at least one outer ply of non-coniferous wood

4412 39

| – | Other plywood, consisting solely of sheets of wood (other than bamboo), each ply not exceeding 6 mm thickness: – – Other |
| --- | --- |

–

Other plywood, consisting solely of sheets of wood (other than bamboo), each ply not exceeding 6 mm thickness: – – Other

ex 4412 94

| – | Other: – – Blockboard, laminboard and battenboard (not from rattan) |
| --- | --- |

–

Other: – – Blockboard, laminboard and battenboard (not from rattan)

ex 4412 99

| – | Other: – – Other: – – – Barecore (wood waste glued together) (not from rattan) and – – – Other (not from rattan) |
| --- | --- |

–

Other: – – Other: – – – Barecore (wood waste glued together) (not from rattan) and – – – Other (not from rattan)

ex 4413

Densified wood, in blocks, plates, strips or profile shapes (not from bamboo nor rattan)

ex 4414

Wooden frames for paintings, photographs, mirrors or similar objects (not from bamboo nor rattan)

ex 4415

Packing cases, boxes, crates, drums and similar packings, of wood; cable drums of wood; pallets, box pallets and other load boards, of wood; pallet collars of wood (not from bamboo nor rattan)

ex 4416

Casks, barrels, vats, tubs and other coopers' products and parts thereof, of wood, including staves (not from bamboo nor rattan)

ex 4417

Tools, tool bodies, tool handles, broom or brush bodies and handles, of wood; boot or shoe lasts and trees, of wood (not from bamboo nor rattan)

ex 4418

Builders' joinery and carpentry of wood, including cellular wood panels, assembled flooring panels, shingles and shakes (not from bamboo nor rattan)

ex 4419

Tableware and kitchenware, of wood (not from bamboo and rattan)

Wood marquetry and inlaid wood; caskets and cases for jewellery or cutlery, and similar articles, of wood.

ex 4420 90

| – | Other – – Wood in the form of logs or squared logs with simple process in the surface, carved or finely threaded or painted, does not have significant added-value and no significant change in shape (HS ex 4420909000 in Indonesia) (Prohibited from export under Indonesian law. In line with Article 3(3) of the EU-Indonesia VPA, products under this HS code may not be FLEGT licensed and therefore may not be imported into the Union). |
| --- | --- |

–

Other – – Wood in the form of logs or squared logs with simple process in the surface, carved or finely threaded or painted, does not have significant added-value and no significant change in shape (HS ex 4420909000 in Indonesia) (Prohibited from export under Indonesian law. In line with Article 3(3) of the EU-Indonesia VPA, products under this HS code may not be FLEGT licensed and therefore may not be imported into the Union).

Other articles of wood

ex 4421 90

| – | Other – – Match splints (not from bamboo nor rattan) and – – Other – – – Wooden paving blocks (not from bamboo nor rattan) |
| --- | --- |

–

Other – – Match splints (not from bamboo nor rattan) and – – Other – – – Wooden paving blocks (not from bamboo nor rattan)

ex 4421 90

| – | Other – – Other – – – Wood in the form of logs or squared logs with simple process in the surface, carved or finely threaded or painted, does not have significant added-value and no significant change in shape (HS ex 4421909900 in Indonesia) (Prohibited from export under the Indonesian law. In line with Article 3(3) of the EU-Indonesia VPA, products under this HS code may not be FLEGT licensed and therefore may not be imported into the Union). |
| --- | --- |

–

Other – – Other – – – Wood in the form of logs or squared logs with simple process in the surface, carved or finely threaded or painted, does not have significant added-value and no significant change in shape (HS ex 4421909900 in Indonesia) (Prohibited from export under the Indonesian law. In line with Article 3(3) of the EU-Indonesia VPA, products under this HS code may not be FLEGT licensed and therefore may not be imported into the Union).

CHAPTER 47

Pulp of wood or of other fibrous cellulosic material; recovered (waste and scrap) paper or paperboard:

4701

Mechanical wood pulp

4702

Chemical wood pulp, dissolving grades

4703

Chemical wood pulp, soda or sulphate, other than dissolving grades.

4704

Chemical wood pulp, sulphite, other than dissolving grades

4705

Wood pulp obtained by a combination of mechanical and chemical pulping processes

CHAPTER 48 (3)

ex 4802

Uncoated paper and paperboard, of a kind used for writing, printing or other graphic purposes, and non-perforated punch cards and punch tape paper, in rolls or rectangular (including square) sheets, of any size, other than paper of heading 4801 or 4803 ; hand-made paper and paperboard (not from non-wooden nor recycled material)

ex 4803

Toilet or facial tissue stock, towel or napkin stock and similar paper of a kind used for household or sanitary purposes, cellulose wadding and webs of cellulose fibres, whether or not creped, crinkled, embossed, perforated, surface coloured, surface decorated or printed, in rolls or sheets (not from non-wooden nor recycled material)

ex 4804

Uncoated kraft paper and paperboard, in rolls or sheets, other than that of heading 4802 or 4803 (not from non-wooden nor recycled material)

ex 4805

Other Uncoated paper and paperboard, in rolls or sheets, not further worked or processed than as specify in Note 3 to this chapter (not from non-wooden nor recycled material)

ex 4806

Vegetable parchment, greaseproof papers, tracing papers and glassine and other glazed transparent or translucent papers, in rolls or sheets (not from non-wooden nor recycled material)

ex 4807

Composite paper and paperboard (made by sticking flat layers of paper or paperboard together with an adhesive), not surface coated or impregnated, whether or not internally reinforced, in rolls or sheets (not from non-wooden nor recycled material)

ex 4808

Paper and paperboard, corrugated (with or without glued flat surface sheets), creped, crinkled, embossed or perforated, in rolls or sheets, other than paper of the kind described in heading 4803 (not from non-wooden nor recycled material)

ex 4809

Carbon paper, self-copy paper and other copying or transfer papers (including coated or impregnated paper for duplicator stencils or offset plates), whether or not printed, in rolls or sheets (not from non-wooden nor recycled material)

ex 4810

Paper and paperboard, coated on one or both sides with kaolin (China clay) or other inorganic substances, with or without binder, and with no other coating, whether or not surface coloured, surface decorated or printed, in rolls or rectangular (including square) sheets, of any size (not from non-wooden nor recycled material)

ex 4811

Paper, paperboard, cellulose wadding and webs of cellulose fibres, coated, impregnated, covered, surface coloured, surface decorated or printed, in rolls or rectangular (including square) sheets, of any size, other than goods of the kind described in heading 4803 , 4809 or 4810 (not from non-wooden nor recycled material)

ex 4812

Filter blocks, slabs and plates, of paper pulp (not from non-wooden nor recycled material)

ex 4813

Cigarette paper, whether or not cut to size or in the form booklets or tubes (not from non-wooden nor recycled material)

ex 4814

Wallpaper and similar wall covering; window transparencies of paper (not from non-wooden nor recycled material)

ex 4816

Carbon paper, self-copy paper and other copying or transfer papers (other than those of heading 4809 ), duplicator stencils and offset plates, of paper, whether or not put up in boxes (not from non-wooden nor recycled material)

ex 4817

Envelopes, letter cards, plain postcards and correspondence cards, of paper or paper board; boxes, pouches, wallets and writing compendiums, of paper or paperboard, containing an assortment of paper stationary (not from non-wooden nor recycled material)

ex 4818

Toilet paper and similar paper, cellulose wadding or webs of cellulose fibres, of a kind used for household or sanitary purposes, in rolls of a width not exceeding 36 cm, or cut to size or shape; handkerchief, cleansing tissues, towels, tablecloths, serviettes, napkins for babies, tampons, bed sheets and similar household, sanitary or hospital articles, articles of apparel and clothing accessories, of paper pulp, paper, cellulose wadding or webs of cellulose fibres (not from non-wooden nor recycled material)

ex 4821

Paper or paperboard labels of all kinds, whether or not printed (not from non-wooden nor recycled material)

ex 4822

Bobbins, spools, cops and similar support of paper pulp, paper or paper board whether or not perforated or hardened (not from non-wooden nor recycled material)

ex 4823

Other paper, paperboard, cellulose wadding and webs cellulose fibres, cut to size or shape; other articles of paper pulp, paper, paperboard, cellulose wadding or webs of cellulose fibres (not from non-wooden nor recycled material)

CHAPTER 94

Seats (other than those of heading 9402 ), whether or not convertible into beds, and parts thereof

9401 61

| – | Other seats, with wooden frames: – – Upholstered |
| --- | --- |

–

Other seats, with wooden frames: – – Upholstered

9401 69

| – | Other seats, with wooden frames: – – Other |
| --- | --- |

–

Other seats, with wooden frames: – – Other

Other furniture and parts thereof

9403 30

| – | Wooden furniture of a kind used in offices |
| --- | --- |

–

Wooden furniture of a kind used in offices

9403 40

| – | Wooden furniture of a kind used in the kitchen |
| --- | --- |

–

Wooden furniture of a kind used in the kitchen

9403 50

| – | Wooden furniture of a kind used in the bedroom |
| --- | --- |

–

Wooden furniture of a kind used in the bedroom

9403 60

| – | Other wooden furniture |
| --- | --- |

–

Other wooden furniture

ex 9403 90

| – | Parts: – – Other (HS 9403 90 90 in Indonesia) |
| --- | --- |

–

Parts: – – Other (HS 9403 90 90 in Indonesia)

Prefabricated buildings

ex 9406 00

| – | Other prefabricated buildings: – – Of wood (HS 9406 00 92 in Indonesia) |
| --- | --- |

–

Other prefabricated buildings: – – Of wood (HS 9406 00 92 in Indonesia)

CHAPTER 97

Original engravings, prints and lithographs.

ex 9702 00

Wood in the form of logs or squared logs with simple process in the surface, carved or finely threaded or painted, does not have significant added-value and no significant change in shape (HS ex 9702000000 in Indonesia) (Prohibited from export under Indonesian law. In line with Article 3(3) of the EU-Indonesia VPA, products under this HS code may not be FLEGT licensed and therefore may not be imported into the Union).

---

(1)  According to Article 4(4) of the VPA, a Licence Information Unit (LIU) has been established by Indonesia to serve as a contact point for communications between EU Member States competent authorities and the Indonesian Licensing Authorities. The LIU is an information management unit which validates information concerning V-Legal Document/FLEGT licence issuance. The LIU is also responsible for general information exchange on the TLAS, and receives and stores relevant data and information on the issuance of certificates of legality and FLEGT licences. It also responds to queries from competent authorities of trading partners and stakeholders. Some of the verification bodies, which are conformity assessment bodies accredited by the Indonesian National Accreditation Body (KAN), are authorized and overseen by the Indonesian Ministry of Forestry and Environment to act as licensing authorities. An updated list of authorized licensing authorities is available through the LIU and also at the link: http://silk.dephut.go.id/index.php/info/lvlk.’;

(2)  
  OJ L 150, 20.5.2014, p. 252.

(3)  Paper products originating from non-wooden or recycled material are accompanied by a formal letter from the Indonesian Ministry of Industry validating the use of non-wooden or recycled materials. Such products will not be FLEGT licensed.’

---

| 18.8.2016 | EN | Official Journal of the European Union | L 223/10 |
| --- | --- | --- | --- |

18.8.2016

EN

Official Journal of the European Union

L 223/10

---

COMMISSION REGULATION (EU) 2016/1388

of 17 August 2016

establishing a Network Code on Demand Connection

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EC) No 714/2009 of the European Parliament and of the Council of 13 July 2009 on conditions for access to the network for cross-border exchanges in electricity and repealing Regulation (EC) No 1228/2003 (1), and in particular Article 6(11) thereof,

Whereas:

| (1) | The swift completion of a fully functioning and interconnected internal energy market is crucial to maintaining security of energy supply, increasing competitiveness and ensuring that all consumers can purchase energy at affordable prices. |
| --- | --- |

(1)

The swift completion of a fully functioning and interconnected internal energy market is crucial to maintaining security of energy supply, increasing competitiveness and ensuring that all consumers can purchase energy at affordable prices.

| (2) | Regulation (EC) No 714/2009 sets out non-discriminatory rules governing access to the network for cross-border exchanges in electricity with a view to ensuring the proper functioning of the internal market in electricity. In addition Article 5 of Directive 2009/72/EC of the European Parliament and of the Council (2) requires that Member States or, where Member States have so provided, regulatory authorities ensure, inter alia, that objective and non-discriminatory technical rules are developed which establish minimum technical design and operational requirements for the connection to the system. Where requirements constitute terms and conditions for connection to national networks, Article 37(6) of the same Directive requires regulatory authorities to be responsible for fixing or approving at least the methodologies used to calculate or establish them. In order to provide system security within the interconnected transmission system, it is essential to establish a common understanding of the requirements for grid connection applicable to demand facilities and distribution systems, including closed distribution systems. Those requirements that contribute to maintaining, preserving and restoring system security in order to facilitate proper functioning of the internal electricity market within and between synchronous areas, and to achieve cost efficiencies, should be regarded as cross-border network issues and market integration issues. |
| --- | --- |

(2)

Regulation (EC) No 714/2009 sets out non-discriminatory rules governing access to the network for cross-border exchanges in electricity with a view to ensuring the proper functioning of the internal market in electricity. In addition Article 5 of Directive 2009/72/EC of the European Parliament and of the Council (2) requires that Member States or, where Member States have so provided, regulatory authorities ensure, inter alia, that objective and non-discriminatory technical rules are developed which establish minimum technical design and operational requirements for the connection to the system. Where requirements constitute terms and conditions for connection to national networks, Article 37(6) of the same Directive requires regulatory authorities to be responsible for fixing or approving at least the methodologies used to calculate or establish them. In order to provide system security within the interconnected transmission system, it is essential to establish a common understanding of the requirements for grid connection applicable to demand facilities and distribution systems, including closed distribution systems. Those requirements that contribute to maintaining, preserving and restoring system security in order to facilitate proper functioning of the internal electricity market within and between synchronous areas, and to achieve cost efficiencies, should be regarded as cross-border network issues and market integration issues.

| (3) | Harmonised rules for grid connection for demand facilities and distribution systems should be set out in order to provide a clear legal framework for grid connections, facilitate Union-wide trade in electricity, ensure system security, facilitate the integration of renewable electricity sources, increase competition, and allow more efficient use of the network and resources, for the benefit of consumers. |
| --- | --- |

(3)

Harmonised rules for grid connection for demand facilities and distribution systems should be set out in order to provide a clear legal framework for grid connections, facilitate Union-wide trade in electricity, ensure system security, facilitate the integration of renewable electricity sources, increase competition, and allow more efficient use of the network and resources, for the benefit of consumers.

| (4) | System security cannot be ensured independently from the technical capabilities of all users. Historically, generation facilities have formed the backbone of providing technical capabilities. However, in this regard, demand facilities are expected to play a more pivotal role in the future. Regular coordination at the level of the transmission and distribution networks and adequate performance of the equipment connected to the transmission and distribution networks with sufficient robustness to cope with disturbances and to help to prevent any major disruption or to facilitate restoration of the system after a collapse are fundamental prerequisites. |
| --- | --- |

(4)

System security cannot be ensured independently from the technical capabilities of all users. Historically, generation facilities have formed the backbone of providing technical capabilities. However, in this regard, demand facilities are expected to play a more pivotal role in the future. Regular coordination at the level of the transmission and distribution networks and adequate performance of the equipment connected to the transmission and distribution networks with sufficient robustness to cope with disturbances and to help to prevent any major disruption or to facilitate restoration of the system after a collapse are fundamental prerequisites.

| (5) | Regulatory authorities should consider the reasonable costs effectively incurred by system operators in the implementation of this Regulation when fixing or approving transmission or distribution tariffs or their methodologies or when approving the terms and conditions for connection and access to national networks in accordance with Article 37(1) and (6) of Directive 2009/72/EC and with Article 14 of Regulation (EC) No 714/2009. |
| --- | --- |

(5)

Regulatory authorities should consider the reasonable costs effectively incurred by system operators in the implementation of this Regulation when fixing or approving transmission or distribution tariffs or their methodologies or when approving the terms and conditions for connection and access to national networks in accordance with Article 37(1) and (6) of Directive 2009/72/EC and with Article 14 of Regulation (EC) No 714/2009.

| (6) | Different synchronous electricity systems in the Union have different characteristics which need to be taken into account when setting the requirements for demand connection. It is therefore appropriate to consider regional specificities when establishing network connection rules as required by Article 8(6) of Regulation (EC) No 714/2009. |
| --- | --- |

(6)

Different synchronous electricity systems in the Union have different characteristics which need to be taken into account when setting the requirements for demand connection. It is therefore appropriate to consider regional specificities when establishing network connection rules as required by Article 8(6) of Regulation (EC) No 714/2009.

| (7) | In view of the need to provide regulatory certainty, the requirements of this Regulation should apply to new transmission-connected demand facilities, new transmission-connected distribution facilities, new distribution systems and new demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant transmission system operators (‘TSOs’). The requirements of this Regulation should not apply to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units that are or can be used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs. The requirements of this Regulation also should not apply to new or existing demand facilities connected at the distribution level unless they provide demand response services to relevant system operators and relevant TSOs. However, the requirements of this Regulation should apply in case the relevant regulatory authority or Member State decides otherwise based on evolution of system requirements and a full cost-benefit analysis, or in case a substantial modernisation or replacement of equipment impacting the technical capabilities of an existing transmission-connected demand facility, an existing transmission-connected distribution facility, an existing distribution system, or an existing demand unit within a demand facility or a closed distribution system connected at a voltage level above 1 000 V has been performed. |
| --- | --- |

(7)

In view of the need to provide regulatory certainty, the requirements of this Regulation should apply to new transmission-connected demand facilities, new transmission-connected distribution facilities, new distribution systems and new demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant transmission system operators (‘TSOs’). The requirements of this Regulation should not apply to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units that are or can be used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs. The requirements of this Regulation also should not apply to new or existing demand facilities connected at the distribution level unless they provide demand response services to relevant system operators and relevant TSOs. However, the requirements of this Regulation should apply in case the relevant regulatory authority or Member State decides otherwise based on evolution of system requirements and a full cost-benefit analysis, or in case a substantial modernisation or replacement of equipment impacting the technical capabilities of an existing transmission-connected demand facility, an existing transmission-connected distribution facility, an existing distribution system, or an existing demand unit within a demand facility or a closed distribution system connected at a voltage level above 1 000 V has been performed.

| (8) | Demand response is an important instrument for increasing the flexibility of the internal energy market and for enabling optimal use of networks. It should be based on customers' actions or on their agreement for a third party to take action on their behalf. A demand facility owner or a closed distribution system operator (‘CDSO’) may offer demand response services to the market as well as to system operators for grid security. In the latter case, the demand facility owner or the closed distribution system operator should ensure that new demand units used to provide such services fulfil the requirements set out in this Regulation, either individually or commonly as part of demand aggregation through a third party. In this regard, third parties have a key role in bringing together demand response capacities and can have the responsibility and obligation to ensure the reliability of those services, where those responsibilities are delegated by the demand facility owner and the closed distribution system operator. |
| --- | --- |

(8)

Demand response is an important instrument for increasing the flexibility of the internal energy market and for enabling optimal use of networks. It should be based on customers' actions or on their agreement for a third party to take action on their behalf. A demand facility owner or a closed distribution system operator (‘CDSO’) may offer demand response services to the market as well as to system operators for grid security. In the latter case, the demand facility owner or the closed distribution system operator should ensure that new demand units used to provide such services fulfil the requirements set out in this Regulation, either individually or commonly as part of demand aggregation through a third party. In this regard, third parties have a key role in bringing together demand response capacities and can have the responsibility and obligation to ensure the reliability of those services, where those responsibilities are delegated by the demand facility owner and the closed distribution system operator.

| (9) | The requirements should be based on the principles of non-discrimination and transparency as well as on the principle of optimisation between the highest overall efficiency and lowest total cost for all involved parties. TSOs and distribution system operators (‘DSOs’) including CDSOs can take those elements into account when defining the requirements in accordance with the provisions of this Regulation, whilst recognising that the thresholds which determine whether a system is a transmission system or a distribution system are established at the national level. |
| --- | --- |

(9)

The requirements should be based on the principles of non-discrimination and transparency as well as on the principle of optimisation between the highest overall efficiency and lowest total cost for all involved parties. TSOs and distribution system operators (‘DSOs’) including CDSOs can take those elements into account when defining the requirements in accordance with the provisions of this Regulation, whilst recognising that the thresholds which determine whether a system is a transmission system or a distribution system are established at the national level.

| (10) | The requirements applicable to a demand facility connected to a transmission system should set out the capabilities at their interfaces and the necessary automated responses and data exchange. These requirements aim at ensuring the operability of the transmission system, and the capacity to utilise the generation and demand response embedded in these networks over system operational ranges and critical events. |
| --- | --- |

(10)

The requirements applicable to a demand facility connected to a transmission system should set out the capabilities at their interfaces and the necessary automated responses and data exchange. These requirements aim at ensuring the operability of the transmission system, and the capacity to utilise the generation and demand response embedded in these networks over system operational ranges and critical events.

| (11) | The requirements applicable to a distribution system connected to a transmission system or another distribution system should set out the operational range of these systems and the necessary automated responses and data exchange. These requirements should ensure the effective development and operability of the transmission system, and the capacity to utilise the generation and demand response embedded in these networks over system operational ranges and critical events. |
| --- | --- |

(11)

The requirements applicable to a distribution system connected to a transmission system or another distribution system should set out the operational range of these systems and the necessary automated responses and data exchange. These requirements should ensure the effective development and operability of the transmission system, and the capacity to utilise the generation and demand response embedded in these networks over system operational ranges and critical events.

| (12) | The requirements applicable to a demand unit used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs should ensure the capacity to use the demand response over system operational ranges thereby minimising critical events. |
| --- | --- |

(12)

The requirements applicable to a demand unit used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs should ensure the capacity to use the demand response over system operational ranges thereby minimising critical events.

| (13) | The administrative burdens and costs associated with providing demand response should be kept within reasonable limits, in particular as regards domestic consumers, who will play an increasingly important role in the transition to low carbon society and their uptake should not be unnecessarily burdened with administrative tasks. |
| --- | --- |

(13)

The administrative burdens and costs associated with providing demand response should be kept within reasonable limits, in particular as regards domestic consumers, who will play an increasingly important role in the transition to low carbon society and their uptake should not be unnecessarily burdened with administrative tasks.

| (14) | Due to its cross-border impact, this Regulation should aim at the same frequency- related requirements for all voltage levels, at least within a synchronous area. That is necessary because, within a synchronous area, a change in frequency in one Member State would immediately impact frequency and could damage equipment in all other Member States. |
| --- | --- |

(14)

Due to its cross-border impact, this Regulation should aim at the same frequency- related requirements for all voltage levels, at least within a synchronous area. That is necessary because, within a synchronous area, a change in frequency in one Member State would immediately impact frequency and could damage equipment in all other Member States.

| (15) | Voltage ranges should be coordinated between interconnected systems because they are crucial to secure planning and operation of a power system within a synchronous area. Disconnections because of voltage disturbances have an impact on neighbouring systems. Failure to specify voltage ranges could lead to widespread uncertainty in planning and operation of the system with respect to operation beyond normal operating conditions. |
| --- | --- |

(15)

Voltage ranges should be coordinated between interconnected systems because they are crucial to secure planning and operation of a power system within a synchronous area. Disconnections because of voltage disturbances have an impact on neighbouring systems. Failure to specify voltage ranges could lead to widespread uncertainty in planning and operation of the system with respect to operation beyond normal operating conditions.

| (16) | Appropriate and proportionate compliance testing should be introduced so that system operators can ensure operational security. In accordance with Article 37(1)(b) of Directive 2009/72/EC, regulatory authorities are responsible for ensuring that system operators are compliant with this Regulation. |
| --- | --- |

(16)

Appropriate and proportionate compliance testing should be introduced so that system operators can ensure operational security. In accordance with Article 37(1)(b) of Directive 2009/72/EC, regulatory authorities are responsible for ensuring that system operators are compliant with this Regulation.

| (17) | The regulatory authorities, Member States and system operators should ensure that, in the process of developing and approving the requirements for network connection, they are harmonised to the extent possible, in order to ensure full market integration. Established technical standards should be taken into particular consideration in the development of connection requirements. |
| --- | --- |

(17)

The regulatory authorities, Member States and system operators should ensure that, in the process of developing and approving the requirements for network connection, they are harmonised to the extent possible, in order to ensure full market integration. Established technical standards should be taken into particular consideration in the development of connection requirements.

| (18) | System operators should not specify technical requirements for equipment that hinder the free movement of goods in the internal market. Where system operators make technical specifications resulting in requirements for the placing on the market of equipment, the respective Member State should follow the procedure referred to in Articles 8 and 9 of Directive 98/34/EC of the European Parliament and of the Council (3). |
| --- | --- |

(18)

System operators should not specify technical requirements for equipment that hinder the free movement of goods in the internal market. Where system operators make technical specifications resulting in requirements for the placing on the market of equipment, the respective Member State should follow the procedure referred to in Articles 8 and 9 of Directive 98/34/EC of the European Parliament and of the Council (3).

| (19) | A process for derogating from the rules should be set out in this Regulation to take into account local circumstances where exceptionally, for example, compliance with those rules could jeopardise the stability of the local network or where the safe operation of a transmission-connected demand facility, a transmission-connected distribution facility, a distribution system, or a demand unit used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs, might require operating conditions that are not in line with this Regulation. |
| --- | --- |

(19)

A process for derogating from the rules should be set out in this Regulation to take into account local circumstances where exceptionally, for example, compliance with those rules could jeopardise the stability of the local network or where the safe operation of a transmission-connected demand facility, a transmission-connected distribution facility, a distribution system, or a demand unit used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs, might require operating conditions that are not in line with this Regulation.

| (20) | Subject to approval by the relevant regulatory authority, or other authority where applicable in a Member State, demand facility owners and relevant system operators should be allowed to propose derogations for certain classes of transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs. |
| --- | --- |

(20)

Subject to approval by the relevant regulatory authority, or other authority where applicable in a Member State, demand facility owners and relevant system operators should be allowed to propose derogations for certain classes of transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs.

| (21) | According to Article 28 of Directive 2009/72/EC, Member States may provide for the classification of a system which distributes electricity as a closed distribution system in certain circumstances. The provisions of this Regulation should apply to closed distribution systems only where Member States have so provided according to Article 28 of Directive 2009/72/EC. |
| --- | --- |

(21)

According to Article 28 of Directive 2009/72/EC, Member States may provide for the classification of a system which distributes electricity as a closed distribution system in certain circumstances. The provisions of this Regulation should apply to closed distribution systems only where Member States have so provided according to Article 28 of Directive 2009/72/EC.

| (22) | This Regulation has been adopted on the basis of Regulation (EC) No 714/2009 which it supplements and of which it forms an integral part. References to Regulation (EC) No 714/2009 in other legal acts should be understood as also referring to this Regulation. |
| --- | --- |

(22)

This Regulation has been adopted on the basis of Regulation (EC) No 714/2009 which it supplements and of which it forms an integral part. References to Regulation (EC) No 714/2009 in other legal acts should be understood as also referring to this Regulation.

| (23) | The measures provided for in this Regulation are in accordance with the opinion of the Committee referred to in Article 23(1) of Regulation (EC) No 714/2009, |
| --- | --- |

(23)

The measures provided for in this Regulation are in accordance with the opinion of the Committee referred to in Article 23(1) of Regulation (EC) No 714/2009,

HAS ADOPTED THIS REGULATION:

TITLE I

GENERAL PROVISIONS

Article 1

Subject matter

1.   This Regulation establishes a network code which lays down the requirements for grid connection of:

| (a) | transmission-connected demand facilities; |
| --- | --- |

(a)

transmission-connected demand facilities;

| (b) | transmission-connected distribution facilities; |
| --- | --- |

(b)

transmission-connected distribution facilities;

| (c) | distribution systems, including closed distribution systems; |
| --- | --- |

(c)

distribution systems, including closed distribution systems;

| (d) | demand units, used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs. |
| --- | --- |

(d)

demand units, used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs.

2.   This Regulation, therefore, helps to ensure fair conditions of competition in the internal electricity market, to ensure system security and the integration of renewable electricity sources, and to facilitate Union-wide trade in electricity.

3.   This Regulation also lays down the obligations for ensuring that system operators make appropriate use of the demand facilities' and distribution systems' capabilities in a transparent and non-discriminatory manner to provide a level playing field throughout the Union.

Article 2

Definitions

For the purposes of this Regulation, the definitions in Article 2 of Directive 2012/27/EU of the European Parliament and of the Council (4), Article 2 of Regulation (EC) No 714/2009, Article 2 of Commission Regulation (EU) 2015/1222 (5), Article 2 of Commission Regulation (EU) 2016/631 (6), Article 2 of Commission Regulation (EU) No 543/2013 (7) and Article 2 of Directive 2009/72/EC shall apply.

4

5

6

7

In addition, the following definitions shall apply:

| (1) | ‘demand facility’ means a facility which consumes electrical energy and is connected at one or more connection points to the transmission or distribution system. A distribution system and/or auxiliary supplies of a power generating module do no constitute a demand facility; |
| --- | --- |

(1)

‘demand facility’ means a facility which consumes electrical energy and is connected at one or more connection points to the transmission or distribution system. A distribution system and/or auxiliary supplies of a power generating module do no constitute a demand facility;

| (2) | ‘transmission-connected demand facility’ means a demand facility which has a connection point to a transmission system; |
| --- | --- |

(2)

‘transmission-connected demand facility’ means a demand facility which has a connection point to a transmission system;

| (3) | ‘transmission-connected distribution facility’ means a distribution system connection or the electrical plant and equipment used at the connection to the transmission system; |
| --- | --- |

(3)

‘transmission-connected distribution facility’ means a distribution system connection or the electrical plant and equipment used at the connection to the transmission system;

| (4) | ‘demand unit’ means an indivisible set of installations containing equipment which can be actively controlled by a demand facility owner or by a CDSO, either individually or commonly as part of demand aggregation through a third party; |
| --- | --- |

(4)

‘demand unit’ means an indivisible set of installations containing equipment which can be actively controlled by a demand facility owner or by a CDSO, either individually or commonly as part of demand aggregation through a third party;

| (5) | ‘closed distribution system’ means a distribution system classified pursuant to Article 28 of Directive 2009/72/EC as a closed distribution system by national regulatory authorities or by other competent authorities, where so provided by the Member State, which distributes electricity within a geographically confined industrial, commercial or shared services site and does not supply household customers, without prejudice to incidental use by a small number of households located within the area served by the system and with employment or similar associations with the owner of the system; |
| --- | --- |

(5)

‘closed distribution system’ means a distribution system classified pursuant to Article 28 of Directive 2009/72/EC as a closed distribution system by national regulatory authorities or by other competent authorities, where so provided by the Member State, which distributes electricity within a geographically confined industrial, commercial or shared services site and does not supply household customers, without prejudice to incidental use by a small number of households located within the area served by the system and with employment or similar associations with the owner of the system;

| (6) | ‘main demand equipment’ means at least one of the following equipment: motors, transformers, high voltage equipment at the connection point and at the process production plant; |
| --- | --- |

(6)

‘main demand equipment’ means at least one of the following equipment: motors, transformers, high voltage equipment at the connection point and at the process production plant;

| (7) | ‘transmission-connected distribution system’ means a distribution system connected to a transmission system, including transmission-connected distribution facilities; |
| --- | --- |

(7)

‘transmission-connected distribution system’ means a distribution system connected to a transmission system, including transmission-connected distribution facilities;

| (8) | ‘maximum import capability’ means the maximum continuous active power that a transmission-connected demand facility or a transmission-connected distribution facility can consume from the network at the connection point, as specified in the connection agreement or as agreed between the relevant system operator and the transmission-connected demand facility owner or transmission-connected distribution system operator respectively; |
| --- | --- |

(8)

‘maximum import capability’ means the maximum continuous active power that a transmission-connected demand facility or a transmission-connected distribution facility can consume from the network at the connection point, as specified in the connection agreement or as agreed between the relevant system operator and the transmission-connected demand facility owner or transmission-connected distribution system operator respectively;

| (9) | ‘maximum export capability’ means the maximum continuous active power that a transmission-connected demand facility or a transmission-connected distribution facility, can feed into the network at the connection point, as specified in the connection agreement or as agreed between the relevant system operator and the transmission-connected demand facility owner or transmission-connected distribution system operator respectively; |
| --- | --- |

(9)

‘maximum export capability’ means the maximum continuous active power that a transmission-connected demand facility or a transmission-connected distribution facility, can feed into the network at the connection point, as specified in the connection agreement or as agreed between the relevant system operator and the transmission-connected demand facility owner or transmission-connected distribution system operator respectively;

| (10) | ‘low frequency demand disconnection’ means an action where demand is disconnected during a low frequency event in order to recover the balance between demand and generation and restore system frequency to acceptable limits; |
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(10)

‘low frequency demand disconnection’ means an action where demand is disconnected during a low frequency event in order to recover the balance between demand and generation and restore system frequency to acceptable limits;

| (11) | ‘low voltage demand disconnection’ means a restoration action where demand is disconnected during a low voltage event in order to recover voltage to acceptable limits; |
| --- | --- |

(11)

‘low voltage demand disconnection’ means a restoration action where demand is disconnected during a low voltage event in order to recover voltage to acceptable limits;

| (12) | ‘on load tap changer’ means a device for changing the tap of a winding, suitable for operation while the transformer is energised or on load; |
| --- | --- |

(12)

‘on load tap changer’ means a device for changing the tap of a winding, suitable for operation while the transformer is energised or on load;

| (13) | ‘on load tap changer blocking’ means an action that blocks the on load tap changer during a low voltage event in order to stop transformers from further tapping and suppressing voltages in an area; |
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(13)

‘on load tap changer blocking’ means an action that blocks the on load tap changer during a low voltage event in order to stop transformers from further tapping and suppressing voltages in an area;

| (14) | ‘control room’ means a relevant system operator's operation centre; |
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(14)

‘control room’ means a relevant system operator's operation centre;

| (15) | ‘block loading’ means the maximum step active power loading of reconnected demand during system restoration after black-out; |
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(15)

‘block loading’ means the maximum step active power loading of reconnected demand during system restoration after black-out;

| (16) | ‘demand response active power control’ means demand within a demand facility or closed distribution system that is available for modulation by the relevant system operator or relevant TSO, which results in an active power modification; |
| --- | --- |

(16)

‘demand response active power control’ means demand within a demand facility or closed distribution system that is available for modulation by the relevant system operator or relevant TSO, which results in an active power modification;

| (17) | ‘demand response reactive power control’ means reactive power or reactive power compensation devices in a demand facility or closed distribution system that are available for modulation by the relevant system operator or relevant TSO; |
| --- | --- |

(17)

‘demand response reactive power control’ means reactive power or reactive power compensation devices in a demand facility or closed distribution system that are available for modulation by the relevant system operator or relevant TSO;

| (18) | ‘demand response transmission constraint management’ means demand within a demand facility or closed distribution system that is available for modulation by the relevant system operator or relevant TSO to manage transmission constraints within the system; |
| --- | --- |

(18)

‘demand response transmission constraint management’ means demand within a demand facility or closed distribution system that is available for modulation by the relevant system operator or relevant TSO to manage transmission constraints within the system;

| (19) | ‘demand aggregation’ means a set of demand facilities or closed distribution systems which can operate as a single facility or closed distribution system for the purposes of offering one or more demand response services; |
| --- | --- |

(19)

‘demand aggregation’ means a set of demand facilities or closed distribution systems which can operate as a single facility or closed distribution system for the purposes of offering one or more demand response services;

| (20) | ‘demand response system frequency control’ means demand within a demand facility or closed distribution system that is available for reduction or increase in response to frequency fluctuations, made by an autonomous response from the demand facility or closed distribution system to diminish these fluctuations; |
| --- | --- |

(20)

‘demand response system frequency control’ means demand within a demand facility or closed distribution system that is available for reduction or increase in response to frequency fluctuations, made by an autonomous response from the demand facility or closed distribution system to diminish these fluctuations;

| (21) | ‘demand response very fast active power control’ means demand within a demand facility or closed distribution system that can be modulated very fast in response to a frequency deviation, which results in a very fast active power modification; |
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(21)

‘demand response very fast active power control’ means demand within a demand facility or closed distribution system that can be modulated very fast in response to a frequency deviation, which results in a very fast active power modification;

| (22) | ‘demand response unit document’ (DRUD) means a document, issued either by the demand facility owner or the CDSO to the relevant system operator for demand units with demand response and connected at a voltage level above 1 000 V, which confirms the compliance of the demand unit with the technical requirements set out in this Regulation and provides the necessary data and statements, including a statement of compliance. |
| --- | --- |

(22)

‘demand response unit document’ (DRUD) means a document, issued either by the demand facility owner or the CDSO to the relevant system operator for demand units with demand response and connected at a voltage level above 1 000 V, which confirms the compliance of the demand unit with the technical requirements set out in this Regulation and provides the necessary data and statements, including a statement of compliance.

Article 3

Scope of application

1.   The connection requirements set out in this Regulation shall apply to:

| (a) | new transmission-connected demand facilities; |
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(a)

new transmission-connected demand facilities;

| (b) | new transmission-connected distribution facilities; |
| --- | --- |

(b)

new transmission-connected distribution facilities;

| (c) | new distribution systems, including new closed distribution systems; |
| --- | --- |

(c)

new distribution systems, including new closed distribution systems;

| (d) | new demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs. |
| --- | --- |

(d)

new demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs.

The relevant system operator shall refuse to allow the connection of a new transmission-connected demand facility, a new transmission-connected distribution facility, or a new distribution system, which does not comply with the requirements set out in this Regulation and which is not covered by a derogation granted by the regulatory authority, or other authority where applicable in a Member State pursuant to Article 50. The relevant system operator shall communicate such refusal, by means of a reasoned statement in writing, to the demand facility owner, DSO, or CDSO and, unless specified otherwise by the regulatory authority, to the regulatory authority.

Based on compliance monitoring in accordance with Title III, the relevant TSO shall refuse demand response services subject to Articles 27 to 30 from new demand units not fulfilling the requirements set out in this Regulation.

2.   This Regulation shall not apply to:

| (a) | demand facilities and distribution systems connected to the transmission system and distribution systems, or to parts of the transmission system or distribution systems, of islands of Member States of which the systems are not operated synchronously with either the Continental Europe, Great Britain, Nordic, Ireland and Northern Ireland or Baltic synchronous area; |
| --- | --- |

(a)

demand facilities and distribution systems connected to the transmission system and distribution systems, or to parts of the transmission system or distribution systems, of islands of Member States of which the systems are not operated synchronously with either the Continental Europe, Great Britain, Nordic, Ireland and Northern Ireland or Baltic synchronous area;

| (b) | storage devices except for pump-storage power generating modules in accordance with Article 5(2). |
| --- | --- |

(b)

storage devices except for pump-storage power generating modules in accordance with Article 5(2).

3.   In case of demand facilities or closed distribution systems with more than one demand unit, these demand units shall together be considered as one demand unit if they cannot be operated independently from each other or can reasonably be considered in a combined manner.

Article 4

Application to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units used to provide demand response services

1.   Existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units that are or can be used by a demand facility or a closed distribution system to provide demand response services to a relevant system operator or relevant TSO, are not subject to the requirements of this Regulation, except where:

| (a) | an existing transmission-connected demand facility, an existing transmission-connected distribution facility, an existing distribution system, or an existing demand unit within a demand facility at a voltage level above 1 000 V or a closed distribution system connected at a voltage level above 1 000 V, has been modified to such an extent that its connection agreement must be substantially revised in accordance with the following procedure:






  (i) | demand facility owners, DSOs, or CDSOs who intend to undertake the modernisation of a plant or replacement of equipment impacting the technical capabilities of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit shall notify their plans to the relevant system operator in advance; |
| --- | --- | --- |

(a)

an existing transmission-connected demand facility, an existing transmission-connected distribution facility, an existing distribution system, or an existing demand unit within a demand facility at a voltage level above 1 000 V or a closed distribution system connected at a voltage level above 1 000 V, has been modified to such an extent that its connection agreement must be substantially revised in accordance with the following procedure:

(i)

demand facility owners, DSOs, or CDSOs who intend to undertake the modernisation of a plant or replacement of equipment impacting the technical capabilities of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit shall notify their plans to the relevant system operator in advance;

| (ii) | if the relevant system operator considers that the extent of the modernisation or replacement of equipment is such that a new connection agreement is required, the system operator shall notify the relevant regulatory authority or, where applicable, the Member State; and |
| --- | --- |

(ii)

if the relevant system operator considers that the extent of the modernisation or replacement of equipment is such that a new connection agreement is required, the system operator shall notify the relevant regulatory authority or, where applicable, the Member State; and

| (iii) | the relevant regulatory authority or, where applicable, the Member State shall decide if the existing connection agreement needs to be revised or a new connection agreement is required and which requirements of this Regulation shall apply; or |
| --- | --- |

(iii)

the relevant regulatory authority or, where applicable, the Member State shall decide if the existing connection agreement needs to be revised or a new connection agreement is required and which requirements of this Regulation shall apply; or

| (b) | a regulatory authority or, where applicable, a Member State decides to make an existing transmission-connected demand facility, an existing transmission-connected distribution facility, an existing distribution system, or an existing demand unit subject to all or some of the requirements of this Regulation, following a proposal from the relevant TSO in accordance with paragraphs 3, 4 and 5. |
| --- | --- |

(b)

a regulatory authority or, where applicable, a Member State decides to make an existing transmission-connected demand facility, an existing transmission-connected distribution facility, an existing distribution system, or an existing demand unit subject to all or some of the requirements of this Regulation, following a proposal from the relevant TSO in accordance with paragraphs 3, 4 and 5.

2.   For the purposes of this Regulation, a transmission-connected demand facility, a transmission-connected distribution facility, a distribution system, or a demand unit that is, or can be, used by a demand facility or a closed distribution system to provide demand response services to a relevant system operator or relevant TSO, shall be considered as existing if:

| (a) | it is already connected to the network on the date of entry into force of this Regulation; or |
| --- | --- |

(a)

it is already connected to the network on the date of entry into force of this Regulation; or

| (b) | the demand facility owner, DSO, or CDSO has concluded a final and binding contract for the purchase of the main demand equipment or the demand unit by two years after the entry into force of the Regulation. The demand facility owner, DSO, or CDSO must notify the relevant system operator and relevant TSO of the conclusion of the contract within 30 months after the entry into force of the Regulation. |
| --- | --- |

(b)

the demand facility owner, DSO, or CDSO has concluded a final and binding contract for the purchase of the main demand equipment or the demand unit by two years after the entry into force of the Regulation. The demand facility owner, DSO, or CDSO must notify the relevant system operator and relevant TSO of the conclusion of the contract within 30 months after the entry into force of the Regulation.

The notification submitted by the demand facility owner, DSO, or CDSO to the relevant system operator and the relevant TSO shall at least indicate the contract title, its date of signature and date of entry into force, and the specifications of the main demand equipment or the demand unit to be constructed, assembled or purchased.

A Member State may provide that in specified circumstances the regulatory authority may determine whether the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit is to be considered existing or new.

3.   Following a public consultation in accordance with Article 9 and in order to address significant factual changes in circumstances, such as the evolution of system requirements including penetration of renewable energy sources, smart grids, distributed generation or demand response, the relevant TSO may propose to the regulatory authority concerned, or where applicable, to the Member State to extend the application of this Regulation to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems, or existing demand units used by a demand facility or a closed distribution system to provide demand response services to a relevant system operator or relevant TSO.

For that purpose a sound and transparent quantitative cost-benefit analysis shall be carried out, in accordance with Articles 48 and 49. The analysis shall indicate:

| (a) | the costs, in regard to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units, of requiring compliance with this Regulation; |
| --- | --- |

(a)

the costs, in regard to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units, of requiring compliance with this Regulation;

| (b) | the socioeconomic benefit resulting from applying the requirements set out in this Regulation; and |
| --- | --- |

(b)

the socioeconomic benefit resulting from applying the requirements set out in this Regulation; and

| (c) | the potential of alternative measures to achieve the required performance. |
| --- | --- |

(c)

the potential of alternative measures to achieve the required performance.

4.   Before carrying out the quantitative cost-benefit analysis referred to in paragraph 3, the relevant TSO shall:

| (a) | carry out a preliminary qualitative comparison of costs and benefits; |
| --- | --- |

(a)

carry out a preliminary qualitative comparison of costs and benefits;

| (b) | obtain approval from the relevant regulatory authority or, where applicable, the Member State. |
| --- | --- |

(b)

obtain approval from the relevant regulatory authority or, where applicable, the Member State.

5.   The relevant regulatory authority or, where applicable, the Member State shall decide on the extension of the applicability of this Regulation to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems, or existing demand units, within six months of receipt of the report and the recommendation of the relevant TSO in accordance with paragraph 4 of Article 48. The decision of the regulatory authority or, where applicable, the Member State shall be published.

6.   The relevant TSO shall take account of the legitimate expectations of demand facility owners, DSOs and CDSOs as part of the assessment of the application of this Regulation to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems, or existing demand units.

7.   The relevant TSO may assess the application of some or all of the provisions of this Regulation to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems, or existing demand units, every three years in accordance with the requirements and process set out in paragraphs 3 to 5.

Article 5

Application to pump-storage power generating modules and industrial sites

1.   This Regulation shall not apply to pump-storage power generating modules that have both generating and pumping operation mode.

2.   Any pumping module within a pump-storage station that only provides pumping mode shall be subject to the requirements of this Regulation and shall be treated as a demand facility.

3.   In the case of industrial sites with an embedded power generating module, the system operator of an industrial site, the demand facility owner, the power generating facility owner and the relevant system operator to whose system the industrial site is connected, may agree, in coordination with the relevant TSO, on conditions for disconnection of critical loads from the relevant system. The objective of the agreement shall be to secure production processes of the industrial site in case of disturbed conditions in the relevant system.

Article 6

Regulatory aspects

1.   Requirements of general application to be established by relevant system operators or TSOs under this Regulation shall be subject to approval by the entity designated by the Member State and be published. The designated entity shall be the regulatory authority unless otherwise provided by the Member State.

2.   For site specific requirements to be established by relevant system operators or TSOs under this Regulation, Member States may require approval by a designated entity.

3.   When applying this Regulation, Member States, competent entities and system operators shall:

| (a) | apply the principles of proportionality and non-discrimination; |
| --- | --- |

(a)

apply the principles of proportionality and non-discrimination;

| (b) | ensure transparency; |
| --- | --- |

(b)

ensure transparency;

| (c) | apply the principle of optimisation between the highest overall efficiency and lowest total costs for all parties involved; |
| --- | --- |

(c)

apply the principle of optimisation between the highest overall efficiency and lowest total costs for all parties involved;

| (d) | respect the responsibility assigned to the relevant TSO in order to ensure system security, including as required by national legislation; |
| --- | --- |

(d)

respect the responsibility assigned to the relevant TSO in order to ensure system security, including as required by national legislation;

| (e) | consult with relevant DSOs and take account of potential impacts on their system; |
| --- | --- |

(e)

consult with relevant DSOs and take account of potential impacts on their system;

| (f) | take into consideration agreed European standards and technical specifications. |
| --- | --- |

(f)

take into consideration agreed European standards and technical specifications.

4.   The relevant system operator or TSO shall submit a proposal for requirements of general application, or the methodology used to calculate or establish them, for approval by the competent entity within two years of entry into force of this Regulation.

5.   Where this Regulation requires the relevant system operator, relevant TSO, demand facility owner, power generating facility owner, DSO and/or CDSO to seek agreement, they shall endeavour to do so within six months after a first proposal has been submitted by one party to the other parties. If no agreement has been found within this time frame, each party may request the relevant regulatory authority to issue a decision within six months.

6.   Competent entities shall take decisions on proposals for requirements or methodologies within six months following the receipt of such proposals.

7.   If the relevant system operator or TSO deems an amendment to requirements or methodologies as provided for and approved under paragraph 1 and 2 to be necessary, the requirements provided for in paragraphs 3 to 8 shall apply to the proposed amendment. System operators and TSOs proposing an amendment shall take into account the legitimate expectations, if any, of demand facility owners, DSOs, CDSOs, equipment manufacturers and other stakeholders based on the initially specified or agreed requirements or methodologies.

8.   Any party having a complaint against a relevant system operator or a TSO in relation to that relevant system operator's or TSO's obligations under this Regulation may refer the complaint to the regulatory authority which, acting as dispute settlement authority, shall issue a decision within two months after receipt of the complaint. That period may be extended by two months where additional information is sought by the regulatory authority. That extended period may be further extended with the agreement of the complainant. The regulatory authority's decision shall have binding effect unless and until overruled on appeal.

9.   Where the requirements under this Regulation are to be established by a relevant system operator that is not a TSO, Member States may provide that instead the TSO be responsible for establishing the relevant requirements.

Article 7

Multiple TSOs

1.   Where more than one TSO exists in a Member State, this Regulation shall apply to all those TSOs.

2.   Member States may, under the national regulatory regime, provide that the responsibility of a TSO to comply with one or some or all obligations under this Regulation is assigned to one or more specific TSOs.

Article 8

Recovery of costs

1.   The costs borne by system operators subject to network tariff regulation and stemming from the obligations laid down in this Regulation shall be assessed by the relevant regulatory authorities. Costs assessed as reasonable, efficient and proportionate shall be recovered through network tariffs or other appropriate mechanisms.

2.   If requested by the relevant regulatory authorities, system operators referred to in paragraph 1 shall, within three months of the request, provide the information necessary to facilitate assessment of the costs incurred.

Article 9

Public consultation

1.   Relevant system operators and relevant TSOs shall carry out a consultation with stakeholders, including the competent authorities of each Member State on:

| (a) | proposals to extend the applicability of this Regulation to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units in accordance with Article 4(3); |
| --- | --- |

(a)

proposals to extend the applicability of this Regulation to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units in accordance with Article 4(3);

| (b) | the report prepared in accordance with Article 48(3); |
| --- | --- |

(b)

the report prepared in accordance with Article 48(3);

| (c) | the cost-benefit analysis undertaken in accordance with Article 53(2); |
| --- | --- |

(c)

the cost-benefit analysis undertaken in accordance with Article 53(2);

| (d) | the requirements for demand units specified in accordance with Article 28(2)(c),(e),(f),(k) and (l) and Article 29(2)(c) to (e). |
| --- | --- |

(d)

the requirements for demand units specified in accordance with Article 28(2)(c),(e),(f),(k) and (l) and Article 29(2)(c) to (e).

The consultation shall last at least for a period of one month.

2.   The relevant system operators or relevant TSOs shall duly take into account the views of the stakeholders resulting from the consultations, prior to the submission of the draft proposal, the report, the cost-benefit analysis, or the requirements for demand units, for approval by the regulatory authority, competent entity or, if applicable, the Member State. In all cases, a sound justification for including or not the view of the stakeholders shall be provided and published in a timely manner before, or simultaneously with, the publication of the proposal, the report, the cost-benefit analysis, or the requirements for demand units specified in accordance with Article 28 and Article 29.

Article 10

Stakeholder involvement

The Agency for the Cooperation of Energy Regulators (the Agency), in close cooperation with the European Network of Transmission System Operators for Electricity (ENTSO for Electricity), shall organise stakeholder involvement, regarding the requirements for the grid connection of transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs, and other aspects of the implementation of this Regulation. This shall include regular meetings with stakeholders to identify problems and propose improvements notably related to the requirements for grid connection of transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs.

Article 11

Confidentiality obligations

1.   Any confidential information received, exchanged or transmitted pursuant to this Regulation shall be subject to the conditions of professional secrecy laid down in paragraphs 2, 3 and 4.

2.   The obligation of professional secrecy shall apply to any persons, regulatory authorities, or entities subject to the provisions of this Regulation.

3.   Confidential information received by the persons, regulatory authorities, or entities referred to in paragraph 2 in the course of their duties may not be divulged to any other person or authority, without prejudice to cases covered by national law, the other provisions of this Regulation or other relevant Union law.

4.   Without prejudice to cases covered by national or Union law, regulatory authorities, entities, or persons who receive confidential information pursuant to this Regulation may use it only for the purpose of carrying out their duties under this Regulation.

TITLE II

CONNECTION OF TRANSMISSION-CONNECTED DEMAND FACILITIES, TRANSMISSION-CONNECTED DISTRIBUTION FACILITIES AND DISTRIBUTION SYSTEMS

CHAPTER 1

General requirements

Article 12

General frequency requirements

1.   Transmission-connected demand facilities, transmission-connected distribution facilities and distribution systems shall be capable of remaining connected to the network and operating at the frequency ranges and time periods specified in Annex I.

2.   The transmission-connected demand facility owner or the DSO may agree with the relevant TSO on wider frequency ranges or longer minimum times for operation. If wider frequency ranges or longer minimum times for operation are technically feasible, the consent of the transmission-connected demand facility owner or DSO shall not be unreasonably withheld.

Article 13

General voltage requirements

1.   Transmission-connected demand facilities, transmission-connected distribution facilities and transmission-connected distribution systems shall be capable of remaining connected to the network and operating at the voltage ranges and time periods specified in Annex II.

2.   Equipment of distribution systems connected at the same voltage as the voltage of the connection point to the transmission system shall be capable of remaining connected to the network and operating at the voltage ranges and time periods specified in Annex II.

3.   The voltage range at the connection point shall be expressed by the voltage at the connection point related to reference 1 per unit (pu) voltage. For the 400 kV grid voltage level (or alternatively commonly referred to as 380 kV level), the reference 1 pu value is 400 kV, for other grid voltage levels the reference 1 pu voltage may differ for each system operator in the same synchronous area.

4.   Where the voltage base for pu values is from 300 kV to 400 kV included, the relevant TSO in Spain may require transmission-connected demand facilities, transmission-connected distribution facilities and transmission-connected distribution systems to remain connected in the voltage range between 1,05 pu-1,0875 pu for an unlimited period.

5.   Where the voltage base for pu values is 400 kV, the relevant TSOs in the Baltic synchronous area may require transmission-connected demand facilities, transmission-connected distribution facilities and transmission-connected distribution systems to remain connected to the 400 kV network in the voltage ranges and for time periods that apply to the Continental Europe synchronous area.

6.   If required by the relevant TSO, a transmission-connected demand facility, a transmission-connected distribution facility, or a transmission-connected distribution system shall be capable of automatic disconnection at specified voltages. The terms and settings for automatic disconnection shall be agreed between the relevant TSO and the transmission-connected demand facility owner or the DSO.

7.   With regard to transmission-connected distribution systems with a voltage below 110 kV at the connection point, the relevant TSO shall specify the voltage range at the connection point that the distribution systems connected to that transmission system shall be designed to withstand. DSOs shall design the capability of their equipment, connected at the same voltage as the voltage of the connection point to the transmission system, to comply with this voltage range.

Article 14

Short-circuit requirements

1.   Based on the rated short-circuit withstand capability of its transmission network elements, the relevant TSO shall specify the maximum short-circuit current at the connection point that the transmission-connected demand facility or the transmission-connected distribution system shall be capable of withstanding.

2.   The relevant TSO shall deliver to the transmission-connected demand facility owner or the transmission-connected distribution system operator an estimate of the minimum and maximum short-circuit currents to be expected at the connection point as an equivalent of the network.

3.   After an unplanned event, the relevant TSO shall inform the affected transmission-connected demand facility owner or the affected transmission-connected distribution system operator as soon as possible and no later than one week after the unplanned event, of the changes above a threshold for the maximum short-circuit current that the affected transmission-connected demand facility or the affected transmission-connected distribution system shall be able to withstand from the relevant TSO's network in accordance with paragraph 1.

4.   The threshold set in paragraph 3 shall either be specified by the transmission-connected demand facility owner for its facility, or by the transmission-connected distribution system operator for its network.

5.   Before a planned event, the relevant TSO shall inform the affected transmission-connected demand facility owner or the affected transmission-connected distribution system operator, as soon as possible and no later than one week before the planned event, of the changes above a threshold for the maximum short-circuit current that the affected transmission-connected demand facility or the affected transmission-connected distribution system shall be able to withstand from the relevant TSO's network, in accordance with paragraph 1.

6.   The threshold set in paragraph 5 shall either be specified by the transmission-connected demand facility owner for its facility, or by the transmission-connected distribution system operator for its network.

7.   The relevant TSO shall request information from a transmission-connected demand facility owner or a transmission-connected distribution system operator concerning the contribution in terms of short-circuit current from that facility or network. As a minimum, the equivalent modules of the network shall be delivered and demonstrated for zero, positive and negative sequences.

8.   After an unplanned event, the transmission-connected demand facility owner or the transmission-connected distribution system operator shall inform the relevant TSO, as soon as possible and no later than one week after the unplanned event, of the changes in short-circuit contribution above the threshold set by the relevant TSO.

9.   Before a planned event, the transmission-connected demand facility owner or the transmission-connected distribution system operator shall inform the relevant TSO, as soon as possible and no later than one week before the planned event, of the changes in short-circuit contribution above the threshold set by the relevant TSO.

Article 15

Reactive power requirements

1.   Transmission-connected demand facilities and transmission-connected distribution systems shall be capable of maintaining their steady-state operation at their connection point within a reactive power range specified by the relevant TSO, according to the following conditions:

| (a) | for transmission-connected demand facilities, the actual reactive power range specified by the relevant TSO for importing and exporting reactive power shall not be wider than 48 percent of the larger of the maximum import capacity or maximum export capacity (0,9 power factor import or export of active power), except in situations where either technical or financial system benefits are demonstrated, for transmission-connected demand facilities, by the transmission-connected demand facility owner and accepted by the relevant TSO; |
| --- | --- |

(a)

for transmission-connected demand facilities, the actual reactive power range specified by the relevant TSO for importing and exporting reactive power shall not be wider than 48 percent of the larger of the maximum import capacity or maximum export capacity (0,9 power factor import or export of active power), except in situations where either technical or financial system benefits are demonstrated, for transmission-connected demand facilities, by the transmission-connected demand facility owner and accepted by the relevant TSO;

| (b) | for transmission-connected distribution systems, the actual reactive power range specified by the relevant TSO for importing and exporting reactive power shall not be wider than:






  (i) | 48 percent (i.e. 0,9 power factor) of the larger of the maximum import capability or maximum export capability during reactive power import (consumption); and |
| --- | --- | --- |

(b)

for transmission-connected distribution systems, the actual reactive power range specified by the relevant TSO for importing and exporting reactive power shall not be wider than:

(i)

48 percent (i.e. 0,9 power factor) of the larger of the maximum import capability or maximum export capability during reactive power import (consumption); and

| (ii) | 48 percent (i.e. 0,9 power factor) of the larger of the maximum import capability or maximum export capability during reactive power export (production); |
| --- | --- |

(ii)

48 percent (i.e. 0,9 power factor) of the larger of the maximum import capability or maximum export capability during reactive power export (production);

except in situations where either technical or financial system benefits are proved by the relevant TSO and the transmission-connected distribution system operator through joint analysis;

| (c) | the relevant TSO and the transmission-connected distribution system operator shall agree on the scope of the analysis, which shall address the possible solutions, and determine the optimal solution for reactive power exchange between their systems, taking adequately into consideration the specific system characteristics, variable structure of power exchange, bidirectional flows and the reactive power capabilities in the distribution system; |
| --- | --- |

(c)

the relevant TSO and the transmission-connected distribution system operator shall agree on the scope of the analysis, which shall address the possible solutions, and determine the optimal solution for reactive power exchange between their systems, taking adequately into consideration the specific system characteristics, variable structure of power exchange, bidirectional flows and the reactive power capabilities in the distribution system;

| (d) | the relevant TSO may establish the use of metrics other than power factor in order to set out equivalent reactive power capability ranges; |
| --- | --- |

(d)

the relevant TSO may establish the use of metrics other than power factor in order to set out equivalent reactive power capability ranges;

| (e) | the reactive power range requirement values shall be met at the connection point; |
| --- | --- |

(e)

the reactive power range requirement values shall be met at the connection point;

| (f) | by way of derogation from point (e), where a connection point is shared between a power generating module and a demand facility, equivalent requirements shall be met at the point defined in relevant agreements or national law. |
| --- | --- |

(f)

by way of derogation from point (e), where a connection point is shared between a power generating module and a demand facility, equivalent requirements shall be met at the point defined in relevant agreements or national law.

2.   The relevant TSO may require that transmission-connected distribution systems have the capability at the connection point to not export reactive power (at reference 1 pu voltage) at an active power flow of less than 25 % of the maximum import capability. Where applicable, Member States may require the relevant TSO to justify its request through a joint analysis with the transmission-connected distribution system operator. If this requirement is not justified based on the joint analysis, the relevant TSO and the transmission-connected distribution system operator shall agree on necessary requirements according to the outcomes of a joint analysis.

3.   Without prejudice to point (b) of paragraph 1, the relevant TSO may require the transmission-connected distribution system to actively control the exchange of reactive power at the connection point for the benefit of the entire system. The relevant TSO and the transmission-connected distribution system operator shall agree on a method to carry out this control, to ensure the justified level of security of supply for both parties. The justification shall include a roadmap in which the steps and the timeline for fulfilling the requirement are specified.

4.   In accordance with paragraph 3, the transmission-connected distribution system operator may require the relevant TSO to consider its transmission-connected distribution system for reactive power management.

Article 16

Protection requirements

1.   The relevant TSO shall specify the devices and settings required to protect the transmission network in accordance with the characteristics of the transmission-connected demand facility or the transmission-connected distribution system. The relevant TSO and the transmission-connected demand facility owner or the transmission-connected distribution system operator shall agree on protection schemes and settings relevant for the transmission-connected demand facility or the transmission-connected distribution system.

2.   Electrical protection of the transmission-connected demand facility or the transmission-connected distribution system shall take precedence over operational controls while respecting system security, health and safety of staff and the public.

3.   Protection scheme devices may cover the following elements:

| (a) | external and internal short circuit; |
| --- | --- |

(a)

external and internal short circuit;

| (b) | over- and under-voltage at the connection point to the transmission system; |
| --- | --- |

(b)

over- and under-voltage at the connection point to the transmission system;

| (c) | over- and under-frequency; |
| --- | --- |

(c)

over- and under-frequency;

| (d) | demand circuit protection; |
| --- | --- |

(d)

demand circuit protection;

| (e) | unit transformer protection; |
| --- | --- |

(e)

unit transformer protection;

| (f) | back-up against protection and switchgear malfunction. |
| --- | --- |

(f)

back-up against protection and switchgear malfunction.

4.   The relevant TSO and the transmission-connected demand facility owner or the transmission-connected distribution system operator shall agree on any changes to the protection schemes relevant for the transmission-connected demand facility or the transmission-connected distribution system, and on the arrangements for the protection schemes of the transmission-connected demand facility or the transmission-connected distribution system.

Article 17

Control requirements

1.   The relevant TSO and the transmission-connected demand facility owner or the transmission-connected distribution system operator shall agree on the schemes and settings of the different control devices of the transmission-connected demand facility or the transmission-connected distribution system relevant for system security.

2.   The agreement shall cover at least the following elements:

| (a) | isolated (network) operation; |
| --- | --- |

(a)

isolated (network) operation;

| (b) | damping of oscillations; |
| --- | --- |

(b)

damping of oscillations;

| (c) | disturbances to the transmission network; |
| --- | --- |

(c)

disturbances to the transmission network;

| (d) | automatic switching to emergency supply and restoration to normal topology; |
| --- | --- |

(d)

automatic switching to emergency supply and restoration to normal topology;

| (e) | automatic circuit-breaker re-closure (on 1-phase faults). |
| --- | --- |

(e)

automatic circuit-breaker re-closure (on 1-phase faults).

3.   The relevant TSO and the transmission-connected demand facility owner or the transmission-connected distribution system operator shall agree on any changes to the schemes and settings of the different control devices of the transmission-connected demand facility or the transmission-connected distribution system relevant for system security.

4.   With regard to priority ranking of protection and control, the transmission-connected demand facility owner or the transmission-connected distribution system operator shall set the protection and control devices of its transmission-connected demand facility or its transmission-connected distribution system respectively, in compliance with the following priority ranking, organised in decreasing order of importance:

| (a) | transmission network protection; |
| --- | --- |

(a)

transmission network protection;

| (b) | transmission-connected demand facility or transmission-connected distribution system protection; |
| --- | --- |

(b)

transmission-connected demand facility or transmission-connected distribution system protection;

| (c) | frequency control (active power adjustment); |
| --- | --- |

(c)

frequency control (active power adjustment);

| (d) | power restriction. |
| --- | --- |

(d)

power restriction.

Article 18

Information exchange

1.   Transmission-connected demand facilities shall be equipped according to the standards specified by the relevant TSO in order to exchange information between the relevant TSO and the transmission-connected demand facility with the specified time stamping. The relevant TSO shall make the specified standards publicly available.

2.   Transmission-connected distribution system shall be equipped according to the standards specified by the relevant TSO in order to exchange information between the relevant TSO and the transmission-connected distribution system with the specified time stamping. The relevant TSO shall make the specified standards publicly available.

3.   The relevant TSO shall specify the information exchange standards. The relevant TSO shall make publicly available the precise list of data required.

Article 19

Demand disconnection and demand reconnection

1.   All transmission-connected demand facilities and transmission-connected distribution systems shall fulfil the following requirements related to low frequency demand disconnection functional capabilities:

| (a) | each transmission-connected distribution system operator and, where specified by the TSO, transmission-connected demand facility owner, shall provide capabilities that enable automatic ‘low frequency’ disconnection of a specified proportion of their demand. The relevant TSO may specify a disconnection trigger based on a combination of low frequency and rate-of-change-of-frequency; |
| --- | --- |

(a)

each transmission-connected distribution system operator and, where specified by the TSO, transmission-connected demand facility owner, shall provide capabilities that enable automatic ‘low frequency’ disconnection of a specified proportion of their demand. The relevant TSO may specify a disconnection trigger based on a combination of low frequency and rate-of-change-of-frequency;

| (b) | the low frequency demand disconnection functional capabilities shall allow for disconnecting demand in stages for a range of operational frequencies; |
| --- | --- |

(b)

the low frequency demand disconnection functional capabilities shall allow for disconnecting demand in stages for a range of operational frequencies;

| (c) | the low frequency demand disconnection functional capabilities shall allow for operation from a nominal Alternating Current (‘AC’) input to be specified by the relevant system operator, and shall meet the following requirements:






  (i) | frequency range: at least between 47-50 Hz, adjustable in steps of 0,05 Hz; |
| --- | --- | --- |

(c)

the low frequency demand disconnection functional capabilities shall allow for operation from a nominal Alternating Current (‘AC’) input to be specified by the relevant system operator, and shall meet the following requirements:

(i)

frequency range: at least between 47-50 Hz, adjustable in steps of 0,05 Hz;

| (ii) | operating time: no more than 150 ms after triggering the frequency setpoint; |
| --- | --- |

(ii)

operating time: no more than 150 ms after triggering the frequency setpoint;

| (iii) | voltage lock-out: blocking of the functional capability shall be possible when the voltage is within a range of 30 to 90 % of reference 1 pu voltage; |
| --- | --- |

(iii)

voltage lock-out: blocking of the functional capability shall be possible when the voltage is within a range of 30 to 90 % of reference 1 pu voltage;

| (iv) | provide the direction of active power flow at the point of disconnection; |
| --- | --- |

(iv)

provide the direction of active power flow at the point of disconnection;

| (d) | the AC voltage supply used in providing low frequency demand disconnection functional capabilities, shall be provided from the network at the frequency signal measuring point, as used in providing functional capabilities in accordance with paragraph 1(c), so that the frequency of the low frequency demand disconnection functional capabilities supply voltage is the same as the one of the network. |
| --- | --- |

(d)

the AC voltage supply used in providing low frequency demand disconnection functional capabilities, shall be provided from the network at the frequency signal measuring point, as used in providing functional capabilities in accordance with paragraph 1(c), so that the frequency of the low frequency demand disconnection functional capabilities supply voltage is the same as the one of the network.

2.   With regard to low voltage demand disconnection functional capabilities, the following requirements shall apply:

| (a) | the relevant TSO may specify, in coordination with the transmission-connected distribution system operators, low voltage demand disconnection functional capabilities for the transmission-connected distribution facilities; |
| --- | --- |

(a)

the relevant TSO may specify, in coordination with the transmission-connected distribution system operators, low voltage demand disconnection functional capabilities for the transmission-connected distribution facilities;

| (b) | the relevant TSO may specify, in coordination with the transmission-connected demand facility owners, low voltage demand disconnection functional capabilities for the transmission-connected demand facilities; |
| --- | --- |

(b)

the relevant TSO may specify, in coordination with the transmission-connected demand facility owners, low voltage demand disconnection functional capabilities for the transmission-connected demand facilities;

| (c) | based on the TSO's assessment concerning system security, the implementation of on load tap changer blocking and low voltage demand disconnection shall be binding for the transmission-connected distribution system operators; |
| --- | --- |

(c)

based on the TSO's assessment concerning system security, the implementation of on load tap changer blocking and low voltage demand disconnection shall be binding for the transmission-connected distribution system operators;

| (d) | if the relevant TSO decides to implement a low voltage demand disconnection functional capability, the equipment for both on load tap changer blocking and low voltage demand disconnection shall be installed in coordination with the relevant TSO; |
| --- | --- |

(d)

if the relevant TSO decides to implement a low voltage demand disconnection functional capability, the equipment for both on load tap changer blocking and low voltage demand disconnection shall be installed in coordination with the relevant TSO;

| (e) | the method for low voltage demand disconnection shall be implemented by relay or control room initiation; |
| --- | --- |

(e)

the method for low voltage demand disconnection shall be implemented by relay or control room initiation;

| (f) | the low voltage demand disconnection functional capabilities shall have the following features:






  (i) | the low voltage demand disconnection functional capability shall monitor the voltage by measuring all three phases; |
| --- | --- | --- |

(f)

the low voltage demand disconnection functional capabilities shall have the following features:

(i)

the low voltage demand disconnection functional capability shall monitor the voltage by measuring all three phases;

| (ii) | blocking of the relays' operation shall be based on direction of either active power or reactive power flow. |
| --- | --- |

(ii)

blocking of the relays' operation shall be based on direction of either active power or reactive power flow.

3.   With regard to blocking of on load tap changers, the following requirements shall apply:

| (a) | if required by the relevant TSO, the transformer at the transmission-connected distribution facility shall be capable of automatic or manual on load tap changer blocking; |
| --- | --- |

(a)

if required by the relevant TSO, the transformer at the transmission-connected distribution facility shall be capable of automatic or manual on load tap changer blocking;

| (b) | the relevant TSO shall specify the automatic on load tap changer blocking functional capability. |
| --- | --- |

(b)

the relevant TSO shall specify the automatic on load tap changer blocking functional capability.

4.   All transmission-connected demand facilities and transmission-connected distribution systems shall fulfil the following requirements related to disconnection or reconnection of a transmission-connected demand facility or a transmission-connected distribution system:

| (a) | with regard to the capability of reconnection after a disconnection, the relevant TSO shall specify the conditions under which a transmission-connected demand facility or a transmission-connected distribution system is entitled to reconnect to the transmission system. Installation of automatic reconnection systems shall be subject to prior authorisation by the relevant TSO; |
| --- | --- |

(a)

with regard to the capability of reconnection after a disconnection, the relevant TSO shall specify the conditions under which a transmission-connected demand facility or a transmission-connected distribution system is entitled to reconnect to the transmission system. Installation of automatic reconnection systems shall be subject to prior authorisation by the relevant TSO;

| (b) | with regard to reconnection of a transmission-connected demand facility or a transmission-connected distribution system, the transmission-connected demand facility or the transmission-connected distribution system shall be capable of synchronisation for frequencies within the ranges set out in Article 12. The relevant TSO and the transmission-connected demand facility owner or the transmission-connected distribution system operator shall agree on the settings of synchronisation devices prior to connection of the transmission-connected demand facility or the transmission-connected distribution system, including voltage, frequency, phase angle range and deviation of voltage and frequency; |
| --- | --- |

(b)

with regard to reconnection of a transmission-connected demand facility or a transmission-connected distribution system, the transmission-connected demand facility or the transmission-connected distribution system shall be capable of synchronisation for frequencies within the ranges set out in Article 12. The relevant TSO and the transmission-connected demand facility owner or the transmission-connected distribution system operator shall agree on the settings of synchronisation devices prior to connection of the transmission-connected demand facility or the transmission-connected distribution system, including voltage, frequency, phase angle range and deviation of voltage and frequency;

| (c) | a transmission-connected demand facility or a transmission-connected distribution facility shall be capable of being remotely disconnected from the transmission system when required by the relevant TSO. If required, the automated disconnection equipment for reconfiguration of the system in preparation for block loading shall be specified by the relevant TSO. The relevant TSO shall specify the time required for remote disconnection. |
| --- | --- |

(c)

a transmission-connected demand facility or a transmission-connected distribution facility shall be capable of being remotely disconnected from the transmission system when required by the relevant TSO. If required, the automated disconnection equipment for reconfiguration of the system in preparation for block loading shall be specified by the relevant TSO. The relevant TSO shall specify the time required for remote disconnection.

Article 20

Power quality

Transmission-connected demand facility owners and transmission-connected distribution system operators shall ensure that their connection to the network does not result in a determined level of distortion or fluctuation of the supply voltage on the network, at the connection point. The level of distortion shall not exceed that allocated to them by the relevant TSO. TSOs shall coordinate their power quality requirements with the requirements of adjacent TSOs.

Article 21

Simulation models

1.   Transmission-connected demand facilities and transmission-connected distribution systems shall fulfil the requirements set out in paragraphs 3 and 4 related to the simulation models or equivalent information.

2.   Each TSO may require simulation models or equivalent information showing the behaviour of the transmission-connected demand facility, or the transmission-connected distribution system, or both, in steady and dynamic states.

3.   Each TSO shall specify the content and format of those simulation models or equivalent information. The content and format shall include:

| (a) | steady and dynamic states, including 50 Hz component; |
| --- | --- |

(a)

steady and dynamic states, including 50 Hz component;

| (b) | electromagnetic transient simulations at the connection point; |
| --- | --- |

(b)

electromagnetic transient simulations at the connection point;

| (c) | structure and block diagrams. |
| --- | --- |

(c)

structure and block diagrams.

4.   For the purpose of dynamic simulations, the simulation model or equivalent information referred to in paragraph 3(a) shall contain the following sub-models or equivalent information:

| (a) | power control; |
| --- | --- |

(a)

power control;

| (b) | voltage control; |
| --- | --- |

(b)

voltage control;

| (c) | transmission-connected demand facility and transmission-connected distribution system protection models; |
| --- | --- |

(c)

transmission-connected demand facility and transmission-connected distribution system protection models;

| (d) | the different types of demand, that is to say electro technical characteristics of the demand; and |
| --- | --- |

(d)

the different types of demand, that is to say electro technical characteristics of the demand; and

| (e) | converter models. |
| --- | --- |

(e)

converter models.

5.   Each relevant system operator or relevant TSO shall specify the requirements of the performance of the recordings of transmission-connected demand facilities or transmission-connected distribution facilities, or both, in order to compare the response of the model with these recordings.

CHAPTER 2

Operational notification procedure

Article 22

General provisions

1.   The operational notification procedure for the connection of each new transmission-connected demand facility, each new transmission-connected distribution facility and each new transmission-connected distribution system, shall comprise:

| (a) | an energisation operational notification (EON); |
| --- | --- |

(a)

an energisation operational notification (EON);

| (b) | an interim operational notification (ION); |
| --- | --- |

(b)

an interim operational notification (ION);

| (c) | a final operational notification (FON). |
| --- | --- |

(c)

a final operational notification (FON).

2.   Each transmission-connected demand facility owner or transmission-connected distribution system operator to which one or more of the requirements in Title II apply shall demonstrate to the relevant TSO that it has complied with the requirements set out in Title II of this Regulation by completing successfully the operational notification procedure for connection of each transmission-connected demand facility, each transmission-connected distribution facility and each transmission-connected distribution system described in Articles 23 to 26.

3.   The relevant TSO shall specify and make publicly available further details concerning the operational notification procedure.

Article 23

Energisation operational notification

1.   An EON shall entitle the transmission-connected demand facility owner or transmission-connected distribution system operator to energise its internal network and auxiliaries by using the grid connection that is specified for the connection point.

2.   An EON shall be issued by the relevant TSO, subject to completion of preparations including agreement on the protection and control settings relevant to the connection point between the relevant TSO and the transmission-connected demand facility owner or transmission-connected distribution system operator.

Article 24

Interim operational notification

1.   An ION shall entitle the transmission-connected demand facility owner or transmission-connected distribution system operator to operate the transmission-connected demand facility, the transmission-connected distribution facility, or the transmission-connected distribution system by using the grid connection for a limited period of time.

2.   An ION shall be issued by the relevant TSO, subject to completion of the data and study review process as required by this Article.

3.   With regard to the data and study review, the relevant TSO shall have the right to request that the transmission-connected demand facility owner or transmission-connected distribution system operator provide the following:

| (a) | an itemised statement of compliance; |
| --- | --- |

(a)

an itemised statement of compliance;

| (b) | detailed technical data of the transmission-connected demand facility, the transmission-connected distribution facility or the transmission-connected distribution system relevant to the grid connection as specified by the relevant TSO; |
| --- | --- |

(b)

detailed technical data of the transmission-connected demand facility, the transmission-connected distribution facility or the transmission-connected distribution system relevant to the grid connection as specified by the relevant TSO;

| (c) | equipment certificates issued by an authorised certifier in respect of transmission-connected demand facilities, transmission-connected distribution facilities and transmission-connected distribution systems, where these are relied upon as part of the evidence of compliance; |
| --- | --- |

(c)

equipment certificates issued by an authorised certifier in respect of transmission-connected demand facilities, transmission-connected distribution facilities and transmission-connected distribution systems, where these are relied upon as part of the evidence of compliance;

| (d) | simulation models, as specified in Article 21 and required by the TSO; |
| --- | --- |

(d)

simulation models, as specified in Article 21 and required by the TSO;

| (e) | studies demonstrating expected steady-state and dynamic performance as required in Articles 43, 46 and 47; |
| --- | --- |

(e)

studies demonstrating expected steady-state and dynamic performance as required in Articles 43, 46 and 47;

| (f) | details of intended practical method of completing compliance tests according to Chapter 2 of Title IV. |
| --- | --- |

(f)

details of intended practical method of completing compliance tests according to Chapter 2 of Title IV.

4.   The maximum period during which the transmission-connected demand facility owner or transmission-connected distribution system operator may maintain ION status shall be 24 months. The relevant TSO is entitled to specify a shorter ION validity period. An extension of the ION shall be granted only if the transmission-connected demand facility owner or transmission-connected distribution system operator has made substantial progress towards full compliance. Outstanding issues shall be clearly identified at the time of requesting extension.

5.   An extension of the period during which the transmission-connected demand facility owner or transmission-connected distribution system operator may maintain ION status, beyond the period established in paragraph 4, may be granted if a request for a derogation is made to the relevant TSO before the expiry of that period in accordance with the derogation procedure laid down in Article 50.

Article 25

Final operational notification

1.   A FON shall entitle the transmission-connected demand facility owner or transmission-connected distribution system operator to operate the transmission-connected demand facility, the transmission-connected distribution facility or the transmission-connected distribution system by using the grid connection.

2.   A FON shall be issued by the relevant TSO, upon prior removal of all incompatibilities identified for the purposes of the ION status and subject to the completion of the data and study review process as required by this Article.

3.   For the purposes of the data and study review, the transmission-connected demand facility owner or transmission-connected distribution system operator must submit the following to the relevant TSO:

| (a) | an itemised statement of compliance; and |
| --- | --- |

(a)

an itemised statement of compliance; and

| (b) | an update of the applicable technical data, simulation models and studies as referred to in points (b), (d) and (e) of Article 24(3), including the use of actual measured values during testing. |
| --- | --- |

(b)

an update of the applicable technical data, simulation models and studies as referred to in points (b), (d) and (e) of Article 24(3), including the use of actual measured values during testing.

4.   If incompatibility is identified in connection with the issuing of the FON, a derogation may be granted upon a request made to the relevant TSO, in accordance with the derogation procedure described in Chapter 2 of Title V. A FON shall be issued by the relevant TSO if the transmission-connected demand facility, the transmission-connected distribution facility, or the transmission-connected distribution system complies with the provisions of the derogation.

Where a request for a derogation is rejected, the relevant TSO shall have the right to refuse to allow the operation of the transmission-connected demand facility, the transmission-connected distribution facility, or the transmission-connected distribution system until the transmission-connected demand facility owner or transmission-connected distribution system operator and the relevant TSO resolve the incompatibility and the relevant TSO considers that the transmission-connected demand facility, the transmission-connected distribution facility, or the transmission-connected distribution system complies with the provisions of this Regulation.

If the relevant TSO and the transmission-connected demand facility owner or transmission-connected distribution system operator do not resolve the incompatibility within a reasonable time frame, but in any case not later than six months after the notification of the rejection of the request for a derogation, each party may refer the issue for decision to the regulatory authority.

Article 26

Limited operational notification

1.   Transmission-connected demand facility owners or transmission-connected distribution system operators to whom a FON has been granted, shall inform the relevant TSO, no later than 24 hours after the incident has occurred, of the following circumstances:

| (a) | the facility is temporarily subject to either significant modification or loss of capability affecting its performance; or |
| --- | --- |

(a)

the facility is temporarily subject to either significant modification or loss of capability affecting its performance; or

| (b) | equipment failure leading to non-compliance with some relevant requirements. |
| --- | --- |

(b)

equipment failure leading to non-compliance with some relevant requirements.

A longer time period to inform the relevant TSO can be agreed with the transmission-connected demand facility owner or transmission-connected distribution system operator depending on the nature of the changes.

2.   The transmission-connected demand facility owner or transmission-connected distribution system operator shall apply to the relevant TSO for a limited operational notification (LON), if the transmission-connected demand facility owner or transmission-connected distribution system operator expects the circumstances described in paragraph 1 to persist for more than three months.

3.   A LON shall be issued by the relevant TSO and shall contain the following information which shall be clearly identifiable:

| (a) | the unresolved issues justifying the granting of the LON; |
| --- | --- |

(a)

the unresolved issues justifying the granting of the LON;

| (b) | the responsibilities and timescales for expected solution; and |
| --- | --- |

(b)

the responsibilities and timescales for expected solution; and

| (c) | a maximum period of validity which shall not exceed 12 months. The initial period granted may be shorter with the possibility of an extension if evidence is submitted to the satisfaction of the relevant TSO demonstrating that substantial progress has been made towards achieving full compliance. |
| --- | --- |

(c)

a maximum period of validity which shall not exceed 12 months. The initial period granted may be shorter with the possibility of an extension if evidence is submitted to the satisfaction of the relevant TSO demonstrating that substantial progress has been made towards achieving full compliance.

4.   The FON shall be suspended during the period of validity of the LON with regard to the items for which the LON has been issued.

5.   A further extension of the period of validity of the LON may be granted upon a request for a derogation made to the relevant TSO before the expiry of that period, in accordance with the derogation procedure described in Chapter 2 of Title V.

6.   The relevant TSO shall have the right to refuse to allow the operation of the transmission-connected demand facility, the transmission-connected distribution facility, or the transmission-connected distribution system once the LON is no longer valid. In such cases, the FON shall automatically become invalid.

7.   If the relevant TSO does not grant an extension of the period of validity of the LON in accordance with paragraph 5 or if it refuses to allow the operation of the transmission-connected demand facility, the transmission-connected distribution facility, or the transmission-connected distribution system once the LON is no longer valid in accordance with paragraph 6, the transmission-connected demand facility owner or transmission-connected distribution system operator may refer the issue for decision to the regulatory authority within six months after the notification of the decision of the relevant TSO.

TITLE III

CONNECTION OF DEMAND UNITS USED BY A DEMAND FACILITY OR A CLOSED DISTRIBUTION SYSTEM TO PROVIDE DEMAND RESPONSE SERVICES TO SYSTEM OPERATORS

CHAPTER 1

General requirements

Article 27

General provisions

1.   Demand response services provided to system operators shall be distinguished based on the following categories:

| (a) | remotely controlled:






  (i) | demand response active power control; |
| --- | --- | --- |

(a)

remotely controlled:

(i)

demand response active power control;

| (ii) | demand response reactive power control; |
| --- | --- |

(ii)

demand response reactive power control;

| (iii) | demand response transmission constraint management. |
| --- | --- |

(iii)

demand response transmission constraint management.

| (b) | autonomously controlled:






  (i) | demand response system frequency control; |
| --- | --- | --- |

(b)

autonomously controlled:

(i)

demand response system frequency control;

| (ii) | demand response very fast active power control. |
| --- | --- |

(ii)

demand response very fast active power control.

2.   Demand facilities and closed distribution systems may provide demand response services to relevant system operators and relevant TSOs. Demand response services can include, jointly or separately, upward or downward modification of demand.

3.   The categories referred to in paragraph 1 are not exclusive and this Regulation does not prevent other categories from being developed. This Regulation does not apply to demand response services provided to other entities than relevant system operators or relevant TSOs.

Article 28

Specific provisions for demand units with demand response active power control, reactive power control and transmission constraint management

1.   Demand facilities and closed distribution systems may offer demand response active power control, demand response reactive power control, or demand response transmission constraint management to relevant system operators and relevant TSOs.

2.   Demand units with demand response active power control, demand response reactive power control, or demand response transmission constraint management shall comply with the following requirements, either individually or, where it is not part of a transmission-connected demand facility, collectively as part of demand aggregation through a third party:

| (a) | be capable of operating across the frequency ranges specified in Article 12(1) and the extended range specified in Article 12(2); |
| --- | --- |

(a)

be capable of operating across the frequency ranges specified in Article 12(1) and the extended range specified in Article 12(2);

| (b) | be capable of operating across the voltage ranges specified in Article 13 if connected at a voltage level at or above 110 kV; |
| --- | --- |

(b)

be capable of operating across the voltage ranges specified in Article 13 if connected at a voltage level at or above 110 kV;

| (c) | be capable of operating across the normal operational voltage range of the system at the connection point, specified by the relevant system operator, if connected at a voltage level below 110 kV. This range shall take into account existing standards and shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1); |
| --- | --- |

(c)

be capable of operating across the normal operational voltage range of the system at the connection point, specified by the relevant system operator, if connected at a voltage level below 110 kV. This range shall take into account existing standards and shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1);

| (d) | be capable of controlling power consumption from the network in a range equal to the range contracted, directly or indirectly through a third party, by the relevant TSO; |
| --- | --- |

(d)

be capable of controlling power consumption from the network in a range equal to the range contracted, directly or indirectly through a third party, by the relevant TSO;

| (e) | be equipped to receive instructions, directly or indirectly through a third party, from the relevant system operator or the relevant TSO to modify their demand and to transfer the necessary information. The relevant system operator shall make publicly available the technical specifications approved to enable this transfer of information. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1); |
| --- | --- |

(e)

be equipped to receive instructions, directly or indirectly through a third party, from the relevant system operator or the relevant TSO to modify their demand and to transfer the necessary information. The relevant system operator shall make publicly available the technical specifications approved to enable this transfer of information. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1);

| (f) | be capable of adjusting its power consumption within a time period specified by the relevant system operator or the relevant TSO. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1); |
| --- | --- |

(f)

be capable of adjusting its power consumption within a time period specified by the relevant system operator or the relevant TSO. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1);

| (g) | be capable of full execution of an instruction issued by the relevant system operator or the relevant TSO to modify its power consumption to the limits of the electrical protection safeguards, unless a contractually agreed method is in place with the relevant system operator or relevant TSO for the replacement of their contribution (including aggregated demand facilities' contribution through a third party); |
| --- | --- |

(g)

be capable of full execution of an instruction issued by the relevant system operator or the relevant TSO to modify its power consumption to the limits of the electrical protection safeguards, unless a contractually agreed method is in place with the relevant system operator or relevant TSO for the replacement of their contribution (including aggregated demand facilities' contribution through a third party);

| (h) | once a modification to power consumption has taken place and for the duration of the requested modification, only modify the demand used to provide the service if required by the relevant system operator or relevant TSO to the limits of the electrical protection safeguards, unless a contractually agreed method is in place with the relevant system operator or relevant TSO for the replacement of their contribution (including aggregated demand facilities' contribution through a third party). Instructions to modify power consumption may have immediate or delayed effects; |
| --- | --- |

(h)

once a modification to power consumption has taken place and for the duration of the requested modification, only modify the demand used to provide the service if required by the relevant system operator or relevant TSO to the limits of the electrical protection safeguards, unless a contractually agreed method is in place with the relevant system operator or relevant TSO for the replacement of their contribution (including aggregated demand facilities' contribution through a third party). Instructions to modify power consumption may have immediate or delayed effects;

| (i) | notify the relevant system operator or relevant TSO of the modification of demand response capacity. The relevant system operator or relevant TSO shall specify the modalities of the notification; |
| --- | --- |

(i)

notify the relevant system operator or relevant TSO of the modification of demand response capacity. The relevant system operator or relevant TSO shall specify the modalities of the notification;

| (j) | where the relevant system operator or the relevant TSO, directly or indirectly through a third party, command the modification of the power consumption, enable the modification of a part of its demand in response to an instruction by the relevant system operator or the relevant TSO, within the limits agreed with the demand facility owner or the CDSO and according to the demand unit settings; |
| --- | --- |

(j)

where the relevant system operator or the relevant TSO, directly or indirectly through a third party, command the modification of the power consumption, enable the modification of a part of its demand in response to an instruction by the relevant system operator or the relevant TSO, within the limits agreed with the demand facility owner or the CDSO and according to the demand unit settings;

| (k) | have the withstand capability to not disconnect from the system due to the rate-of-change-of-frequency up to a value specified by the relevant TSO. With regard to this withstand capability, the value of rate-of-change-of-frequency shall be calculated over a 500 ms time frame. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1); |
| --- | --- |

(k)

have the withstand capability to not disconnect from the system due to the rate-of-change-of-frequency up to a value specified by the relevant TSO. With regard to this withstand capability, the value of rate-of-change-of-frequency shall be calculated over a 500 ms time frame. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1);

| (l) | where modification to the power consumption is specified via frequency or voltage control, or both, and via pre-alert signal sent by the relevant system operator or the relevant TSO, be equipped to receive, directly or indirectly through a third party, the instructions from the relevant system operator or the relevant TSO, to measure the frequency or voltage value, or both, to command the demand trip and to transfer the information. The relevant system operator shall specify and publish the technical specifications approved to enable this transfer of information. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1). |
| --- | --- |

(l)

where modification to the power consumption is specified via frequency or voltage control, or both, and via pre-alert signal sent by the relevant system operator or the relevant TSO, be equipped to receive, directly or indirectly through a third party, the instructions from the relevant system operator or the relevant TSO, to measure the frequency or voltage value, or both, to command the demand trip and to transfer the information. The relevant system operator shall specify and publish the technical specifications approved to enable this transfer of information. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1).

3.   For voltage control with disconnection or reconnection of static compensation facilities, each transmission-connected demand facility or transmission-connected closed distribution system shall be able to connect or disconnect its static compensation facilities, directly or indirectly, either individually or commonly as part of demand aggregation through a third party, in response to an instruction transmitted by the relevant TSO, or in the conditions set forth in the contract between the relevant TSO and the demand facility owner or the CDSO.

Article 29

Specific provisions for demand units with demand response system frequency control

1.   Demand facilities and closed distribution systems may offer demand response system frequency control to relevant system operators and relevant TSOs.

2.   Demand units with demand response system frequency control shall comply with the following requirements, either individually or, where it is not part of a transmission-connected demand facility, collectively as part of demand aggregation through a third party:

| (a) | be capable of operating across the frequency ranges specified in Article 12(1) and the extended range specified in Article 12(2); |
| --- | --- |

(a)

be capable of operating across the frequency ranges specified in Article 12(1) and the extended range specified in Article 12(2);

| (b) | be capable of operating across the voltage ranges specified in Article 13 if connected at a voltage level at or above 110 kV; |
| --- | --- |

(b)

be capable of operating across the voltage ranges specified in Article 13 if connected at a voltage level at or above 110 kV;

| (c) | be capable of operating across the normal operational voltage range of the system at the connection point, specified by the relevant system operator, if connected at a voltage level below 110 kV. This range shall take into account existing standards, and shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1); |
| --- | --- |

(c)

be capable of operating across the normal operational voltage range of the system at the connection point, specified by the relevant system operator, if connected at a voltage level below 110 kV. This range shall take into account existing standards, and shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1);

| (d) | be equipped with a control system that is insensitive within a dead band around the nominal system frequency of 50,00 Hz, of a width to be specified by the relevant TSO in consultation with the TSOs in the synchronous area. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1); |
| --- | --- |

(d)

be equipped with a control system that is insensitive within a dead band around the nominal system frequency of 50,00 Hz, of a width to be specified by the relevant TSO in consultation with the TSOs in the synchronous area. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1);

| (e) | be capable of, upon return to frequency within the dead band specified in paragraph 2(d), initiating a random time delay of up to 5 minutes before resuming normal operation.
  The maximum frequency deviation from nominal value of 50,00 Hz to respond to shall be specified by the relevant TSO in coordination with the TSOs in the synchronous area. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1).
  The demand shall be increased or decreased for a system frequency above or below the dead band of nominal (50,00 Hz) respectively; |
| --- | --- |

(e)

be capable of, upon return to frequency within the dead band specified in paragraph 2(d), initiating a random time delay of up to 5 minutes before resuming normal operation.

The maximum frequency deviation from nominal value of 50,00 Hz to respond to shall be specified by the relevant TSO in coordination with the TSOs in the synchronous area. For demand units connected at a voltage level below 110 kV, these specifications shall, prior to approval in accordance with Article 6, be subject to consultation with the relevant stakeholders in accordance with Article 9(1).

The demand shall be increased or decreased for a system frequency above or below the dead band of nominal (50,00 Hz) respectively;

| (f) | be equipped with a controller that measures the actual system frequency. Measurements shall be updated at least every 0,2 seconds; |
| --- | --- |

(f)

be equipped with a controller that measures the actual system frequency. Measurements shall be updated at least every 0,2 seconds;

| (g) | be able to detect a change in system frequency of 0,01 Hz, in order to give overall linear proportional system response, with regard to the demand response system frequency control's sensitivity and accuracy of the frequency measurement and the consequent modification of the demand. The demand unit shall be capable of a rapid detection and response to changes in system frequency, to be specified by the relevant TSO in coordination with the TSOs in the synchronous area. An offset in the steady-state measurement of frequency shall be acceptable up to 0,05 Hz. |
| --- | --- |

(g)

be able to detect a change in system frequency of 0,01 Hz, in order to give overall linear proportional system response, with regard to the demand response system frequency control's sensitivity and accuracy of the frequency measurement and the consequent modification of the demand. The demand unit shall be capable of a rapid detection and response to changes in system frequency, to be specified by the relevant TSO in coordination with the TSOs in the synchronous area. An offset in the steady-state measurement of frequency shall be acceptable up to 0,05 Hz.

Article 30

Specific provisions for demand units with demand response very fast active power control

1.   The relevant TSO in coordination with the relevant system operator may agree with a demand facility owner or a CDSO (including, but not restricted to, through a third party) on a contract for the delivery of demand response very fast active power control.

2.   If the agreement referred to in paragraph 1 takes place, the contract referred to in paragraph 1 shall specify:

| (a) | a change of active power related to a measure such as the rate-of-change-of-frequency for that portion of its demand; |
| --- | --- |

(a)

a change of active power related to a measure such as the rate-of-change-of-frequency for that portion of its demand;

| (b) | the operating principle of this control system and the associated performance parameters; |
| --- | --- |

(b)

the operating principle of this control system and the associated performance parameters;

| (c) | the response time for very fast active power control, which shall not be longer than 2 seconds. |
| --- | --- |

(c)

the response time for very fast active power control, which shall not be longer than 2 seconds.

CHAPTER 2

Operational notification procedure

Article 31

General provisions

1.   The operational notification procedure for demand units used by a demand facility or a closed distribution system to provide demand response to system operators shall be distinguished between:

| (a) | demand units within a demand facility or a closed distribution system connected at a voltage level of or below 1 000 V; |
| --- | --- |

(a)

demand units within a demand facility or a closed distribution system connected at a voltage level of or below 1 000 V;

| (b) | demand units within a demand facility or a closed distribution system connected at a voltage level above 1 000 V. |
| --- | --- |

(b)

demand units within a demand facility or a closed distribution system connected at a voltage level above 1 000 V.

2.   Each demand facility owner or CDSO, providing demand response to a relevant system operator or a relevant TSO, shall confirm to the relevant system operator, or relevant TSO, directly or indirectly through a third party, its ability to satisfy the technical design and operational requirements as referred to in Chapter 1 of Title III of this Regulation.

3.   The demand facility owner or the CDSO shall notify, directly or indirectly, through a third party, the relevant system operator or relevant TSO, in advance of any decision to cease offering demand response services and/or about the permanent removal of the demand unit with demand response. This information may be aggregated as specified by the relevant system operator or relevant TSO.

4.   The relevant system operator shall specify and make publicly available further details concerning the operational notification procedure.

Article 32

Procedures for demand units within a demand facility or a closed distribution system connected at a voltage level of or below 1 000 V

1.   The operational notification procedure for a demand unit within a demand facility or a closed distribution system connected at a voltage level of or below 1 000 V shall comprise an installation document.

2.   The installation document template shall be provided by the relevant system operator, and the contents agreed with the relevant TSO, either directly or indirectly through a third party.

3.   Based on an installation document, the demand facility owner or the CDSO shall submit information, directly or indirectly through a third party, to the relevant system operator or relevant TSO. The date of this submission shall be prior to the offer in the market of the capacity of the demand response by the demand unit. The requirements set in the installation document shall differentiate between different types of connections and between the different categories of demand response services.

4.   For subsequent demand units with demand response, separate installation documents shall be provided.

5.   The content of the installation document of individual demand units may be aggregated by the relevant system operator or relevant TSO.

6.   The installation document shall contain the following items:

| (a) | the location at which the demand unit with demand response is connected to the network; |
| --- | --- |

(a)

the location at which the demand unit with demand response is connected to the network;

| (b) | the maximum capacity of the demand response installation in kW; |
| --- | --- |

(b)

the maximum capacity of the demand response installation in kW;

| (c) | the type of demand response services; |
| --- | --- |

(c)

the type of demand response services;

| (d) | the demand unit certificate and the equipment certificate as relevant for the demand response service, or if not available, equivalent information; |
| --- | --- |

(d)

the demand unit certificate and the equipment certificate as relevant for the demand response service, or if not available, equivalent information;

| (e) | the contact details of the demand facility owner, the closed distribution system operator or the third party aggregating the demand units from the demand facility or the closed distribution system. |
| --- | --- |

(e)

the contact details of the demand facility owner, the closed distribution system operator or the third party aggregating the demand units from the demand facility or the closed distribution system.

Article 33

Procedures for demand units within a demand facility or a closed distribution system connected at a voltage level above 1 000 V

1.   The operational notification procedure for a demand unit within a demand facility or a closed distribution system connected at a voltage level above 1 000 V shall comprise a DRUD. The relevant system operator, in coordination with the relevant TSO, shall specify the content required for the DRUD. The content of the DRUD shall require a statement of compliance which contains the information in Articles 36 to 47 for demand facilities and closed distribution systems, but the compliance requirements in Articles 36 to 47 for demand facilities and closed distribution systems can be simplified to a single operational notification stage as well as be reduced. The demand facility owner or CDSO shall provide the information required and submit it to the relevant system operator. Subsequent demand units with demand response shall provide separate DRUDs.

2.   Based on the DRUD, the relevant system operator shall issue a FON to the demand facility owner or CDSO.

TITLE IV

COMPLIANCE

CHAPTER 1

General provisions

Article 34

Responsibility of the demand facility owner, the distribution system operator and the closed distribution system operator

1.   Transmission-connected demand facility owners and DSOs shall ensure that their transmission-connected demand facilities, transmission-connected distribution facilities, or distribution systems comply with the requirements provided for in this Regulation. A demand facility owner or a CDSO providing demand response services to relevant system operators and relevant TSOs shall ensure that the demand unit complies with the requirements provided for in this Regulation.

2.   Where the requirements of this Regulation are applicable to demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs, the demand facility owner or the CDSO may totally or partially delegate to third parties tasks such as communicating with the relevant system operator or relevant TSO and gathering the documentation from the demand facility owner, the DSO or the CDSO evidencing compliance.

Third parties shall be treated as single users with the right to compile relevant documentation and demonstrate compliance of their aggregated demand facilities or aggregated closed distribution systems with the provisions of this Regulation. Demand facilities and closed distribution systems providing demand response services to relevant system operators and relevant TSOs may act collectively through third parties.

3.   Where obligations are fulfilled through third parties, third parties shall only be required to inform the relevant system operator of changes to the total services being offered, taking account of location specific services.

4.   Where the requirements are specified by the relevant TSO, or are for the purpose of the operation of the relevant TSO's system, alternative tests or requirements for test result acceptance for these requirements may be agreed with the relevant TSO.

5.   Any intention to modify the technical capabilities of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit, which has impact on compliance with the requirements provided for in Chapters 2 to 4 of Title IV, shall be notified to the relevant system operator, directly or indirectly through a third party, prior to pursuing such modification, within the time frame provided by the relevant system operator.

6.   Any operational incidents or failures of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system or the demand unit, which have an impact on compliance with the requirements provided for in Chapters 2 to 4 of Title IV, shall be notified to the relevant system operator, directly or indirectly through a third party, as soon as possible after the occurrence of such an incident.

7.   Any planned test schedules and procedures to verify compliance of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit, with the requirements of this Regulation, shall be notified to the relevant system operator within the time frame specified by the relevant system operator and approved by the relevant system operator prior to their commencement.

8.   The relevant system operator may participate in such tests and may record the performance of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, and the demand unit.

Article 35

Tasks of the relevant system operator

1.   The relevant system operator shall assess the compliance of a transmission-connected demand facility, a transmission-connected distribution facility, a distribution system, or a demand unit, with the requirements of this Regulation throughout the lifetime of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit. The demand facility owner, the DSO or the CDSO shall be informed of the outcome of this assessment.

The compliance of a demand unit used by a demand facility or a closed distribution system to provide demand response services to relevant TSOs, shall be jointly assessed by the relevant TSO and the relevant system operator, and if applicable in coordination with the third party involved in demand aggregation.

2.   The relevant system operator shall have the right to request that the demand facility owner, the DSO or the CDSO carries out compliance tests and simulations according to a repeat plan or general scheme or after any failure, modification or replacement of any equipment that may have an impact on the compliance of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit with the requirements of this Regulation.

The demand facility owner, the DSO or the CDSO shall be informed of the outcome of those compliance tests and simulations.

3.   The relevant system operator shall make publicly available the list of information and documents to be provided as well as the requirements to be fulfilled by the demand facility owner, the DSO or the CDSO in the frame of the compliance process. The list shall cover at least the following information, documents and requirements:

| (a) | all documentation and certificates to be provided by the demand facility owner, the DSO or the CDSO; |
| --- | --- |

(a)

all documentation and certificates to be provided by the demand facility owner, the DSO or the CDSO;

| (b) | details of the technical data required from the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit, with relevance to the grid connection or operation; |
| --- | --- |

(b)

details of the technical data required from the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit, with relevance to the grid connection or operation;

| (c) | requirements for models for steady-state and dynamic system studies; |
| --- | --- |

(c)

requirements for models for steady-state and dynamic system studies;

| (d) | timeline for the provision of system data required to perform the studies; |
| --- | --- |

(d)

timeline for the provision of system data required to perform the studies;

| (e) | studies by the demand facility owner, the DSO or the CDSO for demonstrating expected steady-state and dynamic performance referring to the requirements set forth in Articles 43, 44 and 45; |
| --- | --- |

(e)

studies by the demand facility owner, the DSO or the CDSO for demonstrating expected steady-state and dynamic performance referring to the requirements set forth in Articles 43, 44 and 45;

| (f) | conditions and procedures including scope for registering equipment certificates; |
| --- | --- |

(f)

conditions and procedures including scope for registering equipment certificates;

| (g) | conditions and procedures for the use of relevant equipment certificates issued by an authorised certifier by the demand facility owner, the DSO or the CDSO. |
| --- | --- |

(g)

conditions and procedures for the use of relevant equipment certificates issued by an authorised certifier by the demand facility owner, the DSO or the CDSO.

4.   The relevant system operator shall make public the allocation of responsibilities to the demand facility owner, the DSO or the CDSO and to the system operator for compliance testing, simulation and monitoring.

5.   The relevant system operator may totally or partially delegate the performance of its compliance monitoring to third parties. In such cases, the relevant system operator shall continue ensuring compliance with Article 11, including entering into confidentiality commitments with the assignee.

6.   If compliance tests or simulations cannot be carried out as agreed between the relevant system operator and the demand facility owner, the DSO or the CDSO due to reasons attributable to the relevant system operator, then the relevant system operator shall not unreasonably withhold the operational notification referred to in Title II and Title III.

CHAPTER 2

Compliance testing

Article 36

Common provisions for compliance testing

1.   Testing of the performance of a transmission-connected demand facility, a transmission-connected distribution facility, or a demand unit with demand response active power control, demand response reactive power control or demand response transmission constraint management, shall aim at demonstrating that the requirements of this Regulation have been complied with.

2.   Notwithstanding the minimum requirements for compliance testing set out in this Regulation, the relevant system operator is entitled to:

| (a) | allow the demand facility owner, the DSO or the CDSO to carry out an alternative set of tests, provided that those tests are efficient and suffice to demonstrate that a demand facility or a distribution system complies with the requirements of this Regulation; and |
| --- | --- |

(a)

allow the demand facility owner, the DSO or the CDSO to carry out an alternative set of tests, provided that those tests are efficient and suffice to demonstrate that a demand facility or a distribution system complies with the requirements of this Regulation; and

| (b) | require the demand facility owner, the DSO or the CDSO to carry out additional or alternative sets of tests in those cases where the information supplied to the relevant system operator in relation to compliance testing under the provisions of Articles 37 to 41, is not sufficient to demonstrate compliance with the requirements of this Regulation. |
| --- | --- |

(b)

require the demand facility owner, the DSO or the CDSO to carry out additional or alternative sets of tests in those cases where the information supplied to the relevant system operator in relation to compliance testing under the provisions of Articles 37 to 41, is not sufficient to demonstrate compliance with the requirements of this Regulation.

3.   The demand facility owner, the DSO or the CDSO is responsible for carrying out the tests in accordance with the conditions laid down in Chapter 2 of Title IV. The relevant system operator shall cooperate and not unduly delay the performance of the tests.

4.   The relevant system operator may participate in the compliance testing either on site or remotely from the system operator's control room. For that purpose, the demand facility owner, the DSO or the CDSO shall provide the monitoring equipment necessary to record all relevant test signals and measurements as well as ensure that the necessary representatives of the demand facility owner, the DSO or the CDSO are available on site for the entire testing period. Signals specified by the relevant system operator shall be provided if, for selected tests, the system operator wishes to use its own equipment to record performance. The relevant system operator has sole discretion to decide about its participation.

Article 37

Compliance testing for disconnection and reconnection of transmission-connected distribution facilities

1.   The transmission-connected distribution facilities shall comply with the requirements for disconnection and reconnection referred in Article 19 and shall be subject to the following compliance tests.

2.   With regard to testing of the capability of reconnection after an incidental disconnection due to a network disturbance, reconnection shall be achieved through a reconnection procedure, preferably by automation, authorised by the relevant TSO.

3.   With regard to the synchronisation test, the technical synchronisation capabilities of the transmission-connected distribution facility shall be demonstrated. This test shall verify the settings of the synchronisation devices. This test shall cover the following matters: voltage, frequency, phase angle range, deviation of voltage and frequency.

4.   With regard to the remote disconnection test, the transmission-connected distribution facility's technical capability for remote disconnection at the connection point or points from the transmission system when required by the relevant TSO and within the time specified by the relevant TSO shall be demonstrated.

5.   With regard to the low frequency demand disconnection test, the transmission-connected distribution facility's technical capability of low frequency demand disconnection of a percentage of demand to be specified by the relevant TSO, in coordination with adjacent TSOs, where equipped as provided for in Article 19, shall be demonstrated.

6.   With regard to the low frequency demand disconnection relays test, the transmission-connected distribution facility's technical capability to operate from a nominal AC supply input shall be demonstrated in accordance with Article 19(1) and (2). This AC supply input shall be specified by the relevant TSO.

7.   With regard to the low voltage demand disconnection test, the transmission-connected distribution facility's technical capability to operate in a single action with on load tap changer blocking in Article 19(3) shall be demonstrated in accordance with Article 19(2).

8.   An equipment certificate may be used instead of part of the tests provided for in paragraph 1, on the condition that it is provided to the relevant TSO.

Article 38

Compliance testing for information exchange of transmission-connected distribution facilities

1.   With regard to information exchange between the relevant TSO and the transmission-connected distribution system operator in real time or periodically, the transmission-connected distribution facility's technical capability to comply with the information exchange standard established pursuant to Article 18(3) shall be demonstrated.

2.   An equipment certificate may be used instead of part of the tests provided for in paragraph 1, on the condition that it is provided to the relevant TSO.

Article 39

Compliance testing for disconnection and reconnection of transmission-connected demand facilities

1.   The transmission-connected demand facilities shall comply with the requirements for disconnection and reconnection referred to in Article 19 and shall be subject to the following compliance tests.

2.   With regard to testing of the capability of reconnection after an incidental disconnection due to a network disturbance, reconnection shall be achieved through a reconnection procedure, preferably by automation, authorised by the relevant TSO.

3.   With regard to the synchronisation test, the technical synchronisation capabilities of the transmission-connected demand facility shall be demonstrated. This test shall verify the settings of the synchronisation devices. This test shall cover the following matters: voltage, frequency, phase angle range, deviation of voltage and frequency.

4.   With regard to the remote disconnection test, the transmission-connected demand facility's technical capability for remote disconnection at the connection point or points from the transmission system when required by the relevant TSO and within the time specified by the relevant TSO shall be demonstrated.

5.   With regard to the low frequency demand disconnection relays test, the transmission-connected demand facility's technical capability to operate from a nominal AC input shall be demonstrated in accordance with Article 19(1) and (2). This AC supply input shall be specified by the relevant TSO.

6.   With regard to the low voltage demand disconnection test, the transmission-connected demand facility's technical capability to operate in a single action with on load tap changer blocking in Article 19(3) shall be demonstrated in accordance with Article 19(2).

7.   An equipment certificate may be used instead of part of the tests provided for in paragraph 1, on the condition that it is provided to the relevant TSO.

Article 40

Compliance testing for information exchange of transmission-connected demand facilities

1.   With regard to information exchange between the relevant TSO and the transmission-connected demand facility owner in real time or periodically, the transmission-connected demand facility's technical capability to comply with the information exchange standard established pursuant to Article 18(3) shall be demonstrated.

2.   An equipment certificate may be used instead of part of the tests provided for in paragraph 1, on the condition that it is provided to the relevant TSO.

Article 41

Compliance testing for demand units with demand response active power control, reactive power control and transmission constraint management

1.   With regard to the demand modification test:

| (a) | the technical capability of the demand unit used by a demand facility or a closed distribution system to provide demand response active power control, demand response reactive power control or demand response transmission constraint management to modify its power consumption, after receiving an instruction from the relevant system operator or relevant TSO, within the range, duration and time frame previously agreed and established in accordance with Article 28, shall be demonstrated, either individually or collectively as part of demand aggregation through a third party; |
| --- | --- |

(a)

the technical capability of the demand unit used by a demand facility or a closed distribution system to provide demand response active power control, demand response reactive power control or demand response transmission constraint management to modify its power consumption, after receiving an instruction from the relevant system operator or relevant TSO, within the range, duration and time frame previously agreed and established in accordance with Article 28, shall be demonstrated, either individually or collectively as part of demand aggregation through a third party;

| (b) | the test shall be carried out either by an instruction or alternatively by simulating the receipt of an instruction from the relevant system operator or relevant TSO and adjusting the power demand of the demand facility or the closed distribution system; |
| --- | --- |

(b)

the test shall be carried out either by an instruction or alternatively by simulating the receipt of an instruction from the relevant system operator or relevant TSO and adjusting the power demand of the demand facility or the closed distribution system;

| (c) | the test shall be deemed passed, provided that the conditions specified by the relevant system operator or relevant TSO pursuant to Article 28(2)(d)(f)(g)(h)(k) and (l) are fulfilled; |
| --- | --- |

(c)

the test shall be deemed passed, provided that the conditions specified by the relevant system operator or relevant TSO pursuant to Article 28(2)(d)(f)(g)(h)(k) and (l) are fulfilled;

| (d) | an equipment certificate may be used instead of part of the tests provided for in paragraph 1(b), on the condition that it is provided to the relevant system operator or relevant TSO. |
| --- | --- |

(d)

an equipment certificate may be used instead of part of the tests provided for in paragraph 1(b), on the condition that it is provided to the relevant system operator or relevant TSO.

2.   With regard to the disconnection or reconnection of static compensation facilities test:

| (a) | the technical capability of the demand unit used by a demand facility owner or closed distribution system operator to provide demand response active power control, demand response reactive power control or demand response transmission constraint management to disconnect or reconnect, or both, its static compensation facility when receiving an instruction from the relevant system operator or relevant TSO, in the time frame expected in accordance with Article 28, shall be demonstrated, either individually or collectively as part of demand aggregation through a third party; |
| --- | --- |

(a)

the technical capability of the demand unit used by a demand facility owner or closed distribution system operator to provide demand response active power control, demand response reactive power control or demand response transmission constraint management to disconnect or reconnect, or both, its static compensation facility when receiving an instruction from the relevant system operator or relevant TSO, in the time frame expected in accordance with Article 28, shall be demonstrated, either individually or collectively as part of demand aggregation through a third party;

| (b) | the test shall be carried out by simulating the receipt of an instruction from the relevant system operator or relevant TSO and subsequently disconnecting the static compensation facility, and by simulating the receipt of an instruction from the relevant system operator or relevant TSO and subsequently reconnecting the facility; |
| --- | --- |

(b)

the test shall be carried out by simulating the receipt of an instruction from the relevant system operator or relevant TSO and subsequently disconnecting the static compensation facility, and by simulating the receipt of an instruction from the relevant system operator or relevant TSO and subsequently reconnecting the facility;

| (c) | the test shall be deemed passed, provided that the conditions specified by the relevant system operator or relevant TSO pursuant to Article 28(2)(d)(f)(g)(h)(k) and (l) are fulfilled. |
| --- | --- |

(c)

the test shall be deemed passed, provided that the conditions specified by the relevant system operator or relevant TSO pursuant to Article 28(2)(d)(f)(g)(h)(k) and (l) are fulfilled.

CHAPTER 3

Compliance simulation

Article 42

Common provisions on compliance simulations

1.   Simulation of the performance of a transmission-connected demand facility, a transmission-connected distribution facility, or a demand unit with demand response very fast active power control within a demand facility or a closed distribution system shall result in demonstrating whether the requirements of this Regulation have been fulfilled or not.

2.   Simulations shall be run in the following circumstances:

| (a) | a new connection to the transmission system is required; |
| --- | --- |

(a)

a new connection to the transmission system is required;

| (b) | a new demand unit used by a demand facility or a closed distribution system to provide demand response very fast active power control to a relevant TSO has been contracted in accordance with Article 30; |
| --- | --- |

(b)

a new demand unit used by a demand facility or a closed distribution system to provide demand response very fast active power control to a relevant TSO has been contracted in accordance with Article 30;

| (c) | a further development, replacement or modernisation of equipment takes place; |
| --- | --- |

(c)

a further development, replacement or modernisation of equipment takes place;

| (d) | alleged incompliance by the relevant system operator with the requirements of this Regulation. |
| --- | --- |

(d)

alleged incompliance by the relevant system operator with the requirements of this Regulation.

3.   Notwithstanding the minimum requirements for compliance simulation set out in this Regulation, the relevant system operator is entitled to:

| (a) | allow the demand facility owner, the DSO or the CDSO to carry out an alternative set of simulations, provided that those simulations are efficient and suffice to demonstrate that a demand facility or a distribution system complies with the requirements of this Regulation or with national legislation; and |
| --- | --- |

(a)

allow the demand facility owner, the DSO or the CDSO to carry out an alternative set of simulations, provided that those simulations are efficient and suffice to demonstrate that a demand facility or a distribution system complies with the requirements of this Regulation or with national legislation; and

| (b) | require the demand facility owner, the DSO or the CDSO to carry out additional or alternative sets of simulations in those cases where the information supplied to the relevant system operator in relation to compliance simulation under the provisions of Articles 43, 44 and 45, is not sufficient to demonstrate compliance with the requirements of this Regulation. |
| --- | --- |

(b)

require the demand facility owner, the DSO or the CDSO to carry out additional or alternative sets of simulations in those cases where the information supplied to the relevant system operator in relation to compliance simulation under the provisions of Articles 43, 44 and 45, is not sufficient to demonstrate compliance with the requirements of this Regulation.

4.   The transmission-connected demand facility owner or the transmission-connected distribution system operator shall provide a report with the simulation results for each individual transmission-connected demand facility or transmission-connected distribution facility. The transmission-connected demand facility owner or the transmission-connected distribution system operator shall produce and provide a validated simulation model for a given transmission-connected demand facility or transmission-connected distribution facility. The scope of the simulation models is set out in Article 21(1) and (2).

5.   The relevant system operator shall have the right to check that a demand facility or a distribution system complies with the requirements of this Regulation by carrying out its own compliance simulations based on the provided simulation reports, simulation models and compliance test measurements.

6.   The relevant system operator shall provide the demand facility owner, the DSO or the CDSO with technical data and a simulation model of the network, to the extent necessary to carry out the requested simulations in accordance with Articles 43, 44 and 45.

Article 43

Compliance simulations for transmission-connected distribution facilities

1.   With regard to the reactive power capability simulation of a transmission-connected distribution facility:

| (a) | a steady-state load flow simulation model of the network of the transmission-connected distribution system shall be used in order to calculate the reactive power exchange under different load and generation conditions; |
| --- | --- |

(a)

a steady-state load flow simulation model of the network of the transmission-connected distribution system shall be used in order to calculate the reactive power exchange under different load and generation conditions;

| (b) | a combination of steady-state minimum and maximum load and generation conditions resulting in the lowest and highest reactive power exchange shall be part of the simulations; |
| --- | --- |

(b)

a combination of steady-state minimum and maximum load and generation conditions resulting in the lowest and highest reactive power exchange shall be part of the simulations;

| (c) | calculating the reactive power export at an active power flow of less than 25 % of the maximum import capability at the connection point shall be part of the simulations in accordance with Article 15. |
| --- | --- |

(c)

calculating the reactive power export at an active power flow of less than 25 % of the maximum import capability at the connection point shall be part of the simulations in accordance with Article 15.

2.   The relevant TSO may specify the method for compliance simulation of the active control of reactive power set out in Article 15(3).

3.   The simulation shall be deemed passed if the results demonstrate compliance with the requirements set out in Article 15.

Article 44

Compliance simulations for transmission-connected demand facilities

1.   With regard to the reactive power capability simulation of a transmission-connected demand facility without onsite generation:

| (a) | the transmission-connected demand facility without onsite generation's reactive power capability at the connection point shall be demonstrated; |
| --- | --- |

(a)

the transmission-connected demand facility without onsite generation's reactive power capability at the connection point shall be demonstrated;

| (b) | a load flow simulation model of the transmission-connected demand facility shall be used to calculate the reactive power exchange under different load conditions. Minimum and maximum load conditions resulting in the lowest and highest reactive power exchange at the connection point shall be part of the simulations; |
| --- | --- |

(b)

a load flow simulation model of the transmission-connected demand facility shall be used to calculate the reactive power exchange under different load conditions. Minimum and maximum load conditions resulting in the lowest and highest reactive power exchange at the connection point shall be part of the simulations;

| (c) | the simulation shall be deemed passed if the results demonstrate compliance with the requirements set out in Article 15(1) and (2). |
| --- | --- |

(c)

the simulation shall be deemed passed if the results demonstrate compliance with the requirements set out in Article 15(1) and (2).

2.   With regard to the reactive power capability simulation of a transmission-connected demand facility with onsite generation:

| (a) | a load flow simulation model of the transmission-connected demand facility shall be used to calculate the reactive power exchange under different load conditions and under different generation conditions; |
| --- | --- |

(a)

a load flow simulation model of the transmission-connected demand facility shall be used to calculate the reactive power exchange under different load conditions and under different generation conditions;

| (b) | a combination of minimum and maximum load and generation conditions resulting in the lowest and highest reactive power capability at the connection point shall be part of the simulations; |
| --- | --- |

(b)

a combination of minimum and maximum load and generation conditions resulting in the lowest and highest reactive power capability at the connection point shall be part of the simulations;

| (c) | the simulation shall be deemed passed if the results demonstrate compliance with the requirements set out in Article 15(1) and (2). |
| --- | --- |

(c)

the simulation shall be deemed passed if the results demonstrate compliance with the requirements set out in Article 15(1) and (2).

Article 45

Compliance simulations for demand units with demand response very fast active power control

1.   The model of the demand unit used by a demand facility owner or a closed distribution system operator to provide demand response very fast active power control shall demonstrate the technical capability of the demand unit to provide very fast active power control to a low frequency event in the conditions set out in Article 30.

2.   The simulation shall be deemed passed provided that the model demonstrates compliance with the conditions set out in Article 30.

CHAPTER 4

Compliance monitoring

Article 46

Compliance monitoring for transmission-connected distribution facilities

With regard to compliance monitoring of the reactive power requirements applicable to transmission-connected distribution facilities:

| (a) | the transmission-connected distribution facility shall be equipped with necessary equipment to measure the active and reactive power, in accordance with Article 15; and |
| --- | --- |

(a)

the transmission-connected distribution facility shall be equipped with necessary equipment to measure the active and reactive power, in accordance with Article 15; and

| (b) | the relevant system operator shall specify the time frame for compliance monitoring. |
| --- | --- |

(b)

the relevant system operator shall specify the time frame for compliance monitoring.

Article 47

Compliance monitoring for transmission-connected demand facilities

With regard to compliance monitoring of the reactive power requirements applicable to transmission-connected demand facilities:

| (a) | the transmission-connected demand facility shall be equipped with necessary equipment to measure the active and reactive power, in accordance with Article 15; and |
| --- | --- |

(a)

the transmission-connected demand facility shall be equipped with necessary equipment to measure the active and reactive power, in accordance with Article 15; and

| (b) | the relevant system operator shall specify the time frame for compliance monitoring. |
| --- | --- |

(b)

the relevant system operator shall specify the time frame for compliance monitoring.

TITLE V

APPLICATIONS AND DEROGATIONS

CHAPTER 1

Cost-benefit analysis

Article 48

Identification of costs and benefits of application of requirements to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units

1.   Prior to the application of any requirement set out in this Regulation to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units in accordance with Article 4(3), the relevant TSO shall undertake a qualitative comparison of costs and benefits related to the requirement under consideration. This comparison shall take into account available network-based or market-based alternatives. The relevant TSO may only proceed to undertake a quantitative cost-benefit analysis in accordance with paragraphs 2 to 5, if the qualitative comparison indicates that the likely benefits exceed the likely costs. If, however, the cost is deemed high or the benefit is deemed low, then the relevant TSO shall not proceed further.

2.   Following a preparatory stage undertaken in accordance with paragraph 1, the relevant TSO shall carry out a quantitative cost-benefit analysis of any requirement under consideration for application to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units that have demonstrated potential benefits as a result of the preparatory stage according to paragraph 1.

3.   Within three months of concluding the cost-benefit analysis, the relevant TSO shall summarise the findings in a report which shall:

| (a) | include the cost-benefit analysis and a recommendation on how to proceed; |
| --- | --- |

(a)

include the cost-benefit analysis and a recommendation on how to proceed;

| (b) | include a proposal for a transitional period for applying the requirement to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units. That transitional period shall not be more than two years from the date of the decision of the regulatory authority or where applicable the Member State on the requirement's applicability; |
| --- | --- |

(b)

include a proposal for a transitional period for applying the requirement to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units. That transitional period shall not be more than two years from the date of the decision of the regulatory authority or where applicable the Member State on the requirement's applicability;

| (c) | be subject to public consultation in accordance with Article 9. |
| --- | --- |

(c)

be subject to public consultation in accordance with Article 9.

4.   No later than six months after the end of the public consultation, the relevant TSO shall prepare a report explaining the outcome of the consultation and making a proposal on the applicability of the requirement under consideration to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units. The report and proposal shall be notified to the regulatory authority or, where applicable, the Member State, and the demand facility owner, DSO, CDSO or, where applicable, third party shall be informed on its content.

5.   The proposal made by the relevant TSO to the regulatory authority or, where applicable, the Member State pursuant to paragraph 4 shall include the following:

| (a) | an operational notification procedure for demonstrating the implementation of the requirements by the existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs; |
| --- | --- |

(a)

an operational notification procedure for demonstrating the implementation of the requirements by the existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs;

| (b) | a transitional period for implementing the requirements which shall take into account the classes of transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs and any underlying obstacles to the efficient implementation of the equipment modification/refitting. |
| --- | --- |

(b)

a transitional period for implementing the requirements which shall take into account the classes of transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs and any underlying obstacles to the efficient implementation of the equipment modification/refitting.

Article 49

Principles of cost-benefit analysis

1.   Demand facility owners, DSOs and CDSOs shall assist and contribute to the cost-benefit analysis undertaken according to Articles 48 and 53 and provide the necessary data as requested by the relevant system operator or relevant TSO within three months of receiving a request, unless agreed otherwise by the relevant TSO. For the preparation of a cost-benefit-analysis by a demand facility owner or prospective owner, or by a DSO/CDSO or prospective operator, assessing a potential derogation pursuant to Article 52, the relevant TSO and DSO shall assist and contribute to the cost-benefit analysis and provide the necessary data as requested by the demand facility owner or prospective owner, or by the DSO/CDSO or prospective operator, within three months of receiving a request, unless agreed otherwise by the demand facility owner or prospective owner, or by the DSO/CDSO or prospective operator.

2.   A cost-benefit analysis shall be in line with the following principles:

| (a) | the relevant TSO, demand facility owner or prospective owner, DSO/CDSO or prospective operator, shall base its cost-benefit analysis on one or more of the following calculating principles:






  (i) | the net present value; |
| --- | --- | --- |

(a)

the relevant TSO, demand facility owner or prospective owner, DSO/CDSO or prospective operator, shall base its cost-benefit analysis on one or more of the following calculating principles:

(i)

the net present value;

| (ii) | the return on investment; |
| --- | --- |

(ii)

the return on investment;

| (iii) | the rate of return; |
| --- | --- |

(iii)

the rate of return;

| (iv) | the time needed to break even; |
| --- | --- |

(iv)

the time needed to break even;

| (b) | the relevant TSO, demand facility owner or prospective owner, DSO/CDSO or prospective operator, shall also quantify socioeconomic benefits in terms of improvement in security of supply and shall include at least:






  (i) | the associated reduction in probability of loss of supply over the lifetime of the modification; |
| --- | --- | --- |

(b)

the relevant TSO, demand facility owner or prospective owner, DSO/CDSO or prospective operator, shall also quantify socioeconomic benefits in terms of improvement in security of supply and shall include at least:

(i)

the associated reduction in probability of loss of supply over the lifetime of the modification;

| (ii) | the probable extent and duration of such loss of supply; |
| --- | --- |

(ii)

the probable extent and duration of such loss of supply;

| (iii) | the societal cost per hour of such loss of supply; |
| --- | --- |

(iii)

the societal cost per hour of such loss of supply;

| (c) | the relevant TSO, demand facility owner or prospective owner, DSO/CDSO or prospective operator, shall quantify the benefits to the internal market in electricity, cross-border trade and integration of renewable energies, including at least:






  (i) | the active power frequency response; |
| --- | --- | --- |

(c)

the relevant TSO, demand facility owner or prospective owner, DSO/CDSO or prospective operator, shall quantify the benefits to the internal market in electricity, cross-border trade and integration of renewable energies, including at least:

(i)

the active power frequency response;

| (ii) | the balancing reserves; |
| --- | --- |

(ii)

the balancing reserves;

| (iii) | the reactive power provision; |
| --- | --- |

(iii)

the reactive power provision;

| (iv) | congestion management; |
| --- | --- |

(iv)

congestion management;

| (v) | defence measures; |
| --- | --- |

(v)

defence measures;

| (d) | the relevant TSO shall quantify the costs of applying the necessary rules to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems, or existing demand units, including at least:






  (i) | the direct costs incurred in implementing a requirement; |
| --- | --- | --- |

(d)

the relevant TSO shall quantify the costs of applying the necessary rules to existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems, or existing demand units, including at least:

(i)

the direct costs incurred in implementing a requirement;

| (ii) | the costs associated with attributable loss of opportunity; |
| --- | --- |

(ii)

the costs associated with attributable loss of opportunity;

| (iii) | the costs associated with resulting changes in maintenance and operation. |
| --- | --- |

(iii)

the costs associated with resulting changes in maintenance and operation.

CHAPTER 2

Derogations

Article 50

Power to grant derogations

1.   Regulatory authorities may, at the request of a demand facility owner or prospective owner, and a DSO/CDSO or prospective operator, relevant system operator or relevant TSO, grant demand facility owners or prospective owners, and DSOs/CDSOs or prospective operators, relevant system operators or relevant TSOs derogations from one or more provisions of this Regulation for new and existing transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units in accordance with Articles 51 to 53.

2.   Where applicable in a Member State, derogations may be granted and revoked in accordance with Articles 51 to 53 by other authorities than the regulatory authority.

Article 51

General provisions

1.   Each regulatory authority shall specify, after consulting relevant system operators, demand facility owners, DSOs, CDSOs, and other stakeholders whom it deems affected by this Regulation, the criteria for granting derogations pursuant to Articles 52 and 53. It shall publish those criteria on its website and notify them to the Commission within nine months of the entry into force of this Regulation. The Commission may require a regulatory authority to amend the criteria if it considers that they are not in line with this Regulation. This possibility to review and amend the criteria for granting derogations shall not affect the derogations already granted which shall continue to apply until the scheduled expiry date as detailed in the decision granting the exemption.

2.   If the regulatory authority deems that it is necessary due to a change in circumstances relating to the evolution of system requirements, it may review and amend at most once every year the criteria for granting derogations in accordance with paragraph 1. Any changes to the criteria shall not apply to derogations for which a request has already been made.

3.   The regulatory authority may decide that transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units for which a request for a derogation has been filed pursuant to Articles 52 or 53 do not need to comply with the requirements of this Regulation from which a derogation has been sought from the day of filing the request until the regulatory authority's decision is issued.

Article 52

Request for a derogation by a demand facility owner, a distribution system operator or a closed distribution system operator

1.   Demand facility owners or prospective owners, and DSOs/CDSOs or prospective operators, may request a derogation to one or several requirements of this Regulation for transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems, or demand units used by a demand facility or a closed distribution system to provide demand response services to a relevant system operator and a relevant TSO.

2.   A request for a derogation shall be filed with the relevant system operator and include:

| (a) | an identification of the demand facility owner or prospective owner, the DSO/CDSO or prospective operator, and a contact person for any communications; |
| --- | --- |

(a)

an identification of the demand facility owner or prospective owner, the DSO/CDSO or prospective operator, and a contact person for any communications;

| (b) | a description of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit for which a derogation is requested; |
| --- | --- |

(b)

a description of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit for which a derogation is requested;

| (c) | a reference to the provisions of this Regulation from which a derogation is requested and a detailed description of the requested derogation; |
| --- | --- |

(c)

a reference to the provisions of this Regulation from which a derogation is requested and a detailed description of the requested derogation;

| (d) | detailed reasoning, with relevant supporting documents and cost-benefit analysis pursuant to the requirements of Article 49; |
| --- | --- |

(d)

detailed reasoning, with relevant supporting documents and cost-benefit analysis pursuant to the requirements of Article 49;

| (e) | demonstration that the requested derogation would have no adverse effect on cross-border trade. |
| --- | --- |

(e)

demonstration that the requested derogation would have no adverse effect on cross-border trade.

3.   Within two weeks of receipt of a request for a derogation, the relevant system operator shall confirm to the demand facility owner or prospective owner, or to the DSO/CDSO or prospective operator, whether the request is complete. If the relevant system operator considers that the request is incomplete, the demand facility owner or prospective owner, or the DSO/CDSO or prospective operator, shall submit the additional required information within one month from the receipt of the request for additional information. If the demand facility owner or prospective owner, or if the DSO/CDSO or prospective operator, does not supply the requested information within that time limit, the request for a derogation shall be deemed withdrawn.

4.   The relevant system operator shall, in coordination with the relevant TSO and any affected adjacent DSO, assess the request for a derogation and the provided cost-benefit analysis, taking into account the criteria determined by the regulatory authority pursuant to Article 51.

5.   Within six months of receipt of a request for a derogation, the relevant system operator shall forward the request to the regulatory authority and submit the assessment(s) prepared in accordance with paragraphs 4. That period may be extended by one month where the relevant system operator seeks further information from the demand facility owner or prospective owner, or from the DSO/CDSO or prospective operator, and by two months where the relevant system operator requests the relevant TSO to submit an assessment of the request for a derogation.

6.   The regulatory authority shall adopt a decision concerning any request for a derogation within six months from the day after it receives the request. That time limit may be extended by three months before its expiry where the regulatory authority requires further information from the demand facility owner or prospective owner, or from the DSO/CDSO or prospective operator, or from any other interested parties. The additional period shall begin when the complete information has been received.

7.   The demand facility owner or prospective owner, or the DSO/CDSO or prospective operator, shall submit any additional information requested by the regulatory authority within two months of such request. If the demand facility owner or prospective owner, or if the DSO/CDSO or prospective operator, does not supply the requested information within that time limit, the request for a derogation shall be deemed withdrawn unless, before its expiry:

| (a) | the regulatory authority decides to provide an extension; or |
| --- | --- |

(a)

the regulatory authority decides to provide an extension; or

| (b) | the demand facility owner or prospective owner, or the DSO/CDSO or prospective operator, informs the regulatory authority by means of a reasoned submission that the request for a derogation is complete. |
| --- | --- |

(b)

the demand facility owner or prospective owner, or the DSO/CDSO or prospective operator, informs the regulatory authority by means of a reasoned submission that the request for a derogation is complete.

8.   The regulatory authority shall issue a reasoned decision concerning a request for a derogation. Where the regulatory authority grants a derogation, it shall specify its duration.

9.   The regulatory authority shall notify its decision to the relevant demand facility owner or prospective owner, the DSO/CDSO or prospective operator, the relevant system operator and the relevant TSO.

10.   A regulatory authority may revoke a decision granting a derogation if the circumstances and underlying reasons no longer apply or upon a reasoned recommendation of the Commission or reasoned recommendation by the Agency pursuant to Article 55(2).

11.   For demand units within a demand facility or a closed distribution system connected at a voltage level of or below 1 000 V, a request for a derogation under this Article may be made by a third party on behalf of the demand facility owner or prospective owner, or on behalf of the CDSO or prospective operator. Such a request may be for a single demand unit or multiple demand units within the same demand facility or closed distribution system. In the case of the latter, and provided the cumulative maximum capacity is specified, the third party may substitute the details required by point (a) of paragraph 2 with their details.

Article 53

Request for a derogation by a relevant system operator or relevant TSO

1.   Relevant system operators or relevant TSOs may request derogations for transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems, or demand units within a demand facility or a closed distribution system connected or to be connected to their network.

2.   Relevant system operators or relevant TSOs shall submit their requests for a derogation to the regulatory authority. Each request for a derogation shall include:

| (a) | identification of the relevant system operator or relevant TSO, and a contact person for any communications; |
| --- | --- |

(a)

identification of the relevant system operator or relevant TSO, and a contact person for any communications;

| (b) | a description of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit for which a derogation is requested and the total installed capacity and number of transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems, or demand units; |
| --- | --- |

(b)

a description of the transmission-connected demand facility, the transmission-connected distribution facility, the distribution system, or the demand unit for which a derogation is requested and the total installed capacity and number of transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems, or demand units;

| (c) | the requirement or requirements of this Regulation for which a derogation is requested, with a detailed description of the requested derogation; |
| --- | --- |

(c)

the requirement or requirements of this Regulation for which a derogation is requested, with a detailed description of the requested derogation;

| (d) | detailed reasoning, with all relevant supporting documents; |
| --- | --- |

(d)

detailed reasoning, with all relevant supporting documents;

| (e) | demonstration that the requested derogation would have no adverse effect on cross-border trade; |
| --- | --- |

(e)

demonstration that the requested derogation would have no adverse effect on cross-border trade;

| (f) | a cost-benefit analysis pursuant to the requirements of Article 49. If applicable, the cost-benefit analysis shall be carried out in coordination with the relevant TSO and any adjacent DSO. |
| --- | --- |

(f)

a cost-benefit analysis pursuant to the requirements of Article 49. If applicable, the cost-benefit analysis shall be carried out in coordination with the relevant TSO and any adjacent DSO.

3.   Where the request for a derogation is submitted by a relevant DSO, the regulatory authority shall, within two weeks from the day after receipt of that request, ask the relevant TSO to assess the request for a derogation in the light of the criteria determined by the regulatory authority pursuant to Article 51.

4.   Within two weeks from the day after the receipt of such request for assessment, the relevant TSO shall confirm to the relevant DSO whether the request for a derogation is complete. If the relevant TSO considers that it is incomplete, the relevant DSO shall submit the required additional information within one month from the receipt of the request for additional information.

5.   Within six months of receipt of a request for a derogation, the relevant TSO shall submit to the regulatory authority its assessment, including any relevant documentation. The six-month time limit may be extended by one month where the relevant TSO seeks further information from the relevant DSO.

6.   The regulatory authority shall adopt a decision concerning a request for a derogation within six months from the day after it receives the request. Where the request for a derogation is submitted by the relevant DSO, the six-month time limit runs from the day following receipt of the relevant TSO's assessment pursuant to paragraph 5.

7.   The six-month time limit referred to in paragraph 6 may, before its expiry, be extended by an additional three months where the regulatory authority requests further information from the relevant system operator requesting the derogation or from any other interested parties. That additional period shall run from the day following the date of receipt of the complete information.

The relevant system operator shall provide any additional information requested by the regulatory authority within two months from the date of the request. If the relevant system operator does not provide the requested additional information within that time limit, the request for a derogation shall be deemed withdrawn unless, before expiry of the time limit:

| (a) | the regulatory authority decides to provide an extension; or |
| --- | --- |

(a)

the regulatory authority decides to provide an extension; or

| (b) | the relevant system operator informs the regulatory authority by means of a reasoned submission that the request for a derogation is complete. |
| --- | --- |

(b)

the relevant system operator informs the regulatory authority by means of a reasoned submission that the request for a derogation is complete.

8.   The regulatory authority shall issue a reasoned decision concerning a request for a derogation. Where the regulatory authority grants derogation, it shall specify its duration.

9.   The regulatory authority shall notify its decision to the relevant system operator requesting the derogation, the relevant TSO and the Agency.

10.   Regulatory authorities may lay down further requirements concerning the preparation of requests for a derogation by relevant system operators. In doing so, regulatory authorities shall take into account the delineation between the transmission system and the distribution system at the national level and shall consult with system operators, demand facility owners and stakeholders, including manufacturers.

11.   A regulatory authority may revoke a decision granting a derogation if the circumstances and underlying reasons no longer apply or upon a reasoned recommendation of the Commission or reasoned recommendation by the Agency pursuant to Article 55(2).

Article 54

Register of derogations from the requirements of this Regulation

1.   Regulatory authorities shall maintain a register of all derogations they have granted or refused and shall provide the Agency with an updated and consolidated register at least once every six months, a copy of which shall be given to ENTSO for Electricity.

2.   The register shall contain, in particular:

| (a) | the requirement or requirements for which the derogation is granted or refused; |
| --- | --- |

(a)

the requirement or requirements for which the derogation is granted or refused;

| (b) | the content of the derogation; |
| --- | --- |

(b)

the content of the derogation;

| (c) | the reasons for granting or refusing the derogation; |
| --- | --- |

(c)

the reasons for granting or refusing the derogation;

| (d) | the consequences resulting from granting the derogation. |
| --- | --- |

(d)

the consequences resulting from granting the derogation.

Article 55

Monitoring of derogations

1.   The Agency shall monitor the procedure of granting derogations with the cooperation of the regulatory authorities or relevant authorities of the Member State. Those authorities or relevant authorities of the Member State shall provide the Agency with all the information necessary for that purpose.

2.   The Agency may issue a reasoned recommendation to a regulatory authority to revoke a derogation due to a lack of justification. The Commission may issue a reasoned recommendation to a regulatory authority or relevant authority of the Member State to revoke a derogation due to a lack of justification.

3.   The Commission may request the Agency to report on the application of paragraphs 1 and 2 and to provide reasons for requesting or not requesting derogations to be revoked.

TITLE VI

NON-BINDING GUIDANCE AND MONITORING OF IMPLEMENTATION

Article 56

Non-binding guidance on implementation

1.   No later than six months after the entry into force of this Regulation, the ENTSO for Electricity shall prepare and thereafter every two years provide non-binding written guidance to its members and other system operators concerning the elements of this Regulation requiring national decisions. The ENTSO for Electricity shall publish this guidance on its website.

2.   ENTSO for Electricity shall consult stakeholders when providing non-binding guidance.

3.   The non-binding guidance shall explain the technical issues, conditions and interdependencies which need to be considered when complying with the requirements of this Regulation at national level.

Article 57

Monitoring

1.   ENTSO for Electricity shall monitor the implementation of this Regulation in accordance with Article 8(8) of Regulation (EC) No 714/2009. Monitoring shall cover in particular the following matters:

| (a) | identification of any divergences in the national implementation of this Regulation; |
| --- | --- |

(a)

identification of any divergences in the national implementation of this Regulation;

| (b) | assessment of whether the choice of values and ranges in the requirements applicable to transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units under this Regulation continues to be valid. |
| --- | --- |

(b)

assessment of whether the choice of values and ranges in the requirements applicable to transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units under this Regulation continues to be valid.

2.   The Agency, in cooperation with ENTSO for Electricity, shall produce by 12 months after the entry into force of this Regulation a list of the relevant information to be communicated by ENTSO for Electricity to the Agency in accordance with Article 8(9) and Article 9(1) of Regulation (EC) No 714/2009. The list of relevant information may be subject to updates. ENTSO for Electricity shall maintain a comprehensive, standardised format, digital data archive of the information required by the Agency.

3.   Relevant TSOs shall submit to ENTSO for Electricity the information required to perform the tasks referred to in paragraphs 1 and 2.

Based on a request of the regulatory authority, DSOs shall provide TSOs with information under paragraph 2 unless the information is already obtained by regulatory authorities, the Agency or ENTSO-E in relation to their respective implementation monitoring tasks, with the objective of avoiding duplication of information.

4.   Where ENTSO for Electricity or the Agency establish areas subject to this Regulation where, based on market developments or experience gathered in the application of this Regulation, further harmonisation of the requirements under this Regulation is advisable to promote market integration, they shall propose draft amendments to this Regulation pursuant to Article 7(1) of Regulation (EC) No 714/2009.

TITLE VII

FINAL PROVISIONS

Article 58

Amendment of contracts and general terms and conditions

1.   Regulatory authorities shall ensure that all relevant clauses in contracts and general terms and conditions relating to the grid connection of new transmission-connected demand facilities, new transmission-connected distribution facilities, new distribution systems and new demand units are brought into compliance with the requirements of this Regulation.

2.   All relevant clauses in contracts and relevant clauses of general terms and conditions relating to the grid connection of existing transmission-connected demand facilities, existing transmission-connected distribution facilities, existing distribution systems and existing demand units subject to all or some of the requirements of this Regulation in accordance with paragraph 1 of Article 4 shall be amended in order to comply with the requirements of this Regulation. The relevant clauses shall be amended within three years following the decision of the regulatory authority or Member State as referred to in Article 4(1).

3.   Regulatory authorities shall ensure that agreements between system operators and owners of new or existing demand facilities or operators of new or existing distribution systems subject to this Regulation and relating to grid connection requirements for transmission-connected demand facilities, transmission-connected distribution facilities, distribution systems and demand units used by a demand facility or a closed distribution system to provide demand response services to relevant system operators and relevant TSOs, in particular in national network codes, reflect the requirements set out in this Regulation.

Article 59

Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

Official Journal of the European Union

Without prejudice to Article 4(2)(b), Article 6, Article 51, Article 56 and Article 57, the requirements of this Regulation shall apply from three years after publication.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 17 August 2016.

For the Commission

The President

Jean-Claude JUNCKER

---

(1)  
  OJ L 211, 14.8.2009, p. 15.

1

(2)  Directive 2009/72/EC of the European Parliament and of the Council of 13 July 2009 concerning common rules for the internal market in electricity and repealing Directive 2003/54/EC (OJ L 211, 14.8.2009, p. 55).

2

(3)  Directive 98/34/EC of the European Parliament and of the Council of 22 June 1998 laying down a procedure for the provision of information in the field of technical standards and regulations (OJ L 204, 21.7.1998, p. 37).

3

(4)  Directive 2012/27/EU of the European Parliament and of the Council of 25 October 2012 on energy efficiency, amending Directives 2009/125/EC and 2010/30/EU and repealing Directives 2004/8/EC and 2006/32/EC (OJ L 315, 14.11.2012, p. 1).

4

(5)  Commission Regulation (EU) 2015/1222 of 24 July 2015 establishing a guideline on capacity allocation and congestion management (OJ L 197, 25.7.2015, p. 24).

5

(6)  Commission Regulation (EU) 2016/631 of 14 April 2016 establishing a network code on requirements for grid connection of generators (OJ L 112, 27.4.2016, p. 1).

6

(7)  Commission Regulation (EU) No 543/2013 of 14 June 2013 on submission and publication of data in electricity markets and amending Annex I to Regulation (EC) No 714/2009 of the European Parliament and of the Council (OJ L 163, 15.6.2013, p. 1).

7

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ANNEX I

Frequency ranges and time periods referred to in Article 12(1)

| Synchronous area | Frequency range | Time period for operation |
| --- | --- | --- |
| Continental Europe | 47,5 Hz-48,5 Hz | To be specified by each TSO, but not less than 30 minutes |
| 48,5 Hz-49,0 Hz | To be specified by each TSO, but not less than the period for 47,5 Hz-48,5 Hz |
| 49,0 Hz-51,0 Hz | Unlimited |
| 51,0 Hz-51,5 Hz | 30 minutes |
| Nordic | 47,5 Hz-48,5 Hz | 30 minutes |
| 48,5 Hz-49,0 Hz | To be specified by each TSO, but not less than 30 minutes |
| 49,0 Hz-51,0 Hz | Unlimited |
| 51,0 Hz-51,5 Hz | 30 minutes |
| Great Britain | 47,0 Hz-47,5 Hz | 20 seconds |
| 47,5 Hz-48,5 Hz | 90 minutes |
| 48,5 Hz-49,0 Hz | To be specified by each TSO, but not less than 90 minutes |
| 49,0 Hz-51,0 Hz | Unlimited |
| 51,0 Hz-51,5 Hz | 90 minutes |
| 51,5 Hz-52,0 Hz | 15 minutes |
| Ireland and Northern Ireland | 47,5 Hz-48,5 Hz | 90 minutes |
| 48,5 Hz-49,0 Hz | To be specified by each TSO, but not less than 90 minutes |
| 49,0 Hz-51,0 Hz | Unlimited |
| 51,0 Hz-51,5 Hz | 90 minutes |
| Baltic | 47,5 Hz-48,5 Hz | To be specified by each TSO, but not less than 30 minutes |
| 48,5 Hz-49,0 Hz | To be specified by each TSO, but not less than the period for 47,5 Hz-48,5 Hz |
| 49,0 Hz-51,0 Hz | Unlimited |
| 51,0 Hz-51,5 Hz | To be specified by each TSO, but not less than 30 minutes |

Synchronous area

Frequency range

Time period for operation

Continental Europe

47,5 Hz-48,5 Hz

To be specified by each TSO, but not less than 30 minutes

48,5 Hz-49,0 Hz

To be specified by each TSO, but not less than the period for 47,5 Hz-48,5 Hz

49,0 Hz-51,0 Hz

Unlimited

51,0 Hz-51,5 Hz

30 minutes

Nordic

47,5 Hz-48,5 Hz

30 minutes

48,5 Hz-49,0 Hz

To be specified by each TSO, but not less than 30 minutes

49,0 Hz-51,0 Hz

Unlimited

51,0 Hz-51,5 Hz

30 minutes

Great Britain

47,0 Hz-47,5 Hz

20 seconds

47,5 Hz-48,5 Hz

90 minutes

48,5 Hz-49,0 Hz

To be specified by each TSO, but not less than 90 minutes

49,0 Hz-51,0 Hz

Unlimited

51,0 Hz-51,5 Hz

90 minutes

51,5 Hz-52,0 Hz

15 minutes

Ireland and Northern Ireland

47,5 Hz-48,5 Hz

90 minutes

48,5 Hz-49,0 Hz

To be specified by each TSO, but not less than 90 minutes

49,0 Hz-51,0 Hz

Unlimited

51,0 Hz-51,5 Hz

90 minutes

Baltic

47,5 Hz-48,5 Hz

To be specified by each TSO, but not less than 30 minutes

48,5 Hz-49,0 Hz

To be specified by each TSO, but not less than the period for 47,5 Hz-48,5 Hz

49,0 Hz-51,0 Hz

Unlimited

51,0 Hz-51,5 Hz

To be specified by each TSO, but not less than 30 minutes

The table shows the minimum time periods for which a transmission-connected demand facility, a transmission-connected distribution facility or a distribution system has to be capable of operating on different frequencies, deviating from a nominal value, without disconnecting from the network.

---

ANNEX II

Voltage ranges and time periods referred to in Article 13(1)

| Synchronous area | Voltage range | Time period for operation |
| --- | --- | --- |
| Continental Europe | 0,90 pu-1,118 pu | Unlimited |
| 1,118 pu-1,15 pu | To be specified by each TSO but not less than 20 minutes and not more than 60 minutes |
| Nordic | 0,90 pu-1,05 pu | Unlimited |
| 1,05 pu-1,10 pu | 60 minutes |
| Great Britain | 0,90 pu-1,10 pu | Unlimited |
| Ireland and Northern Ireland | 0,90 pu-1,118 pu | Unlimited |
| Baltic | 0,90 pu-1,118 pu | Unlimited |
| 1,118 pu-1,15 pu | 20 minutes |

Synchronous area

Voltage range

Time period for operation

Continental Europe

0,90 pu-1,118 pu

Unlimited

1,118 pu-1,15 pu

To be specified by each TSO but not less than 20 minutes and not more than 60 minutes

Nordic

0,90 pu-1,05 pu

Unlimited

1,05 pu-1,10 pu

60 minutes

Great Britain

0,90 pu-1,10 pu

Unlimited

Ireland and Northern Ireland

0,90 pu-1,118 pu

Unlimited

Baltic

0,90 pu-1,118 pu

Unlimited

1,118 pu-1,15 pu

20 minutes

The table shows the minimum time periods during which a transmission-connected demand facility, a transmission-connected distribution facility or a transmission-connected distribution system has to be capable of operating for voltages deviating from the reference 1 pu value at the connection point without disconnecting from the network where the voltage base for pu values is at or above 110 kV and up to (not including) 300 kV.

| Synchronous area | Voltage range | Time period for operation |
| --- | --- | --- |
| Continental Europe | 0,90 pu-1,05 pu | Unlimited |
| 1,05 pu-1,10 pu | To be specified by each TSO but not less than 20 minutes and not more than 60 minutes |
| Nordic | 0,90 pu-1,05 pu | Unlimited |
| 1,05 pu-1,10 pu | To be specified by each TSO but not more than 60 minutes |
| Great Britain | 0,90 pu-1,05 pu | Unlimited |
| 1,05 pu-1,10 pu | 15 minutes |
| Ireland and Northern Ireland | 0,90 pu-1,05 pu | Unlimited |
| Baltic | 0,90 pu-1,097 pu | Unlimited |
| 1,097 pu-1,15 pu | 20 minutes |

Synchronous area

Voltage range

Time period for operation

Continental Europe

0,90 pu-1,05 pu

Unlimited

1,05 pu-1,10 pu

To be specified by each TSO but not less than 20 minutes and not more than 60 minutes

Nordic

0,90 pu-1,05 pu

Unlimited

1,05 pu-1,10 pu

To be specified by each TSO but not more than 60 minutes

Great Britain

0,90 pu-1,05 pu

Unlimited

1,05 pu-1,10 pu

15 minutes

Ireland and Northern Ireland

0,90 pu-1,05 pu

Unlimited

Baltic

0,90 pu-1,097 pu

Unlimited

1,097 pu-1,15 pu

20 minutes

The table shows the minimum time periods during which a transmission-connected demand facility, a transmission-connected distribution facility or a transmission-connected distribution system has to be capable of operating for voltages deviating from the reference 1 pu value at the connection point without disconnecting from the network, where the voltage base for pu values is from 300 kV to 400 kV (including).

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| 18.8.2016 | EN | Official Journal of the European Union | L 223/55 |
| --- | --- | --- | --- |

18.8.2016

EN

Official Journal of the European Union

L 223/55

---

COMMISSION REGULATION (EU) 2016/1389

of 17 August 2016

authorising a health claim made on foods and referring to children's development and health

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EC) No 1924/2006 of the European Parliament and of the Council of 20 December 2006 on nutrition and health claims made on foods (1), and in particular Article 17(3) thereof,

Whereas:

| (1) | Pursuant to Regulation (EC) No 1924/2006 health claims made on foods are prohibited unless they are authorised by the Commission in accordance with that Regulation and included in a list of permitted claims. |
| --- | --- |

(1)

Pursuant to Regulation (EC) No 1924/2006 health claims made on foods are prohibited unless they are authorised by the Commission in accordance with that Regulation and included in a list of permitted claims.

| (2) | Regulation (EC) No 1924/2006 also provides that applications for authorisations of health claims may be submitted by food business operators to the national competent authority of a Member State. The national competent authority is to forward valid applications to the European Food Safety Authority (EFSA), hereinafter referred to as ‘the Authority’. |
| --- | --- |

(2)

Regulation (EC) No 1924/2006 also provides that applications for authorisations of health claims may be submitted by food business operators to the national competent authority of a Member State. The national competent authority is to forward valid applications to the European Food Safety Authority (EFSA), hereinafter referred to as ‘the Authority’.

| (3) | Following receipt of an application the Authority is to inform without delay the other Member States and the Commission thereof, and to deliver an opinion on the health claim concerned. |
| --- | --- |

(3)

Following receipt of an application the Authority is to inform without delay the other Member States and the Commission thereof, and to deliver an opinion on the health claim concerned.

| (4) | The Commission is to decide on the authorisation of health claims taking into account the opinion delivered by the Authority. |
| --- | --- |

(4)

The Commission is to decide on the authorisation of health claims taking into account the opinion delivered by the Authority.

| (5) | Following an application from VAB-nutrition, submitted pursuant to Article 14(1)(b) of Regulation (EC) No 1924/2006, the Authority was required to deliver an opinion on a health claim related to vitamin D and contribution to the normal function of the immune system (Question No EFSA-Q-2014-00826 (2)). The claim proposed by the applicant was worded as follows: ‘Vitamin D contributes to the normal function of the immune system’. |
| --- | --- |

(5)

Following an application from VAB-nutrition, submitted pursuant to Article 14(1)(b) of Regulation (EC) No 1924/2006, the Authority was required to deliver an opinion on a health claim related to vitamin D and contribution to the normal function of the immune system (Question No EFSA-Q-2014-00826 (2)). The claim proposed by the applicant was worded as follows: ‘Vitamin D contributes to the normal function of the immune system’.

| (6) | On 13 May 2015, the Commission and the Member States received the scientific opinion from the Authority, which concluded that a cause and effect relationship had been established between the dietary intake of vitamin D and contribution to the normal function of the immune system in children. Accordingly, a health claim reflecting this conclusion should be considered as complying with the requirements of Regulation (EC) No 1924/2006, and should be included in the Union list of permitted claims. |
| --- | --- |

(6)

On 13 May 2015, the Commission and the Member States received the scientific opinion from the Authority, which concluded that a cause and effect relationship had been established between the dietary intake of vitamin D and contribution to the normal function of the immune system in children. Accordingly, a health claim reflecting this conclusion should be considered as complying with the requirements of Regulation (EC) No 1924/2006, and should be included in the Union list of permitted claims.

| (7) | Article 16(4) of Regulation (EC) No 1924/2006 provides that an opinion in favour of authorising a health claim is to include certain particulars. Accordingly, those particulars should be set out in the Annex to this Regulation as regards the authorised claim and include, as the case may be, the revised wording of the claim, specific conditions of use of the claim, and, where applicable, conditions or restrictions of use of the food and/or an additional statement or warning, in accordance with the rules laid down in Regulation (EC) No 1924/2006 and in line with the opinion of the Authority. |
| --- | --- |

(7)

Article 16(4) of Regulation (EC) No 1924/2006 provides that an opinion in favour of authorising a health claim is to include certain particulars. Accordingly, those particulars should be set out in the Annex to this Regulation as regards the authorised claim and include, as the case may be, the revised wording of the claim, specific conditions of use of the claim, and, where applicable, conditions or restrictions of use of the food and/or an additional statement or warning, in accordance with the rules laid down in Regulation (EC) No 1924/2006 and in line with the opinion of the Authority.

| (8) | One of the objectives of Regulation (EC) No 1924/2006 is to ensure that health claims are truthful, clear and reliable and useful to the consumer, and that wording and presentation are taken into account in that respect. Therefore where the wording of claims has the same meaning for consumers as that of an authorised health claim, because they demonstrate the same relationship that exists between a food category, a food or one of its constituents and health, they should be subject to the same conditions of use as those indicated in the Annex to this Regulation. |
| --- | --- |

(8)

One of the objectives of Regulation (EC) No 1924/2006 is to ensure that health claims are truthful, clear and reliable and useful to the consumer, and that wording and presentation are taken into account in that respect. Therefore where the wording of claims has the same meaning for consumers as that of an authorised health claim, because they demonstrate the same relationship that exists between a food category, a food or one of its constituents and health, they should be subject to the same conditions of use as those indicated in the Annex to this Regulation.

| (9) | The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed, |
| --- | --- |

(9)

The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,

HAS ADOPTED THIS REGULATION:

Article 1

1.   The health claim listed in the Annex to this Regulation may be made on foods placed on the Union market in compliance with the conditions laid down in that Annex.

2.   The health claim referred to in paragraph 1 shall be included in the Union list of permitted claims as provided for in Article 14(1) of Regulation (EC) No 1924/2006.

Article 2

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 17 August 2016.

For the Commission

The President

Jean-Claude JUNCKER

---

(1)  
  OJ L 404, 30.12.2006, p. 9.

1

(2)  
  EFSA Journal 2015;13(5):4096.

2

EFSA Journal

---

ANNEX

Permitted health claim

| Application — Relevant provisions of Regulation (EC) No 1924/2006 | Applicant — Address | Nutrient, substance, food or food category | Claim | Conditions of use of the claim | Conditions and/or restrictions of use of the food and/or additional statement or warning | EFSA opinion reference |
| --- | --- | --- | --- | --- | --- | --- |
| Article 14(1)(b) health claim referring to children's development and health | VAB-nutrition, 1 rue Claude Danziger, 63100 Clermont-Ferrand, France. | Vitamin D | Vitamin D contributes to the normal function of the immune system in children. | The claim may be used only for food which is at least a source of vitamin D as referred to in the claim SOURCE OF [NAME OF VITAMIN/S] AND/OR [NAME OF MINERAL/S] as listed in the Annex to Regulation (EC) No 1924/2006. | | Q-2014-00826 |

Application — Relevant provisions of Regulation (EC) No 1924/2006

Applicant — Address

Nutrient, substance, food or food category

Claim

Conditions of use of the claim

Conditions and/or restrictions of use of the food and/or additional statement or warning

EFSA opinion reference

Article 14(1)(b) health claim referring to children's development and health

VAB-nutrition, 1 rue Claude Danziger, 63100 Clermont-Ferrand, France.

Vitamin D

Vitamin D contributes to the normal function of the immune system in children.

The claim may be used only for food which is at least a source of vitamin D as referred to in the claim SOURCE OF [NAME OF VITAMIN/S] AND/OR [NAME OF MINERAL/S] as listed in the Annex to Regulation (EC) No 1924/2006.

Q-2014-00826

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| 18.8.2016 | EN | Official Journal of the European Union | L 223/58 |
| --- | --- | --- | --- |

18.8.2016

EN

Official Journal of the European Union

L 223/58

---

COMMISSION REGULATION (EU) 2016/1390

of 17 August 2016

refusing to authorise a health claim made on foods and referring to children's development and health

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EC) No 1924/2006 of the European Parliament and of the Council of 20 December 2006 on nutrition and health claims made on foods (1), and in particular Article 17(3) thereof,

Whereas:

| (1) | Pursuant to Regulation (EC) No 1924/2006 health claims made on foods are prohibited unless they are authorised by the Commission in accordance with that Regulation and included in a list of permitted claims. |
| --- | --- |

(1)

Pursuant to Regulation (EC) No 1924/2006 health claims made on foods are prohibited unless they are authorised by the Commission in accordance with that Regulation and included in a list of permitted claims.

| (2) | Regulation (EC) No 1924/2006 also provides that applications for authorisations of health claims may be submitted by food business operators to the national competent authority of a Member State. The national competent authority is to forward valid applications to the European Food Safety Authority (EFSA), hereinafter referred to as ‘the Authority’. |
| --- | --- |

(2)

Regulation (EC) No 1924/2006 also provides that applications for authorisations of health claims may be submitted by food business operators to the national competent authority of a Member State. The national competent authority is to forward valid applications to the European Food Safety Authority (EFSA), hereinafter referred to as ‘the Authority’.

| (3) | Following receipt of an application the Authority is to inform without delay the other Member States and the Commission thereof, and to deliver an opinion on the health claim concerned. |
| --- | --- |

(3)

Following receipt of an application the Authority is to inform without delay the other Member States and the Commission thereof, and to deliver an opinion on the health claim concerned.

| (4) | The Commission is to decide on the authorisation of health claims taking into account the opinion delivered by the Authority. |
| --- | --- |

(4)

The Commission is to decide on the authorisation of health claims taking into account the opinion delivered by the Authority.

| (5) | Following an application from Vifor Ltd, submitted pursuant to Article 14(1)(b) of Regulation (EC) No 1924/2006, the Authority was required to deliver an opinion on a health claim related to Equazen eye q® and improving reading ability (Question No EFSA-Q-2014- 00462 (2)). The claim proposed by the applicant was worded as follows: ‘Equazen eye q® (composition of EPA:DHA:GLA at a 9:3:1 ratio) improves reading ability and related cognitive functions in children’. |
| --- | --- |

(5)

Following an application from Vifor Ltd, submitted pursuant to Article 14(1)(b) of Regulation (EC) No 1924/2006, the Authority was required to deliver an opinion on a health claim related to Equazen eye q® and improving reading ability (Question No EFSA-Q-2014- 00462 (2)). The claim proposed by the applicant was worded as follows: ‘Equazen eye q® (composition of EPA:DHA:GLA at a 9:3:1 ratio) improves reading ability and related cognitive functions in children’.

| (6) | On 13 October 2015, the Commission and the Member States received the scientific opinion from the Authority, which concluded that a cause and effect relationship had not been established between the consumption of Equazen eye q®, a combination of EPA, DHA and GLA (at a weight ratio of 9:3:1), and improving reading ability in children. Accordingly, as the claim does not comply with the requirements of Regulation (EC) No 1924/2006, it should not be authorised. |
| --- | --- |

(6)

On 13 October 2015, the Commission and the Member States received the scientific opinion from the Authority, which concluded that a cause and effect relationship had not been established between the consumption of Equazen eye q®, a combination of EPA, DHA and GLA (at a weight ratio of 9:3:1), and improving reading ability in children. Accordingly, as the claim does not comply with the requirements of Regulation (EC) No 1924/2006, it should not be authorised.

| (7) | The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed, |
| --- | --- |

(7)

The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,

HAS ADOPTED THIS REGULATION:

Article 1

The health claim listed in the Annex to this Regulation shall not be included in the Union list of permitted claims as provided for in Article 14(1) of Regulation (EC) No 1924/2006.

Article 2

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 17 August 2016.

For the Commission

The President

Jean-Claude JUNCKER

---

(1)  
  OJ L 404, 30.12.2006, p. 9.

1

(2)  EFSA Journal 2015;13(10):4251.

2

---

ANNEX

Rejected health claim

| Application — Relevant provisions of Regulation (EC) No 1924/2006 | Nutrient, substance, food or food category | Claim | EFSA opinion reference |
| --- | --- | --- | --- |
| Article 14(1)(b) health claim referring to children's development and health. | Equazen eye q® | Equazen eye q® (composition of EPA:DHA:GLA at a 9:3:1 ratio) improves reading ability and related cognitive functions in children. | Q-2014-00462 |

Application — Relevant provisions of Regulation (EC) No 1924/2006

Nutrient, substance, food or food category

Claim

EFSA opinion reference

Article 14(1)(b) health claim referring to children's development and health.

Equazen eye q®

Equazen eye q® (composition of EPA:DHA:GLA at a 9:3:1 ratio) improves reading ability and related cognitive functions in children.

Q-2014-00462

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| 18.8.2016 | EN | Official Journal of the European Union | L 223/60 |
| --- | --- | --- | --- |

18.8.2016

EN

Official Journal of the European Union

L 223/60

---

COMMISSION IMPLEMENTING REGULATION (EU) 2016/1391

of 17 August 2016

establishing the standard import values for determining the entry price of certain fruit and vegetables

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (1),

Having regard to Commission Implementing Regulation (EU) No 543/2011 of 7 June 2011 laying down detailed rules for the application of Council Regulation (EC) No 1234/2007 in respect of the fruit and vegetables and processed fruit and vegetables sectors (2), and in particular Article 136(1) thereof,

Whereas:

| (1) | Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto. |
| --- | --- |

(1)

Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto.

| (2) | The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the Official Journal of the European Union, |
| --- | --- |

(2)

The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the Official Journal of the European Union,

HAS ADOPTED THIS REGULATION:

Article 1

The standard import values referred to in Article 136 of Implementing Regulation (EU) No 543/2011 are fixed in the Annex to this Regulation.

Article 2

This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 17 August 2016.

For the Commission,

On behalf of the President,

Jerzy PLEWA

Director-General for Agriculture and Rural Development

---

(1)  
  OJ L 347, 20.12.2013, p. 671.

1

(2)  
  OJ L 157, 15.6.2011, p. 1.

2

---

ANNEX

Standard import values for determining the entry price of certain fruit and vegetables

| (EUR/100 kg) |
| --- |
| CN code | Third country code (1) | Standard import value |
| 0702 00 00 | MA | 153,9 |
| ZZ | 153,9 |
| 0707 00 05 | TR | 116,3 |
| ZZ | 116,3 |
| 0709 93 10 | TR | 137,2 |
| ZZ | 137,2 |
| 0805 50 10 | AR | 189,9 |
| CL | 133,5 |
| MA | 99,8 |
| TR | 156,0 |
| UY | 201,5 |
| ZA | 170,1 |
| ZZ | 158,5 |
| 0806 10 10 | EG | 224,7 |
| TR | 150,9 |
| ZZ | 187,8 |
| 0808 10 80 | AR | 106,2 |
| BR | 102,1 |
| CL | 114,8 |
| CN | 125,7 |
| NZ | 129,4 |
| US | 141,5 |
| UY | 93,8 |
| ZA | 91,2 |
| ZZ | 113,1 |
| 0808 30 90 | AR | 118,0 |
| CL | 142,9 |
| TR | 145,3 |
| ZA | 118,7 |
| ZZ | 131,2 |
| 0809 30 10 , 0809 30 90 | TR | 122,9 |
| ZZ | 122,9 |

(EUR/100 kg)

CN code

Third country code (1)

Standard import value

0702 00 00

MA

153,9

ZZ

153,9

0707 00 05

TR

116,3

ZZ

116,3

0709 93 10

TR

137,2

ZZ

137,2

0805 50 10

AR

189,9

CL

133,5

MA

99,8

TR

156,0

UY

201,5

ZA

170,1

ZZ

158,5

0806 10 10

EG

224,7

TR

150,9

ZZ

187,8

0808 10 80

AR

106,2

BR

102,1

CL

114,8

CN

125,7

NZ

129,4

US

141,5

UY

93,8

ZA

91,2

ZZ

113,1

0808 30 90

AR

118,0

CL

142,9

TR

145,3

ZA

118,7

ZZ

131,2

0809 30 10 , 0809 30 90

TR

122,9

ZZ

122,9

---

(1)  Nomenclature of countries laid down by Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament and of the Council on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries and territories (OJ L 328, 28.11.2012, p. 7). Code ‘ZZ’ stands for ‘of other origin’.

---