IN THE SUPREME COURT OF NORTH CAROLINA

2021-NCSC-142

No. 506A20 

Filed 5 November 2021

IN THE MATTER OF: N.K.

Appeal pursuant to N.C.G.S. § 7B-1001(a1)(1) from an order entered on 2 

October 2020 by Judge April C. Wood in District Court, Davie County. This matter 

was calendared for argument in the Supreme Court on 30 September 2021 but

determined on the record and briefs without oral argument pursuant to Rule 30(f) of 

the North Carolina Rules of Appellate Procedure.

Holly M. Groce for petitioner-appellee Davie County Department of Social 

Services.

Kip David Nelson for appellee Guardian ad Litem.

Peter Wood for respondent-appellant mother.

BERGER, Justice.

¶ 1 Respondent appeals from an order terminating her parental rights1 to N.K. 

(Nancy),

2 born in September 2016. Counsel for respondent filed a no-merit brief 

pursuant to Rule 3.1(e) of the North Carolina Rules of Appellate Procedure. 

¶ 2 On November 2, 2016, the Davie County Department of Social Services (DSS) 

 

1 The trial court also terminated the parental rights of Nancy’s father; however, he 

did not appeal and is not a party to this proceeding.

2 Pseudonyms are used in this opinion to protect the juvenile’s identity and for ease of 

reading. 
IN RE N.K.

2021-NCSC-142

Opinion of the Court

filed a petition alleging that Nancy was a neglected and dependent juvenile, and DSS 

obtained a nonsecure custody order. The petition alleged that Nancy’s older halfsibling, Carl, was assaulted by a family friend in Nancy’s presence, and respondent 

did not intervene or stop the attack. 

¶ 3 In a subsequent interview with Carl, DSS noted bruising and marks on Carl’s

body, including his back, face, neck, arms, side, and legs. Carl disclosed that the 

family friend, who often acted as a caretaker for him and Nancy, regularly hit him 

with a belt and that respondent had hit him on the legs with a tire iron. Respondent 

denied any knowledge of how Carl obtained the marks on his body, though she 

acknowledged the family friend often supervised him. Additional information was 

provided that Nancy was exposed to threats by her father, and drug use and other 

acts of domestic violence by respondent. Respondent, the children’s father, and the 

family friend were arrested on charges related to the assaults on Carl. 

¶ 4 Respondent entered into a case plan with DSS on November 8, 2016. The case 

plan required her to communicate regularly with DSS and attend, complete, and 

follow any necessary recommendations from a substance abuse assessment, a 

psychological evaluation, and separate parenting assessments. In addition, 

respondent was required to provide proof of employment and income, proof of current 

residence and stability in maintaining that residence, proof of a job search if she 

became unemployed, and proof of reliable transportation. 
IN RE N.K.

2021-NCSC-142

Opinion of the Court

¶ 5 Following an adjudication hearing, the trial court entered an order on

December 21, 2016, concluding that Nancy was a neglected juvenile. In an 

accompanying disposition order, the trial court ordered respondent to comply with 

her case plan by completing a psychological evaluation, completing a parenting 

assessment, completing a substance abuse assessment, and complying with any 

recommendations. The court also ordered that Nancy remain in DSS custody and 

authorized twice-weekly supervised visitation. 

¶ 6 After the initial permanency-planning hearing, the trial court entered an order 

on March 13, 2017, establishing a primary permanent plan of reunification with a 

concurrent plan of guardianship with a court-approved caretaker. In light of 

respondent’s lack of progress with the requirements of her case plan and an increase 

in substance abuse and domestic violence, the trial court changed the primary 

permanent plan to adoption with a secondary plan of reunification. Nancy was moved 

to a potential adoptive placement following that permanency-planning hearing. 

¶ 7 Due to respondent’s continued failure to make “any significant progress” 

toward her case plan requirements, the trial court changed the secondary plan to 

guardianship, and, in a January 27, 2020 permanency-planning order, relieved DSS 

of continued reunification efforts. The trial court also directed DSS to file a petition 
IN RE N.K.

2021-NCSC-142

Opinion of the Court

to terminate respondent’s parental rights.3

¶ 8 On April 8, 2020, DSS filed a second petition to terminate respondent’s 

parental rights on the grounds of neglect, willfully leaving Nancy in foster care for 

more than twelve months without a showing of reasonable progress, and respondent 

having her parental rights to another child terminated. See N.C.G.S. § 7B1111(a)(1)–(2), (9) (2019). Following a hearing , the trial court entered an order on 

October 2, 2020, terminating respondent’s parental rights. The trial court concluded 

grounds existed to terminate her parental rights based on the grounds of neglect and 

willful failure to make reasonable progress.

4 The trial court made findings of 

respondent’s continued substance abuse, positive drug screens up to the month of the 

termination hearing, and issues with domestic violence that resulted in her 

incarceration at the time of the hearing. Further, the trial court found respondent 

had failed to make any progress on the requirements of her case plan. The trial court 

concluded it was in Nancy’s best interests that respondent’s parental rights be 

terminated. See N.C.G.S. § 7B-1110(a) (2019). Respondent appeals.

 

3 DSS previously filed a petition to terminate respondent’s parental rights on 

November 14, 2018, on the grounds of neglect and willfully leaving Nancy in foster care for 

more than twelve months without a showing of reasonable progress, See N.C.G.S. § 7B1111(a)(1)–(2) (2019). However, the trial court dismissed that petition upon concluding DSS 

had failed to present sufficient evidence that grounds existed to terminate respondent’s 

parental rights. 

4 The trial court did not conclude grounds existed to respondent’s parental under 

N.C.G.S. § 7B-1111(a)(9) because respondent appealed the termination order related to that 

child and the matter was pending at the Court of Appeals. 
IN RE N.K.

2021-NCSC-142

Opinion of the Court

¶ 9 Counsel for respondent filed a no-merit brief on his client’s behalf under Rule 

3.1(e) of the Rules of Appellate Procedure. Counsel identified three issues that could 

arguably support an appeal but also explained why he believed these issues lacked 

merit. Counsel advised respondent of her right to file pro se written arguments on 

her own behalf and provided her with the documents necessary to do so. Respondent 

has not submitted written arguments to this Court.

¶ 10 We independently review issues identified by counsel in a no-merit brief filed 

pursuant to Rule 3.1(e). In re L.E.M., 372 N.C. 396, 402, 831 S.E.2d 341, 345 (2019). 

After considering the entire record and reviewing the issues identified in the no-merit 

brief, we conclude that the order terminating respondent’s parental rights is 

supported by clear, cogent, and convincing evidence and is based on proper legal 

grounds. Accordingly, we affirm the order of the trial court. 

AFFIRMED.