alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
ex_178329.htm


EXHIBIT 10.2


 


GENPREX, INC.


 


Amendment No. 1 to Stock Option Agreement


 


This Amendment No. 1 to Stock Option Agreement (this “Amendment”) is made as of March 18, 2020 (the “Effective Date”) by and between Genprex, Inc., a Delaware corporation (the “Company”), and Robert Pearson (the “Optionee”). Capitalized terms used but not defined herein shall have the respective meanings assigned to them in the Company’s 2018 Equity Incentive Plan (the “Plan”) and the Option Agreement (as defined below) with respect to the Option (as defined below), each of which is made a part of this document.


 


RECITALS


 


WHEREAS, on December 30, 2019, the Company granted to Optionee an option to purchase 68,376 shares of the Company’s Common Stock under the Plan (the “Option”);


 


WHEREAS, the Company and the Optionee have entered into a Notice of Stock Option Grant and Stock Option Agreement (the “Option Agreement”) setting forth the terms and conditions of the Option, including the Vesting Schedule (as set forth in the Option Agreement); and


 


WHEREAS, the Company and the Optionee desire to amend the Vesting Schedule to accelerate the vesting of the Option so that the Option is fully vested on the Effective Date;


 


AGREEMENT


 


NOW, THEREFORE, the parties agree as follows:


 


1.     Amendment of Option Agreement. The Vesting Schedule of the Option Agreement is hereby amended and restated to read in its entirety as follows:


 


Vesting Schedule:


 


This Option will be exercisable to the extent vested on the following schedule:


 


One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option.


 


2.      Miscellaneous. Any amendment, change, modification or termination of this Amendment may be made only in an express written contract executed by the Optionee and a duly authorized officer of the Company. Except as set forth herein, the Option Agreement shall continue in full force and effect. This Amendment may be executed in counterparts, each of which shall be an original and all of which together shall constitute one and the same instrument. This Amendment is governed by the internal substantive laws but not the choice of law rules of the State of Delaware.


 


	
			GENPREX, INC.


			 


			By:


			      Rodney Varner, CEO

				
			OPTIONEE


			 


			 


			Robert Pearson
Case 1:07-cr-00367-HB Document 5 Filed 05/03/2007 Page 1 of 1
<TABLE> <S> <C>


<ARTICLE>                     5

<S>                             <C>
<PERIOD-TYPE>                   12-MOS
<FISCAL-YEAR-END>                              DEC-31-1997
<PERIOD-START>                                 JAN-01-1997
<PERIOD-END>                                   DEC-31-1997
<CASH>                                           6,594,985
<SECURITIES>                                     2,242,069
<RECEIVABLES>                                   97,481,538
<ALLOWANCES>                                   (19,000,487)
<INVENTORY>                                              0
<CURRENT-ASSETS>                                94,514,671
<PP&E>                                           3,197,482
<DEPRECIATION>                                  (1,098,356)
<TOTAL-ASSETS>                                  96,613,797
<CURRENT-LIABILITIES>                            2,112,630
<BONDS>                                         93,189,825
<PREFERRED-MANDATORY>                               79,968
<PREFERRED>                                              0
<COMMON>                                                 0
<OTHER-SE>                                       1,231,374
<TOTAL-LIABILITY-AND-EQUITY>                    96,613,797
<SALES>                                         19,846,231
<TOTAL-REVENUES>                                19,846,231
<CGS>                                                    0
<TOTAL-COSTS>                                   10,943,150
<OTHER-EXPENSES>                                 3,408,579
<LOSS-PROVISION>                                12,456,124
<INTEREST-EXPENSE>                               8,145,959
<INCOME-PRETAX>                                (15,107,581)
<INCOME-TAX>                                    (3,985,977)
<INCOME-CONTINUING>                            (11,121,604)
<DISCONTINUED>                                           0
<EXTRAORDINARY>                                          0
<CHANGES>                                                0
<NET-INCOME>                                   (11,121,604)
<EPS-PRIMARY>                                       (1,390)
<EPS-DILUTED>                                       (1,390)



</TABLE>
<TABLE> <S> <C>


<ARTICLE>                     5
<LEGEND>
     THIS LEGEND  CONTAINS  SUMMARY  FINANCIAL  INFORMATION  EXTRACTED  FROM THE
CONDENSED  CONSOLIDATED FINANCIAL STATEMENTS OF COYOTE NETWORKS SYSTEMS, INC. AS
OF AND FOR THE QUARTER ENDED JUNE 30, 1998,  AND IS QUALIFIED IN ITS ENTIRETY BY
REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER>                                   1,000
       
<S>                                            <C>
<PERIOD-TYPE>                                  3-MOS
<FISCAL-YEAR-END>                              MAR-31-1999
<PERIOD-START>                                 APR-01-1998
<PERIOD-END>                                   JUN-30-1998
<CASH>                                                5014
<SECURITIES>                                             0
<RECEIVABLES>                                         2817 
<ALLOWANCES>                                             0
<INVENTORY>                                           1726
<CURRENT-ASSETS>                                     13879
<PP&E>                                                3974
<DEPRECIATION>                                       (1030)
<TOTAL-ASSETS>                                       23627
<CURRENT-LIABILITIES>                                10873
<BONDS>                                               1605
<PREFERRED-MANDATORY>                                    0
<PREFERRED>                                              0
<COMMON>                                             10292
<OTHER-SE>                                             396
<TOTAL-LIABILITY-AND-EQUITY>                         23627
<SALES>                                               7193
<TOTAL-REVENUES>                                      7193
<CGS>                                                 3220
<TOTAL-COSTS>                                         3220
<OTHER-EXPENSES>                                      4877
<LOSS-PROVISION>                                         0
<INTEREST-EXPENSE>                                      15
<INCOME-PRETAX>                                      (1078)
<INCOME-TAX>                                             0
<INCOME-CONTINUING>                                  (1078)
<DISCONTINUED>                                           0
<EXTRAORDINARY>                                          0
<CHANGES>                                                0
<NET-INCOME>                                         (1078)
<EPS-PRIMARY>                                         (.12)
<EPS-DILUTED>                                         (.12)
        


</TABLE>
### NUMBER 13

- 1 9

- 00 247

- C R



## COURT OF APPEALS

THIRTEENTH DISTRICT OF TEXAS

CORPUS CHRISTI

- EDINBURG

JEROME WENDALL ELLIS

, Appellant,

v.

THE STATE OF TEXAS, Appellee.

On a ppeal from the 3 77 th District Court

of Victoria County, Texas.



## ORDER TO FILE APPELLATE BRIEF

Before Chief Justice Contreras and Justices Longoria and Perkes

Order Per Curiam

This cause is currently before the Court on appellant's third motion for extension of

time to file the brief. The reporter’s record final volume was filed on August 30, 2019 , and

a ppellant ’ s brief was originally due to be filed thirty days thereafter. See Tex. R. App. P.

38.6(a). T his Court previously granted appellant two extension s of time totaling 123 da ys2

to file the brief, and appellant now seeks an additional 60 days from the date of filing the

motion , until March 17, 2020 , to file the brief.

The Co urt GRANTS appellant’s third motion for extension to file the brief and

ORDERS the Honorable Toni Jones

- Holley to file the brief on or before March 17 , 20 20

.

The Court looks with disfavor on the delay caused by counsel’s failure to timely file a brief

in this matter. No further extensions will be granted absent exigent circumstances. If

counsel fails to file the brief within the specified period of time, the Court will act

appropriately to ensure that appellant's rights are protected. See id. R. 38.8(b)(4).

PER CURIAM

Do not publish.

T EX

. R. A PP

. P. 47.2(b).

Delivered and filed the

29 th day of January, 20 20

.
<PAGE>   1
                                                                       EXHIBIT 8



Currently, Chartered Semiconductor Manufacturing Ltd has five subsidiaries, the
particulars of which are as follows:

<TABLE>
<CAPTION>
                                                            COUNTRY OF           DATE OF         PROPORTION OF OWNERSHIP
NAME OF SUBSIDIARY                                        INCORPORATION       INCORPORATION             INTEREST
------------------                                        -------------       -------------      -----------------------
<S>                                                       <C>                 <C>                <C>
Chartered Silicon Partners Pte Ltd                          Singapore           March 1997                 51%
Chartered Semiconductor Manufacturing Inc.                     U.S.             June 1991                 100%
Chartered Semiconductor Japan Kabushiki Kaisha                Japan            October 2000               100%
Chartered Semiconductor Taiwan Ltd                            Taiwan           August 2000                100%
Chartered Semiconductor Europe Ltd                          England and         March 2001                100%
                                                              Wales
</TABLE>
<PAGE>



                                  Exhibit 32.1


  Certification pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906
                       of the Sarbanes-Oxley act of 2001.

      --------------------------------------------------------------------


In connection with the Annual Report of Parentech, Inc. (the "Company") on Form
10-KSB for the year ended December 31, 2003, as filed with the Securities and
Exchange Commission on the date hereof (the "Report"), I, Scott Landow, Chief
Executive Officer of the Company, certify, pursuant to 18 U.S.C. 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2001, that:

The Report fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and

The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.


Dated:  July 16, 2004


                                    /s/ Scott Landow
                                    --------------------------------------
                                    Scott Landow, Chief Executive Officer
#### CRUTCHER v. NOEL

No. 16.

Reported: 284 N.C. 568.

Petition by Noel to rehear denied 8 April 1974.
EXHIBIT
15




Awareness
Letter of Deloitte & Touche LLP










October
20, 2008





North
American Galvanizing & Coatings, Inc.


5314
South Yale Avenue


Suite
1000


Tulsa,
Oklahoma 74135





We have
reviewed, in accordance with the standards of the Public Company Accounting Oversight
Board (United States), the unaudited interim financial information
of North American Galvanizing & Coatings, Inc. and subsidiary for the
three- and nine-month periods ended September 30, 2008 and 2007, as indicated in
our report
dated October 20, 2008; because we did not perform an audit, we expressed no opinion
on that information.





We are
aware that our report referred to above, which is included in your Quarterly
Report on Form 10-Q for the quarter ended September 30, 2008, is incorporated
by reference in Registration Statements No. 333-133848 on Form S-8 and No.
333-61393 on Form S-3 of North American Galvanizing & Coatings, Inc. (formerly
Kinark Corporation).





We also
are aware that the aforementioned report, pursuant to Rule 436(c) under the
Securities Act of 1933, is not considered a part of the Registration Statement
prepared or certified by an accountant or a report prepared or certified
by an accountant within the meaning of Sections 7 and 11 of that
Act.











/s/
Deloitte & Touche LLP





Tulsa,
Oklahoma








Date:  October
20, 2008
Case 7:07-cv-03432-CS-MDF     Document 33      Filed 04/22/2008     Page 1 of 1
Case 1:07-cv-03496-WHP Document 24 Filed 06/26/2007 Page 1 of 2
Case 1:07-cv-03496-WHP Document 24 Filed 06/26/2007 Page 2 of 2
LOUIS GURIDI,

Appellant,

v.

STATE OF FLORIDA,

Appellee.

IN THE DISTRICT COURT OF APPEAL

FIRST DISTRICT, STATE OF FLORIDA

NOT FINAL UNTIL TIME EXPIRES TO 

FILE MOTION FOR REHEARING AND 

DISPOSITION THEREOF IF FILED

CASE NO. 1D14-3977

_____________________________/

Opinion filed May 1, 2015.

An appeal from the Circuit Court for Franklin County.

Jackie L. Fulford , Judge.

Louis Guridi, pro se, Appellant.

Pamela Jo Bondi, Attorney General, and Kristen Bonjour, Assistant Attorney 

General, Tallahassee, for Appellee.

PER CURIAM.

AFFIRMED.

LEWIS, C.J., MARSTILLER, and OSTERHAUS, JJ., CONCUR.
16825 South Seton Avenue

P.O. Drawer 498

Emmitsburg, Maryland 21727

304.447.1365 Phone ♦ 301.447.1645 Fax

2130 Priest Bridge Drive

Suite 6

Crofton, Maryland 21114

410.721.6212 Phone ♦ 410.721.6213 Fax

 www.FireHero.org ♦ FireHero@FireHero.org

November 16, 2022

CDR Kenny Fent, PhD, CIH

Team Lead, National Firefighter Registry

National Institute for Occupational Safety and Health

Dear Dr. Fent,

On behalf of the National Fallen Firefighters Foundation (NFFF), I am pleased to confirm our 

support of the National Firefighter Registry. Congress created the NFFF to honor America's fallen 

firefighters, assist their families, and prevent line-of-duty deaths. Each year, we honor fallen 

firefighters at our National Memorial Services and inscribe their names on the bronze plaques 

adorning the National Fallen Firefighters Memorial. After recognizing cancer as a significant 

contributor to firefighter fatalities in 2018, the NFFF began honoring firefighters who succumbed to

line-of-duty deaths due to their exposure to cancer-causing toxins. We are keenly aware of the 

impact of firefighter deaths and the families' suffering when their firefighter dies from this insidious 

disease. 

We are grateful for the work you and your colleagues at the National Institute for Occupational 

Safety and Health are doing with the National Firefighter Registry. We know the cancer registry 

will provide critical information to prevent future cancer exposures and lead to improved policies 

and more effective detection and treatments across America's fire service.

Please include the National Fallen Firefighters Foundation as a fully committed partner dedicated to 

doing all we can to eradicate the blight of cancer in the fire service.

 

Sincerely,

Chief Ronald Jon Siarnicki

Executive Director
#### STATE v. SCHNEIDER

No. 41P83.

Case below: 60 N.C. App. 185.

Petition by defendant for discretionary review under G.S. 7A-31 denied 8 March 1983. Motion of Attorney General to dismiss appeal for lack of substantial constitutional question allowed 8 March 1983.
<PAGE>
                                                                    EXHIBIT 32.2


                            CERTIFICATION PURSUANT TO
                    18 U.S.C. ss.1350, AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Solely for the purposes of complying with, and the extent required by 18 U.S.C.
1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the
undersigned certifies, in his capacity as the Chief Financial Officer of Prime
Rate Income and Dividend Enterprises, Inc., that, to his knowledge, the annual
report of the company on Form 10-KSB for the period ended June 30, 2003, fully
complies with the requirements of Section 13(a) or 15(d) of the Securities
Exchange Act of 1934 and that the information contained in the report fairly
presents, in all material respects, the company's financial condition and
results of operations.


October 14, 2003


/s/ Peter G. Futro
---------------------------------------
Peter G. Futro, Chief Financial Officer
Case 1:07-cv-03464-JFK Document 35 Filed 08/12/2008 Page 1 of 4Case 1:07-cv-03464-JFK Document 35 Filed 08/12/2008 Page 2 of 4Case 1:07-cv-03464-JFK Document 35 Filed 08/12/2008 Page 3 of 4Case 1:07-cv-03464-JFK Document 35 Filed 08/12/2008 Page 4 of 4
#### CHARETT v. CHARETT

No. 294 PC.

Case below: 42 N.C. App. 189.

Petition by defendant for discretionary review under G.S. 7A-31 denied 25 September 1979.
## COURT OF APPEALS

SECOND DISTRICT OF TEXAS

FORT WORTH

NO. 02

- 13

- 00235

- CV

IN THE INTEREST OF H .E.M., A

CHILD

NO. 02

- 13

- 00236

- CV

IN THE INTEREST OF D .L.M., A

CHILD

------------

FROM THE 90TH DISTRICT COURT OF YOUNG COUNTY

------------



### MEM ORANDUM OPINION 1 

### AND JUDGMENT

------------

We have considered appellant ’ s unopposed “ Motion To Dismiss Appeal ”

filed for each of the above referenced appeals. It is the court ’ s opinion that the

motion s should be granted; therefore, we dismiss the appeal s

. See Tex. R. App.

P. 42.1(a)(1), 43.2(f).

PER CURIAM

PANEL: WALKER, MCCOY, and MEIER, JJ.

DELIVERED: July 25, 2013

1 See Tex. R. App. P. 47.4.
Case 1:07-cv-03250-JGK Document 3 Filed 05/01/2007 Page 1 of 1
**EXHIBIT32**

 

            Harry Lee Waterfield II and RaymondL. Carr, being the President and Vice President, Chief Financial Officer,respectively, of Kentucky Investors, Inc., hereby certify as of this 13th day ofNovember, 2008, that the Form 10-Q for the Quarter ended September 30, 2008fully complies with the requirements of Section 13(a) or 15(d) of the SecuritiesExchange Act of 1934 and that the information contained in the Form 10-Q fairlypresents, in all material respects, the financial condition and results ofoperations of Kentucky Investors, Inc.

 

 

 

|   | **KENTUCKY			INVESTORS, INC.**   
BY:
/s/Harry Lee			Waterfield II  
Harry Lee			Waterfield II
DATE: November			13, 2008 
President    
BY:
/s/Raymond L.			Carr  
Raymond L.			Carr
DATE: November			13, 2008 
Vice President			- Chief Financial Officer
 

  |
|--------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
<PAGE>


                                                                    EXHIBIT 32.1

                CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,
                    AS ADOPTED PURSUANT TO SECTION 906 OF THE
                           SARBANES-OXLEY ACT OF 2002

    Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and in connection
with the Quarterly Report on Form 10-Q of The Enstar Group, Inc. (the
"Corporation") for the period ended March 31, 2005, as filed with the Securities
and Exchange Commission on the date hereof (the "Report"), the undersigned, the
Chairman and Chief Executive Officer of the Corporation, certifies that:

    (1) The Report fully complies with the requirements of Section 13(a) or
15(d) of the Securities Exchange Act of 1934; and

    (2) The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Corporation.

/s/ Nimrod T. Frazer
------------------------------------
Nimrod T. Frazer
Chairman and Chief Executive Officer
May 10, 2005

A signed original of this written statement required by Section 906 has been
provided to The Enstar Group, Inc. and will be retained by The Enstar Group,
Inc. and furnished to the Securities and Exchange Commission or its staff upon
request.
[Federal Register Volume 70, Number 228 (Tuesday, November 29, 2005)]
[Notices]
[Pages 71472-71476]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 05-23374]


-----------------------------------------------------------------------

DEPARTMENT OF DEFENSE

Office of the Secretary

[Transmittal No. 06-14]


36(b)(1) Arms Sales Notification

AGENCY: Department of Defense, Defense Security Cooperation Agency.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Defense is publishing the unclassified text 
of a section 36(b)(1) arms sales notification. This is published to 
fulfill the requirements of section 155 of Public Law 104-164 dated 21 
July 1996.

FOR FURTHER INFORMATION CONTACT: Ms. J. Hurd, DSCA/DBO/ADM, (703) 604-
6575.
    The following is a copy of a letter to the Speaker of the House of 
Representatives, Transmittal 06-14 with attached transmittal and policy 
justification.

    Dated: November 21, 2005.
Patricia L. Toppings,
Alternate OSD Federal Register Liaison Officer, Department of Defense.

BILLING CODE 5001-06-M

[[Page 71473]]

[GRAPHIC] [TIFF OMITTED] TN29NO05.001


[[Page 71474]]


[GRAPHIC] [TIFF OMITTED] TN29NO05.002


[[Page 71475]]


[GRAPHIC] [TIFF OMITTED] TN29NO05.003


[[Page 71476]]


[GRAPHIC] [TIFF OMITTED] TN29NO05.004

[FR Doc. 05-23374 Filed 11-28-05; 8:45 am]
BILLING CODE 5001-06-C
#### ZARN, INC. v. RAILWAY CO.

No. 25PC

No. 9 (Fall Term)

Case below: 50 NC App 372

Petition by plaintiff for discretionary review under G.S. 7A-31 allowed 7 April 1981.
Exhibit 13.1

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report on Form 20-F of Jacada Ltd. (the Company) for the year ended December 31, 2008 as filed with the
Securities and Exchange Commission on the date hereof (the Report), the undersigned, Gideon Hollander, Chief Executive Officer of the Company, and Tzvia Broida, Chief Financial Officer of the Company, do hereby certify, pursuant to 18
U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of our knowledge:



|1. | The Report fully complies with the requirements of section 13(a) of the Securities Exchange Act of 1934; and
|-- | ------------------------------------------------------------------------------------------------------------



|2. | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
|-- | ----------------------------------------------------------------------------------------------------------------------------------------------------

Date: April 16, 2009



|    |  |                        
|--- |  | -----------------------
|By: |  |                        
|    | 
|    |  | /s/ Paul OCallaghan   
|    |  | Paul OCallaghan       
|    |  | Chief Executive Officer



| |  |                        
| |  | -----------------------
| | 
| |  | /s/ Tzvia Broida       
| |  | Tzvia Broida           
| |  | Chief Financial Officer