* Pursuant to 5th Cir. R. 47.5, the Court has determined that

this opinion should not be published and is not precedent except

under the limited circumstances set forth in 5th Cir. R. 47.5.4.

1

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

_______________________________________

No. 99-50567

_______________________________________

UNITED STATES OF AMERICA, Plaintiff-Appellee,

versus

GERONIMO JACQUEZ, Defendant-Appellant.

_________________________________________________

Appeal from the United States District Court

for the Western District of Texas

(EP-98-CR-1629)

_________________________________________________

April 3, 2000

Before JONES, DUHÉ, and WIENER, Circuit Judges:

PER CURIAM*

In this criminal appeal, Defendant-Appellant Geronimo Jacquez

appeals his conviction for making a false statement in violation of

28 U.S.C. § 1001. Jacquez contends that the district court failed

to instruct the jury on one of the five elements of the crime; he

did not object to that alleged omission until this appeal.

Nevertheless, Jacquez asks us to exercise our discretion under

Federal Rule of Criminal Procedure 52(b) and to reverse his

conviction under the plain error standard. We decline to do so.

I.
2

Facts and Proceedings

Jacquez was stopped while crossing the United States-Mexico

border at the Bridge of the Americas in El Paso, Texas. He entered

the inspection lane manned by Immigration and Naturalization

Service (“INS”) Inspector Juan Soto, who is cross-trained as a

Customs Inspector. Jacquez was driving a car with Texas license

plates. In response to Inspector Soto’s questions, Jacquez stated

that he owned the vehicle and had purchased it about a month

earlier. 

Inspector Soto testified that he became suspicious of Jacquez

because he seemed nervous and attempted to start a conversation

with Soto, in an apparent effort to distract him from his duties.

Soto inspected the trunk of the car and did not identify any

visible contraband but noticed that the plastic screws on the wheel

well did not match the lining of the trunk and that they were too

tight to loosen by hand. Soto put his fingers through a vent in

the cover and felt what he identified as bundles wrapped in

plastic.

Soto escorted Jacquez to Customs headquarters where other

inspectors discovered 69.8 pounds of marijuana in the wheel well.

Jacquez denied knowing the marijuana was in the car and told

Customs Inspector Kelly Cook that he borrowed the car from a friend

named Joel Cardenas in Juarez, Mexico. Jacquez was unable to

provide an address or phone number for his friend. A records

search on the car indicated that it was registered in Texas to a

Julio Palacios at a non-existent address.
 

1 United States v. Shah, 44 F.3d 285, 289 (5th Cir. 1995).

The pattern charge on False Statements to Federal Agencies

and Agents, under 18 U.S.C. §§ 1001, provides:

“Title 18, United States Code, Section 1001, makes it a crime for

anyone to knowingly and willfully make a false or fraudulent

statement to a department or agency of the United States. 

For you to find the defendant guilty of this crime, you must be

convinced that the government has proved each of the following

beyond a reasonable doubt: 

First: That the defendant made a false statement to _______ [name

department or agency of United States government]; 

Second: That the defendant made the statement intentionally,

knowing that it was false; 

3

Jacquez was indicted on three counts for (1) importation of

marijuana, (2) possession of marijuana with intent to distribute,

and (3) making a false statement. In the jury trial, the court

granted Jacquez’s motion for judgment of acquittal on counts one

and two at the close of the government’s case-in-chief. The jury

convicted Jacquez on the third count on the basis of his false

statement regarding ownership of the vehicle, and the court

sentenced him to six months imprisonment.

II.

Analysis

The elements of the federal crime of making a false statement,

under 18 U.S.C. § 1001 are: (1) a statement, that is (2) false and

(3) material, (4) made with requisite specific intent, and (5)

within the purview of government agency jurisdiction.1 The

district court’s jury charge, following the Fifth Circuit Pattern

Jury Instructions, Instruction No. 2.50, did not include “agency

jurisdiction” as an express, separate element of the offense.2
Third: That the statement was material, and 

Fourth: That the defendant made the false statement for the purpose

of misleading the _______ [name department or agency]. 

A statement is material if it has a natural tendency to influence,

or is capable of influencing, a decision of [name department or

agency]. 

It is not necessary to show that the _______ [name department or

agency] was in fact misled.”

In each blank requiring designation of the particular department or

agency, the trial court inserted, “The United States Department of

Treasury, United States Customs Service.” 

 

3 United States v. Gaudin, 515 U.S. 506 (1995).

 

4 United States v. Johnson, 520 U.S. 461, 465 (1997); United

States v. Olano, 507 U.S. 725, 731 (1993); United States v.

Calverley, 37 F.3d 160, 162-63 (5th Cir. 1994) (en banc).

 

5 Johnson, 520 U.S. at 466.

 

6 Olano, 507 U.S. at 735.

4

Jacquez contends that, by following the pattern charge, the

district court violated the Supreme Court’s rule in United States

v. Gaudin,

3 that a criminal defendant has a right to have the jury

determine every element of the crime with which he is charged.

Jacquez did not object to the alleged error until this appeal.

Rule 30 of the Federal Rules of Criminal Procedure provides: “No

party may assign as error any portion of the charge or omission

therefrom unless that party objects thereto before the jury

retires....” A right may be forfeited by the failure to make a

timely objection.4 That rule is mitigated, however, by Federal

Rule of Criminal Procedure 52(b) which allows “[p]lain errors or

defects affecting substantial rights” to be noticed on appeal even

though they were not brought to the attention of the trial court.5

Rule 52(b) is permissive, not mandatory,6 and the appellate
 

7 Id. at 732 (citing United States v. Young, 470 U.S. 1, 15

(1985)) (alterations in original).

 

8 See United States v. Parker, 104 F.3d 72, 73 (5th Cir. 1997)

(en banc).

 

9 Olano, 507 U.S. at 734.

 

10 Id. at 735.

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authority granted by it is circumscribed: There must be (1) an

“error,” (2) that is “plain,” and (3) that “affect[s] substantial

rights.” In addition, we will not exercise our remedial discretion

unless the error (4) “seriously affect[s] the fairness, integrity

or public reputation of judicial proceedings.”7

Assuming arguendo that (1) “agency jurisdiction” is an

essential element of the crime, (2) the court’s instruction failed

to require the jury to find that element, and (3) such omission

amounts to plain error under Gaudin,

8 the forfeited error, to be

noticed on appeal, must also “affect substantial rights.”

The “affecting substantial rights” prong of the Rule 52(b)

“plain error” analysis may be satisfied in either of two ways: 

First, the Supreme Court has stated: “This is the same language

employed in Rule 52(a), and in most cases it means that the error

must have been prejudicial: It must have affected the outcome of

the district court proceedings.”9 Second, the Court has recognized

that “[t]here may be a special category of forfeited errors that

can be corrected regardless of their affect on the outcome.”10 Such

“structural” errors are defects “affecting the framework within

which the trial proceeds, rather than simply an error in the trial
 

11 Johnson, 520 U.S. at 468 (citing Arizona v. Fulminante, 499

U.S. 279, 310 (1991)).

 

12 Id. at 468-69; see also Parker, 104 F.3d at 73 (leaving this

question “for another day”).

 

13 See Johnson, 520 U.S. at 470.

6

process itself.”11

The Supreme Court has not decided whether the type of error

alleged in this case –- the omission of an essential element of the

crime from the jury charge -- is amenable to harmless error review

or, alternatively, is in “a very limited class” of cases involving

“structural errors” which defy harmless error analysis.12 Again,

assuming arguendo, that either (1) the alleged error in this case

either was analyzable as “harmless error” and that the omission was

not harmless, or (2) the omission amounted to “structural error,”

reversible irrespective of its effect on the outcome, we would

still have to consider the final element of the Rule 52(b)

analysis.

Because we are convinced, on the facts of this case -- even

assuming all three other elements of the Olano test for “plain

error” under Rule 52(b) were satisfied -- that the forfeited error

did not “seriously affect the fairness, integrity, or public

reputation of judicial proceedings,” we will not exercise our

discretion to notice any alleged error.13 We deny Jacquez’s request

to reverse his conviction on the basis of an error he did not raise

at trial.

AFFIRMED