United States Department of Labor 

Employees’ Compensation Appeals Board 

__________________________________________ 

A.N., Appellant 

and 

DEPARTMENT OF VETERANS AFFAIRS, 

VETERANS ADMINISTRATION MEDICAL 

CENTER, Albany, NY, Employer 

__________________________________________ 

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Docket No. 17-0061 

Issued: April 13, 2017 

Appearances: Case Submitted on the Record

Appellant, pro se 

Office of Solicitor, for the Director 

DECISION AND ORDER 

Before: 

CHRISTOPHER J. GODFREY, Chief Judge 

PATRICIA H. FITZGERALD, Deputy Chief Judge 

VALERIE D. EVANS-HARRELL, Alternate Judge 

JURISDICTION 

On October 17, 2016 appellant filed a timely appeal from an August 18, 2016 merit 

decision of the Office of Workers’ Compensation Programs (OWCP). Pursuant to the Federal 

Employees’ Compensation Act1

 (FECA) and 20 C.F.R. §§ 501.2(c) and 501.3, the Board has 

jurisdiction to consider the merits of this case.2

ISSUE 

The issue is whether appellant met her burden of proof to establish that her cervical 

radiculopathy was caused by the accepted June 29, 2016 employment incident. 

 1

 5 U.S.C. § 8101 et seq. 

2

 The Board notes that appellant filed new evidence with her appeal to the Board. However, the Board may only 

review evidence that was in the record at the time OWCP issued its final decision. Thus, the Board is precluded 

from reviewing this evidence for the first time on appeal. See 20 C.F.R. § 501.2(c)(1); M.B., Docket No. 09-176 

(issued September 23, 2009); J.T., 59 ECAB 293 (2008); G.G., 58 ECAB 389 (2007); Donald R. Gervasi, 57 ECAB 

281 (2005); Rosemary A. Kayes, 54 ECAB 373 (2003). 
2

On appeal appellant argues that she is entitled to wage-loss compensation for the two 

days she was off work due to the accepted fall at work on June 29, 2016. 

FACTUAL HISTORY 

On June 30, 2016 appellant, then a 65-year-old physician, filed a traumatic injury claim 

(Form CA-1) alleging that on June 29, 2016 she tripped on a couch, fell against a door, and then 

fell to the floor onto her knees. She related that this incident caused cervical radiculopathy. 

Appellant stopped work on June 30, 2016. OWCP received a report of work status (Form CA-3) 

indicating that she returned to work on July 5, 2016. 

In a progress note dated June 29, 2016, from Dr. Gene R. Pellerin, Jr., a treating Boardcertified emergency room physician, a description of the June 29, 2016 incident was provided 

and appellant’s complaints of pain radiating from her neck descending down into her left arm 

were noted. Appellant’s physical examination revealed left trapezius spasm with tenderness and 

nontender left forearm. A cervical magnetic resonance imaging (MRI) scan was reviewed and 

showed no traumatic osseous cervical spine injury. Findings from a computerized tomography 

(CT) scan showed no evidence of cervical spine traumatic osseous injury and moderate C2-3 and 

C5-6 spinal canal stenosis. Appellant’s diagnosis was cervical radiculopathy status post fall. 

An employee health record dated June 30, 2016 from Dr. Pellerin provided physical 

examination findings and noted that appellant’s injury occurred when she fell after tripping over 

the leg of a sofa. Diagnostic tests were reviewed and noted to show mild C5-6 radiculopathy. 

This report related that appellant was in an off-duty status at the time of the evaluation and 

reevaluation would be done on July 5, 2016. Under diagnosis, Dr. Pellerin noted mild C5-6 

radiculopathy and circled “direct cause” under opinion. 

A June 30, 2016 report of employee’s emergency treatment note, signed by Ms. BurkartJayez, and cosigned by Dr. Pellerin, prescribed medications and indicated that appellant was 

unable to work. Dr. Pellerin subsequently released appellant to full-duty work in a July 5, 2016 

note. 

By correspondence dated July 13, 2016, OWCP informed appellant that the evidence of 

record was insufficient to establish her claim. Appellant was advised that a medical opinion 

from a physician explaining how the June 29, 2016 incident caused or aggravated a diagnosed 

condition was necessary to support her claim. She was afforded 30 days to provide this 

information. No further evidence was received. 

By decision dated August 18, 2016, OWCP denied appellant’s traumatic injury claim, 

finding that the submitted evidence was insufficient to establish an injury causally related to the 

accepted June 29, 2016 employment incident. 

LEGAL PRECEDENT 

An employee seeking benefits under FECA3

 has the burden of proof to establish the 

essential elements of his or her claim, including the fact that the individual is an employee of the 

 3

 5 U.S.C. § 8101 et seq. 
3

United States within the meaning of FECA, that the claim was filed within the applicable time 

limitation, that an injury was sustained while in the performance of duty as alleged, and that any 

disability and/or specific condition for which compensation is claimed are causally related to the 

employment injury.4

 These are the essential elements of each and every compensation claim 

regardless of whether the claim is predicated on a traumatic injury or an occupational disease.5

 

To determine whether a federal employee has sustained a traumatic injury in the 

performance of duty it must first be determined whether a fact of injury has been established.6

 

First, the employee must submit sufficient evidence to establish that he or she actually 

experienced the employment incident at the time, place, and in the manner alleged.7

 Second, the 

employee must submit sufficient evidence, generally only in the form of medical evidence, to 

establish that the employment incident caused a personal injury.8

 

Causal relationship is a medical issue and the medical evidence generally required to 

establish causal relationship is rationalized medical opinion evidence.9

 Rationalized medical 

opinion evidence is medical evidence which includes a physician’s rationalized opinion on 

whether there is a causal relationship between the employee’s diagnosed condition and the 

compensable employment factors.10 The opinion of the physician must be based on a complete 

factual and medical background of the employee, must be one of reasonable medical certainty, 

and must be supported by medical rationale explaining the nature of the relationship between the 

diagnosed condition and the specific employment factors identified by the employee.11

ANALYSIS 

Appellant filed a traumatic injury claim alleging that she sustained cervical radiculopathy 

due to a fall after tripping over the leg of a sofa at work. It is undisputed that the June 29, 2016 

incident occurred as alleged. However, the Board finds that she failed to submit medical 

evidence sufficient to establish that this work incident caused or aggravated her diagnosed 

cervical radiculopathy. 

Appellant submitted a progress note dated June 29, 2016 from Dr. Pellerin reporting pain 

radiating from her neck to down into her left hand as the result of tripping over a couch and 

 4 C.S., Docket No. 08-1585 (issued March 3, 2009); Bonnie A. Contreras, 57 ECAB 364 (2006). 

5 S.P., 59 ECAB 184 (2007); Joe D. Cameron, 41 ECAB 153 (1989). 

6 B.F., Docket No. 09-60 (issued March 17, 2009); Bonnie A. Contreras, supra note 4. 

7 D.B., 58 ECAB 464 (2007); David Apgar, 57 ECAB 137 (2005). 

8 C.B., Docket No. 08-1583 (issued December 9, 2008); D.G., 59 ECAB 734 (2008); Bonnie A. Contreras, supra

note 4. 

9 Y.J., Docket No. 08-1167 (issued October 7, 2008); A.D., 58 ECAB 149 (2006); D’Wayne Avila, 57 ECAB 

642 (2006). 

10 J.J., Docket No. 09-27 (issued February 10, 2009); Michael S. Mina, 57 ECAB 379 (2006). 

11 I.J., 59 ECAB 408 (2008); Victor J. Woodhams, 41 ECAB 345 (1989). 
4

falling onto her left arm. Dr. Pellerin reviewed diagnostic tests and provided examination 

findings. He noted findings and diagnosed cervical radiculopathy, post fall. Regarding causal 

relationship, Dr. Pellerin merely repeated the history of injury as reported by appellant without 

providing his own opinion regarding whether appellant’s medical condition was work related. 

As he repeated appellant’s belief about the cause of her condition, without offering his own 

opinion on causal relationship, his reports are of limited probative value.12 An opinion from a 

physician on causal relationship is insufficient to establish the claim if it does not explain the 

reasons why the accepted incident caused or aggravated a diagnosed condition.13 Lacking 

thorough medical rationale on the issue of causal relationship, Dr. Pellerin’s progress notes are of 

limited probative value and thus insufficient to establish that appellant sustained an employmentrelated injury in the performance of duty on June 29, 2016.14 

Appellant also submitted a June 30, 2016 employee health record of Dr. Pellerin which 

noted an injury history of appellant falling after tripping over the leg of a sofa. Physical 

examination findings were provided, diagnostic tests reviewed, and a diagnosis was made of 

mild C5-6 radiculopathy. Dr. Pellerin diagnosed mild C5-6 radiculopathy and under opinion 

circled “direct cause.” The Board has held that an affirmative notation in response to a form 

question on causal relationship is insufficient, without medical rationale, to establish causal 

relationship.15

The record also contains reports of emergency treatment dated June 30 and July 5, 2016 

from Dr. Pellerin. Dr. Pellerin released appellant to return to work on July 5, 2016. The Board 

finds, however, that Dr. Pellerin again did not address causation. Medical evidence that does not 

offer any opinion regarding the cause of an employee’s condition is of limited probative value on 

the issue of causal relationship.16 Thus, this evidence is also insufficient to meet appellant’s 

burden of proof. 

On appeal appellant argues that she is entitled to wage-loss compensation for the two 

days she was unable to work as a result of the June 29, 2016 employment incident. As found 

above, none of the medical evidence appellant submitted provides any rationale explaining how 

the trip and fall over the couch on June 29, 2016 caused the diagnosed condition. Appellant has 

therefore not met her burden of proof. 

Appellant may submit new evidence or argument with a written request for 

reconsideration to OWCP within one year of this merit decision, pursuant to 5 U.S.C. § 8128(a) 

and 20 C.F.R. §§ 10.605 through 10.607. 

 12 See D.D., Docket No. 15-291 (issued May 22, 2015); see also S.W., Docket No. 15-1538 (issued 

December 14, 2015). 

13 Id. 

14 Franklin D. Haislah, 52 ECAB 457 (2001); Jimmie H. Duckett, 52 ECAB 332 (2001) (medical reports not 

containing rationale on causal relationship are entitled to little probative value). 

15 See K.T., Docket No. 15-1758 (issued May 24, 2016); Gary J. Watling, 52 ECAB 278 (2001). 

16 K.W., 59 ECAB 271 (2007); A.D., 58 ECAB 149 (2006). 
5

CONCLUSION 

The Board finds that appellant failed to meet her burden of proof to establish that her 

cervical radiculopathy was causally related to the accepted June 29, 2016 employment incident. 

ORDER 

IT IS HEREBY ORDERED THAT the decision of the Office of Workers’ 

Compensation Programs dated August 18, 2016 is affirmed. 

Issued: April 13, 2017 

Washington, DC 

 

 Christopher J. Godfrey, Chief Judge 

 Employees’ Compensation Appeals Board 

 

 Patricia H. Fitzgerald, Deputy Chief Judge 

 Employees’ Compensation Appeals Board 

 

 Valerie D. Evans-Harrell, Alternate Judge 

 Employees’ Compensation Appeals Board