# Patent

## Title
Estolide and lubricant compositions that contain ene and diels alder compounds

## Abstract

Provided herein are compositions containing at least one estolide compound and at least one ene and/or Diels Alder compound. In certain embodiments, the addition of at least one ene and/or Diels Alder compound to an estolide-containing composition may improve the cold temperature, viscometric, and/or anti-wear properties of the composition.

## Background
FIELD
The present disclosure relates to estolide compounds and compositions. In certain embodiments, the estolide compositions contain at least one ene and/or Diels Alder compound.
BACKGROUND
Lubricant compositions typically comprise a base oil, such as a hydrocarbon base oil, and one or more additives. Estolides present a potential source of biobased, biodegradable oils that may be useful as lubricants and base stocks.
SUMMARY
Described herein are estolide compounds, estolide-containing compositions, and methods of making the same. In certain embodiments, such compounds and compositions may be useful as lubricants or lubricant additives. In certain embodiments, the estolide-containing compositions further include at least one ene and/or Diels Alder compound. In certain embodiments, the ene and/or Diels Alder compound provides pour-point depressing properties and/or anti-wear properties to the estolide-containing compositions.
In certain embodiments, the composition comprises at least one estolide compound and at least one compound selected from compounds of Formula I:




wherein
X, X′, and Y′, independently for each occurrence, are selected from an optionally substituted alkylene that is saturated or unsaturated, and branched or unbranched;
Y is selected from optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched;
U and U′, independently for each occurrence, are selected from hydrogen and —C(═O)OR7; and
R7 and R8, independently for each occurrence, are selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched,
wherein the dashed line represents a single bond or a double bond.
In certain embodiments, the composition comprises at least one estolide compound and at least one compound selected from compounds of Formula II:




wherein
Y1 is selected from optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched;
Y2, Y3, and Y4, independently for each occurrence, are selected from an optionally substituted alkylene that is saturated or unsaturated, and branched or unbranched;
U1 and U2, independently for each occurrence, are selected from hydrogen and —C(═O)OR10;
R9 and R10, independently for each occurrence, are selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched; and
R5 and R6 are hydrogen, or R5 and R6, taken together with the carbons to which they are attached, form an optionally substituted cycloalkyl,
wherein the dashed line represents a single bond or a double bond.


DETAILED DESCRIPTION
The use of lubricants and lubricant-containing compositions may result in the dispersion of such fluids, compounds, and/or compositions in the environment. Petroleum base oils used in common lubricant compositions, as well as additives, are typically non-biodegradable and can be toxic. The present disclosure provides for the preparation and use of compositions comprising partially or fully biodegradable base oils, including base oils comprising one or more estolides.
In certain embodiments, the compositions comprising one or more estolides are partially or fully biodegradable and thereby pose diminished risk to the environment. In certain embodiments, the compositions meet guidelines set for by the Organization for Economic Cooperation and Development (OECD) for degradation and accumulation testing. The OECD has indicated that several tests may be used to determine the “ready biodegradability” of organic chemicals. Aerobic ready biodegradability by OECD 301D measures the mineralization of the test sample to CO2 in closed aerobic microcosms that simulate an aerobic aquatic environment, with microorganisms seeded from a waste-water treatment plant. OECD 301D is considered representative of most aerobic environments that are likely to receive waste materials. Aerobic “ultimate biodegradability” can be determined by OECD 302D. Under OECD 302D, microorganisms are pre-acclimated to biodegradation of the test material during a pre-incubation period, then incubated in sealed vessels with relatively high concentrations of microorganisms and enriched mineral salts medium. OECD 302D ultimately determines whether the test materials are completely biodegradable, albeit under less stringent conditions than “ready biodegradability” assays.
As used in the present specification, the following words, phrases and symbols are generally intended to have the meanings as set forth below, except to the extent that the context in which they are used indicates otherwise. The following abbreviations and terms have the indicated meanings throughout:
A dash (“-”) that is not between two letters or symbols is used to indicate a point of attachment for a substituent. For example, —C(O)NH2 is attached through the carbon atom.
“Alkoxy” by itself or as part of another substituent refers to a radical —OR31 where R31 is alkyl, cycloalkyl, cycloalkylalkyl, aryl, or arylalkyl, which can be substituted, as defined herein. In some embodiments, alkoxy groups have from 1 to 8 carbon atoms. In some embodiments, alkoxy groups have 1, 2, 3, 4, 5, 6, 7, or 8 carbon atoms. Examples of alkoxy groups include, but are not limited to, methoxy, ethoxy, propoxy, butoxy, cyclohexyloxy, and the like.
“Alkyl” by itself or as part of another substituent refers to a saturated or unsaturated, branched, or straight-chain monovalent hydrocarbon radical derived by the removal of one hydrogen atom from a single carbon atom of a parent alkane, alkene, or alkyne. Examples of alkyl groups include, but are not limited to, methyl; ethyls such as ethanyl, ethenyl, and ethynyl; propyls such as propan-1-yl, propan-2-yl, prop-1-en-1-yl, prop-1-en-2-yl, prop-2-en-1-yl (allyl), prop-1-yn-1-yl, prop-2-yn-1-yl, etc.; butyls such as butan-1-yl, butan-2-yl, 2-methyl-propan-1-yl, 2-methyl-propan-2-yl, but-1-en-1-yl, but-1-en-2-yl, 2-methyl-prop-1-en-1-yl, but-2-en-1-yl, but-2-en-2-yl, buta-1,3-dien-1-yl, buta-1,3-dien-2-yl, but-1-yn-1-yl, but-1-yn-3-yl, but-3-yn-1-yl, etc.; and the like.
Unless otherwise indicated, the term “alkyl” is specifically intended to include groups having any degree or level of saturation, i.e., groups having exclusively single carbon-carbon bonds, groups having one or more double carbon-carbon bonds, groups having one or more triple carbon-carbon bonds, and groups having mixtures of single, double, and triple carbon-carbon bonds. Where a specific level of saturation is intended, the terms “alkanyl,” “alkenyl,” and “alkynyl” are used. In certain embodiments, an alkyl group comprises from 1 to 40 carbon atoms, in certain embodiments, from 1 to 22 or 1 to 18 carbon atoms, in certain embodiments, from 1 to 16 or 1 to 8 carbon atoms, and in certain embodiments from 1 to 6 or 1 to 3 carbon atoms. In certain embodiments, an alkyl group comprises from 8 to 22 carbon atoms, in certain embodiments, from 8 to 18 or 8 to 16. In some embodiments, the alkyl group comprises from 3 to 20 or 7 to 17 carbons. In some embodiments, the alkyl group comprises 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, or 22 carbon atoms.
“Alkylene” by itself or as part of another substituent refers to a straight or branched chain divalent hydrocarbon radical having the specified number of carbon atoms. For example, as used herein, the terms “C1-3 alkylene” and “C1-6 alkylene” refer to an alkylene group, as defined above, which contains at least 1, and at most 3 or 6, carbon atoms respectively. Examples of “C1-3 alkylene” and “C1-6 alkylene” groups useful in the present invention include, but are not limited to, methylene, ethylene, n-propylene, n-butylene, isopentylene, and the like. In certain embodiments, alkylene groups comprising two or more carbons may have one or more sites of unsaturation, including double and/or triple bonds. Exemplary unsaturated alkylenes include, but are not limited to, the following residues:




“Aryl” by itself or as part of another substituent refers to a monovalent aromatic hydrocarbon radical derived by the removal of one hydrogen atom from a single carbon atom of a parent aromatic ring system. Aryl encompasses 5- and 6-membered carbocyclic aromatic rings, for example, benzene; bicyclic ring systems wherein at least one ring is carbocyclic and aromatic, for example, naphthalene, indane, and tetralin; and tricyclic ring systems wherein at least one ring is carbocyclic and aromatic, for example, fluorene. Aryl encompasses multiple ring systems having at least one carbocyclic aromatic ring fused to at least one carbocyclic aromatic ring, cycloalkyl ring, or heterocycloalkyl ring. For example, aryl includes 5- and 6-membered carbocyclic aromatic rings fused to a 5- to 7-membered non-aromatic heterocycloalkyl ring containing one or more heteroatoms chosen from N, O, and S. For such fused, bicyclic ring systems wherein only one of the rings is a carbocyclic aromatic ring, the point of attachment may be at the carbocyclic aromatic ring or the heterocycloalkyl ring. Examples of aryl groups include, but are not limited to, groups derived from aceanthrylene, acenaphthylene, acephenanthrylene, anthracene, azulene, benzene, chrysene, coronene, fluoranthene, fluorene, hexacene, hexaphene, hexalene, as-indacene, s-indacene, indane, indene, naphthalene, octacene, octaphene, octalene, ovalene, penta-2,4-diene, pentacene, pentalene, pentaphene, perylene, phenalene, phenanthrene, picene, pleiadene, pyrene, pyranthrene, rubicene, triphenylene, trinaphthalene, and the like. In certain embodiments, an aryl group can comprise from 5 to 20 carbon atoms, and in certain embodiments, from 5 to 12 carbon atoms. In certain embodiments, an aryl group can comprise 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, or 20 carbon atoms. Aryl, however, does not encompass or overlap in any way with heteroaryl, separately defined herein. Hence, a multiple ring system in which one or more carbocyclic aromatic rings is fused to a heterocycloalkyl aromatic ring, is heteroaryl, not aryl, as defined herein.
“Arylalkyl” by itself or as part of another substituent refers to an acyclic alkyl radical in which one of the hydrogen atoms bonded to a carbon atom, typically a terminal or sp3 carbon atom, is replaced with an aryl group. Examples of arylalkyl groups include, but are not limited to, benzyl, 2-phenylethan-1-yl, 2-phenylethen-1-yl, naphthylmethyl, 2-naphthylethan-1-yl, 2-naphthylethen-1-yl, naphthobenzyl, 2-naphthophenylethan-1-yl, and the like. Where specific alkyl moieties are intended, the nomenclature arylalkanyl, arylalkenyl, or arylalkynyl is used. In certain embodiments, an arylalkyl group is C7-30 arylalkyl, e.g., the alkanyl, alkenyl, or alkynyl moiety of the arylalkyl group is C1-10 and the aryl moiety is C6-20, and in certain embodiments, an arylalkyl group is C7-20 arylalkyl, e.g., the alkanyl, alkenyl, or alkynyl moiety of the arylalkyl group is C1-8 and the aryl moiety is C6-12.
The term “estolide” generally refers to an ester resulting from the linkage of a carboxylate residue of one carboxylic acid to the hydrocarbon tail of a second carboxylic acid or carboxylic ester. Exemplary estolides include those formed by linking the carboxylate residue of a first fatty acid to the hydrocarbon tail of a second fatty acid, either via a condensation reaction between the carboxylate functionality of the first fatty acid and a hydroxy group bound to the hydrocarbon tail of the second fatty acid, or the addition of the carboxylate group of the first fatty acid to a site of unsaturation on the hydrocarbon tail of the second fatty acid. Unless otherwise stated, estolides include carboxylic acid oligomers/polymers of almost any size, including free-acid estolides (base carboxylic acid residue remains in its free-acid form) and esterified estolides (base carboxylic acid residue is esterified with a mono alcohol or a polyol). For example, esterified estolides would include estolide compounds esterified with a monoalcohol (e.g., 2-ethylhexanol), or esterified with a polyol residue (e.g., triglyceride estolides).
Estolide “base oil” and “base stock”, unless otherwise indicated, refer to any composition comprising one or more estolide compounds. It should be understood that an estolide “base oil” or “base stock” is not limited to compositions for a particular use, and may generally refer to compositions comprising one or more estolides, including mixtures of estolides. Estolide base oils and base stocks can also include compounds other than estolides.
“Compounds” refers to compounds encompassed by structural Formula I, II, III, IV, and V herein and includes any specific compounds within the formula whose structure is disclosed herein. Compounds may be identified either by their chemical structure and/or chemical name. When the chemical structure and chemical name conflict, the chemical structure is determinative of the identity of the compound. The compounds described herein may contain one or more chiral centers and/or double bonds and therefore may exist as stereoisomers such as double-bond isomers (i.e., geometric isomers), enantiomers, or diastereomers. Accordingly, any chemical structures within the scope of the specification depicted, in whole or in part, with a relative configuration encompass all possible enantiomers and stereoisomers of the illustrated compounds including the stereoisomerically pure form (e.g., geometrically pure, enantiomerically pure, or diastereomerically pure) and enantiomeric and stereoisomeric mixtures. Enantiomeric and stereoisomeric mixtures may be resolved into their component enantiomers or stereoisomers using separation techniques or chiral synthesis techniques well known to the skilled artisan.
For the purposes of the present disclosure, “chiral compounds” are compounds having at least one center of chirality (i.e. at least one asymmetric atom, in particular at least one asymmetric C atom), having an axis of chirality, a plane of chirality or a screw structure. “Achiral compounds” are compounds which are not chiral.
Compounds of Formula I, II, III, IV, and V include, but are not limited to, optical isomers of compounds of Formula I, II, III, IV, and V, racemates thereof, and other mixtures thereof. In such embodiments, the single enantiomers or diastereomers, i.e., optically active forms, can be obtained by asymmetric synthesis or by resolution of the racemates. Resolution of the racemates may be accomplished by, for example, chromatography, using, for example a chiral high-pressure liquid chromatography (HPLC) column. However, unless otherwise stated, it should be assumed that Formula I, II, III, IV, and V cover all asymmetric variants of the compounds described herein, including isomers, racemates, enantiomers, diastereomers, and other mixtures thereof. In addition, compounds of Formula I, II, III, IV, and V include Z- and E-forms (e.g., cis- and trans-forms) of compounds with double bonds. The compounds of Formula I, II, III, IV, and V may also exist in several tautomeric forms including the enol form, the keto form, and mixtures thereof. Accordingly, the chemical structures depicted herein encompass all possible tautomeric forms of the illustrated compounds.
“Cycloalkyl” by itself or as part of another substituent refers to a saturated or unsaturated cyclic alkyl radical. Where a specific level of saturation is intended, the nomenclature “cycloalkanyl” or “cycloalkenyl” is used. Examples of cycloalkyl groups include, but are not limited to, groups derived from cyclopropane, cyclobutane, cyclopentane, cyclohexane, and the like. In certain embodiments, a cycloalkyl group is C3-15 cycloalkyl, and in certain embodiments, C3-12 cycloalkyl or C5-12 cycloalkyl. In certain embodiments, a cycloalkyl group is a C5, C6, C7, C8, C9, C10, C11, C12, C13, C14, or C15 cycloalkyl.
“Cycloalkylalkyl” by itself or as part of another substituent refers to an acyclic alkyl radical in which one of the hydrogen atoms bonded to a carbon atom, typically a terminal or sp3 carbon atom, is replaced with a cycloalkyl group. Where specific alkyl moieties are intended, the nomenclature cycloalkylalkanyl, cycloalkylalkenyl, or cycloalkylalkynyl is used. In certain embodiments, a cycloalkylalkyl group is C7-30 cycloalkylalkyl, e.g., the alkanyl, alkenyl, or alkynyl moiety of the cycloalkylalkyl group is C1-10 and the cycloalkyl moiety is C6-20, and in certain embodiments, a cycloalkylalkyl group is C7-20 cycloalkylalkyl, e.g., the alkanyl, alkenyl, or alkynyl moiety of the cycloalkylalkyl group is C1-8 and the cycloalkyl moiety is C4-20 or C6-12.
“Halogen” refers to a fluoro, chloro, bromo, or iodo group.
“Heteroaryl” by itself or as part of another substituent refers to a monovalent heteroaromatic radical derived by the removal of one hydrogen atom from a single atom of a parent heteroaromatic ring system. Heteroaryl encompasses multiple ring systems having at least one aromatic ring fused to at least one other ring, which can be aromatic or non-aromatic in which at least one ring atom is a heteroatom. Heteroaryl encompasses 5- to 12-membered aromatic, such as 5- to 7-membered, monocyclic rings containing one or more, for example, from 1 to 4, or in certain embodiments, from 1 to 3, heteroatoms chosen from N, O, and S, with the remaining ring atoms being carbon; and bicyclic heterocycloalkyl rings containing one or more, for example, from 1 to 4, or in certain embodiments, from 1 to 3, heteroatoms chosen from N, O, and S, with the remaining ring atoms being carbon and wherein at least one heteroatom is present in an aromatic ring. For example, heteroaryl includes a 5- to 7-membered heterocycloalkyl, aromatic ring fused to a 5- to 7-membered cycloalkyl ring. For such fused, bicyclic heteroaryl ring systems wherein only one of the rings contains one or more heteroatoms, the point of attachment may be at the heteroaromatic ring or the cycloalkyl ring. In certain embodiments, when the total number of N, S, and O atoms in the heteroaryl group exceeds one, the heteroatoms are not adjacent to one another. In certain embodiments, the total number of N, S, and O atoms in the heteroaryl group is not more than two. In certain embodiments, the total number of N, S, and O atoms in the aromatic heterocycle is not more than one. Heteroaryl does not encompass or overlap with aryl as defined herein.
Examples of heteroaryl groups include, but are not limited to, groups derived from acridine, arsindole, carbazole, β-carboline, chromane, chromene, cinnoline, furan, imidazole, indazole, indole, indoline, indolizine, isobenzofuran, isochromene, isoindole, isoindoline, isoquinoline, isothiazole, isoxazole, naphthyridine, oxadiazole, oxazole, perimidine, phenanthridine, phenanthroline, phenazine, phthalazine, pteridine, purine, pyran, pyrazine, pyrazole, pyridazine, pyridine, pyrimidine, pyrrole, pyrrolizine, quinazoline, quinoline, quinolizine, quinoxaline, tetrazole, thiadiazole, thiazole, thiophene, triazole, xanthene, and the like. In certain embodiments, a heteroaryl group is from 5- to 20-membered heteroaryl, and in certain embodiments from 5- to 12-membered heteroaryl or from 5- to 10-membered heteroaryl. In certain embodiments, a heteroaryl group is a 5-, 6-, 7-, 8-, 9-, 10-, 11-, 12-, 13-, 14-, 15-, 16-, 17-, 18-, 19-, or 20-membered heteroaryl. In certain embodiments heteroaryl groups are those derived from thiophene, pyrrole, benzothiophene, benzofuran, indole, pyridine, quinoline, imidazole, oxazole, and pyrazine.
“Heteroarylalkyl” by itself or as part of another substituent refers to an acyclic alkyl radical in which one of the hydrogen atoms bonded to a carbon atom, typically a terminal or sp3 carbon atom, is replaced with a heteroaryl group. Where specific alkyl moieties are intended, the nomenclature heteroarylalkanyl, heteroarylalkenyl, or heteroarylalkynyl is used. In certain embodiments, a heteroarylalkyl group is a 6- to 30-membered heteroarylalkyl, e.g., the alkanyl, alkenyl, or alkynyl moiety of the heteroarylalkyl is 1- to 10-membered and the heteroaryl moiety is a 5- to 20-membered heteroaryl, and in certain embodiments, 6- to 20-membered heteroarylalkyl, e.g., the alkanyl, alkenyl, or alkynyl moiety of the heteroarylalkyl is 1- to 8-membered and the heteroaryl moiety is a 5- to 12-membered heteroaryl.
“Heterocycloalkyl” by itself or as part of another substituent refers to a partially saturated or unsaturated cyclic alkyl radical in which one or more carbon atoms (and any associated hydrogen atoms) are independently replaced with the same or different heteroatom. Examples of heteroatoms to replace the carbon atom(s) include, but are not limited to, N, P, O, S, Si, etc. Where a specific level of saturation is intended, the nomenclature “heterocycloalkanyl” or “heterocycloalkenyl” is used. Examples of heterocycloalkyl groups include, but are not limited to, groups derived from epoxides, azirines, thiiranes, imidazolidine, morpholine, piperazine, piperidine, pyrazolidine, pyrrolidine, quinuclidine, and the like.
“Heterocycloalkylalkyl” by itself or as part of another substituent refers to an acyclic alkyl radical in which one of the hydrogen atoms bonded to a carbon atom, typically a terminal or sp3 carbon atom, is replaced with a heterocycloalkyl group. Where specific alkyl moieties are intended, the nomenclature heterocycloalkylalkanyl, heterocycloalkylalkenyl, or heterocycloalkylalkynyl is used. In certain embodiments, a heterocycloalkylalkyl group is a 6- to 30-membered heterocycloalkylalkyl, e.g., the alkanyl, alkenyl, or alkynyl moiety of the heterocycloalkylalkyl is 1- to 10-membered and the heterocycloalkyl moiety is a 5- to 20-membered heterocycloalkyl, and in certain embodiments, 6- to 20-membered heterocycloalkylalkyl, e.g., the alkanyl, alkenyl, or alkynyl moiety of the heterocycloalkylalkyl is 1- to 8-membered and the heterocycloalkyl moiety is a 5- to 12-membered heterocycloalkyl.
“Mixture” refers to a collection of molecules or chemical substances. Each component in a mixture can be independently varied. A mixture may contain, or consist essentially of, two or more substances intermingled with or without a constant percentage composition, wherein each component may or may not retain its essential original properties, and where molecular phase mixing may or may not occur. In mixtures, the components making up the mixture may or may not remain distinguishable from each other by virtue of their chemical structure.
“Parent aromatic ring system” refers to an unsaturated cyclic or polycyclic ring system having a conjugated π (pi) electron system. Included within the definition of “parent aromatic ring system” are fused ring systems in which one or more of the rings are aromatic and one or more of the rings are saturated or unsaturated, such as, for example, fluorene, indane, indene, phenalene, etc. Examples of parent aromatic ring systems include, but are not limited to, aceanthrylene, acenaphthylene, acephenanthrylene, anthracene, azulene, benzene, chrysene, coronene, fluoranthene, fluorene, hexacene, hexaphene, hexalene, as-indacene, s-indacene, indane, indene, naphthalene, octacene, octaphene, octalene, ovalene, penta-2,4-diene, pentacene, pentalene, pentaphene, perylene, phenalene, phenanthrene, picene, pleiadene, pyrene, pyranthrene, rubicene, triphenylene, trinaphthalene, and the like.
“Parent heteroaromatic ring system” refers to a parent aromatic ring system in which one or more carbon atoms (and any associated hydrogen atoms) are independently replaced with the same or different heteroatom. Examples of heteroatoms to replace the carbon atoms include, but are not limited to, N, P, O, S, Si, etc. Specifically included within the definition of “parent heteroaromatic ring systems” are fused ring systems in which one or more of the rings are aromatic and one or more of the rings are saturated or unsaturated, such as, for example, arsindole, benzodioxan, benzofuran, chromane, chromene, indole, indoline, xanthene, etc. Examples of parent heteroaromatic ring systems include, but are not limited to, arsindole, carbazole, β-carboline, chromane, chromene, cinnoline, furan, imidazole, indazole, indole, indoline, indolizine, isobenzofuran, isochromene, isoindole, isoindoline, isoquinoline, isothiazole, isoxazole, naphthyridine, oxadiazole, oxazole, perimidine, phenanthridine, phenanthroline, phenazine, phthalazine, pteridine, purine, pyran, pyrazine, pyrazole, pyridazine, pyridine, pyrimidine, pyrrole, pyrrolizine, quinazoline, quinoline, quinolizine, quinoxaline, tetrazole, thiadiazole, thiazole, thiophene, triazole, xanthene, and the like.
“Substituted” refers to a group in which one or more hydrogen atoms are independently replaced with the same or different substituent(s). Examples of substituents include, but are not limited to, —R64, —R60, —O−, —OH, ═O, —OR60, —SR60, —S−, ═S, —NR60R61, ═NR60, —CN, —CF3, —OCN, —SCN, —NO, —NO2, ═N2, —N3, —S(O)2O−, —S(O)2OH, —S(O)2R60, —OS(O2)O−, —OS(O)2R60, —P(O)(O−)2, —P(O)(OR60)(O−), —OP(O)(OR60)(OR61), —C(O)R60, —C(S)R60, —C(O)OR60, —C(O)NR60R61, —C(O)O−, —C(S)OR60, —NR62C(O)NR60R61, —NR62C(S)NR60R61, —NR62C(NR63)NR60R61, —C(NR62)NR60R61, —S(O)2, NR60R61, —NR63S(O)2R60, —NR63C(O)R60, and —S(O)R60;
wherein each —R64 is independently a halogen; each R60 and R61 are independently alkyl, substituted alkyl, alkoxy, substituted alkoxy, cycloalkyl, substituted cycloalkyl, heterocycloalkyl, substituted heterocycloalkyl, aryl, substituted aryl, heteroaryl, substituted heteroaryl, arylalkyl, substituted arylalkyl, heteroarylalkyl, or substituted heteroarylalkyl, or R60 and R61 together with the nitrogen atom to which they are bonded form a heterocycloalkyl, substituted heterocycloalkyl, heteroaryl, or substituted heteroaryl ring, and R62 and R63 are independently alkyl, substituted alkyl, aryl, substituted aryl, arylalkyl, substituted arylalkyl, cycloalkyl, substituted cycloalkyl, heterocycloalkyl, substituted heterocycloalkyl, heteroaryl, substituted heteroaryl, heteroarylalkyl, or substituted heteroarylalkyl, or R62 and R63 together with the atom to which they are bonded form one or more heterocycloalkyl, substituted heterocycloalkyl, heteroaryl, or substituted heteroaryl rings;
wherein the “substituted” substituents, as defined above for R60, R61, R62, and R63, are substituted with one or more, such as one, two, or three, groups independently selected from alkyl, -alkyl-OH, —O-haloalkyl, -alkyl-NH2, alkoxy, cycloalkyl, cycloalkylalkyl, heterocycloalkyl, heterocycloalkylalkyl, aryl, heteroaryl, arylalkyl, heteroarylalkyl, —O−, —OH, ═O, —O-alkyl, —O-aryl, —O-heteroarylalkyl, —O-cycloalkyl, —O-heterocycloalkyl, —SH, —S31, ═S, —S-alkyl, —S-aryl, —S-heteroarylalkyl, —S-cycloalkyl, —S-heterocycloalkyl, —NH2, ═NH, —CN, —CF3, —OCN, —SCN, —NO, —NO2, ═N2, —N3, —S(O)2O−, —S(O)2, —S(O)2OH, —OS(O2)O−, —SO2(alkyl), —SO2(phenyl), —SO2(haloalkyl), —SO2NH2, —SO2NH(alkyl), —SO2NH(phenyl), —P(O)(O)2, —P(O)(O-alkyl)(O−), —OP(O)(O-alkyl)(O-alkyl), —CO2H, —C(O)O(alkyl), —)(alkyl), —), —CONH2, —C(O)(alkyl), —C(O)(phenyl), —C(O)(haloalkyl), —OC(O)(alkyl), —N(alkyl)(alkyl), —NH(alkyl), —N(alkyl)(alkylphenyl), —NH(alkylphenyl), —NHC(O)(alkyl), —NHC(O)(phenyl), —N(alkyl)C(O)(alkyl), and —N(alkyl)C(O)(phenyl).
As used in this specification and the appended claims, the articles “a,” “an,” and “the” include plural referents unless expressly and unequivocally limited to one referent.
The term “fatty acid” refers to any natural or synthetic carboxylic acid comprising an alkyl chain that may be saturated, monounsaturated, or polyunsaturated, and may have straight or branched chains. The fatty acid may also be substituted. “Fatty acid,” as used herein, includes short chain alkyl carboxylic acids including, for example, acetic acid, propionic acid, etc.
The term “fatty acid reactant” refers to any compound or composition comprising a fatty acid residue that is capable of undergoing a chemical reaction, such as oligomerization and/or dimerization with another fatty acid or fatty acid reactant. For example, in certain embodiments, the fatty acid reactant may comprise a saturated or unsaturated fatty acid or fatty acid oligomer. In certain embodiments, a fatty acid oligomer may comprise a first fatty acid that has previously undergone oligomerization with one or more second fatty acids to form an estolide, such as an estolide having a low EN (e.g., dimer). In certain embodiments, the fatty acid reactant may comprise a fatty acid ester, such as an alkyl ester of a monounsaturated fatty acid (e.g., 2-ethylhexyl oleate). It is understood that a “first” fatty acid reactant can comprise the same structure as a “second” fatty acid reactant. For example, in certain embodiments, a reaction mixture may only comprise oleic acid, wherein the first fatty acid reactant and second fatty acid reactant are both oleic acid.
All numerical ranges herein include all numerical values and ranges of all numerical values within the recited range of numerical values.
The present disclosure relates to estolide compounds, estolide compositions, and methods of making the same. In certain embodiments, the estolide-containing compositions contain at least one ene and/or Diels Alder compound. In certain embodiments, the at least one ene and/or Diels Alder compound provides pour-point depressing properties to the estolide-containing compositions. In certain embodiments, the at least one ene and/or Diels Alder compound provides anti-wear properties to the estolide-containing compositions.
In certain embodiments, the composition comprises at least one estolide compound and at least one compound selected from compounds of Formula I:




wherein
X, X′, and Y′, independently for each occurrence, are selected from an optionally substituted alkylene that is saturated or unsaturated, and branched or unbranched;
Y is selected from optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched;
U and U′, independently for each occurrence, are selected from hydrogen and —C(═O)OR7; and
R7 and R8, independently for each occurrence, are selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched,
wherein the dashed line represents a single bond or a double bond.
In certain embodiments, X is selected from C1 to C20 alkylene, C2 to C12 alkylene, or C7 to C11 alkylene, which are optionally substituted, saturated or unsaturated, and branched or unbranched. In certain embodiments, X is selected from C7 alkylene and C8 alkylene. In certain embodiments, X is selected from C9 alkylene and C10 alkylene. In certain embodiments, X is selected from C10 alkylene and C11 alkylene.
In certain embodiments, Y is selected from C1 to C20 alkyl, C2 to C12 alkyl, or C5 to C10 alkyl, which are optionally substituted, saturated or unsaturated, and branched or unbranched. In certain embodiments, Y is selected from C5 alkyl and C6 alkyl. In certain embodiments, Y is selected from C8 alkyl and C9 alkyl. In certain embodiments, Y is selected from C5 alkyl and C7 alkyl.
In certain embodiments, X′ is selected from C1 to C20 alkylene, C2 to C12 alkylene, or C5 to C10 alkylene, which are optionally substituted, saturated or unsaturated, and branched or unbranched. In certain embodiments, X′ is selected from C7 alkylene and C8 alkylene. In certain embodiments, X′ is selected from C5 alkylene and C10 alkylene.
In certain embodiments, Y′ is selected from C1 to C20 alkylene, C2 to C12 alkylene, or C5 to C10 alkylene, which are optionally substituted, saturated or unsaturated, and branched or unbranched. In certain embodiments, Y′ is selected from C7 alkylene and C8 alkylene. In certain embodiments, Y′ is selected from C5 alkylene and C10 alkylene.
In certain embodiments, at least one of U and U′ is selected from —C(═O)OR7. In certain embodiments, U′ is selected from —C(═O)OR7, and U is hydrogen. In certain embodiments, U is selected from —C(═O)OR7, and U′ is hydrogen.
In certain embodiments, R7 and R8 are hydrogen. In certain embodiments, R7 and R8, independently for each occurrence, are selected from optionally substituted C1 to C20 alkyl that is saturated or unsaturated, and branched or unbranched. In certain embodiments, R7 and R8 are methyl. In certain embodiments, R7 and R8, independently for each occurrence, are selected from optionally substituted C6 to C12 alkyl that is saturated or unsaturated, and branched or unbranched. In certain embodiments, R7 and R8 are 2-ethylhexyl.
In certain embodiments, the composition comprises at least one estolide compound and at least one compound selected from compound of Formula II:




wherein
Y1 is selected from optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched;
Y2, Y3, and Y4, independently for each occurrence, are selected from an optionally substituted alkylene that is saturated or unsaturated, and branched or unbranched;
U1 and U2, independently for each occurrence, are selected from hydrogen and —C(═O)OR10;
R9 and R10, independently for each occurrence, are selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched; and
R5 and R6 are hydrogen, or R5 and R6, taken together with the carbons to which they are attached, form an optionally substituted cycloalkyl,
wherein the dashed line represents a single bond or a double bond.
In certain embodiments, Y1 is selected from C1 to C20 alkyl, C2 to C12 alkyl, or C5 to C10 alkyl, which are optionally substituted, saturated or unsaturated, and branched or unbranched. In certain embodiments, Y1 is selected from C5 alkyl and C6 alkyl. In certain embodiments, Y1 is selected from C7 alkyl and C8 alkyl.
In certain embodiments, Y2, Y3, and Y4, independently for each occurrence, are selected from C1 to C20 alkyl, C2 to C12 alkyl, or C4 to C10 alkyl, which are optionally substituted, saturated or unsaturated, and branched or unbranched. In certain embodiments, Y2 is selected from C7 alkylene and C8 alkylene. In certain embodiments, Y2 is selected from C9 alkylene and C10 alkylene. In certain embodiments, Y3 is selected from C5 alkylene and C6 alkylene. In certain embodiments, Y3 is selected from C7 alkylene and C8 alkylene. In certain embodiments, Y4 is selected from C5 alkylene and C6 alkylene. In certain embodiments, Y4 is selected from C7 alkylene and C8 alkylene.
In certain embodiments, at least one of U1 and U2 is selected from —C(═O)OR10. In certain embodiments, U1 is selected from —C(═O)OR10 and U2 is hydrogen. In certain embodiments, U2 is selected from —C(═O)OR10 and U1 is hydrogen.
In certain embodiments, R9 and R10 are hydrogen. In certain embodiments, R9 and R10, independently for each occurrence, are selected from optionally substituted C1 to C20 alkyl that is saturated or unsaturated, and branched or unbranched. In certain embodiments, R9 and R10 are methyl. In certain embodiments, R9 and R10, independently for each occurrence, are selected from optionally substituted C6 to C12 alkyl that is saturated or unsaturated, and branched or unbranched. In certain embodiments, R9 and R10 are 2-ethylhexyl.
In certain embodiments, the compounds of Formula I and II are prepared via “ene” and “Diels Alder” reactions, respectively. Ene and Diels Alder reaction products may be prepared under appropriate reaction conditions, which may include heat (e.g., >200° C.) and/or catalysts (e.g., BF3, TfOH). For example, in certain embodiments, ene reaction products may be prepared by reacting monounsaturated fatty acids (e.g., oleic acid) and/or polyunsaturated fatty acids (e.g., linoleic acid) to provide fatty acid dimers and positional isomers thereof:




In certain embodiments, ene reaction products may be prepared from polyunsaturated fatty acids, with or without monounsaturated fatty acids present. In certain embodiments, polyunsaturated fatty acids may undergo further reactions to provide multiple polymer products, including trimers, tetramers, pentamers, and positional isomers thereof.
In certain embodiments, polyunsaturated fatty acids (e.g., linoleic acid) may isomerize under reaction conditions to provide a conjugated system, which may undergo Diels Alder cyclization (e.g., [4+2]) with other monounsaturated or polyunsaturated fatty acids:




In certain embodiments, the double bond of the initial Diels Alder reaction product will allow it to undergo further Diels Alder reactions with one or more polyunsaturated fatty acids to provide products comprising three or more fatty acid residues. A further Diels Alder reaction may include:




In certain embodiments, the ene and/or Diels Alder compounds may be prepared in situ during the preparation of estolide compounds. For example, in certain embodiments, the compositions described herein may be prepared by contacting one or more monounsaturated fatty acids and/or polyunsaturated fatty acids (e.g., oleic acid and linoleic acid) under catalytic conditions to provide a composition comprising at least one estolide compound and at least one ene and/or Diels Alder reaction product. In certain embodiments, the composition comprising at least one estolide compound and at least one ene and/or Diels Alder reaction may be further exposed to esterification conditions in the presence of at least one alcohol to provide an esterified product. Alternatively, ene and/or Diels Alder compounds may be prepared separately. Exemplary ene and Diels Alder fatty acid products are commercially available under the trade name Empol®, which are currently marketed by BASF Corp. Other exemplary fatty acid ene and Diels Alder compounds include PripolTM polymerized fatty acids, which are currently marketed by Croda International. In certain embodiments, fatty acid ene and/or Diels Alder compounds may provide certain desirable physical characteristics to compositions containing estolide compounds. For example, fatty acid ene and/or Diels Alder compounds may help to decrease the pour point of certain estolide-containing compositions. In certain embodiments, the applicant has surprisingly discovered that the fatty acid ene and/or Diels Alder compounds may be provided to increase the kinematic viscosity of an estolide composition, while depressing the pour point of the estolide composition. Accordingly, in certain embodiments, applicant provides a method of increasing the kinematic viscosity and decreasing the pour point of a composition comprising at least one estolide compound, comprising contacting the composition with at least one ene and/or Diels Alder compound.
In certain embodiments, a method of lowering the pour point and/or increasing the kinematic viscosity of an estolide composition is described, comprising:

    
    
        providing an estolide-containing composition, said composition having an initial pour point and/or an initial kinematic viscosity; and
        contacting the composition with at least one additive,
        wherein the resulting composition exhibits a pour point that is lower than the initial pour point of the estolide composition, and/or a kinematic viscosity that is higher than the initial kinematic viscosity.

In certain embodiments, the estolide composition comprises at least one estolide compound. In certain embodiments, the at least one additive comprises a fatty acid ene and/or Diels Alder compound. In certain embodiments, the at least one additive comprises at least one compound selected from compounds of Formula I or Formula II.

    
    


In addition, fatty acid ene and/or Diels Alder compounds may improve the anti-wear characteristics of certain estolide-containing compositions. However, as shown above, the ene and/or Diels Alder compounds may contain one or more sites of unsaturation. Thus, in certain embodiments, it may be desirable to further improve the oxidative stability of the reaction products by removing the sites of unsaturation. In certain embodiments, this may be accomplished by hydrogenating the compounds using methods known to those of ordinary skill in the art.
In certain embodiments, it may be desirable to prepare estolide compositions containing at least one ene and/or Diels Alder reaction product, wherein said composition exhibits certain viscosity characteristics. In certain embodiments, the method comprises
providing a composition comprising an estolide base oil and at least one ene compound or Diels Alder compound, wherein the composition exhibits an initial EN; and
removing at least a portion of the estolide base oil from the composition, said portion exhibiting an EN that is less than the initial EN,
wherein the resulting composition exhibits an EN that is greater than the initial EN, and wherein EN is the average number of estolide linkages for compounds comprising the estolide base oil.
In certain embodiments, the at least a portion of the estolide base oil is substantially free of the at least one ene compound or Diels Alder compound, whereas the resulting composition contains the at least one ene compound or Diels Alder compound. Such methods may be desirable for simultaneously preparing substantially pure low-viscosity estolide base oils, and high-viscosity estolide base oils containing ene and/or Diels Alder compounds that impart desirable viscometrics and cold-temperature properties to the high-viscosity cut.
In certain embodiments, the at least a portion of the estolide base oil exhibits an EN that is less than about 2.5. In certain embodiments, the at least a portion of the estolide base oil exhibits an EN that is less than about 2. In certain embodiments, the at least a portion of the estolide base oil exhibits an EN that is less than about 1.5. In certain embodiments, the resulting composition exhibits an EN that is greater than about 2.5. In certain embodiments, the resulting composition exhibits an EN that is greater than about 3. In certain embodiments, the resulting composition exhibits an EN that is greater than about 3.5. In certain embodiments, the at least a portion of the estolide base oil exhibits a kinematic viscosity of less than about 55 cSt at 40° C. or less than about 45 cSt at 40° C., and/or less than about 12 cSt at 100° C. or less than about 10 cSt at 100° C. In certain embodiments, the at least a portion of the estolide base oil exhibits a within a range from about 25 cSt to about 55 cSt at 40° C., and/or about 5 cSt to about 11 cSt at 100° C. In certain embodiments, the resulting composition exhibits a viscosity of greater than about 80 cSt at 40° C. or greater than about 100 cSt at 40° C., and/or greater than about 12 cSt at 100° C. or greater than about 15 cSt at 100° C. In some embodiments, the resulting composition exhibits a viscosity within a range from about 100 cSt to about 140 cSt at 40° C., and/or about 15 cSt to about 35 cSt at 100° C. In certain embodiments, the removing at least a portion of the estolide base oil is accomplished by at least one of distillation, chromatography, membrane separation, phase separation, or affinity separation. Exemplary methods include, e.g., those set forth in Examples 2 and 5 below, wherein the Ex. 5A low-viscosity estolides are substantially free of ene compounds and Diels Alder compounds, and the Ex. 5B high-viscosity estolides contain ene and/or Diels Alder esters, as confirmed by mass spectrometry.
In certain embodiments, fatty acid ene compounds include those compounds represented by Formula I. In certain embodiments, the at least one compound of Formula I is selected from:













wherein R7 and R8, independently for each occurrence, are selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched, and wherein each dashed line independently represents a single bond or a double bond.

In certain embodiments, fatty acid Diels Alder compounds include those compounds represented by Formula II. In certain embodiments, the at least one compound of Formula II is selected from:
















    
    
        wherein R9 and R10, independently for each occurrence, are selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched, and wherein each dashed line independently represents a single bond or a double bond.
    
    


In certain embodiments, the compositions described herein comprise at least one estolide compound and at least ene or Diels Alder compound. In certain embodiments, the compositions comprise at least one estolide compound and at least one compound selected from compounds of Formula I or Formula II.
In certain embodiments, the at least one estolide compound is selected from compounds of Formula III:




wherein
W1, W2, W3, W4, W5, W6, and W7, independently for each occurrence, are selected from —CH2— and —CH═CH—;
Q1, Q2, and Q3 are hydrogen;
z is an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, and 15;
p is an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, and 15;
q is an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, and 15;
x is, independently for each occurrence, an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20;
y is, independently for each occurrence, an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20;
n is equal to or greater than 0; and
R2 is selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched,
wherein each fatty acid chain residue of said at least one estolide compound is independently optionally substituted.
In certain embodiments, the at least one estolide compound is selected from compounds of Formula IV:




wherein
m is an integer equal to or greater than 1;
n is an integer equal to or greater than 0;
R1, independently for each occurrence, is an optionally substituted alkyl that is saturated or unsaturated, branched or unbranched;
R2 is selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched; and
R3 and R4, independently for each occurrence, are selected from optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched.
In certain embodiments, the at least one estolide compound selected from compounds of Formula V:




wherein
x is, independently for each occurrence, an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20;
y is, independently for each occurrence, an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20;
n is an integer equal to or greater than 0;
R1 is an optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched; and
R2 is selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched;
wherein each fatty acid chain residue of said at least one estolide compound is independently optionally substituted.
The terms “chain” or “fatty acid chain” or “fatty acid chain residue,” as used with respect to the estolide compounds of Formula III, IV, and V refer to one or more of the fatty acid residues incorporated in estolide compounds, e.g., R3 or R4 of Formula IV, the structures represented by CH3(CH2)yCH(CH2)xC(O)O— in Formula V, or the structures represented by Q1(W1)qCH2(W2)pCH2(W3)z—C(O)—O—, Q2(W4)yCH2(W5)x—C(O)—O—, and Q3(W6)yCH2(W7)x—C(O)—O— in Formula III.
The R1 of Formula IV or V is an example of what may be referred to as a “cap” or “capping material,” as it “caps” the top of the estolide. For example, the capping group may be an organic acid residue of general formula Q1(W1)qCH2(W2)pCH2(W3)z—C(O)—O—, i.e., as reflected in Formula III. In certain embodiments, the “cap” or “capping group” is a fatty acid. In certain embodiments, the capping group, regardless of size, is substituted or unsubstituted, saturated or unsaturated, and/or branched or unbranched. The cap or capping material may also be referred to as the primary or alpha (α) chain.
Depending on the manner in which the estolide is synthesized, the cap or capping group alkyl may be the only alkyl from an organic acid residue in the resulting estolide that is unsaturated. In certain embodiments, it may be desirable to use a saturated organic or fatty-acid cap to increase the overall saturation of the estolide and/or to increase the resulting estolide's stability. For example, in certain embodiments, it may be desirable to provide a method of producing a saturated capped estolide by hydrogenating an unsaturated cap using any suitable methods available to those of ordinary skill in the art. Hydrogenation may be used with various sources of the fatty-acid feedstock, which may include mono- and/or polyunsaturated fatty acids. Without being bound to any particular theory, in certain embodiments, hydrogenating the estolide may help to improve the overall stability of the molecule. However, a fully-hydrogenated estolide, such as an estolide with a larger fatty acid cap, may exhibit increased pour point temperatures. In certain embodiments, it may be desirable to offset any loss in desirable pour-point characteristics by using shorter, saturated capping materials.
The R4C(O)O— of Formula IV, the structure Q3(W6)yCH(W7)xC(O)O— of Formula III, or the structure CH3(CH2)yCH(CH2)xC(O)O— of Formula V serve as the “base” or “base chain residue” of the estolide. Depending on the manner in which the estolide is synthesized, the base organic acid or fatty acid residue may be the only residue that remains in its free-acid form after the initial synthesis of the estolide. However, in certain embodiments, in an effort to alter or improve the properties of the estolide, the free acid may be reacted with any number of substituents. For example, it may be desirable to react the free acid estolide with alcohols, glycols, amines, or other suitable reactants to provide the corresponding ester, amide, or other reaction products. The base or base chain residue may also be referred to as tertiary or gamma (γ) chains.
The R3C(O)O— of Formula IV, CH3(CH2)yCH(CH2)xC(O)O— of Formula V, and Q2(W4)yCH(W5)xC(O)O— of Formula III are linking residues that link the capping material and the base fatty-acid residue together. There may be any number of linking residues in the estolide, including when n=0 and the estolide is in its dimer form. Depending on the manner in which the estolide is prepared, a linking residue may be a fatty acid and may initially be in an unsaturated form during synthesis. In some embodiments, the estolide will be formed when a catalyst is used to produce a carbocation at the fatty acid's site of unsaturation, which is followed by nucleophilic attack on the carbocation by the carboxylic group of another fatty acid. In some embodiments, it may be desirable to have a linking fatty acid that is monounsaturated so that when the fatty acids link together, all of the sites of unsaturation are eliminated. The linking residue(s) may also be referred to as secondary or beta (β) chains.
In certain embodiments, the linking residues present in an estolide differ from one another. In certain embodiments, one or more of the linking residues differs from the base chain residue.
As noted above, in certain embodiments, suitable unsaturated fatty acids for preparing the estolides may include any mono- or polyunsaturated fatty acid. For example, monounsaturated fatty acids, along with a suitable catalyst, will form a single carbocation that allows for the addition of a second fatty acid, whereby a single link between two fatty acids is formed. Suitable monounsaturated fatty acids may include, but are not limited to, palmitoleic acid (16:1), vaccenic acid (18:1), oleic acid (18:1), eicosenoic acid (20:1), erucic acid (22:1), and nervonic acid (24:1). In addition, in certain embodiments, polyunsaturated fatty acids may be used to create estolides. Suitable polyunsaturated fatty acids may include, but are not limited to, hexadecatrienoic acid (16:3), alpha-linolenic acid (18:3), stearidonic acid (18:4), eicosatrienoic acid (20:3), eicosatetraenoic acid (20:4), eicosapentaenoic acid (20:5), heneicosapentaenoic acid (21:5), docosapentaenoic acid (22:5), docosahexaenoic acid (22:6), tetracosapentaenoic acid (24:5), tetracosahexaenoic acid (24:6), linoleic acid (18:2), gamma-linoleic acid (18:3), eicosadienoic acid (20:2), dihomo-gamma-linolenic acid (20:3), arachidonic acid (20:4), docosadienoic acid (20:2), adrenic acid (22:4), docosapentaenoic acid (22:5), tetracosatetraenoic acid (22:4), tetracosapentaenoic acid (24:5), pinolenic acid (18:3), podocarpic acid (20:3), rumenic acid (18:2), alpha-calendic acid (18:3), beta-calendic acid (18:3), jacaric acid (18:3), alpha-eleostearic acid (18:3), beta-eleostearic (18:3), catalpic acid (18:3), punicic acid (18:3), rumelenic acid (18:3), alpha-parinaric acid (18:4), beta-parinaric acid (18:4), and bosseopentaenoic acid (20:5). In certain embodiments, hydroxy fatty acids may be polymerized or homopolymerized by reacting the carboxylic acid functionality of one fatty acid with the hydroxy functionality of a second fatty acid. Exemplary hydroxyl fatty acids include, but are not limited to, ricinoleic acid, 6-hydroxystearic acid, 9,10-dihydroxystearic acid, 12-hydroxystearic acid, and 14-hydroxystearic acid.
The process for preparing the estolide compounds described herein may include the use of any natural or synthetic fatty acid source. However, it may be desirable to source the fatty acids from a renewable biological feedstock. Suitable starting materials of biological origin may include plant fats, plant oils, plant waxes, animal fats, animal oils, animal waxes, fish fats, fish oils, fish waxes, algal oils and mixtures thereof. Other potential fatty acid sources may include waste and recycled food-grade fats and oils, fats, oils, and waxes obtained by genetic engineering, fossil fuel-based materials and other sources of the materials desired.
In certain embodiments, the estolide compounds described herein may be prepared from non-naturally occurring fatty acids derived from naturally occurring feedstocks. In certain embodiments, the estolides are prepared from synthetic fatty acid reactants derived from naturally occurring feedstocks such as vegetable oils. For example, the synthetic fatty acid reactants may be prepared by cleaving fragments from larger fatty acid residues occurring in natural oils such as triglycerides using, for example, a cross-metathesis catalyst and alpha-olefin(s). The resulting truncated fatty acid residue(s) may be liberated from the glycerine backbone using any suitable hydrolytic and/or transesterification processes known to those of skill in the art. An exemplary fatty acid reactant includes 9-dodecenoic acid, which may be prepared via the cross metathesis of an oleic acid residue with 1-butene.
In certain embodiments, the estolide comprises fatty-acid chains of varying lengths. In some embodiments, z, p, and q are integers independently selected from 0 to 15, 0 to 12, 0 to 8, 0 to 6, 0 to 4, and 0 to 2. For example, in some embodiments, z is an integer selected from 0 to 15, 0 to 12, and 0 to 8. In some embodiments, z is an integer selected from 2 to 8. In some embodiments, z is 6. In some embodiments, p is an integer selected from 0 to 15, 0 to 6, and 0 to 3. In some embodiments, p is an integer selected from 1 to 5. In some embodiments, p is an integer selected from 1, 2, and 3, or 4, 5, and 6. In some embodiments, p is 1. In some embodiments, q is an integer selected from 0 to 15, 0 to 10, 0 to 6, and 0 to 3. In some embodiments, q is an integer selected from 1 to 8. In some embodiments, q is an integer selected from 0 and 1, 2 and 3, or 5 and 6. In some embodiments, q is 6. In some embodiments, z, p and q, independently for each occurrence, are selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14 and 15. In some embodiments, z+p+q is an integer selected from 12 to 20. In some embodiments, z+p+q is 14. In some embodiments, z+p+q is 13.
In some embodiments, the estolide comprises fatty-acid chains of varying lengths. In some embodiments, x is, independently for each occurrence, an integer selected from 0 to 20, 0 to 18, 0 to 16, 0 to 14, 1 to 12, 1 to 10, 2 to 8, 6 to 8, or 4 to 6. In some embodiments, x is, independently for each occurrence, an integer selected from 7 and 8. In some embodiments, x is, independently for each occurrence, an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20. In certain embodiments, for at least one fatty acid chain residue, x is an integer selected from 7 and 8.
In some embodiments, y is, independently for each occurrence, an integer selected from 0 to 20, 0 to 18, 0 to 16, 0 to 14, 1 to 12, 1 to 10, 2 to 8, 6 to 8, or 4 to 6. In some embodiments, y is, independently for each occurrence, an integer selected from 7 and 8. In some embodiments, y is, independently for each occurrence, an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20. In some embodiments, for at least one fatty acid chain residue, y is an integer selected from 0 to 6, or 1 and 2. In certain embodiments, y is, independently for each occurrence, an integer selected from 1 to 6, or 1 and 2.
In some embodiments, x+y is, independently for each chain, an integer selected from 0 to 40, 0 to 20, 10 to 20, or 12 to 18. In some embodiments, x+y is, independently for each chain, an integer selected from 13 to 15. In some embodiments, x+y is 15 for each chain. In some embodiments, x+y is, independently for each chain, an integer selected from 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, and 24. In certain embodiments, for at least one fatty acid chain residue, x+y is an integer selected from 9 to 13. In certain embodiments, for at least one fatty acid chain residue, x+y is 9. In certain embodiments, x+y is, independently for each chain, an integer selected from 9 to 13. In certain embodiments, x+y is 9 for each fatty acid chain residue.
In some embodiments, W1, W2, W3, W4, W5, W6, and W7, independently for each occurrence, are selected from —CH2— and —CH═CH—. In certain embodiments, W3 is —CH2—. In certain embodiments, W2 is —CH2—. In certain embodiments, W1 is —CH2—. In certain embodiments, W3, W5, and W7 for each occurrence are —CH2—. In some embodiments, W4 and W6 for each occurrence are —CH2—. In certain embodiments, W1, W2, W3, W4, W5, and W6 are CH2, x+y is 15 for each chain, z is 6, and q is 6.
In certain embodiments, the estolide compound of Formula III, IV, or V may comprise any number of fatty acid residues to form an “n-mer” estolide. For example, the estolide may be in its dimer (n=0), trimer (n=1), tetramer (n=2), pentamer (n=3), hexamer (n=4), heptamer (n=5), octamer (n=6), nonamer (n=7), or decamer (n=8) form. In some embodiments, n is an integer selected from 0 to 20, 0 to 18, 0 to 16, 0 to 14, 0 to 12, 0 to 10, 0 to 8, or 0 to 6. In some embodiments, n is an integer selected from 0 to 4. In some embodiments, n is 1, wherein said at least one compound of Formula III, IV, or V comprises the trimer. In some embodiments, n is equal to or greater than 1. In some embodiments, n is an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20.
In certain embodiments, the compounds of Formulas III and V represent subgenera of Formula IV. Thus, in some embodiments, reference to a compound of Formulas III or V may also be described in reference to Formula IV. By way of example, a compound of Formula III can be described with reference to Formula V, wherein m=1 and R4 represents the group Q1(W1)qCH2(W2)pCH2(W3)z—.
In certain embodiments, the capping group is an optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched. In some embodiments, the alkyl group is a C1 to C40 alkyl, C1 to C22 alkyl or C1 to C18 alkyl. In some embodiments, the alkyl group is selected from C7 to C17 alkyl. For example, with reference to Formula IV, in certain embodiments R1 is selected from C7 alkyl, C9 alkyl, C11 alkyl, C13 alkyl, C15 alkyl, and C17 alkyl. In some embodiments, R1 is selected from C13 to C17 alkyl, such as from C13 alkyl, C15 alkyl, and C17 alkyl. In some embodiments, R1 is a C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11, C12, C13, C14, C15, C16, C17, C18, C19, C20, C21, or C22 alkyl.
In some embodiments, R2 of Formula III, IV, or V is an optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched. In some embodiments, the alkyl group is a C1 to C40 alkyl, C1 to C22 alkyl or C1 to C18 alkyl. In some embodiments, the alkyl group is selected from C7 to C17 alkyl. In some embodiments, R2 is selected from C7 alkyl, C9 alkyl, C11 alkyl, C13 alkyl, C15 alkyl, and C17 alkyl. In some embodiments, R2 is selected from C13 to C17 alkyl, such as from C13 alkyl, C15 alkyl, and C17 alkyl. In some embodiments, R2 is a C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11, C12, C13, C14, C15, C16, C17, C18, C19, C20, C21, or C22 alkyl.
In some embodiments, R3 is an optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched. In some embodiments, the alkyl group is a C1 to C40 alkyl, C1 to C22 alkyl or C1 to C18 alkyl. In some embodiments, the alkyl group is selected from C7 to C17 alkyl. In some embodiments, R3 is selected from C7 alkyl, C9 alkyl, C11 alkyl, C13 alkyl, C15 alkyl, and C17 alkyl. In some embodiments, R3 is selected from C13 to C17 alkyl, such as from C13 alkyl, C15 alkyl, and C17 alkyl. In some embodiments, R3 is a C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11, C12, C13, C14, C15, C16, C17, C18, C19, C20, C21, or C22 alkyl.
In some embodiments, R4 is an optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched. In some embodiments, the alkyl group is a C1 to C40 alkyl, C1 to C22 alkyl or C1 to C18 alkyl. In some embodiments, the alkyl group is selected from C7 to C17 alkyl. In some embodiments, R4 is selected from C7 alkyl, C9 alkyl, C11 alkyl, C13 alkyl, C15 alkyl, and C17 alkyl. In some embodiments, R4 is selected from C13 to C17 alkyl, such as from C13 alkyl, C15 alkyl, and C17 alkyl. In some embodiments, R4 is a C1, C2, C3, C4, C5, C6, C7, C8, C9, C10, C11, C12, C13, C14, C15, C16, C17, C18, C19, C20, C21, or C22 alkyl.
As noted above, in certain embodiments, it may be possible to manipulate one or more of the estolides' properties by altering the length of R1 and/or its degree of saturation. However, in certain embodiments, the level of substitution on R1 may also be altered to change or even improve the estolides' properties. Without being bound to any particular theory, in certain embodiments, it is believed that the presence of polar substituents on R1, such as one or more hydroxy groups, may increase the viscosity of the estolide, while increasing pour point. Accordingly, in some embodiments, R1 will be unsubstituted or optionally substituted with a group that is not hydroxyl. Alternatively, in some embodiments, it may be desirable to increase the overall polarity of the molecule by providing one or more polar substituents on R1, such as one or more epoxy groups, sulfur groups, and/or hydroxyl groups.
In some embodiments, the estolide is in its free-acid form, wherein R2 of Formula III, IV, or V is hydrogen. In some embodiments, R2 is selected from optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched. In certain embodiments, the R2 residue may comprise any desired alkyl group, such as those derived from esterification of the estolide with the alcohols identified in the examples herein. In some embodiments, the alkyl group is selected from C1 to C40, C1 to C22, C3 to C20, C1 to C18, or C6 to C12 alkyl. In some embodiments, R2 may be selected from C3 alkyl, C4 alkyl, C8 alkyl, C12 alkyl, C16 alkyl, C18 alkyl, and C20 alkyl. For example, in certain embodiments, R2 may be branched, such as isopropyl, isobutyl, or 2-ethylhexyl. In some embodiments, R2 may be a larger alkyl group, branched or unbranched, comprising C12 alkyl, C16 alkyl, C18 alkyl, or C20 alkyl. Such groups at the R2 position may be derived from esterification of the free-acid estolide using the JarcolTM line of alcohols marketed by Jarchem Industries, Inc. of Newark, N.J., including JarcolTM I-18CG, I-20, I-12, I-16, I-18T, and 85BJ. In some cases, R2 may be sourced from certain alcohols to provide branched alkyls such as isostearyl and isopalmityl. It should be understood that such isopalmityl and isostearyl alkyl groups may cover any branched variation of C16 and C18, respectively. For example, the estolides described herein may comprise highly-branched isopalmityl or isostearyl groups at the R2 position, derived from the Fineoxocol® line of isopalmityl and isostearyl alcohols marketed by Nissan Chemical America Corporation of Houston, Tex., including Fineoxocol® 180, 180N, and 1600. Without being bound to any particular theory, in embodiments, large, highly-branched alkyl groups (e.g., isopalmityl and isostearyl) at the R2 position of the estolides can provide at least one way to increase the lubricant's viscosity, while substantially retaining or even reducing its pour point.
In some embodiments, the compounds described herein may comprise a mixture of two or more estolide compounds of Formula III, IV, and V. It is possible to characterize the chemical makeup of an estolide, a mixture of estolides, or a composition comprising estolides, by using the compound's, mixture's, or composition's measured estolide number (EN) of compound or composition. The EN represents the average number of fatty acids added to the base fatty acid. The EN also represents the average number of estolide linkages per molecule:

EN=n+1

wherein n is the number of secondary (β) fatty acids. Accordingly, a single estolide compound will have an EN that is a whole number, for example for dimers, trimers, and tetramers:

dimer EN=1

trimer EN=2

tetramer EN=3

However, a composition comprising two or more estolide compounds may have an EN that is a whole number or a fraction of a whole number. For example, a composition having a 1:1 molar ratio of dimer and trimer would have an EN of 1.5, while a composition having a 1:1 molar ratio of tetramer and trimer would have an EN of 2.5.
In some embodiments, the compositions may comprise a mixture of two or more estolides having an EN that is an integer or fraction of an integer that is greater than 4.5, or even 5.0. In some embodiments, the EN may be an integer or fraction of an integer selected from about 1.0 to about 5.0. In some embodiments, the EN is an integer or fraction of an integer selected from 1.2 to about 4.5. In some embodiments, the EN is selected from a value greater than 1.0, 1.2, 1.4, 1.6, 1.8, 2.0, 2.2, 2.4, 2.6, 2.8, 3.0, 3.2, 3.4, 3.6, 3.8, 4.0, 4.2, 4.4, 4.6, 4.8, 5.0, 5.2, 5.4, 5.6 and 5.8. In some embodiments, the EN is selected from a value less than 1.2, 1.4, 1.6, 1.8, 2.0, 2.2, 2.4, 2.6, 2.8, 3.0, 3.2, 3.4, 3.6, 3.8, 4.0, 4.2, 4.4, 4.6, 4.8, and 5.0, 5.2, 5.4, 5.6, 5.8, and 6.0. In some embodiments, the EN is selected from 1, 1.2, 1.4, 1.6, 1.8, 2.0, 2.2, 2.4, 2.6, 2.8, 3.0, 3.2, 3.4, 3.6, 3.8, 4.0, 4.2, 4.4, 4.6, 4.8, 5.0, 5.2, 5.4, 5.6, 5.8, and 6.0.
As noted above, it should be understood that the chains of the estolide compounds may be independently optionally substituted, wherein one or more hydrogens are removed and replaced with one or more of the substituents identified herein. Similarly, two or more of the hydrogen residues may be removed to provide one or more sites of unsaturation, such as a cis or trans double bond. Further, the chains may optionally comprise branched hydrocarbon residues. For example, in some embodiments the estolides described herein may comprise at least one compound of Formula IV:




wherein
m is an integer equal to or greater than 1;
n is an integer equal to or greater than 0;
R1, independently for each occurrence, is an optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched
R2 is selected from hydrogen and optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched; and
R3 and R4, independently for each occurrence, are selected from optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched.
In certain embodiments, m is 1. In some embodiments, m is an integer selected from 2, 3, 4, and 5. In some embodiments, n is an integer selected from 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, and 12. In some embodiments, one or more R3 differs from one or more other R3 in a compound of Formula IV. In some embodiments, one or more R3 differs from R4 in a compound of Formula IV. In some embodiments, if the compounds of Formula IV are prepared from one or more polyunsaturated fatty acids, it is possible that one or more of R3 and R4 will have one or more sites of unsaturation. In some embodiments, if the compounds of Formula IV are prepared from one or more branched fatty acids, it is possible that one or more of R3 and R4 will be branched.
In some embodiments, R3 and R4 can be CH3(CH2)yCH(CH2)x—, where x is, independently for each occurrence, an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20, and y is, independently for each occurrence, an integer selected from 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, and 20. Where both R3 and R4 are CH3(CH2)yCH(CH2)x—, the compounds may be compounds according to Formula V.
Without being bound to any particular theory, in certain embodiments, altering the EN produces estolides having desired viscometric properties while substantially retaining or even reducing pour point. For example, in some embodiments the estolides exhibit a decreased pour point upon increasing the EN value. Accordingly, in certain embodiments, a method is provided for retaining or decreasing the pour point of an estolide base oil by increasing the EN of the base oil, or a method is provided for retaining or decreasing the pour point of a composition comprising an estolide base oil by increasing the EN of the base oil. In some embodiments, the method comprises: selecting an estolide base oil having an initial EN and an initial pour point; and removing at least a portion of the base oil, said portion exhibiting an EN that is less than the initial EN of the base oil, wherein the resulting estolide base oil exhibits an EN that is greater than the initial EN of the base oil, and a pour point that is equal to or lower than the initial pour point of the base oil. In some embodiments, the selected estolide base oil is prepared by oligomerizing at least one first unsaturated fatty acid with at least one second unsaturated fatty acid and/or saturated fatty acid. In some embodiments, the removing at least a portion of the base oil is accomplished by distillation, chromatography, membrane separation, phase separation, affinity separation, solvent extraction, or combinations thereof. In some embodiments, the distillation takes place at a temperature and/or pressure that is suitable to separate the estolide base oil into different “cuts” that individually exhibit different EN values. In some embodiments, this may be accomplished by subjecting the base oil temperature of at least about 250° C. and an absolute pressure of no greater than about 25 microns. In some embodiments, the distillation takes place at a temperature range of about 250° C. to about 310° C. and an absolute pressure range of about 10 microns to about 25 microns.
In some embodiments, estolide compounds and compositions exhibit an EN that is greater than or equal to 1, such as an integer or fraction of an integer selected from about 1.0 to about 2.0. In some embodiments, the EN is an integer or fraction of an integer selected from about 1.0 to about 1.6. In some embodiments, the EN is a fraction of an integer selected from about 1.1 to about 1.5. In some embodiments, the EN is selected from a value greater than 1.0, 1.1, 1.2, 1.3, 1.4, 1.5, 1.6, 1.7, 1.8, and 1.9. In some embodiments, the EN is selected from a value less than 1.1, 1.2, 1.3, 1.4, 1.5, 1.6, 1.7, 1.8, 1.9, and 2.0.
In some embodiments, the EN is greater than or equal to 1.5, such as an integer or fraction of an integer selected from about 1.8 to about 2.8. In some embodiments, the EN is an integer or fraction of an integer selected from about 2.0 to about 2.6. In some embodiments, the EN is a fraction of an integer selected from about 2.1 to about 2.5. In some embodiments, the EN is selected from a value greater than 1.8, 1.9, 2.0, 2.1, 2.2, 2.3, 2.4, 2.5, 2.6, and 2.7. In some embodiments, the EN is selected from a value less than 1.9, 2.0, 2.1, 2.2, 2.3, 2.4, 2.5, 2.6, 2.7, and 2.8. In some embodiments, the EN is about 1.8, 2.0, 2.2, 2.4, 2.6, or 2.8.
In some embodiments, the EN is greater than or equal to about 4, such as an integer or fraction of an integer selected from about 4.0 to about 5.0. In some embodiments, the EN is a fraction of an integer selected from about 4.2 to about 4.8. In some embodiments, the EN is a fraction of an integer selected from about 4.3 to about 4.7. In some embodiments, the EN is selected from a value greater than 4.0, 4.1, 4.2, 4.3, 4.4, 4.5, 4.6, 4.7, 4.8, and 4.9. In some embodiments, the EN is selected from a value less than 4.1, 4.2, 4.3, 4.4, 4.5, 4.6, 4.7, 4.8, 4.9, and 5.0. In some embodiments, the EN is about 4.0, 4.2, 4.4, 4.6, 4.8, or 5.0.
In some embodiments, the EN is greater than or equal to about 5, such as an integer or fraction of an integer selected from about 5.0 to about 6.0. In some embodiments, the EN is a fraction of an integer selected from about 5.2 to about 5.8. In some embodiments, the EN is a fraction of an integer selected from about 5.3 to about 5.7. In some embodiments, the EN is selected from a value greater than 5.0, 5.1, 5.2, 5.3, 5.4, 5.5, 5.6, 5.7, 5.8, and 5.9. In some embodiments, the EN is selected from a value less than 5.1, 5.2, 5.3, 5.4, 5.5, 5.6, 5.7, 5.8, 5.9, and 6.0. In some embodiments, the EN is about 5.0, 5.2, 5.4, 5.4, 5.6, 5.8, or 6.0.
In some embodiments, the EN is greater than or equal to 1, such as an integer or fraction of an integer selected from about 1.0 to about 2.0. In some embodiments, the EN is a fraction of an integer selected from about 1.1 to about 1.7. In some embodiments, the EN is a fraction of an integer selected from about 1.1 to about 1.5. In some embodiments, the EN is selected from a value greater than 1.0, 1.1, 1.2, 1.3, 1.4, 1.5, 1.6, 1.7, 1.8, or 1.9. In some embodiments, the EN is selected from a value less than 1.2, 1.3, 1.4, 1.5, 1.6, 1.7, 1.8, 1.9, or 2.0. In some embodiments, the EN is about 1.0, 1.2, 1.4, 1.6, 1.8, or 2.0. In some embodiments, the EN is greater than or equal to 1, such as an integer or fraction of an integer selected from about 1.2 to about 2.2. In some embodiments, the EN is an integer or fraction of an integer selected from about 1.4 to about 2.0. In some embodiments, the EN is a fraction of an integer selected from about 1.5 to about 1.9. In some embodiments, the EN is selected from a value greater than 1.0, 1.1. 1.2, 1.3, 1.4, 1.5, 1.6, 1.7, 1.8, 1.9, 2.0, and 2.1. In some embodiments, the EN is selected from a value less than 1.2, 1.3, 1.4, 1.5, 1.6, 1.7, 1.8, 1.9, 2.0, 2.1, and 2.2. In some embodiments, the EN is about 1.0, 1.2, 1.4, 1.6, 1.8, 2.0, or 2.2.
In some embodiments, the EN is greater than or equal to 2, such as an integer or fraction of an integer selected from about 2.8 to about 3.8. In some embodiments, the EN is an integer or fraction of an integer selected from about 2.9 to about 3.5. In some embodiments, the EN is an integer or fraction of an integer selected from about 3.0 to about 3.4. In some embodiments, the EN is selected from a value greater than 2.0, 2.1, 2.2, 2.4, 2.5, 2.6, 2.7, 2.8, 2.9, 3.0, 3.1, 3.4, 3.5, 3.6, and 3.7. In some embodiments, the EN is selected from a value less than 2.2, 2.3, 2.4, 2.5, 2.6, 2.7, 2.8, 2.9, 3.0, 3.1, 3.2, 3.3, 3.4, 3.5, 3.6, 3.7, and 3.8. In some embodiments, the EN is about 2.0, 2.2, 2.4, 2.6, 2.8, 3.0, 3.2, 3.4, 3.6, or 3.8. Typically, base stocks and lubricant compositions exhibit certain lubricity, viscosity, and/or pour point characteristics. For example, in certain embodiments, suitable viscosity characteristics of the base oil may range from about 10 cSt to about 250 cSt at 40° C., and/or about 3 cSt to about 30 cSt at 100° C. In some embodiments, the compounds and compositions may exhibit viscosities within a range from about 50 cSt to about 150 cSt at 40° C., and/or about 10 cSt to about 20 cSt at 100° C.
In some embodiments, the estolide compounds and compositions may exhibit viscosities less than about 55 cSt at 40° C. or less than about 45 cSt at 40° C., and/or less than about 12 cSt at 100° C. or less than about 10 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 25 cSt to about 55 cSt at 40° C., and/or about 5 cSt to about 11 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 35 cSt to about 45 cSt at 40° C., and/or about 6 cSt to about 10 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 38 cSt to about 43 cSt at 40° C., and/or about 7 cSt to about 9 cSt at 100° C.
In some embodiments, the estolide compounds and compositions may exhibit viscosities less than about 120 cSt at 40° C. or less than about 100 cSt at 40° C., and/or less than about 18 cSt at 100° C. or less than about 17 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit a viscosity within a range from about 70 cSt to about 120 cSt at 40° C., and/or about 12 cSt to about 18 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 80 cSt to about 100 cSt at 40° C., and/or about 13 cSt to about 17 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 85 cSt to about 95 cSt at 40° C., and/or about 14 cSt to about 16 cSt at 100° C.
In some embodiments, the estolide compounds and compositions may exhibit viscosities greater than about 180 cSt at 40° C. or greater than about 200 cSt at 40° C., and/or greater than about 20 cSt at 100° C. or greater than about 25 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit a viscosity within a range from about 180 cSt to about 230 cSt at 40° C., and/or about 25 cSt to about 31 cSt at 100° C. In some embodiments, estolide compounds and compositions may exhibit viscosities within a range from about 200 cSt to about 250 cSt at 40° C., and/or about 25 cSt to about 35 cSt at 100° C. In some embodiments, estolide compounds and compositions may exhibit viscosities within a range from about 210 cSt to about 230 cSt at 40° C., and/or about 28 cSt to about 33 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 200 cSt to about 220 cSt at 40° C., and/or about 26 cSt to about 30 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 205 cSt to about 215 cSt at 40° C., and/or about 27 cSt to about 29 cSt at 100° C.
In some embodiments, the estolide compounds and compositions may exhibit viscosities less than about 45 cSt at 40° C. or less than about 38 cSt at 40° C., and/or less than about 10 cSt at 100° C. or less than about 9 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit a viscosity within a range from about 20 cSt to about 45 cSt at 40° C., and/or about 4 cSt to about 10 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 28 cSt to about 38 cSt at 40° C., and/or about 5 cSt to about 9 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 30 cSt to about 35 cSt at 40° C., and/or about 6 cSt to about 8 cSt at 100° C.
In some embodiments, the estolide compounds and compositions may exhibit viscosities less than about 80 cSt at 40° C. or less than about 70 cSt at 40° C., and/or less than about 14 cSt at 100° C. or less than about 13 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit a viscosity within a range from about 50 cSt to about 80 cSt at 40° C., and/or about 8 cSt to about 14 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 60 cSt to about 70 cSt at 40° C., and/or about 9 cSt to about 13 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 63 cSt to about 68 cSt at 40° C., and/or about 10 cSt to about 12 cSt at 100° C.
In some embodiments, the estolide compounds and compositions may exhibit viscosities greater than about 120 cSt at 40° C. or greater than about 130 cSt at 40° C., and/or greater than about 15 cSt at 100° C. or greater than about 18 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit a viscosity within a range from about 120 cSt to about 150 cSt at 40° C., and/or about 16 cSt to about 24 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 130 cSt to about 160 cSt at 40° C., and/or about 17 cSt to about 28 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 130 cSt to about 145 cSt at 40° C., and/or about 17 cSt to about 23 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities within a range from about 135 cSt to about 140 cSt at 40° C., and/or about 19 cSt to about 21 cSt at 100° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities of about 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27, 28, 29, 30, 32, 34, 36, 38, 40, 42, 44, 46, 48, 50, 55, 60, 65, 70, 75, 80, 85, 90, 95, 100, 110, 120, 130, 140, 150, 160, 170, 180, 190, 200, 210, 220, 230, 240, 250, 260, 270, 280, 290, 300, 350, or 400 cSt. at 40° C. In some embodiments, the estolide compounds and compositions may exhibit viscosities of about 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27, 28, 29, and 30 cSt at 100° C. In certain embodiments, estolides may exhibit desirable low-temperature pour point properties. In some embodiments, the estolide compounds and compositions may exhibit a pour point lower than about −25° C., about −35° C., −40° C., or even about −50° C. In some embodiments, the estolide compounds and compositions have a pour point of about −25° C. to about −45° C. In some embodiments, the pour point falls within a range of about −30° C. to about −40° C., about −34° C. to about −38° C., about −30° C. to about −45° C., −35° C. to about −45° C., 34° C. to about −42° C., about −38° C. to about −42° C., or about 36° C. to about −40° C. In some embodiments, the pour point falls within the range of about −27° C. to about −37° C., or about −30° C. to about −34° C. In some embodiments, the pour point falls within the range of about −25° C. to about −35° C., or about −28° C. to about −32° C. In some embodiments, the pour point falls within the range of about −28° C. to about −38° C., or about −31° C. to about −35° C. In some embodiments, the pour point falls within the range of about −31° C. to about −41° C., or about −34° C. to about −38° C. In some embodiments, the pour point falls within the range of about −40° C. to about −50° C., or about −42° C. to about −48° C. In some embodiments, the pour point falls within the range of about −50° C. to about −60° C., or about −52° C. to about −58° C. In some embodiments, the upper bound of the pour point is less than about −35° C., about −36° C., about −37° C., about −38° C., about −39° C., about −40° C., about −41° C., about −42° C., about −43° C., about −44° C., or about −45° C. In some embodiments, the lower bound of the pour point is greater than about −70° C., about −69° C., about −68° C., about −67° C., about −66° C., about −65° C., about −64° C., about −63° C., about −62° C., about −61° C., about −60° C., about −59° C., about −58° C., about −57° C., about −56° C., −55° C., about −54° C., about −53° C., about −52° C., −51, about −50° C., about −49° C., about −48° C., about −47° C., about −46° C., or about −45° C.
In addition, in certain embodiments, the estolides may exhibit decreased Iodine Values (IV) when compared to estolides prepared by other methods. IV is a measure of the degree of total unsaturation of an oil, and is determined by measuring the amount of iodine per gram of estolide (cg/g). In certain instances, oils having a higher degree of unsaturation may be more susceptible to creating corrosiveness and deposits, and may exhibit lower levels of oxidative stability. Compounds having a higher degree of unsaturation will have more points of unsaturation for iodine to react with, resulting in a higher IV. Thus, in certain embodiments, it may be desirable to reduce the IV of estolides in an effort to increase the oil's oxidative stability, while also decreasing harmful deposits and the corrosiveness of the oil.
In some embodiments, estolide compounds and compositions described herein have an IV of less than about 40 cg/g or less than about 35 cg/g. In some embodiments, estolides have an IV of less than about 30 cg/g, less than about 25 cg/g, less than about 20 cg/g, less than about 15 cg/g, less than about 10 cg/g, or less than about 5 cg/g. The IV of a composition may be reduced by decreasing the estolide's degree of unsaturation. This may be accomplished by, for example, by increasing the amount of saturated capping materials relative to unsaturated capping materials when synthesizing the estolides. Alternatively, in certain embodiments, IV may be reduced by hydrogenating estolides having unsaturated caps.
The present disclosure further relates to methods of making estolides and estolide-containing compositions. By way of example, the reaction of an unsaturated fatty acid with an organic acid and the esterification of the resulting free acid estolide are illustrated and discussed in the following Schemes 1 and 2. The particular structural formulas used to illustrate the reactions correspond to those for synthesis of compounds according to Formula III and V; however, the methods apply equally to the synthesis of compounds according to Formula IV, with use of compounds having structure corresponding to R3 and R4 with a reactive site of unsaturation.
As illustrated below, compound 100 represents an unsaturated fatty acid that may serve as the basis for preparing the estolide compounds described herein.




In Scheme 1, wherein x is, independently for each occurrence, an integer selected from 0 to 20, y is, independently for each occurrence, an integer selected from 0 to 20, n is an integer greater than or equal to 0, and R1 is an optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched, unsaturated fatty acid 100 may be combined with compound 102 and a proton from a proton source to form free acid estolide 104. In certain embodiments, compound 102 is not included, and unsaturated fatty acid 100 may be exposed alone to acidic conditions to form free acid estolide 104, wherein R1 would represent an unsaturated alkyl group. In certain embodiments, if compound 102 is included in the reaction, R1 may represent one or more optionally substituted alkyl residues that are saturated or unsaturated and branched or unbranched. Any suitable proton source may be implemented to catalyze the formation of free acid estolide 104, including but not limited to homogenous acids and/or strong acids like hydrochloric acid, sulfuric acid, perchloric acid, nitric acid, triflic acid, and the like.




Similarly, in Scheme 2, wherein x is, independently for each occurrence, an integer selected from 0 to 20, y is, independently for each occurrence, an integer selected from 0 to 20, n is an integer greater than or equal to 0, and R1 and R2 are each an optionally substituted alkyl that is saturated or unsaturated, and branched or unbranched, free acid estolide 104 may be esterified by any suitable procedure known to those of skilled in the art, such as acid-catalyzed reduction with alcohol 202, to yield esterified estolide 204. Other exemplary methods may include other types of Fischer esterification, such as those using Lewis acid catalysts such as BF3.
In certain embodiments, the compositions described herein may have improved properties which render them useful in lubricating compositions. Such applications may include, without limitation, crankcase oils, gearbox oils, hydraulic fluids, drilling fluids, two-cycle engine oils, greases, and the like. Other suitable uses may include marine applications, where biodegradability and toxicity are of concern. In certain embodiments, the nontoxic nature of certain estolides and compositions described herein may also make them suitable for use as lubricants in the cosmetic and food industries.
In some embodiments, it may be desirable to prepare lubricant compositions comprising one or more of the estolide compositions described herein. For example, in certain embodiments, the estolide compositions described herein may be blended with one or more additives selected from polyalphaolefins, synthetic esters, polyalkylene glycols, mineral oils (Groups I, II, and III), pour point depressants, viscosity modifiers, anti-corrosives, antiwear agents, detergents, dispersants, colorants, antifoaming agents, and demulsifiers. In addition, or in the alternative, in certain embodiments, the estolide compositions described herein may be co-blended with one or more synthetic or petroleum-based oils to achieve desired viscosity and/or pour point profiles. In certain embodiments, certain estolides described herein also mix well with gasoline, so that they may be useful as fuel components or additives.
In all of the foregoing examples, the compounds described may be useful alone, as mixtures, or in combination with other compounds, compositions, and/or materials.
Methods for obtaining the novel compounds described herein will be apparent to those of ordinary skill in the art, suitable procedures being described, for example, in the examples below, and in the references cited herein.
EXAMPLES
Analytics
Nuclear Magnetic Resonance:
NMR spectra were collected using a Bruker Avance 500 spectrometer with an absolute frequency of 500.113 MHz at 300 K using CDCl3 as the solvent. Chemical shifts were reported as parts per million from tetramethylsilane. The formation of a secondary ester link between fatty acids, indicating the formation of estolide, was verified with 1H NMR by a peak at about 4.84 ppm.
Estolide Number (EN):
The EN was measured by GC analysis. It should be understood that the EN of a composition specifically refers to EN characteristics of any estolide compounds present in the composition. Accordingly, an estolide composition having a particular EN may also comprise other components, such as natural or synthetic additives, other non-estolide base oils, fatty acid esters, e.g., triglycerides, and/or fatty acids, but the EN as used herein, unless otherwise indicated, refers to the value for the estolide fraction of the estolide composition.
Iodine Value (IV):
The iodine value is a measure of the degree of total unsaturation of an oil. IV is expressed in terms of centigrams of iodine absorbed per gram of oil sample. Therefore, the higher the iodine value of an oil the higher the level of unsaturation is of that oil. The IV may be measured and/or estimated by GC analysis. Where a composition includes unsaturated compounds other than estolides as set forth in Formula III, IV, and V, the estolides can be separated from other unsaturated compounds present in the composition prior to measuring the iodine value of the constituent estolides. For example, if a composition includes unsaturated fatty acids or triglycerides comprising unsaturated fatty acids, these can be separated from the estolides present in the composition prior to measuring the iodine value for the one or more estolides.
Acid Value:
The acid value is a measure of the total acid present in an oil. Acid value may be determined by any suitable titration method known to those of ordinary skill in the art. For example, acid values may be determined by the amount of KOH that is required to neutralize a given sample of oil, and thus may be expressed in terms of mg KOH/g of oil.
Gas Chromatography (GC):
GC analysis was performed to evaluate the estolide number (EN) and iodine value (IV) of the estolides. This analysis was performed using an Agilent 6890N series gas chromatograph equipped with a flame-ionization detector and an autosampler/injector along with an SP-2380 30 m×0.25 mm i.d. column.
The parameters of the analysis were as follows: column flow at 1.0 mL/min with a helium head pressure of 14.99 psi; split ratio of 50:1; programmed ramp of 120-135° C. at 20° C./min, 135-265° C. at 7° C./min, hold for 5 min at 265° C.; injector and detector temperatures set at 250° C.
Measuring EN and IV by GC:
To perform these analyses, the fatty acid components of an estolide sample were reacted with MeOH to form fatty acid methyl esters by a method that left behind a hydroxy group at sites where estolide links were once present. Standards of fatty acid methyl esters were first analyzed to establish elution times.
Sample Preparation:
To prepare the samples, 10 mg of estolide was combined with 0.5 mL of 0.5M KOH/MeOH in a vial and heated at 100° C. for 1 hour. This was followed by the addition of 1.5 mL of 1.0 M H2SO4/MeOH and heated at 100° C. for 15 minutes and then allowed to cool to room temperature. One (1) mL of H2O and 1 mL of hexane were then added to the vial and the resulting liquid phases were mixed thoroughly. The layers were then allowed to phase separate for 1 minute. The bottom H2O layer was removed and discarded. A small amount of drying agent (Na2SO4 anhydrous) was then added to the organic layer after which the organic layer was then transferred to a 2 mL crimp cap vial and analyzed.
EN Calculation:
The EN is measured as the percent hydroxy fatty acids divided by the percent non-hydroxy fatty acids. As an example, a dimer estolide would result in half of the fatty acids containing a hydroxy functional group, with the other half lacking a hydroxyl functional group. Therefore, the EN would be 50% hydroxy fatty acids divided by 50% non-hydroxy fatty acids, resulting in an EN value of 1 that corresponds to the single estolide link between the capping fatty acid and base fatty acid of the dimer.
IV Calculation:
The iodine value is estimated by the following equation based on ASTM Method D97 (ASTM International, Conshohocken, Pa.):




  IV
  =
  
    ∑
    
      100
      ×
      
        
          
            A
            f
          
          ×
          M
          ⁢
          
            
          
          ⁢
          
            W
            I
          
          ×
          db
        
        
          M
          ⁢
          
            
          
          ⁢
          
            W
            f
          
        
      
    
  




    
    
        Af=fraction of fatty compound in the sample
        MWI=253.81, atomic weight of two iodine atoms added to a double bond
        db=number of double bonds on the fatty compound
        MWf=molecular weight of the fatty compound
    
    


The properties of exemplary estolide compounds and compositions described herein are identified in the following examples and tables.
Other Measurements:
Except as otherwise described, pour point is measured by ASTM Method D97-96a, cloud point is measured by ASTM Method D2500, viscosity/kinematic viscosity is measured by ASTM Method D445-97, viscosity index is measured by ASTM Method D2270-93 (Reapproved 1998), specific gravity is measured by ASTM Method D4052, flash point is measured by ASTM Method D92, evaporative loss is measured by ASTM Method D5800, vapor pressure is measured by ASTM Method D5191, and acute aqueous toxicity is measured by Organization of Economic Cooperation and Development (OECD) 203.
Example 1
The acid catalyst reaction was conducted in a 50 gallon Pfaudler RT-Series glass-lined reactor. Oleic acid (65 Kg, OL 700, Twin Rivers) was added to the reactor with 70% perchloric acid (992.3 mL, Aldrich Cat#244252) and heated to 60° C. in vacuo (10 torr abs) for 24 hrs while continuously being agitated. After 24 hours the vacuum was released. 2-Ethylhexanol (29.97 Kg) was then added to the reactor and the vacuum was restored. The reaction was allowed to continue under the same conditions (60° C., 10 torr abs) for 4 more hours. At which time, KOH (645.58 g) was dissolved in 90% ethanol/water (5000 mL, 90% EtOH by volume) and added to the reactor to quench the acid. The solution was then allowed to cool for approximately 30 minutes. The contents of the reactor were then pumped through a 1μ filter into an accumulator to filter out the salts. Water was then added to the accumulator to wash the oil. The two liquid phases were thoroughly mixed together for approximately 1 hour. The solution was then allowed to phase separate for approximately 30 minutes. The water layer was drained and disposed of. The organic layer was again pumped through a 1μ filter back into the reactor. The reactor was heated to 60° C. in vacuo (10 torr abs) until all ethanol and water ceased to distill from solution. The reactor was then heated to 100° C. in vacuo (10 torr abs) and that temperature was maintained until the 2-ethylhexanol ceased to distill form solution. The remaining material was then distilled using a Myers 15 Centrifugal Distillation still at 200° C. under an absolute pressure of approximately 12 microns (0.012 torr) to remove all monoester material leaving a composition comprising estolides.
Example 2
The acid catalyst reaction was conducted in a 50 gallon Pfaudler RT-Series glass-lined reactor. Oleic acid (50 Kg, OL 700, Twin Rivers) and whole cut coconut fatty acid (18.754 Kg, TRC 110, Twin Rivers) were added to the reactor with 70% perchloric acid (1145 mL, Aldrich Cat#244252) and heated to 60° C. in vacuo (10 torr abs) for 24 hrs while continuously being agitated. After 24 hours the vacuum was released. 2-Ethylhexanol (34.58 Kg) was then added to the reactor and the vacuum was restored. The reaction was allowed to continue under the same conditions (60° C., 10 torr abs) for 4 more hours. At which time, KOH (744.9 g) was dissolved in 90% ethanol/water (5000 mL, 90% EtOH by volume) and added to the reactor to quench the acid. The solution was then allowed to cool for approximately 30 minutes. The contents of the reactor were then pumped through a 1μ filter into an accumulator to filter out the salts. Water was then added to the accumulator to wash the oil. The two liquid phases were thoroughly mixed together for approximately 1 hour. The solution was then allowed to phase separate for approximately 30 minutes. The water layer was drained and disposed of. The organic layer was again pumped through a 1μ filter back into the reactor. The reactor was heated to 60° C. in vacuo (10 torr abs) until all ethanol and water ceased to distill from solution. The reactor was then heated to 100° C. in vacuo (10 torr abs) and that temperature was maintained until the 2-ethylhexanol ceased to distill form solution. The remaining material was then distilled using a Myers 15 Centrifugal Distillation still at 200° C. under an absolute pressure of approximately 12 microns to remove all monoester material leaving behind a composition comprising estolides.
Example 3
The estolide compositions produced in Example 2 were subjected to distillation conditions in a Myers 15 Centrifugal Distillation still at 300° C. under an absolute pressure of approximately 12 microns (0.012 torr). This provides a primary distillate comprising lower-viscosity estolides (Ex. 3A), and a distillation residue comprising higher-viscosity estolides (Ex. 3B).
Example 4
Estolides were prepared according to the method set forth in Example 2, except the reaction was initially charged with 41.25 Kg of Oleic acid (OL 700, Twin Rivers) and 27.50 Kg of whole cut coconut fatty acids, to provide an estolide product (Ex. 4).
Example 5
Estolide compositions produced according to the method set forth in Example 4 (Ex. 4) were subjected to distillation conditions in a Myers 15 Centrifugal Distillation still at 300° C. under an absolute pressure of approximately 12 microns (0.012 torr). This resulted in a primary distillate having a lower viscosity (Ex. 5A), and a secondary distillate having a higher viscosity (Ex. 5B).
Example 6
Estolides were prepared according to the methods set forth in Examples 4 and 5 to provide estolide products of Ex. 4, Ex. 5A, and Ex. 5B, which were subsequently subjected to a basic anionic exchange resin wash to lower the estolides' acid value: separately, each of the estolide products (1 equiv) were added to a 30 gallon stainless steel reactor (equipped with an impeller) along with 10 wt. % of AmberliteTM IRA-402 resin. The mixture was agitated for 4-6 hrs, with the tip speed of the impeller operating at no faster than about 1200 ft/min. After agitation, the estolide/resin mixture was filtered, and the recovered resin was set aside. Properties of the resulting low-acid estolides are set forth below in Table 1, which are labeled Ex. 4*, Ex. 5A*, and Ex. 5B*.
Example 7
Estolides were prepared according to the methods set forth in Examples 4 and 5. The resulting Ex. 5A and 5B estolides were subsequently hydrogenated via 10 wt. % palladium embedded on carbon at 75° C. for 3 hours under a pressurized hydrogen atmosphere to provide hydrogenated estolide compounds (Ex. 7A and 7B, respectively). The hydrogenated Ex. 7 estolides were then subjected to a basic anionic exchange resin wash according to the method set forth in Example 6 to provide low-acid estolides (Ex. 7A* and 7B*). The properties of the resulting low-acid Ex. 7A* and 7B* estolides are set forth below in Table 1.














TABLE 1







Pour
Cloud
Vis-
Vis-
Vis-





Point
Point
cosity
cosity
cosity


Estolide

° C.
° C.
40° C.
100° C.
Index


Base

(ASTM
(ASTM
(ASTM
(ASTM
(ASTM
Iodine


Stock
EN
D97)
D2500)
D445)
D445)
D2270)
Value






















Ex. 2
1.82
−33
−32
65.4
11.3
167
13.2


Ex. 1
2.34
−40
−33
91.2
14.8
170
22.4


Ex. 3A
1.31
−30
−30
32.5
6.8
175
13.8


Ex. 3B
3.22
−36
−36
137.3
19.9
167
9.0


Ex. 4*
1.86
−29
−36
52.3
9.6
170
12


Ex. 5A*
1.31
−27
−30
35.3
7.2
172
13


Ex. 5B*
2.94
−33
−36
137.3
19.9
167
7


Ex. 7A*
1.31
−18
−15
35.3
7.2
173
<5


Ex. 7B*
2.94
−27
−24
142.7
20.9
171
<5









Example 8
Hydrogenated fatty acid ene and Diels Alder reaction products of oleic acid and linoleic acid (PripolTM 1025, Croda International, 1613.50 g, 2.65 mols, 1.00 equiv.), 2-ethylhexanol (1402.80 g, 4.07 equiv.), and methanesulfonic acid (MSA) (6.60 g, 0.026 equiv.) were combined and heated to 60° C. under house vacuum (40-80 mbar) for 6.5 hrs. Total acid number (TAN) analysis of the reaction mixture was determined to be 0.913 mg KOH/g (corrected for MSA). The reaction mixture was then worked up according to the procedure set forth in Example 1, and subsequently resin treated according to the method set forth in Example 6, to provide esterified, hydrogenated fatty acid ene and/or Diels Alder product (Ex. 8).
Example 9
Various estolide compositions were prepared by blending one or more of the estolides prepared according to the method set forth in Ex. 7, and the Ex. 8 product. The properties of the blends are set forth in Table 2.













TABLE 2








Vis-
Vis-
Vis-
Pour





cosity
cosity
cosity
Point,



Estolide
Ex. 8
40° C.
100° C.
Index
° C.



Base
product
(ASTM
(ASTM
(ASTM
(ASTM


Blend
Stock (%)
(%)
D445)
D445)
D2270)
D97)





















1
Ex. 7A* (100)
0
32.5
6.8
175
−15


2
Ex. 7A* (95)
5
32.9
7.0
179
−15


3
Ex. 7A* (90)
10
35.7
7.2
171
−15


4
Ex. 7A* (75)
25
41.0
7.9
168
−15


5
Ex. 7A* (50)
50
53.0
9.4
162
−21


6
Ex. 7A* (35)
65
61.5
10.5
161
−24


7
Ex. 7A* (25)
75
68.8
11.3
158
−27


8
Ex. 7A* (15)
85
77.0
12.1
154
−30


9
Ex. 7A* (0)
100
93.8
13.6
148
−36









Example 10
Estolides are made according to the method set forth in Examples 1 and 2, except that the 2-ethylhexanol esterifying alcohol is replaced with various other alcohols. Alcohols used for esterification include those identified in Table 3 below.










TABLE 3







Alcohol
Structure









Jarcol TM I-18CG
iso-octadecanol



Jarcol TM I-12
2-butyloctanol



Jarcol TM I-20
2-octyldodecanol



Jarcol TM I-16
2-hexyldecanol



Jarcol TM 85BJ
cis-9-octadecen-1-ol



Fineoxocol ® 180
iso-stearyl alcohol



Jarcol TM I-18T
2-octyldecanol










Example 11
Estolides were made according to the method set forth in Examples 1 and 2, except the 2-ethylhexanol esterifying alcohol is replaced with isobutanol.
Example 12
Estolides of Formula III, IV, and V are prepared according to the method set forth in Examples 1 and 2, except that the 2-ethylhexanol esterifying alcohol is replaced with various other alcohols. Alcohols to be used for esterification include those identified in Table 4 below. Esterifying alcohols to be used, including those listed below, may be saturated or unsaturated, and branched or unbranched, or substituted with one or more alkyl groups selected from methyl, ethyl, propyl, isopropyl, butyl, isobutyl, sec-butyl, tert-butyl, pentyl, isopentyl, neopentyl, hexyl, isohexyl, and the like, to form a branched or unbranched residue at the R2 position. Examples of combinations of esterifying alcohols and R2 substituents are set forth below in Table 4:










TABLE 4







Alcohol
R2 Substituents









C1 alkanol
methyl



C2 alkanol
ethyl



C3 alkanol
n-propyl, isopropyl



C4 alkanol
n-butyl, isobutyl, sec-butyl



C5 alkanol
n-pentyl, isopentyl neopentyl



C6 alkanol
n-hexyl, 2-methyl pentyl, 3-methyl pentyl,




2,2-dimethyl butyl, 2,3-dimethyl butyl



C7 alkanol
n-heptyl and other structural isomers



C8 alkanol
n-octyl and other structural isomers



C9 alkanol
n-nonyl and other structural isomers



C10 alkanol
n-decanyl and other structural isomers



C11 alkanol
n-undecanyl and other structural isomers



C12 alkanol
n-dodecanyl and other structural isomers



C13 alkanol
n-tridecanyl and other structural isomers



C14 alkanol
n-tetradecanyl and other structural isomers



C15 alkanol
n-pentadecanyl and other structural isomers



C16 alkanol
n-hexadecanyl and other structural isomers



C17 alkanol
n-heptadecanyl and other structural isomers



C18 alkanol
n-octadecanyl and other structural isomers



C19 alkanol
n-nonadecanyl and other structural isomers



C20 alkanol
n-icosanyl and other structural isomers



C21 alkanol
n-heneicosanyl and other structural isomers



C22 alkanol
n-docosanyl and other structural isomers

## Claims

1. A lubricant composition comprising:
at least one estolide compound; and
at least one compound selected from compounds of Formula II:




wherein
Y1 is an unsubstituted C5 to C10 alkyl that is saturated and unbranched;
Y2, Y3, and Y4, independently for each occurrence, are selected from unsubstituted C4 to C10 alkylene that is saturated and unbranched;
U1 and U2, independently for each occurrence, are selected from hydrogen and —C(═O)OR10;
R9 and R10, independently for each occurrence, are selected from optionally substituted alkyl that is saturated and branched or unbranched; and
R5 and R6 are hydrogen, or R5 and R6, taken together with the carbons to which they are attached, form an optionally substituted cycloalkyl,
wherein the dashed line represents a single bond, and wherein at least one of U1 or U2 is —C(═O)OR10, and
wherein the composition exhibits a kinematic viscosity that is greater than the kinematic viscosity of the at least one estolide compound, and wherein the composition exhibits a pour point that is lower than the pour point of the at least one estolide compound.

2. The lubricant composition according to claim 1, wherein Y1 is selected from C5 alkyl and C8 alkyl.

3. The lubricant composition according to claim 1, wherein Y2 is selected from C7 alkylene and C10 alkylene.

4. The lubricant composition according to claim 1, wherein Y3 is selected from C5 alkylene and C6 alkylene.

5. The lubricant composition according to claim 4, wherein U1 is hydrogen.

6. The lubricant composition according to claim 1, wherein Y3 is selected from C7 alkylene and C8 alkylene.

7. The lubricant composition according to claim 6, wherein U1 is —C(═O)OR10.

8. The lubricant composition according to claim 1, wherein Y4 is selected from C5 alkylene and C6 alkylene.

9. The lubricant composition according to claim 8, wherein U2 is hydrogen.

10. The lubricant composition according to claim 1, wherein Y4 is selected from C7 alkylene and C8 alkylene.

11. The lubricant composition according to claim 10, wherein U2 is —C(═O)OR10.

12. The lubricant composition according to claim 1, wherein R9 and R10, independently for each occurrence, are selected from unsubstituted C1 to C20 alkyl that is saturated and branched or unbranched.

13. The lubricant composition according to claim 12, wherein R9 and R10, independently for each occurrence, are selected from unsubstituted C6 to C12 alkyl that is saturated and branched.

14. The lubricant composition according to claim 13, wherein R9 and R10 are 2-ethylhexyl.

15. The lubricant composition according to claim 1, wherein R5 and R6 are hydrogen.

16. The lubricant composition according to claim 1, wherein R5 and R6, taken together with the carbons to which they are attached, form a substituted C6 cycloalkyl.

17. The lubricant composition according to claim 1, wherein the at least one estolide compound is selected from compounds of Formula V:



wherein
x is, independently for each occurrence, an integer selected from 1 to 10;
y is, independently for each occurrence, an integer selected from 1 to 10;
n is an integer selected from 0 to 8;
R1 is an optionally substituted C1 to C22 alkyl that is saturated or unsaturated, and branched or unbranched; and
R2 is an optionally substituted C1 to C22 alkyl that is saturated or unsaturated, and branched or unbranched,
wherein each fatty acid chain residue of said at least one estolide compound is unsubstituted.

18. The lubricant composition according to claim 17, wherein R2 is an unsubstituted C6 to C12 alkyl that is saturated or unsaturated, and branched.

19. The lubricant composition according to claim 18, wherein R2 is saturated.

20. The lubricant composition according to claim 19, wherein R2 is 2-ethylhexyl.

21. The lubricant composition according to claim 17, wherein R1 is an unbranched C1 to C20 alkyl that is unsubstituted, and saturated or unsaturated.

22. The lubricant composition according to claim 21, wherein R1 is saturated.

23. The lubricant composition according to claim 17, wherein y is, independently for each occurrence, an integer selected from 7 and 8.

24. The lubricant composition according to claim 17, wherein x is, independently for each occurrence, an integer selected from 7 and 8.