# Official Journal L 47/2021

| | ISSN 1977-0677 |
| --- | --- |
| Official Journal
  of the European Union | L 47 |
| | |
| English edition | Legislation | Volume 6410 February 2021 |

ISSN 1977-0677

Official Journal

of the European Union

L 47

English edition

Legislation

Volume 6410 February 2021

---

| Contents | | I   Legislative acts | page |
| --- | --- | --- | --- |
| | * | Definitive adoption (EU, Euratom) 2021/118 of amending budget No 9 of the European Union for the financial year 2020 | 1 |

Contents

I   Legislative acts

page

*

Definitive adoption (EU, Euratom) 2021/118 of amending budget No 9 of the European Union for the financial year 2020

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.

---

I Legislative acts

| 10.2.2021 | EN | Official Journal of the European Union | L 47/1 |
| --- | --- | --- | --- |

10.2.2021

EN

Official Journal of the European Union

L 47/1

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DEFINITIVE ADOPTION (EU, Euratom) 2021/118

of amending budget No 9 of the European Union for the financial year 2020

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and (9) thereof,

having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

having regard to Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (1),

having regard to Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU, and repealing Regulation (EU, Euratom) No 966/2012 (2),

having regard to Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (3),

having regard to the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (4),

having regard to the general budget of the European Union for the financial year 2020, as definitively adopted on 27 November 2019 (5),

having regard to Draft amending budget No 10 of the European Union for the financial year 2020, which the Commission adopted on 9 October 2020,

having regard to the position on Draft amending budget No 10/2020, which the Council adopted on 8 December 2020 and forwarded to Parliament on 9 December 2020,

having regard to Parliament's approval of 15 December 2020 of the Council position,

having regard to Rules 94 and 96 of Parliament’s Rules of Procedure,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and Amending budget No 9 of the European Union for the financial year 2020 has been definitively adopted.

Done at Brussels, 15 December 2020.

The President

D. M. SASSOLI

---

(1)  
  OJ L 168, 7.6.2014, p. 105.

1

(2)  
  OJ L 193, 30.7.2018, p. 1.

2

(3)  
  OJ L 347, 20.12.2013, p. 884.

3

(4)  
  OJ C 373, 20.12.2013, p. 1.

4

(5)  
  OJ L 57, 27.2.2020.

5

---

A.   INTRODUCTION AND FINANCING OF THE GENERAL BUDGET

FINANCING OF THE GENERAL BUDGET

Appropriations to be covered during the financial year 2020 pursuant to Article 1 of Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union

EXPENDITURE

| Description | Budget 2020  (1) | Budget 2019  (2) | Change (%) |
| --- | --- | --- | --- |
| | | | |
| 1. Smart and inclusive growth | 77 638 514 230 | 67 556 947 173 | +14,92 % |
| 2. Sustainable growth: natural resources | 58 703 147 517 | 57 399 857 331 | +2,27 |
| 3. Security and citizenship | 6 368 527 141 | 3 527 434 894 | +80,54 |
| 4. Global Europe | 9 698 061 191 | 9 358 295 603 | +3,63 |
| 5. Administration | 10 274 196 704 | 9 944 904 743 | +3,31 |
| 6. Compensation | p.m. | p.m. | — |
| Special instruments | 1 425 594 964 | 705 051 794 | + 102,20 |
| Total expenditure (3) | 164 108 041 747 | 148 492 491 538 | +10,52 |
| (1)
   (2)
   (3) |

Description

Budget 2020  (1)

Budget 2019  (2)

Change (%)

1. Smart and inclusive growth

77 638 514 230

67 556 947 173

+14,92 %

2. Sustainable growth: natural resources

58 703 147 517

57 399 857 331

+2,27

3. Security and citizenship

6 368 527 141

3 527 434 894

+80,54

4. Global Europe

9 698 061 191

9 358 295 603

+3,63

5. Administration

10 274 196 704

9 944 904 743

+3,31

6. Compensation

p.m.

p.m.

—

Special instruments

1 425 594 964

705 051 794

+ 102,20

Total expenditure (3)

164 108 041 747

148 492 491 538

+10,52

(1)
   (2)
   (3)

REVENUE

| Description | Budget 2020  (4) | Budget 2019  (5) | Change (%) |
| --- | --- | --- | --- |
| Miscellaneous revenue (Titles 4 to 9) | 2 174 450 061 | 1 894 392 136 | +14,78 |
| Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0) | 3 218 373 955 | 1 802 988 329 | +78,50 |
| Balances and Adjustments (Chapters 3 1, 3 2, 3 3 and 39) | -1 116 600 000 | p.m. | — |
| Total revenue for Titles 3 to 9 | 4 276 224 016 | 3 697 380 465 | +15,66 |
| Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2) | 18 507 300 000 | 21 471 164 786 | –13,80 |
| VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3) | 17 344 303 050 | 17 738 667 150 | –2,22 |
| Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4) | 123 980 214 681 | 105 585 279 137 | +17,42 |
| Appropriations to be covered by the own resources referred to in Article 2 of Decision 2014/335/EU, Euratom  (6) | 159 831 817 731 | 144 795 111 073 | +10,38 |
| Total revenue (7) | 164 108 041 747 | 148 492 491 538 | +10,52 |
| (4)
   (5)
   (6)
   (7) |

Description

Budget 2020  (4)

Budget 2019  (5)

Change (%)

Miscellaneous revenue (Titles 4 to 9)

2 174 450 061

1 894 392 136

+14,78

Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0)

3 218 373 955

1 802 988 329

+78,50

Balances and Adjustments (Chapters 3 1, 3 2, 3 3 and 39)

-1 116 600 000

p.m.

—

Total revenue for Titles 3 to 9

4 276 224 016

3 697 380 465

+15,66

Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2)

18 507 300 000

21 471 164 786

–13,80

VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3)

17 344 303 050

17 738 667 150

–2,22

Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4)

123 980 214 681

105 585 279 137

+17,42

Appropriations to be covered by the own resources referred to in Article 2 of Decision 2014/335/EU, Euratom  (6)

159 831 817 731

144 795 111 073

+10,38

Total revenue (7)

164 108 041 747

148 492 491 538

+10,52

(4)
   (5)
   (6)
   (7)

TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom

| Member State | 1 % of non-capped VAT base | 1 % of gross national income | Capping rate (in %) | 1 % of gross national income multiplied by capping rate | 1 % of capped VAT base  (8) | Member States whose VAT base is capped |
| --- | --- | --- | --- | --- | --- | --- |
| | (1) | (2) | (3) | (4) | (5) | (6) |
| Belgium | 1 897 777 000 | 4 492 260 000 | 50 | 2 246 130 000 | 1 897 777 000 | |
| Bulgaria | 271 658 000 | 568 744 000 | 50 | 284 372 000 | 271 658 000 | |
| Czechia | 923 454 000 | 2 016 108 000 | 50 | 1 008 054 000 | 923 454 000 | |
| Denmark | 1 134 034 000 | 2 997 687 000 | 50 | 1 498 843 500 | 1 134 034 000 | |
| Germany | 13 791 909 000 | 33 548 996 000 | 50 | 16 774 498 000 | 13 791 909 000 | |
| Estonia | 127 111 000 | 260 049 000 | 50 | 130 024 500 | 127 111 000 | |
| Ireland | 916 120 000 | 2 445 027 000 | 50 | 1 222 513 500 | 916 120 000 | |
| Greece | 689 744 000 | 1 703 172 000 | 50 | 851 586 000 | 689 744 000 | |
| Spain | 5 257 014 000 | 11 394 533 000 | 50 | 5 697 266 500 | 5 257 014 000 | |
| France | 10 437 975 000 | 23 109 504 000 | 50 | 11 554 752 000 | 10 437 975 000 | |
| Croatia | 332 122 000 | 490 350 000 | 50 | 245 175 000 | 245 175 000 | Croatia |
| Italy | 6 554 877 000 | 16 408 969 000 | 50 | 8 204 484 500 | 6 554 877 000 | |
| Cyprus | 153 600 000 | 196 679 000 | 50 | 98 339 500 | 98 339 500 | Cyprus |
| Latvia | 120 755 000 | 285 827 000 | 50 | 142 913 500 | 120 755 000 | |
| Lithuania | 182 105 000 | 436 918 000 | 50 | 218 459 000 | 182 105 000 | |
| Luxembourg | 304 016 000 | 427 140 000 | 50 | 213 570 000 | 213 570 000 | Luxembourg |
| Hungary | 570 270 000 | 1 335 303 000 | 50 | 667 651 500 | 570 270 000 | |
| Malta | 91 828 000 | 115 687 000 | 50 | 57 843 500 | 57 843 500 | Malta |
| Netherlands | 3 090 100 000 | 7 525 158 000 | 50 | 3 762 579 000 | 3 090 100 000 | |
| Austria | 1 737 376 000 | 3 796 555 000 | 50 | 1 898 277 500 | 1 737 376 000 | |
| Poland | 2 541 144 000 | 4 975 888 000 | 50 | 2 487 944 000 | 2 487 944 000 | Poland |
| Portugal | 1 022 557 000 | 1 955 868 000 | 50 | 977 934 000 | 977 934 000 | Portugal |
| Romania | 814 450 000 | 2 104 070 000 | 50 | 1 052 035 000 | 814 450 000 | |
| Slovenia | 218 848 000 | 450 588 000 | 50 | 225 294 000 | 218 848 000 | |
| Slovakia | 341 044 000 | 879 905 000 | 50 | 439 952 500 | 341 044 000 | |
| Finland | 1 018 425 000 | 2 282 237 000 | 50 | 1 141 118 500 | 1 018 425 000 | |
| Sweden | 2 044 088 000 | 4 664 862 000 | 50 | 2 332 431 000 | 2 044 088 000 | |
| United Kingdom | 11 057 452 000 | 23 933 385 000 | 50 | 11 966 692 500 | 11 057 452 000 | |
| Total | 67 641 853 000 | 154 801 469 000 | | 77 400 734 500 | 67 277 392 000 | |
| (8) |

Member State

1 % of non-capped VAT base

1 % of gross national income

Capping rate (in %)

1 % of gross national income multiplied by capping rate

1 % of capped VAT base  (8)

Member States whose VAT base is capped

(1)

(2)

(3)

(4)

(5)

(6)

Belgium

1 897 777 000

4 492 260 000

50

2 246 130 000

1 897 777 000

Bulgaria

271 658 000

568 744 000

50

284 372 000

271 658 000

Czechia

923 454 000

2 016 108 000

50

1 008 054 000

923 454 000

Denmark

1 134 034 000

2 997 687 000

50

1 498 843 500

1 134 034 000

Germany

13 791 909 000

33 548 996 000

50

16 774 498 000

13 791 909 000

Estonia

127 111 000

260 049 000

50

130 024 500

127 111 000

Ireland

916 120 000

2 445 027 000

50

1 222 513 500

916 120 000

Greece

689 744 000

1 703 172 000

50

851 586 000

689 744 000

Spain

5 257 014 000

11 394 533 000

50

5 697 266 500

5 257 014 000

France

10 437 975 000

23 109 504 000

50

11 554 752 000

10 437 975 000

Croatia

332 122 000

490 350 000

50

245 175 000

245 175 000

Croatia

Italy

6 554 877 000

16 408 969 000

50

8 204 484 500

6 554 877 000

Cyprus

153 600 000

196 679 000

50

98 339 500

98 339 500

Cyprus

Latvia

120 755 000

285 827 000

50

142 913 500

120 755 000

Lithuania

182 105 000

436 918 000

50

218 459 000

182 105 000

Luxembourg

304 016 000

427 140 000

50

213 570 000

213 570 000

Luxembourg

Hungary

570 270 000

1 335 303 000

50

667 651 500

570 270 000

Malta

91 828 000

115 687 000

50

57 843 500

57 843 500

Malta

Netherlands

3 090 100 000

7 525 158 000

50

3 762 579 000

3 090 100 000

Austria

1 737 376 000

3 796 555 000

50

1 898 277 500

1 737 376 000

Poland

2 541 144 000

4 975 888 000

50

2 487 944 000

2 487 944 000

Poland

Portugal

1 022 557 000

1 955 868 000

50

977 934 000

977 934 000

Portugal

Romania

814 450 000

2 104 070 000

50

1 052 035 000

814 450 000

Slovenia

218 848 000

450 588 000

50

225 294 000

218 848 000

Slovakia

341 044 000

879 905 000

50

439 952 500

341 044 000

Finland

1 018 425 000

2 282 237 000

50

1 141 118 500

1 018 425 000

Sweden

2 044 088 000

4 664 862 000

50

2 332 431 000

2 044 088 000

United Kingdom

11 057 452 000

23 933 385 000

50

11 966 692 500

11 057 452 000

Total

67 641 853 000

154 801 469 000

77 400 734 500

67 277 392 000

(8)

TABLE 2

Breakdown of own resources accruing from VAT pursuant to point (b) of Article 2(1) of Decision 2014/335/EU, Euratom (Chapter 1 3)

| Member State | 1 % of capped VAT base | Uniform rate of VAT own resource (in %) | VAT-based own resource at uniform rate |
| --- | --- | --- | --- |
| | (1) | (2) | (3) = (1) × (2) |
| Belgium | 1 897 777 000 | 0,30 | 569 333 100 |
| Bulgaria | 271 658 000 | 0,30 | 81 497 400 |
| Czechia | 923 454 000 | 0,30 | 277 036 200 |
| Denmark | 1 134 034 000 | 0,30 | 340 210 200 |
| Germany | 13 791 909 000 | 0,15 | 2 068 786 350 |
| Estonia | 127 111 000 | 0,30 | 38 133 300 |
| Ireland | 916 120 000 | 0,30 | 274 836 000 |
| Greece | 689 744 000 | 0,30 | 206 923 200 |
| Spain | 5 257 014 000 | 0,30 | 1 577 104 200 |
| France | 10 437 975 000 | 0,30 | 3 131 392 500 |
| Croatia | 245 175 000 | 0,30 | 73 552 500 |
| Italy | 6 554 877 000 | 0,30 | 1 966 463 100 |
| Cyprus | 98 339 500 | 0,30 | 29 501 850 |
| Latvia | 120 755 000 | 0,30 | 36 226 500 |
| Lithuania | 182 105 000 | 0,30 | 54 631 500 |
| Luxembourg | 213 570 000 | 0,30 | 64 071 000 |
| Hungary | 570 270 000 | 0,30 | 171 081 000 |
| Malta | 57 843 500 | 0,30 | 17 353 050 |
| Netherlands | 3 090 100 000 | 0,15 | 463 515 000 |
| Austria | 1 737 376 000 | 0,30 | 521 212 800 |
| Poland | 2 487 944 000 | 0,30 | 746 383 200 |
| Portugal | 977 934 000 | 0,30 | 293 380 200 |
| Romania | 814 450 000 | 0,30 | 244 335 000 |
| Slovenia | 218 848 000 | 0,30 | 65 654 400 |
| Slovakia | 341 044 000 | 0,30 | 102 313 200 |
| Finland | 1 018 425 000 | 0,30 | 305 527 500 |
| Sweden | 2 044 088 000 | 0,15 | 306 613 200 |
| United Kingdom | 11 057 452 000 | 0,30 | 3 317 235 600 |
| Total | 67 277 392 000 | | 17 344 303 050 |

Member State

1 % of capped VAT base

Uniform rate of VAT own resource (in %)

VAT-based own resource at uniform rate

(1)

(2)

(3) = (1) × (2)

Belgium

1 897 777 000

0,30

569 333 100

Bulgaria

271 658 000

0,30

81 497 400

Czechia

923 454 000

0,30

277 036 200

Denmark

1 134 034 000

0,30

340 210 200

Germany

13 791 909 000

0,15

2 068 786 350

Estonia

127 111 000

0,30

38 133 300

Ireland

916 120 000

0,30

274 836 000

Greece

689 744 000

0,30

206 923 200

Spain

5 257 014 000

0,30

1 577 104 200

France

10 437 975 000

0,30

3 131 392 500

Croatia

245 175 000

0,30

73 552 500

Italy

6 554 877 000

0,30

1 966 463 100

Cyprus

98 339 500

0,30

29 501 850

Latvia

120 755 000

0,30

36 226 500

Lithuania

182 105 000

0,30

54 631 500

Luxembourg

213 570 000

0,30

64 071 000

Hungary

570 270 000

0,30

171 081 000

Malta

57 843 500

0,30

17 353 050

Netherlands

3 090 100 000

0,15

463 515 000

Austria

1 737 376 000

0,30

521 212 800

Poland

2 487 944 000

0,30

746 383 200

Portugal

977 934 000

0,30

293 380 200

Romania

814 450 000

0,30

244 335 000

Slovenia

218 848 000

0,30

65 654 400

Slovakia

341 044 000

0,30

102 313 200

Finland

1 018 425 000

0,30

305 527 500

Sweden

2 044 088 000

0,15

306 613 200

United Kingdom

11 057 452 000

0,30

3 317 235 600

Total

67 277 392 000

17 344 303 050

TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom (Chapter 1 4)

| Member State | 1 % of gross national income | Uniform rate of ‘additional base’‚ own resource | ‘Additional base’ own resource at uniform rate |
| --- | --- | --- | --- |
| | (1) | (2) | (3) = (1) × (2) |
| Belgium | 4 492 260 000 | | 3 597 842 855 |
| Bulgaria | 568 744 000 | | 455 506 034 |
| Czechia | 2 016 108 000 | | 1 614 697 227 |
| Denmark | 2 997 687 000 | | 2 400 842 061 |
| Germany | 33 548 996 000 | | 26 869 329 814 |
| Estonia | 260 049 000 | | 208 272 771 |
| Ireland | 2 445 027 000 | | 1 958 217 673 |
| Greece | 1 703 172 000 | | 1 364 067 354 |
| Spain | 11 394 533 000 | | 9 125 860 734 |
| France | 23 109 504 000 | | 18 508 359 679 |
| Croatia | 490 350 000 | | 392 720 422 |
| Italy | 16 408 969 000 | | 13 141 913 397 |
| Cyprus | 196 679 000 | | 157 519 853 |
| Latvia | 285 827 000 | 0,8008982  (9) | 228 918 324 |
| Lithuania | 436 918 000 | | 349 926 831 |
| Luxembourg | 427 140 000 | | 342 095 648 |
| Hungary | 1 335 303 000 | | 1 069 441 742 |
| Malta | 115 687 000 | | 92 653 508 |
| Netherlands | 7 525 158 000 | | 6 026 885 341 |
| Austria | 3 796 555 000 | | 3 040 653 987 |
| Poland | 4 975 888 000 | | 3 985 179 640 |
| Portugal | 1 955 868 000 | | 1 566 451 120 |
| Romania | 2 104 070 000 | | 1 685 145 832 |
| Slovenia | 450 588 000 | | 360 875 109 |
| Slovakia | 879 905 000 | | 704 714 312 |
| Finland | 2 282 237 000 | | 1 827 839 458 |
| Sweden | 4 664 862 000 | | 3 736 079 483 |
| United Kingdom | 23 933 385 000 | | 19 168 204 472 |
| Total | 154 801 469 000 | | 123 980 214 681 |
| (9) |

Member State

1 % of gross national income

Uniform rate of ‘additional base’‚ own resource

‘Additional base’ own resource at uniform rate

(1)

(2)

(3) = (1) × (2)

Belgium

4 492 260 000

3 597 842 855

Bulgaria

568 744 000

455 506 034

Czechia

2 016 108 000

1 614 697 227

Denmark

2 997 687 000

2 400 842 061

Germany

33 548 996 000

26 869 329 814

Estonia

260 049 000

208 272 771

Ireland

2 445 027 000

1 958 217 673

Greece

1 703 172 000

1 364 067 354

Spain

11 394 533 000

9 125 860 734

France

23 109 504 000

18 508 359 679

Croatia

490 350 000

392 720 422

Italy

16 408 969 000

13 141 913 397

Cyprus

196 679 000

157 519 853

Latvia

285 827 000

0,8008982  (9)

228 918 324

Lithuania

436 918 000

349 926 831

Luxembourg

427 140 000

342 095 648

Hungary

1 335 303 000

1 069 441 742

Malta

115 687 000

92 653 508

Netherlands

7 525 158 000

6 026 885 341

Austria

3 796 555 000

3 040 653 987

Poland

4 975 888 000

3 985 179 640

Portugal

1 955 868 000

1 566 451 120

Romania

2 104 070 000

1 685 145 832

Slovenia

450 588 000

360 875 109

Slovakia

879 905 000

704 714 312

Finland

2 282 237 000

1 827 839 458

Sweden

4 664 862 000

3 736 079 483

United Kingdom

23 933 385 000

19 168 204 472

Total

154 801 469 000

123 980 214 681

(9)

TABLE 4

Calculation of the gross reduction in GNI contribution for Denmark, Netherlands and Sweden and its financing, pursuant to Article 2(5) of Decision 2014/335/EU, Euratom (Chapter 1 6)

| Member State | Gross reduction | Percentage share of GNI base | GNI key applied to the gross reduction | Financing of the reduction |
| --- | --- | --- | --- | --- |
| | (1) | (2) | (3) | (4) = (1) + (3) |
| Belgium | | 2,90 | 32 992 238 | 32 992 238 |
| Bulgaria | | 0,37 | 4 176 993 | 4 176 993 |
| Czechia | | 1,30 | 14 806 782 | 14 806 782 |
| Denmark | - 146 333 564 | 1,94 | 22 015 735 | - 124 317 829 |
| Germany | | 21,67 | 246 391 898 | 246 391 898 |
| Estonia | | 0,17 | 1 909 862 | 1 909 862 |
| Ireland | | 1,58 | 17 956 867 | 17 956 867 |
| Greece | | 1,10 | 12 508 505 | 12 508 505 |
| Spain | | 7,36 | 83 684 192 | 83 684 192 |
| France | | 14,93 | 169 721 757 | 169 721 757 |
| Croatia | | 0,32 | 3 601 248 | 3 601 248 |
| Italy | | 10,60 | 120 511 416 | 120 511 416 |
| Cyprus | | 0,13 | 1 444 458 | 1 444 458 |
| Latvia | | 0,18 | 2 099 182 | 2 099 182 |
| Lithuania | | 0,28 | 3 208 831 | 3 208 831 |
| Luxembourg | | 0,28 | 3 137 019 | 3 137 019 |
| Hungary | | 0,86 | 9 806 786 | 9 806 786 |
| Malta | | 0,07 | 849 633 | 849 633 |
| Netherlands | - 782 321 749 | 4,86 | 55 266 571 | - 727 055 178 |
| Austria | | 2,45 | 27 882 813 | 27 882 813 |
| Poland | | 3,21 | 36 544 119 | 36 544 119 |
| Portugal | | 1,26 | 14 364 365 | 14 364 365 |
| Romania | | 1,36 | 15 452 796 | 15 452 796 |
| Slovenia | | 0,29 | 3 309 227 | 3 309 227 |
| Slovakia | | 0,57 | 6 462 234 | 6 462 234 |
| Finland | | 1,47 | 16 761 298 | 16 761 298 |
| Sweden | - 208 243 919 | 3,01 | 34 259 869 | - 173 984 050 |
| United Kingdom | | 15,46 | 175 772 538 | 175 772 538 |
| Total | -1 136 899 232 | 100,00 | 1 136 899 232 | 0 |
| EU GDP price deflator, in EUR (spring 2019 economic forecast) : (a) 2011 EU-27 = 100,0000 / (b) 2013 EU-27 = 102,9958 (c) 2013 EU-28 = 102,9874 / (d) 2020 EU-28 = 112,5551 |
| Lump sum for Netherlands: in 2020 prices: 695 000 000 EUR × [ (b/a) × (d/c) ] = 782 321 749 EUR |
| Lump sum for Sweden: in 2020 prices: 185 000 000 EUR × [ (b/a) × (d/c) ] = 208 243 919 EUR |
| Lump sum for Denmark: in 2020 prices: 130 000 000 EUR × [ (b/a) × (d/c) ] = 146 333 564 EUR |

Member State

Gross reduction

Percentage share of GNI base

GNI key applied to the gross reduction

Financing of the reduction

(1)

(2)

(3)

(4) = (1) + (3)

Belgium

2,90

32 992 238

32 992 238

Bulgaria

0,37

4 176 993

4 176 993

Czechia

1,30

14 806 782

14 806 782

Denmark

- 146 333 564

1,94

22 015 735

- 124 317 829

Germany

21,67

246 391 898

246 391 898

Estonia

0,17

1 909 862

1 909 862

Ireland

1,58

17 956 867

17 956 867

Greece

1,10

12 508 505

12 508 505

Spain

7,36

83 684 192

83 684 192

France

14,93

169 721 757

169 721 757

Croatia

0,32

3 601 248

3 601 248

Italy

10,60

120 511 416

120 511 416

Cyprus

0,13

1 444 458

1 444 458

Latvia

0,18

2 099 182

2 099 182

Lithuania

0,28

3 208 831

3 208 831

Luxembourg

0,28

3 137 019

3 137 019

Hungary

0,86

9 806 786

9 806 786

Malta

0,07

849 633

849 633

Netherlands

- 782 321 749

4,86

55 266 571

- 727 055 178

Austria

2,45

27 882 813

27 882 813

Poland

3,21

36 544 119

36 544 119

Portugal

1,26

14 364 365

14 364 365

Romania

1,36

15 452 796

15 452 796

Slovenia

0,29

3 309 227

3 309 227

Slovakia

0,57

6 462 234

6 462 234

Finland

1,47

16 761 298

16 761 298

Sweden

- 208 243 919

3,01

34 259 869

- 173 984 050

United Kingdom

15,46

175 772 538

175 772 538

Total

-1 136 899 232

100,00

1 136 899 232

0

EU GDP price deflator, in EUR (spring 2019 economic forecast) : (a) 2011 EU-27 = 100,0000 / (b) 2013 EU-27 = 102,9958 (c) 2013 EU-28 = 102,9874 / (d) 2020 EU-28 = 112,5551

Lump sum for Netherlands: in 2020 prices: 695 000 000 EUR × [ (b/a) × (d/c) ] = 782 321 749 EUR

Lump sum for Sweden: in 2020 prices: 185 000 000 EUR × [ (b/a) × (d/c) ] = 208 243 919 EUR

Lump sum for Denmark: in 2020 prices: 130 000 000 EUR × [ (b/a) × (d/c) ] = 146 333 564 EUR

TABLE 5.1

Correction of budgetary imbalances for the United Kingdom for the year 2019 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 1 5)

| Description | Coefficient  (10) (%) | Amount |
| --- | --- | --- |
| 1. United Kingdom’s share (in %) of notional uncapped VAT base | 16,0617 | |
| 2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure | 7,6186 | |
| 3. (1) – (2) | 8,4431 | |
| 4. Total allocated expenditure | | 133 761 974 693 |
| 5. Enlargement related expenditure  (11) | | 33 495 190 550 |
| 6. Enlargement-adjusted total allocated expenditure = (4) – (5) | | 100 266 784 143 |
| 7. United Kingdom’s correction original amount = (3) × (6) × 0,66 | | 5 587 332 443 |
| 8. United Kingdom’s advantage  (12) | | 459 372 003 |
| 9. Core United Kingdom’s correction = (7) – (8) | | 5 127 960 440 |
| 10. Windfall gains deriving from traditional own resources  (13) | | -42 372 235 |
| 11. Correction for the United Kingdom = (9) – (10) | | 5 170 332 675 |
| (10)
   (11)
   (12)
   (13) |

Description

Coefficient  (10) (%)

Amount

1. United Kingdom’s share (in %) of notional uncapped VAT base

16,0617

2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure

7,6186

3. (1) – (2)

8,4431

4. Total allocated expenditure

133 761 974 693

5. Enlargement related expenditure  (11)

33 495 190 550

6. Enlargement-adjusted total allocated expenditure = (4) – (5)

100 266 784 143

7. United Kingdom’s correction original amount = (3) × (6) × 0,66

5 587 332 443

8. United Kingdom’s advantage  (12)

459 372 003

9. Core United Kingdom’s correction = (7) – (8)

5 127 960 440

10. Windfall gains deriving from traditional own resources  (13)

-42 372 235

11. Correction for the United Kingdom = (9) – (10)

5 170 332 675

(10)
   (11)
   (12)
   (13)

TABLE 5.2

Correction of budgetary imbalances for the United Kingdom for the year 2015 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 3 5)

| Description | Coefficient  (14) (%) | Amount |
| --- | --- | --- |
| 1. United Kingdom’s share (in %) of notional uncapped VAT base | 19,1419 | |
| 2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure | 7,5894 | |
| 3. (1) – (2) | 11,5525 | |
| 4. Total allocated expenditure | | 129 135 893 336 |
| 5. Enlargement related expenditure  (15) | | 31 639 878 296 |
| 6. Enlargement-adjusted total allocated expenditure = (4) – (5) | | 97 496 015 040 |
| 7. United Kingdom’s correction original amount = (3) × (6) × 0,66 | | 7 433 724 758 |
| 8. United Kingdom’s advantage  (16) | | 1 381 345 015 |
| 9. Core United Kingdom’s correction = (7) – (8) | | 6 052 379 743 |
| 10. Windfall gains deriving from traditional own resources  (17) | | -74 320 246 |
| 11. Correction for the United Kingdom = (9) – (10)  (18) | | 6 126 699 989 |
| (14)
   (15)
   (16)
   (17)
   (18) |

Description

Coefficient  (14) (%)

Amount

1. United Kingdom’s share (in %) of notional uncapped VAT base

19,1419

2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure

7,5894

3. (1) – (2)

11,5525

4. Total allocated expenditure

129 135 893 336

5. Enlargement related expenditure  (15)

31 639 878 296

6. Enlargement-adjusted total allocated expenditure = (4) – (5)

97 496 015 040

7. United Kingdom’s correction original amount = (3) × (6) × 0,66

7 433 724 758

8. United Kingdom’s advantage  (16)

1 381 345 015

9. Core United Kingdom’s correction = (7) – (8)

6 052 379 743

10. Windfall gains deriving from traditional own resources  (17)

-74 320 246

11. Correction for the United Kingdom = (9) – (10)  (18)

6 126 699 989

(14)
   (15)
   (16)
   (17)
   (18)

TABLE 5.3

Correction of budgetary imbalances for the United Kingdom for the year 2016 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 3 5)

| Description | Coefficient  (19) (%) | Amount |
| --- | --- | --- |
| 1. United Kingdom’s share (in %) of notional uncapped VAT base | 17,3576 | |
| 2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure | 7,6922 | |
| 3. (1) – (2) | 9,6654 | |
| 4. Total allocated expenditure | | 117 460 512 555 |
| 5. Enlargement related expenditure  (20) | | 25 403 051 464 |
| 6. Enlargement-adjusted total allocated expenditure = (4) – (5) | | 92 057 461 091 |
| 7. United Kingdom’s correction original amount = (3) × (6) × 0,66 | | 5 872 505 812 |
| 8. United Kingdom’s advantage  (21) | | 851 694 541 |
| 9. Core United Kingdom’s correction = (7) – (8) | | 5 020 811 271 |
| 10. Windfall gains deriving from traditional own resources  (22) | | -40 846 944 |
| 11. Correction for the United Kingdom = (9) – (10)  (23) | | 5 061 658 216 |
| (19)
   (20)
   (21)
   (22)
   (23) |

Description

Coefficient  (19) (%)

Amount

1. United Kingdom’s share (in %) of notional uncapped VAT base

17,3576

2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure

7,6922

3. (1) – (2)

9,6654

4. Total allocated expenditure

117 460 512 555

5. Enlargement related expenditure  (20)

25 403 051 464

6. Enlargement-adjusted total allocated expenditure = (4) – (5)

92 057 461 091

7. United Kingdom’s correction original amount = (3) × (6) × 0,66

5 872 505 812

8. United Kingdom’s advantage  (21)

851 694 541

9. Core United Kingdom’s correction = (7) – (8)

5 020 811 271

10. Windfall gains deriving from traditional own resources  (22)

-40 846 944

11. Correction for the United Kingdom = (9) – (10)  (23)

5 061 658 216

(19)
   (20)
   (21)
   (22)
   (23)

TABLE 5.4

Correction of budgetary imbalances for the United Kingdom for the year 2017 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 3 6)

| Description | Coefficient  (24) (%) | Amount |
| --- | --- | --- |
| 1. United Kingdom’s share (in %) of notional uncapped VAT base | 15,9063 | |
| 2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure | 6,9862 | |
| 3. (1) – (2) | 8,9201 | |
| 4. Total allocated expenditure | | 110 891 011 881 |
| 5. Enlargement related expenditure  (25) | | 20 917 337 083 |
| 6. Enlargement-adjusted total allocated expenditure = (4) – (5) | | 89 973 674 798 |
| 7. United Kingdom’s correction original amount = (3) × (6) × 0,66 | | 5 297 002 140 |
| 8. United Kingdom’s advantage  (26) | | 147 663 777 |
| 9. Core United Kingdom’s correction = (7) – (8) | | 5 149 338 362 |
| 10. Windfall gains deriving from traditional own resources  (27) | | -9 019 736 |
| 11. Correction for the United Kingdom = (9) – (10)  (28) | | 5 158 358 098 |
| (24)
   (25)
   (26)
   (27)
   (28) |

Description

Coefficient  (24) (%)

Amount

1. United Kingdom’s share (in %) of notional uncapped VAT base

15,9063

2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure

6,9862

3. (1) – (2)

8,9201

4. Total allocated expenditure

110 891 011 881

5. Enlargement related expenditure  (25)

20 917 337 083

6. Enlargement-adjusted total allocated expenditure = (4) – (5)

89 973 674 798

7. United Kingdom’s correction original amount = (3) × (6) × 0,66

5 297 002 140

8. United Kingdom’s advantage  (26)

147 663 777

9. Core United Kingdom’s correction = (7) – (8)

5 149 338 362

10. Windfall gains deriving from traditional own resources  (27)

-9 019 736

11. Correction for the United Kingdom = (9) – (10)  (28)

5 158 358 098

(24)
   (25)
   (26)
   (27)
   (28)

TABLE 5.5

Correction of budgetary imbalances for the United Kingdom for the year 2018 pursuant to Article 4 of Decision 2014/335/EU, Euratom (Chapter 3 6)

| Description | Coefficient  (29) (%) | Amount |
| --- | --- | --- |
| 1. United Kingdom’s share (in %) of notional uncapped VAT base | 16,0805 | |
| 2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure | 6,7158 | |
| 3. (1) – (2) | 9,3646 | |
| 4. Total allocated expenditure | | 129 720 353 887 |
| 5. Enlargement related expenditure  (30) | | 31 051 543 542 |
| 6. Enlargement-adjusted total allocated expenditure = (4) – (5) | | 98 668 810 345 |
| 7. United Kingdom’s correction original amount = (3) × (6) × 0,66 | | 6 098 379 860 |
| 8. United Kingdom’s advantage  (31) | | 620 706 683 |
| 9. Core United Kingdom’s correction = (7) – (8) | | 5 477 673 177 |
| 10. Windfall gains deriving from traditional own resources  (32) | | -38 961 662 |
| 11. Correction for the United Kingdom = (9) – (10)  (33) | | 5 516 634 839 |
| (29)
   (30)
   (31)
   (32)
   (33) |

Description

Coefficient  (29) (%)

Amount

1. United Kingdom’s share (in %) of notional uncapped VAT base

16,0805

2. United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure

6,7158

3. (1) – (2)

9,3646

4. Total allocated expenditure

129 720 353 887

5. Enlargement related expenditure  (30)

31 051 543 542

6. Enlargement-adjusted total allocated expenditure = (4) – (5)

98 668 810 345

7. United Kingdom’s correction original amount = (3) × (6) × 0,66

6 098 379 860

8. United Kingdom’s advantage  (31)

620 706 683

9. Core United Kingdom’s correction = (7) – (8)

5 477 673 177

10. Windfall gains deriving from traditional own resources  (32)

-38 961 662

11. Correction for the United Kingdom = (9) – (10)  (33)

5 516 634 839

(29)
   (30)
   (31)
   (32)
   (33)

TABLE 6.1

Calculation of the financing of the correction for the United Kingdom amounting to EUR – 5 170 332 675 (Chapter 1 5)

| Member State | Percentage share of GNI base | Shares without the United Kingdom | Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom | Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2 | Column 4 distributed in accordance with column 3 | Financing scale | Financing scale applied to the correction |
| --- | --- | --- | --- | --- | --- | --- | --- |
| | (1) | (2) | (3) | (4) | (5) | (6) = (2) + (4) + (5) | (7) |
| Belgium | 2,90 | 3,43 | 5,52 | | 1,57 | 5,00 | 258 550 776 |
| Bulgaria | 0,37 | 0,43 | 0,70 | | 0,20 | 0,63 | 32 733 903 |
| Czechia | 1,30 | 1,54 | 2,48 | | 0,70 | 2,24 | 116 036 536 |
| Denmark | 1,94 | 2,29 | 3,69 | | 1,05 | 3,34 | 172 531 042 |
| Germany | 21,67 | 25,64 | 0,00 | -19,23 | 0,00 | 6,41 | 331 363 203 |
| Estonia | 0,17 | 0,20 | 0,32 | | 0,09 | 0,29 | 14 967 048 |
| Ireland | 1,58 | 1,87 | 3,01 | | 0,85 | 2,72 | 140 722 849 |
| Greece | 1,10 | 1,30 | 2,09 | | 0,59 | 1,90 | 98 025 591 |
| Spain | 7,36 | 8,71 | 14,01 | | 3,98 | 12,68 | 655 809 180 |
| France | 14,93 | 17,66 | 28,41 | | 8,07 | 25,72 | 1 330 061 079 |
| Croatia | 0,32 | 0,37 | 0,60 | | 0,17 | 0,55 | 28 221 958 |
| Italy | 10,60 | 12,54 | 20,18 | | 5,73 | 18,27 | 944 413 650 |
| Cyprus | 0,13 | 0,15 | 0,24 | | 0,07 | 0,22 | 11 319 805 |
| Latvia | 0,18 | 0,22 | 0,35 | | 0,10 | 0,32 | 16 450 694 |
| Lithuania | 0,28 | 0,33 | 0,54 | | 0,15 | 0,49 | 25 146 694 |
| Luxembourg | 0,28 | 0,33 | 0,53 | | 0,15 | 0,48 | 24 583 924 |
| Hungary | 0,86 | 1,02 | 1,64 | | 0,47 | 1,49 | 76 852 993 |
| Malta | 0,07 | 0,09 | 0,14 | | 0,04 | 0,13 | 6 658 333 |
| Netherlands | 4,86 | 5,75 | 0,00 | -4,31 | 0,00 | 1,44 | 74 325 934 |
| Austria | 2,45 | 2,90 | 0,00 | -2,18 | 0,00 | 0,73 | 37 498 548 |
| Poland | 3,21 | 3,80 | 6,12 | | 1,74 | 5,54 | 286 385 851 |
| Portugal | 1,26 | 1,49 | 2,40 | | 0,68 | 2,18 | 112 569 439 |
| Romania | 1,36 | 1,61 | 2,59 | | 0,73 | 2,34 | 121 099 164 |
| Slovenia | 0,29 | 0,34 | 0,55 | | 0,16 | 0,50 | 25 933 467 |
| Slovakia | 0,57 | 0,67 | 1,08 | | 0,31 | 0,98 | 50 642 688 |
| Finland | 1,47 | 1,74 | 2,81 | | 0,80 | 2,54 | 131 353 516 |
| Sweden | 3,01 | 3,56 | 0,00 | -2,67 | 0,00 | 0,89 | 46 074 810 |
| United Kingdom | 15,46 | 0,00 | 0,00 | | 0,00 | 0,00 | 0 |
| Total | 100,00 | 100,00 | 100,00 | -28,39 | 28,39 | 100,00 | 5 170 332 675 |

Member State

Percentage share of GNI base

Shares without the United Kingdom

Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom

Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2

Column 4 distributed in accordance with column 3

Financing scale

Financing scale applied to the correction

(1)

(2)

(3)

(4)

(5)

(6) = (2) + (4) + (5)

(7)

Belgium

2,90

3,43

5,52

1,57

5,00

258 550 776

Bulgaria

0,37

0,43

0,70

0,20

0,63

32 733 903

Czechia

1,30

1,54

2,48

0,70

2,24

116 036 536

Denmark

1,94

2,29

3,69

1,05

3,34

172 531 042

Germany

21,67

25,64

0,00

-19,23

0,00

6,41

331 363 203

Estonia

0,17

0,20

0,32

0,09

0,29

14 967 048

Ireland

1,58

1,87

3,01

0,85

2,72

140 722 849

Greece

1,10

1,30

2,09

0,59

1,90

98 025 591

Spain

7,36

8,71

14,01

3,98

12,68

655 809 180

France

14,93

17,66

28,41

8,07

25,72

1 330 061 079

Croatia

0,32

0,37

0,60

0,17

0,55

28 221 958

Italy

10,60

12,54

20,18

5,73

18,27

944 413 650

Cyprus

0,13

0,15

0,24

0,07

0,22

11 319 805

Latvia

0,18

0,22

0,35

0,10

0,32

16 450 694

Lithuania

0,28

0,33

0,54

0,15

0,49

25 146 694

Luxembourg

0,28

0,33

0,53

0,15

0,48

24 583 924

Hungary

0,86

1,02

1,64

0,47

1,49

76 852 993

Malta

0,07

0,09

0,14

0,04

0,13

6 658 333

Netherlands

4,86

5,75

0,00

-4,31

0,00

1,44

74 325 934

Austria

2,45

2,90

0,00

-2,18

0,00

0,73

37 498 548

Poland

3,21

3,80

6,12

1,74

5,54

286 385 851

Portugal

1,26

1,49

2,40

0,68

2,18

112 569 439

Romania

1,36

1,61

2,59

0,73

2,34

121 099 164

Slovenia

0,29

0,34

0,55

0,16

0,50

25 933 467

Slovakia

0,57

0,67

1,08

0,31

0,98

50 642 688

Finland

1,47

1,74

2,81

0,80

2,54

131 353 516

Sweden

3,01

3,56

0,00

-2,67

0,00

0,89

46 074 810

United Kingdom

15,46

0,00

0,00

0,00

0,00

0

Total

100,00

100,00

100,00

-28,39

28,39

100,00

5 170 332 675

The calculations are made to 15 decimal places.

TABLE 6.2

Financing of the definitive 2015 UK correction (chapter 35)

| Member State | Amount |
| --- | --- |
| | (1) |
| Belgium | 1 267 154 |
| Bulgaria | 3 148 896 |
| Czech Republic | 4 903 895 |
| Denmark | 6 556 672 |
| Germany | 4 385 985 |
| Estonia | 303 635 |
| Ireland | 20 284 145 |
| Greece | 504 408 |
| Spain | 1 272 857 |
| France | 5 838 257 |
| Croatia | 1 207 446 |
| Italy | 19 287 491 |
| Cyprus | 627 536 |
| Latvia | - 619 579 |
| Lithuania | - 208 473 |
| Luxembourg | 866 089 |
| Hungary | 2 764 651 |
| Malta | 310 080 |
| Netherlands | - 260 138 |
| Austria | 1 362 429 |
| Poland | -9 542 201 |
| Portugal | 476 355 |
| Romania | 1 609 226 |
| Slovenia | 123 083 |
| Slovakia | 1 555 233 |
| Finland | 4 733 265 |
| Sweden | -2 400 255 |
| United Kingdom | -70 358 142 |
| Total | 0 |

Member State

Amount

(1)

Belgium

1 267 154

Bulgaria

3 148 896

Czech Republic

4 903 895

Denmark

6 556 672

Germany

4 385 985

Estonia

303 635

Ireland

20 284 145

Greece

504 408

Spain

1 272 857

France

5 838 257

Croatia

1 207 446

Italy

19 287 491

Cyprus

627 536

Latvia

- 619 579

Lithuania

- 208 473

Luxembourg

866 089

Hungary

2 764 651

Malta

310 080

Netherlands

- 260 138

Austria

1 362 429

Poland

-9 542 201

Portugal

476 355

Romania

1 609 226

Slovenia

123 083

Slovakia

1 555 233

Finland

4 733 265

Sweden

-2 400 255

United Kingdom

-70 358 142

Total

0

TABLE 6.3

Financing of the definitive 2016 UK correction (chapter 35)

| Member State | Amount |
| --- | --- |
| | (1) |
| Belgium | 12 381 389 |
| Bulgaria | 1 683 717 |
| Czech Republic | 6 602 363 |
| Denmark | 3 769 035 |
| Germany | 5 007 497 |
| Estonia | 892 527 |
| Ireland | 3 060 816 |
| Greece | - 239 791 |
| Spain | 4 704 411 |
| France | 26 115 146 |
| Croatia | 1 550 836 |
| Italy | 26 775 334 |
| Cyprus | 893 340 |
| Latvia | 185 011 |
| Lithuania | 904 487 |
| Luxembourg | - 272 563 |
| Hungary | 2 362 157 |
| Malta | 310 901 |
| Netherlands | 3 455 636 |
| Austria | 855 227 |
| Poland | 15 053 623 |
| Portugal | 2 825 093 |
| Romania | 5 438 400 |
| Slovenia | 821 604 |
| Slovakia | 454 399 |
| Finland | 3 348 353 |
| Sweden | 128 390 |
| United Kingdom | - 129 067 338 |
| Total | 0 |

Member State

Amount

(1)

Belgium

12 381 389

Bulgaria

1 683 717

Czech Republic

6 602 363

Denmark

3 769 035

Germany

5 007 497

Estonia

892 527

Ireland

3 060 816

Greece

- 239 791

Spain

4 704 411

France

26 115 146

Croatia

1 550 836

Italy

26 775 334

Cyprus

893 340

Latvia

185 011

Lithuania

904 487

Luxembourg

- 272 563

Hungary

2 362 157

Malta

310 901

Netherlands

3 455 636

Austria

855 227

Poland

15 053 623

Portugal

2 825 093

Romania

5 438 400

Slovenia

821 604

Slovakia

454 399

Finland

3 348 353

Sweden

128 390

United Kingdom

- 129 067 338

Total

0

TABLE 6.4

Intermediate update of the financing of the 2017 UK correction (chapter 36)

| Member State | Amount |
| --- | --- |
| | (1) |
| Belgium | 15 856 715 |
| Bulgaria | 3 231 445 |
| Czech Republic | 3 814 138 |
| Denmark | 10 232 027 |
| Germany | 12 286 393 |
| Estonia | 1 271 298 |
| Ireland | 5 263 528 |
| Greece | 4 209 140 |
| Spain | 23 937 729 |
| France | 58 977 709 |
| Croatia | 1 777 843 |
| Italy | 45 010 069 |
| Cyprus | 752 318 |
| Latvia | 741 095 |
| Lithuania | 1 627 128 |
| Luxembourg | 374 066 |
| Hungary | 3 692 230 |
| Malta | 265 690 |
| Netherlands | 4 759 697 |
| Austria | 1 361 203 |
| Poland | 5 297 081 |
| Portugal | 6 203 836 |
| Romania | 5 382 461 |
| Slovenia | 765 633 |
| Slovakia | 1 500 046 |
| Finland | 5 572 775 |
| Sweden | 257 162 |
| United Kingdom | - 224 420 455 |
| Total | 0 |

Member State

Amount

(1)

Belgium

15 856 715

Bulgaria

3 231 445

Czech Republic

3 814 138

Denmark

10 232 027

Germany

12 286 393

Estonia

1 271 298

Ireland

5 263 528

Greece

4 209 140

Spain

23 937 729

France

58 977 709

Croatia

1 777 843

Italy

45 010 069

Cyprus

752 318

Latvia

741 095

Lithuania

1 627 128

Luxembourg

374 066

Hungary

3 692 230

Malta

265 690

Netherlands

4 759 697

Austria

1 361 203

Poland

5 297 081

Portugal

6 203 836

Romania

5 382 461

Slovenia

765 633

Slovakia

1 500 046

Finland

5 572 775

Sweden

257 162

United Kingdom

- 224 420 455

Total

0

TABLE 6.5

Intermediate update of the financing of the 2018 UK correction (chapter 36)

| Member State | Amount |
| --- | --- |
| | (1) |
| Belgium | 27 909 738 |
| Bulgaria | 5 747 148 |
| Czech Republic | 12 780 811 |
| Denmark | 17 414 841 |
| Germany | 26 899 549 |
| Estonia | 2 324 061 |
| Ireland | 13 878 796 |
| Greece | 7 355 826 |
| Spain | 58 628 464 |
| France | 132 102 159 |
| Croatia | 3 326 099 |
| Italy | 80 506 049 |
| Cyprus | 1 290 517 |
| Latvia | 1 428 955 |
| Lithuania | 3 518 387 |
| Luxembourg | 3 459 527 |
| Hungary | 9 060 360 |
| Malta | 599 078 |
| Netherlands | 7 666 480 |
| Austria | 3 225 174 |
| Poland | 25 585 020 |
| Portugal | 12 696 708 |
| Romania | 15 373 126 |
| Slovenia | 1 888 602 |
| Slovakia | 3 559 433 |
| Finland | 9 899 420 |
| Sweden | 4 981 835 |
| United Kingdom | - 493 106 163 |
| Total | 0 |

Member State

Amount

(1)

Belgium

27 909 738

Bulgaria

5 747 148

Czech Republic

12 780 811

Denmark

17 414 841

Germany

26 899 549

Estonia

2 324 061

Ireland

13 878 796

Greece

7 355 826

Spain

58 628 464

France

132 102 159

Croatia

3 326 099

Italy

80 506 049

Cyprus

1 290 517

Latvia

1 428 955

Lithuania

3 518 387

Luxembourg

3 459 527

Hungary

9 060 360

Malta

599 078

Netherlands

7 666 480

Austria

3 225 174

Poland

25 585 020

Portugal

12 696 708

Romania

15 373 126

Slovenia

1 888 602

Slovakia

3 559 433

Finland

9 899 420

Sweden

4 981 835

United Kingdom

- 493 106 163

Total

0

TABLE 7

Summary of financing  (34) of the general budget by type of own resource and by Member State

| Member State | Traditional own resources (TOR) | | VAT and GNI-based own resources, including adjustments | Total own resources  (35) |
| --- | --- | --- | --- | --- |
| Net sugar sector levies (80 %) | Net customs duties (80 %) | Total net traditional own resources (80 %) | Collection costs (20 % of gross TOR) (p.m.) | VAT-based own resource | GNI-based own resource | Reduction in favour of: Denmark, Netherlands and Sweden | United Kingdom correction | Total ‘national contributions’ | Share in total ‘national contributions’ (%) |
| | (1) | (2) | (3) = (1) + (2) | (4) | (5) | (6) | (7) | (8) | (9) = (5) + (6) + (7) + (8) | (10) | (11) = (3) + (9) |
| Belgium | 0 | 1 855 200 000 | 1 855 200 000 | 463 800 000 | 569 333 100 | 3 597 842 855 | 32 992 238 | 315 965 772 | 4 516 133 965 | 3.20 | 6 371 333 965 |
| Bulgaria | 0 | 77 000 000 | 77 000 000 | 19 250 000 | 81 497 400 | 455 506 034 | 4 176 993 | 46 545 109 | 587 725 536 | 0.42 | 664 725 536 |
| Czechia | 0 | 257 600 000 | 257 600 000 | 64 400 000 | 277 036 200 | 1 614 697 227 | 14 806 782 | 144 137 743 | 2 050 677 952 | 1.45 | 2 308 277 952 |
| Denmark | 0 | 316 900 000 | 316 900 000 | 79 225 000 | 340 210 200 | 2 400 842 061 | - 124 317 829 | 210 503 617 | 2 827 238 049 | 2.00 | 3 144 138 049 |
| Germany | 0 | 3 682 900 000 | 3 682 900 000 | 920 725 000 | 2 068 786 350 | 26 869 329 814 | 246 391 898 | 379 942 627 | 29 564 450 689 | 20.92 | 33 247 350 689 |
| Estonia | 0 | 36 400 000 | 36 400 000 | 9 100 000 | 38 133 300 | 208 272 771 | 1 909 862 | 19 758 569 | 268 074 502 | 0.19 | 304 474 502 |
| Ireland | 0 | 239 800 000 | 239 800 000 | 59 950 000 | 274 836 000 | 1 958 217 673 | 17 956 867 | 183 210 134 | 2 434 220 674 | 1.72 | 2 674 020 674 |
| Greece | 0 | 227 100 000 | 227 100 000 | 56 775 000 | 206 923 200 | 1 364 067 354 | 12 508 505 | 109 855 174 | 1 693 354 233 | 1.20 | 1 920 454 233 |
| Spain | 0 | 1 145 600 000 | 1 145 600 000 | 286 400 000 | 1 577 104 200 | 9 125 860 734 | 83 684 192 | 744 352 641 | 11 531 001 767 | 8.16 | 12 676 601 767 |
| France | 0 | 1 492 900 000 | 1 492 900 000 | 373 225 000 | 3 131 392 500 | 18 508 359 679 | 169 721 757 | 1 553 094 350 | 23 362 568 286 | 16.53 | 24 855 468 286 |
| Croatia | 0 | 29 500 000 | 29 500 000 | 7 375 000 | 73 552 500 | 392 720 422 | 3 601 248 | 36 084 182 | 505 958 352 | 0.36 | 535 458 352 |
| Italy | 0 | 1 548 800 000 | 1 548 800 000 | 387 200 000 | 1 966 463 100 | 13 141 913 397 | 120 511 416 | 1 115 992 593 | 16 344 880 506 | 11.57 | 17 893 680 506 |
| Cyprus | 0 | 25 000 000 | 25 000 000 | 6 250 000 | 29 501 850 | 157 519 853 | 1 444 458 | 14 883 516 | 203 349 677 | 0.14 | 228 349 677 |
| Latvia | 0 | 36 400 000 | 36 400 000 | 9 100 000 | 36 226 500 | 228 918 324 | 2 099 182 | 18 186 176 | 285 430 182 | 0.20 | 321 830 182 |
| Lithuania | 0 | 90 500 000 | 90 500 000 | 22 625 000 | 54 631 500 | 349 926 831 | 3 208 831 | 30 988 223 | 438 755 385 | 0.31 | 529 255 385 |
| Luxembourg | 0 | 17 700 000 | 17 700 000 | 4 425 000 | 64 071 000 | 342 095 648 | 3 137 019 | 29 011 043 | 438 314 710 | 0.31 | 456 014 710 |
| Hungary | 0 | 164 900 000 | 164 900 000 | 41 225 000 | 171 081 000 | 1 069 441 742 | 9 806 786 | 94 732 391 | 1 345 061 919 | 0.95 | 1 509 961 919 |
| Malta | 0 | 13 400 000 | 13 400 000 | 3 350 000 | 17 353 050 | 92 653 508 | 849 633 | 8 144 082 | 119 000 273 | 0.08 | 132 400 273 |
| Netherlands | 0 | 2 461 700 000 | 2 461 700 000 | 615 425 000 | 463 515 000 | 6 026 885 341 | - 727 055 178 | 89 947 609 | 5 853 292 772 | 4.14 | 8 314 992 772 |
| Austria | 0 | 188 000 000 | 188 000 000 | 47 000 000 | 521 212 800 | 3 040 653 987 | 27 882 813 | 44 302 581 | 3 634 052 181 | 2.57 | 3 822 052 181 |
| Poland | 0 | 734 900 000 | 734 900 000 | 183 725 000 | 746 383 200 | 3 985 179 640 | 36 544 119 | 322 779 374 | 5 090 886 333 | 3.60 | 5 825 786 333 |
| Portugal | 0 | 179 800 000 | 179 800 000 | 44 950 000 | 293 380 200 | 1 566 451 120 | 14 364 365 | 134 771 431 | 2 008 967 116 | 1.42 | 2 188 767 116 |
| Romania | 0 | 164 900 000 | 164 900 000 | 41 225 000 | 244 335 000 | 1 685 145 832 | 15 452 796 | 148 902 377 | 2 093 836 005 | 1.48 | 2 258 736 005 |
| Slovenia | 0 | 71 000 000 | 71 000 000 | 17 750 000 | 65 654 400 | 360 875 109 | 3 309 227 | 29 532 389 | 459 371 125 | 0.33 | 530 371 125 |
| Slovakia | 0 | 74 100 000 | 74 100 000 | 18 525 000 | 102 313 200 | 704 714 312 | 6 462 234 | 57 711 799 | 871 201 545 | 0.62 | 945 301 545 |
| Finland | 0 | 136 700 000 | 136 700 000 | 34 175 000 | 305 527 500 | 1 827 839 458 | 16 761 298 | 154 907 329 | 2 305 035 585 | 1.63 | 2 441 735 585 |
| Sweden | 0 | 436 100 000 | 436 100 000 | 109 025 000 | 306 613 200 | 3 736 079 483 | - 173 984 050 | 49 041 942 | 3 917 750 575 | 2.77 | 4 353 850 575 |
| United Kingdom | 0 | 2 802 500 000 | 2 802 500 000 | 700 625 000 | 3 317 235 600 | 19 168 204 472 | 175 772 538 | -6 087 284 773 | 16 573 927 837 | 11.73 | 19 376 427 837 |
| Total | 0 | 18 507 300 000 | 18 507 300 000 | 4 626 825 000 | 17 344 303 050 | 123 980 214 681 | 0 | 0 | 141 324 517 731 | 100,00 | 159 831 817 731 |
| (34)
   (35) |

Member State

Traditional own resources (TOR)

VAT and GNI-based own resources, including adjustments

Total own resources  (35)

Net sugar sector levies (80 %)

Net customs duties (80 %)

Total net traditional own resources (80 %)

Collection costs (20 % of gross TOR) (p.m.)

VAT-based own resource

GNI-based own resource

Reduction in favour of: Denmark, Netherlands and Sweden

United Kingdom correction

Total ‘national contributions’

Share in total ‘national contributions’ (%)

(1)

(2)

(3) = (1) + (2)

(4)

(5)

(6)

(7)

(8)

(9) = (5) + (6) + (7) + (8)

(10)

(11) = (3) + (9)

Belgium

0

1 855 200 000

1 855 200 000

463 800 000

569 333 100

3 597 842 855

32 992 238

315 965 772

4 516 133 965

3.20

6 371 333 965

Bulgaria

0

77 000 000

77 000 000

19 250 000

81 497 400

455 506 034

4 176 993

46 545 109

587 725 536

0.42

664 725 536

Czechia

0

257 600 000

257 600 000

64 400 000

277 036 200

1 614 697 227

14 806 782

144 137 743

2 050 677 952

1.45

2 308 277 952

Denmark

0

316 900 000

316 900 000

79 225 000

340 210 200

2 400 842 061

- 124 317 829

210 503 617

2 827 238 049

2.00

3 144 138 049

Germany

0

3 682 900 000

3 682 900 000

920 725 000

2 068 786 350

26 869 329 814

246 391 898

379 942 627

29 564 450 689

20.92

33 247 350 689

Estonia

0

36 400 000

36 400 000

9 100 000

38 133 300

208 272 771

1 909 862

19 758 569

268 074 502

0.19

304 474 502

Ireland

0

239 800 000

239 800 000

59 950 000

274 836 000

1 958 217 673

17 956 867

183 210 134

2 434 220 674

1.72

2 674 020 674

Greece

0

227 100 000

227 100 000

56 775 000

206 923 200

1 364 067 354

12 508 505

109 855 174

1 693 354 233

1.20

1 920 454 233

Spain

0

1 145 600 000

1 145 600 000

286 400 000

1 577 104 200

9 125 860 734

83 684 192

744 352 641

11 531 001 767

8.16

12 676 601 767

France

0

1 492 900 000

1 492 900 000

373 225 000

3 131 392 500

18 508 359 679

169 721 757

1 553 094 350

23 362 568 286

16.53

24 855 468 286

Croatia

0

29 500 000

29 500 000

7 375 000

73 552 500

392 720 422

3 601 248

36 084 182

505 958 352

0.36

535 458 352

Italy

0

1 548 800 000

1 548 800 000

387 200 000

1 966 463 100

13 141 913 397

120 511 416

1 115 992 593

16 344 880 506

11.57

17 893 680 506

Cyprus

0

25 000 000

25 000 000

6 250 000

29 501 850

157 519 853

1 444 458

14 883 516

203 349 677

0.14

228 349 677

Latvia

0

36 400 000

36 400 000

9 100 000

36 226 500

228 918 324

2 099 182

18 186 176

285 430 182

0.20

321 830 182

Lithuania

0

90 500 000

90 500 000

22 625 000

54 631 500

349 926 831

3 208 831

30 988 223

438 755 385

0.31

529 255 385

Luxembourg

0

17 700 000

17 700 000

4 425 000

64 071 000

342 095 648

3 137 019

29 011 043

438 314 710

0.31

456 014 710

Hungary

0

164 900 000

164 900 000

41 225 000

171 081 000

1 069 441 742

9 806 786

94 732 391

1 345 061 919

0.95

1 509 961 919

Malta

0

13 400 000

13 400 000

3 350 000

17 353 050

92 653 508

849 633

8 144 082

119 000 273

0.08

132 400 273

Netherlands

0

2 461 700 000

2 461 700 000

615 425 000

463 515 000

6 026 885 341

- 727 055 178

89 947 609

5 853 292 772

4.14

8 314 992 772

Austria

0

188 000 000

188 000 000

47 000 000

521 212 800

3 040 653 987

27 882 813

44 302 581

3 634 052 181

2.57

3 822 052 181

Poland

0

734 900 000

734 900 000

183 725 000

746 383 200

3 985 179 640

36 544 119

322 779 374

5 090 886 333

3.60

5 825 786 333

Portugal

0

179 800 000

179 800 000

44 950 000

293 380 200

1 566 451 120

14 364 365

134 771 431

2 008 967 116

1.42

2 188 767 116

Romania

0

164 900 000

164 900 000

41 225 000

244 335 000

1 685 145 832

15 452 796

148 902 377

2 093 836 005

1.48

2 258 736 005

Slovenia

0

71 000 000

71 000 000

17 750 000

65 654 400

360 875 109

3 309 227

29 532 389

459 371 125

0.33

530 371 125

Slovakia

0

74 100 000

74 100 000

18 525 000

102 313 200

704 714 312

6 462 234

57 711 799

871 201 545

0.62

945 301 545

Finland

0

136 700 000

136 700 000

34 175 000

305 527 500

1 827 839 458

16 761 298

154 907 329

2 305 035 585

1.63

2 441 735 585

Sweden

0

436 100 000

436 100 000

109 025 000

306 613 200

3 736 079 483

- 173 984 050

49 041 942

3 917 750 575

2.77

4 353 850 575

United Kingdom

0

2 802 500 000

2 802 500 000

700 625 000

3 317 235 600

19 168 204 472

175 772 538

-6 087 284 773

16 573 927 837

11.73

19 376 427 837

Total

0

18 507 300 000

18 507 300 000

4 626 825 000

17 344 303 050

123 980 214 681

0

0

141 324 517 731

100,00

159 831 817 731

(34)
   (35)

B.   GENERAL STATEMENT OF REVENUE BY BUDGET HEADING

| Title | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 1 | OWN RESOURCES | 157 674 476 865 | 2 157 340 866 | 159 831 817 731 |
| 3 | SURPLUSES, BALANCES AND ADJUSTMENTS | 2 817 773 955 | – 716 000 000 | 2 101 773 955 |
| 4 | REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES | 1 651 322 700 | | 1 651 322 700 |
| 5 | REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS | 15 050 000 | | 15 050 000 |
| 6 | CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES | 130 000 000 | | 130 000 000 |
| 7 | DEFAULT INTEREST AND FINES | 233 000 000 | 128 000 000 | 361 000 000 |
| 8 | BORROWING AND LENDING OPERATIONS | 2 076 361 | | 2 076 361 |
| 9 | MISCELLANEOUS REVENUE | 15 001 000 | | 15 001 000 |
| | GRAND TOTAL | 162 538 700 881 | 1 569 340 866 | 164 108 041 747 |

Title

Heading

Budget 2020

Amending budget No 9/2020

New amount

1

OWN RESOURCES

157 674 476 865

2 157 340 866

159 831 817 731

3

SURPLUSES, BALANCES AND ADJUSTMENTS

2 817 773 955

– 716 000 000

2 101 773 955

4

REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES

1 651 322 700

1 651 322 700

5

REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS

15 050 000

15 050 000

6

CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES

130 000 000

130 000 000

7

DEFAULT INTEREST AND FINES

233 000 000

128 000 000

361 000 000

8

BORROWING AND LENDING OPERATIONS

2 076 361

2 076 361

9

MISCELLANEOUS REVENUE

15 001 000

15 001 000

GRAND TOTAL

162 538 700 881

1 569 340 866

164 108 041 747

TITLE 1

OWN RESOURCES

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 1 1 | LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM) | p.m. | p.m. | p.m. |
| 1 2 | CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM | 18 507 300 000 | p.m. | 18 507 300 000 |
| 1 3 | OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO POINT (B) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM | 17 344 303 050 | p.m. | 17 344 303 050 |
| 1 4 | OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM | 121 822 873 815 | 2 157 340 866 | 123 980 214 681 |
| 1 5 | CORRECTION OF BUDGETARY IMBALANCES | 0 | p.m. | 0 |
| 1 6 | GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES | 0 | p.m. | 0 |
| | Title 1 — Total | 157 674 476 865 | 2 157 340 866 | 159 831 817 731 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

1 1

LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM)

p.m.

p.m.

p.m.

1 2

CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN POINT (A) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM

18 507 300 000

p.m.

18 507 300 000

1 3

OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO POINT (B) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM

17 344 303 050

p.m.

17 344 303 050

1 4

OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM

121 822 873 815

2 157 340 866

123 980 214 681

1 5

CORRECTION OF BUDGETARY IMBALANCES

0

p.m.

0

1 6

GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO CERTAIN MEMBER STATES

0

p.m.

0

Title 1 — Total

157 674 476 865

2 157 340 866

159 831 817 731

CHAPTER 1 4 —   OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM

| Title
  Chapter
  Article
  Item | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 1 4 | OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM | | | |
| 1 4 0 | Own resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom | 121 822 873 815 | 2 157 340 866 | 123 980 214 681 |
| | CHAPTER 1 4 — TOTAL | 121 822 873 815 | 2 157 340 866 | 123 980 214 681 |
| CHAPTER 1 4 — | OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM |

Title

Chapter

Article

Item

Heading

Budget 2020

Amending budget No 9/2020

New amount

1 4

OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO POINT (C) OF ARTICLE 2(1) OF DECISION 2014/335/EU, EURATOM

1 4 0

Own resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom

121 822 873 815

2 157 340 866

123 980 214 681

CHAPTER 1 4 — TOTAL

121 822 873 815

2 157 340 866

123 980 214 681

CHAPTER 1 4 —

1 4 0Own resources based on gross national income pursuant to point (c) of Article 2(1) of Decision 2014/335/EU, Euratom

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| 121 822 873 815 | 2 157 340 866 | 123 980 214 681 |

Budget 2020

Amending budget No 9/2020

New amount

121 822 873 815

2 157 340 866

123 980 214 681

Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the Union is always balanced ex ante.

The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.

The rate to be applied to the Member States’ gross national income for financial year 2020 is 0,8009%.

Legal basis

Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (OJ L 168, 7.6.2014, p. 105), and in particular point (c) of Article 2(1) thereof.

| Member State | Budget 2020 | Amending budget No. 9/2020 | New amount |
| --- | --- | --- | --- |
| Belgium | 3 535 237 919 | 62 604 936 | 3 597 842 855 |
| Bulgaria | 447 579 916 | 7 926 118 | 455 506 034 |
| Czechia | 1 586 600 386 | 28 096 841 | 1 614 697 227 |
| Denmark | 2 359 065 760 | 41 776 301 | 2 400 842 061 |
| Germany | 26 401 785 028 | 467 544 786 | 26 869 329 814 |
| Estonia | 204 648 681 | 3 624 090 | 208 272 771 |
| Ireland | 1 924 143 341 | 34 074 332 | 1 958 217 673 |
| Greece | 1 340 331 645 | 23 735 709 | 1 364 067 354 |
| Spain | 8 967 064 491 | 158 796 243 | 9 125 860 734 |
| France | 18 186 301 512 | 322 058 167 | 18 508 359 679 |
| Croatia | 385 886 817 | 6 833 605 | 392 720 422 |
| Italy | 12 913 235 080 | 228 678 317 | 13 141 913 397 |
| Cyprus | 154 778 899 | 2 740 954 | 157 519 853 |
| Latvia | 224 934 988 | 3 983 336 | 228 918 324 |
| Lithuania | 343 837 864 | 6 088 967 | 349 926 831 |
| Luxembourg | 336 142 949 | 5 952 699 | 342 095 648 |
| Hungary | 1 050 832 721 | 18 609 021 | 1 069 441 742 |
| Malta | 91 041 273 | 1 612 235 | 92 653 508 |
| Netherlands | 5 922 013 398 | 104 871 943 | 6 026 885 341 |
| Austria | 2 987 744 520 | 52 909 467 | 3 040 653 987 |
| Poland | 3 915 834 778 | 69 344 862 | 3 985 179 640 |
| Portugal | 1 539 193 795 | 27 257 325 | 1 566 451 120 |
| Romania | 1 655 823 138 | 29 322 694 | 1 685 145 832 |
| Slovenia | 354 595 634 | 6 279 475 | 360 875 109 |
| Slovakia | 692 451 800 | 12 262 512 | 704 714 312 |
| Finland | 1 796 033 796 | 31 805 662 | 1 827 839 458 |
| Sweden | 3 671 069 134 | 65 010 349 | 3 736 079 483 |
| United Kingdom | 18 834 664 552 | 333 539 920 | 19 168 204 472 |
| Article 1 4 0 — Total | 121 822 873 815 | 2 157 340 866 | 123 980 214 681 |

Member State

Budget 2020

Amending budget No. 9/2020

New amount

Belgium

3 535 237 919

62 604 936

3 597 842 855

Bulgaria

447 579 916

7 926 118

455 506 034

Czechia

1 586 600 386

28 096 841

1 614 697 227

Denmark

2 359 065 760

41 776 301

2 400 842 061

Germany

26 401 785 028

467 544 786

26 869 329 814

Estonia

204 648 681

3 624 090

208 272 771

Ireland

1 924 143 341

34 074 332

1 958 217 673

Greece

1 340 331 645

23 735 709

1 364 067 354

Spain

8 967 064 491

158 796 243

9 125 860 734

France

18 186 301 512

322 058 167

18 508 359 679

Croatia

385 886 817

6 833 605

392 720 422

Italy

12 913 235 080

228 678 317

13 141 913 397

Cyprus

154 778 899

2 740 954

157 519 853

Latvia

224 934 988

3 983 336

228 918 324

Lithuania

343 837 864

6 088 967

349 926 831

Luxembourg

336 142 949

5 952 699

342 095 648

Hungary

1 050 832 721

18 609 021

1 069 441 742

Malta

91 041 273

1 612 235

92 653 508

Netherlands

5 922 013 398

104 871 943

6 026 885 341

Austria

2 987 744 520

52 909 467

3 040 653 987

Poland

3 915 834 778

69 344 862

3 985 179 640

Portugal

1 539 193 795

27 257 325

1 566 451 120

Romania

1 655 823 138

29 322 694

1 685 145 832

Slovenia

354 595 634

6 279 475

360 875 109

Slovakia

692 451 800

12 262 512

704 714 312

Finland

1 796 033 796

31 805 662

1 827 839 458

Sweden

3 671 069 134

65 010 349

3 736 079 483

United Kingdom

18 834 664 552

333 539 920

19 168 204 472

Article 1 4 0 — Total

121 822 873 815

2 157 340 866

123 980 214 681

TITLE 3

SURPLUSES, BALANCES AND ADJUSTMENTS

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 3 0 | SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR | 3 218 373 955 | p.m. | 3 218 373 955 |
| 3 1 | BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) No 609/2014 | p.m. | p.m. | p.m. |
| 3 2 | BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) No 609/2014 | p.m. | p.m. | p.m. |
| 3 3 | NETTING OF ADJUSTMENTS TO THE VAT AND GNI-BASED OWN RESOURCES FOR PREVIOUS FINANCIAL YEARS | p.m. | p.m. | p.m. |
| 3 4 | ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE | p.m. | p.m. | p.m. |
| 3 5 | RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM | 0 | p.m. | 0 |
| 3 6 | RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM | 0 | p.m. | 0 |
| 3 7 | ADJUSTMENT RELATING TO THE IMPLEMENTATION OF OWN RESOURCES DECISIONS | p.m. | p.m. | p.m. |
| 3 8 | ADJUSTMENT RELATING TO THE IMPLEMENTATION OF THE CONTINGENCY FRAMEWORK | p.m. | p.m. | p.m. |
| 3 9 | ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES | – 400 600 000 | – 716 000 000 | –1 116 600 000 |
| | Title 3 — Total | 2 817 773 955 | – 716 000 000 | 2 101 773 955 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

3 0

SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR

3 218 373 955

p.m.

3 218 373 955

3 1

BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) No 609/2014

p.m.

p.m.

p.m.

3 2

BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10B OF REGULATION (EU, EURATOM) No 609/2014

p.m.

p.m.

p.m.

3 3

NETTING OF ADJUSTMENTS TO THE VAT AND GNI-BASED OWN RESOURCES FOR PREVIOUS FINANCIAL YEARS

p.m.

p.m.

p.m.

3 4

ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE

p.m.

p.m.

p.m.

3 5

RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM

0

p.m.

0

3 6

RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM

0

p.m.

0

3 7

ADJUSTMENT RELATING TO THE IMPLEMENTATION OF OWN RESOURCES DECISIONS

p.m.

p.m.

p.m.

3 8

ADJUSTMENT RELATING TO THE IMPLEMENTATION OF THE CONTINGENCY FRAMEWORK

p.m.

p.m.

p.m.

3 9

ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES

– 400 600 000

– 716 000 000

–1 116 600 000

Title 3 — Total

2 817 773 955

– 716 000 000

2 101 773 955

CHAPTER 3 9 —   ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES

| Title
  Chapter
  Article
  Item | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 3 9 | ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES | | | |
| 3 9 0 | Adjustment related to exchange rate differences for own resources | – 400 600 000 | – 716 000 000 | –1 116 600 000 |
| | CHAPTER 3 9 — TOTAL | – 400 600 000 | – 716 000 000 | –1 116 600 000 |
| CHAPTER 3 9 — | ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES |

Title

Chapter

Article

Item

Heading

Budget 2020

Amending budget No 9/2020

New amount

3 9

ADJUSTMENT RELATED TO EXCHANGE RATE DIFFERENCES FOR OWN RESOURCES

3 9 0

Adjustment related to exchange rate differences for own resources

– 400 600 000

– 716 000 000

–1 116 600 000

CHAPTER 3 9 — TOTAL

– 400 600 000

– 716 000 000

–1 116 600 000

CHAPTER 3 9 —

3 9 0Adjustment related to exchange rate differences for own resources

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| – 400 600 000 | – 716 000 000 | –1 116 600 000 |

Budget 2020

Amending budget No 9/2020

New amount

– 400 600 000

– 716 000 000

–1 116 600 000

Remarks

New Article

This item is intended to budget significant gains or losses resulting from the differences between the exchange rates provided for in Article 10a (1) of Regulation No 609/2014 for the conversion into national currency of the budgeted amounts for own resources, on one hand, and the exchange rates used to enter the amounts in the Commission accounts, on the other hand..

Legal basis

Council Decision 2014/335/EU, Euratom of 26 May 2014 on the system of own resources of the European Union (OJ L 168, 7.6.2014, p. 105).

Council Regulation (EU, Euratom) No 609/2014 of 26 May 2014 on the methods and procedure for making available the traditional, VAT and GNI-based own resources and on the measures to meet cash requirements (OJ L 168, 7.6.2014, p. 39), and in particular Article 10a(1) thereof.

Regulation (EU, Eutratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (OJ L 193, 30.7.2018, p. 1) and in particular Article 19(3) thereof.

TITLE 7

DEFAULT INTEREST AND FINES

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 7 0 | DEFAULT INTEREST AND INTEREST ON FINES | 15 000 000 | p.m. | 15 000 000 |
| 7 1 | FINES AND PENALTIES | 218 000 000 | 128 000 000 | 346 000 000 |
| | Title 7 — Total | 233 000 000 | 128 000 000 | 361 000 000 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

7 0

DEFAULT INTEREST AND INTEREST ON FINES

15 000 000

p.m.

15 000 000

7 1

FINES AND PENALTIES

218 000 000

128 000 000

346 000 000

Title 7 — Total

233 000 000

128 000 000

361 000 000

CHAPTER 7 1 —   FINES AND PENALTIES

| Title
  Chapter
  Article
  Item | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 7 1 | FINES AND PENALTIES | | | |
| 7 1 0 | Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition | 185 000 000 | 71 000 000 | 256 000 000 |
| 7 1 1 | Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty | 33 000 000 | 57 000 000 | 90 000 000 |
| 7 1 2 | Fines imposed for fraud and irregularities which are damaging to the Union's financial interests | p.m. | | p.m. |
| 7 1 3 | Fines in the framework of the Union's economic governance — Assigned revenue | p.m. | | p.m. |
| 7 1 9 | Other fines and penalty payments |
| 7 1 9 0 | Other fines and penalty payments — Assigned revenue | p.m. | | p.m. |
| 7 1 9 1 | Other non-assigned fines and penalty payments | p.m. | | p.m. |
| | Article 7 1 9 — Total | p.m. | | p.m. |
| | CHAPTER 7 1 — TOTAL | 218 000 000 | 128 000 000 | 346 000 000 |
| CHAPTER 7 1 — | FINES AND PENALTIES |

Title

Chapter

Article

Item

Heading

Budget 2020

Amending budget No 9/2020

New amount

7 1

FINES AND PENALTIES

7 1 0

Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition

185 000 000

71 000 000

256 000 000

7 1 1

Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty

33 000 000

57 000 000

90 000 000

7 1 2

Fines imposed for fraud and irregularities which are damaging to the Union's financial interests

p.m.

p.m.

7 1 3

Fines in the framework of the Union's economic governance — Assigned revenue

p.m.

p.m.

7 1 9

Other fines and penalty payments

7 1 9 0

Other fines and penalty payments — Assigned revenue

p.m.

p.m.

7 1 9 1

Other non-assigned fines and penalty payments

p.m.

p.m.

Article 7 1 9 — Total

p.m.

p.m.

CHAPTER 7 1 — TOTAL

218 000 000

128 000 000

346 000 000

CHAPTER 7 1 —

7 1 0Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| 185 000 000 | 71 000 000 | 256 000 000 |

Budget 2020

Amending budget No 9/2020

New amount

185 000 000

71 000 000

256 000 000

Remarks

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.

The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union. The undertaking must provide the Commission with either a provisional payment or a financial guarantee covering both the principal of the debt and the interest or surcharges by the final date for payment.

Legal basis

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).

Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (OJ L 193, 30.7.2018, p. 1).

7 1 1Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| 33 000 000 | 57 000 000 | 90 000 000 |

Budget 2020

Amending budget No 9/2020

New amount

33 000 000

57 000 000

90 000 000

Remarks

This article is intended to record penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty.

Legal basis

Treaty on the Functioning of the European Union, and in particular Article 260(2) thereof.

---

(1)  The figures in this column correspond to those in the 2020 budget (OJ L 57, 27.2.2020, p. 1) plus amending budgets No 1 to 9/2020.

(2)  The figures in this column correspond to those in the 2019 budget (OJ L 67, 7.3.2019, p. 1) plus amending budgets No 1 to 3/2019.

(3)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(4)  The figures in this column correspond to those in the 2020 budget (OJ L 57, 27.2.2020, p. 1) plus amending budgets No 1 to 9/2020.

(5)  The figures in this column correspond to those in the 2019 budget (OJ L 67, 7.3.2019, p. 1) plus amending budgets No 1 to 3/2019.

(6)  The own resources for the 2020 budget are determined on the basis of the budget forecasts adopted at the 178th meeting of the Advisory Committee on Own Resources on 25 May 2020.

(7)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

(8)  The base to be used does not exceed 50 % of GNI.

(9)  Calculation of rate: (123 980 214 681) / (154 801 469 000) = 0,800898179338337.

(10)  Rounded percentages.

(11)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(12)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(13)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(14)  Rounded percentages.

(15)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(16)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(17)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(18)  Note: The difference of EUR 70 358 142 between the definitive amount of the 2015 UK correction (EUR 6 126 699 989, as calculated above) and the previously budgeted amount of the 2015 UK correction (EUR 6 056 341 847, entered in AB 5/2016) is financed in chapter 35 of AB 7/2020.

(19)  Rounded percentages.

(20)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(21)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(22)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(23)  Note: The difference of EUR 129 067 338 between the definitive amount of the 2016 UK correction (EUR 5 061 658 216, as calculated above) and the previously budgeted amount of the 2016 UK correction (EUR 4 932 590 878, entered in AB 6/2017) is financed in chapter 35 of AB 7/2020.

(24)  Rounded percentages.

(25)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(26)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(27)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(28)  Note: The difference of EUR 224 420 455 between the provisional amount of the 2017 UK correction (EUR 5 158 358 098, as calculated above) and the previously budgeted amount of the 2017 UK correction (EUR 4 933 937 643, entered in AB 6/2018) is financed in chapter 36 of AB 7/2020.

(29)  Rounded percentages.

(30)  The amount of enlargement-related expenditure corresponds to total allocated expenditure in 13 Member States (that have acceded to the Union after 30 April 2004), except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section.

(31)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNI-based own resource.

(32)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 20 % as of 1 January 2014 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

(33)  Note: The difference of EUR 493 106 163 between the definitive amount of the 2018 UK correction (EUR 5 516 634 839, as calculated above) and the previously budgeted amount of the 2018 UK correction (EUR 5 023 528 676, entered in Budget 2019) is financed in chapter 36 of AB 7/2020.

(34)  p.m. (own resources + other revenue = total revenue = total expenditure); (159 831 817 731 + 4 276 224 016 = 164 108 041 747 = 164 108 041 747).

(35)  Total own resources as percentage of GNI: (159 831 817 731) / (15 480 146 900 000) = 1,03 %; own resources ceiling as percentage of GNI: 1,20 %.

---

SECTION III

COMMISSION

REVENUE

| Title | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 4 | Revenue accruing from persons working with the institution and other Union bodies | 1 270 037 095 | p.m. | 1 270 037 095 |
| 5 | Revenue accruing from the administrative operation of the institution | 15 000 000 | p.m. | 15 000 000 |
| 6 | Contributions and refunds in connection with Union agreements and programmes | 130 000 000 | p.m. | 130 000 000 |
| 7 | Default interest and fines | 233 000 000 | 128 000 000 | 361 000 000 |
| 8 | Borrowing and lending operations | 2 076 361 | p.m. | 2 076 361 |
| 9 | Miscellaneous revenue | 15 000 000 | p.m. | 15 000 000 |
| | Total | 1 665 113 456 | 128 000 000 | 1 793 113 456 |

Title

Heading

Budget 2020

Amending budget No 9/2020

New amount

4

Revenue accruing from persons working with the institution and other Union bodies

1 270 037 095

p.m.

1 270 037 095

5

Revenue accruing from the administrative operation of the institution

15 000 000

p.m.

15 000 000

6

Contributions and refunds in connection with Union agreements and programmes

130 000 000

p.m.

130 000 000

7

Default interest and fines

233 000 000

128 000 000

361 000 000

8

Borrowing and lending operations

2 076 361

p.m.

2 076 361

9

Miscellaneous revenue

15 000 000

p.m.

15 000 000

Total

1 665 113 456

128 000 000

1 793 113 456

TITLE 7

DEFAULT INTEREST AND FINES

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 7 0 | DEFAULT INTEREST AND INTEREST ON FINES | 15 000 000 | p.m. | 15 000 000 |
| 7 1 | FINES AND PENALTIES | 218 000 000 | 128 000 000 | 346 000 000 |
| | Title 7 — Total | 233 000 000 | 128 000 000 | 361 000 000 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

7 0

DEFAULT INTEREST AND INTEREST ON FINES

15 000 000

p.m.

15 000 000

7 1

FINES AND PENALTIES

218 000 000

128 000 000

346 000 000

Title 7 — Total

233 000 000

128 000 000

361 000 000

CHAPTER 7 1 —   FINES AND PENALTIES

| Title
  Chapter
  Article
  Item | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| 7 1 | FINES AND PENALTIES | | | |
| 7 1 0 | Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition | 185 000 000 | 71 000 000 | 256 000 000 |
| 7 1 1 | Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty | 33 000 000 | 57 000 000 | 90 000 000 |
| 7 1 2 | Fines imposed for fraud and irregularities which are damaging to the Union’s financial interests | p.m. | | p.m. |
| 7 1 3 | Fines in the framework of the Union’s economic governance — Assigned revenue | p.m. | | p.m. |
| 7 1 9 | Other fines and penalty payments |
| 7 1 9 0 | Other fines and penalty payments — Assigned revenue | p.m. | | p.m. |
| 7 1 9 1 | Other non-assigned fines and penalty payments | p.m. | | p.m. |
| | Article 7 1 9 — Total | p.m. | | p.m. |
| | CHAPTER 7 1 — TOTAL | 218 000 000 | 128 000 000 | 346 000 000 |
| CHAPTER 7 1 — | FINES AND PENALTIES |

Title

Chapter

Article

Item

Heading

Budget 2020

Amending budget No 9/2020

New amount

7 1

FINES AND PENALTIES

7 1 0

Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition

185 000 000

71 000 000

256 000 000

7 1 1

Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty

33 000 000

57 000 000

90 000 000

7 1 2

Fines imposed for fraud and irregularities which are damaging to the Union’s financial interests

p.m.

p.m.

7 1 3

Fines in the framework of the Union’s economic governance — Assigned revenue

p.m.

p.m.

7 1 9

Other fines and penalty payments

7 1 9 0

Other fines and penalty payments — Assigned revenue

p.m.

p.m.

7 1 9 1

Other non-assigned fines and penalty payments

p.m.

p.m.

Article 7 1 9 — Total

p.m.

p.m.

CHAPTER 7 1 — TOTAL

218 000 000

128 000 000

346 000 000

CHAPTER 7 1 —

7 1 0Fines, periodic penalty payments and other penalties in connection with the implementation of the rules on competition

Figures (Non-differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| 185 000 000 | 71 000 000 | 256 000 000 |

Budget 2020

Amending budget No 9/2020

New amount

185 000 000

71 000 000

256 000 000

Remarks

The Commission may impose fines, periodic penalty payments and other penalties on undertakings and associations of undertakings for not respecting bans or not carrying out their obligations under the Regulations enumerated below or under Articles 101 and 102 of the Treaty on the Functioning of the European Union.

The fines must normally be paid within three months of the Commission decision being notified. However, the Commission will not collect the amount due when the undertaking has lodged an appeal with the Court of Justice of the European Union. The undertaking must provide the Commission with either a provisional payment or a financial guarantee covering both the principal of the debt and interest or surcharges by the final date for payment.

Legal basis

Council Regulation (EC) No 1/2003 of 16 December 2002 on the implementation of the rules on competition laid down in Articles 81 and 82 of the Treaty (OJ L 1, 4.1.2003, p. 1).

Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (the EC Merger Regulation) (OJ L 24, 29.1.2004, p. 1), and in particular Articles 14 and 15 thereof.

Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules applicable to the general budget of the Union, amending Regulations (EU) No 1296/2013, (EU) No 1301/2013, (EU) No 1303/2013, (EU) No 1304/2013, (EU) No 1309/2013, (EU) No 1316/2013, (EU) No 223/2014, (EU) No 283/2014, and Decision No 541/2014/EU and repealing Regulation (EU, Euratom) No 966/2012 (OJ L 193, 30.7.2018, p. 1).

7 1 1Penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty

Figures (Non-differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| 33 000 000 | 57 000 000 | 90 000 000 |

Budget 2020

Amending budget No 9/2020

New amount

33 000 000

57 000 000

90 000 000

Remarks

This article is intended to record penalty payments and lump sums imposed on a Member State for not complying with a judgment of the Court of Justice of the European Union on its failure to fulfil an obligation under the Treaty.

Legal basis

Treaty on the Functioning of the European Union, and in particular Article 260(2) thereof.

EXPENDITURE

| Title | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 01 | ECONOMIC AND FINANCIAL AFFAIRS | 550 910 219 | 1 501 374 219 | | | 550 910 219 | 1 501 374 219 |
| 02 | INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES | 3 203 612 540 | 2 706 787 634 | | 93 800 000 | 3 203 612 540 | 2 800 587 634 |
| 03 | COMPETITION | 116 380 398 | 116 380 398 | | | 116 380 398 | 116 380 398 |
| 04 | EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION | 14 881 605 545 | 14 894 134 411 | –3 105 725 | | 14 878 499 820 | 14 894 134 411 |
| 05 | AGRICULTURE AND RURAL DEVELOPMENT | 58 698 932 091 | 57 007 767 922 | 48 655 078 | 798 655 078 | 58 747 587 169 | 57 806 423 000 |
| 06 | MOBILITY AND TRANSPORT | 4 871 268 495 | 3 065 461 523 | | 100 000 000 | 4 871 268 495 | 3 165 461 523 |
| 07 | ENVIRONMENT | 555 989 653 | 410 691 242 | | | 555 989 653 | 410 691 242 |
| 08 | RESEARCH AND INNOVATION | 7 987 937 964 | 7 093 573 238 | | | 7 987 937 964 | 7 093 573 238 |
| 09 | COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY | 2 684 291 569 | 2 310 507 713 | | | 2 684 291 569 | 2 310 507 713 |
| 10 | DIRECT RESEARCH | 452 584 121 | 446 424 944 | | | 452 584 121 | 446 424 944 |
| 11 | MARITIME AFFAIRS AND FISHERIES | 1 096 734 831 | 904 804 693 | | | 1 096 734 831 | 904 804 693 |
| | Reserves (40 02 41) | 67 843 000 | 64 300 000 | | | 67 843 000 | 64 300 000 |
| | | 1 164 577 831 | 969 104 693 | | | 1 164 577 831 | 969 104 693 |
| 12 | FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION | 114 419 241 | 115 165 918 | –9 114 212 | –9 114 212 | 105 305 029 | 106 051 706 |
| 13 | REGIONAL AND URBAN POLICY | 43 478 605 137 | 40 662 502 062 | | | 43 478 605 137 | 40 662 502 062 |
| 14 | TAXATION AND CUSTOMS UNION | 177 055 750 | 170 293 750 | | | 177 055 750 | 170 293 750 |
| 15 | EDUCATION AND CULTURE | 4 828 897 829 | 4 457 288 075 | | | 4 828 897 829 | 4 457 288 075 |
| 16 | COMMUNICATION | 219 381 095 | 216 738 095 | | | 219 381 095 | 216 738 095 |
| 17 | HEALTH AND FOOD SAFETY | 668 839 926 | 625 083 932 | | | 668 839 926 | 625 083 932 |
| 18 | MIGRATION AND HOME AFFAIRS | 5 727 715 528 | 5 276 600 656 | | | 5 727 715 528 | 5 276 600 656 |
| | Reserves (40 02 41) | 1 003 000 | 1 003 000 | | | 1 003 000 | 1 003 000 |
| | | 5 728 718 528 | 5 277 603 656 | | | 5 728 718 528 | 5 277 603 656 |
| 19 | FOREIGN POLICY INSTRUMENTS | 907 036 746 | 808 717 831 | | | 907 036 746 | 808 717 831 |
| 20 | TRADE | 119 662 291 | 118 971 291 | | | 119 662 291 | 118 971 291 |
| 21 | INTERNATIONAL COOPERATION AND DEVELOPMENT | 3 819 395 952 | 3 320 689 539 | | 90 000 000 | 3 819 395 952 | 3 410 689 539 |
| 22 | NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS | 4 449 309 007 | 3 479 739 705 | | 496 000 000 | 4 449 309 007 | 3 975 739 705 |
| 23 | HUMANITARIAN AID AND CIVIL PROTECTION | 2 225 017 691 | 1 604 881 622 | | | 2 225 017 691 | 1 604 881 622 |
| 24 | FIGHT AGAINST FRAUD | 84 569 600 | 80 879 853 | | | 84 569 600 | 80 879 853 |
| 25 | COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE | 261 638 248 | 262 663 248 | | | 261 638 248 | 262 663 248 |
| 26 | COMMISSION’S ADMINISTRATION | 1 169 128 790 | 1 168 977 000 | | | 1 169 128 790 | 1 168 977 000 |
| 27 | BUDGET | 72 732 451 | 72 732 451 | | | 72 732 451 | 72 732 451 |
| 28 | AUDIT | 20 254 041 | 20 254 041 | | | 20 254 041 | 20 254 041 |
| 29 | STATISTICS | 162 101 479 | 159 101 479 | | | 162 101 479 | 159 101 479 |
| 30 | PENSIONS AND RELATED EXPENDITURE | 2 133 215 000 | 2 133 215 000 | | | 2 133 215 000 | 2 133 215 000 |
| 31 | LANGUAGE SERVICES | 410 651 078 | 410 651 078 | | | 410 651 078 | 410 651 078 |
| 32 | ENERGY | 2 399 423 663 | 1 870 314 222 | | | 2 399 423 663 | 1 870 314 222 |
| 33 | JUSTICE AND CONSUMERS | 285 532 215 | 281 548 093 | | | 285 532 215 | 281 548 093 |
| 34 | CLIMATE ACTION | 180 975 805 | 114 778 918 | | | 180 975 805 | 114 778 918 |
| 40 | RESERVES | 537 763 000 | 358 500 000 | | | 537 763 000 | 358 500 000 |
| | Total | 169 622 414 989 | 158 313 498 796 | 36 435 141 | 1 569 340 866 | 169 658 850 130 | 159 882 839 662 |
| | Of which Reserves (40 02 41) | 68 846 000 | 65 303 000 | | | 68 846 000 | 65 303 000 |

Title

Heading

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

01

ECONOMIC AND FINANCIAL AFFAIRS

550 910 219

1 501 374 219

550 910 219

1 501 374 219

02

INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES

3 203 612 540

2 706 787 634

93 800 000

3 203 612 540

2 800 587 634

03

COMPETITION

116 380 398

116 380 398

116 380 398

116 380 398

04

EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION

14 881 605 545

14 894 134 411

–3 105 725

14 878 499 820

14 894 134 411

05

AGRICULTURE AND RURAL DEVELOPMENT

58 698 932 091

57 007 767 922

48 655 078

798 655 078

58 747 587 169

57 806 423 000

06

MOBILITY AND TRANSPORT

4 871 268 495

3 065 461 523

100 000 000

4 871 268 495

3 165 461 523

07

ENVIRONMENT

555 989 653

410 691 242

555 989 653

410 691 242

08

RESEARCH AND INNOVATION

7 987 937 964

7 093 573 238

7 987 937 964

7 093 573 238

09

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

2 684 291 569

2 310 507 713

2 684 291 569

2 310 507 713

10

DIRECT RESEARCH

452 584 121

446 424 944

452 584 121

446 424 944

11

MARITIME AFFAIRS AND FISHERIES

1 096 734 831

904 804 693

1 096 734 831

904 804 693

Reserves (40 02 41)

67 843 000

64 300 000

67 843 000

64 300 000

1 164 577 831

969 104 693

1 164 577 831

969 104 693

12

FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION

114 419 241

115 165 918

–9 114 212

–9 114 212

105 305 029

106 051 706

13

REGIONAL AND URBAN POLICY

43 478 605 137

40 662 502 062

43 478 605 137

40 662 502 062

14

TAXATION AND CUSTOMS UNION

177 055 750

170 293 750

177 055 750

170 293 750

15

EDUCATION AND CULTURE

4 828 897 829

4 457 288 075

4 828 897 829

4 457 288 075

16

COMMUNICATION

219 381 095

216 738 095

219 381 095

216 738 095

17

HEALTH AND FOOD SAFETY

668 839 926

625 083 932

668 839 926

625 083 932

18

MIGRATION AND HOME AFFAIRS

5 727 715 528

5 276 600 656

5 727 715 528

5 276 600 656

Reserves (40 02 41)

1 003 000

1 003 000

1 003 000

1 003 000

5 728 718 528

5 277 603 656

5 728 718 528

5 277 603 656

19

FOREIGN POLICY INSTRUMENTS

907 036 746

808 717 831

907 036 746

808 717 831

20

TRADE

119 662 291

118 971 291

119 662 291

118 971 291

21

INTERNATIONAL COOPERATION AND DEVELOPMENT

3 819 395 952

3 320 689 539

90 000 000

3 819 395 952

3 410 689 539

22

NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS

4 449 309 007

3 479 739 705

496 000 000

4 449 309 007

3 975 739 705

23

HUMANITARIAN AID AND CIVIL PROTECTION

2 225 017 691

1 604 881 622

2 225 017 691

1 604 881 622

24

FIGHT AGAINST FRAUD

84 569 600

80 879 853

84 569 600

80 879 853

25

COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE

261 638 248

262 663 248

261 638 248

262 663 248

26

COMMISSION’S ADMINISTRATION

1 169 128 790

1 168 977 000

1 169 128 790

1 168 977 000

27

BUDGET

72 732 451

72 732 451

72 732 451

72 732 451

28

AUDIT

20 254 041

20 254 041

20 254 041

20 254 041

29

STATISTICS

162 101 479

159 101 479

162 101 479

159 101 479

30

PENSIONS AND RELATED EXPENDITURE

2 133 215 000

2 133 215 000

2 133 215 000

2 133 215 000

31

LANGUAGE SERVICES

410 651 078

410 651 078

410 651 078

410 651 078

32

ENERGY

2 399 423 663

1 870 314 222

2 399 423 663

1 870 314 222

33

JUSTICE AND CONSUMERS

285 532 215

281 548 093

285 532 215

281 548 093

34

CLIMATE ACTION

180 975 805

114 778 918

180 975 805

114 778 918

40

RESERVES

537 763 000

358 500 000

537 763 000

358 500 000

Total

169 622 414 989

158 313 498 796

36 435 141

1 569 340 866

169 658 850 130

159 882 839 662

Of which Reserves (40 02 41)

68 846 000

65 303 000

68 846 000

65 303 000

TITLE 02

INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES

General summary of appropriations (2020 and 2019) and outturn (2018)

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 02 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES’ POLICY AREA | 142 129 182 | 142 129 182 | | | 142 129 182 | 142 129 182 |
| 02 02 | COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES | 408 008 400 | 364 696 716 | | 93 800 000 | 408 008 400 | 458 496 716 |
| 02 03 | INTERNAL MARKET FOR GOODS AND SERVICES | 118 595 657 | 112 479 117 | | | 118 595 657 | 112 479 117 |
| 02 04 | HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES | 397 801 382 | 353 755 000 | | | 397 801 382 | 353 755 000 |
| 02 05 | EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO) | 1 238 630 919 | 984 727 619 | | | 1 238 630 919 | 984 727 619 |
| 02 06 | EUROPEAN EARTH OBSERVATION PROGRAMME | 643 947 000 | 549 000 000 | | | 643 947 000 | 549 000 000 |
| 02 07 | EUROPEAN DEFENCE INDUSTRIAL DEVELOPMENT PROGRAMME | 254 500 000 | 200 000 000 | | | 254 500 000 | 200 000 000 |
| | Title 02 — Total | 3 203 612 540 | 2 706 787 634 | | 93 800 000 | 3 203 612 540 | 2 800 587 634 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

02 01

ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNAL MARKET, INDUSTRY, ENTREPRENEURSHIP AND SMES’ POLICY AREA

142 129 182

142 129 182

142 129 182

142 129 182

02 02

COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES

408 008 400

364 696 716

93 800 000

408 008 400

458 496 716

02 03

INTERNAL MARKET FOR GOODS AND SERVICES

118 595 657

112 479 117

118 595 657

112 479 117

02 04

HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES

397 801 382

353 755 000

397 801 382

353 755 000

02 05

EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)

1 238 630 919

984 727 619

1 238 630 919

984 727 619

02 06

EUROPEAN EARTH OBSERVATION PROGRAMME

643 947 000

549 000 000

643 947 000

549 000 000

02 07

EUROPEAN DEFENCE INDUSTRIAL DEVELOPMENT PROGRAMME

254 500 000

200 000 000

254 500 000

200 000 000

Title 02 — Total

3 203 612 540

2 706 787 634

93 800 000

3 203 612 540

2 800 587 634

CHAPTER 02 02 —   COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 02 02 | COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES |
| 02 02 01 | Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises | 1.1 | 135 298 400 | 143 261 000 | | | 135 298 400 | 143 261 000 |
| 02 02 02 | Improving access to finance for small and medium-sized enterprises in the form of equity and debt | 1.1 | 269 160 000 | 215 000 000 | | 93 800 000 | 269 160 000 | 308 800 000 |
| 02 02 51 | Completion of former activities in the competitiveness and entrepreneurship domain | 1.1 | p.m. | 639 000 | | | p.m. | 639 000 |
| 02 02 77 | Pilot projects and preparatory actions |
| 02 02 77 03 | Preparatory action — Erasmus for Young Entrepreneurs | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 10 | Preparatory action — Euromed innovation entrepreneurs for change | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 16 | Pilot project — The future of manufacturing | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 17 | Pilot project — Business transfers to employees and cooperative model: ensuring the sustainability of SMEs | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 18 | Pilot project — Female business angels | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 19 | Pilot project — World-bridging tourism | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 21 | Preparatory action — Transnational culture-related European tourism product | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 23 | Pilot project — Youth on the SPOT — Special Partnership on Tourism | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 24 | Pilot project — Destination Europe Brand — Promoting Europe in the tourism sector | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 25 | Pilot project — Entrepreneurial capacity building for young migrants | 1.1 | p.m. | 531 206 | | | p.m. | 531 206 |
| 02 02 77 26 | Pilot project — Sharing Economy Startup Initiative — Financing the future of European entrepreneurship | 1.1 | p.m. | 566 300 | | | p.m. | 566 300 |
| 02 02 77 27 | Pilot project — Reducing youth unemployment and setting up cooperatives to enhance working opportunities in the EU | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 28 | Pilot project — SME instrument to enhance women’s participation | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 29 | Preparatory action — European Capital of Tourism | 1.1 | p.m. | 740 700 | | | p.m. | 740 700 |
| 02 02 77 30 | Pilot project — Achieve Leadership in Entrepreneurship and Cooperation Opportunities (ALECO) | 1.1 | p.m. | 225 000 | | | p.m. | 225 000 |
| 02 02 77 31 | Preparatory action — Culture Europe: Promoting Europe's treasures | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 32 | Preparatory action — World Bridge Tourism | 1.1 | p.m. | 720 000 | | | p.m. | 720 000 |
| 02 02 77 33 | Preparatory action — Entrepreneurial capacity building for young migrants | 1.1 | p.m. | 366 010 | | | p.m. | 366 010 |
| 02 02 77 34 | Pilot project — Enhancing internationalisation capacity through European networks of SMEs | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 35 | Preparatory action — Speeding up industrial modernisation by improving support for pan-European demonstration facilities — 3D printing | 1.1 | p.m. | 100 000 | | | p.m. | 100 000 |
| 02 02 77 36 | Preparatory action — Cir©Lean: Business-enabling network for SMEs in the Union to utilise circular economy business opportunities | 1.1 | p.m. | 450 000 | | | p.m. | 450 000 |
| 02 02 77 38 | Preparatory action — Reducing youth unemployment — setting up co-operatives to enhance working opportunities in the Union | 1.1 | p.m. | 600 000 | | | p.m. | 600 000 |
| 02 02 77 39 | Pilot project — Quality of service in tourism | 1.1 | 350 000 | 207 500 | | | 350 000 | 207 500 |
| 02 02 77 40 | Pilot project — Satellite broadband internet access for bringing educational multimedia content to unconnected schools | 1.1 | p.m. | 490 000 | | | p.m. | 490 000 |
| 02 02 77 41 | Preparatory action — Erasmus for Young Entrepreneurs Global / Achieve Leadership in Entrepreneurship and Cooperation Opportunities | 1.1 | 2 200 000 | 550 000 | | | 2 200 000 | 550 000 |
| 02 02 77 42 | Pilot project — Smart destinations | 1.1 | 1 000 000 | 250 000 | | | 1 000 000 | 250 000 |
| | Article 02 02 77 — Subtotal | | 3 550 000 | 5 796 716 | | | 3 550 000 | 5 796 716 |
| | Chapter 02 02 — Total | | 408 008 400 | 364 696 716 | | 93 800 000 | 408 008 400 | 458 496 716 |

Title

Chapter

Article

Item

Heading

FF

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

02 02

COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES

02 02 01

Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises

1.1

135 298 400

143 261 000

135 298 400

143 261 000

02 02 02

Improving access to finance for small and medium-sized enterprises in the form of equity and debt

1.1

269 160 000

215 000 000

93 800 000

269 160 000

308 800 000

02 02 51

Completion of former activities in the competitiveness and entrepreneurship domain

1.1

p.m.

639 000

p.m.

639 000

02 02 77

Pilot projects and preparatory actions

02 02 77 03

Preparatory action — Erasmus for Young Entrepreneurs

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 10

Preparatory action — Euromed innovation entrepreneurs for change

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 16

Pilot project — The future of manufacturing

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 17

Pilot project — Business transfers to employees and cooperative model: ensuring the sustainability of SMEs

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 18

Pilot project — Female business angels

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 19

Pilot project — World-bridging tourism

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 21

Preparatory action — Transnational culture-related European tourism product

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 23

Pilot project — Youth on the SPOT — Special Partnership on Tourism

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 24

Pilot project — Destination Europe Brand — Promoting Europe in the tourism sector

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 25

Pilot project — Entrepreneurial capacity building for young migrants

1.1

p.m.

531 206

p.m.

531 206

02 02 77 26

Pilot project — Sharing Economy Startup Initiative — Financing the future of European entrepreneurship

1.1

p.m.

566 300

p.m.

566 300

02 02 77 27

Pilot project — Reducing youth unemployment and setting up cooperatives to enhance working opportunities in the EU

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 28

Pilot project — SME instrument to enhance women’s participation

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 29

Preparatory action — European Capital of Tourism

1.1

p.m.

740 700

p.m.

740 700

02 02 77 30

Pilot project — Achieve Leadership in Entrepreneurship and Cooperation Opportunities (ALECO)

1.1

p.m.

225 000

p.m.

225 000

02 02 77 31

Preparatory action — Culture Europe: Promoting Europe's treasures

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 32

Preparatory action — World Bridge Tourism

1.1

p.m.

720 000

p.m.

720 000

02 02 77 33

Preparatory action — Entrepreneurial capacity building for young migrants

1.1

p.m.

366 010

p.m.

366 010

02 02 77 34

Pilot project — Enhancing internationalisation capacity through European networks of SMEs

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 35

Preparatory action — Speeding up industrial modernisation by improving support for pan-European demonstration facilities — 3D printing

1.1

p.m.

100 000

p.m.

100 000

02 02 77 36

Preparatory action — Cir©Lean: Business-enabling network for SMEs in the Union to utilise circular economy business opportunities

1.1

p.m.

450 000

p.m.

450 000

02 02 77 38

Preparatory action — Reducing youth unemployment — setting up co-operatives to enhance working opportunities in the Union

1.1

p.m.

600 000

p.m.

600 000

02 02 77 39

Pilot project — Quality of service in tourism

1.1

350 000

207 500

350 000

207 500

02 02 77 40

Pilot project — Satellite broadband internet access for bringing educational multimedia content to unconnected schools

1.1

p.m.

490 000

p.m.

490 000

02 02 77 41

Preparatory action — Erasmus for Young Entrepreneurs Global / Achieve Leadership in Entrepreneurship and Cooperation Opportunities

1.1

2 200 000

550 000

2 200 000

550 000

02 02 77 42

Pilot project — Smart destinations

1.1

1 000 000

250 000

1 000 000

250 000

Article 02 02 77 — Subtotal

3 550 000

5 796 716

3 550 000

5 796 716

Chapter 02 02 — Total

408 008 400

364 696 716

93 800 000

408 008 400

458 496 716

02 02 02Improving access to finance for small and medium-sized enterprises in the form of equity and debt

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 269 160 000 | 215 000 000 | | 93 800 000 | 269 160 000 | 308 800 000 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

269 160 000

215 000 000

93 800 000

269 160 000

308 800 000

Remarks

This appropriation is to be used to improve access to finance small and medium-sized enterprises (SMEs), including companies of female entrepreneurs, in the form of equity and debt, in their start-up, growth and transfer phase.

A loan guarantee facility (LGF) provides counter-guarantees, direct guarantees and other risk sharing arrangements for debt financing which will reduce the particular difficulties that viable SMEs face in accessing finance either due to their perceived higher risk or their lack of sufficient available collateral and for securitisation of SME debt finance portfolios.

An equity facility for growth (EFG) allows investments in risk capital funds which invest in SMEs in the expansion and growth stage, whilst taking a gender-sensitive and non-discriminatory approach, and in particular in those operating cross-borders. It will be possible to invest in early stage funds in conjunction with the equity facility for RDI under Horizon 2020. In cases of joint investments in multi-stage funds, investments will be provided on a pro-rata basis from the EFG of the COSME programme and the equity facility for RDI under Horizon 2020. Support from the EFG will be (a) either directly by the European Investment Fund (EIF) or other entities entrusted with the implementation on behalf of the Commission or (b) by funds-of-funds or investment vehicles investing across borders.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, those amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations, according to the same ratio as between the amount authorised for expenditure on administrative management and the total appropriations entered for the programme in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation.

Any repayment from financial instruments pursuant to Article 209(3) of the Financial Regulation, including capital repayments, guarantees released and repayment of the principal of loans, paid back to the Commission and entered in Item 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(3) and Article 22(1) of the Financial Regulation.

The corresponding amount of assigned revenue is estimated at EUR 27 300 000.

Legal basis

Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (OJ L 347, 20.12.2013, p. 33), and in particular Article 3(1) thereof.

TITLE 04

EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION

General summary of appropriations (2020 and 2019) and outturn (2018)

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 04 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION’ POLICY AREA | 100 653 552 | 100 653 552 | | | 100 653 552 | 100 653 552 |
| 04 02 | EUROPEAN SOCIAL FUND | 13 938 716 897 | 14 044 900 000 | | | 13 938 716 897 | 14 044 900 000 |
| 04 03 | EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION | 263 527 350 | 246 380 859 | –3 105 725 | | 260 421 625 | 246 380 859 |
| | Reserves (40 02 41) | | | | | | |
| | | 263 527 350 | 246 380 859 | –3 105 725 | | 260 421 625 | 246 380 859 |
| 04 04 | EUROPEAN GLOBALISATION ADJUSTMENT FUND | p.m. | 10 000 000 | | | p.m. | 10 000 000 |
| 04 05 | INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — EMPLOYMENT, SOCIAL POLICIES AND HUMAN RESOURCES DEVELOPMENT | p.m. | 11 300 000 | | | p.m. | 11 300 000 |
| 04 06 | FUND FOR EUROPEAN AID TO THE MOST DEPRIVED | 578 707 746 | 480 900 000 | | | 578 707 746 | 480 900 000 |
| | Title 04 — Total | 14 881 605 545 | 14 894 134 411 | –3 105 725 | | 14 878 499 820 | 14 894 134 411 |
| | Reserves (40 02 41) | | | | | | |
| | | 14 881 605 545 | 14 894 134 411 | –3 105 725 | | 14 878 499 820 | 14 894 134 411 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

04 01

ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION’ POLICY AREA

100 653 552

100 653 552

100 653 552

100 653 552

04 02

EUROPEAN SOCIAL FUND

13 938 716 897

14 044 900 000

13 938 716 897

14 044 900 000

04 03

EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION

263 527 350

246 380 859

–3 105 725

260 421 625

246 380 859

Reserves (40 02 41)

263 527 350

246 380 859

–3 105 725

260 421 625

246 380 859

04 04

EUROPEAN GLOBALISATION ADJUSTMENT FUND

p.m.

10 000 000

p.m.

10 000 000

04 05

INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — EMPLOYMENT, SOCIAL POLICIES AND HUMAN RESOURCES DEVELOPMENT

p.m.

11 300 000

p.m.

11 300 000

04 06

FUND FOR EUROPEAN AID TO THE MOST DEPRIVED

578 707 746

480 900 000

578 707 746

480 900 000

Title 04 — Total

14 881 605 545

14 894 134 411

–3 105 725

14 878 499 820

14 894 134 411

Reserves (40 02 41)

14 881 605 545

14 894 134 411

–3 105 725

14 878 499 820

14 894 134 411

CHAPTER 04 03 —   EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 04 03 | EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION |
| 04 03 01 | Prerogatives and specific competencies |
| 04 03 01 01 | Cost of preliminary consultation meetings with trade union representatives | 1.1 | 450 000 | 335 000 | | | 450 000 | 335 000 |
| 04 03 01 03 | Free movement of workers, coordination of social security schemes and measures for migrants, including migrants from third countries | 1.1 | 9 423 000 | 9 000 000 | | | 9 423 000 | 9 000 000 |
| 04 03 01 04 | Analysis of and studies on the social situation, demographics and the family | 1.1 | 3 663 000 | 3 000 000 | | | 3 663 000 | 3 000 000 |
| 04 03 01 05 | Information and training measures for workers’ organisations | 1.1 | 20 784 000 | 19 400 000 | | | 20 784 000 | 19 400 000 |
| 04 03 01 06 | Information, consultation and participation of representatives of undertakings | 1.1 | 7 100 000 | 5 000 000 | | | 7 100 000 | 5 000 000 |
| 04 03 01 08 | Industrial relations and social dialogue | 1.1 | 15 500 000 | 10 000 000 | | | 15 500 000 | 10 000 000 |
| | Article 04 03 01 — Subtotal | | 56 920 000 | 46 735 000 | | | 56 920 000 | 46 735 000 |
| 04 03 02 | European Union programme for Employment and Social Innovation |
| 04 03 02 01 | Progress — Supporting the development, implementation, monitoring and evaluation of Union employment and social policy and working conditions legislation | 1.1 | 77 900 000 | 58 900 000 | | | 77 900 000 | 58 900 000 |
| 04 03 02 02 | EURES — Promoting workers’ voluntary geographical mobility and boosting employment opportunities | 1.1 | 22 476 491 | 22 000 000 | | | 22 476 491 | 22 000 000 |
| 04 03 02 03 | Microfinance and Social Entrepreneurship — Increasing access to, and the availability of, financing for legal and physical persons, especially those furthest from the labour market, and social enterprises | 1.1 | 14 235 000 | 21 500 000 | | | 14 235 000 | 21 500 000 |
| | Article 04 03 02 — Subtotal | | 114 611 491 | 102 400 000 | | | 114 611 491 | 102 400 000 |
| 04 03 11 | European Foundation for the Improvement of Living and Working Conditions | 1.1 | 21 053 025 | 21 053 025 | | | 21 053 025 | 21 053 025 |
| 04 03 12 | European Agency for Safety and Health at Work | 1.1 | 15 507 072 | 15 507 072 | | | 15 507 072 | 15 507 072 |
| 04 03 13 | European Centre for the Development of Vocational Training (Cedefop) | 1.1 | 17 815 490 | 17 815 490 | | | 17 815 490 | 17 815 490 |
| 04 03 14 | European Training Foundation | 4 | 20 937 022 | 20 937 022 | | | 20 937 022 | 20 937 022 |
| 04 03 15 | European Labour Authority | 1.1 | 15 683 250 | 15 683 250 | –3 105 725 | | 12 577 525 | 15 683 250 |
| | Reserves (40 02 41) | | | | | | | |
| | | | 15 683 250 | 15 683 250 | –3 105 725 | | 12 577 525 | 15 683 250 |
| 04 03 51 | Completion of Progress | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 52 | Completion of EURES | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 53 | Completion of other activities | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 | Pilot projects and preparatory actions |
| 04 03 77 02 | Pilot project — Promoting protection of the right to housing | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 07 | Preparatory action — Your first EURES Job | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 08 | Pilot project — Social solidarity for social integration | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 09 | Preparatory action — Information centres for posted workers and migrant workers | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 13 | Preparatory action — Activation measures targeting young people — implementing the ‘Youth on the Move’ initiative | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 14 | Preparatory action — Social innovation driven by social business and young entrepreneurship | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 17 | Pilot project — Social security card | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 18 | Preparatory action — Social solidarity for social integration | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 19 | Preparatory action — Supporting active inclusion of disadvantaged migrants in Europe through development and testing of local centres for social and economic integration | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 21 | Pilot project — European Union Real Time Sign Language Application and Service | 3 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 23 | Preparatory action — Reactivate — Intra-Union mobility programme for unemployed over-35s | 1.1 | p.m. | 1 000 000 | | | p.m. | 1 000 000 |
| 04 03 77 24 | Pilot project — Quality employment for job starters through entrepreneurship | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 25 | Preparatory action — Child Guarantee Scheme / Establishing a European child guarantee and financial support | 1.1 | p.m. | 5 000 000 | | | p.m. | 5 000 000 |
| 04 03 77 26 | Pilot project — A European framework for apprentice mobility: developing European citizenship and skills through youth integration in the labour market | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 27 | Pilot project — Promotion of domestic worker cooperatives and service voucher schemes | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 04 03 77 29 | Pilot project — Role of the minimum wage in establishing the Universal Labour Guarantee | 1.1 | 1 000 000 | 250 000 | | | 1 000 000 | 250 000 |
| | Article 04 03 77 — Subtotal | | 1 000 000 | 6 250 000 | | | 1 000 000 | 6 250 000 |
| | Chapter 04 03 — Total | | 263 527 350 | 246 380 859 | –3 105 725 | | 260 421 625 | 246 380 859 |

Title

Chapter

Article

Item

Heading

FF

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

04 03

EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION

04 03 01

Prerogatives and specific competencies

04 03 01 01

Cost of preliminary consultation meetings with trade union representatives

1.1

450 000

335 000

450 000

335 000

04 03 01 03

Free movement of workers, coordination of social security schemes and measures for migrants, including migrants from third countries

1.1

9 423 000

9 000 000

9 423 000

9 000 000

04 03 01 04

Analysis of and studies on the social situation, demographics and the family

1.1

3 663 000

3 000 000

3 663 000

3 000 000

04 03 01 05

Information and training measures for workers’ organisations

1.1

20 784 000

19 400 000

20 784 000

19 400 000

04 03 01 06

Information, consultation and participation of representatives of undertakings

1.1

7 100 000

5 000 000

7 100 000

5 000 000

04 03 01 08

Industrial relations and social dialogue

1.1

15 500 000

10 000 000

15 500 000

10 000 000

Article 04 03 01 — Subtotal

56 920 000

46 735 000

56 920 000

46 735 000

04 03 02

European Union programme for Employment and Social Innovation

04 03 02 01

Progress — Supporting the development, implementation, monitoring and evaluation of Union employment and social policy and working conditions legislation

1.1

77 900 000

58 900 000

77 900 000

58 900 000

04 03 02 02

EURES — Promoting workers’ voluntary geographical mobility and boosting employment opportunities

1.1

22 476 491

22 000 000

22 476 491

22 000 000

04 03 02 03

Microfinance and Social Entrepreneurship — Increasing access to, and the availability of, financing for legal and physical persons, especially those furthest from the labour market, and social enterprises

1.1

14 235 000

21 500 000

14 235 000

21 500 000

Article 04 03 02 — Subtotal

114 611 491

102 400 000

114 611 491

102 400 000

04 03 11

European Foundation for the Improvement of Living and Working Conditions

1.1

21 053 025

21 053 025

21 053 025

21 053 025

04 03 12

European Agency for Safety and Health at Work

1.1

15 507 072

15 507 072

15 507 072

15 507 072

04 03 13

European Centre for the Development of Vocational Training (Cedefop)

1.1

17 815 490

17 815 490

17 815 490

17 815 490

04 03 14

European Training Foundation

4

20 937 022

20 937 022

20 937 022

20 937 022

04 03 15

European Labour Authority

1.1

15 683 250

15 683 250

–3 105 725

12 577 525

15 683 250

Reserves (40 02 41)

15 683 250

15 683 250

–3 105 725

12 577 525

15 683 250

04 03 51

Completion of Progress

1.1

p.m.

p.m.

p.m.

p.m.

04 03 52

Completion of EURES

1.1

p.m.

p.m.

p.m.

p.m.

04 03 53

Completion of other activities

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77

Pilot projects and preparatory actions

04 03 77 02

Pilot project — Promoting protection of the right to housing

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 07

Preparatory action — Your first EURES Job

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 08

Pilot project — Social solidarity for social integration

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 09

Preparatory action — Information centres for posted workers and migrant workers

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 13

Preparatory action — Activation measures targeting young people — implementing the ‘Youth on the Move’ initiative

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 14

Preparatory action — Social innovation driven by social business and young entrepreneurship

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 17

Pilot project — Social security card

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 18

Preparatory action — Social solidarity for social integration

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 19

Preparatory action — Supporting active inclusion of disadvantaged migrants in Europe through development and testing of local centres for social and economic integration

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 21

Pilot project — European Union Real Time Sign Language Application and Service

3

p.m.

p.m.

p.m.

p.m.

04 03 77 23

Preparatory action — Reactivate — Intra-Union mobility programme for unemployed over-35s

1.1

p.m.

1 000 000

p.m.

1 000 000

04 03 77 24

Pilot project — Quality employment for job starters through entrepreneurship

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 25

Preparatory action — Child Guarantee Scheme / Establishing a European child guarantee and financial support

1.1

p.m.

5 000 000

p.m.

5 000 000

04 03 77 26

Pilot project — A European framework for apprentice mobility: developing European citizenship and skills through youth integration in the labour market

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 27

Pilot project — Promotion of domestic worker cooperatives and service voucher schemes

1.1

p.m.

p.m.

p.m.

p.m.

04 03 77 29

Pilot project — Role of the minimum wage in establishing the Universal Labour Guarantee

1.1

1 000 000

250 000

1 000 000

250 000

Article 04 03 77 — Subtotal

1 000 000

6 250 000

1 000 000

6 250 000

Chapter 04 03 — Total

263 527 350

246 380 859

–3 105 725

260 421 625

246 380 859

04 03 15European Labour Authority

Figures (Differentiated appropriations)

| | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 15 683 250 | 15 683 250 | –3 105 725 | | 12 577 525 | 15 683 250 | |
| Reserves (40 02 41) | | | | | | |
| Total | 15 683 250 | 15 683 250 | –3 105 725 | | 12 577 525 | 15 683 250 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

15 683 250

15 683 250

–3 105 725

12 577 525

15 683 250

Reserves (40 02 41)

Total

15 683 250

15 683 250

–3 105 725

12 577 525

15 683 250

Remarks

The appropriation is intended to cover the European Labour Authority (ELA) staff and administrative expenditure (Titles 1 and 2), and operational expenditure for the work programme (Title 3).

The Authority must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contribution from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with points (b), (e) and (f) of Article 21(2) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the 'European Economic Area' Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

The objective of the Authority shall be to contribute to ensuring fair labour mobility across the Union and assist Member States and the Commission in the coordination of social security systems within the Union. To this end, the Authority is to facilitate access to information on rights and obligations regarding labour mobility across the Union as well as to relevant services; facilitate and enhance cooperation between Member States in the enforcement of relevant Union law across the Union, including facilitating concerted and joint inspections; mediate and facilitate solutions in cases of cross-border disputes between Member States, and support cooperation between Member States in tackling undeclared work.

The Union contribution for 2020 amounts to a total of EUR 15 683 250.

This appropriation is intended to cover the measures necessary to accomplish ELA's tasks as defined in Regulation (EU) 2019/1149, and in particular Article 4 thereof:

| — | facilitate access to information and coordinate EURES, |
| --- | --- |

—

facilitate access to information and coordinate EURES,

| — | facilitate cooperation and the exchange of information between Member States with a view to the consistent, efficient and effective application and enforcement of relevant Union law, |
| --- | --- |

—

facilitate cooperation and the exchange of information between Member States with a view to the consistent, efficient and effective application and enforcement of relevant Union law,

| — | coordinate and support concerted and joint inspections, |
| --- | --- |

—

coordinate and support concerted and joint inspections,

| — | carry out analyses and risk assessments on issues of cross-border labour mobility, |
| --- | --- |

—

carry out analyses and risk assessments on issues of cross-border labour mobility,

| — | support Member States with capacity building regarding the effective application and enforcement of relevant Union law, |
| --- | --- |

—

support Member States with capacity building regarding the effective application and enforcement of relevant Union law,

| — | support Member States in tackling undeclared work, |
| --- | --- |

—

support Member States in tackling undeclared work,

| — | mediate disputes between Member States on the application of relevant Union law. |
| --- | --- |

—

mediate disputes between Member States on the application of relevant Union law.

The Authority's establishment plan is set out in Annex 'Staff' to this section.

Legal basis

Regulation (EU) 2019/1149 of the European Parliament and of the Council of 20 June 2019 establishing a European Labour Authority, amending Regulations (EC) No 883/2004, (EU) No 492/2011, and (EU) 2016/589 and repealing Decision (EU) 2016/344 (OJ L 186, 11.7.2019, p. 21).

TITLE 05

AGRICULTURE AND RURAL DEVELOPMENT

General summary of appropriations (2020 and 2019) and outturn (2018)

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 05 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 137 274 998 | 137 274 998 | | | 137 274 998 | 137 274 998 |
| 05 02 | IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS | 2 530 100 000 | 2 504 093 192 | 48 655 078 | 48 655 078 | 2 578 755 078 | 2 552 748 270 |
| 05 03 | DIRECT PAYMENTS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES | 40 621 000 000 | 40 621 000 000 | | | 40 621 000 000 | 40 621 000 000 |
| 05 04 | RURAL DEVELOPMENT | 14 693 560 347 | 13 115 023 550 | | 750 000 000 | 14 693 560 347 | 13 865 023 550 |
| 05 05 | INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT | 102 178 364 | 118 000 000 | | | 102 178 364 | 118 000 000 |
| 05 06 | INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 6 440 000 | 6 440 000 | | | 6 440 000 | 6 440 000 |
| 05 07 | AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF) | 205 862 760 | 205 625 821 | | | 205 862 760 | 205 625 821 |
| 05 08 | POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 44 103 927 | 42 817 295 | | | 44 103 927 | 42 817 295 |
| 05 09 | HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE | 358 411 695 | 257 493 066 | | | 358 411 695 | 257 493 066 |
| | Title 05 — Total | 58 698 932 091 | 57 007 767 922 | 48 655 078 | 798 655 078 | 58 747 587 169 | 57 806 423 000 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

05 01

ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

137 274 998

137 274 998

137 274 998

137 274 998

05 02

IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS

2 530 100 000

2 504 093 192

48 655 078

48 655 078

2 578 755 078

2 552 748 270

05 03

DIRECT PAYMENTS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES

40 621 000 000

40 621 000 000

40 621 000 000

40 621 000 000

05 04

RURAL DEVELOPMENT

14 693 560 347

13 115 023 550

750 000 000

14 693 560 347

13 865 023 550

05 05

INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT

102 178 364

118 000 000

102 178 364

118 000 000

05 06

INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

6 440 000

6 440 000

6 440 000

6 440 000

05 07

AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF)

205 862 760

205 625 821

205 862 760

205 625 821

05 08

POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

44 103 927

42 817 295

44 103 927

42 817 295

05 09

HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE

358 411 695

257 493 066

358 411 695

257 493 066

Title 05 — Total

58 698 932 091

57 007 767 922

48 655 078

798 655 078

58 747 587 169

57 806 423 000

CHAPTER 05 02 —   IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 05 02 | IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS |
| 05 02 01 | Cereals |
| 05 02 01 01 | Export refunds for cereals | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 01 02 | Intervention storage for cereals | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 01 99 | Other measures for cereals | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 02 01 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 02 | Rice |
| 05 02 02 01 | Export refunds for rice | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 02 02 | Intervention storage for rice | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 02 99 | Other measures for rice | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 02 02 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 03 | Refunds on products not listed in Annex I to the TFEU | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 04 | Food programmes |
| 05 02 04 99 | Other measures for food programmes | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 02 04 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 05 | Sugar |
| 05 02 05 01 | Export refunds for sugar and isoglucose | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 05 03 | Production refunds for sugar used in the chemical industry | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 05 08 | Private storage of sugar | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 05 99 | Other measures for sugar | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 02 05 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 06 | Olive oil |
| 05 02 06 03 | Private storage of olive oil | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 06 05 | Quality improvement measures | 2 | 46 000 000 | 46 000 000 | | | 46 000 000 | 46 000 000 |
| 05 02 06 99 | Other measures for olive oil | 2 | 100 000 | 100 000 | | | 100 000 | 100 000 |
| | Article 05 02 06 — Subtotal | | 46 100 000 | 46 100 000 | | | 46 100 000 | 46 100 000 |
| 05 02 07 | Textile plants |
| 05 02 07 02 | Private storage of flax fibre | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 07 03 | Cotton — National restructuring programmes | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 07 99 | Other measures for textile plants | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 02 07 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 08 | Fruit and vegetables |
| 05 02 08 03 | Operational funds for producer organisations | 2 | 699 000 000 | 699 000 000 | 48 655 078 | 48 655 078 | 747 655 078 | 747 655 078 |
| 05 02 08 11 | Aid to producer groups for preliminary recognition | 2 | 1 000 000 | 1 000 000 | | | 1 000 000 | 1 000 000 |
| 05 02 08 12 | School fruit scheme | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 08 99 | Other measures for fruit and vegetables | 2 | 500 000 | 500 000 | | | 500 000 | 500 000 |
| | Article 05 02 08 — Subtotal | | 700 500 000 | 700 500 000 | 48 655 078 | 48 655 078 | 749 155 078 | 749 155 078 |
| 05 02 09 | Products of the wine-growing sector |
| 05 02 09 08 | National support programmes for the wine sector | 2 | 1 026 000 000 | 1 026 000 000 | | | 1 026 000 000 | 1 026 000 000 |
| 05 02 09 99 | Other measures for the wine-growing sector | 2 | 100 000 | 100 000 | | | 100 000 | 100 000 |
| | Article 05 02 09 — Subtotal | | 1 026 100 000 | 1 026 100 000 | | | 1 026 100 000 | 1 026 100 000 |
| 05 02 10 | Promotion |
| 05 02 10 01 | Promotion measures — Payments by Member States | 2 | 86 000 000 | 86 000 000 | | | 86 000 000 | 86 000 000 |
| 05 02 10 02 | Promotion measures — Direct payments by the Union | 2 | 100 900 000 | 74 893 192 | | | 100 900 000 | 74 893 192 |
| 05 02 10 99 | Other measures for promotion | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 02 10 — Subtotal | | 186 900 000 | 160 893 192 | | | 186 900 000 | 160 893 192 |
| 05 02 11 | Other plant products and measures |
| 05 02 11 03 | Hops — Aid to producer organisations | 2 | 2 300 000 | 2 300 000 | | | 2 300 000 | 2 300 000 |
| 05 02 11 04 | Programmes of Options Specifically Relating to Remoteness and Insularity (POSEI) (excluding direct payments) | 2 | 232 000 000 | 232 000 000 | | | 232 000 000 | 232 000 000 |
| 05 02 11 99 | Other expenditures for other plant products and measures | 2 | 100 000 | 100 000 | | | 100 000 | 100 000 |
| | Article 05 02 11 — Subtotal | | 234 400 000 | 234 400 000 | | | 234 400 000 | 234 400 000 |
| 05 02 12 | Milk and milk products |
| 05 02 12 01 | Refunds for milk and milk products | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 12 02 | Storage measures for skimmed-milk powder | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 12 04 | Storage measures for butter and cream | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 12 06 | Private storage of certain cheeses | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 12 08 | School milk | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 12 09 | Dairy products distribution as urgent response to humanitarian crises | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 12 99 | Other measures for milk and milk products | 2 | 100 000 | 100 000 | | | 100 000 | 100 000 |
| | Article 05 02 12 — Subtotal | | 100 000 | 100 000 | | | 100 000 | 100 000 |
| 05 02 13 | Beef and veal |
| 05 02 13 01 | Refunds for beef and veal | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 13 02 | Storage measures for beef and veal | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 13 04 | Refunds for live animals | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 13 99 | Other measures for beef and veal | 2 | 50 000 000 | 50 000 000 | | | 50 000 000 | 50 000 000 |
| | Article 05 02 13 — Subtotal | | 50 000 000 | 50 000 000 | | | 50 000 000 | 50 000 000 |
| 05 02 14 | Sheepmeat and goatmeat |
| 05 02 14 01 | Private storage of sheepmeat and goatmeat | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 14 99 | Other measures for sheepmeat and goatmeat | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 02 14 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 15 | Pigmeat, eggs and poultry, bee-keeping and other animal products |
| 05 02 15 01 | Refunds for pigmeat | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 15 02 | Private storage of pigmeat | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 15 04 | Refunds for eggs | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 15 05 | Refunds for poultrymeat | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 02 15 06 | Specific aid for bee-keeping | 2 | 39 000 000 | 39 000 000 | | | 39 000 000 | 39 000 000 |
| 05 02 15 99 | Other measures for pigmeat, poultry, eggs, bee-keeping, other animal products | 2 | 32 000 000 | 32 000 000 | | | 32 000 000 | 32 000 000 |
| | Article 05 02 15 — Subtotal | | 71 000 000 | 71 000 000 | | | 71 000 000 | 71 000 000 |
| 05 02 18 | School schemes | 2 | 215 000 000 | 215 000 000 | | | 215 000 000 | 215 000 000 |
| | Chapter 05 02 — Total | | 2 530 100 000 | 2 504 093 192 | 48 655 078 | 48 655 078 | 2 578 755 078 | 2 552 748 270 |

Title

Chapter

Article

Item

Heading

FF

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

05 02

IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS

05 02 01

Cereals

05 02 01 01

Export refunds for cereals

2

p.m.

p.m.

p.m.

p.m.

05 02 01 02

Intervention storage for cereals

2

p.m.

p.m.

p.m.

p.m.

05 02 01 99

Other measures for cereals

2

p.m.

p.m.

p.m.

p.m.

Article 05 02 01 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 02 02

Rice

05 02 02 01

Export refunds for rice

2

p.m.

p.m.

p.m.

p.m.

05 02 02 02

Intervention storage for rice

2

p.m.

p.m.

p.m.

p.m.

05 02 02 99

Other measures for rice

2

p.m.

p.m.

p.m.

p.m.

Article 05 02 02 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 02 03

Refunds on products not listed in Annex I to the TFEU

2

p.m.

p.m.

p.m.

p.m.

05 02 04

Food programmes

05 02 04 99

Other measures for food programmes

2

p.m.

p.m.

p.m.

p.m.

Article 05 02 04 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 02 05

Sugar

05 02 05 01

Export refunds for sugar and isoglucose

2

p.m.

p.m.

p.m.

p.m.

05 02 05 03

Production refunds for sugar used in the chemical industry

2

p.m.

p.m.

p.m.

p.m.

05 02 05 08

Private storage of sugar

2

p.m.

p.m.

p.m.

p.m.

05 02 05 99

Other measures for sugar

2

p.m.

p.m.

p.m.

p.m.

Article 05 02 05 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 02 06

Olive oil

05 02 06 03

Private storage of olive oil

2

p.m.

p.m.

p.m.

p.m.

05 02 06 05

Quality improvement measures

2

46 000 000

46 000 000

46 000 000

46 000 000

05 02 06 99

Other measures for olive oil

2

100 000

100 000

100 000

100 000

Article 05 02 06 — Subtotal

46 100 000

46 100 000

46 100 000

46 100 000

05 02 07

Textile plants

05 02 07 02

Private storage of flax fibre

2

p.m.

p.m.

p.m.

p.m.

05 02 07 03

Cotton — National restructuring programmes

2

p.m.

p.m.

p.m.

p.m.

05 02 07 99

Other measures for textile plants

2

p.m.

p.m.

p.m.

p.m.

Article 05 02 07 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 02 08

Fruit and vegetables

05 02 08 03

Operational funds for producer organisations

2

699 000 000

699 000 000

48 655 078

48 655 078

747 655 078

747 655 078

05 02 08 11

Aid to producer groups for preliminary recognition

2

1 000 000

1 000 000

1 000 000

1 000 000

05 02 08 12

School fruit scheme

2

p.m.

p.m.

p.m.

p.m.

05 02 08 99

Other measures for fruit and vegetables

2

500 000

500 000

500 000

500 000

Article 05 02 08 — Subtotal

700 500 000

700 500 000

48 655 078

48 655 078

749 155 078

749 155 078

05 02 09

Products of the wine-growing sector

05 02 09 08

National support programmes for the wine sector

2

1 026 000 000

1 026 000 000

1 026 000 000

1 026 000 000

05 02 09 99

Other measures for the wine-growing sector

2

100 000

100 000

100 000

100 000

Article 05 02 09 — Subtotal

1 026 100 000

1 026 100 000

1 026 100 000

1 026 100 000

05 02 10

Promotion

05 02 10 01

Promotion measures — Payments by Member States

2

86 000 000

86 000 000

86 000 000

86 000 000

05 02 10 02

Promotion measures — Direct payments by the Union

2

100 900 000

74 893 192

100 900 000

74 893 192

05 02 10 99

Other measures for promotion

2

p.m.

p.m.

p.m.

p.m.

Article 05 02 10 — Subtotal

186 900 000

160 893 192

186 900 000

160 893 192

05 02 11

Other plant products and measures

05 02 11 03

Hops — Aid to producer organisations

2

2 300 000

2 300 000

2 300 000

2 300 000

05 02 11 04

Programmes of Options Specifically Relating to Remoteness and Insularity (POSEI) (excluding direct payments)

2

232 000 000

232 000 000

232 000 000

232 000 000

05 02 11 99

Other expenditures for other plant products and measures

2

100 000

100 000

100 000

100 000

Article 05 02 11 — Subtotal

234 400 000

234 400 000

234 400 000

234 400 000

05 02 12

Milk and milk products

05 02 12 01

Refunds for milk and milk products

2

p.m.

p.m.

p.m.

p.m.

05 02 12 02

Storage measures for skimmed-milk powder

2

p.m.

p.m.

p.m.

p.m.

05 02 12 04

Storage measures for butter and cream

2

p.m.

p.m.

p.m.

p.m.

05 02 12 06

Private storage of certain cheeses

2

p.m.

p.m.

p.m.

p.m.

05 02 12 08

School milk

2

p.m.

p.m.

p.m.

p.m.

05 02 12 09

Dairy products distribution as urgent response to humanitarian crises

2

p.m.

p.m.

p.m.

p.m.

05 02 12 99

Other measures for milk and milk products

2

100 000

100 000

100 000

100 000

Article 05 02 12 — Subtotal

100 000

100 000

100 000

100 000

05 02 13

Beef and veal

05 02 13 01

Refunds for beef and veal

2

p.m.

p.m.

p.m.

p.m.

05 02 13 02

Storage measures for beef and veal

2

p.m.

p.m.

p.m.

p.m.

05 02 13 04

Refunds for live animals

2

p.m.

p.m.

p.m.

p.m.

05 02 13 99

Other measures for beef and veal

2

50 000 000

50 000 000

50 000 000

50 000 000

Article 05 02 13 — Subtotal

50 000 000

50 000 000

50 000 000

50 000 000

05 02 14

Sheepmeat and goatmeat

05 02 14 01

Private storage of sheepmeat and goatmeat

2

p.m.

p.m.

p.m.

p.m.

05 02 14 99

Other measures for sheepmeat and goatmeat

2

p.m.

p.m.

p.m.

p.m.

Article 05 02 14 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 02 15

Pigmeat, eggs and poultry, bee-keeping and other animal products

05 02 15 01

Refunds for pigmeat

2

p.m.

p.m.

p.m.

p.m.

05 02 15 02

Private storage of pigmeat

2

p.m.

p.m.

p.m.

p.m.

05 02 15 04

Refunds for eggs

2

p.m.

p.m.

p.m.

p.m.

05 02 15 05

Refunds for poultrymeat

2

p.m.

p.m.

p.m.

p.m.

05 02 15 06

Specific aid for bee-keeping

2

39 000 000

39 000 000

39 000 000

39 000 000

05 02 15 99

Other measures for pigmeat, poultry, eggs, bee-keeping, other animal products

2

32 000 000

32 000 000

32 000 000

32 000 000

Article 05 02 15 — Subtotal

71 000 000

71 000 000

71 000 000

71 000 000

05 02 18

School schemes

2

215 000 000

215 000 000

215 000 000

215 000 000

Chapter 05 02 — Total

2 530 100 000

2 504 093 192

48 655 078

48 655 078

2 578 755 078

2 552 748 270

Remarks

Any revenue entered in Article 6 7 0 of the statement of revenue may give rise to the provision of additional appropriations on any line in this chapter in accordance with Article 22(1) of the Financial Regulation.

In the framework of establishing the budgetary appropriations for this chapter, an amount of EUR 150 000 000 originating from Item 6 7 0 1 of the statement of revenue was taken into account for Article 05 02 08, and in particular for Item 05 02 08 03.

The following legal basis applies to all articles and items of this chapter unless otherwise stated.

Legal basis

Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (OJ L 299, 16.11.2007, p. 1).

Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (OJ L 347, 20.12.2013, p. 549).

Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (OJ L 347, 20.12.2013, p. 671).

Council Regulation (EU) No 1370/2013 of 16 December 2013 determining measures on fixing certain aids and refunds related to the common organisation of the markets in agricultural products (OJ L 346, 20.12.2013, p. 12).

05 02 08Fruit and vegetables

05 02 08 03Operational funds for producer organisations

Figures (Non-differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| 699 000 000 | 48 655 078 | 747 655 078 |

Budget 2020

Amending budget No 9/2020

New amount

699 000 000

48 655 078

747 655 078

Remarks

This appropriation is intended to cover the Union’s part-financing of expenditure connected with operational funds for producer organisations, in accordance with Articles 32 to 38 and 152 to 160 of Regulation (EU) No 1308/2013.

CHAPTER 05 04 —   RURAL DEVELOPMENT

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 05 04 | RURAL DEVELOPMENT |
| 05 04 01 | Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006 |
| 05 04 01 14 | Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006 | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 04 01 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 04 03 | Completion of other measures |
| 05 04 03 02 | Plant and animal genetic resources — Completion of earlier measures | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 04 03 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 04 05 | Completion of rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013) |
| 05 04 05 01 | Rural development programmes | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 04 05 02 | Operational technical assistance | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 04 05 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 04 51 | Completion of rural development financed by the EAGGF Guidance Section — Programming period prior to 2000 | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 04 52 | Completion of rural development financed by the EAGGF Guidance section and the transitional instrument for rural development for the new Member States financed by the EAGGF Guarantee Section — Programming period 2000 to 2006 | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 04 60 | European Agricultural Fund for Rural Development — EAFRD (2014 to 2020) |
| 05 04 60 01 | Promoting sustainable rural development, a more territorially and environmentally balanced, climate-friendly and innovative Union agricultural sector | 2 | 14 675 251 797 | 13 100 000 000 | | 750 000 000 | 14 675 251 797 | 13 850 000 000 |
| 05 04 60 02 | Operational technical assistance | 2 | 18 308 550 | 15 023 550 | | | 18 308 550 | 15 023 550 |
| 05 04 60 03 | Operational technical assistance managed by the Commission at the request of a Member State | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 04 60 04 | European Solidarity Corps – Contribution from the European Agricultural Fund for Rural Development (EAFRD) | 2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 04 60 — Subtotal | | 14 693 560 347 | 13 115 023 550 | | 750 000 000 | 14 693 560 347 | 13 865 023 550 |
| | Chapter 05 04 — Total | | 14 693 560 347 | 13 115 023 550 | | 750 000 000 | 14 693 560 347 | 13 865 023 550 |

Title

Chapter

Article

Item

Heading

FF

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

05 04

RURAL DEVELOPMENT

05 04 01

Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006

05 04 01 14

Completion of rural development financed by the EAGGF Guarantee Section — Programming period 2000 to 2006

2

p.m.

p.m.

p.m.

p.m.

Article 05 04 01 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 04 03

Completion of other measures

05 04 03 02

Plant and animal genetic resources — Completion of earlier measures

2

p.m.

p.m.

p.m.

p.m.

Article 05 04 03 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 04 05

Completion of rural development financed by the European Agricultural Fund for Rural Development (EAFRD) (2007 to 2013)

05 04 05 01

Rural development programmes

2

p.m.

p.m.

p.m.

p.m.

05 04 05 02

Operational technical assistance

2

p.m.

p.m.

p.m.

p.m.

Article 05 04 05 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 04 51

Completion of rural development financed by the EAGGF Guidance Section — Programming period prior to 2000

2

p.m.

p.m.

p.m.

p.m.

05 04 52

Completion of rural development financed by the EAGGF Guidance section and the transitional instrument for rural development for the new Member States financed by the EAGGF Guarantee Section — Programming period 2000 to 2006

2

p.m.

p.m.

p.m.

p.m.

05 04 60

European Agricultural Fund for Rural Development — EAFRD (2014 to 2020)

05 04 60 01

Promoting sustainable rural development, a more territorially and environmentally balanced, climate-friendly and innovative Union agricultural sector

2

14 675 251 797

13 100 000 000

750 000 000

14 675 251 797

13 850 000 000

05 04 60 02

Operational technical assistance

2

18 308 550

15 023 550

18 308 550

15 023 550

05 04 60 03

Operational technical assistance managed by the Commission at the request of a Member State

2

p.m.

p.m.

p.m.

p.m.

05 04 60 04

European Solidarity Corps – Contribution from the European Agricultural Fund for Rural Development (EAFRD)

2

p.m.

p.m.

p.m.

p.m.

Article 05 04 60 — Subtotal

14 693 560 347

13 115 023 550

750 000 000

14 693 560 347

13 865 023 550

Chapter 05 04 — Total

14 693 560 347

13 115 023 550

750 000 000

14 693 560 347

13 865 023 550

Remarks

Assigned revenue received under Article 6 7 1 of the statement of revenue may give rise to the provision of additional appropriations for all EAFRD budget items under this Chapter, in accordance with Article 22(1) of the Financial Regulation.

When establishing the budgetary appropriations, an amount of EUR 341 000 000 originating from Item 6 7 1 1 of the statement of revenue was taken into account for Article 05 04 60, and in particular for Item 05 04 60 01.

05 04 60European Agricultural Fund for Rural Development — EAFRD (2014 to 2020)

Legal basis

Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (OJ L 347, 20.12.2013, p. 320).

Regulation (EU) No 1305/2013 of the European Parliament and of the Council of 17 December 2013 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) and repealing Council Regulation (EC) No 1698/2005 (OJ L 347, 20.12.2013, p. 487).

Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (OJ L 347, 20.12.2013, p. 549).

Regulation (EU) No 1310/2013 of the European Parliament and of the Council of 17 December 2013 laying down certain transitional provisions on support for rural development by the European Agricultural Fund for Rural Development (EAFRD), amending Regulation (EU) No 1305/2013 of the European Parliament and of the Council as regards resources and their distribution in respect of the year 2014 and amending Council Regulation (EC) No 73/2009 and Regulations (EU) No 1307/2013, (EU) No 1306/2013 and (EU) No 1308/2013 of the European Parliament and of the Council as regards their application in the year 2014 (OJ L 347, 20.12.2013, p. 865).

Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (OJ L 347, 20.12.2013, p. 884).

Regulation (EU) 2018/1475 of the European Parliament and of the Council of 2 October 2018 laying down the legal framework of the European Solidarity Corps and amending Regulation (EU) No 1288/2013, Regulation (EU) No 1293/2013 and Decision No 1313/2013/EU (OJ L 250, 4.10.2018, p. 1).

05 04 60 01Promoting sustainable rural development, a more territorially and environmentally balanced, climate-friendly and innovative Union agricultural sector

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 14 675 251 797 | 13 100 000 000 | | 750 000 000 | 14 675 251 797 | 13 850 000 000 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

14 675 251 797

13 100 000 000

750 000 000

14 675 251 797

13 850 000 000

Remarks

This appropriation is intended to cover the financing of the 2014 to 2020 rural development programmes funded by the European Agricultural Fund for Rural Development (EAFRD).

Rural development measures will be measured against more refined performance indicators for farming systems and production methods so as to respond to the challenges related to climate change, water protection, biodiversity and renewable energies.

TITLE 06

MOBILITY AND TRANSPORT

General summary of appropriations (2020 and 2019) and outturn (2018)

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 06 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA | 77 260 732 | 77 260 732 | | | 77 260 732 | 77 260 732 |
| 06 02 | EUROPEAN TRANSPORT POLICY | 4 490 680 945 | 2 725 607 396 | | 100 000 000 | 4 490 680 945 | 2 825 607 396 |
| 06 03 | HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT | 303 326 818 | 262 593 395 | | | 303 326 818 | 262 593 395 |
| | Title 06 — Total | 4 871 268 495 | 3 065 461 523 | | 100 000 000 | 4 871 268 495 | 3 165 461 523 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

06 01

ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA

77 260 732

77 260 732

77 260 732

77 260 732

06 02

EUROPEAN TRANSPORT POLICY

4 490 680 945

2 725 607 396

100 000 000

4 490 680 945

2 825 607 396

06 03

HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT

303 326 818

262 593 395

303 326 818

262 593 395

Title 06 — Total

4 871 268 495

3 065 461 523

100 000 000

4 871 268 495

3 165 461 523

CHAPTER 06 02 —   EUROPEAN TRANSPORT POLICY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 06 02 | EUROPEAN TRANSPORT POLICY |
| 06 02 01 | Connecting Europe Facility (CEF) |
| 06 02 01 01 | Removing bottlenecks, enhancing rail interoperability, bridging missing links and improving cross-border sections | 1.1 | 1 764 429 805 | 989 435 000 | | | 1 764 429 805 | 989 435 000 |
| 06 02 01 02 | Ensuring sustainable and efficient transport systems | 1.1 | 339 097 370 | 96 665 000 | | | 339 097 370 | 96 665 000 |
| 06 02 01 03 | Optimising the integration and interconnection of transport modes and enhancing interoperability | 1.1 | 457 547 618 | 372 469 092 | | | 457 547 618 | 372 469 092 |
| 06 02 01 04 | Connecting Europe Facility (CEF) — Cohesion Fund allocation | 1.2 | 1 774 406 625 | 1 107 300 000 | | 100 000 000 | 1 774 406 625 | 1 207 300 000 |
| 06 02 01 05 | Creating an environment more conducive to private investment for transport infrastructure projects | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 06 02 01 — Subtotal | | 4 335 481 418 | 2 565 869 092 | | 100 000 000 | 4 335 481 418 | 2 665 869 092 |
| 06 02 02 | European Union Aviation Safety Agency | 1.1 | 37 954 000 | 37 954 000 | | | 37 954 000 | 37 954 000 |
| 06 02 03 | European Maritime Safety Agency |
| 06 02 03 01 | European Maritime Safety Agency | 1.1 | 47 305 406 | 49 542 497 | | | 47 305 406 | 49 542 497 |
| 06 02 03 02 | European Maritime Safety Agency — Anti-pollution measures | 1.1 | 26 100 000 | 25 175 000 | | | 26 100 000 | 25 175 000 |
| | Article 06 02 03 — Subtotal | | 73 405 406 | 74 717 497 | | | 73 405 406 | 74 717 497 |
| 06 02 04 | European Union Agency for Railways | 1.1 | 27 440 121 | 27 440 121 | | | 27 440 121 | 27 440 121 |
| 06 02 05 | Support activities to the European transport policy and passenger rights including communication activities | 1.1 | 11 000 000 | 13 270 000 | | | 11 000 000 | 13 270 000 |
| 06 02 06 | Transport security | 1.1 | 1 500 000 | 1 350 000 | | | 1 500 000 | 1 350 000 |
| 06 02 51 | Completion of trans-European networks programme | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 06 02 52 | Completion of Marco Polo programme | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 06 02 77 | Pilot projects and preparatory actions |
| 06 02 77 07 | Pilot project — Beyond traffic jams: intelligent integrated transport solutions for road infrastructure | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 06 02 77 11 | Pilot project — Feasibility study to test the use of a public-private joint undertaking to support the deployment of the European rail transport management system (ERTMS) throughout the core network corridors | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 06 02 77 12 | Preparatory action — Integrating remotely piloted aircraft systems (RPAS) in European airspace with an active geofencing service (AGS) | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 06 02 77 13 | Pilot project — Innovative ways of sustainably financing public transport | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 06 02 77 14 | Preparatory action — Towards a single and innovative European transport system | 1.1 | p.m. | 874 790 | | | p.m. | 874 790 |
| 06 02 77 15 | Pilot project — Raising awareness of alternatives to private car | 1.1 | p.m. | 640 000 | | | p.m. | 640 000 |
| 06 02 77 16 | Pilot project — Sustainable shared mobility interconnected with public transport in European rural areas (developing the concept of ‘smart rural transport areas’ (SMARTAs)) | 1.1 | p.m. | 676 000 | | | p.m. | 676 000 |
| 06 02 77 17 | Pilot project — Single European Sky (SES) airspace architecture | 1.1 | p.m. | 600 000 | | | p.m. | 600 000 |
| 06 02 77 18 | Pilot project — Mapping accessible transport for people with reduced mobility | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 06 02 77 19 | Pilot project — Secure parking areas for trucks | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 06 02 77 20 | Pilot project — Human behaviour in connection with autonomous driving | 1.1 | p.m. | 145 000 | | | p.m. | 145 000 |
| 06 02 77 21 | Pilot project — Pan-European road safety awareness campaign | 1.1 | p.m. | 178 215 | | | p.m. | 178 215 |
| 06 02 77 22 | Pilot project — OREL — European system for limiting odometer fraud: fast-track to roadworthiness in the Union | 1.1 | p.m. | 137 681 | | | p.m. | 137 681 |
| 06 02 77 23 | Pilot project — TachogrApp: feasibility study and cost analysis of developing a certified application to be used as a tachograph | 1.1 | 300 000 | 355 000 | | | 300 000 | 355 000 |
| 06 02 77 24 | Preparatory action — User-friendly information tool on urban and regional vehicle access regulation schemes | 2 | 1 000 000 | 750 000 | | | 1 000 000 | 750 000 |
| 06 02 77 25 | Pilot project — Eco labelling for aviation / Demonstration project for the introduction of a voluntary Green Label system in Aviation | 1.1 | 1 500 000 | 375 000 | | | 1 500 000 | 375 000 |
| 06 02 77 26 | Pilot project — Urban mobility interconnection with air transport infrastructure | 1.1 | 300 000 | 75 000 | | | 300 000 | 75 000 |
| 06 02 77 27 | Pilot project — Revitalisation of cross-border night trains | 1.1 | 500 000 | 125 000 | | | 500 000 | 125 000 |
| 06 02 77 28 | Pilot project — Capacity for the greening of European sea ports | 1.1 | 300 000 | 75 000 | | | 300 000 | 75 000 |
| | Article 06 02 77 — Subtotal | | 3 900 000 | 5 006 686 | | | 3 900 000 | 5 006 686 |
| | Chapter 06 02 — Total | | 4 490 680 945 | 2 725 607 396 | | 100 000 000 | 4 490 680 945 | 2 825 607 396 |

Title

Chapter

Article

Item

Heading

FF

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

06 02

EUROPEAN TRANSPORT POLICY

06 02 01

Connecting Europe Facility (CEF)

06 02 01 01

Removing bottlenecks, enhancing rail interoperability, bridging missing links and improving cross-border sections

1.1

1 764 429 805

989 435 000

1 764 429 805

989 435 000

06 02 01 02

Ensuring sustainable and efficient transport systems

1.1

339 097 370

96 665 000

339 097 370

96 665 000

06 02 01 03

Optimising the integration and interconnection of transport modes and enhancing interoperability

1.1

457 547 618

372 469 092

457 547 618

372 469 092

06 02 01 04

Connecting Europe Facility (CEF) — Cohesion Fund allocation

1.2

1 774 406 625

1 107 300 000

100 000 000

1 774 406 625

1 207 300 000

06 02 01 05

Creating an environment more conducive to private investment for transport infrastructure projects

1.1

p.m.

p.m.

p.m.

p.m.

Article 06 02 01 — Subtotal

4 335 481 418

2 565 869 092

100 000 000

4 335 481 418

2 665 869 092

06 02 02

European Union Aviation Safety Agency

1.1

37 954 000

37 954 000

37 954 000

37 954 000

06 02 03

European Maritime Safety Agency

06 02 03 01

European Maritime Safety Agency

1.1

47 305 406

49 542 497

47 305 406

49 542 497

06 02 03 02

European Maritime Safety Agency — Anti-pollution measures

1.1

26 100 000

25 175 000

26 100 000

25 175 000

Article 06 02 03 — Subtotal

73 405 406

74 717 497

73 405 406

74 717 497

06 02 04

European Union Agency for Railways

1.1

27 440 121

27 440 121

27 440 121

27 440 121

06 02 05

Support activities to the European transport policy and passenger rights including communication activities

1.1

11 000 000

13 270 000

11 000 000

13 270 000

06 02 06

Transport security

1.1

1 500 000

1 350 000

1 500 000

1 350 000

06 02 51

Completion of trans-European networks programme

1.1

p.m.

p.m.

p.m.

p.m.

06 02 52

Completion of Marco Polo programme

1.1

p.m.

p.m.

p.m.

p.m.

06 02 77

Pilot projects and preparatory actions

06 02 77 07

Pilot project — Beyond traffic jams: intelligent integrated transport solutions for road infrastructure

1.1

p.m.

p.m.

p.m.

p.m.

06 02 77 11

Pilot project — Feasibility study to test the use of a public-private joint undertaking to support the deployment of the European rail transport management system (ERTMS) throughout the core network corridors

1.1

p.m.

p.m.

p.m.

p.m.

06 02 77 12

Preparatory action — Integrating remotely piloted aircraft systems (RPAS) in European airspace with an active geofencing service (AGS)

1.1

p.m.

p.m.

p.m.

p.m.

06 02 77 13

Pilot project — Innovative ways of sustainably financing public transport

1.1

p.m.

p.m.

p.m.

p.m.

06 02 77 14

Preparatory action — Towards a single and innovative European transport system

1.1

p.m.

874 790

p.m.

874 790

06 02 77 15

Pilot project — Raising awareness of alternatives to private car

1.1

p.m.

640 000

p.m.

640 000

06 02 77 16

Pilot project — Sustainable shared mobility interconnected with public transport in European rural areas (developing the concept of ‘smart rural transport areas’ (SMARTAs))

1.1

p.m.

676 000

p.m.

676 000

06 02 77 17

Pilot project — Single European Sky (SES) airspace architecture

1.1

p.m.

600 000

p.m.

600 000

06 02 77 18

Pilot project — Mapping accessible transport for people with reduced mobility

1.1

p.m.

p.m.

p.m.

p.m.

06 02 77 19

Pilot project — Secure parking areas for trucks

1.1

p.m.

p.m.

p.m.

p.m.

06 02 77 20

Pilot project — Human behaviour in connection with autonomous driving

1.1

p.m.

145 000

p.m.

145 000

06 02 77 21

Pilot project — Pan-European road safety awareness campaign

1.1

p.m.

178 215

p.m.

178 215

06 02 77 22

Pilot project — OREL — European system for limiting odometer fraud: fast-track to roadworthiness in the Union

1.1

p.m.

137 681

p.m.

137 681

06 02 77 23

Pilot project — TachogrApp: feasibility study and cost analysis of developing a certified application to be used as a tachograph

1.1

300 000

355 000

300 000

355 000

06 02 77 24

Preparatory action — User-friendly information tool on urban and regional vehicle access regulation schemes

2

1 000 000

750 000

1 000 000

750 000

06 02 77 25

Pilot project — Eco labelling for aviation / Demonstration project for the introduction of a voluntary Green Label system in Aviation

1.1

1 500 000

375 000

1 500 000

375 000

06 02 77 26

Pilot project — Urban mobility interconnection with air transport infrastructure

1.1

300 000

75 000

300 000

75 000

06 02 77 27

Pilot project — Revitalisation of cross-border night trains

1.1

500 000

125 000

500 000

125 000

06 02 77 28

Pilot project — Capacity for the greening of European sea ports

1.1

300 000

75 000

300 000

75 000

Article 06 02 77 — Subtotal

3 900 000

5 006 686

3 900 000

5 006 686

Chapter 06 02 — Total

4 490 680 945

2 725 607 396

100 000 000

4 490 680 945

2 825 607 396

06 02 01Connecting Europe Facility (CEF)

06 02 01 04Connecting Europe Facility (CEF) — Cohesion Fund allocation

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 1 774 406 625 | 1 107 300 000 | | 100 000 000 | 1 774 406 625 | 1 207 300 000 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

1 774 406 625

1 107 300 000

100 000 000

1 774 406 625

1 207 300 000

Remarks

This appropriation is intended to cover the support from the Cohesion Fund under the ‘Investment for growth and jobs’ goal for transport infrastructure under CEF in accordance with Article 84(4) of Regulation (EU) No 1303/2013.

In accordance with point (a) of Article 5(1) of Regulation (EU) No 1316/2013, an amount of EUR 11 305 500 000 in current prices should be transferred from the Cohesion Fund to be spent in line with that Regulation exclusively in Member States eligible for funding from the Cohesion Fund.

In accordance with Article 11 of Regulation (EU) No 1316/2013, this objective will be implemented through calls for proposals under the annual and multiannual work programmes, which are opened exclusively for the Member States eligible for financing under the Cohesion Fund. These annual and multiannual work programmes constitute financing decisions in the meaning of Article 110 of the Financial Regulation.

In accordance with point 7 of Article 2 and Article 5(2) of Regulation (EU) No 1316/2013, up to 1 % of the financial envelope will cover expenses pertaining to programme support actions.

Assigned revenue received may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006 (OJ L 347, 20.12.2013, p. 320).

Regulation (EU) No 1316/2013 of the European Parliament and of the Council of 11 December 2013 establishing the Connecting Europe Facility, amending Regulation (EU) No 913/2010 and repealing Regulations (EC) No 680/2007 and (EC) No 67/2010 (OJ L 348, 20.12.2013, p. 129), and in particular:

| — | point (a) of Article 5(1) related to the transfer of EUR 11 305 500 000 from the Cohesion Fund to CEF, |
| --- | --- |

—

point (a) of Article 5(1) related to the transfer of EUR 11 305 500 000 from the Cohesion Fund to CEF,

| — | Article 11 related to the specific calls for funds transferred from the Cohesion Fund, |
| --- | --- |

—

Article 11 related to the specific calls for funds transferred from the Cohesion Fund,

| — | point 7 of Article 2 and Article 5(2) related to the programme support actions supporting the implementation of CEF. |
| --- | --- |

—

point 7 of Article 2 and Article 5(2) related to the programme support actions supporting the implementation of CEF.

Regulation (EU) 2015/1017 of the European Parliament and of the Council of 25 June 2015 on the European Fund for Strategic Investments, the European Investment Advisory Hub and the European Investment Project Portal and amending Regulations (EU) No 1291/2013 and (EU) No 1316/2013 — the European Fund for Strategic Investments (OJ L 169, 1.7.2015, p. 1).

TITLE 12

FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION

General summary of appropriations (2020 and 2019) and outturn (2018)

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 12 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION’ POLICY AREA | 46 361 489 | 46 361 489 | | | 46 361 489 | 46 361 489 |
| 12 02 | FINANCIAL SERVICES AND CAPITAL MARKETS | 68 057 752 | 68 804 429 | –9 114 212 | –9 114 212 | 58 943 540 | 59 690 217 |
| | Title 12 — Total | 114 419 241 | 115 165 918 | –9 114 212 | –9 114 212 | 105 305 029 | 106 051 706 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

12 01

ADMINISTRATIVE EXPENDITURE OF THE ‘FINANCIAL STABILITY, FINANCIAL SERVICES AND CAPITAL MARKETS UNION’ POLICY AREA

46 361 489

46 361 489

46 361 489

46 361 489

12 02

FINANCIAL SERVICES AND CAPITAL MARKETS

68 057 752

68 804 429

–9 114 212

–9 114 212

58 943 540

59 690 217

Title 12 — Total

114 419 241

115 165 918

–9 114 212

–9 114 212

105 305 029

106 051 706

CHAPTER 12 02 —   FINANCIAL SERVICES AND CAPITAL MARKETS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 12 02 | FINANCIAL SERVICES AND CAPITAL MARKETS |
| 12 02 01 | Implementation and development of the internal market for financial services | 1.1 | 3 316 355 | 3 450 000 | | | 3 316 355 | 3 450 000 |
| 12 02 03 | Standards in the fields of financial reporting and auditing | 1.1 | 8 788 000 | 8 739 500 | | | 8 788 000 | 8 739 500 |
| 12 02 04 | European Banking Authority | 1.1 | 18 973 718 | 18 973 718 | –1 416 000 | –1 416 000 | 17 557 718 | 17 557 718 |
| 12 02 05 | European Insurance and Occupational Pensions Authority | 1.1 | 10 762 303 | 10 762 303 | – 314 636 | – 314 636 | 10 447 667 | 10 447 667 |
| 12 02 06 | European Securities and Markets Authority | 1.1 | 24 017 376 | 24 017 376 | –7 383 576 | –7 383 576 | 16 633 800 | 16 633 800 |
| 12 02 08 | Enhancing the involvement of consumers and other end-users in Union policy-making in financial services | 1.1 | 1 500 000 | 1 500 000 | | | 1 500 000 | 1 500 000 |
| 12 02 77 | Pilot projects and preparatory actions |
| 12 02 77 06 | Pilot project — Horizontal Task Force on Distributed Ledger Technology and government use cases | 1.1 | p.m. | 446 532 | | | p.m. | 446 532 |
| 12 02 77 07 | Pilot project — Creating a true Banking Union — Research into differences in bank-related laws and regulations in euro area countries and the need to harmonise them in a Banking Union | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 12 02 77 08 | Pilot project — European fund for crowdfunded investments | 1.1 | p.m. | 190 000 | | | p.m. | 190 000 |
| 12 02 77 09 | Pilot project — Capacity building for developing methodological milestones for the integration of environmental and climate risks into the Union banking prudential framework | 1.1 | p.m. | 550 000 | | | p.m. | 550 000 |
| 12 02 77 10 | Preparatory action — Analysing the consequences of common ownership by institutional investors | 1.1 | 300 000 | 75 000 | | | 300 000 | 75 000 |
| 12 02 77 11 | Pilot project — Feasibility study for a European asset registry in the context of the fight against money laundering and tax evasion | 1.1 | 400 000 | 100 000 | | | 400 000 | 100 000 |
| | Article 12 02 77 — Subtotal | | 700 000 | 1 361 532 | | | 700 000 | 1 361 532 |
| | Chapter 12 02 — Total | | 68 057 752 | 68 804 429 | –9 114 212 | –9 114 212 | 58 943 540 | 59 690 217 |

Title

Chapter

Article

Item

Heading

FF

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

12 02

FINANCIAL SERVICES AND CAPITAL MARKETS

12 02 01

Implementation and development of the internal market for financial services

1.1

3 316 355

3 450 000

3 316 355

3 450 000

12 02 03

Standards in the fields of financial reporting and auditing

1.1

8 788 000

8 739 500

8 788 000

8 739 500

12 02 04

European Banking Authority

1.1

18 973 718

18 973 718

–1 416 000

–1 416 000

17 557 718

17 557 718

12 02 05

European Insurance and Occupational Pensions Authority

1.1

10 762 303

10 762 303

– 314 636

– 314 636

10 447 667

10 447 667

12 02 06

European Securities and Markets Authority

1.1

24 017 376

24 017 376

–7 383 576

–7 383 576

16 633 800

16 633 800

12 02 08

Enhancing the involvement of consumers and other end-users in Union policy-making in financial services

1.1

1 500 000

1 500 000

1 500 000

1 500 000

12 02 77

Pilot projects and preparatory actions

12 02 77 06

Pilot project — Horizontal Task Force on Distributed Ledger Technology and government use cases

1.1

p.m.

446 532

p.m.

446 532

12 02 77 07

Pilot project — Creating a true Banking Union — Research into differences in bank-related laws and regulations in euro area countries and the need to harmonise them in a Banking Union

1.1

p.m.

p.m.

p.m.

p.m.

12 02 77 08

Pilot project — European fund for crowdfunded investments

1.1

p.m.

190 000

p.m.

190 000

12 02 77 09

Pilot project — Capacity building for developing methodological milestones for the integration of environmental and climate risks into the Union banking prudential framework

1.1

p.m.

550 000

p.m.

550 000

12 02 77 10

Preparatory action — Analysing the consequences of common ownership by institutional investors

1.1

300 000

75 000

300 000

75 000

12 02 77 11

Pilot project — Feasibility study for a European asset registry in the context of the fight against money laundering and tax evasion

1.1

400 000

100 000

400 000

100 000

Article 12 02 77 — Subtotal

700 000

1 361 532

700 000

1 361 532

Chapter 12 02 — Total

68 057 752

68 804 429

–9 114 212

–9 114 212

58 943 540

59 690 217

12 02 04European Banking Authority

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 18 973 718 | 18 973 718 | –1 416 000 | –1 416 000 | 17 557 718 | 17 557 718 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

18 973 718

18 973 718

–1 416 000

–1 416 000

17 557 718

17 557 718

Remarks

Having regard to the TFEU, and in particular Article 114 thereof, as well as to Regulation (EU) No 1093/2010, the European Banking Authority (EBA) is to form part of a European System of Financial Supervision (ESFS). The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to ensure confidence in the financial system as a whole and sufficient protection for the customers of financial services.

This appropriation is intended to contribute to the EBA’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).

Revenues of the EBA also include contributions from the national public authorities of Member States competent for the supervision of financial institutions and contributions from EFTA national public authorities.

The EBA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.

The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (OJ L 122, 10.5.2019, p. 1) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.

The establishment plan of the EBA is set out in the ‘Staff’ Annex to this section.

The Union contribution for 2020 amounts to a total of EUR 17 660 140. An amount of EUR 102 422, corresponding to the recovery of surplus which stems from the Union contribution in 2018, is added to the amount of EUR 17 557 718 entered in the budget.

Legal basis

Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12).

12 02 05European Insurance and Occupational Pensions Authority

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 10 762 303 | 10 762 303 | – 314 636 | – 314 636 | 10 447 667 | 10 447 667 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

10 762 303

10 762 303

– 314 636

– 314 636

10 447 667

10 447 667

Remarks

Having regard to the TFEU, and in particular Article 114 thereof, as well as to Regulation (EU) No 1094/2010, the European Insurance and Occupational Pensions Authority (EIOPA) forms part of a European System of Financial Supervision (ESFS). The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to ensure confidence in the financial system as a whole and sufficient protection for the customers of financial services.

This appropriation is intended to cover the EIOPA’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).

The EIOPA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.

Revenues of the EIOPA also include contributions from the national public authorities of Member States competent for the supervision of financial institutions and contributions from EFTA national public authorities.

The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (OJ L 122, 10.5.2019, p. 1) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue

The establishment plan of the EIOPA is set out in the ‘Staff’ Annex to this section.

The Union contribution for 2020 amounts to a total of EUR 10 489 364. An amount of EUR 41 697, corresponding to the recovery of surplus which stems from the Union contribution in 2018, is added to the amount of EUR 10 447 667 entered in the budget.

Legal basis

Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/79/EC (OJ L 331, 15.12.2010, p. 48).

12 02 06European Securities and Markets Authority

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 24 017 376 | 24 017 376 | –7 383 576 | –7 383 576 | 16 633 800 | 16 633 800 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

24 017 376

24 017 376

–7 383 576

–7 383 576

16 633 800

16 633 800

Remarks

Having regard to the TFEU, and in particular Article 114 thereof, as well as to Regulation (EU) No 1095/2010, the European Securities and Markets Authority (ESMA) forms part of a European System of Financial Supervision (ESFS). The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to ensure confidence in the financial system as a whole and sufficient protection for the customers of financial services.

This appropriation is intended to cover the ESMA’s staff and administrative expenditure (Titles 1 and 2) and operational expenditure relating to the work programme (Title 3).

Revenues of the ESMA also include contributions from the national public authorities of Member States competent for the supervision of financial market participants and contributions from EFTA national public authorities.

The ESMA must inform the European Parliament and the Council about transfers of appropriations between operational and administrative expenditure.

The amounts repaid in accordance with Article 17 of Commission Delegated Regulation (EU) 2019/715 of 18 December 2018 on the framework financial regulation for the bodies set up under the TFEU and Euratom Treaty and referred to in Article 70 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council (OJ L 122, 10.5.2019, p. 1) constitute assigned revenue in accordance with point (b) of Article 21(3) of the Financial Regulation to be charged to Item 6 6 0 0 of the statement of revenue.

The establishment plan of the ESMA is set out in the ‘Staff’ Annex to this section.

The Union contribution for 2020 amounts to a total of EUR 16 765 424. An amount of EUR 131 624, corresponding to the recovery of surplus which stems from the Union contribution in 2018, is added to the amount of EUR 16 633 800 entered in the budget.

Legal basis

Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84).

TITLE 21

INTERNATIONAL COOPERATION AND DEVELOPMENT

General summary of appropriations (2020 and 2019) and outturn (2018)

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 21 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNATIONAL COOPERATION AND DEVELOPMENT’ POLICY AREA | 303 808 958 | 303 808 958 | | | 303 808 958 | 303 808 958 |
| 21 02 | DEVELOPMENT COOPERATION INSTRUMENT | 3 184 529 459 | 2 710 632 634 | | 90 000 000 | 3 184 529 459 | 2 800 632 634 |
| 21 04 | EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS | 141 214 245 | 126 000 000 | | | 141 214 245 | 126 000 000 |
| 21 05 | INSTRUMENT CONTRIBUTING TO STABILITY AND PEACE — GLOBAL AND TRANS-REGIONAL THREATS AND EMERGING THREATS | 77 250 000 | 67 000 000 | | | 77 250 000 | 67 000 000 |
| 21 06 | INSTRUMENT FOR NUCLEAR SAFETY COOPERATION | 31 394 290 | 31 200 000 | | | 31 394 290 | 31 200 000 |
| 21 07 | THE EUROPEAN UNION-GREENLAND PARTNERSHIP | 33 220 000 | 33 104 000 | | | 33 220 000 | 33 104 000 |
| 21 08 | DEVELOPMENT AND COOPERATION WORLDWIDE | 47 979 000 | 45 943 947 | | | 47 979 000 | 45 943 947 |
| 21 09 | COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT PROGRAMME | p.m. | 3 000 000 | | | p.m. | 3 000 000 |
| | Title 21 — Total | 3 819 395 952 | 3 320 689 539 | | 90 000 000 | 3 819 395 952 | 3 410 689 539 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

21 01

ADMINISTRATIVE EXPENDITURE OF THE ‘INTERNATIONAL COOPERATION AND DEVELOPMENT’ POLICY AREA

303 808 958

303 808 958

303 808 958

303 808 958

21 02

DEVELOPMENT COOPERATION INSTRUMENT

3 184 529 459

2 710 632 634

90 000 000

3 184 529 459

2 800 632 634

21 04

EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS

141 214 245

126 000 000

141 214 245

126 000 000

21 05

INSTRUMENT CONTRIBUTING TO STABILITY AND PEACE — GLOBAL AND TRANS-REGIONAL THREATS AND EMERGING THREATS

77 250 000

67 000 000

77 250 000

67 000 000

21 06

INSTRUMENT FOR NUCLEAR SAFETY COOPERATION

31 394 290

31 200 000

31 394 290

31 200 000

21 07

THE EUROPEAN UNION-GREENLAND PARTNERSHIP

33 220 000

33 104 000

33 220 000

33 104 000

21 08

DEVELOPMENT AND COOPERATION WORLDWIDE

47 979 000

45 943 947

47 979 000

45 943 947

21 09

COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT PROGRAMME

p.m.

3 000 000

p.m.

3 000 000

Title 21 — Total

3 819 395 952

3 320 689 539

90 000 000

3 819 395 952

3 410 689 539

CHAPTER 21 02 —   DEVELOPMENT COOPERATION INSTRUMENT

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 21 02 | DEVELOPMENT COOPERATION INSTRUMENT |
| 21 02 01 | Cooperation with Latin America | 4 | 381 313 631 | 274 000 000 | | | 381 313 631 | 274 000 000 |
| 21 02 02 | Cooperation with Asia | 4 | 821 480 778 | 656 000 000 | | 50 000 000 | 821 480 778 | 706 000 000 |
| 21 02 03 | Cooperation with Central Asia | 4 | 163 710 652 | 102 000 000 | | 15 000 000 | 163 710 652 | 117 000 000 |
| 21 02 04 | Cooperation with the Middle East | 4 | 243 843 466 | 70 000 000 | | | 243 843 466 | 70 000 000 |
| 21 02 05 | Cooperation with Afghanistan | 4 | 199 417 199 | 143 000 000 | | 25 000 000 | 199 417 199 | 168 000 000 |
| 21 02 06 | Cooperation with South Africa | 4 | 17 000 000 | 24 500 000 | | | 17 000 000 | 24 500 000 |
| 21 02 07 | Global public goods and challenges and poverty reduction, sustainable development and democracy |
| 21 02 07 01 | Environment and climate change | 4 | 222 473 403 | 163 900 000 | | | 222 473 403 | 163 900 000 |
| 21 02 07 02 | Sustainable energy | 4 | 110 210 401 | 64 250 000 | | | 110 210 401 | 64 250 000 |
| 21 02 07 03 | Human development | 4 | 200 438 336 | 257 236 000 | | | 200 438 336 | 257 236 000 |
| 21 02 07 04 | Food and nutrition security and sustainable agriculture | 4 | 232 508 470 | 185 000 000 | | | 232 508 470 | 185 000 000 |
| 21 02 07 05 | Migration and asylum | 4 | 56 122 734 | 105 000 000 | | | 56 122 734 | 105 000 000 |
| | Article 21 02 07 — Subtotal | | 821 753 344 | 775 386 000 | | | 821 753 344 | 775 386 000 |
| 21 02 08 | Financing initiatives in the area of development by or for civil society organisations and local authorities |
| 21 02 08 01 | Civil society in development | 4 | 223 492 438 | 195 000 000 | | | 223 492 438 | 195 000 000 |
| 21 02 08 02 | Local authorities in development | 4 | 74 497 479 | 53 600 000 | | | 74 497 479 | 53 600 000 |
| | Article 21 02 08 — Subtotal | | 297 989 917 | 248 600 000 | | | 297 989 917 | 248 600 000 |
| 21 02 09 | Pan-African programme to support the Joint Africa-EU Strategy | 4 | 135 756 524 | 109 950 000 | | | 135 756 524 | 109 950 000 |
| 21 02 20 | Erasmus+ — Contribution from the Development Cooperation Instrument | 4 | 99 423 948 | 103 256 481 | | | 99 423 948 | 103 256 481 |
| 21 02 30 | Agreement with the Food and Agriculture Organisation and other United Nations bodies | 4 | 340 000 | 340 000 | | | 340 000 | 340 000 |
| 21 02 40 | Commodities agreements | 4 | 2 500 000 | 2 500 000 | | | 2 500 000 | 2 500 000 |
| 21 02 51 | Completion of actions in the area of development cooperation (prior to 2014) |
| 21 02 51 01 | Cooperation with third countries in the areas of migration and asylum | 4 | p.m. | 1 000 000 | | | p.m. | 1 000 000 |
| 21 02 51 02 | Cooperation with developing countries in Latin America | 4 | p.m. | 30 000 000 | | | p.m. | 30 000 000 |
| 21 02 51 03 | Cooperation with developing countries in Asia, including Central Asia and the Middle East | 4 | p.m. | 82 000 000 | | | p.m. | 82 000 000 |
| 21 02 51 04 | Food security | 4 | p.m. | 10 000 000 | | | p.m. | 10 000 000 |
| 21 02 51 05 | Non-state actors in development | 4 | p.m. | 3 200 000 | | | p.m. | 3 200 000 |
| 21 02 51 06 | Environment and sustainable management of natural resources, including energy | 4 | p.m. | 15 400 000 | | | p.m. | 15 400 000 |
| 21 02 51 07 | Human and social development | 4 | p.m. | 2 500 000 | | | p.m. | 2 500 000 |
| 21 02 51 08 | Geographical cooperation with Africa, Caribbean and Pacific states | 4 | p.m. | 55 100 000 | | | p.m. | 55 100 000 |
| | Article 21 02 51 — Subtotal | | p.m. | 199 200 000 | | | p.m. | 199 200 000 |
| 21 02 77 | Pilot projects and preparatory actions |
| 21 02 77 02 | Preparatory action — Business and scientific exchanges with India | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 07 | Preparatory action — Regional African CSO Network for Millennium Development Goal 5 | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 10 | Preparatory action — Pharmaceutical-related transfer of technology in favour of developing countries | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 13 | Preparatory action — Enhanced healthcare for victims of sexual violence in the Democratic Republic of Congo | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 14 | Global Energy Efficiency and Renewable Energy Fund | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 15 | Pilot project — Strategic investment in sustainable peace and democratisation in the Horn of Africa | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 16 | Pilot project — Strengthening veterinary services in developing countries | 4 | p.m. | 500 000 | | | p.m. | 500 000 |
| 21 02 77 18 | Pilot project — Investing in sustainable peace and community rebuilding in the Cauca area — Colombia | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 19 | Preparatory action — Building resilience for better health of nomadic communities in post-crisis situations in the Sahel region | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 20 | Preparatory action — Socio-economic reintegration of children and female sex workers living at mines in Luhwindja, South Kivu Province, eastern Democratic Republic of Congo | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 21 | Preparatory action — Building and strengthening local partnerships to develop social economy and to establish social enterprises in Eastern Africa | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 22 | Pilot project — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 23 | Pilot project — Access to justice and reparation for victims of the most serious crimes committed in the Democratic Republic of Congo | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 24 | Pilot project — Mapping the global threat posed by antimicrobial resistance | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 25 | Pilot project — Enhance children’s rights, protection and access to education for children and adolescents displaced in Guatemala, Honduras and El Salvador | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 26 | Pilot project — Education services for children formerly associated with armed forces and groups in the Greater Pibor Administrative Area in South Sudan | 4 | p.m. | 650 153 | | | p.m. | 650 153 |
| 21 02 77 27 | Pilot project — Piloting the use of Participatory Rangeland Management in Kenya and Tanzania | 4 | p.m. | 450 000 | | | p.m. | 450 000 |
| 21 02 77 28 | Pilot project — Supporting the urban dimension of development cooperation: increasing financial capacities of cities in developing countries to deliver productive and sustainable urban development | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 29 | Preparatory action — Support for micro, small and medium-sized enterprises in developing countries | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 30 | Preparatory action — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 31 | Pilot project — Santé pour tous — Health for All — A joint project carried out by Aimes-Afrique (Togo) and Aktion PiT-Togohilfe e.V. | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 32 | Preparatory action — Young European volunteers for development | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 33 | Pilot project — Fostering transparency and impact assessment for local authorities in Guatemala | 4 | p.m. | 300 000 | | | p.m. | 300 000 |
| 21 02 77 35 | Pilot project — Extension of the universal health coverage in Mauritania | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 21 02 77 36 | Preparatory action — Investing in sustainable peace and community rebuilding in the Cauca region of Colombia | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 21 02 77 — Subtotal | | p.m. | 1 900 153 | | | p.m. | 1 900 153 |
| | Chapter 21 02 — Total | | 3 184 529 459 | 2 710 632 634 | | 90 000 000 | 3 184 529 459 | 2 800 632 634 |

Title

Chapter

Article

Item

Heading

FF

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

21 02

DEVELOPMENT COOPERATION INSTRUMENT

21 02 01

Cooperation with Latin America

4

381 313 631

274 000 000

381 313 631

274 000 000

21 02 02

Cooperation with Asia

4

821 480 778

656 000 000

50 000 000

821 480 778

706 000 000

21 02 03

Cooperation with Central Asia

4

163 710 652

102 000 000

15 000 000

163 710 652

117 000 000

21 02 04

Cooperation with the Middle East

4

243 843 466

70 000 000

243 843 466

70 000 000

21 02 05

Cooperation with Afghanistan

4

199 417 199

143 000 000

25 000 000

199 417 199

168 000 000

21 02 06

Cooperation with South Africa

4

17 000 000

24 500 000

17 000 000

24 500 000

21 02 07

Global public goods and challenges and poverty reduction, sustainable development and democracy

21 02 07 01

Environment and climate change

4

222 473 403

163 900 000

222 473 403

163 900 000

21 02 07 02

Sustainable energy

4

110 210 401

64 250 000

110 210 401

64 250 000

21 02 07 03

Human development

4

200 438 336

257 236 000

200 438 336

257 236 000

21 02 07 04

Food and nutrition security and sustainable agriculture

4

232 508 470

185 000 000

232 508 470

185 000 000

21 02 07 05

Migration and asylum

4

56 122 734

105 000 000

56 122 734

105 000 000

Article 21 02 07 — Subtotal

821 753 344

775 386 000

821 753 344

775 386 000

21 02 08

Financing initiatives in the area of development by or for civil society organisations and local authorities

21 02 08 01

Civil society in development

4

223 492 438

195 000 000

223 492 438

195 000 000

21 02 08 02

Local authorities in development

4

74 497 479

53 600 000

74 497 479

53 600 000

Article 21 02 08 — Subtotal

297 989 917

248 600 000

297 989 917

248 600 000

21 02 09

Pan-African programme to support the Joint Africa-EU Strategy

4

135 756 524

109 950 000

135 756 524

109 950 000

21 02 20

Erasmus+ — Contribution from the Development Cooperation Instrument

4

99 423 948

103 256 481

99 423 948

103 256 481

21 02 30

Agreement with the Food and Agriculture Organisation and other United Nations bodies

4

340 000

340 000

340 000

340 000

21 02 40

Commodities agreements

4

2 500 000

2 500 000

2 500 000

2 500 000

21 02 51

Completion of actions in the area of development cooperation (prior to 2014)

21 02 51 01

Cooperation with third countries in the areas of migration and asylum

4

p.m.

1 000 000

p.m.

1 000 000

21 02 51 02

Cooperation with developing countries in Latin America

4

p.m.

30 000 000

p.m.

30 000 000

21 02 51 03

Cooperation with developing countries in Asia, including Central Asia and the Middle East

4

p.m.

82 000 000

p.m.

82 000 000

21 02 51 04

Food security

4

p.m.

10 000 000

p.m.

10 000 000

21 02 51 05

Non-state actors in development

4

p.m.

3 200 000

p.m.

3 200 000

21 02 51 06

Environment and sustainable management of natural resources, including energy

4

p.m.

15 400 000

p.m.

15 400 000

21 02 51 07

Human and social development

4

p.m.

2 500 000

p.m.

2 500 000

21 02 51 08

Geographical cooperation with Africa, Caribbean and Pacific states

4

p.m.

55 100 000

p.m.

55 100 000

Article 21 02 51 — Subtotal

p.m.

199 200 000

p.m.

199 200 000

21 02 77

Pilot projects and preparatory actions

21 02 77 02

Preparatory action — Business and scientific exchanges with India

4

p.m.

p.m.

p.m.

p.m.

21 02 77 07

Preparatory action — Regional African CSO Network for Millennium Development Goal 5

4

p.m.

p.m.

p.m.

p.m.

21 02 77 10

Preparatory action — Pharmaceutical-related transfer of technology in favour of developing countries

4

p.m.

p.m.

p.m.

p.m.

21 02 77 13

Preparatory action — Enhanced healthcare for victims of sexual violence in the Democratic Republic of Congo

4

p.m.

p.m.

p.m.

p.m.

21 02 77 14

Global Energy Efficiency and Renewable Energy Fund

4

p.m.

p.m.

p.m.

p.m.

21 02 77 15

Pilot project — Strategic investment in sustainable peace and democratisation in the Horn of Africa

4

p.m.

p.m.

p.m.

p.m.

21 02 77 16

Pilot project — Strengthening veterinary services in developing countries

4

p.m.

500 000

p.m.

500 000

21 02 77 18

Pilot project — Investing in sustainable peace and community rebuilding in the Cauca area — Colombia

4

p.m.

p.m.

p.m.

p.m.

21 02 77 19

Preparatory action — Building resilience for better health of nomadic communities in post-crisis situations in the Sahel region

4

p.m.

p.m.

p.m.

p.m.

21 02 77 20

Preparatory action — Socio-economic reintegration of children and female sex workers living at mines in Luhwindja, South Kivu Province, eastern Democratic Republic of Congo

4

p.m.

p.m.

p.m.

p.m.

21 02 77 21

Preparatory action — Building and strengthening local partnerships to develop social economy and to establish social enterprises in Eastern Africa

4

p.m.

p.m.

p.m.

p.m.

21 02 77 22

Pilot project — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas

4

p.m.

p.m.

p.m.

p.m.

21 02 77 23

Pilot project — Access to justice and reparation for victims of the most serious crimes committed in the Democratic Republic of Congo

4

p.m.

p.m.

p.m.

p.m.

21 02 77 24

Pilot project — Mapping the global threat posed by antimicrobial resistance

4

p.m.

p.m.

p.m.

p.m.

21 02 77 25

Pilot project — Enhance children’s rights, protection and access to education for children and adolescents displaced in Guatemala, Honduras and El Salvador

4

p.m.

p.m.

p.m.

p.m.

21 02 77 26

Pilot project — Education services for children formerly associated with armed forces and groups in the Greater Pibor Administrative Area in South Sudan

4

p.m.

650 153

p.m.

650 153

21 02 77 27

Pilot project — Piloting the use of Participatory Rangeland Management in Kenya and Tanzania

4

p.m.

450 000

p.m.

450 000

21 02 77 28

Pilot project — Supporting the urban dimension of development cooperation: increasing financial capacities of cities in developing countries to deliver productive and sustainable urban development

4

p.m.

p.m.

p.m.

p.m.

21 02 77 29

Preparatory action — Support for micro, small and medium-sized enterprises in developing countries

4

p.m.

p.m.

p.m.

p.m.

21 02 77 30

Preparatory action — Integrated approach to developing and rolling out health solutions to tackle neglected tropical diseases in endemic areas

4

p.m.

p.m.

p.m.

p.m.

21 02 77 31

Pilot project — Santé pour tous — Health for All — A joint project carried out by Aimes-Afrique (Togo) and Aktion PiT-Togohilfe e.V.

4

p.m.

p.m.

p.m.

p.m.

21 02 77 32

Preparatory action — Young European volunteers for development

4

p.m.

p.m.

p.m.

p.m.

21 02 77 33

Pilot project — Fostering transparency and impact assessment for local authorities in Guatemala

4

p.m.

300 000

p.m.

300 000

21 02 77 35

Pilot project — Extension of the universal health coverage in Mauritania

4

p.m.

p.m.

p.m.

p.m.

21 02 77 36

Preparatory action — Investing in sustainable peace and community rebuilding in the Cauca region of Colombia

4

p.m.

p.m.

p.m.

p.m.

Article 21 02 77 — Subtotal

p.m.

1 900 153

p.m.

1 900 153

Chapter 21 02 — Total

3 184 529 459

2 710 632 634

90 000 000

3 184 529 459

2 800 632 634

Remarks

The primary objective of the Union’s development cooperation policy is the reduction of poverty, as laid down in the TFEU. The European Consensus on Development provides the general policy framework, guidance and the focus to direct implementation of Regulation (EU) No 233/2014.

These appropriations are intended to cover activities concerning the pursuit of poverty reduction, sustainable economic, social and environmental development and consolidating and supporting democracy, the rule of law, good governance, human rights and the relevant principles of international law, including those reflected in the Millennium Development Goals and in the emerging post-2015 international development framework. Synergies with other Union external instruments will be sought where appropriate, without any loss of focus on the above basic objectives.

In principle, 100 % of expenditure in the geographic programmes and at least 95 % of expenditure in the thematic programmes and 90 % of expenditure in the pan-African programme must conform to the OECD/DAC criteria for Official Development Assistance.

As a general rule, at least 20 % of appropriations should be used for basic social services and secondary education. Moreover, the Development Cooperation Instrument should contribute to the objective of addressing at least 20 % of the Union budget to a low carbon and climate-resilient society.

21 02 02Cooperation with Asia

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 821 480 778 | 656 000 000 | | 50 000 000 | 821 480 778 | 706 000 000 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

821 480 778

656 000 000

50 000 000

821 480 778

706 000 000

Remarks

This appropriation is intended to cover the financing of development schemes in Asian developing countries, in particular in countries where the poorest and most fragile live, aimed at improving human and social development as well as tackling macroeconomic and sectoral problems. Emphasis is placed on irregular migration, economic and social governance and development, improving the human rights situation, democratisation, gender equality, youth, education, vocational training, lifelong learning, academic and cultural exchange, scientific and technological exchange, the environment, regional cooperation, trade, disaster prevention and reconstruction measures, as well as the promotion of sustainable energy and information and communications technology.

It is also intended to cover support for the development of civil society and, in particular, support for the activities of non-governmental organisations promoting and defending the rights of vulnerable groups, such as women, children, ethnic minorities and people with disabilities.

Utilisation of this appropriation is dependent on observance of the principles underpinning Union action. Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.

This appropriation is intended to include actions related to inclusive and sustainable growth for human development. Sectors that may be addressed include:

| — | migration, |
| --- | --- |

—

migration,

| — | gender equality and youth, |
| --- | --- |

—

gender equality and youth,

| — | social protection and jobs, and universal access to health and education, |
| --- | --- |

—

social protection and jobs, and universal access to health and education,

| — | business environment, regional integration and world markets, |
| --- | --- |

—

business environment, regional integration and world markets,

| — | sustainable agriculture, nutrition and energy, |
| --- | --- |

—

sustainable agriculture, nutrition and energy,

| — | climate change and environment, |
| --- | --- |

—

climate change and environment,

| — | encouraging social cohesion, in particular social inclusion, fair income distribution, decent work and equity, |
| --- | --- |

—

encouraging social cohesion, in particular social inclusion, fair income distribution, decent work and equity,

| — | establishing inclusive partnerships around trade, investment, aid, migration, civil registration, research, innovation and technology, |
| --- | --- |

—

establishing inclusive partnerships around trade, investment, aid, migration, civil registration, research, innovation and technology,

| — | supporting an active and organised civil society for development and fostering public private partnerships, |
| --- | --- |

—

supporting an active and organised civil society for development and fostering public private partnerships,

| — | supporting climate change mitigation and adaptation, the promotion of sustainable consumption and production as well as investments in clean technologies, sustainable energies, transport, sustainable agriculture and fisheries, the protection of and enhancement of biodiversity and ecosystem services, including water, sanitation and forests, and decent job including creation for young people and women, in the green economy, |
| --- | --- |

—

supporting climate change mitigation and adaptation, the promotion of sustainable consumption and production as well as investments in clean technologies, sustainable energies, transport, sustainable agriculture and fisheries, the protection of and enhancement of biodiversity and ecosystem services, including water, sanitation and forests, and decent job including creation for young people and women, in the green economy,

| — | encouraging greater regional integration and cooperation in a result-oriented way through support to different processes of regional integration and dialogue, |
| --- | --- |

—

encouraging greater regional integration and cooperation in a result-oriented way through support to different processes of regional integration and dialogue,

| — | contributing to preventing and responding to health risks, including those originating at the interface between animals, humans and their various environments, |
| --- | --- |

—

contributing to preventing and responding to health risks, including those originating at the interface between animals, humans and their various environments,

| — | supporting disaster preparedness and post-disaster long-term recovery, including in the field of food and nutrition security and assistance to uprooted people, |
| --- | --- |

—

supporting disaster preparedness and post-disaster long-term recovery, including in the field of food and nutrition security and assistance to uprooted people,

| — | strengthening the capacity to provide universal access to basic social services particularly in health and education. |
| --- | --- |

—

strengthening the capacity to provide universal access to basic social services particularly in health and education.

This appropriation will address actions related to:

| — | democracy, human rights, including freedom of religion and belief, children’s and women’s rights and the rule of law, |
| --- | --- |

—

democracy, human rights, including freedom of religion and belief, children’s and women’s rights and the rule of law,

| — | gender equality and the empowerment of women and girls, |
| --- | --- |

—

gender equality and the empowerment of women and girls,

| — | public sector management, |
| --- | --- |

—

public sector management,

| — | tax policy and administration, |
| --- | --- |

—

tax policy and administration,

| — | corruption and transparency, |
| --- | --- |

—

corruption and transparency,

| — | civil society and local authorities, |
| --- | --- |

—

civil society and local authorities,

| — | building and strengthening legitimate, effective and accountable public institutions and bodies, through promotion of institutional reforms (including on good governance and anti-corruption, public financial management, taxation and public administration reform) and legislative, administrative and regulatory reforms in line with international standards, in particular in fragile States and countries in conflict and post-conflict situations, |
| --- | --- |

—

building and strengthening legitimate, effective and accountable public institutions and bodies, through promotion of institutional reforms (including on good governance and anti-corruption, public financial management, taxation and public administration reform) and legislative, administrative and regulatory reforms in line with international standards, in particular in fragile States and countries in conflict and post-conflict situations,

| — | in the context of the security and development nexus, fighting against corruption and organised crime, production, consumption and trafficking of drugs and against other forms of trafficking, supporting efficient border management and cross-border cooperation and improving civil registration. |
| --- | --- |

—

in the context of the security and development nexus, fighting against corruption and organised crime, production, consumption and trafficking of drugs and against other forms of trafficking, supporting efficient border management and cross-border cooperation and improving civil registration.

The purpose of development cooperation under this heading is to contribute to achieving the Sustainable Development Goals without losing sight of the unfinished Millennium Development Goals as well as to promote democracy, good governance, respect for human rights and for the rule of law, to foster sustainable development and economic integration and to promote conflict prevention, conflict resolution and reconciliation.

Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (OJ L 77, 15.3.2014, p. 44).

21 02 03Cooperation with Central Asia

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 163 710 652 | 102 000 000 | | 15 000 000 | 163 710 652 | 117 000 000 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

163 710 652

102 000 000

15 000 000

163 710 652

117 000 000

Remarks

This appropriation is intended to cover help to eradicate poverty and contribute to the creation of conditions for sustainable and inclusive economic and social development, social cohesion, democratisation and the improvement of people's lives. Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.

The bilateral programmes will focus on promoting sustainable growth, integrated rural development, income-generating opportunities and jobs creation in rural areas, and fostering food security; reforms in the area of rule of law, promoting democratisation and human rights, transparency and anti-corruption measures, and supporting public finance management; the establishment of an effective system of education focused on quality secondary and vocational education matching job market needs; support to the health sector through improved access to equitable and quality health services and support to economic investments.

Regional programmes aim at supporting a broad-based process of dialogue and collaboration between Central Asian countries, notably in areas sensitive for overall security and stability.

The programmes will be implemented with a steady focus on those most in need. Cross-cutting issues, such as environment and climate change, disaster risk reduction, local governance, anti-corruption, human rights, including freedom of religion and belief, gender equality, and youth will be mainstreamed in all Union programmes.

When and where governance reform efforts of a meaningful nature and genuine democratisation processes exist, providing support for them will be a priority. Similarly, allocations to border management and anti-drugs programmes will depend on the outlook for achieving significant results. Cooperation with civil society will be a major element of cooperation. Increasingly, collaboration with Member States’ agencies to implement these programmes will be considered as well as blending with resources from international financing institutions.

Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (OJ L 77, 15.3.2014, p. 44).

21 02 05Cooperation with Afghanistan

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 199 417 199 | 143 000 000 | | 25 000 000 | 199 417 199 | 168 000 000 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

199 417 199

143 000 000

25 000 000

199 417 199

168 000 000

Remarks

This appropriation is intended to cover Union operations in the framework of the Afghanistan reconstruction process.

Appropriate consideration will be given to the areas described below, reflecting jointly-agreed strategies, partnerships, cooperation and trade agreements. Priorities will be established in accordance with the Commission's policy priorities, the Sustainable Development Goals, building on the European Consensus on Development, the Global Strategy for the European Union’s Foreign and Security Policy and the subsequent conclusions of the Council.

This appropriation is intended to support basic social services and economic development in Afghanistan.

This appropriation is also intended to support the Afghanistan national drug control strategy, including halting the production of opium in Afghanistan, and the disruption and destruction of the opium networks and illegal export routes to European countries.

This appropriation is also intended to support the Union contribution to the processes for the return of Afghan refugees and displaced persons to their country and regions of origin in accordance with the commitments entered into by the European Community at the Tokyo Conference in January 2002.

This appropriation is also intended to finance activities of women’s organisations which have worked for a long time for Afghan women’s rights.

The Union should increase its financial assistance in Afghanistan for areas such as health (construction and renovation of hospitals, prevention of child mortality, strengthening of health systems, eradicating polio in what is one of the last ‘endemic’ countries) and small and medium-sized infrastructure projects (repairing of road network, embankments, etc.), as well as effectively implementing job security and food security schemes.

Part of this appropriation will be used for the protection of human rights, including freedom of religion and belief.

Part of this appropriation is intended to be used for mainstreaming of disaster risk reduction, based on ownership and national strategies of disaster-prone countries.

Part of this appropriation is intended to be used, with due regard for the Financial Regulation, to improve the situation of women, with priority for actions in the fields of health and education, and to support their active involvement in all areas and at all levels of decision-making.

Particular attention will also be paid to the situation of women and girls in all other actions and projects supported by this appropriation.

Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Other assigned revenue received under Articles 5 2 0, 5 2 1, 5 2 2, 5 7 0, 6 4 1 and 9 0 0 and Item 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this article in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 233/2014 of the European Parliament and of the Council of 11 March 2014 establishing a financing instrument for development cooperation for the period 2014-2020 (OJ L 77, 15.3.2014, p. 44).

TITLE 22

NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS

General summary of appropriations (2020 and 2019) and outturn (2018)

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 22 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS’ POLICY AREA | 173 311 741 | 173 311 741 | | | 173 311 741 | 173 311 741 |
| 22 02 | ENLARGEMENT PROCESS AND STRATEGY | 1 476 821 144 | 1 239 777 074 | | 210 000 000 | 1 476 821 144 | 1 449 777 074 |
| 22 04 | EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI) | 2 799 176 122 | 2 066 650 890 | | 286 000 000 | 2 799 176 122 | 2 352 650 890 |
| | Title 22 — Total | 4 449 309 007 | 3 479 739 705 | | 496 000 000 | 4 449 309 007 | 3 975 739 705 |

Title

Chapter

Heading

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

22 01

ADMINISTRATIVE EXPENDITURE OF THE ‘NEIGHBOURHOOD AND ENLARGEMENT NEGOTIATIONS’ POLICY AREA

173 311 741

173 311 741

173 311 741

173 311 741

22 02

ENLARGEMENT PROCESS AND STRATEGY

1 476 821 144

1 239 777 074

210 000 000

1 476 821 144

1 449 777 074

22 04

EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)

2 799 176 122

2 066 650 890

286 000 000

2 799 176 122

2 352 650 890

Title 22 — Total

4 449 309 007

3 479 739 705

496 000 000

4 449 309 007

3 975 739 705

CHAPTER 22 02 —   ENLARGEMENT PROCESS AND STRATEGY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 22 02 | ENLARGEMENT PROCESS AND STRATEGY |
| 22 02 01 | Support to Albania, Bosnia and Herzegovina, Kosovo |
| 22 02 01 01 | Support for political reforms and related progressive alignment with the Union | 4 | 189 267 000 | 212 302 068 | | 40 000 000 | 189 267 000 | 252 302 068 |
| 22 02 01 02 | Support for economic, social and territorial development and related progressive alignment with the Union | 4 | 496 900 044 | 214 087 189 | | 70 000 000 | 496 900 044 | 284 087 189 |
| | Article 22 02 01 — Subtotal | | 686 167 044 | 426 389 257 | | 110 000 000 | 686 167 044 | 536 389 257 |
| 22 02 02 | Support to Iceland |
| 22 02 02 01 | Support for political reforms and related progressive alignment with the Union | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 02 02 02 | Support for economic, social and territorial development and related progressive alignment with the Union | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 22 02 02 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 22 02 03 | Support to Turkey |
| 22 02 03 01 | Support for political reforms and related progressive alignment with the Union | 4 | 150 000 000 | 48 772 300 | | 10 000 000 | 150 000 000 | 58 772 300 |
| 22 02 03 02 | Support for economic, social and territorial development and related progressive alignment with the Union | 4 | p.m. | 398 786 099 | | 90 000 000 | p.m. | 488 786 099 |
| | Article 22 02 03 — Subtotal | | 150 000 000 | 447 558 399 | | 100 000 000 | 150 000 000 | 547 558 399 |
| 22 02 04 | Regional integration and territorial cooperation and support to groups of countries (horizontal programmes) |
| 22 02 04 01 | Multi-country programmes, regional integration and territorial cooperation | 4 | 603 637 000 | 304 788 952 | | | 603 637 000 | 304 788 952 |
| 22 02 04 02 | Erasmus+ — Contribution from the Instrument for Pre-accession Assistance (IPA) | 4 | 32 365 000 | 25 325 250 | | | 32 365 000 | 25 325 250 |
| 22 02 04 03 | Contribution to the Energy Community for South-East Europe | 4 | 4 652 100 | 4 652 100 | | | 4 652 100 | 4 652 100 |
| | Article 22 02 04 — Subtotal | | 640 654 100 | 334 766 302 | | | 640 654 100 | 334 766 302 |
| 22 02 51 | Completion of former pre-accession assistance (prior to 2014) | 4 | p.m. | 31 063 116 | | | p.m. | 31 063 116 |
| 22 02 77 | Pilot projects and preparatory actions |
| 22 02 77 01 | Pilot project — Preserving and restoring cultural heritage in conflict areas | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 02 77 02 | Preparatory action — Preserving and restoring cultural heritage in conflict areas | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 02 77 03 | Preparatory action — Enhancing regional cooperation on the issue of missing persons following the conflicts in the former Yugoslavia | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 22 02 77 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| | Chapter 22 02 — Total | | 1 476 821 144 | 1 239 777 074 | | 210 000 000 | 1 476 821 144 | 1 449 777 074 |

Title

Chapter

Article

Item

Heading

FF

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

22 02

ENLARGEMENT PROCESS AND STRATEGY

22 02 01

Support to Albania, Bosnia and Herzegovina, Kosovo

22 02 01 01

Support for political reforms and related progressive alignment with the Union

4

189 267 000

212 302 068

40 000 000

189 267 000

252 302 068

22 02 01 02

Support for economic, social and territorial development and related progressive alignment with the Union

4

496 900 044

214 087 189

70 000 000

496 900 044

284 087 189

Article 22 02 01 — Subtotal

686 167 044

426 389 257

110 000 000

686 167 044

536 389 257

22 02 02

Support to Iceland

22 02 02 01

Support for political reforms and related progressive alignment with the Union

4

p.m.

p.m.

p.m.

p.m.

22 02 02 02

Support for economic, social and territorial development and related progressive alignment with the Union

4

p.m.

p.m.

p.m.

p.m.

Article 22 02 02 — Subtotal

p.m.

p.m.

p.m.

p.m.

22 02 03

Support to Turkey

22 02 03 01

Support for political reforms and related progressive alignment with the Union

4

150 000 000

48 772 300

10 000 000

150 000 000

58 772 300

22 02 03 02

Support for economic, social and territorial development and related progressive alignment with the Union

4

p.m.

398 786 099

90 000 000

p.m.

488 786 099

Article 22 02 03 — Subtotal

150 000 000

447 558 399

100 000 000

150 000 000

547 558 399

22 02 04

Regional integration and territorial cooperation and support to groups of countries (horizontal programmes)

22 02 04 01

Multi-country programmes, regional integration and territorial cooperation

4

603 637 000

304 788 952

603 637 000

304 788 952

22 02 04 02

Erasmus+ — Contribution from the Instrument for Pre-accession Assistance (IPA)

4

32 365 000

25 325 250

32 365 000

25 325 250

22 02 04 03

Contribution to the Energy Community for South-East Europe

4

4 652 100

4 652 100

4 652 100

4 652 100

Article 22 02 04 — Subtotal

640 654 100

334 766 302

640 654 100

334 766 302

22 02 51

Completion of former pre-accession assistance (prior to 2014)

4

p.m.

31 063 116

p.m.

31 063 116

22 02 77

Pilot projects and preparatory actions

22 02 77 01

Pilot project — Preserving and restoring cultural heritage in conflict areas

4

p.m.

p.m.

p.m.

p.m.

22 02 77 02

Preparatory action — Preserving and restoring cultural heritage in conflict areas

4

p.m.

p.m.

p.m.

p.m.

22 02 77 03

Preparatory action — Enhancing regional cooperation on the issue of missing persons following the conflicts in the former Yugoslavia

4

p.m.

p.m.

p.m.

p.m.

Article 22 02 77 — Subtotal

p.m.

p.m.

p.m.

p.m.

Chapter 22 02 — Total

1 476 821 144

1 239 777 074

210 000 000

1 476 821 144

1 449 777 074

22 02 01Support to Albania, Bosnia and Herzegovina, Kosovo (1), Montenegro, Serbia and North Macedonia

22 02 01 01Support for political reforms and related progressive alignment with the Union acquis

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 189 267 000 | 212 302 068 | | 40 000 000 | 189 267 000 | 252 302 068 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

189 267 000

212 302 068

40 000 000

189 267 000

252 302 068

Remarks

Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:

| — | support for political reforms, |
| --- | --- |

—

support for political reforms,

| — | strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis. |
| --- | --- |

—

strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis.

Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11), and in particular points (a) and (c) of Article 2(1) thereof.

22 02 01 02Support for economic, social and territorial development and related progressive alignment with the Union acquis

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 496 900 044 | 214 087 189 | | 70 000 000 | 496 900 044 | 284 087 189 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

496 900 044

214 087 189

70 000 000

496 900 044

284 087 189

Remarks

Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in the Western Balkans:

| — | providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth, |
| --- | --- |

—

providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,

| — | strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development. |
| --- | --- |

—

strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.

Particular attention should be paid to challenges faced by Western Balkan returnees, including Roma, both in Member States of departure and in the Western Balkan countries of origin to which they return.

Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11), and in particular points (b) and (c) of Article 2(1) thereof.

22 02 03Support to Turkey

22 02 03 01Support for political reforms and related progressive alignment with the Union acquis

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 150 000 000 | 48 772 300 | | 10 000 000 | 150 000 000 | 58 772 300 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

150 000 000

48 772 300

10 000 000

150 000 000

58 772 300

Remarks

Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:

| — | support for political reforms, |
| --- | --- |

—

support for political reforms,

| — | strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis. |
| --- | --- |

—

strengthening of the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of political reforms by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis.

Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11), and in particular points (a) and (c) of Article 2(1) thereof.

22 02 03 02Support for economic, social and territorial development and related progressive alignment with the Union acquis

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| p.m. | 398 786 099 | | 90 000 000 | p.m. | 488 786 099 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

p.m.

398 786 099

90 000 000

p.m.

488 786 099

Remarks

Under the Instrument for Pre-accession Assistance (IPA II), this appropriation will address the following specific objectives in Turkey:

| — | providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth, |
| --- | --- |

—

providing support for economic, social and territorial development, with a view to achieving smart, sustainable and inclusive growth,

| — | strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development. |
| --- | --- |

—

strengthening the ability of the beneficiaries listed in Annex I to Regulation (EU) No 231/2014 at all levels to fulfil the obligations stemming from Union membership in the area of economic, social and territorial development by supporting progressive alignment with and adoption, implementation and enforcement of the Union acquis, including preparation for management of Union Structural Funds, the Cohesion Fund and the European Agricultural Fund for Rural Development.

Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The corresponding amount of payment appropriations is estimated at EUR 134 000 000 for 2020. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Any appropriations used in the context of support to refugees and host communities, need to directly benefit refugees and/or the activities of civil society organisations working in this field.

Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 231/2014 of the European Parliament and of the Council of 11 March 2014 establishing an Instrument for Pre-accession Assistance (IPA II) (OJ L 77, 15.3.2014, p. 11), and in particular points (b) and (c) of Article 2(1) thereof.

CHAPTER 22 04 —   EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 22 04 | EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI) |
| 22 04 01 | Supporting cooperation with Mediterranean countries |
| 22 04 01 01 | Mediterranean countries — Human rights, good governance and mobility | 4 | 130 732 660 | 99 184 805 | | | 130 732 660 | 99 184 805 |
| 22 04 01 02 | Mediterranean countries — Poverty reduction and sustainable development | 4 | 654 227 065 | 470 341 793 | | 221 000 000 | 654 227 065 | 691 341 793 |
| 22 04 01 03 | Mediterranean countries — Confidence building, security and the prevention and settlement of conflicts | 4 | 521 220 115 | 293 963 018 | | | 521 220 115 | 293 963 018 |
| 22 04 01 04 | Support to the peace process and financial assistance to Palestine and to the United Nations Relief and Works Agency for Palestine Refugees (UNRWA) | 4 | 320 598 750 | 302 440 740 | | | 320 598 750 | 302 440 740 |
| | Article 22 04 01 — Subtotal | | 1 626 778 590 | 1 165 930 356 | | 221 000 000 | 1 626 778 590 | 1 386 930 356 |
| 22 04 02 | Supporting cooperation with Eastern Partnership countries |
| 22 04 02 01 | Eastern Partnership — Human rights, good governance and mobility | 4 | 252 879 012 | 142 497 911 | | | 252 879 012 | 142 497 911 |
| 22 04 02 02 | Eastern Partnership — Poverty reduction and sustainable development | 4 | 389 328 623 | 268 456 920 | | 65 000 000 | 389 328 623 | 333 456 920 |
| 22 04 02 03 | Eastern Partnership — Confidence building, security and the prevention and settlement of conflicts | 4 | 12 708 666 | 2 488 783 | | | 12 708 666 | 2 488 783 |
| | Article 22 04 02 — Subtotal | | 654 916 301 | 413 443 614 | | 65 000 000 | 654 916 301 | 478 443 614 |
| 22 04 03 | Ensuring efficient cross-border cooperation (CBC) and support to other multi-country cooperation |
| 22 04 03 01 | Cross-border cooperation (CBC) — Contribution from Heading 4 | 4 | 96 299 260 | 53 256 169 | | | 96 299 260 | 53 256 169 |
| 22 04 03 02 | Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional Policy) | 1.2 | 81 139 971 | 53 256 169 | | | 81 139 971 | 53 256 169 |
| 22 04 03 03 | Support to other multi-country cooperation in the neighbourhood — Umbrella programme | 4 | 223 300 000 | 145 229 012 | | | 223 300 000 | 145 229 012 |
| 22 04 03 04 | Other multi-country cooperation in the neighbourhood — Supporting measures | 4 | 28 500 000 | 16 297 114 | | | 28 500 000 | 16 297 114 |
| | Article 22 04 03 — Subtotal | | 429 239 231 | 268 038 464 | | | 429 239 231 | 268 038 464 |
| 22 04 20 | Erasmus+ — Contribution from the European Neighbourhood Instrument (ENI) | 4 | 88 242 000 | 83 635 984 | | | 88 242 000 | 83 635 984 |
| 22 04 51 | Completion of actions in the area of European Neighbourhood Policy and relations with Russia (prior to 2014) | 4 | p.m. | 135 602 472 | | | p.m. | 135 602 472 |
| 22 04 52 | Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional policy) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 22 04 77 | Pilot projects and preparatory actions |
| 22 04 77 03 | Preparatory action — New Euro-Mediterranean strategy for youth employment promotion | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 04 77 04 | Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 04 77 05 | Preparatory action — Asset recovery to Arab Spring countries | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 04 77 06 | Pilot project — Developing knowledge-based European journalism relating to Europe’s neighbours, through educational activities delivered by the Natolin Campus of the College of Europe. | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 04 77 07 | Preparatory action — Support for Union neighbours to implement asset recovery | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 22 04 77 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| | Chapter 22 04 — Total | | 2 799 176 122 | 2 066 650 890 | | 286 000 000 | 2 799 176 122 | 2 352 650 890 |

Title

Chapter

Article

Item

Heading

FF

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

22 04

EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)

22 04 01

Supporting cooperation with Mediterranean countries

22 04 01 01

Mediterranean countries — Human rights, good governance and mobility

4

130 732 660

99 184 805

130 732 660

99 184 805

22 04 01 02

Mediterranean countries — Poverty reduction and sustainable development

4

654 227 065

470 341 793

221 000 000

654 227 065

691 341 793

22 04 01 03

Mediterranean countries — Confidence building, security and the prevention and settlement of conflicts

4

521 220 115

293 963 018

521 220 115

293 963 018

22 04 01 04

Support to the peace process and financial assistance to Palestine and to the United Nations Relief and Works Agency for Palestine Refugees (UNRWA)

4

320 598 750

302 440 740

320 598 750

302 440 740

Article 22 04 01 — Subtotal

1 626 778 590

1 165 930 356

221 000 000

1 626 778 590

1 386 930 356

22 04 02

Supporting cooperation with Eastern Partnership countries

22 04 02 01

Eastern Partnership — Human rights, good governance and mobility

4

252 879 012

142 497 911

252 879 012

142 497 911

22 04 02 02

Eastern Partnership — Poverty reduction and sustainable development

4

389 328 623

268 456 920

65 000 000

389 328 623

333 456 920

22 04 02 03

Eastern Partnership — Confidence building, security and the prevention and settlement of conflicts

4

12 708 666

2 488 783

12 708 666

2 488 783

Article 22 04 02 — Subtotal

654 916 301

413 443 614

65 000 000

654 916 301

478 443 614

22 04 03

Ensuring efficient cross-border cooperation (CBC) and support to other multi-country cooperation

22 04 03 01

Cross-border cooperation (CBC) — Contribution from Heading 4

4

96 299 260

53 256 169

96 299 260

53 256 169

22 04 03 02

Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional Policy)

1.2

81 139 971

53 256 169

81 139 971

53 256 169

22 04 03 03

Support to other multi-country cooperation in the neighbourhood — Umbrella programme

4

223 300 000

145 229 012

223 300 000

145 229 012

22 04 03 04

Other multi-country cooperation in the neighbourhood — Supporting measures

4

28 500 000

16 297 114

28 500 000

16 297 114

Article 22 04 03 — Subtotal

429 239 231

268 038 464

429 239 231

268 038 464

22 04 20

Erasmus+ — Contribution from the European Neighbourhood Instrument (ENI)

4

88 242 000

83 635 984

88 242 000

83 635 984

22 04 51

Completion of actions in the area of European Neighbourhood Policy and relations with Russia (prior to 2014)

4

p.m.

135 602 472

p.m.

135 602 472

22 04 52

Cross-border cooperation (CBC) — Contribution from Heading 1b (Regional policy)

1.2

p.m.

p.m.

p.m.

p.m.

22 04 77

Pilot projects and preparatory actions

22 04 77 03

Preparatory action — New Euro-Mediterranean strategy for youth employment promotion

4

p.m.

p.m.

p.m.

p.m.

22 04 77 04

Pilot project — ENP funding — Preparing staff for EU-ENP-related jobs

4

p.m.

p.m.

p.m.

p.m.

22 04 77 05

Preparatory action — Asset recovery to Arab Spring countries

4

p.m.

p.m.

p.m.

p.m.

22 04 77 06

Pilot project — Developing knowledge-based European journalism relating to Europe’s neighbours, through educational activities delivered by the Natolin Campus of the College of Europe.

4

p.m.

p.m.

p.m.

p.m.

22 04 77 07

Preparatory action — Support for Union neighbours to implement asset recovery

4

p.m.

p.m.

p.m.

p.m.

Article 22 04 77 — Subtotal

p.m.

p.m.

p.m.

p.m.

Chapter 22 04 — Total

2 799 176 122

2 066 650 890

286 000 000

2 799 176 122

2 352 650 890

22 04 01Supporting cooperation with Mediterranean countries

22 04 01 02Mediterranean countries — Poverty reduction and sustainable development

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 654 227 065 | 470 341 793 | | 221 000 000 | 654 227 065 | 691 341 793 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

654 227 065

470 341 793

221 000 000

654 227 065

691 341 793

Remarks

This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:

| — | progressive integration into the Union internal market and enhanced sector and cross-sectoral cooperation including through:






  — | legislative approximation and regulatory convergence towards Union and other relevant international standards, |
| --- | --- | --- |

—

progressive integration into the Union internal market and enhanced sector and cross-sectoral cooperation including through:

—

legislative approximation and regulatory convergence towards Union and other relevant international standards,

| — | institution building, |
| --- | --- |

—

institution building,

| — | equal access to quality healthcare services and education, |
| --- | --- |

—

equal access to quality healthcare services and education,

| — | investments, |
| --- | --- |

—

investments,

| — | sustainable and inclusive development and social inclusion in all aspects, including skills development and training for young people, |
| --- | --- |

—

sustainable and inclusive development and social inclusion in all aspects, including skills development and training for young people,

| — | poverty reduction, including through private-sector development, |
| --- | --- |

—

poverty reduction, including through private-sector development,

| — | promotion of internal economic, social and territorial cohesion, |
| --- | --- |

—

promotion of internal economic, social and territorial cohesion,

| — | rural development, |
| --- | --- |

—

rural development,

| — | climate action, |
| --- | --- |

—

climate action,

| — | disaster resilience. |
| --- | --- |

—

disaster resilience.

An adequate level of appropriations should be reserved for the support of civil society organisations.

Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty, to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Other assigned revenue received under Items 5 2 2 0, 6 6 0 0, 6 4 1 0 and 6 4 1 1 of the statement of revenue may give rise to the provision of additional appropriations under this Item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (OJ L 77, 15.3.2014, p. 27).

22 04 02Supporting cooperation with Eastern Partnership countries

22 04 02 02Eastern Partnership — Poverty reduction and sustainable development

Figures (Differentiated appropriations)

| Budget 2020 | Amending budget No 9/2020 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 389 328 623 | 268 456 920 | | 65 000 000 | 389 328 623 | 333 456 920 |

Budget 2020

Amending budget No 9/2020

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

389 328 623

268 456 920

65 000 000

389 328 623

333 456 920

Remarks

This appropriation is intended in particular to cover bilateral and multi-country cooperation actions promoting results in, inter alia, the following areas:

| — | progressive integration into the Union internal market and enhanced sector and cross-sectoral cooperation including through:






  — | legislative approximation and regulatory convergence towards Union and other relevant international standards, |
| --- | --- | --- |

—

progressive integration into the Union internal market and enhanced sector and cross-sectoral cooperation including through:

—

legislative approximation and regulatory convergence towards Union and other relevant international standards,

| — | institution building, |
| --- | --- |

—

institution building,

| — | equal access to quality healthcare services and education, |
| --- | --- |

—

equal access to quality healthcare services and education,

| — | investments, |
| --- | --- |

—

investments,

| — | sustainable and inclusive development in all aspects, including skills development and training for young people, social inclusion, notably of the most vulnerable children, including those with disabilities, |
| --- | --- |

—

sustainable and inclusive development in all aspects, including skills development and training for young people, social inclusion, notably of the most vulnerable children, including those with disabilities,

| — | poverty reduction, including through private-sector development, |
| --- | --- |

—

poverty reduction, including through private-sector development,

| — | promotion of internal economic, social and territorial cohesion, |
| --- | --- |

—

promotion of internal economic, social and territorial cohesion,

| — | rural development, |
| --- | --- |

—

rural development,

| — | climate action, |
| --- | --- |

—

climate action,

| — | disaster resilience. |
| --- | --- |

—

disaster resilience.

An adequate level of appropriations should be reserved for the support of civil society organisations.

Special emphasis must be placed on ensuring that all regions and provinces fully benefit from the funding.

Any income from additional financial contributions from Member States and contributions from third countries or from bodies other than those set up under the TFEU or the Euratom Treaty to certain external aid actions or programmes financed by the Union and managed by the Commission may give rise to the provision of additional appropriations. Such contributions under Article 6 3 3 of the statement of revenue constitute assigned revenue under points (a)(ii) and (e) of Article 21(2) of the Financial Regulation. The amounts entered on the line for administrative support expenditure will be determined, without prejudice to Article 235(5) of the Financial Regulation, by the contribution agreement for each operational programme with an average not exceeding 4 % of the contributions for the corresponding programme for each chapter.

Other assigned revenue received under Items 5 2 2 0 and 6 6 0 0 of the statement of revenue may give rise to the provision of additional appropriations under this item, in accordance with Article 22(1) of the Financial Regulation.

Legal basis

Regulation (EU) No 232/2014 of the European Parliament and of the Council of 11 March 2014 establishing a European Neighbourhood Instrument (OJ L 77, 15.3.2014, p. 27).

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(1)  This designation is without prejudice to positions on status, and is in line with the United Nations Security Council Resolution 1244(1999) and the International Court of Justice opinion on Kosovo’s declaration of independence.

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