# Patent

## Title
Coenzyme Q10 formulation and process methodology for soft gel capsules manufacturing

## Abstract

A formulation of Coenzyme Q10, beta-carotenes, Vitamin E, and medium chain triglycerides in rice bran oil and an optional thickener, such as bee's wax, is provided in a soft gel capsule so that a maximum of the Coenzyme Q10 is absorbed by the human body. Generally, about 60 mg of Coenzyme Q10 is the normal amount provided daily to a healthy sedentary adult.

## Background
CROSS REFERENCE TO RELATED APPLICATION
This application claims priority of U.S. application Ser. No. 10/641,328, filed on Aug. 14, 2003, now U.S. Pat. No. 6,955,820 which claims priority to U.S. application Ser. No. 09/536,597, filed on Mar. 28, 2000 which claims priority from U.S. Provisional Application Ser. No. 60/126,656, filed Mar. 29, 1999, the contents of which are herein incorporated by reference in their entirety.


BACKGROUND OF THE INVENTION
This invention relates to an improved formulation and process methodology of Coenzyme Q10 in producing soft gel capsules of this formulation. Coenzyme Q10 (CoQ10 or Ubiquinone) is a large molecular weight (863.63 grams) lipid compound that is produced in the liver and perhaps other body organs. The total body content is estimated to be 1.4 to 1.8 grams, depending on the age and the physical fitness of the individual. Although CoQ10 is found in the mitochondria and other organelles of every living cell, it appears to be most abundant in tissues with a high number of mitochondria and a high level of metabolic activity. For example, in the metabolically inactive blood there is approximately 4 mg, in the heart, and in the skeletal muscle 1000 mg. The blood acts as a CoQ10 reservoir and transport media between endogenous CoQ10 synthesis in the liver, exogenous CoQ10 absorption from digested food substances in the intestinal tract, and the body cells. Endogenous synthesis appears to be responsible for 56 percent and exogenous sources for 44 percent of the body's CoQ10 requirements. These numbers are currently being studied and endogenous CoQ10 synthesis may be significantly deficient in the elderly. These deficiencies are not related to the total caloric intake, but rather to the vitamin content of ingested foods. The body requires multiple vitamins for the synthesis of CoQ10.
CoQ10 requirements of the body are also variable between individuals and are dependent on age, physical activity, and disease. It is estimated that the body CoQ10 utilization is between 5 and 9 mg per day. Intercellular CoQ10 is required for the synthesis of energy and therefore essential for life. Energy synthesis occurs in the mitochondria, where CoQ10 provides an electron for the electron transport chain in the cytochrome system, in which adenosine tripohosphate (ATP) is synthesized. As CoQ10 gives up an electron for ATP synthesis, it gets oxidized. If CoQ10 is used as an antioxidant, it gets oxidized and is no longer available to provide electrons and function in the synthesis of ATP. Under conditions of high metabolic stress, endogenous sources may become inadequate to meet the body's CoQ10 requirement for ATP synthesis. Under such conditions, dietary CoQ10 supplementation has been shown to be an effective source. An improved soft gel formulation and process of CoQ10 soft gel capsule manufacturing has uses to treat heart failure, chronic fatigue and patients with psoriasis and planter warts. In all cases, it has been found that the improved soft gel formulation at ingestion rates of 30–100 mg/day of CoQ10 have been proven to be superior to commercially available 60 mg dry powder capsules, and existing 100 mg/day CoQ10 soft gel formulations.
An appropriate CoQ10 dosage for a normal individual compared to the dosage necessary for a diseased individual has been difficult to ascertain. Recommended doses of 10 to 30 mg/day were found to be ineffective for patients with significant CoQ10 deficiencies. In the past 15 years, it has become generally accepted that poor intestinal absorption of certain CoQ10 formulations limits their effective use. For this reason, 50 and 150 mg CoQ10 containing tablets or capsules are commercially available to the consumer, at a considerably higher cost.
Folkers et al (U.S. Pat. No. 4,824,669) addresses a soft gel capsule with CoQ10 and at least one vegetable oil. This formulation was determined to increase blood CoQ10 levels to 2.5 μg/ml compared to 1.6 μg/ml for an equivalent 100 mg dose of dry powder CoQ10. Many different CoQ10 formulations have appeared which are claimed to increase intestinal absorption. However, intestinal absorption data, collected under near basal conditions, which compare CoQ10 alone in oil with dry powder CoQ10, are conclusive that oil is a better delivery agent.
SUMMARY OF THE INVENTION
The present invention comprises a stable and nontoxic soft gel Coenzyme Q10 formulation and process methodology of Coenzyme Q10 for maximum Coenzyme Q10 levels in the human body for a given input. A preferred soft gel formulation includes Coenzyme Q10 (hereinafter CoQ10), Vitamin E, beta-carotene, bee's wax, medium chain triglycerides available as MCT Myglyol S12, and rice bran oil formulated to maximize the body's absorption by maintaining the CoQ10 in what may be a supersaturated solution in easily absorbed materials, that can provide healthful effects, as opposed to just fillers. It is important as much of the supplied CoQ10 be absorbed, rather than just taking megadoses at frequent intervals as the wholesale cost of CoQ10 dry powder in quantity is as much as $2000 per kg. Not only is a relatively large percentage of the CoQ10 absorbed, but the volume of the soft gel capsule is minimized, making it easier to swallow and requiring smaller shipping and storage space. Recent studies indicate the preferred soft gel CoQ10 formulation should be administered twice a day in dosages of about 30 mg CoQ10 in 220 mg capsules, as that amount of CoQ10 is about the maximum the body of a healthy sedentary adult can use for maintenance of a preferred blood level. For those who have deficiencies of CoQ10, studies have shown that twice a day administration of about 60 mg CoQ10 in 435 mg capsules is advantageous. In special instances of CoQ10 deficiency, twice a day ingestion of 100 mg CoQ10 containing soft gel capsules can be tolerated.
It is therefore an object of the present invention to provide a soft gel formulation of CoQ10 and a methodology of formulation processing that produce a significantly greater bioavailability percentage of ingested CoQ10 than existing soft or dry formulations.
Another object of the present invention is to provide a soft gel formulation of CoQ10 and methodology of administration that produces greater absorption of CoQ10 into the intestine.
Another object is to minimize the ingested volume required to maintain a given CoQ10 blood content.
Another object is to provide a process that keeps CoQ10 in solution in readily absorbed materials, that themselves have beneficial effects.
These and other objects and advantages of the present invention will become apparent to those skilled in the art after considering the following detailed description of the invention.


DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
The unique formulation of the present invention of a stable and non-toxic soft gel Coenzyme Q10 where the amount of Coenzyme Q10 is balanced with antioxidants and absorption agents to maximize the percentage of Coenzyme Q10 in a capsule of a given size, that is delivered to the blood stream from the intestines. The formulation includes: Coenzyme Q10, Vitamin E, beta-carotene, bee's wax, medium chain triglycerides (MCT) such as MCT Myglyol S12, and rice bran oil. The preferred soft gel Coenzyme Q10 formulation of the present invention is prepared in accordance with the following sequence of ingredients and process.
Rice bran oil, a carrier suspension agent for soft gel formulation useful for absorption of lipophilic ingredients such as Coenzyme Q10, is heated to 50 to 60° C. Bee's wax is then added. 50° C. is above the melting point of bee's wax and the wax and oil is mixed until a uniform mixture is formed. Bee's wax thickens the rice bran oil and acts as a suspension agent for subsequent ingredients. Without bee's wax, the other ingredients, which are to suspended inside a transparent gel capsule, might separate or congregate under the effect of gravity, and appear faulty or spoiled to the consumer.
Subsequently, the mixture is cooled to 35 to 45° C. Coenzyme Q10, beta-carotenes including alpha and beta carotenes, cryptoxanthin, lutein and zeaxanthin (available commercially as Betatene, available from Cognis Nutrition), Vitamin E, and medium chain triglycerides (MCT) are then simultaneously added to the oil-wax mixture under a vacuum (to eliminate oxidation) and mixed together for one to two hours. beta-carotenes improves the solubility and adds antioxidant value. Vitamin E is an antioxidant preservative that prevents peroxidation of the final product, adds antioxidant value, and is fat soluble. Although Vitamin E is available commercially in 30 IU, 100 IU, 200 IU, 400 IU, and 1000 IU concentrations, for the present invention concentrations from 350 IU to 400 IU are usable, with 372 IU being the preferred concentration, which results in a concentration from 30 to 100 IU in the soft gel capsule. Medium chain triglycerides are fatty acids that improve the lipid environment and enhance absorbibility like the rice bran oil. The bee's wax primarily increases viscosity to keep insoluble components from settling to one side of the soft gel capsule, but it also improves solubility. For instances where viscosity (and in turn gel capsule cosmetics) is not a concern, it can be eliminated.
The resultant mixture is cooled to 25 to 30° C. A nitrogen gas blanket is introduced to shield the mixture for oxygen and the pressure is returned to atmospheric. The mixture is then encapsulated in a soft gel capsule.















Ingredient
Amount Range
% in formula
















Formula 1










1.
Vitamin E 372 IU
 0.161 g–2.50 g
  37%–51%


2.
Beta Carotene
0.00525 g–0.118 g
 1.2%–2.5%



(20% from D. salina)


3.
MCT Myglyol 812
  0.5 g–1.0 g
  12%–21%


4.
Rice Bran Oil
 0.193 g–.50 g
  10%–44%


5.
Yellow Bee's Wax
 0.015 g–.2 g
  1%–4%


6.
CoQ10
    0.5–2.0 g
  10%–15%







Formula 2










1.
Vitamin E 372 IU
 0.161 g–2.50 g
38.5%–53%  


2.
Beta Carotene
0.00525 g–0.118 g
1.25%–2.6% 



(20% from D. salina)


3.
MCT Myglyol 812
  0.5 g–1.0 g
  12%–22%


4.
Rice Bran Oil
 0.193 g–.50 g
  10%–46%


5.
CoQ10
    0.5–1.0 g
  11%–16%









The bioavailability or intestinal absorption of CoQ10 has been a major controversy in the international CoQ10 research community. Previous data indicate that only 1 to 3 percent of dry powder CoQ10 formulations are absorbed through the lacteals in the intestines and appear in the blood over a twelve hour interval. In general, blood levels of 1.2 to 1.6 μg/ml have been reported, when taking 30 to 60 mg/day dry powder CoQ10 formulation for 30 days. It has been reported that when a dry powder CoQ10 formulation is taken with a fat, such as peanut butter, steady-state blood levels of 2.0 to 2.8 μg/ml are measurable.
Multiple clinical trials were conducted in the United States and Europe using the Folkers (U.S. Pat. No. 4,824,669) soft gel. With a dosage of 100 mg/day, multiple investigators have reported group mean blood levels of 2.3 to 3.5 μg/ml depending on the laboratory conducting the measurement.
As observed in recent trials, the bioavailability results found for the present soft gel indicate it provides approximately 50 percent, and with two 30 mg CoQ10 containing capsules, 100 percent, of the daily CoQ10 requirements of a normal sedentary individual. It would take at least three of the dry powder 30 mg CoQ10 capsules to produce the same effects as one soft gel, and six to produce the same effect as two 30 mg CoQ10 containing soft gel capsules of the present invention. Regardless of the absorption mechanism, the significantly higher basal blood CoQ10 levels (167%) and the 273% greater absorption rate were found in previous studies to establish that the present soft gel formulation is indeed a superior product to dry CoQ10 formulations. This may be particularly true for those individuals whose daily CoQ10 requirement is elevated due to high physical activity, an increased use of CoQ10 as an antioxidant, and disease associated with known CoQ10 deficiencies.
Cellular CoQ10 content is a function of the number and quality of the cellular mitochondria. For example, the failing heart muscle has 2.2 μg CoQ10 per mg of tissue and a blood CoQ10 deficiency of 0.3–0.5 g/ml. The normal hearts conditioned heart has 6.3 μg/gm per mg of tissue, and a low basal blood level of 0.5–0.6 μg/ml. These results indicate that supplemental CoQ10 enters the cell. This observation has also been reported for skeletal muscles of trained and non-trained athletes.
The subjective and objective responses to supplemental CoQ10 in the normal individual appear more rapidly compared to that of the physically unfit or the diseased individual with a CoQ10 deficiency. The most probable reason for this observation is that the metabolic machinery (mitochondria) is viable in the non-diseased normal volunteer, whereas the mitochondria are atrophied in the cells of deconditioned and/or diseased individuals. Therefore, it takes time in the diseased individual to build up the mitochondria to a more normal activity level and to normalize their distribution in the organ system involved.
In summary, studies have statistically proven that the present soft gel CoQ10 formulation used at 60 mg CoQ10/day is superior to dry powder CoQ10 formulations, and prior art soft gel formulations.
Thus, there has been shown novel formulations, which fulfill all of the objects and advantages sought therefor. Many changes, alterations, modifications and other uses and applications of the subject invention will become apparent to those skilled in the art after considering the specification. All such changes, alterations and modifications which do not depart from the spirit and scope of the invention are deemed to be covered by the invention which is limited only by the claims that follow.

## Claims

1. A soft gel capsule that encapsulates a coenzyme Q10 formulation, wherein the coenzyme Q10 formulation comprises:
bee's wax:
coenzyme Q10;
beta-carotene;
a medium chain triglyceride;
Vitamin E; and

rice bran oil.

2. The soft gel capsule of claim 1, wherein the coenzyme Q10 is present in an amount between 10 percent and 16 percent of the total weight of the formulation.

3. The soft gel capsule of claim 2, wherein the coenzyme Q10 is present in an amount between 11 percent and 16 percent of the total weight of the formulation.

4. The soft gel capsule of claim 1, wherein the beta-carotene comprises alpha and beta carotenes, cryptoxanthin, lutein and zeaxanthin.

5. The soft gel capsule of claim 1, wherein the beta-carotene is present in an amount between 1.2 percent and 2.6 percent of the total weight of the formulation.

6. The soft gel capsule of claim 1, wherein the beta-carotene is present in an amount between 1.25 percent and 2.6 percent of the total weight of the formulation.

7. The soft gel capsule of claim 1, wherein the medium chain triglyceride is present in an amount between 12 percent and 22 percent of the total weight of the formulation.

8. The soft gel capsule of claim 1, wherein the medium chain triglyceride is present in an amount between 12 percent and 21 percent of the total weight of the formulation.

9. The soft gel capsule of claim 1, wherein the vitamin E is present in an amount between 37 percent and 53 percent of the total weight of the formulation.

10. The soft gel capsule of claim 1, wherein the vitamin E is present in an amount between 38.5 percent and 53 percent of the total weight of the formulation.

11. The soft gel capsule of claim 1, wherein the rice bran oil is present in an amount between 10 percent and 46 percent of the total weight of the formulation.

12. The soft gel capsule of claim 1, wherein the rice bran oil is present in an amount between 10 percent and 44 percent of the total weight of the formulation.

13. The soft gel capsule of claim 1, wherein the bee's wax is present in an amount between 1 percent and 4 percent of the total weight of the formulation.

14. A soft gel capsule that encapsulates a coenzyme Q10 formulation, wherein the coenzyme Q10 formulation comprises:
bee's wax:
coenzyme Q10;
beta-carotene;
a medium chain triglyceride;
Vitamin E; and

rice bran oil is present in an amount between 10 percent and 46 percent of the total weight of the formulation.

15. The soft gel capsule of claim 14, wherein the coenzyme Q10 is present in an amount between 10 percent and 16 percent of the total weight of the formulation.

16. The soft gel capsule of claim 15, wherein the coenzyme Q10 is present in an amount between 11 percent and 16 percent of the total weight of the formulation.

17. The soft gel capsule of claim 14, wherein the beta-carotene comprises alpha and beta carotenes, cryptoxanthin, lutein and zeaxanthin.

18. The soft gel capsule of claim 14, wherein the beta-carotene is present in an amount between 1.2 percent and 2.6 percent of the total weight of the formulation.

19. The soft gel capsule of claim 14, wherein the beta-carotene is present in an amount between 1.25 percent and 2.6 percent of the total weight of the formulation.

20. The soft gel capsule of claim 14, wherein the medium chain triglyceride is present in an amount between 12 percent and 22 percent of the total weight of the formulation.

21. The soft gel capsule of claim 14, wherein the medium chain triglyceride is present in an amount between 12 percent and 21 percent of the total weight of the formulation.

22. The soft gel capsule of claim 14, wherein the vitamin E is present in an amount between 37 percent and 53 percent of the total weight of the formulation.

23. The soft gel capsule of claim 14, wherein the vitamin E is present in an amount between 38.5 percent and 53 percent of the total weight of the formulation.

24. The soft gel capsule of claim 14, wherein the rice bran oil is present in an amount between 10 percent and 44 percent of the total weight of the formulation.

25. The soft gel capsule of claim 14, wherein the rice bran oil is present in an amount between 10 percent and 46 percent of the total weight of the formulation.

26. The soft gel capsule of claim 14, wherein the bee's wax is present in an amount between 1 percent and 4 percent of the total weight of the formulation.

27. A soft gel capsule that encapsulates a coenzyme Q10 formulation, wherein the coenzyme Q10 formulation comprises:
bee's wax:
coenzyme 10;
beta-carotene;
a medium chain triglyceride;
Vitamin E; and

rice bran oil present in an amount between 10 percent and 44 percent of the total weight of the formulation.

28. The soft gel capsule of claim 27, wherein the coenzyme Q10 is present in an amount between 10 percent and 16 percent of the total weight of the formulation.

29. The soft gel capsule of claim 28, wherein the coenzyme Q10 is present in an amount between 11 percent and 16 percent of the total weight of the formulation.

30. The soft gel capsule of claim 27, wherein the beta-carotene comprises alpha and beta carotenes, cryptoxanthin, lutein and zeaxanthin.

31. The soft gel capsule of claim 27, wherein the beta-carotene is present in an amount between 1.2 percent and 2.6 percent of the total weight of the formulation.

32. The soft gel capsule of claim 27, wherein the beta-carotene is present in an amount between 1.25 percent and 2.6 percent of the total weight of the formulation.

33. The soft gel capsule of claim 27, wherein the medium chain triglyceride is present in an amount between 12 percent and 22 percent of the total weight of the formulation.

34. The soft gel capsule of claim 27, wherein the medium chain triglyceride is present in an amount between 12 percent and 21 percent of the total weight of the formulation.

35. The soft gel capsule of claim 27, wherein the vitamin E is present in an amount between 37 percent and 53 percent of the total weight of the formulation.

36. The soft gel capsule of claim 27, wherein the vitamin E is present in an amount between 38.5 percent and 53 percent of the total weight of the formulation.

37. The soft gel capsule of claim 27, wherein the rice bran oil is present in an amount between 10 percent and 46 percent of the total weight of the formulation.

38. The soft gel capsule of claim 27, wherein the bee's wax is present in an amount between 1 percent and 4 percent of the total weight of the formulation.