# Patent

## Title
Optical device

## Abstract

A method for monitoring oxygenation of blood includes the steps of transmitting light containing a plurality of wavelengths into blood and measuring a remitted spectrum over the plurality of-wavelengths. A measured blood absorption spectrum is then calculated from the remitted spectrum and local rates of change in the measured blood absorption spectrum are estimated at a plurality of the wavelengths, including at least one isobestic wavelength. An estimate of blood oxygen saturation (SO2) is calculated as a function of absolute values of the local rates of change of the measured blood absorption spectrum.

## Background
CROSS-REFERENCE TO RELATED APPLICATION
This is a continuation of application Ser. No. 10/994,682, filed Nov. 22, 2004, which is a division of application Ser. No. 09/762,923, filed Apr. 16, 2001, now U.S. Pat. No. 6,842,635, which represents the U.S. National Phase, pursuant to 35 U.S.C. §371, of P.C.T. Application No. PCT/GB99/02510, filed Jul. 30, 1999.


BACKGROUND OF THE INVENTION
1. Technical Field of the Invention
This invention relates to an optical device for monitoring or measuring/displaying the arterial oxygen saturation with motion artefact suppression and to a novel medical technique for providing arterial oxygen saturation data.
2. Description of the Prior Art
Monitors are available which use non-invasive optical techniques to measure the arterial oxygen saturation in patients. For example, it is known, that in order to measure blood oxygen saturation, it is necessary to provide a device which passes light through biological tissue, such as the human finger, and to monitor the transmitted or reflected output signal from a photodetector of this device continuously. Such devices are described, inter alia, in International Patent Application No WO94/03102.
As is well known in the art, these instruments suffer interference due to patient movement, i.e. motion artefact.
Movement of the subject leads to a change in the length of the path of the light through the biological tissue and hence to a variation in the intensity of light received by the photodetector. This renders the device incapable of distinguishing between changes in received light intensity caused by variations in light absorption by the component being monitored (eg oxygen in the blood), and changes in received light intensity caused by variations in the light pathlength due to movement of the subject. The problem is common to all optical monitoring devices and can render these devices inoperative for long periods of time. The problem is particularly severe in critical health care applications, were continuous monitoring is essential.
The device described in WO 94/03102 attempts to address the problem of the motion artefact in measuring SaO2 by using an additional wavelength to enable the motion artefact to be cancelled. Although WO 94/03102 broadly describes the use of a plurality of wavelengths (including the n+1 motion ardent wavelength) the device exemplified uses three wavelengths, namely, a pulse rate wavelength, an SaO2 wavelength and a motion artefact wavelength However, in practice, the three wavelengths proposed in WO 94/03102 are not sufficient to overcome motion sensitivity.
Generally, medical practitioners desire to measure arterial oxygen saturation (SaO2). For example, conventionally used pulse oximeters measure SaO2. We have now devised an optical measuring or monitoring device which is able to monitor or measure blood oxygen saturation (SO2) and display the arterial blood oxygen saturation non-invasively and to suppress the effects of motion artefact.
Furthermore, existing optical devices do not take into account the variations in transmitted light with varying skin colours. Melanin is present in increasing concentrations from fair through brown to black skin. The peak of its absorption spectrum is at 500 nm decreasing almost linearly with increasing wavelength. Melanin is present in the epidermis, thus, in very high concentrations as is the case in black skin, it can mask the absorption of haemoglobin in the dermis. Even in brown skin, the absorption by melanin is so on that of haemoglobin so that any algorithm which uses the shape of the absorption spectrum in order to produce SO2 value needs to compensate for this fact.
SUMMARY OF THE INVENTION
Thus, we have also devised an optical measuring or monitoring device which is capable of compensating for variations in melanin levels in the skin.
In accordance with this invention, there is provided a sensor device which comprises light source means for emitting a light beam, photodetector means for receiving the light beam after passing through or being reflected within living tissue and arranged to provide signals corresponding to the intensities of the respective wavelength of light received by the photodetector means characterised in that the sensor device measures blood oxygen saturation.
The sensor of the invention may use a spectral wavelength of from 526 to 586 nm.
In a preferred embodiment of the invention the light beam will emit a plurality of wavelengths, the arrangement being such that the signal levels corresponding to the different wavelengths bear a predetermined relationship with each other. A particular advantage of the sensor of the invention is that it only enables a user to compare “slopes” on a graph and the use of a range of different wavelengths allows for a more accurate determination without an increase in costs. In a preferred embodiment of the invention 3 or more different wavelengths are used, the optimum number of wavelengths is 5 or 6 and preferably 6.
It is also an important feature of the present invention that at least one or more of the wavelengths used are isobestic wavelengths. For the sake of clarity, by the term isobestic wavelength we mean a wavelength at which oxygenated haemoglobin and deoxygenated haemoglobin absorb the same amount of light. In a preferred embodiment substantially most of the wavelengths used are isobestic wavelengths. When six wavelengths are used it is preferred that five of them are isobestic wavelengths. In this preferred embodiment the sixth wavelength is one at which there is maximum difference between the absorption of light of oxygenated haemoglobin and deoxygenated haemoglobin.
Generally the device and technique of the present invention measures oxygen saturation (SO2) ie the value of oxygen saturation in venous and arterial tissue combined. Because oxygen saturation in venous tissue is usually low it is well known that the value of SO2 is less than that of SaO2. In the technique of the invention we call the difference the scaling factor Δ, such that

SaO2−SO2=Δ

Thus the technique of the invention initially measures SaO2 using a conventional arterial blood oxygen meter eg a pulse oximeter. SO2 is then measured to determine and thus subsequently SO2 measurements made using the device of the invention are corrected by the value of Δ. Furthermore, the device and technique of the invention continually, although intermittently, allows SaO2 and thereby Δ to be checked.
The sensor device of the invention is generally an optical measuring or monitoring device.
The sensor may be attached to the chest or abdomen of an infant. The tip of the sensor may incorporate a mirror and is provided with an optical fibre light transmitting cable such that the fibre cable lies flat on the surface of the skin. White light (20 to 50 W quartz halogen light bulb) is preferred and is transmitted along an optical fibre to the skin where multiple scattering occurs as photons interact with cellular and subcellular particles. Light can be absorbed by the haemoglobin present in the blood flowing in the tissue below the sensor before being scattered back along receiving optical fibres. The scattered light can be transmitted along a plurality eg in the preferred embodiment 6 separate fibres to 6 photodetectors via narrow-band optical filters all in the range 500 to 600 nm (green/yellow visible light) and especially between 526 and 586. Generally, the number of detectors should be the same as the number of transmitting fibres. The sensor may optionally be heated above normal body temperature, to eg 40° C. and up to 42° C. for short periods the temperature may even reach 44° C. Alternatively, a single fibre of from 50 to 150 nm in diameter may be used with one to three white LEDs.
Although the sensor of the invention may be adapted to operate with either transmitted light or reflected light, it is preferred that it operates on reflectance (remittance). Thus in contrast to, eg a pulse oximeter the transmitters and the sensors are situated on the same side of the tissue when in use.
According to a further feature of the invention we provide a “hand held” sensor device as hereinbefore described.
In particular, in the “hand held” sensor of the invention the optical fibre transmitting cable(s) may be replaced by a light emitting diode (LED) which significantly reduces the complexity of the sensor.
Before use, the sensor is normalised a darkness and a standard white surface, and the signal from each photodiode is measured to obtain the overall dark and “white balance” figures. Signal pressing includes averaging for a period between 10 milliseconds to 10 seconds, subtracting the white balance signal, and taking a logarithm to produce a transmittance at each wavelength.
In the preferred embodiments, the use of 6 wavelengths gives the technique a considerable advantage over the pulse oximetry method which uses the minimum number of wavelengths necessary to obtain the information required. The use of more wavelengths in our method gives the technique stability against spurious disturbances at a particular wavelength, enables flexibility in the algorithm to cope with factors such as skin colour. Nevertheless, the sensor of the invention can utilise either oximetry or pulsed oximetry.
Averaging of the signal over a second or more also removes motion artefacts. It is also the case that the technique operates in the visible wavelength range. Thus, although the penetration of light into tissue is much less, the influence of poor contact with the tissue may also be considerably less thus reducing movement artefact. It is important to emphasis that our technique does not measure pulsatility as in the case in pulse oximetry.
SO2 is the ratio of the oxyhaemoglobin concentration [HbO2] to the total concentration of haemoglobin (HbO2]+[Hb], where [Hb] is haemoglobin concentration) expressed as a percentage.




  
    SO
    2
  
  =
  
    
      
        [
        
          HbO
          2
        
        ]
      
      ×
      100
    
    
      
        [
        
          HbO
          2
        
        ]
      
      +
      
        [
        Hb
        ]
      
    
  




    
    
        SaO2 is arterial oxygen saturation.
    
    


The reflected absorptions (A) at six wavelengths (500, 528, 550, 560, 572 and 586 nm) are used to calculate two parameters HbI and OXI:

HbI=|A528−A500|/28 +|A550−A528|/22 +|A572−A550|/22 −|A586−A572|/14

OXI=((|A560−A550|/10 +|A572−A560|/12)/HbI 

SO2 is calculated from the formula:

SO2=100* (OXI−OXI0)/(OXI100−OXI0)

Where OXI0 and OXI100 are empirically determined values for OXI at SO2 values of 0% and 100% in skin. HbI is the haemoglobin index such that

HbI×k=[Hb]

where k is a constant

The spectral range used for the algorithm is from 526 to 586 nm and 22 absorption values are recorded within that range. The first process is to carry out a Kubelka and Monk transformation which reduces the intrinsic effect of the scattering of light within the skin.
The following operation is carried out:

K-B Transformed spectrum=0.5×(R2)/(1−R)

    
    
        where R is the remitted spectrum (Reference: Kubelka, P and Munk F, Ein eitrag zur Optik der Farbanstriche, Zeitschrift fur technische Physik, 11a: 593–601 (1931)).
    
    


In a paper presented by Wolfgang Dümmler in 1988, he describes that, according to the Kubelka-Munk theory (see Section II.2), the emission of an infinitely thick sample is dependent only on the quotients of absorption and scattering coefficients and is given by:

R∞=A/S+1−√{A/S(A/S+2)}

The equation can be solved explicitly according to A/S

A/S=0.5 (R∞+1/R∞)−1

    
    
        where R is the remitted spectrum that is the spectrum of light scattered back from the skin.
    
    


The transformed spectra are then “straightened” by subtracting the interpolated straight line joining the absorption values at the isosbestic wavelengths of 526 and 586 nm. This, in part compensates for the melanin concentration.
The straightened spectra are normalised by division by the integral of the absorption values from 526 to 586 nm.
The algorithm can make use of two reference spectra. These spectra may be from whole blood (measured in a cuvette) or spectra recorded in skin or the mean spectra recorded from several individuals. One reference spectrum is of fully oxygenated haemoglobin the other is of fully deoxygenated haemoglobin. The fully oxygenated spectrum is obtained by equilibration of whole blood in the cuvette with 95% oxygen and 5% CO2 at 37° C. or, in skin of the forefinger heated to 44° C. at maximal reactive hyperaemia following release of the inflatable cuff after 6 minutes of brachial artery occlusion. The fully deoxygenated spectrum is obtained by equilibration of whole blood in the cuvette with 95% N2 and 5% CO2 at 37° C. or, in skin of the forefinger heated to 44° C. at the end of a 6 minute period of brachial artery occlusion prior to release of the inflatable cuff. The reference spectra are K-M transformed, “straightened” and normalised as described above.
An iterative process sequentially “mixes” the two references spectra in increments of 1% until the best least squares fit is achieved with the measured spectrum using all the absorption values at the 22 wavelengths. The iteration typically starts by adding 100 parts of the fully oxygenated spectrum to 0 parts of the fully deoxygenated spectrum, then 99 parts of the fully oxygenated spectrum to 1 part of the fully deoxygenated spectrum and so forth until the sum of the squares of the differences between the measured absorption values and those obtained by combining the reference spectra reaches its minimum value. The resultant SO2 value is the proportion of the oxygenated reference spectrum in the best fitted spectrum (eg 80 parts of the fully oxygenated spectrum with 20 parts of the fully deoxygenated spectrum would give an SO2 value of 80%).
A maximum limit on the least squares value is stipulated such that noise or artefacts in the recorded spectra lead to the rejection of the SO2 value.
A further important aspect of this invention is the fact that our technique measures arterial blood oxygen saturation. This is achieved in the following way: at normal skin temperature an optical measurement made on the skin of a patient would measure the oxygen saturation of a mixture of venous and arterial blood in the capillaries. In our technique we heat the skin below the sensor to below 40° C. The effect of this application of heat is to cause an increase in skin blood flow, sufficient to cause the oxygen saturation of the blood in the capillaries in the skin to equilibrate with the arterial blood supply. In this way the optical device will measure the equivalent of arterial blood oxygen saturation.
According to a further future of the invention we provide a method of monitoring of SIDS in infants which comprises attaching a calibrated sensor as hereinbefore described to the skin of a patient and emitting white light, detecting and a measuring the scattered light.
According to a further feature of the invention we provide a sensor device which measures SO2 as hereinbefore described coupled to an oximeter eg a pulse oximeter, which is conventionally known per. The sensor device of this embodiment will measure SO2, while the pulse oximeter will measure SaO2, at least intermittently, and allowing the scaling factor Δ to be calculated and intermittently monitored. Thus the sensor device of this embodiment measures SO2 but displays SaO2.
Thus according to a yet further feature of the invention we provide a method of SaO2 monitoring which comprises measuring SO2 and adding a scaling factor Δ as hereinbefore defined.
The method of the invention preferentially comprises the use of a sensor device of the invention. In the most preferred method, the sensor is used to continually measure SO2 and to intermittently measure SaO2 allowing the motion artefact to be annulled.
In a further embodiment, the method of the invention as hereinbefore described includes the use of the Kubelka and Monk transformation to account for melanin levels in skin.



BRIEF DESCRIPTION OF THE DRAWING FIGURES
The invention will now be described by way of example only and with reference to the accompanying drawings in which
FIG. 1 is a schematic representation of the optical measurement method of the invention;
FIGS. 2(a) and 2(b) are both graphs which illustrate how the SO2 values are calculated,
FIG. 3 is a “hand held” sensor according to the invention;
FIG. 4 is a representation of the schematic layout of the optical system of the sensor of the invention;
FIG. 5 is a representation of the hand held sensor of the invention in use; and
FIG. 6a to d are graphs representing measured SO2 values for different skin colours.



DETAILED DESCRIPTION OF THE DRAWING FIGURES AND EXPERIMENTAL DATA AND PREFERRED EMBODIMENTS
With reference to FIG. 1, an optical blood saturation sensor (1) comprises transmitting fibres (2) from a lamp (not shown) which transmit light to be reflected from a mirror (3) onto the skin (4) of a patient where the light in proportions is absorbed and scattered or reflected depending upon the oxygen content of the haemoglobin and the wavelengths of light used. Reflected light (5) is detected by receiving fibres (6) and transmitted to a photometer (not shown).
The measurement technique can best be understood by reference to FIGS. 2(a) and 2(b). Analysis of the data to obtain an index of haemoglobin concentration and arterial oxygen saturation (SaO2) is carried out as follows: the gradients between 5 isobestic wavelengths (500, 520, 548, 575 and 586 mm) are added to given an index which is related to the haemoglobin concentration. This index is used to normalise the measured tissue spectra. The oxygen saturation (SO2) is calculated from the gradients between the absorption peaks for de-oxygenated haemoglobin (560 nm) and the two adjacent isobestic wavelengths (548 and 575 nm) of the normalised spectra.
The most important factor influencing the stability of the SaO2 lies in our 6 wavelength analysis technique which incorporates the 5 isobestic wavelengths and the single oxygenated/deoxygenated peak. The two accompanying Figures illustrate how the HbI and SO2 values are obtained from the spectra. HbI is the sum of the moduli of the slopes of the lines connecting the isobestic points as shown in the first FIG. 2(a): it can be seen that any change in the general level of the signal, such as may occur due to small changes in the distance of the probe from the skin would not have any significant influence on this value. The absorption spectrum may shift up or down, but the sum of the moduli of the slopes remains constant.
SO2 values (FIG. 2(b)) are calculated from the sum of the moduli of the slopes of the extinction values between the neighbouring isobestic points and the deoxygenated peak, normalised to the HbI value. We thus obtain not only an SO2 value but, on the way, we can also obtain a measure of relative haemoglobin concentration (HbI) from our measurements.
With reference to FIG. 3 a hand held sensor (7) may comprise a fibre optic cable (8), a prism (9), an LED (10) and a heats and sensor (11). The sensor (7) is provided with insulation (12).
With reference to FIG. 4, a sensor (13) is provided with 6 fibre bundles (14), a light source (15) and a thermistor (16).

## Claims

1. A method for monitoring oxygenation of blood, comprising the steps of:
transmitting light containing a plurality of wavelengths into blood;
measuring a remitted spectrum over the plurality of wavelengths;
calculating a measured blood absorption spectrum from the remitted spectrum;
estimating local rates of change in the measured blood absorption spectrum at a plurality of the wavelengths, including at least one isobestic wavelength; and,
calculating an estimate of SO2 as a function of absolute values of the local rates of change of the measured blood absorption spectrum.

2. The method for monitoring oxygenation of blood according to claim 1, wherein the plurality of wavelengths used in the step of estimating local rates of change in the measured blood absorption spectrum include at least five isobestic wavelengths.

3. The method for monitoring oxygenation of blood according to claim 1, wherein the plurality of wavelengths lie in a range of 500–600 nm.

4. The method for monitoring oxygenation of blood according to claim 1, further comprising the step of:
applying a Kubelka Monk transformation to the measured blood absorption spectrum.