# Commission Implementing Regulation (EU) No 1030/2014Show full title

Commission Implementing Regulation (EU) No 1030/2014 of 29 September 2014 laying down implementing technical standards with            regard to the uniform formats and date for the disclosure of the values used to identify global systemically important institutions            according to Regulation (EU) No 575/2013 of the European Parliament and of the Council (Text with EEA relevance)         

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U.K.

# Commission Implementing Regulation (EU) No 1030/2014                     

# of 29 September 2014

# laying down implementing technical standards with regard to the uniform formats and date for the disclosure of the values                        used to identify global systemically important institutions according to Regulation (EU) No 575/2013 of the European Parliament                        and of the Council                     

# (Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements                           for credit institutions and investment firms and amending Regulation (EU) No 648/2012(1), and in particular the third subparagraph of Article 441(2) thereof,                        

Whereas:

(1)In order to help ensure global consistency in disclosure and transparency in the process of identification of global systemically                              important institutions (G-SIIs), those institutions are required to publicly disclose indicator values used in that process.

(2)The disclosure templates used by institutions identified as G-SIIs in accordance with Article 131 of Directive 2013/36/EU                              of the European Parliament and of the Council(2) should take into account international standards, particularly those issued by the Basel Committee on Banking Supervision.

(3)In order to ensure consistency and comparability of the collected information, the reporting reference date should be set                              to coincide with an institution's financial year-end figures of the previous year or any other date agreed with its relevant                              authority.

(4)With a view to facilitating public access to the disclosed information, and seeing that data from all Member States are needed                              to perform the identification process, the European Banking Authority (EBA) should collect each institution's information                              and publish it on its website.

(5)This Regulation is based on the draft implementing technical standards submitted by the EBA to the Commission.

(6)The EBA has conducted open public consultations on the draft implementing technical standards on which this Regulation is                              based, analysed the potential related costs and benefits and requested the opinion of the Banking Stakeholder Group established                              in accordance with Article 37 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council(3),

HAS ADOPTED THIS REGULATION:

## [F1Article 1U.K.Uniform format

G-SIIs shall report the information used to identify G-SIIs (indicators, ancillary data and memorandum items) to the relevant                        authority in electronic format using the template in the Annex to this Regulation, taking into consideration the further specifications                        of the underlying data and the instructions issued by the relevant authority each year. By using that template and taking                        into consideration these specifications and instructions, G-SIIs shall publicly disclose the values of the indicators used                        for determining the score of the institutions in accordance with the identification methodology set out in Regulation (EU)                        No 1222/2014.                   

G-SIIs shall not be bound to disclose publicly the ancillary data and memorandum items.]                   

Textual Amendments

F1Substituted by Commission Implementing Regulation (EU) 2016/818 of 17 May 2016 amending Implementing Regulation (EU) No 1030/2014 laying                                 down implementing technical standards with regard to the uniform formats and date for the disclosure of the values used to                                 identify global systemically important institutions according to Regulation (EU) No 575/2013 of the European Parliament and                                 of the Council (Text with EEA relevance).

## Article 2U.K.Date of disclosure

G-SIIs shall publicly disclose the financial year-end information referred to in Article 1 no later than four months after                     each financial year-end.                  

Relevant authorities may allow institutions whose financial year-end is 30 June to report indicator values based on their                     position at 31 December. In any case, the information shall be disclosed no later than 31 July.                  

## Article 3U.K.Disclosure location

Institutions may publicly disclose the values of the indicators specified in the template set out in the Annex to this Regulation                     in the medium they determine to disclose the information required by Part Eight of Regulation (EU) No 575/2013 in accordance                     with Article 434 of that Regulation.                  

Where the disclosures of the values of the indicators are not included in the medium referred to in the first paragraph, the                     G-SII shall provide a direct reference to the completed disclosures on the institution's website or to the medium in which                     they are made available.                  

[F1Without undue delay, following the disclosure of that information by the G-SIIs, relevant authorities shall send those completed                        templates, including the ancillary data and the memorandum items, to the EBA. The EBA shall disclose the completed template,                        excluding the ancillary data and the memorandum items, on its website for centralisation purposes.]                   

Textual Amendments

F1Substituted by Commission Implementing Regulation (EU) 2016/818 of 17 May 2016 amending Implementing Regulation (EU) No 1030/2014 laying                                 down implementing technical standards with regard to the uniform formats and date for the disclosure of the values used to                                 identify global systemically important institutions according to Regulation (EU) No 575/2013 of the European Parliament and                                 of the Council (Text with EEA relevance).

# Article 4U.K.

This Regulation shall enter into force on the twentieth day following that of its publication in the *Official Journal of the European Union*.                  

This Regulation shall be binding in its entirety and directly applicable in all Member States.

## [F1ANNEXU.K.**TEMPLATE FOR THE IDENTIFICATION OF GLOBAL SYSTEMICALLY IMPORTANT INSTITUTIONS (G-SIIs)**

### ***General Bank Data***U.K.

### ***Size Indicator***U.K.

### ***Interconnectedness Indicators***U.K.

### ***Substitutability/Financial Institution Infrastructure Indicators***U.K.

### ***Complexity Indicators***U.K.

### ***Cross-Jurisdictional Activity Indicators***U.K.

### ***Ancillary data***U.K.

1

OJ L 176, 27.6.2013, p. 1.                           

2

Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions                              and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives                              2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338).                           

3

Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory                              Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12).