# Council Decision 2014/449/CFSP (repealed)Show full title

Council Decision 2014/449/CFSP of 10 July 2014 concerning restrictive measures in view of the situation in South Sudan (repealed)

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U.K.

# Council Decision 2014/449/CFSP                     

# of 10 July 2014

# concerning restrictive measures in view of the situation in South Sudan (repealed)

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on European Union, and in particular Article 29 thereof,

Whereas:

(1)On 18 July 2011, the Council adopted Decision 2011/423/CFSP(1).

(2)On 20 January 2014, the Council concluded that targeted restrictive measures against individuals obstructing the peace process                              in South Sudan, in support of efforts by the African Union (AU) and the Intergovernmental Authority on Development and in                              close coordination with international partners, should be considered. On 17 March 2014, the Council reiterated that it stood                              ready to consider such measures in relation to South Sudan.

(3)The Council has remained seriously concerned about the situation in South Sudan. Therefore, restrictive measures targeting                              persons obstructing the political process in South Sudan, including by acts of violence or violations of ceasefire agreements,                              as well as persons responsible for serious violations of human rights in South Sudan, should be imposed.

(4)For the sake of clarity, the restrictive measures targeting persons obstructing the political process in South Sudan or responsible                              for serious violations of human rights in South Sudan, and the restrictive measures already imposed by Decision 2011/423/CFSP,                              insofar as these concern South Sudan, should be integrated into a single legal instrument,

HAS ADOPTED THIS DECISION:

# Article 1U.K.

1.The sale, supply, transfer or export of arms and related materiel of all types, including weapons and ammunition, military                        vehicles and equipment, paramilitary equipment and spare parts for the aforementioned to South Sudan by nationals of Member                        States or from the territories of Member States, or using their flag vessels or aircraft, shall be prohibited whether originating                        or not in their territories.                  

2.It shall also be prohibited to:                  

(a)provide, directly or indirectly, technical assistance, brokering services or other services related to the items referred                        to in paragraph 1 or related to the provision, manufacture, maintenance and use of such items, to any natural or legal person,                        entity or body in, or for use in, South Sudan;                  

(b)provide, directly or indirectly, financing or financial assistance related to the items referred to in paragraph 1, including                        in particular grants, loans and export credit insurance, as well as insurance or reinsurance for any sale, supply, transfer                        or export of such items, or for the provision of related technical assistance, brokering services or other services to any                        natural or legal person, entity or body in, or for use in, South Sudan;                  

(c)participate, knowingly and intentionally, in activities, the object or effect of which is to circumvent the measures referred                        to in points (a) or (b).                  

# Article 2U.K.

1.Article 1 shall not apply to:                  

(a)the sale, supply, transfer or export of non-lethal military equipment intended solely for humanitarian, human rights monitoring                        or protective use, or for institution-building programmes of the UN, the AU, the European Union or the Intergovernmental Authority                        on Development (IGAD), or of materiel intended for European Union, UN and AU crisis management operations;                  

(b)the sale, supply, transfer or export of non-combat vehicles which have been manufactured or fitted with materials to provide                        ballistic protection, intended solely for protective use, in South Sudan, by personnel of the European Union and its Member                        States or by UN, AU or IGAD personnel;                  

(c)the provision of technical assistance, brokering services and other services related to the equipment or to the programmes                        and operations referred to in point (a);                  

(d)the provision of financing and financial assistance related to the equipment or to the programmes and operations referred                        to in point (a);                  

(e)the sale, supply, transfer or export of de-mining equipment and materiel for use in de-mining operations;                  

(f)the sale, supply, transfer or export of non-lethal military equipment intended solely for the support of the process of Security                        Sector Reform in South Sudan as well as the provision of financing, financial assistance or technical assistance related to                        such equipment;                  

provided that such deliveries have been approved in advance by the competent authority of the Member State in question.

2.Article 1 shall also not apply to protective clothing, including flak jackets and military helmets, temporarily exported to                        South Sudan by personnel of the European Union, or its Member States, by UN or IGAD personnel, or by representatives of the                        media, humanitarian and development workers and associated personnel for their personal use only.                  

3.Member States shall consider deliveries under this Article on a case-by-case basis, taking full account of the criteria set                        out in Council Common Position 2008/944/CFSP(2). Member States shall require adequate safeguards against misuse of authorisations granted under this Article and, where appropriate,                        make provisions for repatriation of the equipment.                  

# Article 3U.K.

1.Member States shall take the measures necessary to prevent the entry into, or transit through, their territories of persons                        obstructing the political process in South Sudan, including by acts of violence or violations of ceasefire agreements, as                        well as persons responsible for serious violations of human rights in South Sudan, and persons associated with them, as listed                        in the Annex.                  

2.Paragraph 1 shall not oblige a Member State to refuse its own nationals entry into its territory.                  

3.Paragraph 1 shall be without prejudice to the cases where a Member State is bound by an obligation of international law, namely:                  

(a)as a host country of an international intergovernmental organisation;                  

(b)as a host country to an international conference convened by, or under the auspices of, the UN;                  

(c)under a multilateral agreement conferring privileges and immunities; or                  

(d)pursuant to the 1929 Treaty of Conciliation (Lateran Pact) concluded by the Holy See (Vatican City State) and Italy.                  

4.Paragraph 3 shall be considered as applying also in cases where a Member State is host country of the Organisation for Security                        and Cooperation in Europe (OSCE).                  

5.The Council shall be duly informed in all cases where a Member State grants an exemption pursuant to paragraphs 3 or 4.                  

6.Member States may grant exemptions from the measures imposed under paragraph 1 where travel is justified on grounds of urgent                        humanitarian need, or on grounds of attending intergovernmental meetings and meetings promoted by the European Union or hosted                        by a Member State holding the Chairmanship in office of the OSCE, where a political dialogue is conducted that directly promotes                        the policy objectives of restrictive measures, including democracy, human rights and the rule of law in South Sudan.                  

7.A Member State wishing to grant exemptions referred to in paragraph 6 shall notify the Council in writing. The exemption shall                        be deemed to be granted unless one or more of the Council members raise an objection in writing within two working days of                        receiving notification of the proposed exemption. Should one or more of the Council members raise an objection, the Council,                        acting by a qualified majority, may decide to grant the proposed exemption.                  

8.Where, pursuant to paragraphs 3, 4, 6 and 7 a Member State authorises the entry into, or transit through, its territory of                        persons listed in the Annex, the authorisation shall be strictly limited to the purpose for which it is given and to the persons                        directly concerned thereby.                  

# Article 4U.K.

1.All funds and economic resources belonging to, owned, held or controlled by persons obstructing the political process in South                        Sudan, including by acts of violence or violations of ceasefire agreements, as well as persons responsible for serious violations                        of human rights in South Sudan, and natural or legal persons, entities or bodies associated with them, as listed in the Annex,                        shall be frozen.                  

2.No funds or economic resources shall be made available directly or indirectly to or for the benefit of the natural or legal                        persons, entities or bodies listed in the Annex.                  

3.The competent authority of a Member State may authorise the release of certain frozen funds or economic resources, or the                        making available of certain funds or economic resources, under such conditions as it deems appropriate, after having determined                        that the funds or economic resources concerned are:                  

(a)necessary to satisfy the basic needs of the persons listed in the Annex and their dependent family members, including payments                        for foodstuffs, rent or mortgage, medicines and medical treatment, taxes, insurance premiums, and public utility charges;                  

(b)intended exclusively for the payment of reasonable professional fees and the reimbursement of incurred expenses associated                        with the provision of legal services;                  

(c)intended exclusively for the payment of fees or service charges for the routine holding or maintenance of frozen funds or                        economic resources; or                  

(d)necessary for extraordinary expenses, provided that the competent authority has notified the competent authorities of the                        other Member States and the Commission of the grounds on which it considers that a specific authorisation should be granted,                        at least two weeks prior to the authorisation.                  

The Member State concerned shall inform the other Member States and the Commission of any authorisation granted under this                     paragraph.                  

4.By way of derogation from paragraph 1, the competent authorities of a Member State may authorise the release of certain frozen                        funds or economic resources, provided that the following conditions are met:                  

(a)the funds or economic resources are the subject of an arbitral decision rendered prior to the date on which the natural or                        legal person, entity or body referred to in paragraph 1 was listed in the Annex, or of a judicial or administrative decision                        rendered in the Union, or a judicial decision enforceable in the Member State concerned, prior to or after that date;                  

(b)the funds or economic resources will be used exclusively to satisfy claims secured by such a decision or recognised as valid                        in such a decision, within the limits set by applicable laws and regulations governing the rights of persons having such claims;                  

(c)the decision is not for the benefit of a natural or legal person, entity or body listed in the Annex; and                  

(d)recognition of the decision is not contrary to public policy in the Member State concerned.                  

The Member State concerned shall inform the other Member States and the Commission of any authorisations granted under this                     paragraph.                  

5.Paragraph 1 shall not prevent a listed natural or legal person, entity or body from making a payment due under a contract                        entered into prior to the date on which such natural or legal person, entity or body was listed in the Annex, provided that                        the Member State concerned has determined that the payment is not, directly or indirectly, received by a natural or legal                        person, entity or body referred to in paragraph 1.                  

6.Paragraph 2 shall not apply to the addition to frozen accounts of:                  

(a)interest or other earnings on those accounts;                  

(b)payments due under contracts, agreements or obligations that were concluded or arose prior to the date on which those accounts                        became subject to the measures provided for in paragraphs 1 and 2; or                  

(c)payments due under judicial, administrative or arbitral decisions rendered in the Union or enforceable in the Member State                        concerned;                  

provided that any such interest, other earnings and payments remain subject to the measures provided for in paragraph 1.

# Article 5U.K.

1.The Council, acting upon a proposal by a Member State or the High Representative of the Union for Foreign Affairs and Security                        Policy, shall decide to establish and amend the list in the Annex.                  

2.The Council shall communicate the decision referred to in paragraph 1, including the grounds for the listing, to the natural                        or legal person, entity or body concerned, either directly, if the address is known, or through the publication of a notice,                        providing such natural or legal person, entity or body with an opportunity to present observations.                  

3.Where observations are submitted, or where substantial new evidence is presented, the Council shall review the decision referred                        to in paragraph 1 and inform the natural or legal person, entity or body concerned accordingly.                  

# Article 6U.K.

1.The Annex shall include the grounds for listing the persons referred to in Article 3(1) and Article 4(1).                  

2.The Annex shall also contain, where available, the information necessary to identify the persons concerned. Such information                        may include names, including aliases, date and place of birth, nationality, passport and identity card numbers, gender, address                        if known, and function or profession. With regard to legal persons, entities or bodies, such information may include names,                        place and date of registration, registration number and place of business.                  

# Article 7U.K.

In order to maximise the impact of the measures set out in this Decision, the Union shall encourage third States to adopt                     restrictive measures similar to those provided for in this Decision.                  

# Article 8U.K.

This Decision shall enter into force on the date of its publication in the *Official Journal of the European Union*.                  

This Decision shall apply until 12 July 2015.

This Decision shall be kept under constant review. It shall be renewed, or amended as appropriate, if the Council deems that                     its objectives have not been met.                  

Done at Brussels, 10 July 2014.

*For the Council*                            

*The President*                            

S. Gozi                            

## ANNEXU.K.List of natural or legal persons, entities or bodies referred to in Articles 3 and 4

1

Council Decision 2011/423/CFSP of 18 July 2011 concerning restrictive measures against Sudan and South Sudan and repealing                              Common Position 2005/411/CFSP (OJ L 188, 19.7.2011, p. 20).                           

2

Council Common Position 2008/944/CFSP of 8 December 2008 defining common rules governing control of exports of military technology                              and equipment (OJ L 335, 13.12.2008, p. 99).