# C_2017084EN.01019201.xml

| 17.3.2017 | EN | Official Journal of the European Union | C 84/192 |
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17.3.2017

EN

Official Journal of the European Union

C 84/192

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Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2016 — amending budget No 1

(2017/C 84/40)

REVENUE

REVENUE

| Title
  Chapter | Heading | Budget 2016 | Amending budget No 1 | New amount |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 15 733 282 | | 15 733 282 |
| | Title 1 — Total | 15 733 282 | | 15 733 282 |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 10 203 000 | | 10 203 000 |
| | Title 2 — Total | 10 203 000 | | 10 203 000 |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 10 548 293 | 2 000 | 10 550 293 |
| | Title 3 — Total | 10 548 293 | 2 000 | 10 550 293 |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 446 968 | | 446 968 |
| | Title 4 — Total | 446 968 | | 446 968 |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | — | 3 364 | 3 364 |
| | Title 6 — Total | — | 3 364 | 3 364 |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 2 461 199 | | 2 461 199 |
| | Title 7 — Total | 2 461 199 | | 2 461 199 |
| | GRAND TOTAL | 39 392 742 | 5 364 | 39 398 106 |

Title

Chapter

Heading

Budget 2016

Amending budget No 1

New amount

1

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

15 733 282

15 733 282

Title 1 — Total

Title 1 — Total

15 733 282

15 733 282

15 733 282

15 733 282

2

2

CONTRIBUTION FROM THE EUROPEAN UNION

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

10 203 000

10 203 000

Title 2 — Total

Title 2 — Total

10 203 000

10 203 000

10 203 000

10 203 000

3

3

FEES PAID TO THE AUTHORITY

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

10 548 293

2 000

10 550 293

Title 3 — Total

Title 3 — Total

10 548 293

10 548 293

2 000

2 000

10 550 293

10 550 293

4

4

CONTRIBUTION FROM OBSERVERS

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

446 968

446 968

Title 4 — Total

Title 4 — Total

446 968

446 968

446 968

446 968

6

6

ADMINISTRATIVE OPERATIONS

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

—

3 364

3 364

Title 6 — Total

Title 6 — Total

—

—

3 364

3 364

3 364

3 364

7

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

2 461 199

2 461 199

Title 7 — Total

Title 7 — Total

2 461 199

2 461 199

2 461 199

2 461 199

GRAND TOTAL

GRAND TOTAL

39 392 742

39 392 742

5 364

5 364

39 398 106

39 398 106

EXPENDITURE

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2016 | Amending budget No 1 | New amount |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 20 231 500 | | 20 231 500 |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 284 500 | | 284 500 |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 364 000 | | 364 000 |
| 1 6 | TRAINING | 340 000 | | 340 000 |
| | Title 1 — Total | 21 220 000 | | 21 220 000 |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 4 807 000 | | 4 807 000 |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 1 981 000 | | 1 981 000 |
| 2 2 | MOVABLE PROPERTY AND ASSOCIATED COSTS | | | |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 767 800 | | 767 800 |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 14 000 | | 14 000 |
| | Title 2 — Total | 7 569 800 | | 7 569 800 |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 89 000 | | 89 000 |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 5 463 500 | | 5 463 500 |
| 3 3 | SUPERVISION | | | |
| 3 4 | LEGAL ADVICE | 100 000 | | 100 000 |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 464 595 | | 464 595 |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 706 400 | | 706 400 |
| 3 7 | COMMUNICATION | 559 700 | | 559 700 |
| 3 8 | MEETING EXPENSES | 321 600 | 5 364 | 326 964 |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 282 500 | | 282 500 |
| | Title 3 — Total | 7 987 295 | 5 364 | 7 992 659 |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 300 000 | | 300 000 |
| 4 1 | INSTRUMENTS REFERENCE DATA | 2 315 647 | | 2 315 647 |
| | Title 4 — Total | 2 615 647 | | 2 615 647 |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | p.m. | | p.m. |
| | Title 9 — Total | p.m. | | p.m. |
| | GRAND TOTAL | 39 392 742 | 5 364 | 39 398 106 |

Title

Chapter

Heading

Appropriations 2016

Amending budget No 1

New amount

1

1

STAFF EXPENDITURE

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

20 231 500

20 231 500

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

284 500

284 500

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

364 000

364 000

1 6

TRAINING

340 000

340 000

Title 1 — Total

Title 1 — Total

21 220 000

21 220 000

21 220 000

21 220 000

2

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

4 807 000

4 807 000

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

1 981 000

1 981 000

2 2

MOVABLE PROPERTY AND ASSOCIATED COSTS

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

767 800

767 800

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

14 000

14 000

Title 2 — Total

Title 2 — Total

7 569 800

7 569 800

7 569 800

7 569 800

3

3

OPERATING EXPENDITURES

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

89 000

89 000

3 2

COLLECTION OF INFORMATION: IT PROJECTS

5 463 500

5 463 500

3 3

SUPERVISION

3 4

LEGAL ADVICE

100 000

100 000

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

464 595

464 595

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

706 400

706 400

3 7

COMMUNICATION

559 700

559 700

3 8

MEETING EXPENSES

321 600

5 364

326 964

3 9

SERVICES ON OPERATIONAL MATTERS

282 500

282 500

Title 3 — Total

Title 3 — Total

7 987 295

7 987 295

5 364

5 364

7 992 659

7 992 659

4

4

DELEGATED TASKS

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

300 000

300 000

4 1

INSTRUMENTS REFERENCE DATA

2 315 647

2 315 647

Title 4 — Total

Title 4 — Total

2 615 647

2 615 647

2 615 647

2 615 647

9

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

p.m.

p.m.

Title 9 — Total

Title 9 — Total

p.m.

p.m.

p.m.

p.m.

GRAND TOTAL

GRAND TOTAL

39 392 742

39 392 742

5 364

5 364

39 398 106

39 398 106

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