# Patent

## Title
Method and device for high performance regular expression pattern matching

## Abstract

Disclosed herein is an improved architecture for regular expression pattern matching. Improvements to pattern matching deterministic finite automatons (DFAs) that are described by the inventors include a pipelining strategy that pushes state-dependent feedback to a final pipeline stage to thereby enhance parallelism and throughput, augmented state transitions that track whether a transition is indicative of a pattern match occurring thereby reducing the number of necessary states for the DFA, augmented state transition that track whether a transition is indicative of a restart to the matching process, compression of the DFA's transition table, alphabet encoding for input symbols to equivalence class identifiers, the use of an indirection table to allow for optimized transition table memory, and enhanced scalability to facilitate the ability of the improved DFA to process multiple input symbols per cycle.

## Background
FIELD OF THE INVENTION
The present invention relates generally to the field of processing a stream of data symbols to determine whether any strings of the data symbol stream match a pattern.
BACKGROUND AND SUMMARY OF THE INVENTION
Advances in network and storage-subsystem design continue to push the rate at which data streams must be processed between and within computer systems. Meanwhile, the content of such data streams is subjected to ever increasing scrutiny, as components at all levels mine the streams for patterns that can trigger time sensitive action. Patterns can include not only constant strings (e.g., “dog” and “cat”) but also specifications that denote credit card numbers, currency values, or telephone numbers to name a few. A widely-used pattern specification language is the regular expression language. Regular expressions and their implementation via deterministic finite automatons (DFAs) is a well-developed field. See Hopcroft and Ullman, Introduction to Automata Theory, Languages, and Computation, Addison Wesley, 1979, the entire disclosure of which is incorporated herein by reference. A DFA is a logical representation that defines the operation of a state machine, as explained below. However, the inventors herein believe that a need in the art exists for improving the use of regular expressions in connection with high performance pattern matching.
For some applications, such as packet header filtering, the location of a given pattern may be anchored, wherein anchoring describes a situation where a match occurs only if the pattern begins or ends at a set of prescribed locations within the data stream. More commonly, in many applications, a pattern can begin or end anywhere within the data stream (e.g., unstructured data streams, packet payloads, etc.). Some applications require a concurrent imposition of thousands of patterns at every byte of a data stream. Examples of such applications include but are not limited to:

    
    
        network intrusion detection/prevention systems (which typically operate using a rule base of nearly 10,000 patterns (see Roesch, M., “Snort—lightweight intrusion detection for networks”, LISA '99: 13th Systems Administration Conference, pp. 229-238, 1999, the entire disclosure of which is incorporated herein by reference));
        email monitoring systems which scan outgoing email for inappropriate or illegal content;
        spam filters which impose user-specific patterns to filter incoming email;
        virus scanners which filters for signatures of programs known to be harmful; and
        copyright enforcement programs which scan media files or socket streams for pirated content.

In applications such as these, the set of patterns sought within the data streams can change daily.

    
    


Today's conventional high-end workstations cannot keep pace with pattern matching applications given the speed of data streams originating from high speed networks and storage subsystems. To address this performance gap, the inventors herein turn to architectural innovation in the formulation and realization of DFAs in pipelined architectures (e.g., hardware logic, networked processors, or other pipelined processing systems).
A regular expression r denotes a regular language L(r), where a language is a (possibly infinite) set of (finite) strings. Each string is comprised of symbols drawn from an alphabet Σ. The syntax of a regular expression is defined inductively, with the following basic expressions:

    
    
        any symbol α∈Σ denotes {α};
        the symbol λ denotes the singleton set containing an empty (zero-width) string; and
        the symbol φ denotes the empty set.
    
    


Each of the foregoing is a regular language. Regular expressions of greater complexity can be constructed using the union, concatenation, and Kleene-closure operators, as is well-known in the art. Symbol-range specifiers and clause repetition factors are typically offered for syntactic convenience. While any of the well-known regular expression notations and extensions are suitable for use in the practice of the present invention, the description herein and the preferred embodiment of the present invention supports the perl notation and extensions for regular expressions due to perl's popularity.
As noted above, regular expressions find practical use in a plethora of searching applications including but not limited to file searching and network intrusion detection systems. Most text editors and search utilities specify search targets using some form of regular expression syntax. As an illustrative example, using perl syntax, the pattern shown in FIG. 1 is intended to match strings that denote US currency values:

    
    
        a backslash “\” precedes any special symbol that is to be taken literally;
        the low- and high-value of a character range is specified using a dash “-”;
        the “+” sign indicates that the preceding expression can be repeated one or more times;
        a single number in braces indicates that the preceding expression can be repeated exactly the designated number of times; and
        a pair of numbers in braces indicates a range of repetitions for the preceding expression.

Thus, strings that match the above expression begin with the symbol “$”, followed by some positive number of decimal digits; that string may optionally be followed by a decimal point “.” and exactly two more decimal digits. In practice, a pattern for such matches may also specify that the match be surrounded by some delimiter (such as white space) so that the string “$347.12” yields one match instead of four matches (i.e., “$3”, “$34”, “$347”, “$347.12”).

    
    


Applications that use regular expressions to specify patterns of interest typically operate as follows: Given a regular expression r and a target string t (typically the contents of some input stream such as a file), find all substrings of t in L(r). The substrings are typically reported by their position within t. Thus, unless otherwise stated, it is generally intended that the pattern r is applied at every position in the target and that all matches are reported.
The simplest and most practical mechanism for recognizing patterns specified using regular expressions is the DFA, which is formally described as the 5-tuple:

(Q, Σ, qo, δ, A)

where:

    
    
        Q is a finite set of states
        Σ is an alphabet of input symbols.
        q0∈ Q is the DFA's initial state
        δ is a transition function: Q×ΣHQ
        A⊂Q is a set of accepting states
    
    


A DFA operates as follows. It begins in state qo. If the DFA is in state q, then the next input symbol a causes a transition determined by δ(q, a). If the DFA effects a transition to a state q ∈ A, then the string processed up to that point is accepted and is in the language recognized by the DFA. As an illustrative example, the regular expression of FIG. 1 can be translated into the canonical DFA shown in FIG. 2 using a sequence of well-known steps, including a step that makes the starting position for a match arbitrary (unanchored) (see the Hopcroft and Ullman reference cited above). For convenience, the DFA of FIG. 2 uses the term “[0-9]” to denote the set {0, 1, 2, 3, 4, 5, 6, 7, 8, 9} and uses the symbol “ ̃” to denote all symbols of Σ not in the set {0, 1, 2, 3, 4, 5, 6, 7, 8, 9, $, .}.
The construction of a DFA typically involves an intermediate step in which a nondeterministic finite automaton (NFA) is constructed. An NFA differs from a DFA in that whereas a DFA is a finite state machine that allows at most one transition for each input symbol and state, an NFA is a finite state machine that allows for more than one transition for each input symbol and state. Also, every regular language has a canonical DFA that is obtained by minimizing the number of states needed to recognize that language. Unless specified otherwise herein, it should be assumed that all automata are in canonical (deterministic) form.
However, for the purpose of pattern matching, the inventors herein believe that the DFA shown in FIG. 2 is deficient in the following respects:

    
    
        Symbols not in the alphabet of the regular expression will cause the DFA to block. For pattern-matching, such symbols should be ignored by a DFA so that it can continue to search for matches. This deficiency can be overcome by completing the DFA as follows:
        
            The alphabet is widened to include any symbol that might occur in the target string. In this description, it is assumed that Σ is the ASCII character set comprising 256 symbols.
            The DFA is augmented with a new state U:

Q←Q∪{U}

            The transition function δ is completed by defining δ (q, a)=U for all q∈Q, a ∈Σ for which δ was previously undefined.
        
        
        A match will be found only if it originates at the first character of the target string. Pattern-matching applications are concerned with finding all occurrences of the denoted pattern at any position in the target. This deficiency can be overcome by allowing the DFA to restart at every position. Formally, a λ transition is inserted from every q∈Q to qo.

The result of the above augmentation is an NFA that can be transformed into a canonical DFA through known techniques to obtain the DFA. FIG. 3 provides an illustrative example of such a canonical DFA.

    
    


A DFA is typically implemented interpretively by realizing its transitions δ as a table: each row corresponds to a state of the DFA and each column corresponds to an input symbol. The transition table for the DFA of FIG. 3 is shown in FIG. 4. If the alphabet Σ for the DFA is the ASCII character set (as is often the case in many applications), then the transition table of FIG. 4 would have 256 columns. Each entry in the transition table of FIG. 4 comprises a next state identifier. The transition table of FIG. 4 works thusly: if the DFA's current state is B and the next input symbol is 2, then the transition table calls for a transition to state D as “D” is the next state identifier that is indexed by current state B and input symbol 2. In the description herein, states are labeled by letters to avoid confusion with symbol encodings. However, it is worth noting that in practice, states are typically represented by an integer index in the transition table.
The inventors herein believe that the pattern matching techniques for implementing DFAs in a pipelined architecture can be greatly improved via the novel pattern matching architecture disclosed herein. According to one aspect of the present invention, a pipelining strategy is disclosed that defers all state-dependent (iterative, feedback dependent) operations to the final stage of the pipeline. Preferably, transition table lookups operate to retrieve all transition table entries that correspond to the input symbol(s) being processed by the DFA. Retrievals of transition entries from a transition table memory will not be based on the current state of the DFA. Instead, retrievals from the transition table memory will operate to retrieve a set of stored transition entries based on data corresponding to the input symbol(s) being processed.
In a preferred embodiment where alphabet encoding is used to map the input symbols of the input data stream to equivalence class identifiers (ECIs), these transition table entries are indirectly indexed to one or more input symbols by data corresponding to ECIs. This improvement allows for the performance of single-cycle state transition decisions, enables the use of more complex compression and encoding techniques, and increases the throughput and scalability of the architecture.
According to another aspect of the present invention, the transitions of the transition table preferably include a match flag that indicates whether a match of an input symbol string to the pattern has occurred upon receipt of the input symbol(s) that caused the transition. Similarly, the transitions of the transition table preferably include a match restart flag that indicates whether the matching process has restarted upon receipt of the input symbol(s) that caused the transition. The presence of a match flag in each transition allows for the number of states in the DFA to be reduced relative to traditional DFAs because the accepting states can be eliminated and rolled into the match flags of the transitions. The presence of a match restart flag allows the DFA to identify the substring of the input stream that matches an unanchored pattern. Together, the presence of these flags in the transitions contribute to another aspect of the present invention—wherein the preferred DFA is configured with an ability to scale upward in the number of bytes processed per cycle. State transitions can be triggered by a sequence of m input symbols, wherein m is greater than or equal to 1 (rather than being limited to processing only a single input symbol per clock cycle). Because of the manner by which the transitions include match flags and match restart flags, as disclosed herein, the DFA will still be able to detect when and where matches occur in the input stream as a result of the leading or an intermediate input symbol of the sequence of m input symbols that are processed together by the DFA as a group.
According to yet another aspect of the present invention, incremental scaling, compression and character-encoding techniques are used to substantially reduce the resources required to realize a high throughput DFA. For example, run-length coding can be used to reduce the amount of memory consumed by (i.e., compress) the DFA's transition table. Furthermore, the state selection logic can then operate on the run-length coded transitions to determine the next state for the DFA. Masking can be used in the state selection logic to remove from consideration portions of the transition table memory words that do not contain transitions that correspond to the ECI of the input symbol(s) being processed.
Also, according to yet another aspect of the present invention, a layer of indirection can be used to map ECIs to transitions in the transition table memory. This layer of indirection allows for the use of various optimization techniques that are effective to optimize the run-length coding process for the transition entries in the transition table memory and optimize the process of effectively packing the run-length coded transition entries into words of the transition table memory such that the number of necessary accesses to transition table memory can be minimized. With the use of indirection, the indirection entries in the indirection table memory can be populated to configure the mappings of ECIs to transition entries in the transition table memory such that those mappings take into consideration any optimization processes that were performed on the transition entries in the transition table memory.
Furthermore, according to another aspect of the present invention, disclosed herein is an optimization algorithm for ordering the DFA states in the transition table, thereby improving the DFA's memory requirements by increasing the efficiency of the run-length coded transitions.
Further still, disclosed herein is an optimization algorithm for efficiently packing the transition table entries into memory words such that the number of transition table entries sharing a common corresponding input symbol (or derivative thereof such as ECI) that span multiple memory words is minimized. This memory packing process operates to improve the DFA's throughput because the efficient packing of memory can reduce the number of memory accesses that are needed when processing one or more input symbols.
According to another aspect of the present invention, the patterns applied during a search can be changed dynamically without altering the logic of the pipeline architecture itself. A regular expression compiler need only populate the transition table memory, indirection table, ECI mapping tables, and related registers to reprogram the pattern matching pipeline to a new regular expression.
Based on the improvements to DFA design presented herein, the inventors herein believe that the throughput and density achieved by the preferred embodiment of the present invention greatly exceed other known pattern matching solutions.
These and other inventive features of the present invention are described hereinafter and will be apparent to those having ordinary skill in the art upon a review of the following specification and figures.



BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 depicts an exemplary regular expression;
FIG. 2 depicts a DFA for the regular expression of FIG. 1;
FIG. 3 depicts an improved DFA for the regular expression of FIG. 1;
FIG. 4 depicts a conventional transition table for the DFA of FIG. 3;
FIG. 5 illustrates a block diagram overview of a preferred embodiment of the present invention;
FIG. 6 depicts a preferred algorithm for doubling the stride of a DFA;
FIG. 7 depicts a DFA in accordance with the preferred embodiment of the present invention having a reduced number of states and flags within the transition for matches and match restarts;
FIG. 8 depicts a preferred algorithm for encoding input symbols into equivalence class identifiers (ECIs);
FIGS. 9(a) and (b) depict a preferred transition table for the DFA of FIG. 7;
FIGS. 10(a) and (b) depict transition tables for the regular expression of FIG. 1 wherein the stride of the DFA is equal to 2 input symbols per cycle;
FIG. 11 depicts a preferred algorithm for constructing a base DFA1 from d and p;
FIG. 12 depicts an exemplary run-length coded transition table;
FIG. 13 depicts an adjacently-stored version of the run-length coded transition table of FIG. 12;
FIG. 14 depicts an exemplary state selection logic circuit for determining a next state based on a retrieved set of run-length coded transitions that correspond to a given ECI;
FIGS. 15(a) and (b) depict an indirection table and a memory in which the run-length coded transition table of FIGS. 12 and 13 is stored;
FIGS. 16(a) and (b) depict an indirection table and a memory in which the run-length coded transition table of FIG. 15 include precomputed run-length prefix sums;
FIGS. 17(a) and (b) depict an alternative formulation of the Indirection Table and TTM in which the run-length coded transition table of FIG. 14 include precomputed run-length prefix sums;
FIG. 18 illustrates an exemplary state selection logic circuit;
FIGS. 19(a) and (b) respectively illustrate an exemplary transition table that has been optimized by state re-ordering, and the run length-coded version of the state re-ordered transition table;
FIG. 20 depicts a preferred algorithm for calculating the difference matrix used to optimize the run-length coding for the TTM;
FIG. 21 depicts a preferred algorithm for optimization of run-length coding in the TTM;
FIG. 22 depicts an example of a coded transition table that has been packed into the TTM;
FIG. 23 depicts a preferred algorithm for optimal packing of memory words;
FIG. 24 depicts a preferred regular expression system architecture;
FIG. 25 depicts the regular expression engine of the preferred embodiment as a series of pipelined computational blocks; and
FIG. 26 depicts a preferred process for assigning ECIs to input symbols using direct-address tables and pairwise combination.



DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
FIG. 5 depicts an overview of the preferred embodiment of the present invention. The architecture of the preferred embodiment is illustrated within the regular expression circuit 502, which serves as a pattern matching circuit that operates on an input data stream comprising a plurality of sequential input symbols. Preferably, the regular expression circuit 502 is implemented in hardware logic (e.g., reconfigurable hardware logic such as an FPGA or nonreconfigurable hardware logic such as an ASIC). It is worth noting that one or more of the regular expression circuits 502 ( e.g., 502a, . . ., 502n) can be implemented on the same device if desired by a practitioner of the present invention, which is also reflected in FIG. 24. Also, the regular expression circuit can be implemented in other pipelined architectures, such as multi-processor systems, wherein each processor would serve as a pipeline stage of the regular expression circuit. In such an example, the different processors of the pipeline can be networked together.
The data tables and relevant registers of the regular expression circuit are preferably populated by the output of the regular expression compiler 500. Regular expression compiler 500 operates to process a specified (preferably user-specified) regular expression to generate the DFA that is realized by the regular expression circuit 502 as described herein. Preferably, regular expression compiler 500 is implemented in software executed by a general purpose processor such as the CPU of a personal computer, workstation, or server.
Regular expression compiler 500 can be in communication with regular expression circuit 502 via any suitable data communication technique including but not limited to networked data communication, a direct interface, and a system bus.
The regular expression circuit 502 preferably realizes the DFA defined by one or more specified regular expressions via a plurality of pipelined stages. A first pipeline stage is preferably an alphabet encoding stage 504 that produces an ECI output from an input of m input symbols, wherein m can be an integer that is greater than or equal to one. A second pipeline stage is preferably an indirection table memory stage 506. The indirection table memory stage 506 can be addressed in a variety of ways. Preferably, it is directly addressed by the ECI output of the alphabet encoding stage 504. A third pipeline stage is the transition table logic stage 508 that operates to receive an indirection table entry from the output of the indirection table memory stage 506 and resolve the received indirection entry to one or more addresses in the transition table memory stage 510. The transition table logic stage 508 also preferably resolves the received indirection table entry to data used by the state selection logic stage 512 when the stage selection logic stage processes the output from the transition table memory stage 510 (as described below in connection with the masking operations).
The transition table memory stage 510 stores the transitions that are used by the DFA to determine the DFA's next state and determine whether a match has been found. The state selection logic stage 512 operates to receive one or more of the transition entries that are output from the transition table memory stage 510 and determine a next state for the DFA based on the DFA's current state and the received transition(s). Optionally, the masking operations 514 and 516 within the state selection logic stage 512 that are described below can be segmented into a separate masking pipeline stage or two separate masking pipeline stages (an initial masking pipeline stage and a terminal masking pipeline stage). Additional details about each of these stages is presented herein.
High-Throughput DFAs
A conventional DFA processes one input symbol (byte) at a time, performing a table lookup on each byte to determine the next state. However, modern communication interfaces and interconnects often transport multiple bytes per cycle, which makes the conventional DFA a “bottleneck” in terms of achieving higher throughput. Throughput refers to the rate at which a data stream can be processed—the number of bytes per second that can be accommodated by a design and its implementation.
An extension of conventional DFAs is a DFA that allows for the performance of a single transition based on a string of m symbols. See Clark and Schimmel, “Scalable pattern matching for high speed networks”, IEEE Symposium on Field-Programmable Custom Computing Machines, April 2004, the entire disclosure of which is incorporated herein by reference. That is, the DFA processes the input stream in groups of m input symbols. Formally, this adaptation yields a DFA based on the alphabet Σm; the corresponding transition table is of size |Q||Σ|m. This apparently dramatic increase in resource requirements is mitigated by the compression techniques described herein. For convenience, we let δn denote a transition function that operates on sequences of length m, with δ=δ1.
As an illustrative example, consider doubling the effective throughput of the DFA shown in FIG. 3 by processing two bytes at a time (m=2). Based on the table in FIG. 4, if the current state is E, then the input sequence “2$” would result in a transition to state B: δ2(E, 2$)=δ(δ(E, 2), $)=B. By accounting for all such two-character sequences, a complete transition table can be computed for this higher-throughput DFA as explained below.
In general, an algorithm for constructing δm for a given DFA is straightforward. The set of states is unchanged and the transition function (table) is computed by simulating progress from each state for every possible sequence of length m. That algorithm takes time θ(|Q||Σ|mm) to compute a table of size θ(|Q||Σ|m). A faster algorithm can be obtained by the following form of dynamic programming. Consider



  
    
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An algorithm based on the above proposition is shown in FIG. 6.

To obtain higher throughput DFAs, the algorithm in FIG. 6 can be invoked repeatedly, each time doubling the effective number of symbols processed per cycle. This reduces the complexity of computing δm to O(|Q||Σ|m log m). Moreover, by identifying redundant columns, the effective alphabet of each table can be substantially reduced in practice through encoding, as described in the Alphabet Encoding section below.
High-Throughput DFAs: Accepts
Because the higher throughput DFA performs multiple transitions per cycle, it can traverse an accepting state of the original DFA during a transition. We therefore augment the transition function to include whether an accepting state is traversed in the trace:

δn:Q×Σm→Q×{0, 1}

The range's second component indicates whether the sequence of symbols that caused the transition contains a nonempty prefix that takes the original DFA through an accept state.

Transition functions of this form obviate the need for a set of accepting states A, because the “accept” (match) information is associated with edges of the higher throughput DFA. This is formalized via the modified DFA we define in the “Synergistic Combination of Stride and Encoding” section below.
For m>1, accepts are now imprecise because the preferred DFA does not keep track of which intermediate symbol actually caused an accept (match) to occur. To favor speed, the high-throughput DFA can be configured to allow imprecise accepts, relegating precise determination of the accept point to software postprocessing.
High-Throughput DFAs: Restarts
As previously discussed, a pattern-matching DFA for a regular expression is preferably augmented with transitions that allow matches to occur throughout the target string. Because matches can occur at any starting position in the target, an accept should report the origination point of the match in the target. It is not clear in the automaton of FIG. 3 when the origination point is set. For example, all transitions to state A set the origination point, but so do transitions on “$” to state B. Considering transitions from E to A, a “ ̃” or “.” is a restart, while a digit is an accept.
The λ-transitions introduced to achieve position independence of matching result in an NFA that can be transformed into a DFA through the usual construction. The “Synergistic Combination of Stride and Encoding” section below describes how to modify that construction to identify transitions that serve only to restart the automaton's matching process.
Formally, the transition function is augmented once more, this time to indicate when restarts occur:

δ1:Q×Σm→Q×{0, 1}×{0, 1}

The first flag indicates a restart transition (a “match restart” flag) and the second flag indicates an accept transition (a “match” flag). Accordingly, the DFA diagrams henceforth show restart transitions with green edges and accept transitions with red edges. For example, FIG. 7 shows an illustrative example of a diagram for an automaton that processes one symbol at a time and recognizes the language denoted by FIG. 1. Optionally, the edges for the transitions to State A can be coded as black and flagged accordingly, with only the edges for the transitions to State B being coded as green and flagged accordingly.

The actions of a DFA with the colored edges are as follows. The automaton includes context variables b and e to record the beginning and end of a match; initially, b=e=0, and the index of the first symbol of the target is 1. These variables allow the location of a matching string to be found in the context buffer as shown in FIG. 24. Transitions are then performed as follows:

    black: e is advanced by m-the stride of the automaton, which is the length of the input string that caused the transition. In FIG. 6, m=1. A match is in progress and the portion of the target string participating thus far begins at position b and ends at position e, inclusively.
    red only: e is advanced by m and a match is declared. The target substring causing the match starts at position b and ends at position e.
    green only: b is advanced by m and e is set to b. The automaton is restarting the match process.
    red and green: The red action is performed before the green action.


FIG. 9 shows the associated transition table for the DFA of FIG. 7, wherein each transition entry in the transition table includes a match flag and a match restart flag in addition to the next state identifier. Because information about accepts is associated with edges (the δ function), a DFA with colored edges can have fewer states than the canonical DFA.
The use of match flags and match restart flags is particularly useful when scaling the DFA to process multiple input symbols per cycle. FIG. 10(b) illustrates a transition table for the regular expression of FIG. 1 wherein m is equal to 2. FIG. 10(a) depicts the symbol encoding for this example. Thus, even when processing multiple input symbols per cycle, the DFA will be able to detect when matches and restarts occur on the leading or an intermediate symbol of the group m of input symbols because the flags will carry match status information rather than the states.
Alphabet Encoding
As described above, the size of the transition table (δ) increases exponentially with the length of the input sequence consumed in each cycle. In this section, techniques are presented to encode the symbol alphabet, the goal of which is to mitigate the transition table's size and thus maximize the number of symbols processed per cycle.
Frequently, the set of symbols used in a given regular expression is small compared with the alphabet Σ of the search target. Symbols present in the target but not denoted in the pattern will necessarily be given the same treatment in the DFA for the regular expression. More generally, it may be the case that the DFA's behavior on some set of symbols is identical for all symbols in that set. As an illustrative example, the regular expression in FIG. 1 uses only a small fraction of the ASCII character set. The transitions for digits are the same in the DFA shown in FIG. 3, and the symbol “ ̃” stands for all symbols of the ASCII set that are not in the set {0, 1, 2, 3, 4, 5, 6, 7, 8, 9, $, .}.
While a regular expression may mention character classes explicitly, such as “[0-9]”, a more general approach is achieved by analyzing a DFA for equivalent state-transition behavior. Formally, if

(∃a∈Σ)(∃b∈Σ)(∀q∈Q)δ(q, a)=δ(q, b)

then it can be said that a and b are “transition equivalent.”

Given a transition table δ: Q×ΣQ, an O(|Sigma|2|Q|) algorithm for partitioning Σ into equivalence classes is shown in FIG. 8. Using the example of FIG. 1, the algorithm develops the equivalence classes of symbols suggested in FIG. 1 to form the 4 columns shown in FIG. 9(b). The partition is represented by a set of integers K and a mapping k from Σ to K. Because alphabet symbol-equivalence is determined by state equivalence, the best result is obtained if δ corresponds to a canonical DFA, with state equivalence already determined.
Computing equivalence classes using the DFA, rather than inspection of its associated regular expression, is preferred for the following reasons:

    
    
        The regular expression may be specified without using ranges or other gestures that may imply equivalence classes. As an illustrative example, a and b can be made equivalent in the DFA for the regular expression “(ac)|(bc)”, but their equivalence is not manifest in the regular expression.
        Equivalence classes often cannot be determined by local inspection of a regular expression. As an illustrative example, the regular expression “[0-9]a|5c” contains the phrase “[0-9]”, but one element of that range (5) will not share identical transitions with the other symbols because of the other phrase. The appropriate partition in this case is {{0, 1, 2, 3, 4, 6, 7, 8, 9 }, {5 }}
    
    


Formally, the function in FIG. 8 creates a partition—a set, each element of which is a set of symbols in Σ that are treated identically in the DFA. The function produces a more convenient form of that partition in k, which maps each symbol to an integer denoting its equivalence class (the integer serving as an “equivalence class identifier” (ECI)). A DFA based on symbol encodings then operates in the following two stages. First, the next input symbol is mapped by κ to its ECI that represents its equivalence class as determined by the algorithm in FIG. 8. Second, the DFA can use its current state and the ECI to determine the DFA's next state.
Based on the ideas presented thus far, FIG. 7 shows an illustrative example of a DFA that processes a single symbol at a time, with red edges indicating “accept” and green edges indicating “restart”. Analysis using the algorithm in FIG. 8 yields the symbol encoding shown in FIG. 9(a) and the transition table shown in FIG. 9(b). As shown in FIG. 9(b), each entry in the transition table is indexed by data corresponding to the DFA's state and by data corresponding to the ECI for a group of m input symbols. FIGS. 10(a) and (b) show the counterpart ECI table and transition table for the regular expression of FIG. 1 where 2 input symbols are processed at a time.
Each transition in the transition table is a 3-tuple that comprises a next state identifier, a match restart flag and a match flag. For example, the transition indexed by state D and ECI 0 is (B, 1, 0) wherein B is the next state identifier, wherein 1 is the match restart flag, and wherein 0 is the match flag. Thus, the transition from state D to B caused by ECI 0 can be interpreted such that ECI 0 did not cause a match to occur but did cause the matching process to restart.
Synergistic Combination of Stride and Encoding
The ideas of improving throughput and alphabet encoding discussed above are now combined to arrive at an algorithm that consumes multiple bytes per cycle and encodes its input to save time (in constructing the tables) and space (in realizing the tables at runtime).
Such a new high-throughput DFAm can now be formally described as the 6-tuple (Q, Σ, qo, K, κ, δ) where:

    
    
        Q is a finite set of states
        Σ is an alphabet of the target's input symbols
        qo∈ Q is an initial state
        K is a set of integers of size Q(|Σ|m) (but expected to be small in practice)
        κ is a function ΣmK that maps m input symbols at a time to their encoding
        δ is a function Q×KQ×{0, 1}×{0, 1} that maps the current state and next substring of m symbols to a next state, a possible restart, and a possible accept.

The set of transformations begins with a regular expression r and perform the following steps to obtain DFAm:

        1. A DFA d is constructed for one or more regular expressions r in the usual way (see the Hopcroft and Ullman reference cited above). For example, as discussed above, the regular expression in FIG. 1 results in the DFA shown in FIG. 3.
        2. An set of transitions p is computed that would allow the automaton to accept based on starting at any position in the target. This is accomplished by simulating for each state a λ-transition to qo. Specifically, ρ is computed as follows:

ρ←φ
        
            foreach φ∈ Q do
            
                foreach a ∈Σ do ρ←ρ∪{(p, a) δ(qo, a)}
            
            
        
        
        3. From d and p, the base DFA1 is constructed by the algorithm in FIG. 11.
        4. State minimization is performed on a high-throughput DFA by a standard algorithm (see the Hopcroft and Ullman reference cited above), except that states are initially split by incoming edge color (black, green, red), instead of by whether they are final or nonfinal states in a traditional DFA.
        5. Given a DFAk, a higher throughput DFA2k with alphabet encoding is constructed by the algorithm shown in FIG. 6.

Transition Table Compression via Run-Length Coding

    
    


The transition table for the preferred high-throughput DFA may contain |K|×|Q| entries. State minimization attempts to minimize |Q| and the previous discussion regarding the combination of higher throughput and alphabet encoding attempts to minimize |K|. Nonetheless, storage resources are typically limited; therefore, a technique for accommodating as many tables as possible should be addressed. The following addresses this matter by explaining how to compress the table itself.
Based on the discussion above, a transition table cell contains the three-tuple: (next state, start flag, accept flag). Run-length coding is a simple technique that can reduce the storage requirements for a sequence of symbols that exhibits sufficient redundancy. The idea is to code the string an as the run-length n and the symbol a; the notation n(a) can be used. Thus, the string aaaabbbcbbaaa is run-length coded as 4(a)3(b)1(c)2(b)3(a). If each symbol and each run-length requires one byte of storage, then run-length coding reduces the storage requirements for this example by three bytes (from 13 bytes to 10 bytes).
Examining the example of FIG. 9(b), there is ample opportunity for run-length coding in the columns of the transition table. For the encoded ECI symbols 0 and 3, the table specifies the same three-tuple for every previous state, so the run-length coding prefix for the transitions in the table indexed by ECIs 0 and 3 are both “5”. In general, what is expected in transition tables is common “next-state” behavior. Thus, the number of unique entries in each column of the transition table is typically smaller than the number of states in the DFA. FIG. 12 contains a run-length coded version of the transition table in FIG. 9.
While column compression can save storage, it appears to increase the cost of accessing the transition table to obtain a desired entry. Prior to compression, a row is indexed by the current state, and the column is indexed by the ECI. Once the columns are run-length coded, as shown in FIG. 12, the compressed contents of each column are stored adjacently, as shown in FIG. 13. In this example, the states themselves have also been encoded as integers (with A represented by 0, B by 1, etc.). There are now two steps to determining the DFA's next state and actions:

    
    
        1. Based on the next ECI encoded from the input, the relevant range of entries is found in the storage layout shown in FIG. 13. This lookup can be performed using a mapping from ECI to offset in the storage layout. The range of entries is a compressed column from FIG. 12. In FIG. 13, the underscored entries correspond to ECI 1 from FIG. 12.
        2. Based on the current state, the next state and action flags must be found in the relevant range of entries. This logic, called state selection, essentially requires decompressing the entries to discover which entry corresponds to the index of the current state.
    
    


If an entire compressed column is available, the circuit shown in FIG. 14 depicts an example of how state selection can be realized by interpreting the compressed form and the current state to determine the appropriate tuple entry. For each entry in the run-length coded column, the sum of its run-length prefix and the run-length prefixes of the preceding entries are computed. The current state index is then compared with each sum and the first (leftmost in the example of FIG. 14) entry whose sum is greater than the current state index is selected by the priority encoder. The priority encoder can then determine the next state for the DFA.
FIG. 14 shows an illustrative example of state selection in progress for ECI 1 of FIG. 12. Each“<” node compares the current state index (3 in this example, or State D) with the sum of run-length prefixes in the compressed column. If state index 0 (State A) were supplied as the current state, all three comparators would output “1” and the priority encoder would pick the leftmost one, choosing (A,1,0) as the contents. In FIG. 14, the current state is 3, which is less than the second sum (3+1) and the third sum (3+1+1), so that the right two comparators output “1”. The priority encoder picks the leftmost one, so that (C,0,0) is chosen as the lookup of ECI 1 and state 3.
Supporting Variable-Length Columns in Memory
The storage layout shown in FIG. 13 must be mapped to a physical memory, in which the entire table will typically be too large to be fetched in one memory access. Field-Programmable Gate Arrays (FPGAs) and similar devices often support memory banks that can be configured in terms of their size and word-length. Moreover, the size of a given entry depends on the number of bits allocated for each field (run-length, next state identifier, match restart flag, match flag). The analysis below is based on the general assumption that x transition table entries may be retrieved per cycle. In single port memory, this means that x will match the number of transition entries per word. For multi-port memory, this means that x will match the number of ports multiplied by the number of transition entries per word. As an example, a physical memory that supports 5 accesses per cycle and holds 3 entries per word is accommodated in the preferred embodiment by setting x=5×3=15. However, a physical memory that supports only one access per cycle and holds three entries per word is accommodated in the preferred embodiment by setting x=3.
Some architectures offer more flexibility than others with respect to the possible choices for x. For example, the bits of an FPGA Block Ram can sometimes be configured in terms of the number of words and the length of each word. The following considerations generally apply to the best choice for x:

    
    
        Memory accesses are generally reduced by driving x as high as possible.
        The logic in FIG. 14 grows with the number of entries that must be processed at one time. The impact of that growth on the circuit's overall size depends on the target platform and implementation. Significant FPGA resources are required to realize the logic in FIG. 14.

Supporting Variable-Length Columns in Memory: Transition Table Memory

    
    


Once x is chosen, the compressed columns will be placed in the physical memory as compactly as possible. FIG. 15(b) shows an example where the columns of the transition table are packed into a memory with x=3. Each word in the memory is indexed by a memory address. For example, the word indexed by memory address 0 includes the following transitions 5(B, 1, 0), 3(A, 1, 0), and 1(C, 0, 0); Due to the varying length of each column, a given column may start at any entry within a row.
By introducing a layer of indirection in the transition table, it is possible to leverage the memory efficiency provided by run-length coding and compact deployment of entries in the transition table memory (TTM). FIG. 15(a) shows an example of such an Indirection Table which contains one entry for each ECI. Since ECIs may be assigned contiguously, the Indirection Table may be directly addressed using the ECI value for a given input string. Each Indirection Table entry may consist of the following:

    
    
        pointer: address of the memory word in the Transition Table Memory containing the first entry of the run-length coded transition table column;
        transition index: index of the first entry of the run-length coded transition table column in the first memory word for the column;
        transition count: (or “count” in shorthand) the number of entries in the run-length coded transition table column;
    
    


Once the Indirection Table entry is retrieved using the input symbol ECI, the pointer in the retrieved entry is used to read the first memory word from the TTM. Recall x is the number of entries per memory word in the TTM. An entire column is accessed by starting at address transition index and reading w consecutive words from the TTM, where w is given by:




  
    
      
        w
        =
        
          ⌈
          
            
              
                transition
                .
                count
              
              +
              
                transition
                .
                index
              
            
            x
          
          ⌉
        
      
    
    
      
        (
        1
        )
      
    
  




The transition index and transition count values determine which entries in the first and last memory words participate in the column. In the example in FIG. 15, each TTM word is capable of storing three entries, where an entry is a run-length coded transition tuple. As can be seen in FIG. 15 by virtue of shading, it can be seen that two reads of the Transition Table memory are required to fetch the column for ECI 1. The particular values of transition index and transition count for ECI 1 indicate that the column begins in the second entry of the first word fetched, and continues until the first entry of the last word fetched. If TTM entries were wasted by arranging for each column to start at index 0, then the number of accesses can be reduced to





  
    ⌈
    
      
        transition
        .
        count
      
      x
    
    ⌉
  
  .




Because 0≦ transition index <x, compact storage in the TTM increases the number of accesses by at most 1.

As discussed below and shown in FIG. 25, accesses to the Indirection Table and TTM can be pipelined with each other and with the other components of the design of the present invention. If multi-port memory is available, both tables may be stored in the same physical memory without degrading performance. However, the layer of indirection results in a variable number of accesses to the Transition Table Memory per state transition, depending on the distribution of a run-length coded column's contents in the TTM. For a particular ECI, the number of memory accesses to retrieve the column from memory cannot exceed the number required in the direct-addressed approach. On average, the number of memory accesses per state transition is considerably less. It is believed by the inventors generally that the memory efficiency achieved via run-length coding and indirection more than compensates for the overhead incurred by storing the Indirection Table and the additional run-length field.
Furthermore, the allocation of memory for the Indirection Table is relatively straightforward, as each entry is the same size and the number of entries is equal to the maximum number of input symbol equivalence classes.
Supporting Variable-Length Columns in Memory: State Selection
The implementation of a State Select logic circuit that preferably takes into account the efficient storage layout of the TTM and offers other optimizations is now described. While the TTM offers compact storage of the compressed columns, state selection logic becomes more complex. The logic shown in FIG. 14 assumes that a compressed column can be presented to the logic at once, with no extraneous entries. That logic is suboptimal for performing state selection using the TTM for the following reasons:

    
    
        A compressed column may span multiple words of the TTM.
        The start of a compressed column may begin in the middle of a TTM word. Thus, entries before the start must be suppressed for state selection.
        The end of a compressed column may occur before the end of a TTM word. Thus, entries after the end must be suppressed for state selection.
    
    


The logic shown in FIG. 14 uses adders to accumulate the sum of all run lengths before each entry. Because the run lengths are fixed inside each entry, the adders can be obviated by precomputing the prefix sums and storing them, instead of the run-lengths themselves, as the “coefficient” in each tuple. By precomputing sums, the tables shown in FIG. 15 are transformed into the tables shown in FIG. 16.
The amount of logic used to determine the beginning and end of the compressed column can also be reduced. The start of each column is specified in the Indirection table using the pointer and transition index fields, which provide the TTM word containing the first entry and the index within that word of the entry. The number of words w occupied by the compressed column is then given by Equation (1). Each fully occupied word contains x entries of the compressed column. In the last word, the largest index occupied by the compressed column is given by:

(count+index−1)modx  (2)

Logic could be deployed in the State Select circuit to compute Equation 2. However, x is a design-time parameter. By appropriate parameterization of Hardware Definition Language (HDL) code, Equation 2 can be computed when the Indirection and TTM tables are generated.
Thus, the amount of computational logic can be reduced by storing the following variables for each entry in the Indirection Table:

    
    
        Pointer: the address of the TTM word containing the first entry in the transition table column
        Initial Transition Index: the index of the first entry (of the transition table column) in the first TTM word spanned by the transition table column
        Terminal Transition Index: the index of the last entry (of the transition table column) in the last TTM word spanned by the transition table column
        [Additional] Word Count: w−1 where w is computed by Equation 1.

Continuing this example, FIG. 17 shows the Indirection Table and TTM entries for the transition table shown in FIG. 16. Essentially, the transition count values are translated into the word count values and terminal transition index values. This translation does not affect the contents of the TTM, but reduces the logic needed to process these tables.

    
    


The State Select block logic that is shown in FIG. 18 operates on a transition table column containing two entries that spans one TTM word. Each word stores four entries. The output of the Word Counter shown in FIG. 18 reflects the number of memory words that have been examined for the current transition table row. If the current memory word is the first word spanned by the row, then the Initial Transition Index is used to retrieve a set of mask bits from the Initial Transition Index Mask ROM. These bits are used to mask off preceding entries in the memory word that are not part of the transition table column. Masking is accomplished by forcing the run-length sums to be zero. Note that if the current memory word is not the first word spanned by the column, then no entries are masked at this stage.
The next stage “masks” the entries in the last memory word that are not part of the transition table column. The run-length sums for entries that are not part of the transition table column are forced to the value of the Max Run-Length Register. This value records the maximum number of entries in a transition table column (i.e. the number of columns in the uncoded transition table; also the value of the run-length sum for the last entry in each coded transition table column). If the current memory word is the last memory word spanned by the transition table column (value of the Word Counter is equal to Word Count), then the Terminal Transition Index is used as the address to the Terminal Transition Index Mask ROM. If this is not the case, then no entries are masked during this stage. Forcing the run-length sums of trailing entries to be the maximum run-length sum value simplifies the Priority Encoder that generates the select bits for the multiplexer that selects the next state. This masking process produces an output vector from the less-than comparisons with the following property: the index of the left-most ‘1’ bit is the index of the next state entry, and all bits to right of this bit will be set to ‘1’. As previously referenced, it should be noted that the masking stages may be pipelined to increase throughput. In an alternative embodiment, only the less than comparisons, priority encoder, and next state selection logic need to occur in the final pipeline stage.
Optimizations
Achieving a high-throughput regular expression pattern-matching engine is the primary motivation for developing the high-throughput DFA, character encoding, and transition table compression techniques that are disclosed herein. In the following, techniques that optimize the throughput of the system at the expense of some memory efficiency are examined; thus, each of the following techniques is constrained by the TTM. Specifically, the TTM imposes the following constraints:

    
    
        The number of entries per word
        The number of memory words in the table
        The total number of entries in the table
    
    


The optimization problems discussed in this section fall into the class of bin packing or knapsack problems. See Cormen et al., Introduction to Algorithms, Cambridge, Mass., The MIT Press, 1990, the entire disclosure of which is incorporated herein by reference. The number of entries per word defines the bin (or knapsack) size for the packing problems. The structure of the coded transition table may be altered to minimize the number of memory accesses by increasing the total number of entries and/or words required to represent the table so long as the total number entries or total number of words (bins or knapsacks) does not exceed the limits imposed by the Transition Table Memory.
Optimizations: Optimizing Throughput
The number of memory accesses required for a search is determined by the disposition of compressed columns in the TTM and the pattern by which those columns are accessed. The pattern depends on the set of regular expressions in the engine and the particular input data processed through the engine. In a DFAm, m input symbols are resolved to an ECI which induces one column lookup. The number of memory accesses depends on the length of the columns in the coded transition table and the column access pattern. The column access pattern depends on the regular expression (or set of regular expressions) in the engine and the input data. The total number of memory accesses for a given search can be expressed as:




  
    
      
        W
        =
        
          N
          ⁢
          
            
          
          ⁢
          
            
              ∑
              
                i
                =
                1
              
              
                
                K
                
              
            
            ⁢
            
              
                f
                i
              
              ⁢
              
                w
                i
              
            
          
        
      
    
    
      
        (
        3
        )
      
    
  




where wi is the number of words spanned by row i in Transition Table Memory, fi is the relative frequency that row i is accessed, and N is the number of equivalence class identifiers produced by the input data.

While there is no prior knowledge of the input data, there is an ability to alter the structure of the coded transition table. By re-ordering the rows in the direct-addressed transition table, one can affect the length of the columns in the coded transition table. The optimization problem is to choose the column ordering that minimizes the total number of memory accesses, W. Assume that the transition table column access pattern follows a uniform distribution, fi=N/|K|. In this case:




  
    
      
        W
        =
        
          
            
              N
              2
            
            
              
              K
              
            
          
          ⁢
          
            
              ∑
              
                i
                =
                1
              
              
                
                K
                
              
            
            ⁢
            
              w
              i
            
          
        
      
    
    
      
        (
        4
        )
      
    
  




Under these conditions, the optimization problem is to minimize the quantity:




  
    
      
        v
        =
        
          
            
              ∑
              
                i
                =
                1
              
              
                
                K
                
              
            
            ⁢
            
              w
              i
            
          
          =
          
            
              ∑
              
                i
                =
                1
              
              
                
                K
                
              
            
            ⁢
            
              ⌈
              
                
                  count
                  i
                
                x
              
              ⌉
            
          
        
      
    
    
      
        (
        5
        )
      
    
  




Recall that counti, is the transition counti, or the number of entries in row i of the run-length coded transition table and x is the number of entries per word in the TTM.

To simplify the optimization problem, one can assume that x=1, so the quantity that now needs to be minimized is:




  
    
      
        v
        =
        
          
            ∑
            
              i
              =
              1
            
            
              
              K
              
            
          
          ⁢
          
            count
            i
          
        
      
    
    
      
        (
        6
        )
      
    
  




This will generally yield similar results to minimizing the function with an arbitrary x.

FIG. 19 illustrates the benefits of state reordering for the running example presented herein.
There are many approaches to state reordering. One approach is to minimize the length of a single column of the coded transition table by ordering the rows of the direct-addressed table according to the sorted order of the entries in the row. This maximizes the efficiency of the run-length coding for that one column. However, the re-ordering may also decrease the efficiency of the run-length coding for other columns.
The preferred approach is a greedy one; preferably it is desired to maximize the length of the runs for the most columns, thereby minimizing the length of each encoded column.
One can start by creating a difference matrix, which given two states indicates the number of ECIs that differ, and so will not continue a run. This algorithm is shown in FIG. 20.
Next, one then orders the states from some starting point based on the entries in the difference matrix. One preferably chooses the states that preserves the most run lengths to get the next label. The starting state that is chosen is preferably the state that has the largest column-sum in the difference matrix. The idea for picking that state first is that it is the state that is the most different from all others. By moving that state to the end (rather than in the middle), one preserves the longest runs. This algorithm is outlined in FIG. 21. Together the algorithms of FIGS. 20 and 21 serve as a “transition table state re-ordering” algorithm
Optimizations: Memory Packing
Recall that the layer of indirection allows a column of the coded transition table to begin and end at any location in the TTM. Naive packing of coded table columns into physical memory can thwart the aforementioned optimizations by incurring an extra memory access for each table column. Notice in FIG. 15 that the run-length coded transition table column associated with input symbol ‘.’ (ECI 1) contains three entries, but it spans two memory words in the TTM. While it is possible to store the column in a single memory word, accessing this column requires two memory accesses as laid out in FIG. 15. One can take advantage of the flexibility provided by the layer of indirection by ensuring that a coded transition table row spans at most w words, where:




  
    
      
        w
        ≤
        
          ⌈
          
            count
            x
          
          ⌉
        
      
    
    
      
        (
        7
        )
      
    
  




FIG. 20 shows an example of using this constraint to pack the coded transition table into the TTM. It can be seen that retrieving the column associated with ECI 1 requires only one memory access. In this example, there is no loss in memory efficiency; however this may not always be the case. For example, consider the case where a memory word holds three entries and every coded transition table column contains two entries.

This memory packing problem is a variant of the classical fractional knapsack problem where w is the constraint or objective function. See Black, P. E., Dictionary of Algorithms and Data Structures, NIST, 2004, the entire disclosure of which is incorporated herein by reference. The difference in the preferred embodiment here is that we require contiguous storage of coded transition table columns. This imposes an additional constraint when partitioning an object (coded transition table column) across multiple knapsacks (memory words) in the classical problem.
One solution to this problem is based on subset sum. While this is an NP-complete problem in the general case (see Garey and Johnson, Computers and Intractability: A Guide to the Theory of NP-Completeness, W. H. Freeman and Co., 1979, the entire disclosure of which is incorporated herein by reference), there are certain conditions in which it runs in polynomial time, namely if the sum is much less than the number of elements that are to be chosen from to create the sum. The sum of the preferred embodiment will always be the width of a memory word, so the preferred algorithm will also run in polynomial time.
The basic idea is to find the longest run-length coded column and choose it first. One then will pack it into memory words guaranteeing that it achieves the best possible packing. One can then take the number of remaining entries in the last column and apply subset sum on it with the remaining run-length coded columns. This will pack the memory as full as possible without causing additional memory accesses. This process is repeated until no encoded columns remain. This algorithm is outlined in FIG. 21, referred to herein as an “optimal memory word packing” algorithm, where R is the set of run-length coded columns, and w is the width of a memory word.
An Implementation Architecture
In this section, an implementation of a high-performance regular expression search system based on the preferred high-throughput DFA and pipelined transition table techniques is described. The focus of this implementation is a hybrid processing platform that includes multiple superscalar microprocessors and reconfigurable hardware devices with high-bandwidth interconnect to an array of high-speed disks. FIG. 24 shows an example of the system-level architecture and includes a user interface, regular expression compiler, file I/O controller, regular expression firmware module, and results processor.
The purpose of the architecture is to maximize throughput by embedding an array of regular expression engines in the reconfigurable hardware devices (e.g., FPGAs). The array of engines, supporting control logic, and context buffer(s) may be logically viewed as a single firmware module. In an embodiment wherein the regular expression circuits/engines are realized on an FPGA, these engines can be synthesized to a hardware definition language (HDL) representation and loaded onto the FPGA using known techniques.
Each regular expression engine's primary task is to recognize regular expressions in the input files streaming off of the high-speed disks. The set of regular expressions is preferably specified by the user through the user interface, compiled into high-throughput DFAs, and translated into a set of tables and register values by a collection of software components. The set of tables and register values are written to the firmware module prior to beginning a search. When a regular expression engine recognizes a pattern, it sends a message to the Results Processor that includes the context (portion of the file containing the pattern), starting and ending indexes of the pattern in the file, and the accepting state label. Depending on the operating environment and level of integration, the user interface may be a simple command line interface, Graphical User Interface (GUI), or language-specific API. The following subsections provide detailed descriptions of the remaining components.
An Implementation Architecture: Regular Expression Compiler
As detailed in FIG. 5, the regular expression compiler receives the set of regular expressions specified by the user from the user interface. Thereafter, standard algorithms from the art are used to parse the specified regular expression(s) to create an NFA therefrom, render the NFA to a position independent DFA, and reduce the position independent DFA to a minimal DFA. The next step performed by the regular expression compiler is to transform the conventional minimal DFA to the preferred high throughput DFA of the present invention. This step comprises the processes described above with respect to scaling the DFA to accommodate strides of m input symbols per cycle (including the determination of appropriate match and match restart flags for the transition table and the encoding of input symbols to ECIs), and run-length coding the transition table. Next, the algorithms of FIGS. 20 and 21 can be run to optimize the storage of the run-length coded transitions in transition table memory and the algorithm of FIG. 23 can be run to optimize the packing of the run-length coded transition entries into words of the transition table memory. Thereafter, the entries in the indirection table can be determined, and the compiler is ready to issue commands to the regular expression circuit 502 that will operate to populate the circuit's memory for the input symbol-to-ECI tables, the indirection memory table and transition table.
An Implementation Architecture: Results Processor
It is expected that any of a variety of techniques can be used to report the results of a search via a results processor. The preferred results processor can be configured to resolve the exact expression and input string segment for each match using the results produced by the regular expression circuits (engines). In a preferred embodiment such as that shown in FIG. 24, the results produced by a regular expression circuit (engine) include a unique engine identifier (ID), the start state, the accepting state, and the ECI for m input symbols that triggered the accepting transition. The results may also include the context for the match, which is a section of the input stream containing a string that matches the pattern. The results processor reports the matching string and associated regular expression (pattern) to the user interface.
An Implementation Architecture: File I/O Controller
The file I/O controller is a component of the system that controls the input stream. In the exemplary system of FIG. 24, the file I/O controller controls the stream of files flowing from a data store to the regular expression circuits. Note that the input stream may also be fed by a network interface (or other data interface) as is known in the art.
An Implementation Architecture: Regular Expression Firmware
The regular expression firmware module is the primary datapath component in the system architecture shown in FIG. 24. It preferably contains an array of regular expression engines (or pattern matching circuits) and a small amount of control logic. The number of engines in the array depends on the capacity of the reconfigurable hardware devices in the system. The control logic broadcasts the input file stream to each regular expression engine, thus the engines operate in parallel on the same input data. The control logic also sends a copy of the input to a context buffer. The size of the context buffer depends on the amount of context that is to be sent to the Results Processor when an engine recognizes a pattern. This parameter may be tuned to maximize the amount of context that may be returned while not overloading the firmware/software interface.
As previously mentioned, the throughput of a regular expression engine is fundamentally limited by the rate at which it can compute state transitions for the deterministic finite automaton. Resolving the next state based on the current state and input symbol is an inherently serial operation. In order to take advantage of the reconfigurable logic resources available on the preferred implementation platform, it is desired to maximize parallelism. Pipelining is a common technique for increasing the number of parallel operations in serial computations; however, it requires that the processing pipeline be free of feedback loops. The outputs of operations at a given stage of the pipeline cannot depend upon the results of a stage later in the pipeline. As shown in FIG. 25, the regular expression engine is a series of pipelined computational blocks. Note that there are no feedback loops between the blocks; each block operates on the results of the previous block only. This is a distinguishing feature of the preferred embodiment of the present invention. Alphabet encoding is a state-independent operation that only operates on the set of input symbols. Indirection table lookups use the resulting input symbol ECI to locate an entry. Transition table lookups depend only on the pointer and indexes contained in the Indirection Table entry. The only operation that depends on the current state is the last computation in the State Select block. By effectively “pushing” this singular feedback loop to the final stage of the pipeline, the preferred embodiment maximizes parallelism and hence the throughput of the regular expression engine. The following sub-sections describe the design of each block in the regular expression engine.
Regular Expression Firmware: Alphabet Encoding
The Alphabet Encoding block assigns an Equivalence Class Identifier (ECI) for a set of m input symbols. If each input symbol is specified using i bits and an ECI is specified using p bits, then the Alphabet Encoding block essentially reduces the input from mi bits to p bits. A straightforward method for performing this operation is to perform pairwise combinations using direct-addressed tables. As shown in FIG. 26, the first set of tables transforms one i bit input symbol to a j bit ECI. This step maps single input symbols to equivalence classes. The next stage of tables generates a k bit ECI for two input symbols by simply concatenating two j bit ECIs for single symbols and direct-addressing an ECI table. Note that j is upper bounded by the addressability of the memory used to implement the ECI tables in the second stage. Specifically, 2j must be less than or equal to the number of address bits supported by the memory. Similarly, the next stage generates a p bit ECI for four input symbols by concatenating two k bit ECIs for two symbols and direct-addressing an ECI table. Likewise, the address space supported by the ECI table places an upper bound on k. In theory, this technique may be used to assign an ECI to any number of input symbols; but in practice, the memory efficiency significantly degrades as the number of symbols covered by the final equivalence class increases.
The logic required to implement subsequent stages of the FIG. 25 pipeline have already been discussed above.
Regular Expression Firmware: Buffers
Each regular expression engine preferably includes small input and output buffers. The input buffers prevent a single engine from stalling every engine in the array when it must retrieve a transition table column that spans multiple words in the TTM. While the entire array must stall when any engine's input buffer fills, the input buffers help isolate the instantaneous fluctuations in file input rates. The output buffers allow the regular expression engines to continue processing after it has found a match and prior to the match being transmitted to the Results Processor. The Context Buffer preferably services the output buffers of the regular expression engines in round-robin fashion. If the output buffer of any engine fills, then the engine must stall prior to sending another result to the output buffer. The array preferably must stall if the engine's input buffer fills.
While the present invention has been described above in relation to its preferred embodiment, various modifications may be made thereto that still fall within the invention's scope. Such modifications to the invention will be recognizable upon review of the teachings herein. For example, while the transition tables have been described herein such that the rows correspond to states and the columns correspond to ECIs, it should be readily understood that the rows and columns of any of the tables described herein can be reversed. As such, the full scope of the present invention is to be defined solely by the appended claims and their legal equivalents.

## Claims

1. A device for matching an input string to a pattern via a deterministic finite automaton (DFA), the DFA comprising a plurality of states including a current state, the input string comprising a plurality of input symbols, the device comprising:
a pattern matching circuit that implements the DFA, the pattern matching circuit being configured to receive and serially process the input symbols of the input string in groups of m input symbols, wherein m is an integer that is greater than or equal to 1, the pattern matching circuit comprising: (1) a transition table memory comprising a plurality of stored transitions, each stored transition being indexed by data corresponding to at least one input symbol, each transition comprising a next state identifier, (2) transition retrieval logic configured to retrieve from the transition table memory each transition that is indexed by data corresponding to the at least one input symbol of the received input symbol group without consideration of the current state, and (3) state selection logic configured to receive each retrieved transition, determine which of the retrieved transitions corresponds to the current state, determine a next state for the DFA based on the next state identifier of the determined transition, and determine whether a match exists between the input string and the pattern.

2. The device of claim 1 wherein each input symbol of the input string is one of a plurality of input symbols that are members of an alphabet, wherein the pattern matching circuit further comprises alphabet encoding logic configured to translate each received input symbol group to an equivalence class identifier (ECI), and wherein the data corresponding to an input symbol group by which each transition is indexed in the transition table memory comprises data corresponding to the ECI for that input symbol group.

3. The device of claim 2 further comprising a regular expression compiler in communication with the pattern matching circuit, the regular expression compiler being configured to receive and process a regular expression from a user to determine the DFA to be implemented by the pattern matching circuit, populate the transition table memory based on the processed regular expression, and define the ECIs based on the processed regular expression, the regular expression identifying the pattern against which the input string is matched.

4. The device of claim 3 wherein the transition table memory comprises a plurality of words that are indexed by memory addresses, each word comprising a plurality of transitions that are run length coded.

5. The device of claim 4 wherein the pattern matching circuit further comprises an indirection table memory and indirection table logic, wherein the indirection table memory comprises a plurality of entries, each entry being indexed by an ECI, each entry comprising a pointer to the memory address where a word is stored in the transition table memory that contains at least one transition that is indexed by that ECI, and wherein the indirection table logic is configured to retrieve the pointer from the indirection table memory that is indexed by the received input symbol group and provide the retrieved pointer to the transition retrieval logic, and wherein the data corresponding to the ECI for that input symbol group by which each transition is indexed comprises the memory address identified by the retrieved pointer.

6. The device of claim 5 wherein each indirection table memory entry further comprises a transition index and a transition count, the transition index identifying where a first transition indexed by the ECI for the input symbol group is located in the word identified by the pointer for that entry, and the transition count identifying how many transitions are indexed by the ECI for the input symbol group, and wherein the indirection table logic is configured to retrieve the transition index and the transition count from the indirection table memory entry that is indexed by the received input symbol group and provide the retrieved transition index and the transition count to the transition retrieval logic.

7. The device of claim 6 wherein the transition retrieval logic is configured to retrieve from the transition table memory each word identified by the retrieved pointer and the retrieved transition count, and wherein the state selection logic is further configured to mask out any portions of each retrieved word that correspond to transitions that are not indexed by the ECI for the input symbol group.

8. The device of claim 5 wherein each indirection table memory entry further comprises an initial transition index, a terminal transition index, and a word count, the initial transition index identifying where a first transition indexed by the ECI for the input symbol group is located in the word identified by the pointer for that entry, the word count identifying how many words in which all transitions that are indexed by the ECI for the received input symbol group are sequentially stored, and the terminal transition index identifying where a last transition indexed by the ECI for the input symbol group is located in the final word identified by the word count for that entry, and wherein the indirection table logic is configured to retrieve the initial transition index, the terminal transition index, and the word count from the indirection table memory entry that is indexed by the received input symbol group and provide the retrieved initial transition index, terminal transition index, and word count to the transition retrieval logic.

9. The device of claim 8 wherein the transition retrieval logic is configured to retrieve from the transition table memory each word identified by the retrieved pointer and the retrieved word count, and wherein the state selection logic is further configured to mask out any portions of each retrieved word that correspond to transitions that are not indexed by the ECI for the input symbol group.

10. The device of claim 5 wherein each transition further comprises a precomputed run-length prefix sum.

11. The device of claim 5 wherein m is greater than one.

12. The device of claim 5 further comprising a regular expression compiler in communication with the pattern matching circuit, the regular expression compiler being configured to receive and process a regular expression from a user to determine the DFA to be implemented by the pattern matching circuit, populate the transition table memory based on the processed regular expression, define the ECIs based on the processed regular expression, and populate the indirection table memory based on the processed regular expression, the regular expression identifying the pattern against which the input string is matched.

13. The device of claim 5 wherein the pattern matching circuit is implemented on an FPGA.

14. The device of claim 5 wherein the pattern matching circuit is implemented on an ASIC.

15. The device of claim 3 wherein each transition further comprises a match flag, and wherein the state selection logic is further configured to determine whether a match exists between the input string and the pattern based on the match flag of the determined transition.

16. The device of claim 15 wherein the DFA comprises a position-independent DFA.

17. The device of claim 16 wherein each transition further comprises a match restart flag, and wherein the state selection logic is further configured to determine whether the pattern matching process has been restarted in the DFA based on the match restart flag of the determined transition.

18. The device of claim 17 wherein m is greater than one.

19. The device of claim 1 further comprising a regular expression compiler in communication with the pattern matching circuit, the regular expression compiler being configured to receive and process a regular expression from a user to determine the DFA to be implemented by the pattern matching circuit, and populate the transition table memory based on the processed regular expression, the regular expression identifying the pattern against which the input string is matched.

20. The device of claim 19 wherein the pattern matching circuit is implemented on an FPGA.

21. The device of claim 19 wherein the pattern matching circuit is implemented on an ASIC.

22. The device of claim 1 wherein the pattern matching circuit is implemented on an FPGA.

23. The device of claim 1 wherein the pattern matching circuit is implemented on an ASIC.

24. The device of claim 1 wherein the pattern matching circuit is implemented on a multi-processor system.

25. A device for matching an input string to a pattern via a deterministic finite automaton (DFA), the DFA comprising a plurality of states including a current state, the input string comprising a plurality input symbols, the device comprising:
a memory that stores a transition table in a plurality of addressable memory words, each memory word storing at least one transition, each transition corresponding to at least one input symbol, each transition comprising a next state identifier and a match flag, the match flag being indicative of whether the transition indicates that a match has occurred between the input string and the pattern;
an input for receiving a group of m input symbols, wherein m is an integer that is greater than or equal to 1; and
a logic circuit in communication with the input and the memory, wherein the logic circuit is configured to (1) resolve each received input symbol group to at least one memory word that stores at least one transition corresponding to the received input symbol group, (2) retrieve from memory the at least one memory word to which the received input symbol group was resolved, (3) determine a next state for the DFA based on the at least one retrieved memory word, and (4) determine whether the received input symbol group caused a match to the pattern based on a match flag within the at least one retrieved memory word.

26. The device of claim 25 wherein each transition further comprises a match restart flag that is indicative of whether the transition indicates that the pattern matching process is to restart with the next state of the DFA, and wherein the logic circuit is further configured to track a match restart flag within the at least one retrieved memory word to identify a possible starting position of an input string that matches the pattern.

27. The device of claim 26 wherein m is greater than one.

28. The device of claim 27 wherein the logic circuit is further configured to encode each received input symbol group to an equivalence class identifier (ECI).

29. The device of claim 28 wherein the logic circuit is further configured to resolve each received input symbol group to at least one memory word that stores at least one transition corresponding to the received input symbol group without consideration of the DFA's current state.

30. The device of claim 29 wherein the stored transitions comprise run-length encoded transitions.

31. The device of claim 30 wherein the run-length encoded transitions comprise run-length encoded transitions having precomputed run-length prefix sums.

32. The device of claim 30 wherein the memory is optimized such that the number of transitions that correspond to a common input symbol group and span multiple memory words is minimized.

33. The device of claim 32 further comprising a memory for storing an indirection table, and wherein the logic circuit is configured to access the indirection table memory to resolve each ECI to at least one memory word in the transition table memory corresponding to that ECI.

34. The device of claim 33 wherein the logic circuit comprises a plurality of pipeline stages implemented on an FPGA.

35. The device of claim 25 wherein the logic circuit comprises a pipelined hardware architecture.

36. The device of claim 35 wherein the pipelined hardware architecture comprises hardware logic.

37. The device of claim 36 wherein the hardware logic comprises at least one reconfigurable hardware device.

38. The device of claim 37 wherein the at least one reconfigurable hardware device comprises an FPGA.

39. The device of claim 36 wherein the hardware logic comprises at least one nonreconfigurable hardware device.

40. The device of claim 39 wherein the at least one nonreconfigurable hardware device comprises an ASIC.

41. The device of claim 35 wherein the pipelined hardware architecture comprises a multi-processor system.

42. A method of matching an input string to a pattern using a state machine, the input string comprising a plurality of input symbols, each input symbol comprising a plurality of bits, the method comprising:
defining a plurality of states for the state machine, the state machine having a current state and being configured to progress through the plurality of states as input symbols of the input string are received and processed to thereby detect whether a plurality of the input symbols of the input string match a pattern;
defining a plurality of transitions between the states of the state machine, each transition being indexed by data corresponding to a current state of the state machine and by data corresponding to at least one input symbol, each transition comprising an identifier for a next state of the state machine and a match flag to indicate whether a match exists between a plurality of the input symbols and the pattern;
receiving at least one input symbol of the input string;
retrieving at least one defined transition based on the at least one received input symbol;
determining which of the at least one retrieved transition is indexed by the current state;
updating the current state of the state machine as the state identified by the next state identifier of the determined retrieved transition;
determining whether a match exists between a plurality of the input symbols and the pattern based on the match flag of the retrieved transition; and
repeating the retrieving, transition determining, updating and match determining steps as additional input symbols of the input string are received; and
wherein the receiving, retrieving, transition determining, updating, match determining steps, and repeating steps are performed by a circuit.

43. The method of claim 42 wherein each transition further comprises a match restart flag to indicate whether the received at least one input symbol results in a restart of a matching process to the pattern, the method further comprising:
determining whether a match restart exists based on the match restart flag of the retrieved transition; and
wherein the repeating step comprises repeating the retrieving, transition determining, updating, match determining, and partial match start determining steps as additional input symbols of the input string are received.

44. The method of claim 43 wherein the receiving step comprises receiving a plurality m of input symbols each clock cycle, and wherein the retrieving step comprises retrieving at least one defined transition based on the m received input symbols.

45. The method of claim 44 further comprising:
defining a plurality of equivalence class identifiers for an alphabet of input symbols that may be processed through the state machine such that each input symbol maps to an equivalence class identifier, wherein the data corresponding to the at least one input symbol by which each transition is indexed comprises the equivalence class identifier for that at least one input symbol, and
mapping the received at least one input symbol to its equivalence class identifier,
wherein the retrieving step comprises retrieving at least one defined transition based on the equivalence class identifier for the at least one received input symbol; and
wherein the repeating step comprises repeating the mapping, retrieving, transition determining, updating, match determining, and partial match start determining steps as additional input symbols of the input string are received.

46. The method of claim 42 further comprising:
defining a plurality of equivalence class identifiers for an alphabet of input symbols that may be processed through the state machine such that each input symbol maps to an equivalence class identifier, wherein the data corresponding to the at least one input symbol by which each transition is indexed comprises data corresponding to the equivalence class identifier for that at least one input symbol; and
mapping the received at least one input symbol to its equivalence class identifier;
wherein the retrieving step comprises retrieving at least one defined transition based on the equivalence class identifier for the at least one received input symbol; and
wherein the repeating step comprises repeating the mapping, retrieving, transition determining, updating, match determining, and partial match start determining steps as additional input symbols of the input string are received.

47. The method of claim 46 further comprising compressing the transitions in a memory via run length coding.

48. The method of claim 47 wherein the compressing step further comprises compressing the transitions in a memory via run length coding having precomputed prefix sums.

49. The method of claim 46 wherein the memory comprises a plurality words, each word being indexed by a memory address, each word comprising a plurality x of compressed transitions, the method further comprising:
defining an indirection table for accessing the compressed transitions based on the equivalence class identifier for the at least one received input symbol, the indirection table comprising a plurality of entries, each entry being indexed by an equivalence class identifier, each entry comprising a pointer to a memory address where a word is stored that contains at least one compressed transition that is indexed by the equivalence class identifier for the at least one received input symbol,
wherein the data corresponding to the equivalence class identifier by which each transition is indexed comprises the indirection table pointer for that equivalence class identifier; the method further comprising:
accessing the indirection table based on the equivalence class identifier for the at least one received input symbol to determine the pointer indexed thereby;
wherein the retrieving step further comprises retrieving at least one defined transition based on the determined pointer for the equivalence class identifier of the at least one received input symbol; and
wherein the repeating step further comprises repeating the mapping, accessing, retrieving, transition determining, updating, match determining, and partial match start determining steps as additional input symbols of the input string are received.

50. The method of claim 49 wherein each indirection table entry further comprises a transition index and a transition count, the transition index identifying where a first compressed transition for the equivalence class identifier of the at least one received symbol is located in the word identified by the pointer, the transition count identifying how many compressed transitions for the equivalence class identifier of the at least one received symbol are sequentially stored in the memory, wherein the accessing step comprises accessing the indirection table based on the equivalence class identifier for the at least one received input symbol to determine the pointer, transition index, and transition count indexed thereby, and wherein the retrieving step further comprises retrieving each defined transition based on the determined pointer, transition index, and transition count for the equivalence class identifier of the at least one received input symbol.

51. The method of claim 49 wherein each indirection table entry further comprises an initial transition index, a terminal transition index, and a word count, the initial transition index identifying where a first compressed transition for the equivalence class identifier of the at least one received symbol is located in the word identified by the pointer, the word count indicating how many words in which the at least one compressed transition for the equivalence class identifier of the at least one received symbol are sequentially stored in the memory, the terminal transition index identifying where the last compressed transition is located in the last word identified by the word count, and wherein the accessing step comprises accessing the indirection table based on the equivalence class identifier for the at least one received input symbol to determine the pointer, initial transition index, terminal transition index, and word count indexed thereby.

52. The method of claim 51 wherein the retrieving step further comprises retrieving from memory each word identified by the determined pointer and the determined word count, and wherein the transition determining step comprises masking out any compressed transitions that are located in each retrieved word that are not within a range identified by the determined initial transition index, the determined terminal transition index, and the determined word count.

53. The method of claim 52 wherein the state defining step comprises defining a plurality of states for the state machine from a set of regular expressions.

54. The method of claim 42 wherein the circuit comprises a pipelined hardware architecture.

55. The method of claim 54 wherein the pipelined hardware architecture comprises hardware logic.

56. The method of claim 55 wherein the hardware logic comprises at least one reconfigurable hardware device.

57. The method of claim 56 wherein the at least one reconfigurable hardware device comprises an FPGA.

58. The method of claim 55 wherein the hardware logic comprises at least one nonreconfigurable hardware device.

59. The method of claim 58 wherein the at least one nonreconfigurable hardware device comprises an ASIC.

60. The method of claim 54 wherein the pipelined hardware architecture comprises a multi-processor system.