# C_2013091EN.01021101.xml

| 27.3.2013 | EN | Official Journal of the European Union | C 91/211 |
| --- | --- | --- | --- |

27.3.2013

EN

Official Journal of the European Union

C 91/211

---

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2013

(2013/C 91/38)

REVENUE

REVENUE

| Title
  Chapter | Heading | Financial year 2013 | Financial year 2012 | Financial year 2011 |
| --- | --- | --- | --- | --- |
| 1 |
| CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 12 536 600 | 9 894 000 | 9 857 457,23 |
| | Title 1 — Total | 12 536 600 | 9 894 000 | 9 857 457,23 |
| 2 |
| CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 8 638 400 | 7 120 000 | 6 784 000,— |
| | Title 2 — Total | 8 638 400 | 7 120 000 | 6 784 000,— |
| 3 |
| FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 6 687 000 | 3 001 000 | |
| | Title 3 — Total | 6 687 000 | 3 001 000 | |
| 4 |
| CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 373 000 | 264 000 | 257 288,76 |
| | Title 4 — Total | 373 000 | 264 000 | 257 288,76 |
| | GRAND TOTAL | 28 235 000 | 20 279 000 | 16 898 745,99 |

Title

Chapter

Heading

Financial year 2013

Financial year 2012

Financial year 2011

1

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

12 536 600

9 894 000

9 857 457,23

Title 1 — Total

Title 1 — Total

12 536 600

12 536 600

9 894 000

9 894 000

9 857 457,23

9 857 457,23

2

2

CONTRIBUTION FROM THE EUROPEAN UNION

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

8 638 400

7 120 000

6 784 000,—

Title 2 — Total

Title 2 — Total

8 638 400

8 638 400

7 120 000

7 120 000

6 784 000,—

6 784 000,—

3

3

FEES PAID TO THE AUTHORITY

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

6 687 000

3 001 000

Title 3 — Total

Title 3 — Total

6 687 000

6 687 000

3 001 000

3 001 000

4

4

CONTRIBUTION FROM OBSERVERS

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

373 000

264 000

257 288,76

Title 4 — Total

Title 4 — Total

373 000

373 000

264 000

264 000

257 288,76

257 288,76

GRAND TOTAL

GRAND TOTAL

28 235 000

28 235 000

20 279 000

20 279 000

16 898 745,99

16 898 745,99

EXPENDITURE

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2013 | Appropriations 2012 | Outturn 2011 |
| --- | --- | --- | --- | --- |
| 1 |
| STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 15 827 000 | 10 677 000 | 5 990 579,35 |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 251 000 | 200 000 | 80 916,98 |
| 1 3 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 1 100 000 | 770 000 | 476 640,27 |
| 1 4 | SOCIAL- MEDICAL INFRASTRUCTURE | 153 000 | 116 000 | 52 176,93 |
| 1 6 | TRAINING | 123 000 | 100 000 | 28 300,51 |
| 1 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 10 000 | 2 000 | 2 000,— |
| | Title 1 — Total | 17 464 000 | 11 865 000 | 6 630 614,04 |
| 2 |
| INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 2 669 000 | 2 805 000 | 3 076 680,23 |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 980 000 | 590 000 | 292 621,82 |
| 2 2 | MOVABLE PROPERTY AND ASSOCIATED COSTS | 219 000 | 150 000 | 121 180,45 |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 554 000 | 336 000 | 190 878,96 |
| 2 4 | POSTAL AND TELECOMMUNICATIONS | 279 000 | 161 000 | 96 040,31 |
| 2 5 | INFORMATION AND PUBLISHING | 742 000 | 412 000 | 159 399,59 |
| 2 6 | MEETING EXPENSES | 382 000 | 310 000 | 146 487,08 |
| | Title 2 — Total | 5 825 000 | 4 764 000 | 4 083 288,44 |
| 3 |
| OPERATING EXPENDITURES |
| 3 1 | COMMON SUPERVISORY CULTURE: TRAINING FOR NATIONAL SUPERVISORS AND STAFF EXCHANGES AND SECONDMENTS | 400 000 | 550 000 | 89 072,66 |
| 3 2 | COLLECTION OF INFORMATION; DEVELOPING AND MAINTENANCE OF A CENTRAL EUROPEAN DATABASE | 3 695 000 | 2 950 000 | 1 654 048,40 |
| 3 3 | ON SITE INSPECTIONS CRA | 350 000 | 150 000 | 40 000,— |
| 3 4 | STUDIES AND LEGAL ADVICE | 301 000 | — | 0,— |
| 3 5 | DATABASES FOR ECONOMIC RESEARCH | 200 000 | — | 0,— |
| | Title 3 — Total | 4 946 000 | 3 650 000 | 1 783 121,06 |
| 9 |
| ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | p.m. | p.m. | p.m. |
| | Title 9 — Total | p.m. | p.m. | 0,— |
| | GRAND TOTAL | 28 235 000 | 20 279 000 | 12 497 023,54 |

Title

Chapter

Heading

Appropriations 2013

Appropriations 2012

Outturn 2011

1

1

STAFF EXPENDITURE

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

15 827 000

10 677 000

5 990 579,35

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

251 000

200 000

80 916,98

1 3

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

1 100 000

770 000

476 640,27

1 4

SOCIAL- MEDICAL INFRASTRUCTURE

153 000

116 000

52 176,93

1 6

TRAINING

123 000

100 000

28 300,51

1 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

10 000

2 000

2 000,—

Title 1 — Total

Title 1 — Total

17 464 000

17 464 000

11 865 000

11 865 000

6 630 614,04

6 630 614,04

2

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

2 669 000

2 805 000

3 076 680,23

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

980 000

590 000

292 621,82

2 2

MOVABLE PROPERTY AND ASSOCIATED COSTS

219 000

150 000

121 180,45

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

554 000

336 000

190 878,96

2 4

POSTAL AND TELECOMMUNICATIONS

279 000

161 000

96 040,31

2 5

INFORMATION AND PUBLISHING

742 000

412 000

159 399,59

2 6

MEETING EXPENSES

382 000

310 000

146 487,08

Title 2 — Total

Title 2 — Total

5 825 000

5 825 000

4 764 000

4 764 000

4 083 288,44

4 083 288,44

3

3

OPERATING EXPENDITURES

OPERATING EXPENDITURES

3 1

COMMON SUPERVISORY CULTURE: TRAINING FOR NATIONAL SUPERVISORS AND STAFF EXCHANGES AND SECONDMENTS

400 000

550 000

89 072,66

3 2

COLLECTION OF INFORMATION; DEVELOPING AND MAINTENANCE OF A CENTRAL EUROPEAN DATABASE

3 695 000

2 950 000

1 654 048,40

3 3

ON SITE INSPECTIONS CRA

350 000

150 000

40 000,—

3 4

STUDIES AND LEGAL ADVICE

301 000

—

0,—

3 5

DATABASES FOR ECONOMIC RESEARCH

200 000

—

0,—

Title 3 — Total

Title 3 — Total

4 946 000

4 946 000

3 650 000

3 650 000

1 783 121,06

1 783 121,06

9

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

p.m.

p.m.

p.m.

Title 9 — Total

Title 9 — Total

p.m.

p.m.

p.m.

p.m.

0,—

0,—

GRAND TOTAL

GRAND TOTAL

28 235 000

28 235 000

20 279 000

20 279 000

12 497 023,54

12 497 023,54

Establishment plan

Establishment plan

| Function group and grade | 2013 | 2012 | 2011 |
| --- | --- | --- | --- |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | — | — | — | — | — |
| AD 15 | — | 1 | — | 1 | — | 1 |
| AD 14 | — | 1 | — | 1 | — | 1 |
| AD 13 | — | | — | 1 | — | — |
| AD 12 | — | 3 | — | 4 | — | 3 |
| AD 11 | — | 5 | — | 4 | — | 4 |
| AD 10 | — | 6 | — | 5 | — | 4 |
| AD 9 | — | 12 | — | 5 | — | 3 |
| AD 8 | — | 24 | — | 11 | — | 7 |
| AD 7 | — | 24 | — | 11 | — | 9 |
| AD 6 | — | 18 | — | 11 | — | 9 |
| AD 5 | — | 12 | — | 9 | — | 8 |
| Total AD | — | 106 | — | 63 | — | 49 |
| AST 11 | — | — | — | 1 | — | 1 |
| AST 10 | — | — | — | 1 | — | 1 |
| AST 9 | — | 1 | — | 2 | — | 2 |
| AST 8 | — | — | — | 1 | — | — |
| AST 7 | — | — | — | 1 | — | 1 |
| AST 6 | — | 1 | — | — | — | — |
| AST 5 | — | 2 | — | — | — | — |
| AST 4 | — | 6 | — | 1 | — | — |
| AST 3 | — | 2 | — | 2 | — | 2 |
| AST 2 | — | 3 | — | 1 | — | 1 |
| AST 1 | — | | — | 2 | — | 1 |
| Total AST | — | 15 | — | 12 | — | 9 |
| Total | — | 121 | — | 75 | — | 58 |
| Grand Total | 121 | 75 | 58 |

Function group and grade

2013

2012

2011

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

—

—

—

—

—

AD 15

—

1

—

1

—

1

AD 14

—

1

—

1

—

1

AD 13

—

—

1

—

—

AD 12

—

3

—

4

—

3

AD 11

—

5

—

4

—

4

AD 10

—

6

—

5

—

4

AD 9

—

12

—

5

—

3

AD 8

—

24

—

11

—

7

AD 7

—

24

—

11

—

9

AD 6

—

18

—

11

—

9

AD 5

—

12

—

9

—

8

Total AD

—

106

—

63

—

49

AST 11

—

—

—

1

—

1

AST 10

—

—

—

1

—

1

AST 9

—

1

—

2

—

2

AST 8

—

—

—

1

—

—

AST 7

—

—

—

1

—

1

AST 6

—

1

—

—

—

—

AST 5

—

2

—

—

—

—

AST 4

—

6

—

1

—

—

AST 3

—

2

—

2

—

2

AST 2

—

3

—

1

—

1

AST 1

—

—

2

—

1

Total AST

—

15

—

12

—

9

Total

Total

—

—

121

121

—

—

75

75

—

—

58

58

Grand Total

Grand Total

121

121

75

75

58

58

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2013 |
| --- | --- |
| FG IV | 10 |
| FG III | 4 |
| FG II | 11 |
| FG I | — |
| Total FG | 25 |
| Seconded national experts posts | 14 |
| Total | 39 |

Contract staff posts

2013

FG IV

10

FG III

4

FG II

11

FG I

—

Total FG

25

Seconded national experts posts

14

Total

Total

39

39

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