Federal Register / Vol. 87, No. 117 / Friday, June 17, 2022 / Notices 36555 

32 17 CFR 200.30–3(a)(12). 

(B) institute proceedings to determine 

whether the proposed rule change 

should be disapproved. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

FINRA–2022–015 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–FINRA–2022–015. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549, on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of such 

filing also will be available for 

inspection and copying at the principal 

office of FINRA. All comments received 

will be posted without change. Persons 

submitting comments are cautioned that 

we do not redact or edit personal 

identifying information from comment 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File Number SR–FINRA– 

2022–015 and should be submitted on 

or before July 8, 2022. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.32

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–13044 Filed 6–16–22; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[SEC File No. 270–245, OMB Control No. 

3235–0204] 

Submission for OMB Review; 

Comment Request Extension: Rule 

19d–3 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE, Washington, DC 

20549–2736 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the 

Securities and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for approval of 

extension of the previously approved 

collection of information provided for in 

Rule 19d–3 (17 CFR 240.19d–3) under 

the Securities Exchange Act of 1934 (17 

U.S.C. 78a et seq.). 

Rule 19d–3 prescribes the form and 

content of applications to the 

Commission by persons seeking 

Commission review of final disciplinary 

actions against them taken by selfregulatory organizations (‘‘SROs’’) for 

which the Commission is the 

appropriate regulatory agency. The 

Commission uses the information 

provided in the application filed 

pursuant to Rule 19d–3 to review final 

actions taken by SROs including: (1) 

final disciplinary sanctions; (2) denial 

or conditioning of membership, 

participation or association; and (3) 

prohibitions or limitations of access to 

services offered by a SRO or member 

thereof. 

The staff estimates that 32 

respondents will file one application 

pursuant to Rule 19b–3 each year. The 

staff estimates that the average number 

of hours necessary to comply with the 

requirements of Rule 19d–3 is 

approximately eighteen hours. We 

estimate that approximately 16 firms or 

natural persons would draft the 

applications themselves, and therefore 

incur an hour burden of 18 hours each 

(a total hour burden of 288), and that 16 

would hire outside counsel, and 

therefore incur a cost burden of $8,496 

each (a total cost burden of $135,936). 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

under the PRA unless it displays a 

currently valid OMB control number. 

The public may view background 

documentation for this information 

collection at the following website: 

www.reginfo.gov. Find this particular 

information collection by selecting 

‘‘Currently under 30-day Review—Open 

for Public Comments’’ or by using the 

search function. Written comments and 

recommendations for the proposed 

information collection should be sent by 

July 18, 2022 to (i) www.reginfo.gov/ 

public/do/PRAMain and (ii) David 

Bottom, Director/Chief Information 

Officer, Securities and Exchange 

Commission, c/o John Pezzullo, 100 F 

Street NE, Washington, DC 20549, or by 

sending an email to: PRA_Mailbox@

sec.gov. 

Dated: June 13, 2022. 

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2022–13048 Filed 6–16–22; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[SEC File No. 270–242, OMB Control No. 

3235–0206] 

Submission for OMB Review; 

Comment Request Extension: Rule 

19d–1 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street, NE Washington, DC 

20549–2736 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the 

Securities and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for approval of 

extension of the previously approved 

collection of information provided for in 

Rule 19d–1 (17 CFR 240.19d–1) under 

the Securities Exchange Act of 1934 (17 

U.S.C. 78a et seq.) (‘‘Exchange Act’’). 

Rule 19d–1 prescribes the form and 

content of notices to be filed with the 

Commission by self-regulatory 

organizations (‘‘SROs’’) for which the 

Commission is the appropriate 

regulatory agency concerning the 

following final SRO actions: (1) 

disciplinary actions with respect to any 

person; (2) denial, bar, prohibition, or 

limitation of membership, participation 

or association with a member or of 

access to services offered by an SRO or 


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