alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit
      32.2





CERTTIFICATION
      OF PRINCIPAL FINANCIAL AND ACCOUNTING OFFICER


PURSUANT
      TO 18U.S.C. SECTION 1350




In
      connection with the Quarterly Report of AT&S Holdings, Inc. (the "Company")
      on Form 10-QSB for the period ended March 31, 2007, as filed with the Securities
      and Exchange Commission on the date hereof (the "Report"), I, Richard G. Honan
      II, Principal Financial and Accounting Officer of the Company, certify, pursuant
      to 18 U.S.C.1350, that:





·


The
      Report fully complies with the requirements of Section 13(a) or 15(d) of the
      Securities Exchange Act of 1934; and





·


The
      information contained in the Report fairly presents, in all material respects,
      the financial condition and results of operations of the Company.








Dated:
       May 22, 2007








//s//
      Richard G. Honan II


------------------------


Richard
      G. Honan II


Principal
      Financial and Accounting Officer
<PAGE>

                        SMITH BARNEY SECTOR SERIES INC.
                                 on behalf of
                      Smith Barney Global Technology Fund
                                 (the "Fund")

                       Supplement dated July 11, 2001 to
                      Prospectus dated February 28, 2001

   The following information revises and supersedes, as applicable, the
information set forth in the Prospectus of the Fund under "Annual Fund
Operating Expenses":

<TABLE>
<CAPTION>
Annual Fund Operating Expenses
   (expenses deducted from fund assets)   Class A Class B Class L Class Y **
<S>                                       <C>     <C>     <C>     <C>
  Management fee......................... 0.95%   0.95%   0.95%    0.95%
  Distribution and service (12-b1) fees.. 0.25%   1.00%   1.00%     None
  Other Expenses......................... 9.16%   9.13%   9.13%    9.16%

-----------------------------------------------------------------------------
Total annual fund operating expenses**    10.36%  11.08%  11.08%    10.11%

-----------------------------------------------------------------------------
</TABLE>
--------
** For Class Y shares, "Other Expenses" have been estimated based on experts
   incurred by Class A shares because no Class Y shares were outstanding during
   the most recent fiscal period.
***Currently the manager has agreed to voluntarily waive a portion of the
   management fees and reimburse a portion of "Other expenses" to limit total
   annual fund operating expenses as indicated in the table below.

<TABLE>
<CAPTION>
                                           Class A Class B Class L
<S>                                        <C>     <C>     <C>
   Management fee.........................  0.00%   0.00%   0.00%
   Other Expenses.........................  1.25%   1.25%   1.25%
   Total annual fund operating expenses...  1.50%   2.25%   2.25%
</TABLE>

   The manager may change or eliminate the management fee waiver and/or
   voluntary expense limitation at any time.

FD 02335
Quentin HERNDON, Petitioner v. UNITED STATES

No. 19-6793

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Eighth Circuit denied.
JONES v. LAKE HICKORY R.V. RESORT.

No. 113A04.

Supreme Court of North Carolina.

August 25, 2004.

Michael W. Clark, Bruce W. Berger, Raleigh, for Jones.

The following order has been entered on the motion filed on the 24th day of August 2004 by Defendant to deem brief timely filed:

> *882"Motion Allowed by order of the Court in conference this the 25th day of August 2004."
STATE of North Carolina v. Jeffrey Leonard SHUFORD.

No. 64P04.

Supreme Court of North Carolina.

August 12, 2004.

Charlesena Walker, Assistant Appellate Defender, for Jeffrey Leonard Shuford.

Jeffrey Leonard Shuford, Pro Se.

David L. Elliott, Assistant Attorney General, William C. Young, District Attorney, for State.

***ORDER***

Upon consideration of the petition filed on the 10th day of February 2004 by Defendant in this matter for discretionary review of the decision of the North Carolina Court of Appeals pursuant to G.S. 7A-31, the following order was entered and is hereby certified to the North Carolina Court of Appeals:

> "Denied by order of the Court in conference, this the 12th day of August 2004."
EXHIBIT 31.1

    CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

I,  Caroline  Rechia,  the  President,  Chief Executive Officer, Chief Financial
Officer  and  Principal  Accounting Officer of Northridge Ventures Inc., certify
that:

1.     I have reviewed this quarterly report on Form 10-Q of Northridge Ventures
Inc.;

2.     Based  on my knowledge, this report does not contain any untrue statement
of  a  material  fact  or  omit  to  state a material fact necessary to make the
statements  made, in light of the circumstances under which such statements were
made,  not  misleading  with  respect  to  the  period  covered  by this report;

3.     Based  on  my  knowledge,  the  financial statements, and other financial
information included in this report, fairly present in all material respects the
financial  condition, results of operations and cash flows of the small business
issuer  as  of,  and  for,  the  periods  presented  in  this  report;

4.     I am responsible for establishing and maintaining disclosure controls and
procedures (as defined in Exchange Act Rules 13a-14 and 15d-14) for the
registrant and I have:

a)     designed such disclosure controls and procedures to ensure that material
information relating to the registrant, including its consolidated subsidiaries,
is made known to me by others within those entities, particularly during the
period in which this quarterly report is being prepared;

b)     evaluated the effectiveness of the registrant's disclosure controls and
procedures as of a date within 90 days prior to the filing date of this
quarterly report (the "Evaluation Date"); and

c)     presented in this quarterly report our conclusions about the
effectiveness of the disclosure controls and procedures based on my evaluation
as of the Evaluation Date;

5.     I have disclosed, based on our most recent evaluation, to the
registrant's auditors and the audit committee of registrant's board of directors
(or persons performing the equivalent function):

a)     all significant deficiencies in the design or operation of internal
controls which could adversely affect the registrant's ability to record,
process, summarize and report financial data and have identified for the
registrant's auditors any material weaknesses in internal controls; and

b)     any fraud, whether or not material, that involves management or other
employees who have a significant role in the registrant's internal controls.

6.     I have indicated in this quarterly report whether there were significant
changes in internal controls or in other factors that could significantly affect
internal controls subsequent to the date of my most recent evaluation, including
any corrective actions with regard to significant deficiencies and material
weaknesses.

October  7,  2010



By  /s/  Caroline  Rechia
Caroline Rechia
President, Chief Executive Officer,
Chief Financial Officer and
Principal Accounting Officer
# Official Journal L 175/2020

| | ISSN 1977-0677 |
| --- | --- |
| Official Journal
  of the European Union | L 175 |
| | |
| English edition | Legislation | Volume 634 June 2020 |

ISSN 1977-0677

Official Journal

of the European Union

L 175

English edition

Legislation

Volume 634 June 2020

---

| Contents | | II   Non-legislative acts | page |
| --- | --- | --- | --- |
| | | REGULATIONS |
| | * | Commission Implementing Regulation (EU) 2020/738 of 2 June 2020 amending Implementing Regulation (EU) 2019/1286 imposing a definitive countervailing duty on imports of certain polyethylene terephthalate (PET) originating in India | 1 |
| | | DIRECTIVES |
| | * | Commission Directive (EU) 2020/739 of 3 June 2020 amending Annex III to Directive 2000/54/EC of the European Parliament and of the Council as regards the inclusion of SARS-CoV-2 in the list of biological agents known to infect humans and amending Commission Directive (EU) 2019/1833 | 11 |

Contents

II   Non-legislative acts

page

REGULATIONS

*

Commission Implementing Regulation (EU) 2020/738 of 2 June 2020 amending Implementing Regulation (EU) 2019/1286 imposing a definitive countervailing duty on imports of certain polyethylene terephthalate (PET) originating in India

1

DIRECTIVES

*

Commission Directive (EU) 2020/739 of 3 June 2020 amending Annex III to Directive 2000/54/EC of the European Parliament and of the Council as regards the inclusion of SARS-CoV-2 in the list of biological agents known to infect humans and amending Commission Directive (EU) 2019/1833

11

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.
Exhibit



Exhibit 10.13



SECOND AMENDMENT TO GE GLOBAL EMPLOYEE SERVICES AGREEMENT
This Second Amendment to the GE Global Employee Services Agreement (this “Amendment”) is made and entered into on July 31, 2019 and shall be effective on the Trigger Date (as defined below), by and between General Electric Company, a New York corporation (“GE”) in its name and on its behalf and on behalf of its Affiliates, subsidiaries, partnerships and branches, and Baker Hughes, A GE company, LLC, a Delaware limited liability company (“Baker Hughes”) in its name and on its behalf and on behalf of its Affiliates, subsidiaries, partnerships, and branches, and amends the GE Global Employee Services Agreement, effective as of July 3, 2017, by and between GE and Baker Hughes and amended on May 24, 2018 (the “GE Global Employee Services Agreement”). Capitalized terms used but not defined in this Amendment shall have the respective meanings ascribed to them in the GE Global Employee Services Agreement.
WHEREAS, the parties desire to amend the GE Global Employee Services Agreement, as set forth herein.
NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:
		
	1.
	“Trigger Date” shall have the meaning ascribed to it in the Stockholders Agreement, dated as of July 3, 2017 (as it may be amended, supplemented or modified from time to time), between GE and Baker Hughes. 


		
	2.
	Schedule 1.1 of the GE Global Employee Services Agreement is hereby replaced in its entirety with Schedule A attached to this Amendment.


		
	3.
	The provisions of Article II of the GE Global Employee Services Agreement are incorporated herein by reference, mutatis mutandis, to be applied and construed consistent with the application of such provisions in the GE Global Employee Services Agreement. This Amendment shall constitute a written instrument executed by each of the parties in accordance with Section 3.9 of the GE Global Employee Services Agreement.


		
	4.
	Except as specifically amended by this Amendment, all other terms and conditions of the GE Global Employee Services Agreement shall continue in full force and effect.




[Signature Page Follows]











IN WITNESS WHEREOF, the parties have caused this Amendment to be duly executed as of the date first above written.






	
	
	GENERAL ELECTRIC COMPANY






By:/s/ John Godsman
Name:  John Godsman
Title:  Vice President

	 

	 

	BAKER HUGHES, A GE COMPANY, LLC






By:/s/ Lee Whitley
Name:  Lee Whitley
Title:  Corporate Secretary
Exhibit






EXHIBIT 10.2  
SECOND AMENDMENT TO THE  
COLUMBIA STATE BANK  
ENDORSEMENT METHOD SPLIT DOLLAR AGREEMENT 
(By and Between COLUMBIA STATE BANK and DAVID LAWSON ) 
 
This Second Amendment to the Columbia State Bank Endorsement Method Split Dollar Agreement (hereinafter “Second Amendment”) is made and entered into effective as of May 31, 2019, by and between Columbia State Bank (“Bank”) and David Lawson (“Insured"). This Second Amendment hereby amends the June 1, 2013 Columbia State Bank Endorsement Method Split Dollar Agreement by and between the parties (“Agreement”, as amended), as follows: 
 
Paragraph 6A of the Original Agreement shall be deleted in its entirety and shall be replaced with the following: 
 
A. In the event Insured has not yet Separated From Service at the time of death, then, upon Insured’s death, Insured’s Beneficiary(ies) shall be entitled to receive an amount equal to the lesser of the following: 
 
		
	(i)
	One Hundred percent (100%) NAR; or  


		
	(ii)
	Ten (10) times the annual Executive Benefit calculated as would be due under the First Amended and Restated Columbia State Bank Supplemental Executive Retirement Plan Agreement between the parties with an effective date of February 27, 2015 (“SERP Agreement”, as amended), and determined as of the later of Insured’s date of death or the attainment of the Normal Retirement Age. In addition, if Insured dies before attaining the Normal Retirement Age, the Executive Benefit shall reflect an assumed annual Base Salary increase of Three Percent (3%) on each anniversary of Insured’s death until such time as Insured would have attained the Normal Retirement Age. Any capitalized term that is not defined in the Agreement or any amendment thereto shall be defined as in the SERP Agreement. 


 
To the extent that any paragraph, term, or provision of the Agreement is not specifically amended herein, or in any other amendment thereto, said paragraph, term, or provision shall remain in full force and effect as set forth in said Agreement. 
 
IN WITNESS WHEREOF, the Insured and a duly authorized Bank officer have signed this Second Amendment as of the written date. 
 
COLUMBIA STATE BANK  
  
/s/ Clint Stein                                                            Date: May 31, 2019                                               
Authorized Bank Officer 
                                  
/s/ David Lawson                                                      Date: May 31, 2019                                               
Insured- Signature
Wayne Neville MORRIS, Petitioner v. UNITED STATES.

No. 19-6418

Supreme Court of the United States.

December 9, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
N.E. L., et al., Petitioners v. Monica GILDNER, et al.

No. 19-649

Supreme Court of the United States.

January 21, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Tenth Circuit denied.
Exhibit 32.1
 
 CERTIFICATION PURSUANT TO
 18 U.S.C. ss.1350, AS ADOPTED PURSUANT TO
 SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
 In connection with the Annual Report of Integral Technologies, Inc. (the “:Company”) on Form 10-K for the fiscal year ended June 30, 2010 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William S. Robinson, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. section 906 of the Sarbanes-Oxley Act of 2002, that:
 
 (1)           The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 (2)           The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.
 
 A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.
 
 
 September 28, 2010/s/ William S. RobinsonWilliam S. Robinson, Chief Executive Officer
EXHIBIT 32.1

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


In connection with the Report on Form 10-QSB (the "Report") of Del Mar Income
Partners, Ltd. (the "Company") for the quarter ended September 30, 2007, each of
the undersigned, Stephen D. Replin, the Chief Executive Officer of the Company,
and Wanda E. Wages, the Secretary and Treasurer of the Company, each hereby
certifies that, to the best of her/his knowledge:

     1. The Report fully complies with the requirements of section 13(a) or
15(d) of the Securities Exchange Act of 1934, as amended; and


     2. The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.


Dated:  November 8, 2007


/s/ Stephen D. Replin                             /s/ Wanda E. Wages
---------------------                             -----------------
 Stephen D. Replin                                Wanda E. Wages
 Chief Executive Officer                          Secretary and Treasurer
(Principal Executive Officer)                    (Principal Financial Officer)
<TABLE> <S> <C>

<ARTICLE>                                            5
<RESTATED>
<MULTIPLIER>                                 1,000,000
       
<S>                                        <C>
<PERIOD-TYPE>                              9-MOS
<FISCAL-YEAR-END>                          DEC-31-1996
<PERIOD-END>                               SEP-30-1996
<CASH>                                             388
<SECURITIES>                                         0
<RECEIVABLES>                                      514
<ALLOWANCES>                                         8
<INVENTORY>                                        454
<CURRENT-ASSETS>                                 2,088
<PP&E>                                           1,977
<DEPRECIATION>                                     784
<TOTAL-ASSETS>                                   6,179
<CURRENT-LIABILITIES>                              840
<BONDS>                                          3,650
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                             0
<OTHER-SE>                                         501
<TOTAL-LIABILITY-AND-EQUITY>                     6,179
<SALES>                                              0
<TOTAL-REVENUES>                                 2,279
<CGS>                                            1,711
<TOTAL-COSTS>                                    2,074
<OTHER-EXPENSES>                                    31
<LOSS-PROVISION>                                  (242)
<INTEREST-EXPENSE>                                 146
<INCOME-PRETAX>                                    270
<INCOME-TAX>                                       167
<INCOME-CONTINUING>                                103
<DISCONTINUED>                                  (3,164)
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    (3,064)
<EPS-PRIMARY>                                   (41.17)
<EPS-DILUTED>                                   (41.17)
        



</TABLE>
SMITH BARNEY AGGRESSIVE GROWTH FUND INC.
                        10f-3 REPORT
            March 1, 1997 through August 31, 1997
                              

                                                  % of
Trade                         Purchase       Fund % of
Issuer              Date Selling Dealer      Shares    Price
Assets    Issue

Omni Quip      3/20/97   Morgan Stanley      25,000
$14.000        0.0500%   2.73%

Closure Medical Corp.    3/27/97   Lehman Brothers
25,000      12.875       0.0500    1.67

Flagstar Bancorp.        4/30/97   Lehman Brother
30,000      13.000       0.0600    0.60

Rambus Inc.         5/13/97   Morgan Stanley           250
12.000         0.0004    0.41

Amazon Comm. Inc.   5/15/97   Deutsche Morgan
5,000       18.000       0.0100    1.04
                      Grenfell

Hartford Life       5/21/97   Goldman Sachs         5,000
28.250         0.0200    0.26

Carey Int'l         5/27/97   Montgomery Sec.
25,000      10.500       0.0400    0.86

RyanAir Holdings         5/29/97   Morgan Stanley
500    14.730       0.0010    0.05

Iridium World Comm. 6/9/97    Merrill Lynch         2,000
20.000         0.63 0.02

Polo Ralph Lauren        6/11/97   Goldman Sachs
2,000       26.000       0.09 0.01

Great Plains Software    6/20/97   Goldman Sachs
52,000      16.000       0.25 0.05

Staff Leasing       6/25/97   Lehman Brothers
2,500       17.000       1.00 0.06

Equity Officer Properties     7/7/97    Merrill Lynch
1,000       21.000       0.19 0.00

At Home Network          7/11/97   Morgan Stanley
500    10.000       0.20 0.01

ARM Financial Group Inc. 8/7/97    DLJ            10,000
27.000         0.01 0.09

Dennison Hydraulic  8/7/97    Lehman Brothers
75,000      16.000       1.00 2.00

Ispat Int'l              8/7/97    DLJ            10,000
27.000         0.10 0.05

Gulf Mark Offshore Inc.  8/14/97   Lehman Brothers
15,000      32.000       1.00 1.50