# Official Journal L 123/2009

| | ISSN 1725-2555
  doi:10.3000/17252555.L_2009.123.eng |
| --- | --- |
| Official Journal
  of the European Union | L 123 |
| | |
| English edition | Legislation | Volume 5219 May 2009 |

ISSN 1725-2555

doi:10.3000/17252555.L_2009.123.eng

Official Journal

of the European Union

L 123

English edition

Legislation

Volume 5219 May 2009

---

| Contents | | I   Acts adopted under the EC Treaty/Euratom Treaty whose publication is obligatory | page |
| --- | --- | --- | --- |
| | | REGULATIONS |
| | | Commission Regulation (EC) No 406/2009 of 18 May 2009 establishing the standard import values for determining the entry price of certain fruit and vegetables | 1 |
| | * | Commission Regulation (EC) No 407/2009 of 14 May 2009 amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein | 3 |
| | * | Commission Regulation (EC) No 408/2009 of 18 May 2009 amending Regulation (EC) No 793/2006 laying down certain detailed rules for applying Council Regulation (EC) No 247/2006 laying down specific measures for agriculture in the outermost regions of the Union | 62 |
| | * | Commission Regulation (EC) No 409/2009 of 18 May 2009 establishing Community conversion factors and presentation codes used to convert fish processed weight into fish live weight, and amending Commission Regulation (EEC) No 2807/83 | 78 |

Contents

I   Acts adopted under the EC Treaty/Euratom Treaty whose publication is obligatory

page

REGULATIONS

Commission Regulation (EC) No 406/2009 of 18 May 2009 establishing the standard import values for determining the entry price of certain fruit and vegetables

1

*

Commission Regulation (EC) No 407/2009 of 14 May 2009 amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein

3

*

Commission Regulation (EC) No 408/2009 of 18 May 2009 amending Regulation (EC) No 793/2006 laying down certain detailed rules for applying Council Regulation (EC) No 247/2006 laying down specific measures for agriculture in the outermost regions of the Union

62

*

Commission Regulation (EC) No 409/2009 of 18 May 2009 establishing Community conversion factors and presentation codes used to convert fish processed weight into fish live weight, and amending Commission Regulation (EEC) No 2807/83

78

| | | II   Acts adopted under the EC Treaty/Euratom Treaty whose publication is not obligatory |
| --- | --- | --- |
| | | DECISIONS |
| | | Council |
| | | 2009/388/EC |
| | * | Council Decision of 11 May 2009 appointing and replacing members of the Governing Board of the European Centre for the Development of Vocational Training | 86 |
| | | Commission |
| | | 2009/389/EC |
| | * | Commission Decision of 16 July 2008 on the State aid which Italy proposes to grant to the steel company Lucchini Siderurgica SpA (C 25/2000 (ex N 149/99))
  (notified under document number C(2008) 3515)

   (
  1
  ) | 87 |
| | | GUIDELINES |
| | | European Central Bank |
| | | 2009/390/EC |
| | * | Guideline of the European Central Bank of 7 May 2009 amending Guideline ECB/2007/2 on a Trans-European Automated Real-time Gross Settlement Express Transfer system (TARGET2) (ECB/2009/9) | 94 |
| | | 2009/391/EC |
| | * | Guideline of the European Central Bank of 7 May 2009 amending Guideline ECB/2000/7 on monetary policy instruments and procedures of the Eurosystem (ECB/2009/10) | 99 |

II   Acts adopted under the EC Treaty/Euratom Treaty whose publication is not obligatory

DECISIONS

Council

2009/388/EC

*

Council Decision of 11 May 2009 appointing and replacing members of the Governing Board of the European Centre for the Development of Vocational Training

86

Commission

2009/389/EC

*

Commission Decision of 16 July 2008 on the State aid which Italy proposes to grant to the steel company Lucchini Siderurgica SpA (C 25/2000 (ex N 149/99))
  (notified under document number C(2008) 3515)

   (
  1
  )

(notified under document number C(2008) 3515)

1

87

GUIDELINES

European Central Bank

2009/390/EC

*

Guideline of the European Central Bank of 7 May 2009 amending Guideline ECB/2007/2 on a Trans-European Automated Real-time Gross Settlement Express Transfer system (TARGET2) (ECB/2009/9)

(ECB/2009/9)

94

2009/391/EC

*

Guideline of the European Central Bank of 7 May 2009 amending Guideline ECB/2000/7 on monetary policy instruments and procedures of the Eurosystem (ECB/2009/10)

(ECB/2009/10)

99

| | | Corrigenda |
| --- | --- | --- |
| | * | Corrigendum to Commission Regulation (EC) No 275/2009 of 2 April 2009 amending Council Regulation (EC) No 872/2004 concerning further restrictive measures in relation to Liberia ( OJ L 91, 3.4.2009 ) | 100 |

Corrigenda

*

Corrigendum to Commission Regulation (EC) No 275/2009 of 2 April 2009 amending Council Regulation (EC) No 872/2004 concerning further restrictive measures in relation to Liberia ( OJ L 91, 3.4.2009 )

100

| | |
| --- | --- |
| | (1)   Text with EEA relevance |

---

(1)   Text with EEA relevance

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.

---

I Acts adopted under the EC Treaty/Euratom Treaty whose publication is obligatory

REGULATIONS

| 19.5.2009 | EN | Official Journal of the European Union | L 123/1 |
| --- | --- | --- | --- |

19.5.2009

EN

Official Journal of the European Union

L 123/1

---

COMMISSION REGULATION (EC) No 406/2009

of 18 May 2009

establishing the standard import values for determining the entry price of certain fruit and vegetables

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community,

Having regard to Council Regulation (EC) No 1234/2007 of 22 October 2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) (1),

Having regard to Commission Regulation (EC) No 1580/2007 of 21 December 2007 laying down implementing rules for Council Regulations (EC) No 2200/96, (EC) No 2201/96 and (EC) No 1182/2007 in the fruit and vegetable sector (2), and in particular Article 138(1) thereof,

Whereas:

Regulation (EC) No 1580/2007 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XV, Part A thereto,

HAS ADOPTED THIS REGULATION:

Article 1

The standard import values referred to in Article 138 of Regulation (EC) No 1580/2007 are fixed in the Annex hereto.

Article 2

This Regulation shall enter into force on 19 May 2009.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 18 May 2009.

For the Commission

Jean-Luc DEMARTY

Director-General for Agriculture and Rural Development

---

(1)  
  OJ L 299, 16.11.2007, p. 1.

1

(2)  
  OJ L 350, 31.12.2007, p. 1.

2

---

ANNEX

Standard import values for determining the entry price of certain fruit and vegetables

| (EUR/100 kg) |
| --- |
| CN code | Third country code (1) | Standard import value |
| 0702 00 00 | JO | 73,9 |
| MA | 44,2 |
| MK | 80,5 |
| TN | 115,0 |
| TR | 95,0 |
| ZZ | 81,7 |
| 0707 00 05 | EG | 131,0 |
| JO | 155,5 |
| MA | 32,7 |
| TR | 135,1 |
| ZZ | 113,6 |
| 0709 90 70 | JO | 216,7 |
| TR | 120,7 |
| ZZ | 168,7 |
| 0805 10 20 | EG | 44,0 |
| IL | 55,5 |
| MA | 48,4 |
| TN | 49,2 |
| TR | 107,8 |
| US | 49,3 |
| ZA | 56,7 |
| ZZ | 58,7 |
| 0805 50 10 | AR | 50,9 |
| TR | 50,7 |
| ZA | 51,7 |
| ZZ | 51,1 |
| 0808 10 80 | AR | 81,5 |
| BR | 77,9 |
| CL | 82,4 |
| CN | 91,5 |
| MK | 42,0 |
| NZ | 101,5 |
| US | 125,7 |
| UY | 71,7 |
| ZA | 83,4 |
| ZZ | 84,2 |

(EUR/100 kg)

CN code

Third country code (1)

Standard import value

0702 00 00

JO

73,9

MA

44,2

MK

80,5

TN

115,0

TR

95,0

ZZ

81,7

0707 00 05

EG

131,0

JO

155,5

MA

32,7

TR

135,1

ZZ

113,6

0709 90 70

JO

216,7

TR

120,7

ZZ

168,7

0805 10 20

EG

44,0

IL

55,5

MA

48,4

TN

49,2

TR

107,8

US

49,3

ZA

56,7

ZZ

58,7

0805 50 10

AR

50,9

TR

50,7

ZA

51,7

ZZ

51,1

0808 10 80

AR

81,5

BR

77,9

CL

82,4

CN

91,5

MK

42,0

NZ

101,5

US

125,7

UY

71,7

ZA

83,4

ZZ

84,2

---

(1)  Nomenclature of countries laid down by Commission Regulation (EC) No 1833/2006 (OJ L 354, 14.12.2006, p. 19). Code ‘
  ZZ
  ’ stands for ‘of other origin’.

---

| 19.5.2009 | EN | Official Journal of the European Union | L 123/3 |
| --- | --- | --- | --- |

19.5.2009

EN

Official Journal of the European Union

L 123/3

---

COMMISSION REGULATION (EC) No 407/2009

of 14 May 2009

amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community,

Having regard to Council Regulation (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein (1), and in particular Article 19(3) thereof,

Whereas:

| (1) | Regulation (EC) No 338/97 lists animal and plant species in respect of which trade is restricted or controlled. Those lists incorporate the lists set out in the Appendices to the Convention on International Trade in Endangered Species of Wild Fauna and Flora, hereinafter ‘the CITES Convention’. |
| --- | --- |

(1)

Regulation (EC) No 338/97 lists animal and plant species in respect of which trade is restricted or controlled. Those lists incorporate the lists set out in the Appendices to the Convention on International Trade in Endangered Species of Wild Fauna and Flora, hereinafter ‘the CITES Convention’.

| (2) | The following species have been added to Appendix III to the CITES Convention at the request of China: Corallium elatius, Corallium japonicum, Corallium konjoi and Corallium secundum. |
| --- | --- |

(2)

The following species have been added to Appendix III to the CITES Convention at the request of China: Corallium elatius, Corallium japonicum, Corallium konjoi and Corallium secundum.

| (3) | The species Crax daubentoni, Crax globulosa, Crax rubra, Ortalis vetula, Pauxi pauxi, Penelopina nigra, Arborophila campbelli, Arborophila charltonii, Lophura erythrophthalma, Lophura ignita, Semnornis ramphastinus, Baillonius bailloni, Pteroglossus castanotis, Ramphastos dicolorus and Selenidera maculirostris – which are currently included in Annex B to the Annex to Regulation (EC) No 338/97 – are not subject to levels of international trade that might be incompatible with its survival but are included in Appendix III to the CITES Convention at the requests of Colombia, Costa Rica, Guatemala, Honduras, Malaysia and Argentina, and should therefore be transferred from Annex B to Annex C to the Annex to Regulation (EC) No 338/97. |
| --- | --- |

(3)

The species Crax daubentoni, Crax globulosa, Crax rubra, Ortalis vetula, Pauxi pauxi, Penelopina nigra, Arborophila campbelli, Arborophila charltonii, Lophura erythrophthalma, Lophura ignita, Semnornis ramphastinus, Baillonius bailloni, Pteroglossus castanotis, Ramphastos dicolorus and Selenidera maculirostris – which are currently included in Annex B to the Annex to Regulation (EC) No 338/97 – are not subject to levels of international trade that might be incompatible with its survival but are included in Appendix III to the CITES Convention at the requests of Colombia, Costa Rica, Guatemala, Honduras, Malaysia and Argentina, and should therefore be transferred from Annex B to Annex C to the Annex to Regulation (EC) No 338/97.

| (4) | The species Phyllomedusa sauvagii, Leptodactylus laticeps, Limnonectes macrodon, Rana shqiperica, Ranodon sibiricus, Bolitoglossa dofleini, Cynops ensicauda, Echinotriton andersoni, Pachytriton labiatus, Paramesotriton spp., Salamandra algira and Tylototriton spp. – which are currently not listed in the Annex to Regulation (EC) No 338/97 – are being imported into the Community in such numbers as to warrant monitoring. Those species should therefore be included in Annex D to the Annex to Regulation (EC) No 338/97. |
| --- | --- |

(4)

The species Phyllomedusa sauvagii, Leptodactylus laticeps, Limnonectes macrodon, Rana shqiperica, Ranodon sibiricus, Bolitoglossa dofleini, Cynops ensicauda, Echinotriton andersoni, Pachytriton labiatus, Paramesotriton spp., Salamandra algira and Tylototriton spp. – which are currently not listed in the Annex to Regulation (EC) No 338/97 – are being imported into the Community in such numbers as to warrant monitoring. Those species should therefore be included in Annex D to the Annex to Regulation (EC) No 338/97.

| (5) | At the 14th Conference of the Parties to CITES in June 2007 new nomenclatural references for animals were adopted. Some inconsistencies between the CITES Appendices and the scientific names in those nomenclatural references as regards the species Asarcornis scutulata and Pezoporus occidentalis, the families Rheobatrachidae and Phasianidae as well as the order Scandentia were discovered. Since those inconsistencies also appear in the Annex to Regulation (EC) No 338/97, it should be adapted accordingly. |
| --- | --- |

(5)

At the 14th Conference of the Parties to CITES in June 2007 new nomenclatural references for animals were adopted. Some inconsistencies between the CITES Appendices and the scientific names in those nomenclatural references as regards the species Asarcornis scutulata and Pezoporus occidentalis, the families Rheobatrachidae and Phasianidae as well as the order Scandentia were discovered. Since those inconsistencies also appear in the Annex to Regulation (EC) No 338/97, it should be adapted accordingly.

| (6) | In view of the extent of the amendments it is appropriate, for clarity purposes, to replace the Annex to Regulation (EC) No 338/97 in its entirety. |
| --- | --- |

(6)

In view of the extent of the amendments it is appropriate, for clarity purposes, to replace the Annex to Regulation (EC) No 338/97 in its entirety.

| (7) | The measures provided for in this Regulation are in accordance with the opinion of the Committee on Trade in Wild Fauna and Flora established pursuant to Article 18 of Regulation (EC) No 338/97, |
| --- | --- |

(7)

The measures provided for in this Regulation are in accordance with the opinion of the Committee on Trade in Wild Fauna and Flora established pursuant to Article 18 of Regulation (EC) No 338/97,

HAS ADOPTED THIS REGULATION:

Article 1

The Annex to Regulation (EC) No 338/97 is replaced by the text in the Annex to this Regulation.

Article 2

This Regulation shall enter into force on the third day following its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 14 May 2009.

For the Commission

Stavros DIMAS

Member of the Commission

---

(1)  
  OJ L 61, 3.3.1997, p. 1.

1

---

ANNEX

‘ANNEX

Notes on interpretation of Annexes A, B, C and D

| 1. | Species included in these Annexes A, B, C and D are referred to:


  (a) | by the name of the species; or |
| --- | --- | --- |

1.

(a)

by the name of the species; or

| (b) | as being all of the species included in a higher taxon or designated part thereof. |
| --- | --- |

(b)

as being all of the species included in a higher taxon or designated part thereof.

| 2. | The abbreviation “spp.” is used to denote all species of a higher taxon. |
| --- | --- |

2.

| 3. | Other references to taxa higher than species are for the purposes of information or classification only. |
| --- | --- |

3.

| 4. | Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Council Directive 79/409/EEC (“Birds Directive”) or Council Directive 92/43/EEC (“Habitats Directive”). |
| --- | --- |

4.

| 5. | The following abbreviations are used for plant taxa below the level of species:


  (a) | “ssp.” is used to denote subspecies; |
| --- | --- | --- |

5.

(a)

“ssp.” is used to denote subspecies;

| (b) | “var(s).” is used to denote variety (varieties); and |
| --- | --- |

(b)

“var(s).” is used to denote variety (varieties); and

| (c) | “fa” is used to denote forma. |
| --- | --- |

(c)

“fa” is used to denote forma.

| 6. | The symbols “(I)”, “(II)” and “(III)” placed against the name of a species or higher taxon refer to the Appendices of the Convention in which the species concerned are listed as indicated in notes 7 to 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention. |
| --- | --- |

6.

| 7. | (I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention. |
| --- | --- |

7.

| 8. | (II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention. |
| --- | --- |

8.

| 9. | (III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated. |
| --- | --- |

9.

| 10. | Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to the provisions of this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes. |
| --- | --- |

10.

| 11. | When a species is included in Annex A, B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t) of this Regulation, the symbol “#” followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of the Regulation as follows:


  #1 | Designates all parts and derivatives, except:


  (a) | seeds, spores and pollen (including pollinia); |
| --- | --- | --- | --- |

11.

# 1

Designates all parts and derivatives, except:

(a)

seeds, spores and pollen (including pollinia);

| (b) | seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; |
| --- | --- |

(b)

seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

| (c) | cut flowers of artificially propagated plants; and |
| --- | --- |

(c)

cut flowers of artificially propagated plants; and

| (d) | fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla. |
| --- | --- |

(d)

fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.

# 2

Designates all parts and derivations, except:

| (a) | seeds and pollen; and |
| --- | --- |

(a)

seeds and pollen; and

| (b) | finished products packaged and ready for retail trade. |
| --- | --- |

(b)

finished products packaged and ready for retail trade.

# 3

Designates whole and sliced roots and parts of roots.

# 4

Designates all parts and derivatives, except:

| (a) | seeds, except those from Mexican cacti originating in Mexico, and pollen; |
| --- | --- |

(a)

seeds, except those from Mexican cacti originating in Mexico, and pollen;

| (b) | seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; |
| --- | --- |

(b)

seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

| (c) | cut flowers of artificially propagated plants; |
| --- | --- |

(c)

cut flowers of artificially propagated plants;

| (d) | fruits and parts and derivatives thereof of naturalised or artificially propagated plants; and |
| --- | --- |

(d)

fruits and parts and derivatives thereof of naturalised or artificially propagated plants; and

| (e) | separate stem joints (pads) and parts and derivatives thereof of naturalised or artifically propagated plants of the genus Opuntia subgenus Opuntia. |
| --- | --- |

(e)

separate stem joints (pads) and parts and derivatives thereof of naturalised or artifically propagated plants of the genus Opuntia subgenus Opuntia.

# 5

Designates logs, sawn wood and veneer sheets.

# 6

Designates logs, sawn wood, veneer sheets and plywood.

# 7

Designates logs, wood-chips, powder and extracts.

# 8

Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.

# 9

Designates all parts and derivatives, except those bearing a label “Produced from Hoodia spp. material obtained through controlled harvesting and production in collaboration with the CITES Management Authorities of Botswana/Namibia/South Africa under agreement No BW/NA/ZA xxxxxx”

# 10

Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments.

# 11

Designates logs, sawn wood, veneer sheets, plywood, powder and extracts

| 12. | As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with the provisions of Article 4.1 of the Regulation, this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to the provisions of the Regulation. |
| --- | --- |

12.

| 13. | Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to the provisions of the Regulation. |
| --- | --- |

13.

| 14. | In respect of fauna species listed in Annex D, the provisions shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:


  § 1 | Any whole, or substantially whole, skins, raw or tanned. |
| --- | --- | --- |
| § 2 | Any feathers or any skin or other part with feathers on it. |

14.

§ 1

Any whole, or substantially whole, skins, raw or tanned.

§ 2

Any feathers or any skin or other part with feathers on it.

| 15. | In respect of flora species listed in Annex D, the provisions shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:


  § 3 | Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits. |
| --- | --- | --- |
| § 4 | Logs, sawn wood and veneer sheets |

15.

§ 3

Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits.

§ 4

Logs, sawn wood and veneer sheets

| | Annex A | Annex B | Annex C | Common name |
| --- | --- | --- | --- | --- |
| FAUNA |
| CHORDATA (CHORDATES) |
| MAMMALIA | | | | Mammals |
| ARTIODACTYLA |
| Antilocapridae | | | | Pronghorn |
| Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation) | | | Mexican pronghorn |
| Bovidae | | | | Antelopes, cattle, duikers, gazelles, goats, sheep etc. |
| Addax nasomaculatus (I) | | | Addax |
| | Ammotragus lervia (II) | | Barbary sheep |
| | | Antilope cervicapra (III Nepal) | Blackbuck |
| | Bison bison athabascae (II) | | Wood bison |
| Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to the provisions of this Regulation) | | | Gaur |
| Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to the provisions of this Regulation) | | | Wild yak |
| Bos sauveli (I) | | | Kouprey |
| | | Bubalus arnee (III Nepal) (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to the provisions of this Regulation) | Wild Asiatic buffalo |
| Bubalus depressicornis (I) | | | Lowland anoa |
| Bubalus mindorensis (I) | | | Tamarau |
| Bubalus quarlesi (I) | | | Mountain anoa |
| | Budorcas taxicolor (II) | | Takin |
| Capra falconeri (I) | | | Markhor |
| Capricornis milneedwardsii (I) | | | Chinese serow |
| Capricornis rubidus (I) | | | Red serow |
| Capricornis sumatraensis (I) | | | Sumatran serow |
| Capricornis thar (I) | | | Himalayan serow |
| | Cephalophus brookei (II) | | Brooke's duiker |
| | Cephalophus dorsalis (II) | | Bay duiker |
| Cephalophus jentinki (I) | | | Jentink's duiker |
| | Cephalophus ogilbyi (II) | | Ogilby's duiker |
| | Cephalophus silvicultor (II) | | Yellow-backed duiker |
| | Cephalophus zebra (II) | | Zebra duiker |
| | Damaliscus pygargus pygargus (II) | | Bontebok |
| Gazella cuvieri (I) | | | Cuvier's gazelle |
| | | Gazella dorcas (III Algeria/Tunisia) | Dorcas gazelle |
| Gazella leptoceros (I) | | | Slender-horned gazelle |
| Hippotragus niger variani (I) | | | Giant sable antelope |
| | Kobus leche (II) | | Lechwe |
| Naemorhedus baileyi (I) | | | Red goral |
| Naemorhedus caudatus (I) | | | Long-tailed goral |
| Naemorhedus goral (I) | | | Himalayan goral |
| Naemorhedus griseus (I) | | | Chinese goral |
| Nanger dama (I) | | | Dama gazelle |
| Oryx dammah (I) | | | Scimitar-horned oryx |
| Oryx leucoryx (I) | | | Arabian oryx |
| | Ovis ammon (II) (Except for the subspecies included in Annex A) | | Argali |
| Ovis ammon hodgsonii (I) | | | Tibetan argali |
| Ovis ammon nigrimontana (I) | | | Kara Tau argali |
| | Ovis canadensis (II) (Only the population of Mexico; no other population is included in the Annexes to this Regulation) | | Mexican bighorn sheep |
| Ovis orientalis ophion (I) | | | Cyprus mouflon |
| | Ovis vignei (II) (Except for the subspecies included in Annex A) | | Urial |
| Ovis vignei vignei (I) | | | Ladakh urial |
| Pantholops hodgsonii (I) | | | Chiru |
| | Philantomba monticola (II) | | Blue duiker |
| Pseudoryx nghetinhensis (I) | | | Siola |
| Rupicapra pyrenaica ornata (I) | | | Abruzzo chamois |
| | Saiga borealis (II) | | Mongolian saiga |
| | Saiga tatarica (II) | | Steppe saiga |
| | | Tetracerus quadricornis (III Nepal) | Four-horned antelope |
| Camelidae | | | | Camels, guanaco, vicuña |
| | Lama glama guanicoe (II) | | Guanaco |
| Vicugna vicugna (I) (Except for the populations of: Argentina [the population of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [population of the Primera Región]; and Peru [the whole population]; which are included in Annex B) | Vicugna vicugna (II) (Only the populations of Argentina
   (1) [the population of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia
   (2) [the whole population]; Chile
   (3) [population of the Primera Región]; Peru
   (4) [the whole population]; all other populations are included in Annex A) | | Vicuña |
| Cervidae | | | | Deer, huemuls, muntjacs, pudus |
| Axis calamianensis (I) | | | Calamian deer |
| Axis kuhlii (I) | | | Bawean deer |
| Axis porcinus annamiticus (I) | | | Indochina hog deer |
| Blastocerus dichotomus (I) | | | Marsh deer |
| | Cervus elaphus bactrianus (II) | | Bactrian deer |
| | | Cervus elaphus barbarus (III Algeria/Tunisia) | Barbary deer |
| Cervus elaphus hanglu (I) | | | Hangul |
| Dama dama mesopotamica (I) | | | Persian fallow deer |
| Hippocamelus spp. (I) | | | Huemuls |
| | | Mazama temama cerasina (III Guatemala) | Central American red brocket |
| Muntiacus crinifrons (I) | | | Black muntjac |
| Muntiacus vuquangensis (I) | | | Giant muntjac |
| | | Odocoileus virginianus mayensis (III Guatemala) | Guatemalan white-tailed deer |
| Ozotoceros bezoarticus (I) | | | Pampas deer |
| | Pudu mephistophiles (II) | | Northern pudu |
| Pudu puda (I) | | | Southern pudu |
| Rucervus duvaucelii (I) | | | Barasingha |
| Rucervus eldii (I) | | | Eld's deer |
| Hippopotamidae | | | | Hippopotamuses |
| | Hexaprotodon liberiensis (II) | | Pygmy hippopotamus |
| | Hippopotamus amphibius (II) | | Common hippopotamus |
| Moschidae | | | | Musk deer |
| Moschus spp. (I) (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B) | Moschus spp. (II) (Except for the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A) | | Musk deer |
| Suidae | | | | Babirusa, hogs, pigs |
| Babyrousa babyrussa (I) | | | Buru babirusa |
| Babyrousa bolabatuensis (I) | | | Bola Batu babirusa |
| Babyrousa celebensis (I) | | | North Sulawesi babirusa |
| Babyrousa togeanensis (I) | | | Malenge babirusa |
| Sus salvanius (I) | | | Pygmy hog |
| Tayassuidae | | | | Peccaries |
| | Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation) | | Peccaries |
| Catagonus wagneri (I) | | | Chacoan peccary |
| CARNIVORA |
| Ailuridae |
| | Ailurus fulgens (I) | | | Red panda |
| Canidae | | | | Dogs, foxes, wolves |
| | | Canis aureus (III India) | Golden jackal |
| Canis lupus (I/II)

  (All populations except those of Spain north of the Duero and Greece north of the 39th parallel. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II.) | Canis lupus (II) (Populations of Spain north of the Duero and Greece north of the 39th parallel) | | Grey wolf |
| Canis simensis | | | Ethiopian wolf |
| | Cerdocyon thous (II) | | Crab-eating fox |
| | Chrysocyon brachyurus (II) | | Maned wolf |
| | Cuon alpinus (II) | | Dhole |
| | Lycalopex culpaeus (II) | | Culpeo |
| | Lycalopex fulvipes (II) | | Darwin's fox |
| | Lycalopex griseus (II) | | South American grey fox |
| | Lycalopex gymnocercus (II) | | Pampas fox |
| Speothos venaticus (I) | | | Bush dog |
| | | Vulpes bengalensis (III India) | Bengal fox |
| | Vulpes cana (II) | | Blanford's fox |
| | Vulpes zerda (II) | | Fennec fox |
| Eupleridae |
| | | Cryptoprocta ferox (II) | | Fossa |
| | | Eupleres goudotii (II) | | Falanouc |
| | | Fossa fossana (II) | | Malagasy civet |
| Felidae | | | | Cats, cheetahs, leopards, lions, tigers etc. |
| | Felidae spp. (II) (Except for the species included in Annex A. Specimens of the domesticated form are not subject to the provisions of this Regulation) | | Cats |
| Acinonyx jubatus (I) (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to the provisions of Article 4.1 of this Regulation.) | | | Cheetah |
| Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B) | | | Asian Caracal |
| Catopuma temminckii (I) | | | Asian golden cat |
| Felis nigripes (I) | | | Black-footed cat |
| Felis silvestris (II) | | | Wild cat |
| Leopardus geoffroyi (I) | | | Geoffroy's cat |
| Leopardus jacobitus (I) | | | Andean mountain cat |
| Leopardus pardalis (I) | | | Ocelot |
| Leopardus tigrinus (I) | | | Oncilla |
| Leopardus wiedii (I) | | | Margay |
| Lynx lynx (II) | | | Eurasian lynx |
| Lynx pardinus (I) | | | Iberian lynx |
| Neofelis nebulosa (I) | | | Clouded leopard |
| Panthera leo persica (I) | | | Asiatic lion |
| Panthera onca (I) | | | Jaguar |
| Panthera pardus (I) | | | Leopard |
| Panthera tigris (I) | | | Tiger |
| Pardofelis marmorata (I) | | | Marbled cat |
| Prionailurus bengalensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B.) | | | Bengal leopard cat |
| Prionailurus iriomotensis (II) | | | Iriomote cat |
| Prionailurus planiceps (I) | | | Flat-headed cat |
| Prionailurus rubiginosus (I) (Only the population of India; all other populations are included in Annex B) | | | Rusty-spotted cat |
| Puma concolor coryi (I) | | | Florida cougar |
| Puma concolor costaricensis (I) | | | Costa Rican cougar |
| Puma concolor couguar (I) | | | Eastern cougar |
| Puma yagouaroundi (I) (Only the populations of Central and North America; all other populations are included in Annex B) | | | Jaguarundi |
| Uncia uncia (I) | | | Snow leopard |
| Herpestidae | | | | Mongooses |
| | | Herpestes fuscus (III India) | Indian brown mongoose |
| | | Herpestes edwardsi (III India) | Indian grey mongoose |
| | | Herpestes javanicus auropunctatus (III India) | Small Indian mongoose |
| | | Herpestes smithii (III India) | Ruddy mongoose |
| | | Herpestes urva (III India) | Crab-eating mongoose |
| | | Herpestes vitticollis (III India) | Stripe-necked mongoose |
| Hyaenidae | | | | Aardwolf, hyenas |
| | | Proteles cristata (III Botswana) | Aardwolf |
| Mephitidae | | | | Skunks |
| | Conepatus humboldtii (II) | | Humboldt's hog-nosed skunk |
| Mustelidae | | | | Badgers, martens, weasels etc. |
| Lutrinae | | | | Otters |
| | Lutrinae spp. (II) (Except for the species included in Annex A) | | Otters |
| Aonyx capensis microdon (I) (Only the populations of Cameroon and Nigeria; all other populations are included in Annex B) | | | Cameroon clawless otter |
| Enhydra lutris nereis (I) | | | Southern sea otter |
| Lontra felina (I) | | | Marine otter |
| Lontra longicaudis (I) | | | Neotropical otter |
| Lontra provocax (I) | | | Southern river otter |
| Lutra lutra (I) | | | European otter |
| Lutra nippon (I) | | | Japanese otter |
| Pteronura brasiliensis (I) | | | Giant otter |
| Mustelinae | | | | Grisons, martens, tayra, weasels |
| | | Eira barbara (III Honduras) | Tayra |
| | | Galictis vittata (III Costa Rica) | Greater grison |
| | | Martes flavigula (III India) | Yellow-throated marten |
| | | Martes foina intermedia (III India) | Stone marten |
| | | Martes gwatkinsii (III India) | Nilgiri marten |
| | | Mellivora capensis (III Botswana) | Honey badger |
| Mustela nigripes (I) | | | Black-footed ferret |
| Odobenidae | | | | Walrus |
| | Odobenus rosmarus (III Canada) | | Walrus |
| Otariidae | | | | Fur seals, sealions |
| | Arctocephalus spp (II) (Except for the species included in Annex A) | | Fur seals |
| Arctocephalus philippii (II) | | | Juan Fernández fur seal |
| Arctocephalus townsendi (I) | | | Guadalupe fur seal |
| Phocidae | | | | Seals |
| | Mirounga leonina (II) | | Southern elephant seal |
| Monachus spp. (I) | | | Monk seals |
| Procyonidae | | | | Coatis, olingos |
| | | Bassaricyon gabbii (III Costa Rica) | Olingo |
| | | Bassariscus sumichrasti (III Costa Rica) | Cacomistle |
| | | Nasua narica (III Honduras) | White-nosed coati |
| | | Nasua nasua solitaria (III Uruguay) | South Brazilian coati |
| | | Potos flavus (III Honduras) | Kinkajou |
| Ursidae | | | | Bears |
| | Ursidae spp. (II) (Except for the species included in Annex A) | | Bears |
| Ailuropoda melanoleuca (I) | | | Giant panda |
| Helarctos malayanus (I) | | | Sun bear |
| Melursus ursinus (I) | | | Sloth bear |
| Tremarctos ornatus (I) | | | Spectacled bear |
| Ursus arctos (I/II)

  (Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II). | | | Brown bear |
| Ursus thibetanus (I) | | | Asian black bear |
| Viverridae | | | | Binturong, civets, linsangs, otter-civet, palm civet |
| | | Arctictis binturong (III India) | Binturong |
| | | Civettictis civetta (III Botswana) | African civet |
| | Cynogale bennettii (II) | | Otter civet |
| | Hemigalus derbyanus (II) | | Banded palm civet |
| | | Paguma larvata (III India) | Masked palm civet |
| | | Paradoxurus hermaphroditus (III India) | Asian palm civet |
| | | Paradoxurus jerdoni (III India) | Jerdon's palm civet |
| | Prionodon linsang (II) | | Banded linsang |
| Prionodon pardicolor (I) | | | Spotted linsang |
| | | Viverra civettina (III India) | Malabar large-spotted civet |
| | | Viverra zibetha (III India) | Large Indian civet |
| | | Viverricula indica (III India) | Small Indian civet |
| CETACEA | | | | Cetaceans (dolphins, porpoises, whales) |
| CETACEA spp. (I/II)
   (5) | | | Cetaceans |
| CHIROPTERA |
| Phyllostomidae | | | | Broad-nosed bats |
| | | Platyrrhinus lineatus (III Uruguay) | White-lined bat |
| Pteropodidae | | | | Fruit bats, flying foxes |
| | Acerodon spp. (II) (Except for the species included in Annex A) | | Flying foxes |
| Acerodon jubatus (I) | | | Golden-capped fruit bat |
| | Pteropus spp. (II) (Except for the species included in Annex A) | | Flying foxes |
| Pteropus insularis (I) | | | Ruck flying fox |
| Pteropus livingstonii (II) | | | Comoro flying fox |
| Pteropus loochoensis (I) | | | Japanese flying fox |
| Pteropus mariannus (I) | | | Marianas flying fox |
| Pteropus molossinus (I) | | | Caroline flying fox |
| Pteropus pelewensis (I) | | | Pelew flying fox |
| Pteropus pilosus (I) | | | Large Pelew flying fox |
| Pteropus rodricensis (II) | | | Rodrigues flying fox |
| Pteropus samoensis (I) | | | Samoan flying fox |
| Pteropus tonganus (I) | | | Pacific flying fox |
| Pteropus ualanus (I) | | | Kosrae flying fox |
| Pteropus voeltzkowi (II) | | | Pemba flying fox |
| Pteropus yapensis (I) | | | Yap flying fox |
| CINGULATA |
| Dasypodidae | | | | Armadillos |
| | | Cabassous centralis (III Costa Rica) | Northern naked-tailed armadillo |
| | | Cabassous tatouay (III Uruguay) | Greater naked-tailed armadillo |
| | Chaetophractus nationi (II) (A zero annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly) | | Andean hairy armadillo |
| Priodontes maximus (I) | | | Giant armadillo |
| DASYUROMORPHIA |
| Dasyuridae | | | | Dunnarts, marsupial mice, planigales |
| Sminthopsis longicaudata (I) | | | Long-tailed dunnart |
| Sminthopsis psammophila (I) | | | Sandhill dunnart |
| Thylacinidae | | | | Tasmanian wolf, thylacine |
| Thylacinus cynocephalus (possibly extinct) (I) | | | Thylacine |
| DIPROTODONTIA |
| Macropodidae | | | | Kangaroos, wallabies |
| | Dendrolagus inustus (II) | | Grizzled tree-kangaroo |
| | Dendrolagus ursinus (II) | | Ursine tree-kangaroo |
| Lagorchestes hirsutus (I) | | | Rufous hare-wallaby |
| Lagostrophus fasciatus (I) | | | Banded hare-wallaby |
| Onychogalea fraenata (I) | | | Bridled nail-tail wallaby |
| Onychogalea lunata (I) | | | Crescent nail-tail wallaby |
| Phalangeridae | | | | Cuscus |
| | Phalanger intercastellanus (II) | | Eastern common cuscus |
| | Phalanger mimicus (II) | | Southern common cuscus |
| | Phalanger orientalis (II) | | Northern common cuscus |
| | Spilocuscus kraemeri (II) | | Admiralty Island cuscus |
| | Spilocuscus maculatus (II) | | Common spotted cuscus |
| | Spilocuscus papuensis (II) | | Waigeou cuscus |
| Potoroidae | | | | Rat-kangaroos |
| Bettongia spp. (I) | | | Bettongs |
| Caloprymnus campestris (possibly extinct) (I) | | | Desert rat-kangaroo |
| Vombatidae | | | | Wombats |
| Lasiorhinus krefftii (I) | | | Northern hairy-nosed wombat |
| LAGOMORPHA |
| Leporidae | | | | Hares, rabbits |
| Caprolagus hispidus (I) | | | Hispid hare |
| Romerolagus diazi (I) | | | Volcano rabbit |
| MONOTREMATA |
| Tachyglossidae | | | | Echidnas, spiny anteaters |
| | Zaglossus spp. (II) | | Long-beaked echidnas |
| PERAMELEMORPHIA |
| Chaeropodidae | | | | Bandicoots |
| Chaeropus ecaudatus (possibly extinct) (I) | | | Pig-footed bandicoot |
| Peramelidae |
| | Perameles bougainville (I) | | | Western barred bandicoot |
| Thylacomyidae |
| | Macrotis lagotis (I) | | | Greater bilby |
| | Macrotis leucura (I) | | | Lesser bilby |
| PERISSODACTYLA |
| Equidae | | | | Horses, wild asses, zebras |
| Equus africanus (I) (Excludes the domesticated form referenced as Equus asinus, which is not subject to the provisions of this Regulation) | | | African ass |
| Equus grevyi (I) | | | Grévy's zebra |
| Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I) | | | Asiatic wild ass |
| Equus kiang (II) | | | Kiang |
| Equus przewalskii (I) | | | Przewalski's horse |
| | Equus zebra hartmannae (II) | | Hartmann's mountain zebra |
| Equus zebra zebra (I) | | | Cape mountain zebra |
| Rhinocerotidae | | | | Rhinoceroses |
| Rhinocerotidae spp. (I) (Except for the subspecies included in Annex B) | | | Rhinoceroses |
| | Ceratotherium simum simum (II) (Only the populations of South Africa and Swaziland; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly) | | Southern white rhinoceros |
| Tapiridae | | | | Tapirs |
| Tapiridae spp. (I) (Except for the species included in Annex B) | | | Tapirs |
| | Tapirus terrestris (II) | | South American tapir |
| PHOLIDOTA |
| Manidae | | | | Pangolins |
| | Manis spp. (II)
  (A zero annual export quota has been established for Manis crassicaudata, Manis culionensis, Manis javanica and Manis pentadactyla for specimens removed from the wild and traded for primarily commercial purposes) | | Pangolins |
| PILOSA |
| Bradypodidae | | | | Three-toed sloths |
| | Bradypus variegatus (II) | | Brown-throated sloth |
| Megalonychidae | | | | Two-toed sloth |
| | | Choloepus hoffmanni (III Costa Rica) | Hoffmann's two-toed sloth |
| Myrmecophagidae | | | | American anteaters |
| | Myrmecophaga tridactyla (II) | | Giant anteater |
| | | Tamandua mexicana (III Guatemala) | Northern tamandua |
| PRIMATES | | | | Primates (apes and monkeys) |
| | PRIMATES spp. (II) (Except for the species included in Annex A) | | Primates |
| Atelidae | | | | Howlers, spider monkeys |
| Alouatta coibensis (I) | | | Coiba Island howler |
| Alouatta palliata (I) | | | Mantled howler |
| Alouatta pigra (I) | | | Guatemalan black howler |
| Ateles geoffroyi frontatus (I) | | | Black-browed spider monkey |
| Ateles geoffroyi panamensis (I) | | | Red spider monkey |
| Brachyteles arachnoides (I) | | | Southern muriqui |
| Brachyteles hypoxanthus (I) | | | |
| Oreonax flavicauda (I) | | | Yellow-tailed woolly monkey |
| Cebidae | | | | Marmosets, tamarins, New-world monkeys |
| Callimico goeldii (I) | | | Goeldi's marmoset |
| Callithrix aurita (I) | | | Buffy-tufted marmoset |
| Callithrix flaviceps (I) | | | Buffy-headed marmoset |
| Leontopithecus spp. (I) | | | Lion tamarins |
| Saguinus bicolor (I) | | | Pied tamarin |
| Saguinus geoffroyi (I) | | | Geoffroy's tamarin |
| Saguinus leucopus (I) | | | White-footed tamarin |
| Saguinus martinsi (I) | | | |
| Saguinus oedipus (I) | | | Cottontop tamarin |
| Saimiri oerstedii (I) | | | Central American squirrel monkey |
| Cercopithecidae | | | | Old-world monkeys |
| Cercocebus galeritus (I) | | | Tana River mangabey |
| Cercopithecus diana (I) | | | Diana monkey |
| Cercopithecus roloway (I) | | | Roloway monkey |
| Cercopithecus solatus (II) | | | Sun-tailed monkey |
| Colobus satanas (II) | | | Black colobus |
| Macaca silenus (I) | | | Lion-tailed macaque |
| Mandrillus leucophaeus (I) | | | Drill |
| Mandrillus sphinx (I) | | | Mandrill |
| Nasalis larvatus (I) | | | Proboscis monkey |
| Piliocolobus foai (II) | | | Central African red colobus |
| Piliocolobus gordonorum (II) | | | Uzungwa red colobus |
| Piliocolobus kirkii (I) | | | Zanzibar red colobus |
| Piliocolobus pennantii (II) | | | Pennant's red colobus |
| Piliocolobus preussi (II) | | | Preuss's red colobus |
| Piliocolobus rufomitratus (I) | | | Tana River red colobus |
| Piliocolobus tephrosceles (II) | | | Ugandan red colobus |
| Piliocolobus tholloni (II) | | | Thollon's red colobus |
| Presbytis potenziani (I) | | | Mentawai langur |
| Pygathrix spp. (I) | | | Douc langurs |
| Rhinopithecus spp. (I) | | | Snub-nosed monkeys |
| Semnopithecus ajax (I) | | | Kashmir grey langur |
| Semnopithecus dussumieri (I) | | | Southern Plains grey langur |
| Semnopithecus entellus (I) | | | Northern Plains grey langur |
| Semnopithecus hector (I) | | | Tarai grey langur |
| Semnopithecus hypoleucos (I) | | | Black-footed grey langur |
| Semnopithecus priam (I) | | | Tufted grey langur |
| Semnopithecus schistaceus (I) | | | Nepal grey langur |
| Simias concolor (I) | | | Simakobou |
| Trachypithecus delacouri (II) | | | Delacour's langur |
| Trachypithecus francoisi (II) | | | François's langur |
| Trachypithecus geei (I) | | | Gee's golden langur |
| Trachypithecus hatinhensis (II) | | | Hatinh langur |
| Trachypithecus johnii (II) | | | Nilgiri langur |
| Trachypithecus laotum (II) | | | Laotian langur |
| Trachypithecus pileatus (I) | | | Capped langur |
| Trachypithecus poliocephalus (II) | | | White-headed langur |
| Trachypithecus shortridgei (I) | | | Shortridge's langur |
| Cheirogaleidae | | | | Dwarf lemurs and mouse-lemurs |
| Cheirogaleidae spp. (I) | | | Dwarf lemurs and mouse lemurs |
| Daubentoniidae | | | | Aye-aye |
| Daubentonia madagascariensis (I) | | | Aye-aye |
| Hominidae | | | | Chimpanzees, gorillas, orang-utan |
| Gorilla beringei (I) | | | Eastern gorilla |
| Gorilla gorilla (I) | | | Western gorilla |
| Pan spp. (I) | | | Chimpanzee and bonobo |
| Pongo abelii (I) | | | Sumatran orangutan |
| Pongo pygmaeus (I) | | | Bornean orangutan |
| Hylobatidae | | | | Gibbons |
| Hylobatidae spp. (I) | | | Gibbons |
| Indriidae | | | | Indri, sifakas and woolly lemurs |
| Indriidae spp. (I) | | | Indri, sifakas and woolly lemurs |
| Lemuridae | | | | Large lemurs |
| Lemuridae spp. (I) | | | Large lemurs |
| Lepilemuridae | | | | Sportive lemurs |
| Lepilemuridae spp. (I) | | | Sportive lemurs |
| Lorisidae | | | | Lorises |
| Nycticebus spp. (I) | | | Slow lorises |
| Pitheciidae | | | | Uacaris, titis, sakis |
| Cacajao spp. (I) | | | Uacaris |
| Callicebus barbarabrownae (II) | | | Barbara Brown's Titi |
| Callicebus melanochir (II) | | | Coastal Black-handed Titi |
| Callicebus nigrifrons (II) | | | Black-fronted Titi |
| Callicebus personatus (II) | | | Atlantic titi |
| Chiropotes albinasus (I) | | | White-nosed saki |
| Tarsiidae | | | | Tarsiers |
| Tarsius spp. (II) | | | Tarsiers |
| PROBOSCIDEA |
| Elephantidae | | | | Elephants |
| Elephas maximus (I) | | | Asian elephant |
| Loxodonta africana (I) (Except for the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B) | Loxodonta africana (II)
  (Only the populations of Botswana, Namibia, South Africa and Zimbabwe (6); all other populations are included in Annex A) | | African elephant |
| RODENTIA |
| Chinchillidae | | | | Chinchillas |
| Chinchilla spp. (I) (Specimens of the domesticated form are not subject to the provisions of this Regulation) | | | Chinchillas |
| Cuniculidae | | | | Pacas |
| | | Cuniculus paca (III Honduras) | Lowland paca |
| Dasyproctidae | | | | Agoutis |
| | | Dasyprocta punctata (III Honduras) | Central American agouti |
| Erethizontidae | | | | New-world porcupines |
| | | Sphiggurus mexicanus (III Honduras) | Mexican hairy dwarf porcupine |
| | | Sphiggurus spinosus (III Uruguay) | Paraguaian hairy dwarf porcupine |
| Hystricidae | | | | Old-world porcupines |
| Hystrix cristata | | | Crested porcupine |
| Muridae | | | | Mice, rats |
| Leporillus conditor (I) | | | Greater stick-nest rat |
| Pseudomys fieldi praeconis (I) | | | Shark Bay mouse |
| Xeromys myoides (I) | | | False water rat |
| Zyzomys pedunculatus (I) | | | Central Australian rock rat |
| Sciuridae | | | | Ground squirrels, tree squirrels |
| Cynomys mexicanus (I) | | | Mexican prairie dog |
| | | Marmota caudata (III India) | Long-tailed marmot |
| | | Marmota himalayana (III India) | Himalayan marmot |
| | Ratufa spp. (II) | | Giant squirrels |
| | | Sciurus deppei (III Costa Rica) | Deppe’s squirrel |
| SCANDENTIA |
| | | SCANDENTIA spp. (II) | | Tree shrews |
| SIRENIA |
| Dugongidae | | | | Dugong |
| Dugong dugon (I) | | | Dugong |
| Trichechidae | | | | Manatees |
| Trichechidae spp. (I/II) (Trichechus inunguis and Trichechus manatus are listed in Appendix I. Trichechus senegalensis is listed in Appendix II.) | | | Manatees |
| AVES | | | | Birds |
| ANSERIFORMES |
| Anatidae | | | | Ducks, geese, swans etc. |
| Anas aucklandica (I) | | | Auckland Islands teal |
| | Anas bernieri (II) | | Madagascar teal |
| Anas chlorotis (I) | | | Brown teal |
| | Anas formosa (II) | | Baikal teal |
| Anas laysanensis (I) | | | Laysan duck |
| Anas nesiotis (I) | | | Campbell Island teal |
| Anas oustaleti (I) | | | Marianas mallard |
| Anas querquedula | | | Garganey |
| Asarcornis scutulata (I) | | | White-winged duck |
| Aythya innotata | | | Madagascar pochard |
| Aythya nyroca | | | Ferruginous duck |
| Branta canadensis leucopareia (I) | | | Aleutian goose |
| Branta ruficollis (II) | | | Red-breasted goose |
| Branta sandvicensis (I) | | | Nene |
| | | Cairina moschata (III Honduras) | Muscovy duck |
| | Coscoroba coscoroba (II) | | Coscoroba swan |
| | Cygnus melancoryphus (II) | | Black-necked swan |
| | Dendrocygna arborea (II) | | West Indian whistling-duck |
| | | Dendrocygna autumnalis (III Honduras) | Black-bellied whistling-duck |
| | | Dendrocygna bicolor (III Honduras) | Fulvous whistling-duck |
| Mergus octosetaceus | | | Brazilian merganser |
| | Oxyura jamaicensis | | Ruddy duck |
| Oxyura leucocephala (II) | | | White-headed duck |
| Rhodonessa caryophyllacea (possibly extinct) (I) | | | Pink-headed duck |
| | Sarkidiornis melanotos (II) | | Comb duck |
| Tadorna cristata | | | Crested shelduck |
| APODIFORMES |
| Trochilidae | | | | Hummingbirds |
| | Trochilidae spp. (II) (Except for the species included in Annex A) | | Hummingbirds |
| Glaucis dohrnii (I) | | | Hook-billed hermit |
| CHARADRIIFORMES |
| Burhinidae | | | | Thick-knees |
| | | Burhinus bistriatus (III Guatemala) | Double-striped thick-knee |
| Laridae | | | | Gulls, terns |
| Larus relictus (I) | | | Relict gull |
| Scolopacidae | | | | Curlews, greenshanks |
| Numenius borealis (I) | | | Eskimo curlew |
| Numenius tenuirostris (I) | | | Slender-billed curlew |
| Tringa guttifer (I) | | | Nordmann's greenshank |
| CICONIIFORMES |
| Ardeidae | | | | Egrets, herons |
| Ardea alba | | | Great egret |
| Bubulcus ibis | | | Cattle egret |
| Egretta garzetta | | | Little egret |
| Balaenicipitidae | | | | Shoebill, whale-headed stork |
| | Balaeniceps rex (II) | | Shoebill |
| Ciconiidae | | | | Storks |
| Ciconia boyciana (I) | | | Oriental stork |
| Ciconia nigra (II) | | | Black stork |
| Ciconia stormi | | | Storm's stork |
| Jabiru mycteria (I) | | | Jabiru |
| Leptoptilos dubius | | | Greater adjutant stork |
| Mycteria cinerea (I) | | | Milky stork |
| Phoenicopteridae | | | | Flamingos |
| | Phoenicopteridae spp. (II) (Except for the species included in Annex A) | | Flamingos |
| Phoenicopterus ruber (II) | | | Greater flamingo |
| Threskiornithidae | | | | Ibises, spoonbills |
| | Eudocimus ruber (II) | | Scarlet ibis |
| Geronticus calvus (II) | | | Bald ibis |
| Geronticus eremita (I) | | | Waldrapp |
| Nipponia nippon (I) | | | Crested ibis |
| Platalea leucorodia (II) | | | Eurasian spoonbill |
| Pseudibis gigantean | | | Giant ibis |
| COLUMBIFORMES |
| Columbidae | | | | Doves, pigeons |
| Caloenas nicobarica (I) | | | Nicobar pigeon |
| Claravis godefrida | | | Purple-winged ground-dove |
| Columba livia | | | Rock pigeon |
| Ducula mindorensis (I) | | | Mindoro zone-tailed pigeon |
| | Gallicolumba luzonica (II) | | Luzon bleeding-heart |
| | Goura spp. (II) | | Crowned-pigeons |
| Leptotila wellsi | | | Grenada dove |
| | | Nesoenas mayeri (III Mauritius) | Pink pigeon |
| Streptopelia turtur | | | European turtle-dove |
| CORACIIFORMES |
| Bucerotidae | | | | Hornbills |
| | Aceros spp. (II) (Except for the species included in Annex A) | | Hornbills |
| Aceros nipalensis (I) | | | Rufous-necked hornbill |
| | Anorrhinus spp. (II) | | Hornbills |
| | Anthracoceros spp. (II) | | Hornbills |
| | Berenicornis spp. (II) | | Hornbills |
| | Buceros spp. (II) (Except for the species included in Annex A) | | Hornbills |
| Buceros bicornis (I) | | | Great hornbill |
| | Penelopides spp. (II) | | Hornbills |
| Rhinoplax vigil (I) | | | Helmeted hornbill |
| | Rhyticeros spp. (II) (Except for the species included in Annex A) | | Hornbills |
| Rhyticeros subruficollis (I) | | | Plain-pouched hornbill |
| CUCULIFORMES |
| Musophagidae | | | | Turacos |
| | Tauraco spp. (II) (Except for the species included in Annex A) | | Turacos |
| Tauraco bannermani (II) | | | Bannerman's turaco |
| FALCONIFORMES | | | | Diurnal birds of prey (eagles, falcons, hawks, vultures) |
| | FALCONIFORMES spp. (II)
  (Except for the species included in Annex A and for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation) | | Diurnal birds of prey |
| Accipitridae | | | | Hawks, eagles |
| Accipiter brevipes (II) | | | Levant sparrowhawk |
| Accipiter gentilis (II) | | | Northern goshawk |
| Accipiter nisus (II) | | | Eurasian sparrowhawk |
| Aegypius monachus (II) | | | Cinereous vulture |
| Aquila adalberti (I) | | | Adalbert's eagle |
| Aquila chrysaetos (II) | | | Golden eagle |
| Aquila clanga (II) | | | Greater spotted eagle |
| Aquila heliaca (I) | | | Imperial eagle |
| Aquila pomarina (II) | | | Lesser spotted eagle |
| Buteo buteo (II) | | | Common buzzard |
| Buteo lagopus (II) | | | Rough-legged buzzard |
| Buteo rufinus (II) | | | Long-legged buzzard |
| Chondrohierax uncinatus wilsonii (I) | | | Cuban hook-billed kite |
| Circaetus gallicus (II) | | | Short-toed snake-eagle |
| Circus aeruginosus (II) | | | Western marsh-harrier |
| Circus cyaneus (II) | | | Northern harrier |
| Circus macrourus (II) | | | Pallid harrier |
| Circus pygargus (II) | | | Montagu's harrier |
| Elanus caeruleus (II) | | | Black-winged kite |
| Eutriorchis astur (II) | | | Madagascar serpent-eagle |
| Gypaetus barbatus (II) | | | Lammergeier |
| Gyps fulvus (II) | | | Eurasian griffon |
| Haliaeetus spp. (I/II) (Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II) | | | Sea-eagles |
| Harpia harpyja (I) | | | Harpy eagle |
| Hieraaetus fasciatus (II) | | | Bonelli's eagle |
| Hieraaetus pennatus (II) | | | Booted eagle |
| Leucopternis occidentalis (II) | | | Grey-backed hawk |
| Milvus migrans (II) | | | Black kite |
| Milvus milvus (II) | | | Red kite |
| Neophron percnopterus (II) | | | Egyptian vulture |
| Pernis apivorus (II) | | | European honey-buzzard |
| Pithecophaga jefferyi (I) | | | Great Philippine eagle |
| Cathartidae | | | | New world vultures |
| Gymnogyps californianus (I) | | | California condor |
| | | Sarcoramphus papa (III Honduras) | King vulture |
| Vultur gryphus (I) | | | Andean condor |
| Falconidae | | | | Falcons |
| Falco araeus (I) | | | Seychelles kestrel |
| Falco biarmicus (II) | | | Lanner falcon |
| Falco cherrug (II) | | | Saker falcon |
| Falco columbarius (II) | | | Merlin |
| Falco eleonorae (II) | | | Eleonora's falcon |
| Falco jugger (I) | | | Laggar falcon |
| Falco naumanni (II) | | | Lesser kestrel |
| Falco newtoni (I) (Only the population of the Seychelles) | | | Newton's kestrel |
| Falco pelegrinoides (I) | | | Barbary falcon |
| Falco peregrinus (I) | | | Peregrine falcon |
| Falco punctatus (I) | | | Mauritius kestrel |
| Falco rusticolus (I) | | | Gyrfalcon |
| Falco subbuteo (II) | | | Eurasian hobby |
| Falco tinnunculus (II) | | | Common kestrel |
| Falco vespertinus (II) | | | Red-footed falcon |
| Pandionidae | | | | Ospreys |
| Pandion haliaetus (II) | | | Osprey |
| GALLIFORMES |
| Cracidae |
| | | Crax fasciolata | | Bare-faced Curassow |
| | Crax alberti (III Colombia) | | | Blue-knobbed curassow |
| | Crax blumenbachii (I) | | | Red-billed curassow |
| | | | Crax daubentoni (III Colombia) | Yellow-knobbed curassow |
| | | | Crax globulosa (III Colombia) | Wattled curassow |
| | | | Crax rubra (III Colombia, Costa Rica, Guatemala and Honduras) | Great currasow |
| | Mitu mitu (I) | | | Alagoas curassow |
| | Oreophasis derbianus (I) | | | Horned guan |
| | | Ortalis vetula (III Guatemala/Honduras) | | Plain chachalaca |
| | | Pauxi pauxi (III Colombia) | | Helmeted curassow |
| | Penelope albipennis (I) | | | White-winged guan |
| | | | Penelope purpurascens (III Honduras) | Crested guan |
| | | | Penelopina nigra (III Guatemala) | Highland guan |
| | Pipile jacutinga (I) | | | Black-fronted piping guan |
| | Pipile pipile (I) | | | Trinidad piping guan |
| Megapodiidae | | | | Megapodes, scrubfowl |
| Macrocephalon maleo (I) | | | Maleo |
| Phasianidae | | | | Grouse, guineafowl, partridges, pheasants, tragopans |
| | | Arborophila campbelli (III Malaysia) | Grey-breasted partridge |
| | | Arborophila charltonii (III Malaysia) | Chestnut-necklaced partridge |
| | Argusianus argus (II) | | Great argus |
| | | Caloperdix oculeus (III Malaysia) | Ferruginous partridge |
| Catreus wallichii (I) | | | Cheer pheasant |
| Colinus virginianus ridgwayi (I) | | | Masked bobwhite |
| Crossoptilon crossoptilon (I) | | | White eared-pheasant |
| Crossoptilon mantchuricum (I) | | | Brown eared-pheasant |
| | Gallus sonneratii (II) | | Grey junglefowl |
| | Ithaginis cruentus (II) | | Blood pheasant |
| Lophophorus impejanus (I) | | | Himalayan monal |
| Lophophorus lhuysii (I) | | | Chinese monal |
| Lophophorus sclateri (I) | | | Sclater's monal |
| Lophura edwardsi (I) | | | Edwards' pheasant |
| | | Lophura erythrophthalma (III Malaysia) | Crestless fireback |
| | Lophura hatinhensis | | Vietnamese fireback |
| | | Lophura ignita (III Malaysia) | Crested fireback |
| Lophura imperialis (I) | | | Imperial pheasant |
| Lophura swinhoii (I) | | | Swinhoe's pheasant |
| | | Melanoperdix niger (III Malaysia) | Black partridge |
| | | Meleagris ocellata (III Guatemala) | Ocellated turkey |
| Odontophorus strophium | | | Gorgeted wood-quail |
| Ophrysia superciliosa | | | Himalayan quail |
| | Pavo muticus (II) | | Green peafowl |
| | Polyplectron bicalcaratum (II) | | Grey peacock-pheasant |
| | Polyplectron germaini (II) | | Germain's peacock-pheasant |
| | | Polyplectron inopinatum (III Malaysia) | Mountain peacock-pheasant |
| | Polyplectron malacense (II) | | Malayan peacock-pheasant |
| Polyplectron napoleonis (I) | | | Palawan peacock-pheasant |
| | Polyplectron schleiermacheri (II) | | Bornean peacock-pheasant |
| Rheinardia ocellata (I) | | | Crested argus |
| | | Rhizothera dulitensis (III Malaysia) | Hose's partridge |
| | | Rhizothera longirostris (III Malaysia) | Long-billed partridge |
| | | Rollulus rouloul (III Malaysia) | Crested partridge |
| Syrmaticus ellioti (I) | | | Elliot's pheasant |
| Syrmaticus humiae (I) | | | Hume's pheasant |
| Syrmaticus mikado (I) | | | Mikado pheasant |
| Tetraogallus caspius (I) | | | Caspian snowcock |
| Tetraogallus tibetanus (I) | | | Tibetan snowcock |
| Tragopan blythii (I) | | | Blyth's tragopan |
| Tragopan caboti (I) | | | Cabot's tragopan |
| Tragopan melanocephalus (I) | | | Western tragopan |
| | | Tragopan satyra (III Nepal) | Satyr tragopan |
| Tympanuchus cupido attwateri (I) | | | Attwater's prairie-chicken |
| GRUIFORMES |
| Gruidae | | | | Cranes |
| | Gruidae spp. (II) (Except for the species included in Annex A) | | Cranes |
| Grus americana (I) | | | Whooping crane |
| Grus canadensis (I/II) (The species is listed in Appendix II but subspecies Grus canadensis nesiotes and Grus canadensis pulla are listed in Appendix I) | | | Sandhill crane |
| Grus grus (II) | | | Common crane |
| Grus japonensis (I) | | | Red-crowned crane |
| Grus leucogeranus (I) | | | Siberian crane |
| Grus monacha (I) | | | Hooded crane |
| Grus nigricollis (I) | | | Black-necked crane |
| Grus vipio (I) | | | White-necked crane |
| Otididae | | | | Bustards |
| | Otididae spp. (II) (Except for the species included in Annex A) | | Bustards |
| Ardeotis nigriceps (I) | | | Indian bustard |
| Chlamydotis macqueenii (I) | | | Macqueen's bustard |
| Chlamydotis undulata (I) | | | Houbara bustard |
| Houbaropsis bengalensis (I) | | | Bengal florican |
| Otis tarda (II) | | | Great bustard |
| Sypheotides indicus (II) | | | Lesser florican |
| Tetrax tetrax (II) | | | Little bustard |
| Rallidae | | | | Coots, rails |
| Gallirallus sylvestris (I) | | | Lord Howe rail |
| Rhynochetidae | | | | Kagu |
| Rhynochetos jubatus (I) | | | Kagu |
| PASSERIFORMES |
| Atrichornithidae | | | | Scrub-birds |
| Atrichornis clamosus (I) | | | Noisy scrub-bird |
| Cotingidae | | | | Cotingas |
| | | Cephalopterus ornatus (III Colombia) | Amazonian umbrella bird |
| | | Cephalopterus penduliger (III Colombia) | Long-wattled umbrella bird |
| Cotinga maculata (I) | | | Banded cotinga |
| | Rupicola spp. (II) | | Cocks-of-the-rock |
| Xipholena atropurpurea (I) | | | White-winged cotinga |
| Emberizidae | | | | Cardinals, tanagers |
| | Gubernatrix cristata (II) | | Yellow cardinal |
| | Paroaria capitata (II) | | Yellow-billed cardinal |
| | Paroaria coronata (II) | | Red-crested cardinal |
| | Tangara fastuosa (II) | | Seven-coloured tanager |
| Estrildidae | | | | Mannikins, waxbills |
| | Amandava formosa (II) | | Green avadavat |
| | Lonchura fuscata | | Timor sparrow |
| | Lonchura oryzivora (II) | | Java sparrow |
| | Poephila cincta cincta (II) | | Southern black-throated finch |
| Fringillidae | | | | Finches |
| Carduelis cucullata (I) | | | Red siskin |
| | Carduelis yarrellii (II) | | Yellow-faced siskin |
| Hirundinidae | | | | Martins |
| Pseudochelidon sirintarae (I) | | | White-eyed river-martin |
| Icteridae | | | | New-world blackbirds |
| Xanthopsar flavus (I) | | | Saffron-cowled blackbird |
| Meliphagidae | | | | Honey-eaters |
| Lichenostomus melanops cassidix (I) | | | Helmeted honeyeater |
| Muscicapidae | | | | Old-world flycatchers |
| Acrocephalus rodericanus (III Mauritius) | | | Rodrigues brush-warbler |
| | Cyornis ruckii (II) | | Rueck's blue-flycatcher |
| Dasyornis broadbenti litoralis (possibly extinct) (I) | | | Western rufous bristlebird |
| Dasyornis longirostris (I) | | | Western bristlebird |
| | Garrulax canorus (II) | | Melodious laughingthrush |
| | Leiothrix argentauris (II) | | Silver-eared mesia |
| | Leiothrix lutea (II) | | Red-billed leiothrix |
| | Liocichla omeiensis (II) | | Omei Shan liocichla |
| Picathartes gymnocephalus (I) | | | White-necked rockfowl |
| Picathartes oreas (I) | | | Grey-necked rockfowl |
| | | Terpsiphone bourbonnensis (III Mauritius) | Mascarene paradise-flycatcher |
| Paradisaeidae | | | | Birds of paradise |
| | Paradisaeidae spp. (II) | | Birds of paradise |
| Pittidae | | | | Pittas |
| | Pitta guajana (II) | | Banded pitta |
| Pitta gurneyi (I) | | | Gurney's pitta |
| Pitta kochi (I) | | | Whiskered pitta |
| | Pitta nympha (II) | | Fairy pitta |
| Pycnonotidae | | | | Bulbuls |
| | Pycnonotus zeylanicus (II) | | Straw-headed bulbul |
| Sturnidae | | | | Mynas |
| | Gracula religiosa (II) | | Hill myna |
| Leucopsar rothschildi (I) | | | Bali myna |
| Zosteropidae | | | | White-eyes |
| Zosterops albogularis (I) | | | White-chested white-eye |
| PELECANIFORMES |
| Fregatidae | | | | Frigatebirds |
| Fregata andrewsi (I) | | | Christmas frigatebird |
| Pelecanidae | | | | Pelicans |
| Pelecanus crispus (I) | | | Dalmatian pelican |
| Sulidae | | | | Boobies |
| Papasula abbotti (I) | | | Abbott's booby |
| PICIFORMES |
| Capitonidae | | | | Barbets |
| | | Semnornis ramphastinus (III Colombia) | Toucan barbet |
| Picidae | | | | Woodpeckers |
| Campephilus imperialis (I) | | | Imperial woodpecker |
| Dryocopus javensis richardsi (I) | | | Tristram's woodpecker |
| Ramphastidae | | | | Toucans |
| | | Baillonius bailloni (III Argentina) | Saffron toucanet |
| | Pteroglossus aracari (II) | | Black-necked aracari |
| | | Pteroglossus castanotis (III Argentina) | Chestnut-eared aracari |
| | Pteroglossus viridis (II) | | Green aracari |
| | | Ramphastos dicolorus (III Argentina) | Red-breasted toucan |
| | Ramphastos sulfuratus (II) | | Keel-billed toucan |
| | Ramphastos toco (II) | | Toco toucan |
| | Ramphastos tucanus (II) | | Red-billed toucan |
| | Ramphastos vitellinus (II) | | Channel-billed toucan |
| | | Selenidera maculirostris (III Argentina) | Spot-billed toucanet |
| PODICIPEDIFORMES |
| Podicipedidae | | | | Grebes |
| Podilymbus gigas (I) | | | Atitlan Grebe |
| PROCELLARIIFORMES |
| Diomedeidae | | | | Albatrosses |
| Phoebastria albatrus (I) | | | Short-tailed albatross |
| PSITTACIFORMES | | | | Cockatoos, lories, macaws, parakeets, parrots etc. |
| | PSITTACIFORMES spp. (II)
  (Except for the species included in Annex A and excluding Agapornis roseicollis, Melopsittacus undulatus, Nymphicus hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation) | | Parrots, etc. |
| Cacatuidae | | | | Cockatoos |
| Cacatua goffini (I) | | | Tanimbar cockatoo |
| Cacatua haematuropygia (I) | | | Philippine cockatoo |
| Cacatua moluccensis (I) | | | Salmon-crested cockatoo |
| Cacatua sulphurea (I) | | | Yellow-crested cockatoo |
| Probosciger aterrimus (I) | | | Palm cockatoo |
| Loriidae | | | | Lories, lorikeets |
| Eos histrio (I) | | | Red and blue lory |
| Vini spp. (I/II) (Vini ultramarina is listed in Appendix I, the other species are listed in Appendix II) | | | Blue lorikeets |
| Psittacidae | | | | Amazons, macaws, parakeets, parrots |
| Amazona arausiaca (I) | | | Red-necked parrot |
| Amazona auropalliata (I) | | | Yellow-naped parrot |
| Amazona barbadensis (I) | | | Yellow-shouldered parrot |
| Amazona brasiliensis (I) | | | Red-tailed parrot |
| Amazona finschi (I) | | | Lilac-crowned parrot |
| Amazona guildingii (I) | | | St Vincent parrot |
| Amazona imperialis (I) | | | Imperial parrot |
| Amazona leucocephala (I) | | | Cuban parrot |
| Amazona oratrix (I) | | | Yellow-headed parrot |
| Amazona pretrei (I) | | | Red-spectacled parrot |
| Amazona rhodocorytha (I) | | | Red-browed parrot |
| Amazona tucumana (I) | | | Tucuman parrot |
| Amazona versicolor (I) | | | Saint Lucia parrot |
| Amazona vinacea (I) | | | Vinaceous parrot |
| Amazona viridigenalis (I) | | | Green-cheeked parrot |
| Amazona vittata (I) | | | Puerto Rican parrot |
| Anodorhynchus spp. (I) | | | Blue macaws |
| Ara ambiguus (I) | | | Great green macaw |
| Ara glaucogularis (I) | | | Blue-throated macaw |
| Ara macao (I) | | | Scarlet macaw |
| Ara militaris (I) | | | Military macaw |
| Ara rubrogenys (I) | | | Red-fronted macaw |
| Cyanopsitta spixii (I) | | | Spix's macaw |
| Cyanoramphus cookii (I) | | | Norfolk Island parakeet |
| Cyanoramphus forbesi (I) | | | Chatham Island yellow-fronted parakeet |
| Cyanoramphus novaezelandiae (I) | | | Red-fronted parakeet |
| Cyanoramphus saisseti (I) | | | Red-crowned parakeet |
| Cyclopsitta diophthalma coxeni (I) | | | Coxen's double-eyed fig parrot |
| Eunymphicus cornutus (I) | | | Horned parakeet |
| Guarouba guarouba (I) | | | Golden parakeet |
| Neophema chrysogaster (I) | | | Orange-bellied parrot |
| Ognorhynchus icterotis (I) | | | Yellow-eared parrot |
| Pezoporus occidentalis (possibly extinct) (I) | | | Night parrot |
| Pezoporus wallicus (I) | | | Ground parrot |
| Pionopsitta pileata (I) | | | Pileated parrot |
| Primolius couloni (I) | | | Blue-headed macaw |
| Primolius maracana (I) | | | Blue-winged macaw |
| Psephotus chrysopterygius (I) | | | Golden-shouldered parrot |
| Psephotus dissimilis (I) | | | Hooded parrot |
| Psephotus pulcherrimus (possibly extinct) (I) | | | Paradise parrot |
| Psittacula echo (I) | | | Mauritius parakeet |
| Pyrrhura cruentata (I) | | | Blue-throated parakeet |
| Rhynchopsitta spp. (I) | | | Thick-billed parrots |
| Strigops habroptilus (I) | | | Kakapo |
| RHEIFORMES |
| Rheidae | | | | Rheas |
| Pterocnemia pennata (I) (Except Pterocnemia pennata pennata which is included in Annex B) | | | Lesser rhea |
| | Pterocnemia pennata pennata (II) | | Lesser rhea |
| | Rhea americana (II) | | Greater rhea |
| SPHENISCIFORMES |
| Spheniscidae | | | | Penguins |
| | Spheniscus demersus (II) | | Jackass penguin |
| Spheniscus humboldti (I) | | | Humboldt penguin |
| STRIGIFORMES | | | | Owls |
| | STRIGIFORMES spp. (II) (Except for the species included in Annex A) | | Owls |
| Strigidae | | | | Owls |
| Aegolius funereus (II) | | | Boreal owl |
| Asio flammeus (II) | | | Short-eared owl |
| Asio otus (II) | | | Long-eared owl |
| Athene noctua (II) | | | Little owl |
| Bubo bubo (II) | | | Eurasian eagle-owl |
| Glaucidium passerinum (II) | | | Eurasian pygmy-owl |
| Heteroglaux blewitti (I) | | | Forest owlet |
| Mimizuku gurneyi (I) | | | Lesser eagle-owl |
| Ninox natalis (I) | | | Christmas hawk-owl |
| Ninox novaeseelandiae undulata (I) | | | Norfolk boobook |
| Nyctea scandiaca (II) | | | Snowy owl |
| Otus ireneae (II) | | | Sokoke scops-owl |
| Otus scops (II) | | | Eurasian scops-owl |
| Strix aluco (II) | | | Tawny owl |
| Strix nebulosa (II) | | | Great grey owl |
| Strix uralensis (II) | | | Ural owl |
| Surnia ulula (II) | | | Northern hawk owl |
| Tytonidae | | | | Barn owls |
| Tyto alba (II) | | | Barn owl |
| Tyto soumagnei (I) | | | Soumagne's owl |
| STRUTHIONIFORMES |
| Struthionidae | | | | Ostrich |
| Struthio camelus (I) (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation) | | | Ostrich |
| TINAMIFORMES |
| Tinamidae | | | | Tinamous |
| Tinamus solitarius (I) | | | Solitary tinamou |
| TROGONIFORMES |
| Trogonidae | | | | Quetzals |
| Pharomachrus mocinno (I) | | | Resplendent quetzal |
| REPTILIA | | | | Reptiles |
| CROCODYLIA | | | | Alligators, caimans, crocodiles |
| | CROCODYLIA spp. (II) (Except for the species included in Annex A) | | Alligators, caimans, crocodiles |
| Alligatoridae | | | | Alligators, caimans |
| Alligator sinensis (I) | | | Chinese alligator |
| Caiman crocodilus apaporiensis (I) | | | Rio Apaporis spectacled caiman |
| Caiman latirostris (I) (Except for the population of Argentina, which is included in Annex B) | | | Broad-nosed caiman |
| Melanosuchus niger (I) (Except for the population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group) | | | Black caiman |
| Crocodylidae | | | | Crocodiles |
| Crocodylus acutus (I) (Except for the population of Cuba, which is included in Annex B) | | | American crocodile |
| Crocodylus cataphractus (I) | | | African slender-snouted crocodile |
| Crocodylus intermedius (I) | | | Orinoco crocodile |
| Crocodylus mindorensis (I) | | | Philippine crocodile |
| Crocodylus moreletii (I) | | | Morelet's crocodile |
| Crocodylus niloticus (I) (Except for the populations of Botswana, Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1 600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B) | | | Nile crocodile |
| Crocodylus palustris (I) | | | Mugger crocodile |
| Crocodylus porosus (I) (Except for the populations of Australia, Indonesia and Papua New Guinea, which are included in Annex B) | | | Estuarine crocodile |
| Crocodylus rhombifer (I) | | | Cuban crocodile |
| Crocodylus siamensis (I) | | | Siamese crocodile |
| Osteolaemus tetraspis (I) | | | West African dwarf crocodile |
| Tomistoma schlegelii (I) | | | False gharial |
| Gavialidae | | | | Gavial or gharial |
| Gavialis gangeticus (I) | | | Gharial |
| RHYNCHOCEPHALIA |
| Sphenodontidae | | | | Tuataras |
| Sphenodon spp. (I) | | | Tuataras |
| SAURIA |
| Agamidae | | | | Spiny-tailed lizards (Agamas, mastigures) |
| | Uromastyx spp. (II) | | Spiny-tailed lizards |
| Chamaeleonidae | | | | Chameleons |
| | Bradypodion spp. (II) | | Dwarf chameleons |
| | Brookesia spp. (II) (Except for the species included in Annex A) | | Dwarf chameleons |
| Brookesia perarmata (I) | | | Dwarf spiny chameleon |
| | Calumma spp. (II) | | Madagascar chameleons |
| | Chamaeleo spp. (II) (Except for the species included in Annex A) | | Chameleons |
| Chamaeleo chamaeleon (II) | | | European chameleon |
| | Furcifer spp. (II) | | Madagascar chameleons |
| Cordylidae | | | | Spiny-tailed lizards |
| | Cordylus spp. (II) | | Girdled lizards |
| Gekkonidae | | | | Geckos |
| | Cyrtodactylus serpensinsula (II) | | Serpent Island gecko |
| | | Hoplodactylus spp. (III New Zealand) | Sticky-toed geckos |
| | | Naultinus spp. (III New Zealand) | New Zealand tree geckos |
| | Phelsuma spp. (II) (Except for the species included in Annex A) | | Day geckos |
| Phelsuma guentheri (II) | | | Round Island day gecko |
| | Uroplatus spp. (II) | | Flat-tailed geckos |
| Helodermatidae | | | | Gila monster and beaded lizard |
| | Heloderma spp. (II) (Except for the subspecies included in Annex A) | | Gila monster and beaded lizard |
| Heloderma horridum charlesbogerti (I) | | | Guatemalan beaded lizard |
| Iguanidae | | | | Iguanas |
| | Amblyrhynchus cristatus (II) | | Galapagos marine iguana |
| Brachylophus spp. (I) | | | Fiji iguanas |
| | Conolophus spp. (II) | | Galapagos land iguanas |
| Cyclura spp. (I) | | | Ground iguanas |
| | Iguana spp. (II) | | Iguanas |
| | Phrynosoma coronatum (II) | | Coast horned lizard |
| Sauromalus varius (I) | | | San Esteban Island chuckwalla |
| Lacertidae | | | | Lizards |
| Gallotia simonyi (I) | | | Hierro giant lizard |
| Podarcis lilfordi (II) | | | Lilford's wall lizard |
| Podarcis pityusensis (II) | | | Ibiza wall lizard |
| Scincidae | | | | Skinks |
| | Corucia zebrata (II) | | Prehensile-tailed skink |
| Teiidae | | | | Caiman lizards, tegu lizards |
| | Crocodilurus amazonicus (II) | | Dragon lizard |
| | Dracaena spp. (II) | | Caiman lizards |
| | Tupinambis spp. (II) | | Tegus |
| Varanidae | | | | Monitor lizards |
| | Varanus spp. (II) (Except for the species included in Annex A) | | Monitor lizards |
| Varanus bengalensis (I) | | | Indian monitor |
| Varanus flavescens (I) | | | Yellow monitor |
| Varanus griseus (I) | | | Desert monitor |
| Varanus komodoensis (I) | | | Komodo dragon |
| Varanus nebulosus (I) | | | Clouded monitor |
| Varanus olivaceus (II) | | | Gray's monitor |
| Xenosauridae | | | | Chinese crocodile lizard |
| | Shinisaurus crocodilurus (II) | | Chinese crocodile lizard |
| SERPENTES | | | | Snakes |
| Boidae | | | | Boas |
| | Boidae spp. (II) (Except for the species included in Annex A) | | Boas |
| Acrantophis spp. (I) | | | Madagascar ground boas |
| Boa constrictor occidentalis (I) | | | Argentine boa constrictor |
| Epicrates inornatus (I) | | | Puerto Rican boa |
| Epicrates monensis (I) | | | Virgin Island tree boa |
| Epicrates subflavus (I) | | | Jamaican boa |
| Eryx jaculus (II) | | | Spotted sand boa |
| Sanzinia madagascariensis (I) | | | Madagascar tree boa |
| Bolyeriidae | | | | Round Island boas |
| | Bolyeriidae spp. (II) (Except for the species included in Annex A) | | Round Island boas |
| Bolyeria multocarinata (I) | | | Round Island boa |
| Casarea dussumieri (I) | | | Round Island keel-scaled boa |
| Colubridae | | | | Typical snakes, water snakes, whip snakes |
| | | Atretium schistosum (III India) | Olive keel-back |
| | | Cerberus rynchops (III India) | Dog-faced water snake |
| | Clelia clelia (II) | | Mussurana |
| | Cyclagras gigas (II) | | False cobra |
| | Elachistodon westermanni (II) | | Indian egg-eating snake |
| | Ptyas mucosus (II) | | Common rat snake |
| | | Xenochrophis piscator (III India) | Checkered keel-back |
| Elapidae | | | | Cobras, coral snakes |
| | Hoplocephalus bungaroides (II) | | Broad-headed snake |
| | | Micrurus diastema (III Honduras) | Atlantic coral snake |
| | | Micrurus nigrocinctus (III Honduras) | Central American coral snake |
| | Naja atra (II) | | Chinese spitting cobra |
| | Naja kaouthia (II) | | Monocellate cobra |
| | Naja mandalayensis (II) | | Burmese spitting cobra |
| | Naja naja (II) | | Indian cobra |
| | Naja oxiana (II) | | Central Asian cobra |
| | Naja philippinensis (II) | | North Philippine spitting cobra |
| | Naja sagittifera (II) | | Andaman cobra |
| | Naja samarensis (II) | | South-east Philippine spitting cobra |
| | Naja siamensis (II) | | Indochinese spitting cobra |
| | Naja sputatrix (II) | | South Indonesian spitting cobra |
| | Naja sumatrana (II) | | Golden spitting cobra |
| | Ophiophagus hannah (II) | | King cobra |
| Loxocemidae | | | | Mexican dwarf boa |
| | Loxocemidae spp. (II) | | Mexican dwarf boa |
| Pythonidae | | | | Pythons |
| | Pythonidae spp. (II) (Except for the subspecies included in Annex A) | | Pythons |
| Python molurus molurus (I) | | | Indian python |
| Tropidophiidae | | | | Wood boas |
| | Tropidophiidae spp. (II) | | Wood boas |
| Viperidae | | | | Vipers |
| | | Crotalus durissus (III Honduras) | Neotropical rattlesnake |
| | Crotalus durissus unicolor | | Aruba rattlesnake |
| | | Daboia russelii (III India) | Russell's viper |
| Vipera latifii | | | Latifi's viper |
| Vipera ursinii (I) (Only the population of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation) | | | Orsini's viper |
| | Vipera wagneri (II) | | Wagner's viper |
| TESTUDINES |
| Carettochelyidae | | | | Pig-nosed turtles |
| | Carettochelys insculpta (II) | | Pig-nosed turtle |
| Chelidae | | | | Austro-American sideneck turtles |
| | Chelodina mccordi (II) | | Roti snake-necked turtle |
| Pseudemydura umbrina (I) | | | Western swamp turtle |
| Cheloniidae | | | | Sea turtles |
| Cheloniidae spp. (I) | | | Sea turtles |
| Chelydridae | | | | Snapping turltes |
| | | Macrochelys temminckii (III United States of America) | Alligator snapping turtle |
| Dermatemydidae | | | | Central American river turtle |
| | Dermatemys mawii (II) | | Central American river turtle |
| Dermochelyidae | | | | Leatherback turtle |
| Dermochelys coriacea (I) | | | Leatherback turtle |
| Emydidae | | | | Box turtles, freshwater turtles |
| | Chrysemys picta | | Painted turtle |
| | Glyptemys insculpta (II) | | Wood turtle |
| Glyptemys muhlenbergii (I) | | | Bog turtle |
| | | Graptemys spp. (III United States of America) | Map turtles |
| | Terrapene spp. (II) (Except for the species included in Annex A) | | Box turtles |
| Terrapene coahuila (I) | | | Aquatic box turtle |
| | Trachemys scripta elegans | | Red-eared terrapin |
| Geoemydidae |
| | Batagur baska (I) | | | Batagur |
| | | Callagur borneoensis (II) | | Painted terrapin |
| | | Cuora spp. (II) | | Asian box turtles |
| | Geoclemys hamiltonii (I) | | | Black pond turtle |
| | | | Geoemyda spengleri (III China) | Black-breasted leaf turtle |
| | | Heosemys annandalii (II) | | Yellow-headed temple turtle |
| | | Heosemys depressa (II) | | Arakan forest turtle |
| | | Heosemys grandis (II) | | Giant Asian turtle |
| | | Heosemys spinosa (II) | | Spiny turtle |
| | | Kachuga spp. (II) | | Roofed turtles |
| | | Leucocephalon yuwonoi (II) | | Sulawesi forest turtle |
| | | Malayemys macrocephala (II) | | Snail-eating turtle |
| | | Malayemys subtrijuga (II) | | Ricefield turtle |
| | | Mauremys annamensis (II) | | Annam pond turtle |
| | | | Mauremys iversoni (III China) | Fujian pond turtle |
| | | | Mauremys megalocephala (III China) | Big-headed pond turtle |
| | | Mauremys mutica (II) | | Yellow pond turtle |
| | | | Mauremys nigricans (III China) | Red-necked turtle |
| | | | Mauremys pritchardi (III China) | Pritchard's pond turtle |
| | | | Mauremys reevesii (III China) | Reeves's turtle |
| | | | Mauremys sinensis (III China) | Chinese stripe-necked turtle |
| | Melanochelys tricarinata (I) | | | Three-keeled land tortoise |
| | Morenia ocellata (I) | | | Burmese swamp turtle |
| | | Notochelys platynota (II) | | Malayan flat-shelled turtle |
| | | | Ocadia glyphistoma (III China) | Notch-mouthed stripe-necked turtle |
| | | | Ocadia philippeni (III China) | Philippen's stripe-necked turtle |
| | | Orlitia borneensis (II) | | Malayan giant turtle |
| | | Pangshura spp. (Except for the species included in Annex A) | | Roofed turtles |
| | Pangshura tecta (I) | | | Indian roofed turtle |
| | | | Sacalia bealei (III China) | Beal's eyed turtle |
| | | | Sacalia pseudocellata (III China) | Chinese false-eyed turtle |
| | | | Sacalia quadriocellata (III China) | Four-eyed turtle |
| | | Siebenrockiella crassicollis (II) | | Black marsh turtle |
| | | Siebenrockiella leytensis (II) | | Philippine pond turtle |
| Platysternidae | | | | Big-headed turtle |
| | Platysternon megacephalum (II) | | Big-headed turtle |
| Podocnemididae | | | | Afro-American sideneck turtles |
| | Erymnochelys madagascariensis (II) | | Madagascar sideneck turtle |
| | Peltocephalus dumerilianus (II) | | Big-headed sideneck turtle |
| | Podocnemis spp. (II) | | Sideneck turtles |
| Testudinidae | | | | Tortoises |
| | Testudinidae spp. (II) (Except for the species included in Annex A; a zero annual export quota has been established for Geochelone sulcata for specimens removed from the wild and traded for primarily commercial purposes.) | | Tortoises |
| Astrochelys radiata (I) | | | Radiated tortoise |
| Astrochelys yniphora (I) | | | Angonoka |
| Chelonoidis nigra (I) | | | Galapagos giant tortoise |
| Gopherus flavomarginatus (I) | | | Bolson tortoise |
| Malacochersus tornieri (II) | | | Pancake tortoise |
| Psammobates geometricus (I) | | | Geometric tortoise |
| Pyxis arachnoides (I) | | | Madagascar spider tortoise |
| Pyxis planicauda (I) | | | Madagascar flat-shelled tortoise |
| Testudo graeca (II) | | | Spur-thighed tortoise |
| Testudo hermanni (II) | | | Hermann's tortoise |
| Testudo kleinmanni (I) | | | Egyptian tortoise |
| Testudo marginata (II) | | | Marginated tortoise |
| Trionychidae | | | | Softshell turtles, terrapins |
| | Amyda cartilaginea (II) | | Southeast Asian soft-shelled turtle |
| Apalone spinifera atra (I) | | | Cuatro Cienagas soft-shell turtle |
| Aspideretes gangeticus (I) | | | Indian soft-shell turtle |
| Aspideretes hurum (I) | | | Peacock soft-shell turtle |
| Aspideretes nigricans (I) | | | Black soft-shell turtle |
| | Chitra spp. (II) | | Narrow-headed softshell turtles |
| | Lissemys punctata (II) | | Indo-Gangetic flapshell turtle |
| | Lissemys scutata (II) | | Burmese flapshell turtle |
| | | Palea steindachneri (III China) | Wattle-necked softshell turtle |
| | Pelochelys spp. (II) | | Giant softshell turtles |
| | | Pelodiscus axenaria (III China) | Hunan softshell turtle |
| | | Pelodiscus maackii (III China) | Amur softshell turtle |
| | | Pelodiscus parviformis (III China) | Chinese softshell turtle |
| | | Rafetus swinhoei (III China) | Yangtze softshell turtle |
| AMPHIBIA | | | | Amphibians |
| ANURA | | | | Frogs and toads |
| Bufonidae | | | | Toads |
| Altiphrynoides spp. (I) | | | Malcolm's Ethiopian toad |
| Atelopus zeteki (I) | | | Golden frog |
| Bufo periglenes (I) | | | Golden toad |
| Bufo superciliaris (I) | | | Cameroon toad |
| Nectophrynoides spp. (I) | | | African viviparous toads |
| Nimbaphrynoides spp. (I) | | | Nimba toads |
| Spinophrynoides spp. (I) | | | Osgood's Ethiopian toad |
| Dendrobatidae | | | | Poison frogs |
| | Allobates femoralis (II) | | Brilliant-thighed poison frog |
| | Allobates zaparo (II) | | Sanguine poison frog |
| | Cryptophyllobates azureiventris (II) | | Sky-blue poison frog |
| | Dendrobates spp. (II) | | Poison-arrow frogs |
| | Epipedobates spp. (II) | | Poison-arrow frogs |
| | Phyllobates spp. (II) | | Poison-arrow frogs |
| Mantellidae | | | | Mantella frogs |
| | Mantella spp. (II) | | Mantella frogs |
| Microhylidae | | | | Tomato frogs |
| Dyscophus antongilii (I) | | | Tomato frog |
| | Scaphiophryne gottlebei (II) | | Red rain frog |
| Ranidae | | | | Frogs |
| | Conraua goliath | | Goliath frog |
| | Euphlyctis hexadactylus (II) | | Six-fingered frog |
| | Hoplobatrachus tigerinus (II) | | Tiger frog |
| | Rana catesbeiana | | American bullfrog |
| Rheobatrachidae | | | | Gastric brooding frogs |
| | Rheobatrachus spp. (II) (Except for the species included in Annex A) | | Gastric brooding frog |
| Rheobatrachus silus (II) | | | Platypus frog |
| CAUDATA |
| Ambystomatidae | | | | Axolotls |
| | Ambystoma dumerilii (II) | | Lake Patzcuaro salamander |
| | Ambystoma mexicanum (II) | | Axolotl |
| Cryptobranchidae | | | | Giant salamanders |
| Andrias spp. (I) | | | Giant salamanders |
| ELASMOBRANCHII | | | | Sharks and rays |
| LAMNIFORMES |
| Cetorhinidae | | | | Basking sharks |
| | Cetorhinus maximus (II) | | Basking shark |
| Lamnidae | | | | Great white shark |
| | Carcharodon carcharias (II) | | Great white shark |
| ORECTOLOBIFORMES |
| Rhincodontidae | | | | Whale sharks |
| | Rhincodon typus (II) | | Whale shark |
| RAJIFORMES |
| Pristidae | | | | Sawfishes |
| Pristidae spp. (I) (Except for the species included in Annex B) | | | Sawfishes |
| | Pristis microdon (II) (For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable aquaria for primarily conservation purposes. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly) | | Freshwater sawfish |
| ACTINOPTERYGII | | | | Fish |
| ACIPENSERIFORMES |
| | | ACIPENSERIFORMES spp. (II) (Except for the species included in Annex A) | | Sturgeons and paddlefish |
| Acipenseridae | | | | Sturgeons |
| Acipenser brevirostrum (I) | | | Shortnose sturgeon |
| Acipenser sturio (I) | | | Common sturgeon |
| ANGUILLIFORMES |
| Anguillidae | | | | Freshwater eels |
| | Anguilla anguilla (II) (This inclusion will enter into force on 13 March 2009) | | European eel |
| CYPRINIFORMES |
| Catostomidae | | | | Cui-ui |
| Chasmistes cujus (I) | | | Cui-ui |
| Cyprinidae | | | | Blind carps, plaeesok |
| | Caecobarbus geertsi (II) | | African blind barb fish |
| Probarbus jullieni (I) | | | Ikan temoleh |
| OSTEOGLOSSIFORMES |
| Osteoglossidae | | | | Arapaimas, bonytongues |
| | Arapaima gigas (II) | | Arapaima |
| Scleropages formosus (I) | | | Asian arowana |
| PERCIFORMES |
| Labridae | | | | Wrasses |
| | Cheilinus undulatus (II) | | Humphead wrasse |
| Sciaenidae | | | | Totoabas |
| Totoaba macdonaldi (I) | | | Totoaba |
| SILURIFORMES |
| Pangasiidae | | | | Pangasid catfish |
| Pangasianodon gigas (I) | | | Giant catfish |
| SYNGNATHIFORMES |
| Syngnathidae | | | | Pipefishes, seahorses |
| | Hippocampus spp. (II) | | Seahorses |
| SARCOPTERYGII | | | | Lungfishes |
| CERATODONTIFORMES |
| Ceratodontidae | | | | Australian lungfishes |
| | Neoceratodus forsteri (II) | | Australian lungfish |
| COELACANTHIFORMES |
| Latimeriidae | | | | Coelacanths |
| Latimeria spp. (I) | | | Coelacanths |
| ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS) |
| HOLOTHUROIDEA | | | | Sea cucumbers |
| ASPIDOCHIROTIDA |
| Stichopodidae | | | | Sea cucumbers |
| | | Isostichopus fuscus (III Ecuador) | Brown sea cucumber |
| ARTHROPODA (ARTHROPODS) |
| ARACHNIDA | | | | Spiders and scorpions |
| ARANEAE |
| Theraphosidae | | | | Red-kneed tarantulas, tarantulas |
| | Aphonopelma albiceps (II) | | |
| | Aphonopelma pallidum (II) | | Chihuahua rose-grey tarantula |
| | Brachypelma spp. (II) | | Central American tarantulas |
| SCORPIONES |
| Scorpionidae | | | | Scorpions |
| | Pandinus dictator (II) | | |
| | Pandinus gambiensis (II) | | Giant Senegalese scorpion |
| | Pandinus imperator (II) | | Emperor scorpion |
| INSECTA | | | | Insects |
| COLEOPTERA | | | | Beetles |
| Lucanidae | | | | Stag beetles |
| | | Colophon spp. (III South Africa) | Cape stag beetles |
| LEPIDOPTERA | | | | Butterflies |
| Papilionidae | | | | Birdwing and swallowtail butterflies |
| | Atrophaneura jophon (II) | | Sri Lankan rose |
| | Atrophaneura palu | | Palu swallowtail butterfly |
| | Atrophaneura pandiyana (II) | | Malabar rose |
| | Bhutanitis spp. (II) | | Swallowtail butterflies |
| | Graphium sandawanum | | Apo swallowtail butterfly |
| | Graphium stresemanni | | Seram swallowtail |
| | Ornithoptera spp. (II) (except for the species included in Annex A) | | Birdwing butterflies |
| Ornithoptera alexandrae (I) | | | Queen Alexandra's birdwing |
| | Papilio benguetanus | | |
| Papilio chikae (I) | | | Luzon peacock swallowtail |
| | Papilio esperanza | | |
| Papilio homerus (I) | | | Homerus swallowtail |
| Papilio hospiton (I) | | | Corsican swallowtail |
| | Papilio morondavana | | Madagascan emperor swallowtail |
| | Papilio neumoegeni | | |
| | Parides ascanius | | Fluminense swallowtail butterfly |
| | Parides hahneli | | Hahnel's amazonian swallowtail butterfly |
| Parnassius apollo (II) | | | Mountain apollo |
| | Teinopalpus spp. (II) | | Kaiser-I-Hind butterflies |
| | Trogonoptera spp. (II) | | Birdwing butterflies |
| | Troides spp. (II) | | Birdwing butterflies |
| ANNELIDA (SEGMENTED WORMS AND LEECHES) |
| HIRUDINOIDEA | | | | Leeches |
| ARHYNCHOBDELLIDA |
| Hirudinidae | | | | Leeches |
| | Hirudo medicinalis (II) | | Medicinal leech |
| MOLLUSCA (MOLLUSCS) |
| BIVALVIA | | | | Bivalve molluscs (clams, mussels etc.) |
| MYTILOIDA |
| Mytilidae | | | | Marine mussels |
| | Lithophaga lithophaga (II) | | European date mussel |
| UNIONOIDA |
| Unionidae | | | | Freshwater mussels, pearly mussels |
| Conradilla caelata (I) | | | Birdwing pearly mussel |
| | Cyprogenia aberti (II) | | Western fanshell mussel |
| Dromus dromas (I) | | | Dromedary pearly mussel |
| Epioblasma curtisii (I) | | | Curtis' pearly mussel |
| Epioblasma florentina (I) | | | Yellow-blossom pearly mussel |
| Epioblasma sampsonii (I) | | | Wabash riffleshell |
| Epioblasma sulcata perobliqua (I) | | | White catspaw mussel |
| Epioblasma torulosa gubernaculum (I) | | | Green-blossom pearly mussel |
| | Epioblasma torulosa rangiana (II) | | Northern riffleshell |
| Epioblasma torulosa torulosa (I) | | | Turbercled-blossom pearly mussel |
| Epioblasma turgidula (I) | | | Turgid-blossom pearly mussel |
| Epioblasma walkeri (I) | | | Tan riffleshell |
| Fusconaia cuneolus (I) | | | Fine-rayed pigtoe pearly mussel |
| Fusconaia edgariana (I) | | | Shiny pigtoe pearly mussel |
| Lampsilis higginsii (I) | | | Higgins' eye pearly mussel |
| Lampsilis orbiculata orbiculata (I) | | | Pink mucket pearly mussel |
| Lampsilis satur (I) | | | Sandback pocketbook mussel |
| Lampsilis virescens (I) | | | Alabama lamp pearly mussel |
| Plethobasus cicatricosus (I) | | | White warty-back pearly mussel |
| Plethobasus cooperianus (I) | | | Orange-footed pimpleback mussel |
| | Pleurobema clava (II) | | Clubshell pearly mussel |
| Pleurobema plenum (I) | | | Rough pigtoe pearly mussel |
| Potamilus capax (I) | | | Fat pocketbook pearly mussel |
| Quadrula intermedia (I) | | | Cumberland monkey-face pearly mussel |
| Quadrula sparsa (I) | | | Appalachian monkey-face pearly mussel |
| Toxolasma cylindrellus (I) | | | Pale lilliput pearly mussel |
| Unio nickliniana (I) | | | Nicklin's pearly mussel |
| Unio tampicoensis tecomatensis (I) | | | Tampico pearly mussel |
| Villosa trabalis (I) | | | Cumberland bean pearly mussel |
| VENEROIDA |
| Tridacnidae | | | | Giant clams |
| | Tridacnidae spp. (II) | | Giant clams |
| GASTROPODA | | | | Slugs, snails and conches |
| ARCHAEOGASTROPODA |
| Haliotidae | | | | Abalones |
| | | Haliotis midae (III South Africa) | Midas ear abalone |
| MESOGASTROPODA |
| Strombidae | | | | Conches |
| | Strombus gigas (II) | | Queen conch |
| STYLOMMATOPHORA |
| Achatinellidae | | | | Agate snails, oahu tree snails |
| Achatinella spp. (I) | | | Little agate shells |
| Camaenidae | | | | Green tree snail |
| | Papustyla pulcherrima (II) | | Manus green tree snail |
| CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES) |
| ANTHOZOA | | | | Corals, sea anemones |
| ANTIPATHARIA |
| | | ANTIPATHARIA spp. (II) | | Black corals |
| GORGONACEAE |
| Coralliidae | | | Corallium elatius (III China) | |
| | | Corallium japonicum (III China) | |
| | | Corallium konjoi (III China) | |
| | | Corallium secundum (III China) | |
| HELIOPORACEA |
| Helioporidae | | | | Blue coral |
| | Helioporidae spp. (II) (Includes only the species Heliopora coerulea) (7) | | Blue coral |
| SCLERACTINIA |
| | | SCLERACTINIA spp. (II) (7) | | Stony corals |
| STOLONIFERA |
| Tubiporidae | | | | Organpipe corals |
| | Tubiporidae spp. (II) (7) | | Organpipe corals |
| HYDROZOA | | | | Sea ferns, fire corals, stinging medusas |
| MILLEPORINA |
| Milleporidae | | | | Wello fire corals |
| | Milleporidae spp. (II) (7) | | Wello fire corals |
| STYLASTERINA |
| Stylasteridae | | | | Lace corals |
| | Stylasteridae spp. (II) (7) | | Lace corals |
| FLORA |
| AGAVACEAE | | | | Agaves |
| Agave parviflora (I) | | | Santa Cruz striped agave |
| | Agave victoriae-reginae (II) #1 | | Queen Victoria agave |
| | Nolina interrata (II) | | Dehesa bear-grass |
| AMARYLLIDACEAE | | | | Amaryllids |
| | Galanthus spp. (II) #1 | | Snowdrops |
| | Sternbergia spp. (II) #1 | | Sternbergias |
| APOCYNACEAE | | | | Dogbanes |
| | Hoodia spp. (II) #9 | | Hoodia |
| | Pachypodium spp. (II) (Except for the species included in Annex A) #1 | | Elephant trunks |
| Pachypodium ambongense (I) | | | |
| Pachypodium baronii (I) | | | |
| Pachypodium decaryi (I) | | | |
| | Rauvolfia serpentina (II) #2 | | Snake-root devil-pepper |
| ARALIACEAE | | | | Aralias |
| | Panax ginseng (II) (Only the population of the Russian Federation; no other population is included in the Annexes to this Regulation) #3 | | Asian ginseng |
| | Panax quinquefolius (II) #3 | | American ginseng |
| ARAUCARIACEAE | | | | Araucarias |
| Araucaria araucana (I) | | | Monkey-puzzle tree |
| BERBERIDACEAE | | | | Barberries |
| | Podophyllum hexandrum (II) #2 | | Himalayan may-apple |
| BROMELIACEAE | | | | Air plants, bromelias |
| | Tillandsia harrisii (II) #1 | | Harris' tillandsia |
| | Tillandsia kammii (II) #1 | | Kamm's tillandsia |
| | Tillandsia kautskyi (II) #1 | | Kautsky's tillandsia |
| | Tillandsia mauryana (II) #1 | | Maury's tillandsia |
| | Tillandsia sprengeliana (II) #1 | | Sprengel's tillandsia |
| | Tillandsia sucrei (II) #1 | | Sucre tillandsia |
| | Tillandsia xerographica (II) #1 | | Xerographic tillandsia |
| CACTACEAE | | | | Cacti |
| | CACTACEAE spp. (II) (Except for the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) (8) #4 | | Cacti |
| Ariocarpus spp. (I) | | | Living rock cacti |
| Astrophytum asterias (I) | | | Star cactus |
| Aztekium ritteri (I) | | | Aztec cactus |
| Coryphantha werdermannii (I) | | | Jobali pincushion cactus |
| Discocactus spp. (I) | | | Discocacti |
| Echinocereus ferreirianus ssp. lindsayi (I) | | | Lindsay's hedgehog cacti |
| Echinocereus schmollii (I) | | | Lamb's-tail cactus |
| Escobaria minima (I) | | | Nelle's cactus |
| Escobaria sneedii (I) | | | Sneed's pincushion cactus |
| Mammillaria pectinifera (I) | | | Conchilinque |
| Mammillaria solisioides (I) | | | Pitayita |
| Melocactus conoideus (I) | | | Conelike Turk's-cap cactus |
| Melocactus deinacanthus (I) | | | Wonderfully-bristled Turk's cap cactus |
| Melocactus glaucescens (I) | | | Woolly waxy-stemmed Turk's-cap cactus |
| Melocactus paucispinus (I) | | | Few-spined Turk's-cap cactus |
| Obregonia denegrii (I) | | | Artichoke cactus |
| Pachycereus militaris (I) | | | Grenadier's cap |
| Pediocactus bradyi (I) | | | Brady's pincushion cactus |
| Pediocactus knowltonii (I) | | | Knowlton's cactus |
| Pediocactus paradinei (I) | | | Houserock valley cactus |
| Pediocactus peeblesianus (I) | | | Peebles's Navajo cactus |
| Pediocactus sileri (I) | | | Siler's pincushion cactus |
| Pelecyphora spp. (I) | | | Pine cane cactus |
| Sclerocactus brevihamatus ssp. tobuschii (I) | | | Tobusch fishhook cactus |
| Sclerocactus erectocentrus (I) | | | Needle-spined pineapple cactus |
| Sclerocactus glaucus (I) | | | Uinta Basin hookless cactus |
| Sclerocactus mariposensis (I) | | | Mariposa cactus |
| Sclerocactus mesae-verdae (I) | | | Mesa Verde cactus |
| Sclerocactus nyensis (I) | | | Tonopah fishook cactus |
| Sclerocactus papyracanthus (I) | | | Grama-grass cactus |
| Sclerocactus pubispinus (I) | | | Great-Basin fishhook cactus |
| Sclerocactus wrightiae (I) | | | Wright's fishhook cactus |
| Strombocactus spp. (I) | | | Peyote |
| Turbinicarpus spp. (I) | | | Turbinicarps |
| Uebelmannia spp. (I) | | | Uebelmann cacti |
| CARYOCARACEAE | | | | Ajos |
| | Caryocar costaricense (II) #1 | | Ajillo |
| COMPOSITAE (ASTERACEAE) | | | | Asters, daisies, costus |
| Saussurea costus (I) (also known as S. lappa or Aucklandia costus) | | | Costus |
| CRASSULACEAE | | | | Dudleyas, crassulas |
| | Dudleya stolonifera (II) | | Laguna beach dudleya |
| | Dudleya traskiae (II) | | Santa Barbara Island dudleya |
| CUPRESSACEAE | | | | Cypresses |
| Fitzroya cupressoides (I) | | | Alerce |
| Pilgerodendron uviferum (I) | | | Pilgerodendron |
| CYATHEACEAE | | | | Tree ferns |
| | Cyathea spp. (II) #1 | | Tree ferns |
| CYCADACEAE | | | | Cycads |
| | CYCADACEAE spp. (II) (Except for the species included in Annex A) #1 | | Cycads |
| Cycas beddomei (I) | | | Beddome's cycad |
| DICKSONIACEAE | | | | Tree ferns |
| | Cibotium barometz (II) #1 | | |
| | Dicksonia spp. (II) (Only the populations of the Americas; no other populations are included in the Annexes to this Regulation: includes Dicksonia berteriana, D. externa, D. sellowiana and D. stuebelii) #1 | | Tree ferns |
| DIDIEREACEAE | | | | Didiereas |
| | DIDIEREACEAE spp. (II) #1 | | Alluaudias, didiereas |
| DIOSCOREACEAE | | | | Yams |
| | Dioscorea deltoidea (II) #1 | | Elephant's foot |
| DROSERACEAE | | | | Sundews |
| | Dionaea muscipula (II) #1 | | Venus fly-trap |
| EUPHORBIACEAE | | | | Spurges |
| | Euphorbia spp. (II) (Except for the species included in Annex A; succulent species only; artificially propagated specimens of cultivars of Euphorbia trigona, artificially propagated, crested, fan-shaped or colour mutants of Euphorbia lactea, when grafted on artificially propagated root stock of Euphorbia neriifolia and artificially propagated specimens of cultivars of Euphorbia“Milii” when they are traded in shipments of 100 or more plants and readily recognisable as artificially propagated specimens, are not subject to the provisions of this Regulation) #1 | | Euphorbias |
| Euphorbia ambovombensis (I) | | | |
| Euphorbia capsaintemariensis (I) | | | |
| Euphorbia cremersii (I) | | | |
| Euphorbia cylindrifolia (I) | | | |
| Euphorbia decaryi (I) | | | |
| Euphorbia francoisii (I) | | | |
| Euphorbia handiensis (II) | | | |
| Euphorbia lambii (II) | | | |
| Euphorbia moratii (I) | | | |
| Euphorbia parvicyathophora (I) | | | |
| Euphorbia quartziticola (I) | | | |
| Euphorbia stygiana (II) | | | |
| Euphorbia tulearensis (I) | | | |
| FOUQUIERIACEAE | | | | Ocotillos, boojums |
| | Fouquieria columnaris (II) #1 | | Boojum tree |
| Fouquieria fasciculata (I) | | | Arbol del barril |
| Fouquieria purpusii (I) | | | |
| GNETACEAE | | | | Joint firs |
| | | Gnetum montanum (III Nepal) #1 | |
| JUGLANDACEAE | | | | Walnuts, gavilan |
| | Oreomunnea pterocarpa (II) #1 | | Gavilàn |
| LEGUMINOSAE


  (FABACEAE) | | | | Legumes |
| | Caesalpinia echinata (II) #10 | | Brazil wood |
| Dalbergia nigra (I) | | | Brazilian rosewood |
| | | Dalbergia retusa (III population of Guatemala) #5 | Black rosewood |
| | | Dalbergia stevensonii (III population of Guatemala) #5 | Honduras rosewood |
| | | Dipteryx panamensis (III Costa Rica/Nicaragua) | Almendro |
| | Pericopsis elata (II) #5 | | Afrormosia |
| | Platymiscium pleiostachyum (II) #1 | | Quira macawood |
| | Pterocarpus santalinus (II) #7 | | Red sandalwood |
| LILIACEAE | | | | Lilies |
| | Aloe spp. (II) (Except for the species included in Annex A and Aloe vera, also known as Aloe barbadensis, which is not included in the Annexes to this Regulation) #1 | | Aloes |
| Aloe albida (I) | | | |
| Aloe albiflora (I) | | | |
| Aloe alfredii (I) | | | |
| Aloe bakeri (I) | | | |
| Aloe bellatula (I) | | | |
| Aloe calcairophila (I) | | | |
| Aloe compressa (I) | | | |
| Aloe delphinensis (I) | | | |
| Aloe descoingsii (I) | | | |
| Aloe fragilis (I) | | | |
| Aloe haworthioides (I) | | | |
| Aloe helenae (I) | | | |
| Aloe laeta (I) | | | |
| Aloe parallelifolia (I) | | | |
| Aloe parvula (I) | | | |
| Aloe pillansii (I) | | | |
| Aloe polyphylla (I) | | | |
| Aloe rauhii (I) | | | |
| Aloe suzannae (I) | | | |
| Aloe versicolor (I) | | | |
| Aloe vossii (I) | | | |
| MAGNOLIACEAE | | | | Magnolias |
| | | Magnolia liliifera var. obovata (III Nepal) #1 | Safan |
| MELIACEAE | | | | Mahoganies |
| | | Cedrela odorata (III Population of Colombia, Population of Guatemala, Population of Peru) #5 | Spanish cedar |
| | Swietenia humilis (II) #1 | | Honduras mahogany |
| | Swietenia macrophylla (II) (Population of the Neotropics — includes Central and South America and the Caribbean) #6 | | Big-leaf mahogany |
| | Swietenia mahagoni (II) #5 | | Caribbean mahogany |
| NEPENTHACEAE | | | | Pitcher plants (old-world) |
| | Nepenthes spp. (II) (Except for the species included in Annex A) #1 | | Tropical pitcher plants |
| Nepenthes khasiana (I) | | | Indian pitcher plant |
| Nepenthes rajah (I) | | | Giant tropical pitcher plant |
| ORCHIDACEAE | | | | Orchids |
| | ORCHIDACEAE spp. (II) (Except for the species included in Annex A) (9) #1 | | Orchids |
| For all of the following Annex A species, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers, are not subject to the provisions of this Regulation. | | | |
| Aerangis ellisii (I) | | | |
| Cephalanthera cucullata (II) | | | Hooded helleborine |
| Cypripedium calceolus (II) | | | Lady's slipper orchid |
| Dendrobium cruentum (I) | | | |
| Goodyera macrophylla (II) | | | Madeiran lady's-tresses |
| Laelia jongheana (I) | | | |
| Laelia lobata (I) | | | |
| Liparis loeselii (II) | | | Fen orchid |
| Ophrys argolica (II) | | | Eyed bee orchid |
| Ophrys lunulata (II) | | | Crescent ophrys |
| Orchis scopulorum (II) | | | Madeiran orchid |
| Paphiopedilum spp. (I) | | | Asian slipper orchids |
| Peristeria elata (I) | | | Holy ghost orchid |
| Phragmipedium spp. (I) | | | South American slipper orchids |
| Renanthera imschootiana (I) | | | Red vanda |
| Spiranthes aestivalis (II) | | | Summer lady's-tresses |
| OROBANCHACEAE | | | | Broomrapes |
| | Cistanche deserticola (II) #1 | | Desert cistanche |
| PALMAE


  (ARECACEAE) | | | | Palms |
| | Beccariophoenix madagascariensis (II) #1 | | Manarano |
| Chrysalidocarpus decipiens (I) | | | Butterfly palm |
| | Lemurophoenix halleuxii (II) | | Hovitra varimena |
| | Marojejya darianii (II) | | Ravimbe |
| | Neodypsis decaryi (II) #1 | | Triangle palm |
| | Ravenea louvelii (II) | | Lakamarefo |
| | Ravenea rivularis (II) | | Gora |
| | Satranala decussilvae (II) | | Satranabe |
| | Voanioala gerardii (II) | | Voanioala |
| PAPAVERACEAE | | | | Poppies |
| | | Meconopsis regia (III Nepal) #1 | Himalayan poppy |
| PINACEAE | | | | Pine family |
| Abies guatemalensis (I) | | | Guatemalan fir |
| PODOCARPACEAE | | | | Podocarps |
| | | Podocarpus neriifolius (III Nepal) #1 | Yellow wood |
| Podocarpus parlatorei (I) | | | Parlatore's podocarp |
| PORTULACACEAE | | | | Portulacas, purslanes |
| | Anacampseros spp. (II) #1 | | Purslanes |
| | Avonia spp. #1 | | |
| | Lewisia serrata (II) #1 | | Saw-toothed lewisia |
| PRIMULACEAE | | | | Primulas, cyclamens |
| | Cyclamen spp. (II) (10) #1 | | Cyclamens |
| PROTEACEAE | | | | Proteas |
| | Orothamnus zeyheri (II) #1 | | Marsh-rose |
| | Protea odorata (II) #1 | | Ground-rose |
| RANUNCULACEAE | | | | Buttercups |
| | Adonis vernalis (II) #2 | | Yellow adonis |
| | Hydrastis canadensis (II) #8 | | Golden seal |
| ROSACEAE | | | | Roses, cherries |
| | Prunus africana (II) #1 | | African cherry |
| RUBIACEAE | | | | Ayugue |
| Balmea stormiae (I) | | | Ayugue |
| SARRACENIACEAE | | | | Pitcher plants (new world) |
| | Sarracenia spp. (II) (Except for the species included in Annex A) #1 | | Pitcher plants |
| Sarracenia oreophila (I) | | | Green pitcher plant |
| Sarracenia rubra ssp. alabamensis (I) | | | Alabama canebrake pitcher plant |
| Sarracenia rubra ssp. jonesii (I) | | | Mountain sweet pitcher plant |
| SCROPHULARIACEAE | | | | Figworts |
| | Picrorhiza kurrooa (II) (excludes Picrorhiza scrophulariiflora) #2 | | Indian gentian |
| STANGERIACEAE | | | | Stangerias (cycads) |
| | Bowenia spp. (II) #1 | | Cycads |
| Stangeria eriopus (I) | | | Stangeria |
| TAXACEAE | | | | Yews |
| | Taxus chinensis (II) #2 | | Chinese yew |
| | Taxus cuspidata (II) (11) #2 | | Japanese yew |
| | Taxus fuana (II) #2 | | Tibetan yew |
| | Taxus sumatrana (II) #2 | | Sumatran yew |
| | Taxus wallichiana (II) #2 | | Himalayan yew |
| THYMELEACEAE


  (AQUILARIACEAE) | | | | Agarwood, ramin |
| | Aquilaria spp. (II) #1 | | Agarwood |
| | Gonystylus spp. (II) #1 | | Ramin |
| | Gyrinops spp. (II) #1 | | Agarwood |
| TROCHODENDRACEAE


  (TETRACENTRACEAE) | | | | Tetracentrons |
| | | Tetracentron sinense (III Nepal) #1 | |
| VALERIANACEAE | | | | Valerians |
| | Nardostachys grandiflora #2 | | |
| WELWITSCHIACEAE | | | | Welwitschias |
| | Welwitschia mirabilis (II) #1 | | Welwitschia |
| ZAMIACEAE | | | | Cycads |
| | ZAMIACEAE spp. (II) (Except for the species included in Annex A) #1 | | Cycads |
| Ceratozamia spp. (I) | | | Horncones |
| Chigua spp. (I) | | | |
| Encephalartos spp. (I) | | | Bread palms |
| Microcycas calocoma (I) | | | Palm corcho |
| ZINGIBERACEAE | | | | Ginger lilies |
| | Hedychium philippinense (II) #1 | | Philippine garland-flower |
| ZYGOPHYLLACEAE | | | | Lignum-vitae |
| | Guaiacum spp. (II) #2 | | Lignum-vitae |
| | | Bulnesia sarmientoi (III Argentina) #11 | Guaiacwood |

Annex A

Annex B

Annex C

Common name

FAUNA

CHORDATA (CHORDATES)

MAMMALIA

Mammals

ARTIODACTYLA

Antilocapridae

Pronghorn

Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)

Mexican pronghorn

Bovidae

Antelopes, cattle, duikers, gazelles, goats, sheep etc.

Addax nasomaculatus (I)

Addax

Ammotragus lervia (II)

Barbary sheep

Antilope cervicapra (III Nepal)

Blackbuck

Bison bison athabascae (II)

Wood bison

Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to the provisions of this Regulation)

Gaur

Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to the provisions of this Regulation)

Wild yak

Bos sauveli (I)

Kouprey

Bubalus arnee (III Nepal) (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to the provisions of this Regulation)

Wild Asiatic buffalo

Bubalus depressicornis (I)

Lowland anoa

Bubalus mindorensis (I)

Tamarau

Bubalus quarlesi (I)

Mountain anoa

Budorcas taxicolor (II)

Takin

Capra falconeri (I)

Markhor

Capricornis milneedwardsii (I)

Chinese serow

Capricornis rubidus (I)

Red serow

Capricornis sumatraensis (I)

Sumatran serow

Capricornis thar (I)

Himalayan serow

Cephalophus brookei (II)

Brooke's duiker

Cephalophus dorsalis (II)

Bay duiker

Cephalophus jentinki (I)

Jentink's duiker

Cephalophus ogilbyi (II)

Ogilby's duiker

Cephalophus silvicultor (II)

Yellow-backed duiker

Cephalophus zebra (II)

Zebra duiker

Damaliscus pygargus pygargus (II)

Bontebok

Gazella cuvieri (I)

Cuvier's gazelle

Gazella dorcas (III Algeria/Tunisia)

Dorcas gazelle

Gazella leptoceros (I)

Slender-horned gazelle

Hippotragus niger variani (I)

Giant sable antelope

Kobus leche (II)

Lechwe

Naemorhedus baileyi (I)

Red goral

Naemorhedus caudatus (I)

Long-tailed goral

Naemorhedus goral (I)

Himalayan goral

Naemorhedus griseus (I)

Chinese goral

Nanger dama (I)

Dama gazelle

Oryx dammah (I)

Scimitar-horned oryx

Oryx leucoryx (I)

Arabian oryx

Ovis ammon (II) (Except for the subspecies included in Annex A)

Argali

Ovis ammon hodgsonii (I)

Tibetan argali

Ovis ammon nigrimontana (I)

Kara Tau argali

Ovis canadensis (II) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)

Mexican bighorn sheep

Ovis orientalis ophion (I)

Cyprus mouflon

Ovis vignei (II) (Except for the subspecies included in Annex A)

Urial

Ovis vignei vignei (I)

Ladakh urial

Pantholops hodgsonii (I)

Chiru

Philantomba monticola (II)

Blue duiker

Pseudoryx nghetinhensis (I)

Siola

Rupicapra pyrenaica ornata (I)

Abruzzo chamois

Saiga borealis (II)

Mongolian saiga

Saiga tatarica (II)

Steppe saiga

Tetracerus quadricornis (III Nepal)

Four-horned antelope

Camelidae

Camels, guanaco, vicuña

Lama glama guanicoe (II)

Guanaco

Vicugna vicugna (I) (Except for the populations of: Argentina [the population of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [population of the Primera Región]; and Peru [the whole population]; which are included in Annex B)

Vicugna vicugna (II) (Only the populations of Argentina
   (1) [the population of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia
   (2) [the whole population]; Chile
   (3) [population of the Primera Región]; Peru
   (4) [the whole population]; all other populations are included in Annex A)

Vicuña

Cervidae

Deer, huemuls, muntjacs, pudus

Axis calamianensis (I)

Calamian deer

Axis kuhlii (I)

Bawean deer

Axis porcinus annamiticus (I)

Indochina hog deer

Blastocerus dichotomus (I)

Marsh deer

Cervus elaphus bactrianus (II)

Bactrian deer

Cervus elaphus barbarus (III Algeria/Tunisia)

Barbary deer

Cervus elaphus hanglu (I)

Hangul

Dama dama mesopotamica (I)

Persian fallow deer

Hippocamelus spp. (I)

Huemuls

Mazama temama cerasina (III Guatemala)

Central American red brocket

Muntiacus crinifrons (I)

Black muntjac

Muntiacus vuquangensis (I)

Giant muntjac

Odocoileus virginianus mayensis (III Guatemala)

Guatemalan white-tailed deer

Ozotoceros bezoarticus (I)

Pampas deer

Pudu mephistophiles (II)

Northern pudu

Pudu puda (I)

Southern pudu

Rucervus duvaucelii (I)

Barasingha

Rucervus eldii (I)

Eld's deer

Hippopotamidae

Hippopotamuses

Hexaprotodon liberiensis (II)

Pygmy hippopotamus

Hippopotamus amphibius (II)

Common hippopotamus

Moschidae

Musk deer

Moschus spp. (I) (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B)

Moschus spp. (II) (Except for the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A)

Musk deer

Suidae

Babirusa, hogs, pigs

Babyrousa babyrussa (I)

Buru babirusa

Babyrousa bolabatuensis (I)

Bola Batu babirusa

Babyrousa celebensis (I)

North Sulawesi babirusa

Babyrousa togeanensis (I)

Malenge babirusa

Sus salvanius (I)

Pygmy hog

Tayassuidae

Peccaries

Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation)

Peccaries

Catagonus wagneri (I)

Chacoan peccary

CARNIVORA

Ailuridae

Ailurus fulgens (I)

Red panda

Canidae

Dogs, foxes, wolves

Canis aureus (III India)

Golden jackal

Canis lupus (I/II)

(All populations except those of Spain north of the Duero and Greece north of the 39th parallel. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II.)

Canis lupus (II) (Populations of Spain north of the Duero and Greece north of the 39th parallel)

Grey wolf

Canis simensis

Ethiopian wolf

Cerdocyon thous (II)

Crab-eating fox

Chrysocyon brachyurus (II)

Maned wolf

Cuon alpinus (II)

Dhole

Lycalopex culpaeus (II)

Culpeo

Lycalopex fulvipes (II)

Darwin's fox

Lycalopex griseus (II)

South American grey fox

Lycalopex gymnocercus (II)

Pampas fox

Speothos venaticus (I)

Bush dog

Vulpes bengalensis (III India)

Bengal fox

Vulpes cana (II)

Blanford's fox

Vulpes zerda (II)

Fennec fox

Eupleridae

Cryptoprocta ferox (II)

Fossa

Eupleres goudotii (II)

Falanouc

Fossa fossana (II)

Malagasy civet

Felidae

Cats, cheetahs, leopards, lions, tigers etc.

Felidae spp. (II) (Except for the species included in Annex A. Specimens of the domesticated form are not subject to the provisions of this Regulation)

Cats

Acinonyx jubatus (I) (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to the provisions of Article 4.1 of this Regulation.)

Cheetah

Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B)

Asian Caracal

Catopuma temminckii (I)

Asian golden cat

Felis nigripes (I)

Black-footed cat

Felis silvestris (II)

Wild cat

Leopardus geoffroyi (I)

Geoffroy's cat

Leopardus jacobitus (I)

Andean mountain cat

Leopardus pardalis (I)

Ocelot

Leopardus tigrinus (I)

Oncilla

Leopardus wiedii (I)

Margay

Lynx lynx (II)

Eurasian lynx

Lynx pardinus (I)

Iberian lynx

Neofelis nebulosa (I)

Clouded leopard

Panthera leo persica (I)

Asiatic lion

Panthera onca (I)

Jaguar

Panthera pardus (I)

Leopard

Panthera tigris (I)

Tiger

Pardofelis marmorata (I)

Marbled cat

Prionailurus bengalensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B.)

Bengal leopard cat

Prionailurus iriomotensis (II)

Iriomote cat

Prionailurus planiceps (I)

Flat-headed cat

Prionailurus rubiginosus (I) (Only the population of India; all other populations are included in Annex B)

Rusty-spotted cat

Puma concolor coryi (I)

Florida cougar

Puma concolor costaricensis (I)

Costa Rican cougar

Puma concolor couguar (I)

Eastern cougar

Puma yagouaroundi (I) (Only the populations of Central and North America; all other populations are included in Annex B)

Jaguarundi

Uncia uncia (I)

Snow leopard

Herpestidae

Mongooses

Herpestes fuscus (III India)

Indian brown mongoose

Herpestes edwardsi (III India)

Indian grey mongoose

Herpestes javanicus auropunctatus (III India)

Small Indian mongoose

Herpestes smithii (III India)

Ruddy mongoose

Herpestes urva (III India)

Crab-eating mongoose

Herpestes vitticollis (III India)

Stripe-necked mongoose

Hyaenidae

Aardwolf, hyenas

Proteles cristata (III Botswana)

Aardwolf

Mephitidae

Skunks

Conepatus humboldtii (II)

Humboldt's hog-nosed skunk

Mustelidae

Badgers, martens, weasels etc.

Lutrinae

Otters

Lutrinae spp. (II) (Except for the species included in Annex A)

Otters

Aonyx capensis microdon (I) (Only the populations of Cameroon and Nigeria; all other populations are included in Annex B)

Cameroon clawless otter

Enhydra lutris nereis (I)

Southern sea otter

Lontra felina (I)

Marine otter

Lontra longicaudis (I)

Neotropical otter

Lontra provocax (I)

Southern river otter

Lutra lutra (I)

European otter

Lutra nippon (I)

Japanese otter

Pteronura brasiliensis (I)

Giant otter

Mustelinae

Grisons, martens, tayra, weasels

Eira barbara (III Honduras)

Tayra

Galictis vittata (III Costa Rica)

Greater grison

Martes flavigula (III India)

Yellow-throated marten

Martes foina intermedia (III India)

Stone marten

Martes gwatkinsii (III India)

Nilgiri marten

Mellivora capensis (III Botswana)

Honey badger

Mustela nigripes (I)

Black-footed ferret

Odobenidae

Walrus

Odobenus rosmarus (III Canada)

Walrus

Otariidae

Fur seals, sealions

Arctocephalus spp (II) (Except for the species included in Annex A)

Fur seals

Arctocephalus philippii (II)

Juan Fernández fur seal

Arctocephalus townsendi (I)

Guadalupe fur seal

Phocidae

Seals

Mirounga leonina (II)

Southern elephant seal

Monachus spp. (I)

Monk seals

Procyonidae

Coatis, olingos

Bassaricyon gabbii (III Costa Rica)

Olingo

Bassariscus sumichrasti (III Costa Rica)

Cacomistle

Nasua narica (III Honduras)

White-nosed coati

Nasua nasua solitaria (III Uruguay)

South Brazilian coati

Potos flavus (III Honduras)

Kinkajou

Ursidae

Bears

Ursidae spp. (II) (Except for the species included in Annex A)

Bears

Ailuropoda melanoleuca (I)

Giant panda

Helarctos malayanus (I)

Sun bear

Melursus ursinus (I)

Sloth bear

Tremarctos ornatus (I)

Spectacled bear

Ursus arctos (I/II)

(Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II).

Brown bear

Ursus thibetanus (I)

Asian black bear

Viverridae

Binturong, civets, linsangs, otter-civet, palm civet

Arctictis binturong (III India)

Binturong

Civettictis civetta (III Botswana)

African civet

Cynogale bennettii (II)

Otter civet

Hemigalus derbyanus (II)

Banded palm civet

Paguma larvata (III India)

Masked palm civet

Paradoxurus hermaphroditus (III India)

Asian palm civet

Paradoxurus jerdoni (III India)

Jerdon's palm civet

Prionodon linsang (II)

Banded linsang

Prionodon pardicolor (I)

Spotted linsang

Viverra civettina (III India)

Malabar large-spotted civet

Viverra zibetha (III India)

Large Indian civet

Viverricula indica (III India)

Small Indian civet

CETACEA

Cetaceans (dolphins, porpoises, whales)

CETACEA spp. (I/II)
   (5)

Cetaceans

CHIROPTERA

Phyllostomidae

Broad-nosed bats

Platyrrhinus lineatus (III Uruguay)

White-lined bat

Pteropodidae

Fruit bats, flying foxes

Acerodon spp. (II) (Except for the species included in Annex A)

Flying foxes

Acerodon jubatus (I)

Golden-capped fruit bat

Pteropus spp. (II) (Except for the species included in Annex A)

Flying foxes

Pteropus insularis (I)

Ruck flying fox

Pteropus livingstonii (II)

Comoro flying fox

Pteropus loochoensis (I)

Japanese flying fox

Pteropus mariannus (I)

Marianas flying fox

Pteropus molossinus (I)

Caroline flying fox

Pteropus pelewensis (I)

Pelew flying fox

Pteropus pilosus (I)

Large Pelew flying fox

Pteropus rodricensis (II)

Rodrigues flying fox

Pteropus samoensis (I)

Samoan flying fox

Pteropus tonganus (I)

Pacific flying fox

Pteropus ualanus (I)

Kosrae flying fox

Pteropus voeltzkowi (II)

Pemba flying fox

Pteropus yapensis (I)

Yap flying fox

CINGULATA

Dasypodidae

Armadillos

Cabassous centralis (III Costa Rica)

Northern naked-tailed armadillo

Cabassous tatouay (III Uruguay)

Greater naked-tailed armadillo

Chaetophractus nationi (II) (A zero annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)

Andean hairy armadillo

Priodontes maximus (I)

Giant armadillo

DASYUROMORPHIA

Dasyuridae

Dunnarts, marsupial mice, planigales

Sminthopsis longicaudata (I)

Long-tailed dunnart

Sminthopsis psammophila (I)

Sandhill dunnart

Thylacinidae

Tasmanian wolf, thylacine

Thylacinus cynocephalus (possibly extinct) (I)

Thylacine

DIPROTODONTIA

Macropodidae

Kangaroos, wallabies

Dendrolagus inustus (II)

Grizzled tree-kangaroo

Dendrolagus ursinus (II)

Ursine tree-kangaroo

Lagorchestes hirsutus (I)

Rufous hare-wallaby

Lagostrophus fasciatus (I)

Banded hare-wallaby

Onychogalea fraenata (I)

Bridled nail-tail wallaby

Onychogalea lunata (I)

Crescent nail-tail wallaby

Phalangeridae

Cuscus

Phalanger intercastellanus (II)

Eastern common cuscus

Phalanger mimicus (II)

Southern common cuscus

Phalanger orientalis (II)

Northern common cuscus

Spilocuscus kraemeri (II)

Admiralty Island cuscus

Spilocuscus maculatus (II)

Common spotted cuscus

Spilocuscus papuensis (II)

Waigeou cuscus

Potoroidae

Rat-kangaroos

Bettongia spp. (I)

Bettongs

Caloprymnus campestris (possibly extinct) (I)

Desert rat-kangaroo

Vombatidae

Wombats

Lasiorhinus krefftii (I)

Northern hairy-nosed wombat

LAGOMORPHA

Leporidae

Hares, rabbits

Caprolagus hispidus (I)

Hispid hare

Romerolagus diazi (I)

Volcano rabbit

MONOTREMATA

Tachyglossidae

Echidnas, spiny anteaters

Zaglossus spp. (II)

Long-beaked echidnas

PERAMELEMORPHIA

Chaeropodidae

Bandicoots

Chaeropus ecaudatus (possibly extinct) (I)

Pig-footed bandicoot

Peramelidae

Perameles bougainville (I)

Western barred bandicoot

Thylacomyidae

Macrotis lagotis (I)

Greater bilby

Macrotis leucura (I)

Lesser bilby

PERISSODACTYLA

Equidae

Horses, wild asses, zebras

Equus africanus (I) (Excludes the domesticated form referenced as Equus asinus, which is not subject to the provisions of this Regulation)

African ass

Equus grevyi (I)

Grévy's zebra

Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I)

Asiatic wild ass

Equus kiang (II)

Kiang

Equus przewalskii (I)

Przewalski's horse

Equus zebra hartmannae (II)

Hartmann's mountain zebra

Equus zebra zebra (I)

Cape mountain zebra

Rhinocerotidae

Rhinoceroses

Rhinocerotidae spp. (I) (Except for the subspecies included in Annex B)

Rhinoceroses

Ceratotherium simum simum (II) (Only the populations of South Africa and Swaziland; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly)

Southern white rhinoceros

Tapiridae

Tapirs

Tapiridae spp. (I) (Except for the species included in Annex B)

Tapirs

Tapirus terrestris (II)

South American tapir

PHOLIDOTA

Manidae

Pangolins

Manis spp. (II)

(A zero annual export quota has been established for Manis crassicaudata, Manis culionensis, Manis javanica and Manis pentadactyla for specimens removed from the wild and traded for primarily commercial purposes)

Pangolins

PILOSA

Bradypodidae

Three-toed sloths

Bradypus variegatus (II)

Brown-throated sloth

Megalonychidae

Two-toed sloth

Choloepus hoffmanni (III Costa Rica)

Hoffmann's two-toed sloth

Myrmecophagidae

American anteaters

Myrmecophaga tridactyla (II)

Giant anteater

Tamandua mexicana (III Guatemala)

Northern tamandua

PRIMATES

Primates (apes and monkeys)

PRIMATES spp. (II) (Except for the species included in Annex A)

Primates

Atelidae

Howlers, spider monkeys

Alouatta coibensis (I)

Coiba Island howler

Alouatta palliata (I)

Mantled howler

Alouatta pigra (I)

Guatemalan black howler

Ateles geoffroyi frontatus (I)

Black-browed spider monkey

Ateles geoffroyi panamensis (I)

Red spider monkey

Brachyteles arachnoides (I)

Southern muriqui

Brachyteles hypoxanthus (I)

Oreonax flavicauda (I)

Yellow-tailed woolly monkey

Cebidae

Marmosets, tamarins, New-world monkeys

Callimico goeldii (I)

Goeldi's marmoset

Callithrix aurita (I)

Buffy-tufted marmoset

Callithrix flaviceps (I)

Buffy-headed marmoset

Leontopithecus spp. (I)

Lion tamarins

Saguinus bicolor (I)

Pied tamarin

Saguinus geoffroyi (I)

Geoffroy's tamarin

Saguinus leucopus (I)

White-footed tamarin

Saguinus martinsi (I)

Saguinus oedipus (I)

Cottontop tamarin

Saimiri oerstedii (I)

Central American squirrel monkey

Cercopithecidae

Old-world monkeys

Cercocebus galeritus (I)

Tana River mangabey

Cercopithecus diana (I)

Diana monkey

Cercopithecus roloway (I)

Roloway monkey

Cercopithecus solatus (II)

Sun-tailed monkey

Colobus satanas (II)

Black colobus

Macaca silenus (I)

Lion-tailed macaque

Mandrillus leucophaeus (I)

Drill

Mandrillus sphinx (I)

Mandrill

Nasalis larvatus (I)

Proboscis monkey

Piliocolobus foai (II)

Central African red colobus

Piliocolobus gordonorum (II)

Uzungwa red colobus

Piliocolobus kirkii (I)

Zanzibar red colobus

Piliocolobus pennantii (II)

Pennant's red colobus

Piliocolobus preussi (II)

Preuss's red colobus

Piliocolobus rufomitratus (I)

Tana River red colobus

Piliocolobus tephrosceles (II)

Ugandan red colobus

Piliocolobus tholloni (II)

Thollon's red colobus

Presbytis potenziani (I)

Mentawai langur

Pygathrix spp. (I)

Douc langurs

Rhinopithecus spp. (I)

Snub-nosed monkeys

Semnopithecus ajax (I)

Kashmir grey langur

Semnopithecus dussumieri (I)

Southern Plains grey langur

Semnopithecus entellus (I)

Northern Plains grey langur

Semnopithecus hector (I)

Tarai grey langur

Semnopithecus hypoleucos (I)

Black-footed grey langur

Semnopithecus priam (I)

Tufted grey langur

Semnopithecus schistaceus (I)

Nepal grey langur

Simias concolor (I)

Simakobou

Trachypithecus delacouri (II)

Delacour's langur

Trachypithecus francoisi (II)

François's langur

Trachypithecus geei (I)

Gee's golden langur

Trachypithecus hatinhensis (II)

Hatinh langur

Trachypithecus johnii (II)

Nilgiri langur

Trachypithecus laotum (II)

Laotian langur

Trachypithecus pileatus (I)

Capped langur

Trachypithecus poliocephalus (II)

White-headed langur

Trachypithecus shortridgei (I)

Shortridge's langur

Cheirogaleidae

Dwarf lemurs and mouse-lemurs

Cheirogaleidae spp. (I)

Dwarf lemurs and mouse lemurs

Daubentoniidae

Aye-aye

Daubentonia madagascariensis (I)

Aye-aye

Hominidae

Chimpanzees, gorillas, orang-utan

Gorilla beringei (I)

Eastern gorilla

Gorilla gorilla (I)

Western gorilla

Pan spp. (I)

Chimpanzee and bonobo

Pongo abelii (I)

Sumatran orangutan

Pongo pygmaeus (I)

Bornean orangutan

Hylobatidae

Gibbons

Hylobatidae spp. (I)

Gibbons

Indriidae

Indri, sifakas and woolly lemurs

Indriidae spp. (I)

Indri, sifakas and woolly lemurs

Lemuridae

Large lemurs

Lemuridae spp. (I)

Large lemurs

Lepilemuridae

Sportive lemurs

Lepilemuridae spp. (I)

Sportive lemurs

Lorisidae

Lorises

Nycticebus spp. (I)

Slow lorises

Pitheciidae

Uacaris, titis, sakis

Cacajao spp. (I)

Uacaris

Callicebus barbarabrownae (II)

Barbara Brown's Titi

Callicebus melanochir (II)

Coastal Black-handed Titi

Callicebus nigrifrons (II)

Black-fronted Titi

Callicebus personatus (II)

Atlantic titi

Chiropotes albinasus (I)

White-nosed saki

Tarsiidae

Tarsiers

Tarsius spp. (II)

Tarsiers

PROBOSCIDEA

Elephantidae

Elephants

Elephas maximus (I)

Asian elephant

Loxodonta africana (I) (Except for the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B)

Loxodonta africana (II)

(Only the populations of Botswana, Namibia, South Africa and Zimbabwe (6); all other populations are included in Annex A)

African elephant

RODENTIA

Chinchillidae

Chinchillas

Chinchilla spp. (I) (Specimens of the domesticated form are not subject to the provisions of this Regulation)

Chinchillas

Cuniculidae

Pacas

Cuniculus paca (III Honduras)

Lowland paca

Dasyproctidae

Agoutis

Dasyprocta punctata (III Honduras)

Central American agouti

Erethizontidae

New-world porcupines

Sphiggurus mexicanus (III Honduras)

Mexican hairy dwarf porcupine

Sphiggurus spinosus (III Uruguay)

Paraguaian hairy dwarf porcupine

Hystricidae

Old-world porcupines

Hystrix cristata

Crested porcupine

Muridae

Mice, rats

Leporillus conditor (I)

Greater stick-nest rat

Pseudomys fieldi praeconis (I)

Shark Bay mouse

Xeromys myoides (I)

False water rat

Zyzomys pedunculatus (I)

Central Australian rock rat

Sciuridae

Ground squirrels, tree squirrels

Cynomys mexicanus (I)

Mexican prairie dog

Marmota caudata (III India)

Long-tailed marmot

Marmota himalayana (III India)

Himalayan marmot

Ratufa spp. (II)

Giant squirrels

Sciurus deppei (III Costa Rica)

Deppe’s squirrel

SCANDENTIA

SCANDENTIA spp. (II)

Tree shrews

SIRENIA

Dugongidae

Dugong

Dugong dugon (I)

Dugong

Trichechidae

Manatees

Trichechidae spp. (I/II) (Trichechus inunguis and Trichechus manatus are listed in Appendix I. Trichechus senegalensis is listed in Appendix II.)

Manatees

AVES

Birds

ANSERIFORMES

Anatidae

Ducks, geese, swans etc.

Anas aucklandica (I)

Auckland Islands teal

Anas bernieri (II)

Madagascar teal

Anas chlorotis (I)

Brown teal

Anas formosa (II)

Baikal teal

Anas laysanensis (I)

Laysan duck

Anas nesiotis (I)

Campbell Island teal

Anas oustaleti (I)

Marianas mallard

Anas querquedula

Garganey

Asarcornis scutulata (I)

White-winged duck

Aythya innotata

Madagascar pochard

Aythya nyroca

Ferruginous duck

Branta canadensis leucopareia (I)

Aleutian goose

Branta ruficollis (II)

Red-breasted goose

Branta sandvicensis (I)

Nene

Cairina moschata (III Honduras)

Muscovy duck

Coscoroba coscoroba (II)

Coscoroba swan

Cygnus melancoryphus (II)

Black-necked swan

Dendrocygna arborea (II)

West Indian whistling-duck

Dendrocygna autumnalis (III Honduras)

Black-bellied whistling-duck

Dendrocygna bicolor (III Honduras)

Fulvous whistling-duck

Mergus octosetaceus

Brazilian merganser

Oxyura jamaicensis

Ruddy duck

Oxyura leucocephala (II)

White-headed duck

Rhodonessa caryophyllacea (possibly extinct) (I)

Pink-headed duck

Sarkidiornis melanotos (II)

Comb duck

Tadorna cristata

Crested shelduck

APODIFORMES

Trochilidae

Hummingbirds

Trochilidae spp. (II) (Except for the species included in Annex A)

Hummingbirds

Glaucis dohrnii (I)

Hook-billed hermit

CHARADRIIFORMES

Burhinidae

Thick-knees

Burhinus bistriatus (III Guatemala)

Double-striped thick-knee

Laridae

Gulls, terns

Larus relictus (I)

Relict gull

Scolopacidae

Curlews, greenshanks

Numenius borealis (I)

Eskimo curlew

Numenius tenuirostris (I)

Slender-billed curlew

Tringa guttifer (I)

Nordmann's greenshank

CICONIIFORMES

Ardeidae

Egrets, herons

Ardea alba

Great egret

Bubulcus ibis

Cattle egret

Egretta garzetta

Little egret

Balaenicipitidae

Shoebill, whale-headed stork

Balaeniceps rex (II)

Shoebill

Ciconiidae

Storks

Ciconia boyciana (I)

Oriental stork

Ciconia nigra (II)

Black stork

Ciconia stormi

Storm's stork

Jabiru mycteria (I)

Jabiru

Leptoptilos dubius

Greater adjutant stork

Mycteria cinerea (I)

Milky stork

Phoenicopteridae

Flamingos

Phoenicopteridae spp. (II) (Except for the species included in Annex A)

Flamingos

Phoenicopterus ruber (II)

Greater flamingo

Threskiornithidae

Ibises, spoonbills

Eudocimus ruber (II)

Scarlet ibis

Geronticus calvus (II)

Bald ibis

Geronticus eremita (I)

Waldrapp

Nipponia nippon (I)

Crested ibis

Platalea leucorodia (II)

Eurasian spoonbill

Pseudibis gigantean

Giant ibis

COLUMBIFORMES

Columbidae

Doves, pigeons

Caloenas nicobarica (I)

Nicobar pigeon

Claravis godefrida

Purple-winged ground-dove

Columba livia

Rock pigeon

Ducula mindorensis (I)

Mindoro zone-tailed pigeon

Gallicolumba luzonica (II)

Luzon bleeding-heart

Goura spp. (II)

Crowned-pigeons

Leptotila wellsi

Grenada dove

Nesoenas mayeri (III Mauritius)

Pink pigeon

Streptopelia turtur

European turtle-dove

CORACIIFORMES

Bucerotidae

Hornbills

Aceros spp. (II) (Except for the species included in Annex A)

Hornbills

Aceros nipalensis (I)

Rufous-necked hornbill

Anorrhinus spp. (II)

Hornbills

Anthracoceros spp. (II)

Hornbills

Berenicornis spp. (II)

Hornbills

Buceros spp. (II) (Except for the species included in Annex A)

Hornbills

Buceros bicornis (I)

Great hornbill

Penelopides spp. (II)

Hornbills

Rhinoplax vigil (I)

Helmeted hornbill

Rhyticeros spp. (II) (Except for the species included in Annex A)

Hornbills

Rhyticeros subruficollis (I)

Plain-pouched hornbill

CUCULIFORMES

Musophagidae

Turacos

Tauraco spp. (II) (Except for the species included in Annex A)

Turacos

Tauraco bannermani (II)

Bannerman's turaco

FALCONIFORMES

Diurnal birds of prey (eagles, falcons, hawks, vultures)

FALCONIFORMES spp. (II)

(Except for the species included in Annex A and for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation)

Diurnal birds of prey

Accipitridae

Hawks, eagles

Accipiter brevipes (II)

Levant sparrowhawk

Accipiter gentilis (II)

Northern goshawk

Accipiter nisus (II)

Eurasian sparrowhawk

Aegypius monachus (II)

Cinereous vulture

Aquila adalberti (I)

Adalbert's eagle

Aquila chrysaetos (II)

Golden eagle

Aquila clanga (II)

Greater spotted eagle

Aquila heliaca (I)

Imperial eagle

Aquila pomarina (II)

Lesser spotted eagle

Buteo buteo (II)

Common buzzard

Buteo lagopus (II)

Rough-legged buzzard

Buteo rufinus (II)

Long-legged buzzard

Chondrohierax uncinatus wilsonii (I)

Cuban hook-billed kite

Circaetus gallicus (II)

Short-toed snake-eagle

Circus aeruginosus (II)

Western marsh-harrier

Circus cyaneus (II)

Northern harrier

Circus macrourus (II)

Pallid harrier

Circus pygargus (II)

Montagu's harrier

Elanus caeruleus (II)

Black-winged kite

Eutriorchis astur (II)

Madagascar serpent-eagle

Gypaetus barbatus (II)

Lammergeier

Gyps fulvus (II)

Eurasian griffon

Haliaeetus spp. (I/II) (Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II)

Sea-eagles

Harpia harpyja (I)

Harpy eagle

Hieraaetus fasciatus (II)

Bonelli's eagle

Hieraaetus pennatus (II)

Booted eagle

Leucopternis occidentalis (II)

Grey-backed hawk

Milvus migrans (II)

Black kite

Milvus milvus (II)

Red kite

Neophron percnopterus (II)

Egyptian vulture

Pernis apivorus (II)

European honey-buzzard

Pithecophaga jefferyi (I)

Great Philippine eagle

Cathartidae

New world vultures

Gymnogyps californianus (I)

California condor

Sarcoramphus papa (III Honduras)

King vulture

Vultur gryphus (I)

Andean condor

Falconidae

Falcons

Falco araeus (I)

Seychelles kestrel

Falco biarmicus (II)

Lanner falcon

Falco cherrug (II)

Saker falcon

Falco columbarius (II)

Merlin

Falco eleonorae (II)

Eleonora's falcon

Falco jugger (I)

Laggar falcon

Falco naumanni (II)

Lesser kestrel

Falco newtoni (I) (Only the population of the Seychelles)

Newton's kestrel

Falco pelegrinoides (I)

Barbary falcon

Falco peregrinus (I)

Peregrine falcon

Falco punctatus (I)

Mauritius kestrel

Falco rusticolus (I)

Gyrfalcon

Falco subbuteo (II)

Eurasian hobby

Falco tinnunculus (II)

Common kestrel

Falco vespertinus (II)

Red-footed falcon

Pandionidae

Ospreys

Pandion haliaetus (II)

Osprey

GALLIFORMES

Cracidae

Crax fasciolata

Bare-faced Curassow

Crax alberti (III Colombia)

Blue-knobbed curassow

Crax blumenbachii (I)

Red-billed curassow

Crax daubentoni (III Colombia)

Yellow-knobbed curassow

Crax globulosa (III Colombia)

Wattled curassow

Crax rubra (III Colombia, Costa Rica, Guatemala and Honduras)

Great currasow

Mitu mitu (I)

Alagoas curassow

Oreophasis derbianus (I)

Horned guan

Ortalis vetula (III Guatemala/Honduras)

Plain chachalaca

Pauxi pauxi (III Colombia)

Helmeted curassow

Penelope albipennis (I)

White-winged guan

Penelope purpurascens (III Honduras)

Crested guan

Penelopina nigra (III Guatemala)

Highland guan

Pipile jacutinga (I)

Black-fronted piping guan

Pipile pipile (I)

Trinidad piping guan

Megapodiidae

Megapodes, scrubfowl

Macrocephalon maleo (I)

Maleo

Phasianidae

Grouse, guineafowl, partridges, pheasants, tragopans

Arborophila campbelli (III Malaysia)

Grey-breasted partridge

Arborophila charltonii (III Malaysia)

Chestnut-necklaced partridge

Argusianus argus (II)

Great argus

Caloperdix oculeus (III Malaysia)

Ferruginous partridge

Catreus wallichii (I)

Cheer pheasant

Colinus virginianus ridgwayi (I)

Masked bobwhite

Crossoptilon crossoptilon (I)

White eared-pheasant

Crossoptilon mantchuricum (I)

Brown eared-pheasant

Gallus sonneratii (II)

Grey junglefowl

Ithaginis cruentus (II)

Blood pheasant

Lophophorus impejanus (I)

Himalayan monal

Lophophorus lhuysii (I)

Chinese monal

Lophophorus sclateri (I)

Sclater's monal

Lophura edwardsi (I)

Edwards' pheasant

Lophura erythrophthalma (III Malaysia)

Crestless fireback

Lophura hatinhensis

Vietnamese fireback

Lophura ignita (III Malaysia)

Crested fireback

Lophura imperialis (I)

Imperial pheasant

Lophura swinhoii (I)

Swinhoe's pheasant

Melanoperdix niger (III Malaysia)

Black partridge

Meleagris ocellata (III Guatemala)

Ocellated turkey

Odontophorus strophium

Gorgeted wood-quail

Ophrysia superciliosa

Himalayan quail

Pavo muticus (II)

Green peafowl

Polyplectron bicalcaratum (II)

Grey peacock-pheasant

Polyplectron germaini (II)

Germain's peacock-pheasant

Polyplectron inopinatum (III Malaysia)

Mountain peacock-pheasant

Polyplectron malacense (II)

Malayan peacock-pheasant

Polyplectron napoleonis (I)

Palawan peacock-pheasant

Polyplectron schleiermacheri (II)

Bornean peacock-pheasant

Rheinardia ocellata (I)

Crested argus

Rhizothera dulitensis (III Malaysia)

Hose's partridge

Rhizothera longirostris (III Malaysia)

Long-billed partridge

Rollulus rouloul (III Malaysia)

Crested partridge

Syrmaticus ellioti (I)

Elliot's pheasant

Syrmaticus humiae (I)

Hume's pheasant

Syrmaticus mikado (I)

Mikado pheasant

Tetraogallus caspius (I)

Caspian snowcock

Tetraogallus tibetanus (I)

Tibetan snowcock

Tragopan blythii (I)

Blyth's tragopan

Tragopan caboti (I)

Cabot's tragopan

Tragopan melanocephalus (I)

Western tragopan

Tragopan satyra (III Nepal)

Satyr tragopan

Tympanuchus cupido attwateri (I)

Attwater's prairie-chicken

GRUIFORMES

Gruidae

Cranes

Gruidae spp. (II) (Except for the species included in Annex A)

Cranes

Grus americana (I)

Whooping crane

Grus canadensis (I/II) (The species is listed in Appendix II but subspecies Grus canadensis nesiotes and Grus canadensis pulla are listed in Appendix I)

Sandhill crane

Grus grus (II)

Common crane

Grus japonensis (I)

Red-crowned crane

Grus leucogeranus (I)

Siberian crane

Grus monacha (I)

Hooded crane

Grus nigricollis (I)

Black-necked crane

Grus vipio (I)

White-necked crane

Otididae

Bustards

Otididae spp. (II) (Except for the species included in Annex A)

Bustards

Ardeotis nigriceps (I)

Indian bustard

Chlamydotis macqueenii (I)

Macqueen's bustard

Chlamydotis undulata (I)

Houbara bustard

Houbaropsis bengalensis (I)

Bengal florican

Otis tarda (II)

Great bustard

Sypheotides indicus (II)

Lesser florican

Tetrax tetrax (II)

Little bustard

Rallidae

Coots, rails

Gallirallus sylvestris (I)

Lord Howe rail

Rhynochetidae

Kagu

Rhynochetos jubatus (I)

Kagu

PASSERIFORMES

Atrichornithidae

Scrub-birds

Atrichornis clamosus (I)

Noisy scrub-bird

Cotingidae

Cotingas

Cephalopterus ornatus (III Colombia)

Amazonian umbrella bird

Cephalopterus penduliger (III Colombia)

Long-wattled umbrella bird

Cotinga maculata (I)

Banded cotinga

Rupicola spp. (II)

Cocks-of-the-rock

Xipholena atropurpurea (I)

White-winged cotinga

Emberizidae

Cardinals, tanagers

Gubernatrix cristata (II)

Yellow cardinal

Paroaria capitata (II)

Yellow-billed cardinal

Paroaria coronata (II)

Red-crested cardinal

Tangara fastuosa (II)

Seven-coloured tanager

Estrildidae

Mannikins, waxbills

Amandava formosa (II)

Green avadavat

Lonchura fuscata

Timor sparrow

Lonchura oryzivora (II)

Java sparrow

Poephila cincta cincta (II)

Southern black-throated finch

Fringillidae

Finches

Carduelis cucullata (I)

Red siskin

Carduelis yarrellii (II)

Yellow-faced siskin

Hirundinidae

Martins

Pseudochelidon sirintarae (I)

White-eyed river-martin

Icteridae

New-world blackbirds

Xanthopsar flavus (I)

Saffron-cowled blackbird

Meliphagidae

Honey-eaters

Lichenostomus melanops cassidix (I)

Helmeted honeyeater

Muscicapidae

Old-world flycatchers

Acrocephalus rodericanus (III Mauritius)

Rodrigues brush-warbler

Cyornis ruckii (II)

Rueck's blue-flycatcher

Dasyornis broadbenti litoralis (possibly extinct) (I)

Western rufous bristlebird

Dasyornis longirostris (I)

Western bristlebird

Garrulax canorus (II)

Melodious laughingthrush

Leiothrix argentauris (II)

Silver-eared mesia

Leiothrix lutea (II)

Red-billed leiothrix

Liocichla omeiensis (II)

Omei Shan liocichla

Picathartes gymnocephalus (I)

White-necked rockfowl

Picathartes oreas (I)

Grey-necked rockfowl

Terpsiphone bourbonnensis (III Mauritius)

Mascarene paradise-flycatcher

Paradisaeidae

Birds of paradise

Paradisaeidae spp. (II)

Birds of paradise

Pittidae

Pittas

Pitta guajana (II)

Banded pitta

Pitta gurneyi (I)

Gurney's pitta

Pitta kochi (I)

Whiskered pitta

Pitta nympha (II)

Fairy pitta

Pycnonotidae

Bulbuls

Pycnonotus zeylanicus (II)

Straw-headed bulbul

Sturnidae

Mynas

Gracula religiosa (II)

Hill myna

Leucopsar rothschildi (I)

Bali myna

Zosteropidae

White-eyes

Zosterops albogularis (I)

White-chested white-eye

PELECANIFORMES

Fregatidae

Frigatebirds

Fregata andrewsi (I)

Christmas frigatebird

Pelecanidae

Pelicans

Pelecanus crispus (I)

Dalmatian pelican

Sulidae

Boobies

Papasula abbotti (I)

Abbott's booby

PICIFORMES

Capitonidae

Barbets

Semnornis ramphastinus (III Colombia)

Toucan barbet

Picidae

Woodpeckers

Campephilus imperialis (I)

Imperial woodpecker

Dryocopus javensis richardsi (I)

Tristram's woodpecker

Ramphastidae

Toucans

Baillonius bailloni (III Argentina)

Saffron toucanet

Pteroglossus aracari (II)

Black-necked aracari

Pteroglossus castanotis (III Argentina)

Chestnut-eared aracari

Pteroglossus viridis (II)

Green aracari

Ramphastos dicolorus (III Argentina)

Red-breasted toucan

Ramphastos sulfuratus (II)

Keel-billed toucan

Ramphastos toco (II)

Toco toucan

Ramphastos tucanus (II)

Red-billed toucan

Ramphastos vitellinus (II)

Channel-billed toucan

Selenidera maculirostris (III Argentina)

Spot-billed toucanet

PODICIPEDIFORMES

Podicipedidae

Grebes

Podilymbus gigas (I)

Atitlan Grebe

PROCELLARIIFORMES

Diomedeidae

Albatrosses

Phoebastria albatrus (I)

Short-tailed albatross

PSITTACIFORMES

Cockatoos, lories, macaws, parakeets, parrots etc.

PSITTACIFORMES spp. (II)

(Except for the species included in Annex A and excluding Agapornis roseicollis, Melopsittacus undulatus, Nymphicus hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation)

Parrots, etc.

Cacatuidae

Cockatoos

Cacatua goffini (I)

Tanimbar cockatoo

Cacatua haematuropygia (I)

Philippine cockatoo

Cacatua moluccensis (I)

Salmon-crested cockatoo

Cacatua sulphurea (I)

Yellow-crested cockatoo

Probosciger aterrimus (I)

Palm cockatoo

Loriidae

Lories, lorikeets

Eos histrio (I)

Red and blue lory

Vini spp. (I/II) (Vini ultramarina is listed in Appendix I, the other species are listed in Appendix II)

Blue lorikeets

Psittacidae

Amazons, macaws, parakeets, parrots

Amazona arausiaca (I)

Red-necked parrot

Amazona auropalliata (I)

Yellow-naped parrot

Amazona barbadensis (I)

Yellow-shouldered parrot

Amazona brasiliensis (I)

Red-tailed parrot

Amazona finschi (I)

Lilac-crowned parrot

Amazona guildingii (I)

St Vincent parrot

Amazona imperialis (I)

Imperial parrot

Amazona leucocephala (I)

Cuban parrot

Amazona oratrix (I)

Yellow-headed parrot

Amazona pretrei (I)

Red-spectacled parrot

Amazona rhodocorytha (I)

Red-browed parrot

Amazona tucumana (I)

Tucuman parrot

Amazona versicolor (I)

Saint Lucia parrot

Amazona vinacea (I)

Vinaceous parrot

Amazona viridigenalis (I)

Green-cheeked parrot

Amazona vittata (I)

Puerto Rican parrot

Anodorhynchus spp. (I)

Blue macaws

Ara ambiguus (I)

Great green macaw

Ara glaucogularis (I)

Blue-throated macaw

Ara macao (I)

Scarlet macaw

Ara militaris (I)

Military macaw

Ara rubrogenys (I)

Red-fronted macaw

Cyanopsitta spixii (I)

Spix's macaw

Cyanoramphus cookii (I)

Norfolk Island parakeet

Cyanoramphus forbesi (I)

Chatham Island yellow-fronted parakeet

Cyanoramphus novaezelandiae (I)

Red-fronted parakeet

Cyanoramphus saisseti (I)

Red-crowned parakeet

Cyclopsitta diophthalma coxeni (I)

Coxen's double-eyed fig parrot

Eunymphicus cornutus (I)

Horned parakeet

Guarouba guarouba (I)

Golden parakeet

Neophema chrysogaster (I)

Orange-bellied parrot

Ognorhynchus icterotis (I)

Yellow-eared parrot

Pezoporus occidentalis (possibly extinct) (I)

Night parrot

Pezoporus wallicus (I)

Ground parrot

Pionopsitta pileata (I)

Pileated parrot

Primolius couloni (I)

Blue-headed macaw

Primolius maracana (I)

Blue-winged macaw

Psephotus chrysopterygius (I)

Golden-shouldered parrot

Psephotus dissimilis (I)

Hooded parrot

Psephotus pulcherrimus (possibly extinct) (I)

Paradise parrot

Psittacula echo (I)

Mauritius parakeet

Pyrrhura cruentata (I)

Blue-throated parakeet

Rhynchopsitta spp. (I)

Thick-billed parrots

Strigops habroptilus (I)

Kakapo

RHEIFORMES

Rheidae

Rheas

Pterocnemia pennata (I) (Except Pterocnemia pennata pennata which is included in Annex B)

Lesser rhea

Pterocnemia pennata pennata (II)

Lesser rhea

Rhea americana (II)

Greater rhea

SPHENISCIFORMES

Spheniscidae

Penguins

Spheniscus demersus (II)

Jackass penguin

Spheniscus humboldti (I)

Humboldt penguin

STRIGIFORMES

Owls

STRIGIFORMES spp. (II) (Except for the species included in Annex A)

Owls

Strigidae

Owls

Aegolius funereus (II)

Boreal owl

Asio flammeus (II)

Short-eared owl

Asio otus (II)

Long-eared owl

Athene noctua (II)

Little owl

Bubo bubo (II)

Eurasian eagle-owl

Glaucidium passerinum (II)

Eurasian pygmy-owl

Heteroglaux blewitti (I)

Forest owlet

Mimizuku gurneyi (I)

Lesser eagle-owl

Ninox natalis (I)

Christmas hawk-owl

Ninox novaeseelandiae undulata (I)

Norfolk boobook

Nyctea scandiaca (II)

Snowy owl

Otus ireneae (II)

Sokoke scops-owl

Otus scops (II)

Eurasian scops-owl

Strix aluco (II)

Tawny owl

Strix nebulosa (II)

Great grey owl

Strix uralensis (II)

Ural owl

Surnia ulula (II)

Northern hawk owl

Tytonidae

Barn owls

Tyto alba (II)

Barn owl

Tyto soumagnei (I)

Soumagne's owl

STRUTHIONIFORMES

Struthionidae

Ostrich

Struthio camelus (I) (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation)

Ostrich

TINAMIFORMES

Tinamidae

Tinamous

Tinamus solitarius (I)

Solitary tinamou

TROGONIFORMES

Trogonidae

Quetzals

Pharomachrus mocinno (I)

Resplendent quetzal

REPTILIA

Reptiles

CROCODYLIA

Alligators, caimans, crocodiles

CROCODYLIA spp. (II) (Except for the species included in Annex A)

Alligators, caimans, crocodiles

Alligatoridae

Alligators, caimans

Alligator sinensis (I)

Chinese alligator

Caiman crocodilus apaporiensis (I)

Rio Apaporis spectacled caiman

Caiman latirostris (I) (Except for the population of Argentina, which is included in Annex B)

Broad-nosed caiman

Melanosuchus niger (I) (Except for the population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group)

Black caiman

Crocodylidae

Crocodiles

Crocodylus acutus (I) (Except for the population of Cuba, which is included in Annex B)

American crocodile

Crocodylus cataphractus (I)

African slender-snouted crocodile

Crocodylus intermedius (I)

Orinoco crocodile

Crocodylus mindorensis (I)

Philippine crocodile

Crocodylus moreletii (I)

Morelet's crocodile

Crocodylus niloticus (I) (Except for the populations of Botswana, Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1 600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B)

Nile crocodile

Crocodylus palustris (I)

Mugger crocodile

Crocodylus porosus (I) (Except for the populations of Australia, Indonesia and Papua New Guinea, which are included in Annex B)

Estuarine crocodile

Crocodylus rhombifer (I)

Cuban crocodile

Crocodylus siamensis (I)

Siamese crocodile

Osteolaemus tetraspis (I)

West African dwarf crocodile

Tomistoma schlegelii (I)

False gharial

Gavialidae

Gavial or gharial

Gavialis gangeticus (I)

Gharial

RHYNCHOCEPHALIA

Sphenodontidae

Tuataras

Sphenodon spp. (I)

Tuataras

SAURIA

Agamidae

Spiny-tailed lizards (Agamas, mastigures)

Uromastyx spp. (II)

Spiny-tailed lizards

Chamaeleonidae

Chameleons

Bradypodion spp. (II)

Dwarf chameleons

Brookesia spp. (II) (Except for the species included in Annex A)

Dwarf chameleons

Brookesia perarmata (I)

Dwarf spiny chameleon

Calumma spp. (II)

Madagascar chameleons

Chamaeleo spp. (II) (Except for the species included in Annex A)

Chameleons

Chamaeleo chamaeleon (II)

European chameleon

Furcifer spp. (II)

Madagascar chameleons

Cordylidae

Spiny-tailed lizards

Cordylus spp. (II)

Girdled lizards

Gekkonidae

Geckos

Cyrtodactylus serpensinsula (II)

Serpent Island gecko

Hoplodactylus spp. (III New Zealand)

Sticky-toed geckos

Naultinus spp. (III New Zealand)

New Zealand tree geckos

Phelsuma spp. (II) (Except for the species included in Annex A)

Day geckos

Phelsuma guentheri (II)

Round Island day gecko

Uroplatus spp. (II)

Flat-tailed geckos

Helodermatidae

Gila monster and beaded lizard

Heloderma spp. (II) (Except for the subspecies included in Annex A)

Gila monster and beaded lizard

Heloderma horridum charlesbogerti (I)

Guatemalan beaded lizard

Iguanidae

Iguanas

Amblyrhynchus cristatus (II)

Galapagos marine iguana

Brachylophus spp. (I)

Fiji iguanas

Conolophus spp. (II)

Galapagos land iguanas

Cyclura spp. (I)

Ground iguanas

Iguana spp. (II)

Iguanas

Phrynosoma coronatum (II)

Coast horned lizard

Sauromalus varius (I)

San Esteban Island chuckwalla

Lacertidae

Lizards

Gallotia simonyi (I)

Hierro giant lizard

Podarcis lilfordi (II)

Lilford's wall lizard

Podarcis pityusensis (II)

Ibiza wall lizard

Scincidae

Skinks

Corucia zebrata (II)

Prehensile-tailed skink

Teiidae

Caiman lizards, tegu lizards

Crocodilurus amazonicus (II)

Dragon lizard

Dracaena spp. (II)

Caiman lizards

Tupinambis spp. (II)

Tegus

Varanidae

Monitor lizards

Varanus spp. (II) (Except for the species included in Annex A)

Monitor lizards

Varanus bengalensis (I)

Indian monitor

Varanus flavescens (I)

Yellow monitor

Varanus griseus (I)

Desert monitor

Varanus komodoensis (I)

Komodo dragon

Varanus nebulosus (I)

Clouded monitor

Varanus olivaceus (II)

Gray's monitor

Xenosauridae

Chinese crocodile lizard

Shinisaurus crocodilurus (II)

Chinese crocodile lizard

SERPENTES

Snakes

Boidae

Boas

Boidae spp. (II) (Except for the species included in Annex A)

Boas

Acrantophis spp. (I)

Madagascar ground boas

Boa constrictor occidentalis (I)

Argentine boa constrictor

Epicrates inornatus (I)

Puerto Rican boa

Epicrates monensis (I)

Virgin Island tree boa

Epicrates subflavus (I)

Jamaican boa

Eryx jaculus (II)

Spotted sand boa

Sanzinia madagascariensis (I)

Madagascar tree boa

Bolyeriidae

Round Island boas

Bolyeriidae spp. (II) (Except for the species included in Annex A)

Round Island boas

Bolyeria multocarinata (I)

Round Island boa

Casarea dussumieri (I)

Round Island keel-scaled boa

Colubridae

Typical snakes, water snakes, whip snakes

Atretium schistosum (III India)

Olive keel-back

Cerberus rynchops (III India)

Dog-faced water snake

Clelia clelia (II)

Mussurana

Cyclagras gigas (II)

False cobra

Elachistodon westermanni (II)

Indian egg-eating snake

Ptyas mucosus (II)

Common rat snake

Xenochrophis piscator (III India)

Checkered keel-back

Elapidae

Cobras, coral snakes

Hoplocephalus bungaroides (II)

Broad-headed snake

Micrurus diastema (III Honduras)

Atlantic coral snake

Micrurus nigrocinctus (III Honduras)

Central American coral snake

Naja atra (II)

Chinese spitting cobra

Naja kaouthia (II)

Monocellate cobra

Naja mandalayensis (II)

Burmese spitting cobra

Naja naja (II)

Indian cobra

Naja oxiana (II)

Central Asian cobra

Naja philippinensis (II)

North Philippine spitting cobra

Naja sagittifera (II)

Andaman cobra

Naja samarensis (II)

South-east Philippine spitting cobra

Naja siamensis (II)

Indochinese spitting cobra

Naja sputatrix (II)

South Indonesian spitting cobra

Naja sumatrana (II)

Golden spitting cobra

Ophiophagus hannah (II)

King cobra

Loxocemidae

Mexican dwarf boa

Loxocemidae spp. (II)

Mexican dwarf boa

Pythonidae

Pythons

Pythonidae spp. (II) (Except for the subspecies included in Annex A)

Pythons

Python molurus molurus (I)

Indian python

Tropidophiidae

Wood boas

Tropidophiidae spp. (II)

Wood boas

Viperidae

Vipers

Crotalus durissus (III Honduras)

Neotropical rattlesnake

Crotalus durissus unicolor

Aruba rattlesnake

Daboia russelii (III India)

Russell's viper

Vipera latifii

Latifi's viper

Vipera ursinii (I) (Only the population of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation)

Orsini's viper

Vipera wagneri (II)

Wagner's viper

TESTUDINES

Carettochelyidae

Pig-nosed turtles

Carettochelys insculpta (II)

Pig-nosed turtle

Chelidae

Austro-American sideneck turtles

Chelodina mccordi (II)

Roti snake-necked turtle

Pseudemydura umbrina (I)

Western swamp turtle

Cheloniidae

Sea turtles

Cheloniidae spp. (I)

Sea turtles

Chelydridae

Snapping turltes

Macrochelys temminckii (III United States of America)

Alligator snapping turtle

Dermatemydidae

Central American river turtle

Dermatemys mawii (II)

Central American river turtle

Dermochelyidae

Leatherback turtle

Dermochelys coriacea (I)

Leatherback turtle

Emydidae

Box turtles, freshwater turtles

Chrysemys picta

Painted turtle

Glyptemys insculpta (II)

Wood turtle

Glyptemys muhlenbergii (I)

Bog turtle

Graptemys spp. (III United States of America)

Map turtles

Terrapene spp. (II) (Except for the species included in Annex A)

Box turtles

Terrapene coahuila (I)

Aquatic box turtle

Trachemys scripta elegans

Red-eared terrapin

Geoemydidae

Batagur baska (I)

Batagur

Callagur borneoensis (II)

Painted terrapin

Cuora spp. (II)

Asian box turtles

Geoclemys hamiltonii (I)

Black pond turtle

Geoemyda spengleri (III China)

Black-breasted leaf turtle

Heosemys annandalii (II)

Yellow-headed temple turtle

Heosemys depressa (II)

Arakan forest turtle

Heosemys grandis (II)

Giant Asian turtle

Heosemys spinosa (II)

Spiny turtle

Kachuga spp. (II)

Roofed turtles

Leucocephalon yuwonoi (II)

Sulawesi forest turtle

Malayemys macrocephala (II)

Snail-eating turtle

Malayemys subtrijuga (II)

Ricefield turtle

Mauremys annamensis (II)

Annam pond turtle

Mauremys iversoni (III China)

Fujian pond turtle

Mauremys megalocephala (III China)

Big-headed pond turtle

Mauremys mutica (II)

Yellow pond turtle

Mauremys nigricans (III China)

Red-necked turtle

Mauremys pritchardi (III China)

Pritchard's pond turtle

Mauremys reevesii (III China)

Reeves's turtle

Mauremys sinensis (III China)

Chinese stripe-necked turtle

Melanochelys tricarinata (I)

Three-keeled land tortoise

Morenia ocellata (I)

Burmese swamp turtle

Notochelys platynota (II)

Malayan flat-shelled turtle

Ocadia glyphistoma (III China)

Notch-mouthed stripe-necked turtle

Ocadia philippeni (III China)

Philippen's stripe-necked turtle

Orlitia borneensis (II)

Malayan giant turtle

Pangshura spp. (Except for the species included in Annex A)

Roofed turtles

Pangshura tecta (I)

Indian roofed turtle

Sacalia bealei (III China)

Beal's eyed turtle

Sacalia pseudocellata (III China)

Chinese false-eyed turtle

Sacalia quadriocellata (III China)

Four-eyed turtle

Siebenrockiella crassicollis (II)

Black marsh turtle

Siebenrockiella leytensis (II)

Philippine pond turtle

Platysternidae

Big-headed turtle

Platysternon megacephalum (II)

Big-headed turtle

Podocnemididae

Afro-American sideneck turtles

Erymnochelys madagascariensis (II)

Madagascar sideneck turtle

Peltocephalus dumerilianus (II)

Big-headed sideneck turtle

Podocnemis spp. (II)

Sideneck turtles

Testudinidae

Tortoises

Testudinidae spp. (II) (Except for the species included in Annex A; a zero annual export quota has been established for Geochelone sulcata for specimens removed from the wild and traded for primarily commercial purposes.)

Tortoises

Astrochelys radiata (I)

Radiated tortoise

Astrochelys yniphora (I)

Angonoka

Chelonoidis nigra (I)

Galapagos giant tortoise

Gopherus flavomarginatus (I)

Bolson tortoise

Malacochersus tornieri (II)

Pancake tortoise

Psammobates geometricus (I)

Geometric tortoise

Pyxis arachnoides (I)

Madagascar spider tortoise

Pyxis planicauda (I)

Madagascar flat-shelled tortoise

Testudo graeca (II)

Spur-thighed tortoise

Testudo hermanni (II)

Hermann's tortoise

Testudo kleinmanni (I)

Egyptian tortoise

Testudo marginata (II)

Marginated tortoise

Trionychidae

Softshell turtles, terrapins

Amyda cartilaginea (II)

Southeast Asian soft-shelled turtle

Apalone spinifera atra (I)

Cuatro Cienagas soft-shell turtle

Aspideretes gangeticus (I)

Indian soft-shell turtle

Aspideretes hurum (I)

Peacock soft-shell turtle

Aspideretes nigricans (I)

Black soft-shell turtle

Chitra spp. (II)

Narrow-headed softshell turtles

Lissemys punctata (II)

Indo-Gangetic flapshell turtle

Lissemys scutata (II)

Burmese flapshell turtle

Palea steindachneri (III China)

Wattle-necked softshell turtle

Pelochelys spp. (II)

Giant softshell turtles

Pelodiscus axenaria (III China)

Hunan softshell turtle

Pelodiscus maackii (III China)

Amur softshell turtle

Pelodiscus parviformis (III China)

Chinese softshell turtle

Rafetus swinhoei (III China)

Yangtze softshell turtle

AMPHIBIA

Amphibians

ANURA

Frogs and toads

Bufonidae

Toads

Altiphrynoides spp. (I)

Malcolm's Ethiopian toad

Atelopus zeteki (I)

Golden frog

Bufo periglenes (I)

Golden toad

Bufo superciliaris (I)

Cameroon toad

Nectophrynoides spp. (I)

African viviparous toads

Nimbaphrynoides spp. (I)

Nimba toads

Spinophrynoides spp. (I)

Osgood's Ethiopian toad

Dendrobatidae

Poison frogs

Allobates femoralis (II)

Brilliant-thighed poison frog

Allobates zaparo (II)

Sanguine poison frog

Cryptophyllobates azureiventris (II)

Sky-blue poison frog

Dendrobates spp. (II)

Poison-arrow frogs

Epipedobates spp. (II)

Poison-arrow frogs

Phyllobates spp. (II)

Poison-arrow frogs

Mantellidae

Mantella frogs

Mantella spp. (II)

Mantella frogs

Microhylidae

Tomato frogs

Dyscophus antongilii (I)

Tomato frog

Scaphiophryne gottlebei (II)

Red rain frog

Ranidae

Frogs

Conraua goliath

Goliath frog

Euphlyctis hexadactylus (II)

Six-fingered frog

Hoplobatrachus tigerinus (II)

Tiger frog

Rana catesbeiana

American bullfrog

Rheobatrachidae

Gastric brooding frogs

Rheobatrachus spp. (II) (Except for the species included in Annex A)

Gastric brooding frog

Rheobatrachus silus (II)

Platypus frog

CAUDATA

Ambystomatidae

Axolotls

Ambystoma dumerilii (II)

Lake Patzcuaro salamander

Ambystoma mexicanum (II)

Axolotl

Cryptobranchidae

Giant salamanders

Andrias spp. (I)

Giant salamanders

ELASMOBRANCHII

Sharks and rays

LAMNIFORMES

Cetorhinidae

Basking sharks

Cetorhinus maximus (II)

Basking shark

Lamnidae

Great white shark

Carcharodon carcharias (II)

Great white shark

ORECTOLOBIFORMES

Rhincodontidae

Whale sharks

Rhincodon typus (II)

Whale shark

RAJIFORMES

Pristidae

Sawfishes

Pristidae spp. (I) (Except for the species included in Annex B)

Sawfishes

Pristis microdon (II) (For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable aquaria for primarily conservation purposes. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)

Freshwater sawfish

ACTINOPTERYGII

Fish

ACIPENSERIFORMES

ACIPENSERIFORMES spp. (II) (Except for the species included in Annex A)

Sturgeons and paddlefish

Acipenseridae

Sturgeons

Acipenser brevirostrum (I)

Shortnose sturgeon

Acipenser sturio (I)

Common sturgeon

ANGUILLIFORMES

Anguillidae

Freshwater eels

Anguilla anguilla (II) (This inclusion will enter into force on 13 March 2009)

European eel

CYPRINIFORMES

Catostomidae

Cui-ui

Chasmistes cujus (I)

Cui-ui

Cyprinidae

Blind carps, plaeesok

Caecobarbus geertsi (II)

African blind barb fish

Probarbus jullieni (I)

Ikan temoleh

OSTEOGLOSSIFORMES

Osteoglossidae

Arapaimas, bonytongues

Arapaima gigas (II)

Arapaima

Scleropages formosus (I)

Asian arowana

PERCIFORMES

Labridae

Wrasses

Cheilinus undulatus (II)

Humphead wrasse

Sciaenidae

Totoabas

Totoaba macdonaldi (I)

Totoaba

SILURIFORMES

Pangasiidae

Pangasid catfish

Pangasianodon gigas (I)

Giant catfish

SYNGNATHIFORMES

Syngnathidae

Pipefishes, seahorses

Hippocampus spp. (II)

Seahorses

SARCOPTERYGII

Lungfishes

CERATODONTIFORMES

Ceratodontidae

Australian lungfishes

Neoceratodus forsteri (II)

Australian lungfish

COELACANTHIFORMES

Latimeriidae

Coelacanths

Latimeria spp. (I)

Coelacanths

ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS)

HOLOTHUROIDEA

Sea cucumbers

ASPIDOCHIROTIDA

Stichopodidae

Sea cucumbers

Isostichopus fuscus (III Ecuador)

Brown sea cucumber

ARTHROPODA (ARTHROPODS)

ARACHNIDA

Spiders and scorpions

ARANEAE

Theraphosidae

Red-kneed tarantulas, tarantulas

Aphonopelma albiceps (II)

Aphonopelma pallidum (II)

Chihuahua rose-grey tarantula

Brachypelma spp. (II)

Central American tarantulas

SCORPIONES

Scorpionidae

Scorpions

Pandinus dictator (II)

Pandinus gambiensis (II)

Giant Senegalese scorpion

Pandinus imperator (II)

Emperor scorpion

INSECTA

Insects

COLEOPTERA

Beetles

Lucanidae

Stag beetles

Colophon spp. (III South Africa)

Cape stag beetles

LEPIDOPTERA

Butterflies

Papilionidae

Birdwing and swallowtail butterflies

Atrophaneura jophon (II)

Sri Lankan rose

Atrophaneura palu

Palu swallowtail butterfly

Atrophaneura pandiyana (II)

Malabar rose

Bhutanitis spp. (II)

Swallowtail butterflies

Graphium sandawanum

Apo swallowtail butterfly

Graphium stresemanni

Seram swallowtail

Ornithoptera spp. (II) (except for the species included in Annex A)

Birdwing butterflies

Ornithoptera alexandrae (I)

Queen Alexandra's birdwing

Papilio benguetanus

Papilio chikae (I)

Luzon peacock swallowtail

Papilio esperanza

Papilio homerus (I)

Homerus swallowtail

Papilio hospiton (I)

Corsican swallowtail

Papilio morondavana

Madagascan emperor swallowtail

Papilio neumoegeni

Parides ascanius

Fluminense swallowtail butterfly

Parides hahneli

Hahnel's amazonian swallowtail butterfly

Parnassius apollo (II)

Mountain apollo

Teinopalpus spp. (II)

Kaiser-I-Hind butterflies

Trogonoptera spp. (II)

Birdwing butterflies

Troides spp. (II)

Birdwing butterflies

ANNELIDA (SEGMENTED WORMS AND LEECHES)

HIRUDINOIDEA

Leeches

ARHYNCHOBDELLIDA

Hirudinidae

Leeches

Hirudo medicinalis (II)

Medicinal leech

MOLLUSCA (MOLLUSCS)

BIVALVIA

Bivalve molluscs (clams, mussels etc.)

MYTILOIDA

Mytilidae

Marine mussels

Lithophaga lithophaga (II)

European date mussel

UNIONOIDA

Unionidae

Freshwater mussels, pearly mussels

Conradilla caelata (I)

Birdwing pearly mussel

Cyprogenia aberti (II)

Western fanshell mussel

Dromus dromas (I)

Dromedary pearly mussel

Epioblasma curtisii (I)

Curtis' pearly mussel

Epioblasma florentina (I)

Yellow-blossom pearly mussel

Epioblasma sampsonii (I)

Wabash riffleshell

Epioblasma sulcata perobliqua (I)

White catspaw mussel

Epioblasma torulosa gubernaculum (I)

Green-blossom pearly mussel

Epioblasma torulosa rangiana (II)

Northern riffleshell

Epioblasma torulosa torulosa (I)

Turbercled-blossom pearly mussel

Epioblasma turgidula (I)

Turgid-blossom pearly mussel

Epioblasma walkeri (I)

Tan riffleshell

Fusconaia cuneolus (I)

Fine-rayed pigtoe pearly mussel

Fusconaia edgariana (I)

Shiny pigtoe pearly mussel

Lampsilis higginsii (I)

Higgins' eye pearly mussel

Lampsilis orbiculata orbiculata (I)

Pink mucket pearly mussel

Lampsilis satur (I)

Sandback pocketbook mussel

Lampsilis virescens (I)

Alabama lamp pearly mussel

Plethobasus cicatricosus (I)

White warty-back pearly mussel

Plethobasus cooperianus (I)

Orange-footed pimpleback mussel

Pleurobema clava (II)

Clubshell pearly mussel

Pleurobema plenum (I)

Rough pigtoe pearly mussel

Potamilus capax (I)

Fat pocketbook pearly mussel

Quadrula intermedia (I)

Cumberland monkey-face pearly mussel

Quadrula sparsa (I)

Appalachian monkey-face pearly mussel

Toxolasma cylindrellus (I)

Pale lilliput pearly mussel

Unio nickliniana (I)

Nicklin's pearly mussel

Unio tampicoensis tecomatensis (I)

Tampico pearly mussel

Villosa trabalis (I)

Cumberland bean pearly mussel

VENEROIDA

Tridacnidae

Giant clams

Tridacnidae spp. (II)

Giant clams

GASTROPODA

Slugs, snails and conches

ARCHAEOGASTROPODA

Haliotidae

Abalones

Haliotis midae (III South Africa)

Midas ear abalone

MESOGASTROPODA

Strombidae

Conches

Strombus gigas (II)

Queen conch

STYLOMMATOPHORA

Achatinellidae

Agate snails, oahu tree snails

Achatinella spp. (I)

Little agate shells

Camaenidae

Green tree snail

Papustyla pulcherrima (II)

Manus green tree snail

CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES)

ANTHOZOA

Corals, sea anemones

ANTIPATHARIA

ANTIPATHARIA spp. (II)

Black corals

GORGONACEAE

Coralliidae

Corallium elatius (III China)

Corallium japonicum (III China)

Corallium konjoi (III China)

Corallium secundum (III China)

HELIOPORACEA

Helioporidae

Blue coral

Helioporidae spp. (II) (Includes only the species Heliopora coerulea) (7)

Blue coral

SCLERACTINIA

SCLERACTINIA spp. (II) (7)

Stony corals

STOLONIFERA

Tubiporidae

Organpipe corals

Tubiporidae spp. (II) (7)

Organpipe corals

HYDROZOA

Sea ferns, fire corals, stinging medusas

MILLEPORINA

Milleporidae

Wello fire corals

Milleporidae spp. (II) (7)

Wello fire corals

STYLASTERINA

Stylasteridae

Lace corals

Stylasteridae spp. (II) (7)

Lace corals

FLORA

AGAVACEAE

Agaves

Agave parviflora (I)

Santa Cruz striped agave

Agave victoriae-reginae (II) #1

Queen Victoria agave

Nolina interrata (II)

Dehesa bear-grass

AMARYLLIDACEAE

Amaryllids

Galanthus spp. (II) #1

Snowdrops

Sternbergia spp. (II) #1

Sternbergias

APOCYNACEAE

Dogbanes

Hoodia spp. (II) #9

Hoodia

Pachypodium spp. (II) (Except for the species included in Annex A) #1

Elephant trunks

Pachypodium ambongense (I)

Pachypodium baronii (I)

Pachypodium decaryi (I)

Rauvolfia serpentina (II) #2

Snake-root devil-pepper

ARALIACEAE

Aralias

Panax ginseng (II) (Only the population of the Russian Federation; no other population is included in the Annexes to this Regulation) #3

Asian ginseng

Panax quinquefolius (II) #3

American ginseng

ARAUCARIACEAE

Araucarias

Araucaria araucana (I)

Monkey-puzzle tree

BERBERIDACEAE

Barberries

Podophyllum hexandrum (II) #2

Himalayan may-apple

BROMELIACEAE

Air plants, bromelias

Tillandsia harrisii (II) #1

Harris' tillandsia

Tillandsia kammii (II) #1

Kamm's tillandsia

Tillandsia kautskyi (II) #1

Kautsky's tillandsia

Tillandsia mauryana (II) #1

Maury's tillandsia

Tillandsia sprengeliana (II) #1

Sprengel's tillandsia

Tillandsia sucrei (II) #1

Sucre tillandsia

Tillandsia xerographica (II) #1

Xerographic tillandsia

CACTACEAE

Cacti

CACTACEAE spp. (II) (Except for the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) (8) #4

Cacti

Ariocarpus spp. (I)

Living rock cacti

Astrophytum asterias (I)

Star cactus

Aztekium ritteri (I)

Aztec cactus

Coryphantha werdermannii (I)

Jobali pincushion cactus

Discocactus spp. (I)

Discocacti

Echinocereus ferreirianus ssp. lindsayi (I)

Lindsay's hedgehog cacti

Echinocereus schmollii (I)

Lamb's-tail cactus

Escobaria minima (I)

Nelle's cactus

Escobaria sneedii (I)

Sneed's pincushion cactus

Mammillaria pectinifera (I)

Conchilinque

Mammillaria solisioides (I)

Pitayita

Melocactus conoideus (I)

Conelike Turk's-cap cactus

Melocactus deinacanthus (I)

Wonderfully-bristled Turk's cap cactus

Melocactus glaucescens (I)

Woolly waxy-stemmed Turk's-cap cactus

Melocactus paucispinus (I)

Few-spined Turk's-cap cactus

Obregonia denegrii (I)

Artichoke cactus

Pachycereus militaris (I)

Grenadier's cap

Pediocactus bradyi (I)

Brady's pincushion cactus

Pediocactus knowltonii (I)

Knowlton's cactus

Pediocactus paradinei (I)

Houserock valley cactus

Pediocactus peeblesianus (I)

Peebles's Navajo cactus

Pediocactus sileri (I)

Siler's pincushion cactus

Pelecyphora spp. (I)

Pine cane cactus

Sclerocactus brevihamatus ssp. tobuschii (I)

Tobusch fishhook cactus

Sclerocactus erectocentrus (I)

Needle-spined pineapple cactus

Sclerocactus glaucus (I)

Uinta Basin hookless cactus

Sclerocactus mariposensis (I)

Mariposa cactus

Sclerocactus mesae-verdae (I)

Mesa Verde cactus

Sclerocactus nyensis (I)

Tonopah fishook cactus

Sclerocactus papyracanthus (I)

Grama-grass cactus

Sclerocactus pubispinus (I)

Great-Basin fishhook cactus

Sclerocactus wrightiae (I)

Wright's fishhook cactus

Strombocactus spp. (I)

Peyote

Turbinicarpus spp. (I)

Turbinicarps

Uebelmannia spp. (I)

Uebelmann cacti

CARYOCARACEAE

Ajos

Caryocar costaricense (II) #1

Ajillo

COMPOSITAE (ASTERACEAE)

Asters, daisies, costus

Saussurea costus (I) (also known as S. lappa or Aucklandia costus)

Costus

CRASSULACEAE

Dudleyas, crassulas

Dudleya stolonifera (II)

Laguna beach dudleya

Dudleya traskiae (II)

Santa Barbara Island dudleya

CUPRESSACEAE

Cypresses

Fitzroya cupressoides (I)

Alerce

Pilgerodendron uviferum (I)

Pilgerodendron

CYATHEACEAE

Tree ferns

Cyathea spp. (II) #1

Tree ferns

CYCADACEAE

Cycads

CYCADACEAE spp. (II) (Except for the species included in Annex A) #1

Cycads

Cycas beddomei (I)

Beddome's cycad

DICKSONIACEAE

Tree ferns

Cibotium barometz (II) #1

Dicksonia spp. (II) (Only the populations of the Americas; no other populations are included in the Annexes to this Regulation: includes Dicksonia berteriana, D. externa, D. sellowiana and D. stuebelii) #1

Tree ferns

DIDIEREACEAE

Didiereas

DIDIEREACEAE spp. (II) #1

Alluaudias, didiereas

DIOSCOREACEAE

Yams

Dioscorea deltoidea (II) #1

Elephant's foot

DROSERACEAE

Sundews

Dionaea muscipula (II) #1

Venus fly-trap

EUPHORBIACEAE

Spurges

Euphorbia spp. (II) (Except for the species included in Annex A; succulent species only; artificially propagated specimens of cultivars of Euphorbia trigona, artificially propagated, crested, fan-shaped or colour mutants of Euphorbia lactea, when grafted on artificially propagated root stock of Euphorbia neriifolia and artificially propagated specimens of cultivars of Euphorbia“Milii” when they are traded in shipments of 100 or more plants and readily recognisable as artificially propagated specimens, are not subject to the provisions of this Regulation) #1

Euphorbias

Euphorbia ambovombensis (I)

Euphorbia capsaintemariensis (I)

Euphorbia cremersii (I)

Euphorbia cylindrifolia (I)

Euphorbia decaryi (I)

Euphorbia francoisii (I)

Euphorbia handiensis (II)

Euphorbia lambii (II)

Euphorbia moratii (I)

Euphorbia parvicyathophora (I)

Euphorbia quartziticola (I)

Euphorbia stygiana (II)

Euphorbia tulearensis (I)

FOUQUIERIACEAE

Ocotillos, boojums

Fouquieria columnaris (II) #1

Boojum tree

Fouquieria fasciculata (I)

Arbol del barril

Fouquieria purpusii (I)

GNETACEAE

Joint firs

Gnetum montanum (III Nepal) #1

JUGLANDACEAE

Walnuts, gavilan

Oreomunnea pterocarpa (II) #1

Gavilàn

LEGUMINOSAE

(FABACEAE)

Legumes

Caesalpinia echinata (II) #10

Brazil wood

Dalbergia nigra (I)

Brazilian rosewood

Dalbergia retusa (III population of Guatemala) #5

Black rosewood

Dalbergia stevensonii (III population of Guatemala) #5

Honduras rosewood

Dipteryx panamensis (III Costa Rica/Nicaragua)

Almendro

Pericopsis elata (II) #5

Afrormosia

Platymiscium pleiostachyum (II) #1

Quira macawood

Pterocarpus santalinus (II) #7

Red sandalwood

LILIACEAE

Lilies

Aloe spp. (II) (Except for the species included in Annex A and Aloe vera, also known as Aloe barbadensis, which is not included in the Annexes to this Regulation) #1

Aloes

Aloe albida (I)

Aloe albiflora (I)

Aloe alfredii (I)

Aloe bakeri (I)

Aloe bellatula (I)

Aloe calcairophila (I)

Aloe compressa (I)

Aloe delphinensis (I)

Aloe descoingsii (I)

Aloe fragilis (I)

Aloe haworthioides (I)

Aloe helenae (I)

Aloe laeta (I)

Aloe parallelifolia (I)

Aloe parvula (I)

Aloe pillansii (I)

Aloe polyphylla (I)

Aloe rauhii (I)

Aloe suzannae (I)

Aloe versicolor (I)

Aloe vossii (I)

MAGNOLIACEAE

Magnolias

Magnolia liliifera var. obovata (III Nepal) #1

Safan

MELIACEAE

Mahoganies

Cedrela odorata (III Population of Colombia, Population of Guatemala, Population of Peru) #5

Spanish cedar

Swietenia humilis (II) #1

Honduras mahogany

Swietenia macrophylla (II) (Population of the Neotropics — includes Central and South America and the Caribbean) #6

Big-leaf mahogany

Swietenia mahagoni (II) #5

Caribbean mahogany

NEPENTHACEAE

Pitcher plants (old-world)

Nepenthes spp. (II) (Except for the species included in Annex A) #1

Tropical pitcher plants

Nepenthes khasiana (I)

Indian pitcher plant

Nepenthes rajah (I)

Giant tropical pitcher plant

ORCHIDACEAE

Orchids

ORCHIDACEAE spp. (II) (Except for the species included in Annex A) (9) #1

Orchids

For all of the following Annex A species, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers, are not subject to the provisions of this Regulation.

Aerangis ellisii (I)

Cephalanthera cucullata (II)

Hooded helleborine

Cypripedium calceolus (II)

Lady's slipper orchid

Dendrobium cruentum (I)

Goodyera macrophylla (II)

Madeiran lady's-tresses

Laelia jongheana (I)

Laelia lobata (I)

Liparis loeselii (II)

Fen orchid

Ophrys argolica (II)

Eyed bee orchid

Ophrys lunulata (II)

Crescent ophrys

Orchis scopulorum (II)

Madeiran orchid

Paphiopedilum spp. (I)

Asian slipper orchids

Peristeria elata (I)

Holy ghost orchid

Phragmipedium spp. (I)

South American slipper orchids

Renanthera imschootiana (I)

Red vanda

Spiranthes aestivalis (II)

Summer lady's-tresses

OROBANCHACEAE

Broomrapes

Cistanche deserticola (II) #1

Desert cistanche

PALMAE

(ARECACEAE)

Palms

Beccariophoenix madagascariensis (II) #1

Manarano

Chrysalidocarpus decipiens (I)

Butterfly palm

Lemurophoenix halleuxii (II)

Hovitra varimena

Marojejya darianii (II)

Ravimbe

Neodypsis decaryi (II) #1

Triangle palm

Ravenea louvelii (II)

Lakamarefo

Ravenea rivularis (II)

Gora

Satranala decussilvae (II)

Satranabe

Voanioala gerardii (II)

Voanioala

PAPAVERACEAE

Poppies

Meconopsis regia (III Nepal) #1

Himalayan poppy

PINACEAE

Pine family

Abies guatemalensis (I)

Guatemalan fir

PODOCARPACEAE

Podocarps

Podocarpus neriifolius (III Nepal) #1

Yellow wood

Podocarpus parlatorei (I)

Parlatore's podocarp

PORTULACACEAE

Portulacas, purslanes

Anacampseros spp. (II) #1

Purslanes

Avonia spp. #1

Lewisia serrata (II) #1

Saw-toothed lewisia

PRIMULACEAE

Primulas, cyclamens

Cyclamen spp. (II) (10) #1

Cyclamens

PROTEACEAE

Proteas

Orothamnus zeyheri (II) #1

Marsh-rose

Protea odorata (II) #1

Ground-rose

RANUNCULACEAE

Buttercups

Adonis vernalis (II) #2

Yellow adonis

Hydrastis canadensis (II) #8

Golden seal

ROSACEAE

Roses, cherries

Prunus africana (II) #1

African cherry

RUBIACEAE

Ayugue

Balmea stormiae (I)

Ayugue

SARRACENIACEAE

Pitcher plants (new world)

Sarracenia spp. (II) (Except for the species included in Annex A) #1

Pitcher plants

Sarracenia oreophila (I)

Green pitcher plant

Sarracenia rubra ssp. alabamensis (I)

Alabama canebrake pitcher plant

Sarracenia rubra ssp. jonesii (I)

Mountain sweet pitcher plant

SCROPHULARIACEAE

Figworts

Picrorhiza kurrooa (II) (excludes Picrorhiza scrophulariiflora) #2

Indian gentian

STANGERIACEAE

Stangerias (cycads)

Bowenia spp. (II) #1

Cycads

Stangeria eriopus (I)

Stangeria

TAXACEAE

Yews

Taxus chinensis (II) #2

Chinese yew

Taxus cuspidata (II) (11) #2

Japanese yew

Taxus fuana (II) #2

Tibetan yew

Taxus sumatrana (II) #2

Sumatran yew

Taxus wallichiana (II) #2

Himalayan yew

THYMELEACEAE

(AQUILARIACEAE)

Agarwood, ramin

Aquilaria spp. (II) #1

Agarwood

Gonystylus spp. (II) #1

Ramin

Gyrinops spp. (II) #1

Agarwood

TROCHODENDRACEAE

(TETRACENTRACEAE)

Tetracentrons

Tetracentron sinense (III Nepal) #1

VALERIANACEAE

Valerians

Nardostachys grandiflora #2

WELWITSCHIACEAE

Welwitschias

Welwitschia mirabilis (II) #1

Welwitschia

ZAMIACEAE

Cycads

ZAMIACEAE spp. (II) (Except for the species included in Annex A) #1

Cycads

Ceratozamia spp. (I)

Horncones

Chigua spp. (I)

Encephalartos spp. (I)

Bread palms

Microcycas calocoma (I)

Palm corcho

ZINGIBERACEAE

Ginger lilies

Hedychium philippinense (II) #1

Philippine garland-flower

ZYGOPHYLLACEAE

Lignum-vitae

Guaiacum spp. (II) #2

Lignum-vitae

Bulnesia sarmientoi (III Argentina) #11

Guaiacwood

| | Annex D | Common name |
| --- | --- | --- |
| FAUNA |
| CHORDATA (CHORDATES) |
| MAMMALIA | | Mammals |
| CARNIVORA |
| Canidae | | Dogs, foxes, wolves |
| Vulpes vulpes griffithi (III India) §1 | Red fox |
| Vulpes vulpes montana (III India) §1 | Red fox |
| Vulpes vulpes pusilla (III India) §1 | Red fox |
| Mustelidae | | Badgers, martens, weasels etc. |
| Mustela altaica (III India) §1 | Mountain weasel |
| Mustela erminea ferghanae (III India) §1 | Stoat |
| Mustela kathiah (III India) §1 | Yellow-bellied weasel |
| Mustela sibirica (III India) §1 | Siberian weasel |
| DIPROTODONTIA |
| Macropodidae | | Kangaroos, wallabies |
| Dendrolagus dorianus | Doria's tree-kangaroo |
| Dendrolagus goodfellowi | Goodfellow's tree-kangaroo |
| Dendrolagus matschiei | Huon tree-kangaroo |
| Dendrolagus pulcherrimus | Golden-mantled tree-kangaroo |
| Dendrolagus stellarum | Seri's tree-kangaroo |
| AVES | | Birds |
| ANSERIFORMES |
| Anatidae | | Ducks, geese, swans |
| Anas melleri | Meller's duck |
| COLUMBIFORMES |
| Columbidae | | Doves, pigeons |
| Columba oenops | Peruvian pigeon |
| Didunculus strigirostris | Tooth-billed pigeon |
| Ducula pickeringii | Grey imperial-pigeon |
| Gallicolumba crinigera | Mindanao bleeding-heart |
| Ptilinopus marchei | Flame-breasted fruit-dove |
| Turacoena modesta | Black cuckoo-dove |
| GALLIFORMES |
| Cracidae | | Chachalacas, currassows, guans |
| Crax alector | Black curassow |
| Pauxi unicornis | Horned curassow |
| Penelope pileata | White-crested guan |
| Megapodiidae | | Megapodes, scrubfowl |
| Eulipoa wallacei | Moluccan scrubfowl |
| Phasianidae | | Grouse, guineafowl, partridges, pheasants, tragopans |
| Arborophila gingica | White-necklaced partridge |
| Lophura bulweri | Bulwer's pheasant |
| Lophura diardi | Siamese fireback |
| Lophura inornata | Salvadori's pheasant |
| Lophura leucomelanos | Kalij pheasant |
| Syrmaticus reevesii §2 | Reeves's pheasant |
| PASSERIFORMES |
| Bombycillidae | | Waxwings |
| Bombycilla japonica | Japanese waxwing |
| Corvidae | | Crows, magpies, jays |
| Cyanocorax caeruleus | Azure jay |
| Cyanocorax dickeyi | Tufted jay |
| Cotingidae | | Cotingas |
| Procnias nudicollis | Bare-throated bellbird |
| Emberizidae | | Cardinals, seedeaters, tanagers |
| Dacnis nigripes | Black-legged dacnis |
| Sporophila falcirostris | Temminck's seedeater |
| Sporophila frontalis | Buffy-throated seedeater |
| Sporophila hypochroma | Grey-and-chestnut seedeater |
| Sporophila palustris | Marsh seedeater |
| Estrildidae | | Mannikins, waxbills |
| Amandava amandava | Red avadavat |
| Cryptospiza reichenovii | Red-faced crimson-wing |
| Erythrura coloria | Red-eared parrotfinch |
| Erythrura viridifacies | Green-faced parrotfinch |
| Estrilda quartinia (Frequently traded as Estrilda melanotis) | Yellow-bellied waxbill |
| Hypargos niveoguttatus | Peters's twinspot |
| Lonchura griseicapilla | Grey-headed silverbill |
| Lonchura punctulata | Scaly-breasted munia |
| Lonchura stygia | Black munia |
| Fringillidae | | Finches |
| Carduelis ambigua | Black-headed greenfinch |
| Carduelis atrata | Black siskin |
| Kozlowia roborowskii | Tibetan rosefinch |
| Pyrrhula erythaca | Grey-headed bullfinch |
| Serinus canicollis | Cape canary |
| Serinus citrinelloides hypostictus (Frequently traded as Serinus citrinelloides) | East African citril |
| Icteridae | | New-world blackbirds |
| Sturnella militaris | Pampas meadowlark |
| Muscicapidae | | Old-world flycatchers, thrushes |
| Cochoa azurea | Javan cochoa |
| Cochoa purpurea | Purple cochoa |
| Garrulax formosus | Red-winged laughingthrush |
| Garrulax galbanus | Yellow-throated laughingthrush |
| Garrulax milnei | Red-tailed laughing thrush |
| Niltava davidi | Fujian niltava |
| Stachyris whiteheadi | Chestnut-faced babbler |
| Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni) | Swynnerton's robin |
| Turdus dissimilis | Black-breasted thrush |
| Pittidae | | Pittas |
| Pitta nipalensis | Blue-naped pitta |
| Pitta steerii | Azure-breasted pitta |
| Sittidae | | Nuthatches |
| Sitta magna | Giant nuthatch |
| Sitta yunnanensis | Yunnan nuthatch |
| Sturnidae | | Mynas, starlings |
| Cosmopsarus regius | Golden-breasted starling |
| Mino dumontii | Yellow-faced myna |
| Sturnus erythropygius | White-headed starling |
| REPTILIA | | Reptiles |
| TESTUDINES |
| Geoemydidae | | Freshwater turtles |
| Melanochelys trijuga | Indian black turtle |
| SAURIA |
| Cordylidae | | Spiny-tailed lizards |
| Zonosaurus karsteni | Karsten's girdled lizard |
| Zonosaurus quadrilineatus | Four-lined girdled lizard |
| Gekkonidae | | Geckos |
| Rhacodactylus auriculatus | New Caledonia bumpy gecko |
| Rhacodactylus ciliatus | Guichenot's giant gecko |
| Rhacodactylus leachianus | New Caledonia giant gecko |
| Teratoscincus microlepis | Small-scaled wonder gecko |
| Teratoscincus scincus | Common wonder gecko |
| Scincidae | | Skinks |
| Tribolonotus gracilis | Crocodile skink |
| Tribolonotus novaeguineae | New Guinea helmet skink |
| SERPENTES |
| Colubridae | | Typical snakes, water snakes, whip snakes |
| Elaphe carinata §1 | Taiwan stink snake |
| Elaphe radiata §1 | Radiated rat snake |
| Elaphe taeniura §1 | Taiwan beauty snake |
| Enhydris bocourti §1 | Bocourt's water snake |
| Homalopsis buccata §1 | Masked water snake |
| Langaha nasuta | Northern leafnose snake |
| Leioheterodon madagascariensis | Madagascar menarana snake |
| Ptyas korros §1 | Indochinese rat snake |
| Rhabdophis subminiatus §1 | Redneck keelback |
| Hydrophiidae | | Sea snakes |
| Lapemis curtus (Includes Lapemis hardwickii) §1 | Shaw's sea snake |
| Viperidae | | Vipers |
| Calloselasma rhodostoma §1 | Malayan pit viper |
| AMPHIBIA |
| ANURA | | Frogs and toads |
| Hylidae | | Tree frogs |
| Phyllomedusa sauvagii | Waxy monkey tree frog |
| Leptodactylidae | | Neotropical frogs |
| Leptodactylus laticeps | Red spotted burrow frog |
| Ranidae | | True frogs |
| Limnonectes macrodon | |
| Rana shqiperica | Albanian pool frog |
| CAUDATA |
| Hynobiidae | | Asiatic salamanders |
| Ranodon sibiricus | Semirechensk salamander / Central Asian salamander / Siberian salamander |
| Plethodontidae | | Lungless salamanders |
| Bolitoglossa dofleini | Giant palm salamander |
| Salamandridae | | Newts and salamanders |
| Cynops ensicauda | Sword-tailed newt |
| Echinotriton andersoni | Anderson’s salamander |
| Pachytriton labiatus | Paddletail newt |
| Paramesotriton spp. | Warty newt |
| Salamandra algira | North African fire salamander |
| Tylototriton spp. | Crocodile newts |
| ACTINOPTERYGII | | Fish |
| PERCIFORMES |
| Apogonidae |
| | Pterapogon kauderni | Banggai cardinalfish |
| ARTHROPODA (ARTHROPODS) |
| INSECTA | | Insects |
| LEPIDOPTERA | | Butterflies |
| Papilionidae | | Birdwing and swallow-tail butterflies |
| Baronia brevicornis | Short-horned baronia |
| Papilio grosesmithi | |
| Papilio maraho | Broad-tailed swallowtail |
| FLORA |
| AGAVACEAE | | Agaves |
| Calibanus hookeri | |
| Dasylirion longissimum | Beargrass |
| ARACEAE | | Arums |
| Arisaema dracontium | Green dragon |
| Arisaema erubescens | |
| Arisaema galeatum | |
| Arisaema nepenthoides | |
| Arisaema sikokianum | |
| Arisaema thunbergii var. urashima | |
| Arisaema tortuosum | |
| Biarum davisii ssp. marmarisense | |
| Biarum ditschianum | |
| COMPOSITAE (ASTERACEAE) | | Asters, daisies, costus |
| Arnica montana §3 | Mountain tobacco |
| Othonna cacalioides | |
| Othonna clavifolia | |
| Othonna hallii | |
| Othonna herrei | |
| Othonna lepidocaulis | |
| Othonna retrorsa | |
| ERICACEAE | | Heathers, rhododendrons |
| Arctostaphylos uva-ursi §3 | Bearberry |
| GENTIANACEAE | | Gentians |
| Gentiana lutea §3 | Great yellow gentian |
| LEGUMINOSAE (FABACEAE) | | Legumes |
| Dalbergia granadillo §4 | Black rosewood |
| Dalbergia retusa (Except for the populations which are included in Annex C) §4 | Black rosewood |
| Dalbergia stevensonii (Except for the populations which are included in Annex C) §4 | Honduras rosewood |
| LYCOPODIACEAE | | Clubmosses |
| Lycopodium clavatum §3 | Stagshorn clubmoss |
| MELIACEAE | | Mahoganies |
| Cedrela fissilis §4 | |
| Cedrela lilloi (C. angustifolia) §4 | |
| Cedrela montana §4 | |
| Cedrela oaxacensis §4 | |
| Cedrela odorata (Except for the populations which are included in Annex C) §4 | Spanish cedar |
| Cedrela salvadorensis §4 | |
| Cedrela tonduzii §4 | |
| MENYANTHACEAE | | Bogbeans |
| Menyanthes trifoliata §3 | Bogbean |
| PARMELIACEAE | | Parmelioid lichens |
| Cetraria islandica §3 | Icelandic moss |
| PASSIFLORACEAE | | Desert roses |
| Adenia glauca | Desert rose |
| Adenia pechuelli | Desert rose |
| PORTULACACEAE | | Portulas, purslanes |
| Ceraria carrissoana | |
| Ceraria fruticulosa | |
| LILIACEAE | | Lilies |
| Trillium pusillum | Dwarf wakerobin |
| Trillium rugelii | Illscented wakerobin |
| Trillium sessile | Sessile-flowered wakerobin wood-lily |
| PEDALIACEAE | | Sesame, devil's claw |
| Harpagophytum spp. §3 | Devil's claw |
| SELAGINELLACEAE | | Clubmosses, spikemosses |
| Selaginella lepidophylla | Rose of Jericho’ |

Annex D

Common name

FAUNA

CHORDATA (CHORDATES)

MAMMALIA

Mammals

CARNIVORA

Canidae

Dogs, foxes, wolves

Vulpes vulpes griffithi (III India) §1

Red fox

Vulpes vulpes montana (III India) §1

Red fox

Vulpes vulpes pusilla (III India) §1

Red fox

Mustelidae

Badgers, martens, weasels etc.

Mustela altaica (III India) §1

Mountain weasel

Mustela erminea ferghanae (III India) §1

Stoat

Mustela kathiah (III India) §1

Yellow-bellied weasel

Mustela sibirica (III India) §1

Siberian weasel

DIPROTODONTIA

Macropodidae

Kangaroos, wallabies

Dendrolagus dorianus

Doria's tree-kangaroo

Dendrolagus goodfellowi

Goodfellow's tree-kangaroo

Dendrolagus matschiei

Huon tree-kangaroo

Dendrolagus pulcherrimus

Golden-mantled tree-kangaroo

Dendrolagus stellarum

Seri's tree-kangaroo

AVES

Birds

ANSERIFORMES

Anatidae

Ducks, geese, swans

Anas melleri

Meller's duck

COLUMBIFORMES

Columbidae

Doves, pigeons

Columba oenops

Peruvian pigeon

Didunculus strigirostris

Tooth-billed pigeon

Ducula pickeringii

Grey imperial-pigeon

Gallicolumba crinigera

Mindanao bleeding-heart

Ptilinopus marchei

Flame-breasted fruit-dove

Turacoena modesta

Black cuckoo-dove

GALLIFORMES

Cracidae

Chachalacas, currassows, guans

Crax alector

Black curassow

Pauxi unicornis

Horned curassow

Penelope pileata

White-crested guan

Megapodiidae

Megapodes, scrubfowl

Eulipoa wallacei

Moluccan scrubfowl

Phasianidae

Grouse, guineafowl, partridges, pheasants, tragopans

Arborophila gingica

White-necklaced partridge

Lophura bulweri

Bulwer's pheasant

Lophura diardi

Siamese fireback

Lophura inornata

Salvadori's pheasant

Lophura leucomelanos

Kalij pheasant

Syrmaticus reevesii §2

Reeves's pheasant

PASSERIFORMES

Bombycillidae

Waxwings

Bombycilla japonica

Japanese waxwing

Corvidae

Crows, magpies, jays

Cyanocorax caeruleus

Azure jay

Cyanocorax dickeyi

Tufted jay

Cotingidae

Cotingas

Procnias nudicollis

Bare-throated bellbird

Emberizidae

Cardinals, seedeaters, tanagers

Dacnis nigripes

Black-legged dacnis

Sporophila falcirostris

Temminck's seedeater

Sporophila frontalis

Buffy-throated seedeater

Sporophila hypochroma

Grey-and-chestnut seedeater

Sporophila palustris

Marsh seedeater

Estrildidae

Mannikins, waxbills

Amandava amandava

Red avadavat

Cryptospiza reichenovii

Red-faced crimson-wing

Erythrura coloria

Red-eared parrotfinch

Erythrura viridifacies

Green-faced parrotfinch

Estrilda quartinia (Frequently traded as Estrilda melanotis)

Yellow-bellied waxbill

Hypargos niveoguttatus

Peters's twinspot

Lonchura griseicapilla

Grey-headed silverbill

Lonchura punctulata

Scaly-breasted munia

Lonchura stygia

Black munia

Fringillidae

Finches

Carduelis ambigua

Black-headed greenfinch

Carduelis atrata

Black siskin

Kozlowia roborowskii

Tibetan rosefinch

Pyrrhula erythaca

Grey-headed bullfinch

Serinus canicollis

Cape canary

Serinus citrinelloides hypostictus (Frequently traded as Serinus citrinelloides)

East African citril

Icteridae

New-world blackbirds

Sturnella militaris

Pampas meadowlark

Muscicapidae

Old-world flycatchers, thrushes

Cochoa azurea

Javan cochoa

Cochoa purpurea

Purple cochoa

Garrulax formosus

Red-winged laughingthrush

Garrulax galbanus

Yellow-throated laughingthrush

Garrulax milnei

Red-tailed laughing thrush

Niltava davidi

Fujian niltava

Stachyris whiteheadi

Chestnut-faced babbler

Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni)

Swynnerton's robin

Turdus dissimilis

Black-breasted thrush

Pittidae

Pittas

Pitta nipalensis

Blue-naped pitta

Pitta steerii

Azure-breasted pitta

Sittidae

Nuthatches

Sitta magna

Giant nuthatch

Sitta yunnanensis

Yunnan nuthatch

Sturnidae

Mynas, starlings

Cosmopsarus regius

Golden-breasted starling

Mino dumontii

Yellow-faced myna

Sturnus erythropygius

White-headed starling

REPTILIA

Reptiles

TESTUDINES

Geoemydidae

Freshwater turtles

Melanochelys trijuga

Indian black turtle

SAURIA

Cordylidae

Spiny-tailed lizards

Zonosaurus karsteni

Karsten's girdled lizard

Zonosaurus quadrilineatus

Four-lined girdled lizard

Gekkonidae

Geckos

Rhacodactylus auriculatus

New Caledonia bumpy gecko

Rhacodactylus ciliatus

Guichenot's giant gecko

Rhacodactylus leachianus

New Caledonia giant gecko

Teratoscincus microlepis

Small-scaled wonder gecko

Teratoscincus scincus

Common wonder gecko

Scincidae

Skinks

Tribolonotus gracilis

Crocodile skink

Tribolonotus novaeguineae

New Guinea helmet skink

SERPENTES

Colubridae

Typical snakes, water snakes, whip snakes

Elaphe carinata §1

Taiwan stink snake

Elaphe radiata §1

Radiated rat snake

Elaphe taeniura §1

Taiwan beauty snake

Enhydris bocourti §1

Bocourt's water snake

Homalopsis buccata §1

Masked water snake

Langaha nasuta

Northern leafnose snake

Leioheterodon madagascariensis

Madagascar menarana snake

Ptyas korros §1

Indochinese rat snake

Rhabdophis subminiatus §1

Redneck keelback

Hydrophiidae

Sea snakes

Lapemis curtus (Includes Lapemis hardwickii) §1

Shaw's sea snake

Viperidae

Vipers

Calloselasma rhodostoma §1

Malayan pit viper

AMPHIBIA

ANURA

Frogs and toads

Hylidae

Tree frogs

Phyllomedusa sauvagii

Waxy monkey tree frog

Leptodactylidae

Neotropical frogs

Leptodactylus laticeps

Red spotted burrow frog

Ranidae

True frogs

Limnonectes macrodon

Rana shqiperica

Albanian pool frog

CAUDATA

Hynobiidae

Asiatic salamanders

Ranodon sibiricus

Semirechensk salamander / Central Asian salamander / Siberian salamander

Plethodontidae

Lungless salamanders

Bolitoglossa dofleini

Giant palm salamander

Salamandridae

Newts and salamanders

Cynops ensicauda

Sword-tailed newt

Echinotriton andersoni

Anderson’s salamander

Pachytriton labiatus

Paddletail newt

Paramesotriton spp.

Warty newt

Salamandra algira

North African fire salamander

Tylototriton spp.

Crocodile newts

ACTINOPTERYGII

Fish

PERCIFORMES

Apogonidae

Pterapogon kauderni

Banggai cardinalfish

ARTHROPODA (ARTHROPODS)

INSECTA

Insects

LEPIDOPTERA

Butterflies

Papilionidae

Birdwing and swallow-tail butterflies

Baronia brevicornis

Short-horned baronia

Papilio grosesmithi

Papilio maraho

Broad-tailed swallowtail

FLORA

AGAVACEAE

Agaves

Calibanus hookeri

Dasylirion longissimum

Beargrass

ARACEAE

Arums

Arisaema dracontium

Green dragon

Arisaema erubescens

Arisaema galeatum

Arisaema nepenthoides

Arisaema sikokianum

Arisaema thunbergii var. urashima

Arisaema tortuosum

Biarum davisii ssp. marmarisense

Biarum ditschianum

COMPOSITAE (ASTERACEAE)

Asters, daisies, costus

Arnica montana §3

Mountain tobacco

Othonna cacalioides

Othonna clavifolia

Othonna hallii

Othonna herrei

Othonna lepidocaulis

Othonna retrorsa

ERICACEAE

Heathers, rhododendrons

Arctostaphylos uva-ursi §3

Bearberry

GENTIANACEAE

Gentians

Gentiana lutea §3

Great yellow gentian

LEGUMINOSAE (FABACEAE)

Legumes

Dalbergia granadillo §4

Black rosewood

Dalbergia retusa (Except for the populations which are included in Annex C) §4

Black rosewood

Dalbergia stevensonii (Except for the populations which are included in Annex C) §4

Honduras rosewood

LYCOPODIACEAE

Clubmosses

Lycopodium clavatum §3

Stagshorn clubmoss

MELIACEAE

Mahoganies

Cedrela fissilis §4

Cedrela lilloi (C. angustifolia) §4

Cedrela montana §4

Cedrela oaxacensis §4

Cedrela odorata (Except for the populations which are included in Annex C) §4

Spanish cedar

Cedrela salvadorensis §4

Cedrela tonduzii §4

MENYANTHACEAE

Bogbeans

Menyanthes trifoliata §3

Bogbean

PARMELIACEAE

Parmelioid lichens

Cetraria islandica §3

Icelandic moss

PASSIFLORACEAE

Desert roses

Adenia glauca

Desert rose

Adenia pechuelli

Desert rose

PORTULACACEAE

Portulas, purslanes

Ceraria carrissoana

Ceraria fruticulosa

LILIACEAE

Lilies

Trillium pusillum

Dwarf wakerobin

Trillium rugelii

Illscented wakerobin

Trillium sessile

Sessile-flowered wakerobin wood-lily

PEDALIACEAE

Sesame, devil's claw

Harpagophytum spp. §3

Devil's claw

SELAGINELLACEAE

Clubmosses, spikemosses

Selaginella lepidophylla

Rose of Jericho’

---

(1)  Population of Argentina (listed in Annex B):

1

For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, in cloth and in derived manufactured products and other handicraft artefacts. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words “VICUÑA-ARGENTINA”. Other products must bear a label including the logotype and the designation “VICUÑA-ARGENTINA-ARTESANÍA”. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(2)  Population of Bolivia (listed in Annex B):

2

For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words “VICUÑA-BOLIVIA”. Other products must bear a label including the logotype and the designation “VICUÑA-BOLIVIA-ARTESANÍA”. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(3)  Population of Chile (listed in Annex B):

3

For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words “VICUÑA-CHILE”. Other products must bear a label including the logotype and the designation “VICUÑA-CHILE-ARTESANÍA”. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(4)  Population of Peru (listed in Annex B):

4

For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in the stock extant at the time of the ninth meeting of the Conference of the Parties (November 1994) of 3 249 kg of wool, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words “VICUÑA-PERU”. Other products must bear a label including the logotype and the designation “VICUÑA-PERU-ARTESANÍA”. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(5)  All species are listed in Appendix II except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Sotalia spp, Sousa spp, Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, Neophocaena phocaenoides, Phocoena sinus, Physeter catodon, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes.

5

Balaena mysticetus, Eubalaena

Balaenoptera acutorostrata

Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Sotalia

Sousa

Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, Neophocaena phocaenoides, Phocoena sinus, Physeter catodon, Platanista

Berardius

Hyperoodon

Tursiops truncatus

(6)  Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B):

6

For the exclusive purpose of allowing: a) trade in hunting trophies for non-commercial purposes; b) trade in live animals to appropriate and acceptable destinations as defined in Res. Conf. 11.20 for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; c) trade in hides; d) trade in hair; e) trade in leather goods for commercial or non-commercial purposes for Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe; f) trade in individually marked and certified Ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory carvings for non commercial purposes for Zimbabwe; g) trade in registered raw ivory (for Botswana, Namibia, South Africa and Zimbabwe whole tusks and pieces) subject to the following: i) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin); ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP14) concerning domestic manufacturing and trade; iii) not before the Secretariat has verified the prospective importing countries and the registered government-owned stocks; iv) Raw ivory pursuant to the conditional sale of registered government-owned ivory stocks agreed at COP12 which are 20 000 kg (Botswana), 10 000 kg (Namibia), 30 000 kg (South Africa); v) In addition to the quantities agreed at COP12, government-owned ivory from Botswana, Zimbabwe, Namibia and South Africa registered by the 31st of January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in g) iv) in a single sale per destination under strict supervision of the Secretariat; vi) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; and vii) The additional quantities specified in g) v) shall be traded only after the Standing Committee has agreed that the above conditions have been met; h) No further proposals to allow trade in elephant ivory from populations already on Annex B shall be submitted to the Conference of the Parties for the period from COP14 and ending nine years from the date of the single sale of ivory that is to take place in accordance with provisions in paragraph g) i), g) ii), g) iii), g) vi) and g) vii). In addition, such further proposals shall be dealt with in accordance with Decisions 14.77 and 14.78. On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(7)  The following are not subject to the provisions of this Regulation:

7

| | Fossils |
| --- | --- |

Fossils

| | Coral sand, that is to say material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae |
| --- | --- |

Coral sand, that is to say material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae

| | Coral fragments (including gravel and rubble), that is to say unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm in diameter. |
| --- | --- |

Coral fragments (including gravel and rubble), that is to say unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm in diameter.

(8)  Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation:

8

| | Hatiora x graeseri |
| --- | --- |

Hatiora x graeseri

Hatiora

graeseri

| | Schlumbergera x buckleyi |
| --- | --- |

Schlumbergera x buckleyi

Schlumbergera

buckleyi

| | Schlumbergera russelliana x Schlumbergera truncata |
| --- | --- |

Schlumbergera russelliana x Schlumbergera truncata

Schlumbergera russelliana

Schlumbergera truncata

| | Schlumbergera orssichiana x Schlumbergera truncata |
| --- | --- |

Schlumbergera orssichiana x Schlumbergera truncata

Schlumbergera orssichiana

Schlumbergera truncata

| | Schlumbergera opuntioides x Schlumbergera truncata |
| --- | --- |

Schlumbergera opuntioides x Schlumbergera truncata

Schlumbergera opuntioides

Schlumbergera truncata

| | Schlumbergera truncata (cultivars) |
| --- | --- |

Schlumbergera truncata (cultivars)

Schlumbergera truncata

| | Cactaceae spp. colour mutants lacking chlorophyll, grafted on the following grafting stocks: Harrisia
  “Jusbertii”, Hylocereus trigonus or Hylocereus undatus |
| --- | --- |

Cactaceae spp. colour mutants lacking chlorophyll, grafted on the following grafting stocks: Harrisia
  “Jusbertii”, Hylocereus trigonus or Hylocereus undatus

Harrisia

Hylocereus trigonus

Hylocereus undatus

| | Opuntia microdasys (cultivars) |
| --- | --- |

Opuntia microdasys (cultivars)

Opuntia microdasys

(9)  Artificially propagated hybrids of the following genera are not subject to the provisions of this Regulation, if conditions, as indicated in paragraphs a) and b) below, are met: Cymbidium, Dendrobium, Phalaenopsis and Vanda:

9

| a) | Specimens are readily recognisable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and |
| --- | --- |

a)

Specimens are readily recognisable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and

| b) | i) | when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or |
| --- | --- | --- |

b)

i)

when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or

| ii) | when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification.
  Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents. |
| --- | --- |

ii)

when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification.

Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents.

(10)  Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption does not apply to such specimens traded as dormant tubers.

10

Cyclamen persicum

(11)  Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text “artificially propagated”, are not subject to the provisions of this Regulation

11

---

| 19.5.2009 | EN | Official Journal of the European Union | L 123/62 |
| --- | --- | --- | --- |

19.5.2009

EN

Official Journal of the European Union

L 123/62

---

COMMISSION REGULATION (EC) No 408/2009

of 18 May 2009

amending Regulation (EC) No 793/2006 laying down certain detailed rules for applying Council Regulation (EC) No 247/2006 laying down specific measures for agriculture in the outermost regions of the Union

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community,

Having regard to Council Regulation (EC) No 247/2006 of 30 January 2006 laying down specific measures for agriculture in the outermost regions of the Union (1), and in particular the second subparagraph of Article 19(4), Article 20(2) and Article 25 thereof,

Whereas:

| (1) | In the light of the experience gained from the application of Commission Regulation (EC) No 793/2006 (2), certain provisions of that Regulation need to be amended. |
| --- | --- |

(1)

In the light of the experience gained from the application of Commission Regulation (EC) No 793/2006 (2), certain provisions of that Regulation need to be amended.

| (2) | The first subparagraph of Article 19(4) of Regulation (EC) No 247/2006 authorises Madeira to produce, purely for local consumption, UHT milk reconstituted from milk powder originating within the Community within the limits of local consumption requirements, in so far as this measure ensures that locally produced milk is collected and finds outlets. Detailed rules for the application of that provision should be adopted. |
| --- | --- |

(2)

The first subparagraph of Article 19(4) of Regulation (EC) No 247/2006 authorises Madeira to produce, purely for local consumption, UHT milk reconstituted from milk powder originating within the Community within the limits of local consumption requirements, in so far as this measure ensures that locally produced milk is collected and finds outlets. Detailed rules for the application of that provision should be adopted.

| (3) | The types of outlet for fresh cow’s milk produced in Madeira and the minimum volume which should be incorporated in reconstituted UHT milk for local consumption should be specified. Experience would show that a minimum volume of incorporation of 15 % is appropriate to ensure that locally produced milk is collected and can find outlets. |
| --- | --- |

(3)

The types of outlet for fresh cow’s milk produced in Madeira and the minimum volume which should be incorporated in reconstituted UHT milk for local consumption should be specified. Experience would show that a minimum volume of incorporation of 15 % is appropriate to ensure that locally produced milk is collected and can find outlets.

| (4) | In order to ensure adequate consumer information and in view of the exceptional nature of this derogation, the labelling should mention the method by which the product is obtained. |
| --- | --- |

(4)

In order to ensure adequate consumer information and in view of the exceptional nature of this derogation, the labelling should mention the method by which the product is obtained.

| (5) | The authorisation referred to in the first subparagraph of Article 19(4) of Regulation (EC) No 247/2006 is limited to the production of UHT milk for local consumption and the export of the reconstituted milk should therefore be prohibited. |
| --- | --- |

(5)

The authorisation referred to in the first subparagraph of Article 19(4) of Regulation (EC) No 247/2006 is limited to the production of UHT milk for local consumption and the export of the reconstituted milk should therefore be prohibited.

| (6) | Article 20(1) of Regulation (EC) No 247/2006 authorises the French overseas departments and Madeira to import bovine animals from third countries, without applying customs duties, for fattening and local consumption purposes, until the local numbers of young male bovines reach a level sufficient to ensure that local beef and veal production can be maintained and developed. This supply must be limited to young male bovine animals for fattening. |
| --- | --- |

(6)

Article 20(1) of Regulation (EC) No 247/2006 authorises the French overseas departments and Madeira to import bovine animals from third countries, without applying customs duties, for fattening and local consumption purposes, until the local numbers of young male bovines reach a level sufficient to ensure that local beef and veal production can be maintained and developed. This supply must be limited to young male bovine animals for fattening.

| (7) | The application of Article 20(2) of Regulation (EC) No 247/2006 requires effective checks on the specific destination of imported animals, and in particular compliance with a minimum duration of the fattening period. As a result, provision should be made for the lodging of a security to ensure that animals are fattened during that period in production units indicated for the purpose. |
| --- | --- |

(7)

The application of Article 20(2) of Regulation (EC) No 247/2006 requires effective checks on the specific destination of imported animals, and in particular compliance with a minimum duration of the fattening period. As a result, provision should be made for the lodging of a security to ensure that animals are fattened during that period in production units indicated for the purpose.

| (8) | In view of the technical nature of the aforementioned detailed rules of application, provision should be made for a transitional period for the application of those rules. |
| --- | --- |

(8)

In view of the technical nature of the aforementioned detailed rules of application, provision should be made for a transitional period for the application of those rules.

| (9) | The first subparagraph of Article 47(1) of Regulation (EC) No 793/2006 requires that, as regards the specific supply arrangements, the competent authorities are to send to the Commission, no later than the 15th day of the month following the end of each quarter, the data relating to the previous months. However, the second subparagraph of Article 47(1) states that the data provided for in the first subparagraph are to be supplied on the basis of the licences and certificates utilised. Article 10(2) of the same Regulation also states that the period of validity of licences and certificates are to be fixed on the basis of the transportation time, and that this time may not exceed two months from the date on which the licence or certificate was issued. Finally, in accordance with Article 7 of the same Regulation, the aid certificate must be submitted within 30 days from the date on which it may be charged. Since it is not legitimate for operators to require the transmission of quantities used within a time frame less than that authorised under the regulations, which may be as much as three months from the date on which the certificate was issued, the monthly data for the quarter which must be sent on the 15th day after that quarter, may be only extremely incomplete. As a result, the deadline for sending those data should be extended to the last day of the month following that quarter and it should be indicated that the data to be communicated should be available on that date. The provisional data will be replaced by final data by means of subsequent communications. |
| --- | --- |

(9)

The first subparagraph of Article 47(1) of Regulation (EC) No 793/2006 requires that, as regards the specific supply arrangements, the competent authorities are to send to the Commission, no later than the 15th day of the month following the end of each quarter, the data relating to the previous months. However, the second subparagraph of Article 47(1) states that the data provided for in the first subparagraph are to be supplied on the basis of the licences and certificates utilised. Article 10(2) of the same Regulation also states that the period of validity of licences and certificates are to be fixed on the basis of the transportation time, and that this time may not exceed two months from the date on which the licence or certificate was issued. Finally, in accordance with Article 7 of the same Regulation, the aid certificate must be submitted within 30 days from the date on which it may be charged. Since it is not legitimate for operators to require the transmission of quantities used within a time frame less than that authorised under the regulations, which may be as much as three months from the date on which the certificate was issued, the monthly data for the quarter which must be sent on the 15th day after that quarter, may be only extremely incomplete. As a result, the deadline for sending those data should be extended to the last day of the month following that quarter and it should be indicated that the data to be communicated should be available on that date. The provisional data will be replaced by final data by means of subsequent communications.

| (10) | In order to ensure the standardised and harmonised management of data concerning the specific supply arrangements to be sent regularly to the Commission, the relevant authorities must use a single form, which is provided in the annex to this Regulation. |
| --- | --- |

(10)

In order to ensure the standardised and harmonised management of data concerning the specific supply arrangements to be sent regularly to the Commission, the relevant authorities must use a single form, which is provided in the annex to this Regulation.

| (11) | The procedures for amending programmes provided for in Article 49 of Regulation (EC) No 793/2006 need to be specified. The final date for submitting annual requests to amend general programmes should be brought forward in order to prevent approval decisions being adopted too late. In accordance with budgetary rules, the approved amendments must be implemented as from 1 January of the year following the amendment request. Moreover, further clarification is required of certain rules for minor amendments to be notified to the Commission for information purposes only. |
| --- | --- |

(11)

The procedures for amending programmes provided for in Article 49 of Regulation (EC) No 793/2006 need to be specified. The final date for submitting annual requests to amend general programmes should be brought forward in order to prevent approval decisions being adopted too late. In accordance with budgetary rules, the approved amendments must be implemented as from 1 January of the year following the amendment request. Moreover, further clarification is required of certain rules for minor amendments to be notified to the Commission for information purposes only.

| (12) | Regulation (EC) No 793/2006 should therefore be amended accordingly. |
| --- | --- |

(12)

Regulation (EC) No 793/2006 should therefore be amended accordingly.

| (13) | The measures provided for in this Regulation are in accordance with the opinion of the Management Committee for Direct Payments, |
| --- | --- |

(13)

The measures provided for in this Regulation are in accordance with the opinion of the Management Committee for Direct Payments,

HAS ADOPTED THIS REGULATION:

Article 1

Regulation (EC) No 793/2006 is amended as follows:

| 1. | under Title IV, Chapter III shall be added:


  ‘
  CHAPTER III


  Animal products


  Article 46a
  Milk

  1.   The reconstituted UHT milk referred to in Article 19(4) of Regulation (EC) No 247/2006 shall incorporate at least 15 % of fresh cow’s milk produced locally.
  The method by which the UHT milk thus reconstituted has been obtained shall be clearly indicated on the sales labelling.


  2.   The milk referred to in paragraph 1 above must not be exported outside of the Madeira archipelago.


  Article 46b
  Livestock farming

  1.   The import of young male bovine animals originating from third countries, coming under CN codes 0102 90 05, 0102 90 29 or 0102 90 49 and intended for fattening in the French overseas departments or Madeira shall not be subject to customs duties until the local numbers of young male bovines reach a level sufficient to ensure the maintenance and development of local beef and veal production.


  2.   The exemption from import customs duty provided for in the first paragraph shall apply provided that the imported animals are fattened for at least 120 days in the outermost region which issued the import licence.


  3.   Eligibility for exemption from import duties is subject to:


  (a) | a written declaration by the importer or applicant, made on the arrival of the animals in the French overseas departments or Madeira, to the effect that the bovines are intended for fattening there for a period of 120 days from their actual date of arrival and will be consumed there afterwards; |
| --- | --- | --- |

1.

under Title IV, Chapter III shall be added:

‘
  CHAPTER III

Animal products

Article 46a

Milk

1.   The reconstituted UHT milk referred to in Article 19(4) of Regulation (EC) No 247/2006 shall incorporate at least 15 % of fresh cow’s milk produced locally.

The method by which the UHT milk thus reconstituted has been obtained shall be clearly indicated on the sales labelling.

2.   The milk referred to in paragraph 1 above must not be exported outside of the Madeira archipelago.

Article 46b

Livestock farming

1.   The import of young male bovine animals originating from third countries, coming under CN codes 0102 90 05, 0102 90 29 or 0102 90 49 and intended for fattening in the French overseas departments or Madeira shall not be subject to customs duties until the local numbers of young male bovines reach a level sufficient to ensure the maintenance and development of local beef and veal production.

2.   The exemption from import customs duty provided for in the first paragraph shall apply provided that the imported animals are fattened for at least 120 days in the outermost region which issued the import licence.

3.   Eligibility for exemption from import duties is subject to:

(a)

a written declaration by the importer or applicant, made on the arrival of the animals in the French overseas departments or Madeira, to the effect that the bovines are intended for fattening there for a period of 120 days from their actual date of arrival and will be consumed there afterwards;

| (b) | a written undertaking by the importer or applicant, made on the arrival of the bovine animals, to inform the competent authorities, within one month of their date of arrival, of the holding or holdings where the animals are to be fattened; |
| --- | --- |

(b)

a written undertaking by the importer or applicant, made on the arrival of the bovine animals, to inform the competent authorities, within one month of their date of arrival, of the holding or holdings where the animals are to be fattened;

| (c) | the lodging of a security of an amount as laid down for each eligible CN code in Annex VIIIa to this Regulation with the competent authority of the Member State. The fattening of the imported animals in the French overseas departments or Madeira for at least 120 days from the date of acceptance of the customs declaration of release for free circulation is a primary requirement within the meaning of Article 20(2) of Commission Regulation (EEC) No 2220/85 (*1). |
| --- | --- |

(c)

the lodging of a security of an amount as laid down for each eligible CN code in Annex VIIIa to this Regulation with the competent authority of the Member State. The fattening of the imported animals in the French overseas departments or Madeira for at least 120 days from the date of acceptance of the customs declaration of release for free circulation is a primary requirement within the meaning of Article 20(2) of Commission Regulation (EEC) No 2220/85 (*1).

4.   Except in cases of force majeure, the security referred to in paragraph 3(c) shall be released only if proof is furnished to the competent authority of the Member State that the young bovine animals:

| (a) | have been fattened on the farm or farms indicated pursuant to paragraph 3(b); |
| --- | --- |

(a)

have been fattened on the farm or farms indicated pursuant to paragraph 3(b);

| (b) | have not been slaughtered before a period of 120 days from the date of import has elapsed; or |
| --- | --- |

(b)

have not been slaughtered before a period of 120 days from the date of import has elapsed; or

| (c) | have been slaughtered for health reasons or have died as a result of sickness or accident before that period has elapsed. |
| --- | --- |

(c)

have been slaughtered for health reasons or have died as a result of sickness or accident before that period has elapsed.

| (d) | The security shall be released immediately after such proof has been furnished. |
| --- | --- |

(d)

The security shall be released immediately after such proof has been furnished.

(*1)  
  OJ L 205, 3.8.1985, p. 5.’;"

*1

| 2. | Article 47(1) shall be amended as follows:


  (a) | in the first subparagraph, the first sentence is replaced by the following:

  ‘As regards the specific supply arrangements, the competent authorities shall send to the Commission, no later than the last day of the month following the end of each quarter, the following data, available on that date, relating to the previous months of the reference calendar year, broken down by product and CN code and, where applicable, by individual destination:’; |
| --- | --- | --- |

2.

Article 47(1) shall be amended as follows:

(a)

in the first subparagraph, the first sentence is replaced by the following:

‘As regards the specific supply arrangements, the competent authorities shall send to the Commission, no later than the last day of the month following the end of each quarter, the following data, available on that date, relating to the previous months of the reference calendar year, broken down by product and CN code and, where applicable, by individual destination:’;

| (b) | the second subparagraph shall be replaced by the following:
  ‘The data provided for in the first subparagraph shall be supplied on the basis of the licences and certificates utilised. They are to be communicated to the Commission electronically using the form given in Annex VIIIb. If the data communicated on the last day of January for the previous calendar year are only provisional, they will be replaced by final data in a subsequent communication, which the relevant authorities shall send to the Commission by the following 31 March at the latest.’; |
| --- | --- |

(b)

the second subparagraph shall be replaced by the following:

‘The data provided for in the first subparagraph shall be supplied on the basis of the licences and certificates utilised. They are to be communicated to the Commission electronically using the form given in Annex VIIIb. If the data communicated on the last day of January for the previous calendar year are only provisional, they will be replaced by final data in a subsequent communication, which the relevant authorities shall send to the Commission by the following 31 March at the latest.’;

| 3. | Article 49 is replaced by the following:

  ‘Article 49
  Amendments to programmes

  1.   The amendments to be made to the general programmes approved under Article 24(2) of Regulation (EC) No 247/2006 shall be submitted to the Commission for approval and shall be duly substantiated, in particular by giving the following information:


  (a) | the reasons and any implementation problems justifying amendment of the overall programme; |
| --- | --- | --- |

3.

Article 49 is replaced by the following:

‘Article 49

Amendments to programmes

1.   The amendments to be made to the general programmes approved under Article 24(2) of Regulation (EC) No 247/2006 shall be submitted to the Commission for approval and shall be duly substantiated, in particular by giving the following information:

(a)

the reasons and any implementation problems justifying amendment of the overall programme;

| (b) | the expected effects of the amendment; |
| --- | --- |

(b)

the expected effects of the amendment;

| (c) | the implications for financing and verification of commitments. |
| --- | --- |

(c)

the implications for financing and verification of commitments.

Except in cases of force majeure or exceptional circumstances, Member States shall submit requests for amendments to programmes only once per calendar year and per programme. Such requests for amendment must be received by the Commission no later than 1 August each year.

If the Commission raises no objections to the amendments requested, the amendments envisaged shall apply from 1 January of the year following that in which they were notified.

Such amendments may apply earlier if the Commission confirms in writing to the Member State before the date referred to in the third subparagraph that the notified amendments comply with Community legislation.

If the notified amendment does not comply with Community legislation, the Commission shall inform the Member State thereof and the amendment shall not apply until the Commission receives an amendment that can be declared as compliant.

2.   By way of derogation from paragraph 1, for the following amendments, the Commission shall evaluate the Member States’ proposals and decide on their approval within four months of their submission at the latest in accordance with the procedure referred to in Article 26(2) of Regulation (EC) No 247/2006:

| (a) | the introduction of new measures, actions, products or aid schemes into the general programme; and |
| --- | --- |

(a)

the introduction of new measures, actions, products or aid schemes into the general programme; and

| (b) | the increase of the unit level of support already approved for each existing measure, action, product or aid scheme by more than 50 % of the amount applicable at the time when the request for amendment is presented. |
| --- | --- |

(b)

the increase of the unit level of support already approved for each existing measure, action, product or aid scheme by more than 50 % of the amount applicable at the time when the request for amendment is presented.

The amendments thus approved shall apply from 1 January of the year following that in which the request for an amendment was made.

3.   Member States may make the following amendments without recourse to the procedure set out in paragraph 1, provided that the amendments are notified to the Commission:

| (a) | in the case of forecast supply balances, changes in the individual level of aid up to 20 % or changes in the quantities of the products concerned covered by the supply arrangements and, consequently, the global amount of aid allocated to support each line of products; |
| --- | --- |

(a)

in the case of forecast supply balances, changes in the individual level of aid up to 20 % or changes in the quantities of the products concerned covered by the supply arrangements and, consequently, the global amount of aid allocated to support each line of products;

| (b) | as regards Community programmes supporting local production, adjustments up to 20 % of the financial allocation for each individual measure; and |
| --- | --- |

(b)

as regards Community programmes supporting local production, adjustments up to 20 % of the financial allocation for each individual measure; and

| (c) | amendments following amendments to codes and descriptions laid down in Council Regulation (EEC) No 2658/87 (*2) used to identify the products benefiting from aid, as long as those amendments do not entail a change of the products themselves. |
| --- | --- |

(c)

amendments following amendments to codes and descriptions laid down in Council Regulation (EEC) No 2658/87 (*2) used to identify the products benefiting from aid, as long as those amendments do not entail a change of the products themselves.

The amendments referred to in subparagraph 1 shall not apply before the date on which they are received by the Commission. They shall be duly explained and justified and may be implemented only once per year except in the following cases:

| (a) | force majeure or exceptional circumstances; |
| --- | --- |

(a)

force majeure or exceptional circumstances;

| (b) | amendment of the quantities of products covered by the supply arrangements; |
| --- | --- |

(b)

amendment of the quantities of products covered by the supply arrangements;

| (c) | amendment of the statistical nomenclature and of the Common Customs Tariff codes as provided for in Regulation (EEC) No 2658/87; |
| --- | --- |

(c)

amendment of the statistical nomenclature and of the Common Customs Tariff codes as provided for in Regulation (EEC) No 2658/87;

| (d) | budget transfers within production support measures. These amendments shall, however, be notified no later than 30 April of the year following the calendar year to which the amended financial allocation refers. |
| --- | --- |

(d)

budget transfers within production support measures. These amendments shall, however, be notified no later than 30 April of the year following the calendar year to which the amended financial allocation refers.

(*2)  
  OJ L 256, 7.9.1987, p. 1.’;"

*2

| 4. | Annexes VIIIa and VIIIb shall be inserted, the text of which appears in the Annex to this Regulation. |
| --- | --- |

4.

Annexes VIIIa and VIIIb shall be inserted, the text of which appears in the Annex to this Regulation.

Article 2

This Regulation shall enter into force on the third day following its publication in the Official Journal of the European Union.

However, point 1 of Article 1 shall apply from 1 January 2010.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 18 May 2009.

For the Commission

Mariann FISCHER BOEL

Member of the Commission

---

(1)  
  OJ L 42, 14.2.2006, p. 1.

1

(2)  
  OJ L 145, 31.5.2006, p. 1.

2

---

ANNEX

‘ANNEX VIIIa

SECURITY AMOUNTS

| Male bovine animals for fattening
  (CN code) | Amount in euro per head |
| --- | --- |
| 0102 90 05 | 28 |
| 0102 90 29 | 56 |
| 0102 90 49 | 105 |

Male bovine animals for fattening

(CN code)

Amount in euro per head

0102 90 05

28

0102 90 29

56

0102 90 49

105

‘ANNEX VIIIb

FORMS FOR THE QUARTERLY COMMUNICATION OF DATA ON SPECIFIC SUPPLYARRANGEMENTS

ARTICLE 47(1)(a)

OF REGULATION (EC) No 793/2006

Quantities broken down according to whether they are imported from third countries or dispatched from the Community

“REGION”

PERIOD FROM “DD/MM/YYYY TO DD/MM/YYYY”

| Name of product | CN code | January | February | March | April | May | June |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) |
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Name of product

CN code

January

February

March

April

May

June

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

| Name of product | CN code | July | August | September | October | November | December | Annual total |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) | Origin | Quantity delivered
  (tonnes) |
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Name of product

CN code

July

August

September

October

November

December

Annual total

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

Origin

Quantity delivered

(tonnes)

ARTICLE 47(1)(b)

OF REGULATION (EC) No 793/2006

Amount of aid and the expenditure actually paid by product and, where applicable, by individual destination

“REGION”

PERIOD FROM “DD/MM/YYYY TO DD/MM/YYYY”

| Name of product (*1) | CN code | Amount of aid
  (EUR/tonne) | Amount paid |
| --- | --- | --- | --- |
| January | February | March | April | May | June | July | August | September | October | November | December | Annual total |
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Name of product (*1)

CN code

Amount of aid

(EUR/tonne)

Amount paid

January

February

March

April

May

June

July

August

September

October

November

December

Annual total

ARTICLE 47(1)(c)

OF REGULATION (EC) No 793/2006

Quantities for which licences and certificates have not been utilised, broken down by category of licence or certificate (aid or exemption from import duties)

“REGION”

PERIOD FROM “DD/MM/YYYY TO DD/MM/YYYY”

| Name of product | CN code | Category of certificate | Quantity unused |
| --- | --- | --- | --- |
| January | February | March | April | May | June | July | August | September | October | November | December | Annual total |
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Name of product

CN code

Category of certificate

Quantity unused

January

February

March

April

May

June

July

August

September

October

November

December

Annual total

ARTICLE 47(1)(d)

OF REGULATION (EC) No 793/2006

Quantities re-exported or redispatched under Article 16 and the unit amounts and totals of recovered aid

“REGION”

PERIOD FROM “DD/MM/YYYY TO DD/MM/YYYY”

| Name of product | CN code | January | February | March | April |
| --- | --- | --- | --- | --- | --- |
| Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered |
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Name of product

CN code

January

February

March

April

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

| Name of product | CN code | May | June | July | August |
| --- | --- | --- | --- | --- | --- |
| Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered |
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Name of product

CN code

May

June

July

August

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

| Name of product | CN code | September | October | November | December | Annual total |
| --- | --- | --- | --- | --- | --- | --- |
| Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Unit amount | Amounts recovered | Quantities re-exported or redispatched
  (tonnes) | Amounts recovered |
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Name of product

CN code

September

October

November

December

Annual total

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Unit amount

Amounts recovered

Quantities re-exported or redispatched

(tonnes)

Amounts recovered

ARTICLE 47(1)(e)

OF REGULATION (EC) No 793/2006

Quantities re-exported or redispatched after processing in accordance with Article 18

“REGION”

PERIOD FROM “DD/MM/YYYY TO DD/MM/YYYY”

| Name of product | CN code | Quantities re-exported or redispatched (tonnes) |
| --- | --- | --- |
| January | February | March | April | May | June | July | August | September | October | November | December | Annual total |
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Name of product

CN code

Quantities re-exported or redispatched (tonnes)

January

February

March

April

May

June

July

August

September

October

November

December

Annual total

ARTICLE 47(1)(f)

OF REGULATION (EC) No 793/2006

Transfers within an overall quantity for a category of products and amendments to the forecast supply balances during the period

“REGION”

PERIOD FROM “DD/MM/YYYY TO DD/MM/YYYY”

| Name of product | CN code | 1st quarter | 2nd quarter | 3rd quarter | 4th quarter | Annual total |
| --- | --- | --- | --- | --- | --- | --- |
| Provisional total
  (tonnes) | Amounts transferred | Amended total | Provisional total
  (tonnes) | Amounts transferred | Amended total | Provisional total
  (tonnes) | Amounts transferred | Amended total | Provisional total
  (tonnes) | Amounts transferred | Amended total | Provisional total
  (tonnes) | Amounts transferred | Amended total |
| | | | | | | | | | | | | | | | | |
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Name of product

CN code

1st quarter

2nd quarter

3rd quarter

4th quarter

Annual total

Provisional total

(tonnes)

Amounts transferred

Amended total

Provisional total

(tonnes)

Amounts transferred

Amended total

Provisional total

(tonnes)

Amounts transferred

Amended total

Provisional total

(tonnes)

Amounts transferred

Amended total

Provisional total

(tonnes)

Amounts transferred

Amended total

ARTICLE 47(1)(g)

OF REGULATION (EC) No 793/2006

Available balance and utilisation rate

“REGION”

PERIOD FROM “DD/MM/YYYY TO DD/MM/YYYY”

| Name of product | CN code | Provisional total (tonnes) | Quantities used |
| --- | --- | --- | --- |
| January | February | March | April | May | June | July | August | September | October | November | December |
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Name of product

CN code

Provisional total (tonnes)

Quantities used

January

February

March

April

May

June

July

August

September

October

November

December

ARTICLE 18

| Name of product | CN code | Provisional total (tonnes) | Quantities used |
| --- | --- | --- | --- |
| January | February | March | April | May | June | July | August | September | October | November | December | Quantities used | Balance | Utilisation rate |
| | | | | | | | | | | | | | | | | | |
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| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |

Name of product

CN code

Provisional total (tonnes)

Quantities used

January

February

March

April

May

June

July

August

September

October

November

December

Quantities used

Balance

Utilisation rate

---

(*1)  indicate if direct or industrial consumption

*1

---

| 19.5.2009 | EN | Official Journal of the European Union | L 123/78 |
| --- | --- | --- | --- |

19.5.2009

EN

Official Journal of the European Union

L 123/78

---

COMMISSION REGULATION (EC) No 409/2009

of 18 May 2009

establishing Community conversion factors and presentation codes used to convert fish processed weight into fish live weight, and amending Commission Regulation (EEC) No 2807/83

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community,

Having regard to Council Regulation (EEC) No 2847/93 of 12 October 1993, establishing a control system applicable to the Common Fisheries policy (1), and in particular Article 5 thereof,

Whereas:

| (1) | The implementation of Commission Regulation (EEC) No 2807/83 of 22 September 1983 laying down detailed rules for recording information on Member States’ catches of fish (2), has brought to light certain differences which result in problems of application and enforcement of Community legislation and which should be rectified, notably by harmonising fresh fish conversion factors among EU Member States. |
| --- | --- |

(1)

The implementation of Commission Regulation (EEC) No 2807/83 of 22 September 1983 laying down detailed rules for recording information on Member States’ catches of fish (2), has brought to light certain differences which result in problems of application and enforcement of Community legislation and which should be rectified, notably by harmonising fresh fish conversion factors among EU Member States.

| (2) | Presentation codes for processed fish should be established in order to eliminate ambiguities in the interpretation of data recorded and therefore allow a more effective control of catch uptake by Member States. |
| --- | --- |

(2)

Presentation codes for processed fish should be established in order to eliminate ambiguities in the interpretation of data recorded and therefore allow a more effective control of catch uptake by Member States.

| (3) | Harmonised Community conversion factors will ensure harmonisation in the calculations of each of the national quota uptake, a more effective monitoring of the reporting obligations and a standardised calculation of the margin of tolerance. |
| --- | --- |

(3)

Harmonised Community conversion factors will ensure harmonisation in the calculations of each of the national quota uptake, a more effective monitoring of the reporting obligations and a standardised calculation of the margin of tolerance.

| (4) | For the purpose of the correct application of fish conversion factors, only Three-Alpha codes established by the FAO for fish species should be used. Regulation (EEC) No 2807/83 should therefore be amended accordingly. |
| --- | --- |

(4)

For the purpose of the correct application of fish conversion factors, only Three-Alpha codes established by the FAO for fish species should be used. Regulation (EEC) No 2807/83 should therefore be amended accordingly.

| (5) | The measures provided for in this Regulation are in accordance with the opinion of the Fisheries and Aquaculture Committee, |
| --- | --- |

(5)

The measures provided for in this Regulation are in accordance with the opinion of the Fisheries and Aquaculture Committee,

HAS ADOPTED THIS REGULATION:

Article 1

Subject matter

This Regulation establishes Community conversion factors and presentation codes for processed fish, to convert fish processed weight into fish live weight for the propose of monitoring catches.

Article 2

Scope

This Regulation shall apply to fishery products on board or landed or transhipped by Community fishing vessels and by third country vessels fishing in European Union waters.

Article 3

Definitions

For the purpose of this Regulation, the following definitions shall apply:

| (a) | ‘Community fishing vessel’ means a fishing vessel flying the flag of a Member State and registered in the Community; |
| --- | --- |

(a)

‘Community fishing vessel’ means a fishing vessel flying the flag of a Member State and registered in the Community;

| (b) | ‘Fish’ means any marine organism subject to catch limits; |
| --- | --- |

(b)

‘Fish’ means any marine organism subject to catch limits;

| (c) | ‘Presentation’ means the form into which the fish is processed while on board of the vessel and prior to landing, as described in Annex I; |
| --- | --- |

(c)

‘Presentation’ means the form into which the fish is processed while on board of the vessel and prior to landing, as described in Annex I;

| (d) | ‘Collective presentation’ means a presentation consisting of two or more parts extracted from the same fish; |
| --- | --- |

(d)

‘Collective presentation’ means a presentation consisting of two or more parts extracted from the same fish;

| (e) | ‘total allowable catches’ (TAC) means the quantity that can be taken and landed from each stock each year; |
| --- | --- |

(e)

‘total allowable catches’ (TAC) means the quantity that can be taken and landed from each stock each year;

| (f) | ‘quota’ means a proportion of the TAC allocated to the Community or Member States; |
| --- | --- |

(f)

‘quota’ means a proportion of the TAC allocated to the Community or Member States;

| (g) | ‘state of processing’ means the way the fish is preserved (fresh and fresh salted). |
| --- | --- |

(g)

‘state of processing’ means the way the fish is preserved (fresh and fresh salted).

Article 4

General principles

1.   The Community conversion factors set out in Annex II and Annex III shall apply to convert fish processed weight into fish live weight.

2.   By way of derogation from paragraph 1, where Regional Fisheries Management Organisations, of which the European Community is a Contracting party or cooperating non-Contracting party, or regions or coastal areas where the European Community has an agreement to fish in third country waters, have defined regional conversion factors, those factors shall apply.

3.   Where no Community or regional conversion factors exist for a given species and presentation, the conversion factor adopted by the flag Member State shall apply.

Article 5

Calculation method

1.   The fish live weight shall be obtained by multiplying the fish processed weight by the conversion factors referred to in Article 4 for each species and presentation.

2.   In case of collective presentations, only one conversion factor corresponding to one of the parts of the collective presentation shall be used.

Article 6

Use of conversion factors by the master of the vessel

1.   The masters of Community fishing vessels shall use the conversion factors referred to in Article 4 in the logbook as referred to in Article 6 of Regulation (EEC) No 2847/93, to:

| (a) | estimate the live weight of the quantities onboard the fishing vessel; and |
| --- | --- |

(a)

estimate the live weight of the quantities onboard the fishing vessel; and

| (b) | to calculate the live weight of the quantities upon landing. |
| --- | --- |

(b)

to calculate the live weight of the quantities upon landing.

2.   When deemed necessary by the master of the fishing vessel to use, in the landing declaration as referred to in Article 8 of Regulation (EEC) No 2847/93 or transhipment declaration as referred to in Article 2 of Regulation (EEC) No 2807/83, the presentation code ‘OTH’ (other), the master shall describe exactly what the presentation ‘other’ refers to.

Article 7

Use of Community conversion factors by Member States’ authorities

Member States’ authorities shall use the Community conversion factors referred to in Article 4 when calculating the live weight of landings in order to monitor the quota uptake.

Article 8

Amendments to Regulation (EEC) No 2807/83

In Article 1 of Regulation (EEC) No 2807/83, paragraph 4 is replaced by the following:

‘4.   The codes given in Annex VI and the Three-Alpha codes established by the FAO for fish species shall be used for indicating, under the appropriate headings of the logbook, the fishing gear used and the species caught.’

Article 9

Entry into force and application

This Regulation shall enter into force on the 20th day following its publication in the Official Journal of the European Union.

Official Journal of the European Union

It shall apply from 1 January 2010.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 18 May 2009.

For the Commission

Joe BORG

Member of the Commission

---

(1)  
  OJ L 261, 20.10.1993, p. 1.

1

(2)  
  OJ L 276, 10.10.1983, p. 1.

2

---

ANNEX I

PRESENTATION 3-ALPHA CODES

| 3-Alpha presentation code | Presentation | Description |
| --- | --- | --- |
| FIL | Fillets | Removal of head, guts, bones and fins. Each fish originates two fillets not joined by any part |
| FIS | Skinned fillets | Removal of head, guts, bones, fins and skin. Each fish originates two fillets not joined by any part |
| GHT | Gutted headed and tailed | Guts, head and tail removed |
| GUG | Gutted and gilled | Guts and gills removed |
| GUH | Gutted and headed | Guts and head removed |
| GUL | Gutted liver in | Guts removed with the exception of liver |
| GUS | Gutted headed and skinned | Guts head and skin removed |
| GUT | Gutted | All guts removed |
| HEA | Headed | Head removed |
| LVR | Liver | Liver only. In case of collective presentation use code LVR-C |
| OTH | Other | Any other presentation |
| ROE | Roe(s) | Roe(s) only. In case of collective presentation use code ROE-C |
| SGT | Gutted and salted | Guts removed and fish salted |
| TAL | Tail | Tails only |
| TNG | Tongue | Tongue only. In case of collective presentation use code TNG-C |
| WHL | Whole | No processing |
| WNG | Wings | Wings only |

3-Alpha presentation code

Presentation

Description

FIL

Fillets

Removal of head, guts, bones and fins. Each fish originates two fillets not joined by any part

FIS

Skinned fillets

Removal of head, guts, bones, fins and skin. Each fish originates two fillets not joined by any part

GHT

Gutted headed and tailed

Guts, head and tail removed

GUG

Gutted and gilled

Guts and gills removed

GUH

Gutted and headed

Guts and head removed

GUL

Gutted liver in

Guts removed with the exception of liver

GUS

Gutted headed and skinned

Guts head and skin removed

GUT

Gutted

All guts removed

HEA

Headed

Head removed

LVR

Liver

Liver only. In case of collective presentation use code LVR-C

OTH

Other

Any other presentation

ROE

Roe(s)

Roe(s) only. In case of collective presentation use code ROE-C

SGT

Gutted and salted

Guts removed and fish salted

TAL

Tail

Tails only

TNG

Tongue

Tongue only. In case of collective presentation use code TNG-C

WHL

Whole

No processing

WNG

Wings

Wings only

---

ANNEX II

FRESH COMMUNITY CONVERSION FACTORS

| Species: Albacore


  Thunnus alalunga | ALB |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,11 |

Species: Albacore

Thunnus alalunga

ALB

WHL

1,00

GUT

1,11

| Species: Alfonsinos


  Beryx
  spp. | ALF |
| --- | --- |
| WHL | 1,00 |

Species: Alfonsinos

Beryx
  spp.

ALF

WHL

1,00

| Species: Anchovy


  Engraulis encrasicholus | ANE |
| --- | --- |
| WHL | 1,00 |

Species: Anchovy

Engraulis encrasicholus

ANE

WHL

1,00

| Species: Anglerfish


  Lophiidae | ANF |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,22 |
| GUH | 3,00 |
| TAL | 3,00 |

Species: Anglerfish

Lophiidae

ANF

WHL

1,00

GUT

1,22

GUH

3,00

TAL

3,00

| Species: Mackerel icefish


  Champsocephalus gunnari | ANI |
| --- | --- |
| WHL | 1,00 |

Species: Mackerel icefish

Champsocephalus gunnari

ANI

WHL

1,00

| Species: Greater silver smelt


  Argentina silus, | ARU |
| --- | --- |
| WHL | 1,00 |

Species: Greater silver smelt

Argentina silus,

ARU

WHL

1,00

| Species: Bigeye tuna


  Thunnus obesus | BET |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,10 |
| GUH | 1,29 |

Species: Bigeye tuna

Thunnus obesus

BET

WHL

1,00

GUT

1,10

GUH

1,29

| Species: Blue ling


  Molva dypterygia | BLI |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,17 |

Species: Blue ling

Molva dypterygia

BLI

WHL

1,00

GUT

1,17

| Species: Brill


  Scophthalmus rhombus | BLL |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,09 |

Species: Brill

Scophthalmus rhombus

BLL

WHL

1,00

GUT

1,09

| Species: Black scabbardfish


  Aphanopus carbo | BSF |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,24 |
| HEA | 1,40 |

Species: Black scabbardfish

Aphanopus carbo

BSF

WHL

1,00

GUT

1,24

HEA

1,40

| Species: Atlantic blue marlin


  Makaira nigricans | BUM |
| --- | --- |
| WHL | 1,00 |

Species: Atlantic blue marlin

Makaira nigricans

BUM

WHL

1,00

| Species: Capelin


  Mallotus villosus | CAP |
| --- | --- |
| WHL | 1,00 |

Species: Capelin

Mallotus villosus

CAP

WHL

1,00

| Species: Cod


  Gadus morhua | COD |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,17 |
| GUH | 1,70 |
| HEA | 1,38 |
| FIL | 2,60 |
| FIS | 2,60 |

Species: Cod

Gadus morhua

COD

WHL

1,00

GUT

1,17

GUH

1,70

HEA

1,38

FIL

2,60

FIS

2,60

| Species: Common Dab


  Limanda limanda | DAB |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,11 |
| GUH | 1,39 |

Species: Common Dab

Limanda limanda

DAB

WHL

1,00

GUT

1,11

GUH

1,39

| Species: Picked dogfish


  Squalus acanthias | DGS |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,35 |
| GUS | 2,52 |

Species: Picked dogfish

Squalus acanthias

DGS

WHL

1,00

GUT

1,35

GUS

2,52

| Species: European flounder


  Platichthys flesus | FLE |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,08 |
| GUS | 1,39 |

Species: European flounder

Platichthys flesus

FLE

WHL

1,00

GUT

1,08

GUS

1,39

| Species: Greater forkbeard


  Phycis blennoides | GFB |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,11 |
| GUH | 1,40 |

Species: Greater forkbeard

Phycis blennoides

GFB

WHL

1,00

GUT

1,11

GUH

1,40

| Species: Greenland halibut


  Reinhardtius hippoglossoides | GHL |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,08 |

Species: Greenland halibut

Reinhardtius hippoglossoides

GHL

WHL

1,00

GUT

1,08

| Species: Haddock


  Melanogrammus aeglefinus | HAD |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,17 |
| GUH | 1,46 |

Species: Haddock

Melanogrammus aeglefinus

HAD

WHL

1,00

GUT

1,17

GUH

1,46

| Species: Atlantic halibut


  Hippoglossus hippoglossus | HAL |
| --- | --- |
| WHL | 1,00 |

Species: Atlantic halibut

Hippoglossus hippoglossus

HAL

WHL

1,00

| Species: Hering


  Clupea harengus | HER |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,12 |
| GUH | 1,19 |

Species: Hering

Clupea harengus

HER

WHL

1,00

GUT

1,12

GUH

1,19

| Species: European hake


  Merluccius merluccius | HKE |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,11 |
| GUH | 1,40 |

Species: European hake

Merluccius merluccius

HKE

WHL

1,00

GUT

1,11

GUH

1,40

| Species: White hake


  Urophycis tenuis | HKW |
| --- | --- |
| WHL | 1,00 |

Species: White hake

Urophycis tenuis

HKW

WHL

1,00

| Species: Horse mackerel


  Trachurus
  spp. | JAX |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,08 |

Species: Horse mackerel

Trachurus
  spp.

JAX

WHL

1,00

GUT

1,08

| Species: Antarctic krill


  Euphausia superba | KRI |
| --- | --- |
| WHL | 1,00 |

Species: Antarctic krill

Euphausia superba

KRI

WHL

1,00

| Species: Lemon sole


  Microstomus kitt | LEM |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,05 |

Species: Lemon sole

Microstomus kitt

LEM

WHL

1,00

GUT

1,05

| Species: Megrims


  Lepidorhombus
  spp. | LEZ |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,06 |
| FIL | 2,50 |

Species: Megrims

Lepidorhombus
  spp.

LEZ

WHL

1,00

GUT

1,06

FIL

2,50

| Species: Unicorn icefish


  Channichthys rhinoceratus | LIC |
| --- | --- |
| WHL | 1,00 |

Species: Unicorn icefish

Channichthys rhinoceratus

LIC

WHL

1,00

| Species: Ling


  Molva molva | LIN |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,14 |
| GUH | 1,32 |
| FIL | 2,64 |

Species: Ling

Molva molva

LIN

WHL

1,00

GUT

1,14

GUH

1,32

FIL

2,64

| Species: Atlantic mackerel


  Scomber scombrus | MAC |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,09 |

Species: Atlantic mackerel

Scomber scombrus

MAC

WHL

1,00

GUT

1,09

| Species: Norway lobster


  Nephrops norvegicus | NEP |
| --- | --- |
| WHL | 1,00 |
| TAL | 3,00 |

Species: Norway lobster

Nephrops norvegicus

NEP

WHL

1,00

TAL

3,00

| Species: Humped rockcod


  Notothenia gibberifrons | NOG |
| --- | --- |
| WHL | 1,00 |

Species: Humped rockcod

Notothenia gibberifrons

NOG

WHL

1,00

| Species: Norway pout


  Trisopterus esmarkii | NOP |
| --- | --- |
| WHL | 1,00 |

Species: Norway pout

Trisopterus esmarkii

NOP

WHL

1,00

| Species: Marbled rockcod


  Notothenia rossii | NOR |
| --- | --- |
| WHL | 1,00 |

Species: Marbled rockcod

Notothenia rossii

NOR

WHL

1,00

| Species: Orange roughy


  Hoplostethus atlanticus | ORY |
| --- | --- |
| WHL | 1,00 |

Species: Orange roughy

Hoplostethus atlanticus

ORY

WHL

1,00

| Species: Pacific snow crab


  Chionoecetes
  spp. | PCR |
| --- | --- |
| WHL | 1,00 |

Species: Pacific snow crab

Chionoecetes
  spp.

PCR

WHL

1,00

| Species: White shrimps


  Penaeus
  spp. | PEN |
| --- | --- |
| WHL | 1,00 |

Species: White shrimps

Penaeus
  spp.

PEN

WHL

1,00

| Species: European plaice


  Pleuronectes platessa | PLE |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,05 |
| GUH | 1,39 |
| FIL | 2,40 |

Species: European plaice

Pleuronectes platessa

PLE

WHL

1,00

GUT

1,05

GUH

1,39

FIL

2,40

| Species: Saithe


  Pollachius virens | POK |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,19 |

Species: Saithe

Pollachius virens

POK

WHL

1,00

GUT

1,19

| Species: Pollack


  Pollachius pollachius | POL |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,17 |

Species: Pollack

Pollachius pollachius

POL

WHL

1,00

GUT

1,17

| Species: Northern prawn


  Pandalus borealis | PRA |
| --- | --- |
| WHL | 1,00 |

Species: Northern prawn

Pandalus borealis

PRA

WHL

1,00

| Species: Atlantic redfishes


  Sebastes
  spp. | RED |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,19 |

Species: Atlantic redfishes

Sebastes
  spp.

RED

WHL

1,00

GUT

1,19

| Species: Rough-head grenadier


  Macrourus berglax | RHG |
| --- | --- |
| WHL | 1,00 |

Species: Rough-head grenadier

Macrourus berglax

RHG

WHL

1,00

| Species: Roundnose grenadier


  Coryphaenoides rupestris | RNG |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,11 |
| GUH | 1,92 |
| GHT | 3,20 |

Species: Roundnose grenadier

Coryphaenoides rupestris

RNG

WHL

1,00

GUT

1,11

GUH

1,92

GHT

3,20

| Species: Sandeels


  Ammodytes
  spp. | SAN |
| --- | --- |
| WHL | 1,00 |

Species: Sandeels

Ammodytes
  spp.

SAN

WHL

1,00

| Species: Blackspot seabream


  Pagellus bogaraveo | SBR |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,11 |

Species: Blackspot seabream

Pagellus bogaraveo

SBR

WHL

1,00

GUT

1,11

| Species: Rough longnose dogfish


  Deania histricosa | SDH |
| --- | --- |
| WHL | 1,00 |

Species: Rough longnose dogfish

Deania histricosa

SDH

WHL

1,00

| Species: Arrowhead dogfish


  Deania profundorum | SDU |
| --- | --- |
| WHL | 1,00 |

Species: Arrowhead dogfish

Deania profundorum

SDU

WHL

1,00

| Species: South Georgia icefish


  Pseudochaenichthys georgianus | SGI |
| --- | --- |
| WHL | 1,00 |

Species: South Georgia icefish

Pseudochaenichthys georgianus

SGI

WHL

1,00

| Species: Common sole


  Solea solea | SOL |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,04 |

Species: Common sole

Solea solea

SOL

WHL

1,00

GUT

1,04

| Species: European sprat


  Sprattus sprattus | SPR |
| --- | --- |
| WHL | 1,00 |

Species: European sprat

Sprattus sprattus

SPR

WHL

1,00

| Species: Northern squid


  Illex illecebrosus | SQI |
| --- | --- |
| WHL | 1,00 |

Species: Northern squid

Illex illecebrosus

SQI

WHL

1,00

| Species: Squid


  Martialia hyadesi | SQS |
| --- | --- |
| WHL | 1,00 |

Species: Squid

Martialia hyadesi

SQS

WHL

1,00

| Species: Skates


  Rajidae | SRX |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,13 |
| WNG | 2,09 |

Species: Skates

Rajidae

SRX

WHL

1,00

GUT

1,13

WNG

2,09

| Species: Swordfish


  Xiphias gladius | SWO |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,11 |
| GUH | 1,31 |

Species: Swordfish

Xiphias gladius

SWO

WHL

1,00

GUT

1,11

GUH

1,31

| Species: Patagonian toothfish


  Dissostichus eleginoides | TOP |
| --- | --- |
| WHL | 1,00 |

Species: Patagonian toothfish

Dissostichus eleginoides

TOP

WHL

1,00

| Species: Turbot


  Psetta maxima | TUR |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,09 |

Species: Turbot

Psetta maxima

TUR

WHL

1,00

GUT

1,09

| Species: Tusk


  Brosme brosme | USK |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,14 |

Species: Tusk

Brosme brosme

USK

WHL

1,00

GUT

1,14

| Species: Blue whiting


  Micromesistius poutassou | WHB |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,15 |

Species: Blue whiting

Micromesistius poutassou

WHB

WHL

1,00

GUT

1,15

| Species: Whiting


  Merlangius merlangus | WHG |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,18 |

Species: Whiting

Merlangius merlangus

WHG

WHL

1,00

GUT

1,18

| Species: Atlantic white marlin


  Tetrapturus albidus | WHM |
| --- | --- |
| WHL | 1,00 |

Species: Atlantic white marlin

Tetrapturus albidus

WHM

WHL

1,00

| Species: Witch flounder


  Glyptocephalus cynoglossus | WIT |
| --- | --- |
| WHL | 1,00 |
| GUT | 1,06 |

Species: Witch flounder

Glyptocephalus cynoglossus

WIT

WHL

1,00

GUT

1,06

| Species: Yellowtail flounder


  Limanda ferruginea | YEL |
| --- | --- |
| WHL | 1,00 |

Species: Yellowtail flounder

Limanda ferruginea

YEL

WHL

1,00

---

ANNEX III

FRESH SALTED COMMUNITY CONVERSION FACTORS

| Species: Ling


  Molva molva | LIN |
| --- | --- |
| SGT | 2,80 |

Species: Ling

Molva molva

LIN

SGT

2,80

---

II Acts adopted under the EC Treaty/Euratom Treaty whose publication is not obligatory

DECISIONS

Council

| 19.5.2009 | EN | Official Journal of the European Union | L 123/86 |
| --- | --- | --- | --- |

19.5.2009

EN

Official Journal of the European Union

L 123/86

---

COUNCIL DECISION

of 11 May 2009

appointing and replacing members of the Governing Board of the European Centre for the Development of Vocational Training

(2009/388/EC)

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to Council Regulation (EEC) No 337/75 of 10 February 1975 establishing a European Centre for the Development of Vocational Training, and in particular Article 4 thereof (1),

Having regard to the nominations submitted by the LATVIAN Government,

Whereas:

| (1) | By its Decision of 18 September 2006 (2), the Council appointed the members of the Governing Board of the European Centre for the Development of Vocational Training for the period from 18 September 2006 to 17 September 2009. |
| --- | --- |

(1)

By its Decision of 18 September 2006 (2), the Council appointed the members of the Governing Board of the European Centre for the Development of Vocational Training for the period from 18 September 2006 to 17 September 2009.

| (2) | A member’s seat on the Governing Board of the Centre in the category of government representatives has become vacant as a result of the resignation of Mr Gunars KRUSTS. |
| --- | --- |

(2)

A member’s seat on the Governing Board of the Centre in the category of government representatives has become vacant as a result of the resignation of Mr Gunars KRUSTS.

| (3) | The Latvian member of the Governing Board of the aforementioned Centre should be appointed for the remainder of the current term of office, which expires on 17 September 2009, |
| --- | --- |

(3)

The Latvian member of the Governing Board of the aforementioned Centre should be appointed for the remainder of the current term of office, which expires on 17 September 2009,

HAS DECIDED AS FOLLOWS:

Sole Article

The following person is hereby appointed as a member of the Governing Board of the European Centre for the Development of Vocational Training for the remainder of the term of office, which runs until
  17 September 2009
  :

GOVERNMENT REPRESENTATIVE

| LATVIA | : | Mr Jānis GAIGALS. |
| --- | --- | --- |

LATVIA

:

Mr Jānis GAIGALS.

Done at Brussels, 11 May 2009.

For the Council

The President

M. KOPICOVÁ

---

(1)  
  OJ L 39, 13.2.1975, p. 1.

1

(2)  
  OJ C 240, 5.10.2006, p. 1.

2

---

Commission

| 19.5.2009 | EN | Official Journal of the European Union | L 123/87 |
| --- | --- | --- | --- |

19.5.2009

EN

Official Journal of the European Union

L 123/87

---

COMMISSION DECISION

of 16 July 2008

on the State aid which Italy proposes to grant to the steel company Lucchini Siderurgica SpA (C 25/2000 (ex N 149/99))

(notified under document number C(2008) 3515)

(Only the Italian text is authentic)

(Text with EEA relevance)

(2009/389/EC)

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community, and in particular the first subparagraph of Article 88(2) thereof,

Having regard to the Agreement on the European Economic Area, and in particular Article 62(1)(a) thereof,

Having called on interested parties to submit their comments pursuant to those provisions (1), and having regard to their comments,

Whereas:

1.   PROCEDURE

PROCEDURE

| (1) | On 21 December 2000, the Commission adopted a negative final decision in case C 25/2000 Lucchini (previously numbered N 145/99), which concerned environmental aid that Italy was planning to grant to the steel plant Lucchini SpA (Lucchini) (2). |
| --- | --- |

(1)

On 21 December 2000, the Commission adopted a negative final decision in case C 25/2000 Lucchini (previously numbered N 145/99), which concerned environmental aid that Italy was planning to grant to the steel plant Lucchini SpA (Lucchini) (2).

Lucchini

2

| (2) | The recipient challenged the decision before the Court of First Instance. On 19 September 2006 the Court annulled the decision in so far as it found that the sum of ITL 2,7 billion (EUR 1 396 000) in aid towards investments in the coking plant and the sum of ITL 1,38 billion (EUR 713 550) in aid towards investments in the water and sewerage system were incompatible with the common market. It upheld the Commission’s decision with respect to the steelworks, the blast furnace and the fume extraction system (3). |
| --- | --- |

(2)

The recipient challenged the decision before the Court of First Instance. On 19 September 2006 the Court annulled the decision in so far as it found that the sum of ITL 2,7 billion (EUR 1 396 000) in aid towards investments in the coking plant and the sum of ITL 1,38 billion (EUR 713 550) in aid towards investments in the water and sewerage system were incompatible with the common market. It upheld the Commission’s decision with respect to the steelworks, the blast furnace and the fume extraction system (3).

3

| (3) | On 9 August 2007, the Commission sent Italy a request for information, which was answered by letter dated 5 September 2007. Further information was gathered in an on-site visit to the production plant in Piombino, Tuscany, on 10 September 2007 (4). A final request for information dated 3 October 2007 was answered by letter of 7 November 2007. |
| --- | --- |

(3)

On 9 August 2007, the Commission sent Italy a request for information, which was answered by letter dated 5 September 2007. Further information was gathered in an on-site visit to the production plant in Piombino, Tuscany, on 10 September 2007 (4). A final request for information dated 3 October 2007 was answered by letter of 7 November 2007.

4

2.   DESCRIPTION

DESCRIPTION

2.1.   The undertaking and the installations concerned

The undertaking and the installations concerned

| (4) | The Lucchini steel plant is located in Piombino, Tuscany, on the shores of the Mediterranean. It is situated in an urban area, only a couple of hundred metres away from water used for swimming and fishing, and the local population will accept its presence only if proper attention is paid to the scale of the environmental impact. |
| --- | --- |

(4)

The Lucchini steel plant is located in Piombino, Tuscany, on the shores of the Mediterranean. It is situated in an urban area, only a couple of hundred metres away from water used for swimming and fishing, and the local population will accept its presence only if proper attention is paid to the scale of the environmental impact.

The coking plant

The coking plant

| (5) | The coking plant distils coal at temperatures between 1 240 °C and 1 250 °C in order to obtain coke, which is needed for the production of pig iron. A coke oven battery is composed of a series of narrow, high and deep ovens set up next to each other. The ovens are separated by a walled burning chamber in which gas is burnt to heat the ovens. The ovens are filled from the top with coal. To empty a coke oven, doors on both sides are opened and the coke is pushed out of the oven with a pusher machine. |
| --- | --- |

(5)

The coking plant distils coal at temperatures between 1 240 °C and 1 250 °C in order to obtain coke, which is needed for the production of pig iron. A coke oven battery is composed of a series of narrow, high and deep ovens set up next to each other. The ovens are separated by a walled burning chamber in which gas is burnt to heat the ovens. The ovens are filled from the top with coal. To empty a coke oven, doors on both sides are opened and the coke is pushed out of the oven with a pusher machine.

| (6) | The coking process has a specific duration of around 24 hours. Any speeding up of the process before or during coke production will not speed up production overall or increase the amount of coke produced in a specific time. |
| --- | --- |

(6)

The coking process has a specific duration of around 24 hours. Any speeding up of the process before or during coke production will not speed up production overall or increase the amount of coke produced in a specific time.

| (7) | The battery on which the notified investments were carried out was built in 1971. At that time, Lucchini Piombino had three coke oven batteries, one of which had 27 ovens, one 43, and one 45. In November 1992 coke production was stopped pending a management decision on the future of coke production inside the plant. In March 1993, a decision was taken to continue coke production, and the coke oven batteries were reactivated. |
| --- | --- |

(7)

The battery on which the notified investments were carried out was built in 1971. At that time, Lucchini Piombino had three coke oven batteries, one of which had 27 ovens, one 43, and one 45. In November 1992 coke production was stopped pending a management decision on the future of coke production inside the plant. In March 1993, a decision was taken to continue coke production, and the coke oven batteries were reactivated.

| (8) | During the months of suspension the coke ovens were carefully emptied and slowly cooled to a temperature between 900 °C and 950 °C. Italy has explained that even if the interruption is carefully controlled a certain level of degradation of the assets cannot be avoided. |
| --- | --- |

(8)

During the months of suspension the coke ovens were carefully emptied and slowly cooled to a temperature between 900 °C and 950 °C. Italy has explained that even if the interruption is carefully controlled a certain level of degradation of the assets cannot be avoided.

| (9) | In 1996, a decision was taken to invest in an upgrading of the coking plant. One battery was of relatively good quality and still in a relatively good state, and it was decided that, with an appropriate upgrading, it could continue to operate for a further 10 years. The investment began in 1998. The other two coking batteries were shut down for dismantling. |
| --- | --- |

(9)

In 1996, a decision was taken to invest in an upgrading of the coking plant. One battery was of relatively good quality and still in a relatively good state, and it was decided that, with an appropriate upgrading, it could continue to operate for a further 10 years. The investment began in 1998. The other two coking batteries were shut down for dismantling.

The water and sewerage system

The water and sewerage system

| (10) | This system is a closed circuit in which water is used to cool the various installations in the plant indirectly. The water is in no direct physical contact with the installations and is therefore not altered in its chemical composition. |
| --- | --- |

(10)

This system is a closed circuit in which water is used to cool the various installations in the plant indirectly. The water is in no direct physical contact with the installations and is therefore not altered in its chemical composition.

| (11) | The water is taken from a source such as sea or ground water, and returned to the same source after use. One important source of cooling water at the Lucchini plant is the Mediterranean Sea. The water is pumped in from the sea, used for cooling, and returned to the sea at a higher temperature. This is a problem for the marine fauna and flora, even if the temperature is below the permitted maximum of 35 °C. |
| --- | --- |

(11)

The water is taken from a source such as sea or ground water, and returned to the same source after use. One important source of cooling water at the Lucchini plant is the Mediterranean Sea. The water is pumped in from the sea, used for cooling, and returned to the sea at a higher temperature. This is a problem for the marine fauna and flora, even if the temperature is below the permitted maximum of 35 °C.

2.2.   The aid measures

The aid measures

| (12) | Most of the measures being assessed here relate to stages of production in the coking plant. They are described in more detail in the assessment below. The total amount of the investments was ITL 38,45 billion (roughly EUR 19 200 000). |
| --- | --- |

(12)

Most of the measures being assessed here relate to stages of production in the coking plant. They are described in more detail in the assessment below. The total amount of the investments was ITL 38,45 billion (roughly EUR 19 200 000).

| (13) | The investments in the water and sewerage system aimed at replacing part of the water taken from and returned to the sea by water from the local authority water purification plant. Even though the investment was without effect on the increase in the temperature of the water as such, the amount of heated water returned was significantly reduced. The cost of the investments in the water and sewerage system was ITL 19,7 billion (roughly EUR 9 850 000). |
| --- | --- |

(13)

The investments in the water and sewerage system aimed at replacing part of the water taken from and returned to the sea by water from the local authority water purification plant. Even though the investment was without effect on the increase in the temperature of the water as such, the amount of heated water returned was significantly reduced. The cost of the investments in the water and sewerage system was ITL 19,7 billion (roughly EUR 9 850 000).

3.   THE JUDGMENT OF THE COURT OF FIRST INSTANCE

THE JUDGMENT OF THE COURT OF FIRST INSTANCE

| (14) | The Court of First Instance essentially found that the Commission decision was inadequately reasoned in certain parts, which the Court annulled (5). |
| --- | --- |

(14)

The Court of First Instance essentially found that the Commission decision was inadequately reasoned in certain parts, which the Court annulled (5).

5

| (15) | The Court confirmed that the specific conditions for environmental aid to the steel industry were set out in the Annex to the sixth Steel Aid Code (the Code) (6) and in the general Community guidelines on State aid for environmental protection (the Guidelines) (7) which were applicable at the time of granting (8). More precisely, the provisions that were relevant to the present case were paragraphs 3.2.1. and 3.2.3.B of the Guidelines, clarified and adapted for the purposes of the ECSC steel industry by the second part of the Annex to the Code. |
| --- | --- |

(15)

The Court confirmed that the specific conditions for environmental aid to the steel industry were set out in the Annex to the sixth Steel Aid Code (the Code) (6) and in the general Community guidelines on State aid for environmental protection (the Guidelines) (7) which were applicable at the time of granting (8). More precisely, the provisions that were relevant to the present case were paragraphs 3.2.1. and 3.2.3.B of the Guidelines, clarified and adapted for the purposes of the ECSC steel industry by the second part of the Annex to the Code.

6

7

8

| (16) | Paragraph 3.2.1 of the Guidelines states that ‘aid ostensibly intended for environmental protection measures but which is in fact for general investment is not covered by these guidelines’. This reiterates the principle also set out in the Annex to the Code according to which ‘For all cases of State aid for environmental protection the Commission will, as appropriate, impose strict conditions and safeguards so as to avoid general investment aid for new plants or equipment being granted under cover of environmental protection’. In such cases an assessment begins by establishing that the measure concerned would not in fact have been carried out in any event. The Court of First Instance held that if the Member State succeeded in demonstrating that the measure had an environmental purpose, the aid could not be declared ineligible by reason only of the fact that it might have an impact on production. All that was required was that any advantage in regard to lower production costs be deducted (9). |
| --- | --- |

(16)

Paragraph 3.2.1 of the Guidelines states that ‘aid ostensibly intended for environmental protection measures but which is in fact for general investment is not covered by these guidelines’. This reiterates the principle also set out in the Annex to the Code according to which ‘For all cases of State aid for environmental protection the Commission will, as appropriate, impose strict conditions and safeguards so as to avoid general investment aid for new plants or equipment being granted under cover of environmental protection’. In such cases an assessment begins by establishing that the measure concerned would not in fact have been carried out in any event. The Court of First Instance held that if the Member State succeeded in demonstrating that the measure had an environmental purpose, the aid could not be declared ineligible by reason only of the fact that it might have an impact on production. All that was required was that any advantage in regard to lower production costs be deducted (9).

9

| (17) | As regards eligibility, the Code states that ‘new investment which would have been necessary in any event on economic grounds or due to the age of the existing plant or equipment will not be eligible for aid. The existing plant must have significant useful life left (at least 25 %) for the new investment to be eligible for aid’ (10). In the case before it the Court held that the Commission had failed to provide an adequate statement of its reasons for not accepting an expert’s report submitted by Italy which found that that the useful life left of the equipment in question was indeed higher than 25 % (11). On the other hand, the Court accepted that investments that had to be carried out for technical and production reasons would have been carried out ‘in any event’ (12). |
| --- | --- |

(17)

As regards eligibility, the Code states that ‘new investment which would have been necessary in any event on economic grounds or due to the age of the existing plant or equipment will not be eligible for aid. The existing plant must have significant useful life left (at least 25 %) for the new investment to be eligible for aid’ (10). In the case before it the Court held that the Commission had failed to provide an adequate statement of its reasons for not accepting an expert’s report submitted by Italy which found that that the useful life left of the equipment in question was indeed higher than 25 % (11). On the other hand, the Court accepted that investments that had to be carried out for technical and production reasons would have been carried out ‘in any event’ (12).

10

11

12

| (18) | Both the Commission and the Court accepted that the Lucchini plant in Piombino complied with the mandatory standards before the investments. Paragraph 3.2.3.B of the Guidelines makes provision for ‘Aid to encourage firms to improve on mandatory environmental standards’. The Court found that the investment in the coking plant did ‘improve on mandatory environmental standards’: the two projects, which had been notified separately, should have been treated as a single project (13). The Commission had not properly explained why it did not accept Italy’s explanations. |
| --- | --- |

(18)

Both the Commission and the Court accepted that the Lucchini plant in Piombino complied with the mandatory standards before the investments. Paragraph 3.2.3.B of the Guidelines makes provision for ‘Aid to encourage firms to improve on mandatory environmental standards’. The Court found that the investment in the coking plant did ‘improve on mandatory environmental standards’: the two projects, which had been notified separately, should have been treated as a single project (13). The Commission had not properly explained why it did not accept Italy’s explanations.

13

| (19) | A condition for the application of this provision was that the investor demonstrate ‘that a clear decision was taken to opt for higher standards which necessitated additional investment, that is, that a lower-cost solution existed which would meet the new environmental standards’ (14). In the light of the documents and evidence submitted by Italy, the Court held that the Commission had failed to show that the old environmental equipment was unable to operate (15). |
| --- | --- |

(19)

A condition for the application of this provision was that the investor demonstrate ‘that a clear decision was taken to opt for higher standards which necessitated additional investment, that is, that a lower-cost solution existed which would meet the new environmental standards’ (14). In the light of the documents and evidence submitted by Italy, the Court held that the Commission had failed to show that the old environmental equipment was unable to operate (15).

14

15

4.   ASSESSMENT

ASSESSMENT

| (20) | The grants planned by Italy to support the investments in the steel plant are public funds which provide a selective advantage to Lucchini and threaten to distort competition and affect trade between Member States. They therefore constitute State aid within the meaning of Article 87(1) of the EC Treaty. |
| --- | --- |

(20)

The grants planned by Italy to support the investments in the steel plant are public funds which provide a selective advantage to Lucchini and threaten to distort competition and affect trade between Member States. They therefore constitute State aid within the meaning of Article 87(1) of the EC Treaty.

| (21) | The Commission has reassessed the two groups of investments by analysing each measure individually, to establish in particular whether it would have been carried out in any event, either for economic reasons or in view of the age of the plant concerned. |
| --- | --- |

(21)

The Commission has reassessed the two groups of investments by analysing each measure individually, to establish in particular whether it would have been carried out in any event, either for economic reasons or in view of the age of the plant concerned.

4.1.   The coking plant

The coking plant

4.1.1.   Environmental concerns regarding the coking plant

Environmental concerns regarding the coking plant

| (22) | As a guide for the classification of the investments in the coking plant, the Commission referred to the Commission’s own Best Available Techniques Reference Document on the Production of Iron and Steel of December 2001 (16). That document states that emissions to air are most significant for coke oven plants. Many of them are fugitive emissions from various sources such as leakages from lids, oven doors and leveller doors, ascension pipes and emissions from certain operations like coal charging, coke pushing and coke quenching. In addition, fugitive emissions arise from the coke oven gas treatment plant. The main point source for emissions to air is the waste gas from the underfiring systems. Consequently most of the techniques to consider in the determination of best available techniques refer to the minimisation of emissions to air. Emphasis is placed on smooth and undisturbed operation as well as on maintenance of coke ovens, which appears to be essential. Further, desulphurisation of coke oven gas is a measure of high priority to minimise SO2 emissions, not only at coke oven plants themselves but also at other plants where the coke oven gas is used as a fuel. |
| --- | --- |

(22)

As a guide for the classification of the investments in the coking plant, the Commission referred to the Commission’s own Best Available Techniques Reference Document on the Production of Iron and Steel of December 2001 (16). That document states that emissions to air are most significant for coke oven plants. Many of them are fugitive emissions from various sources such as leakages from lids, oven doors and leveller doors, ascension pipes and emissions from certain operations like coal charging, coke pushing and coke quenching. In addition, fugitive emissions arise from the coke oven gas treatment plant. The main point source for emissions to air is the waste gas from the underfiring systems. Consequently most of the techniques to consider in the determination of best available techniques refer to the minimisation of emissions to air. Emphasis is placed on smooth and undisturbed operation as well as on maintenance of coke ovens, which appears to be essential. Further, desulphurisation of coke oven gas is a measure of high priority to minimise SO2 emissions, not only at coke oven plants themselves but also at other plants where the coke oven gas is used as a fuel.

16

2

4.1.2.   Eligible measures

Eligible measures

| (23) | As a result of its assessment, the Commission has concluded that Italy has demonstrated that investments totalling ITL 29,93 billion had a genuine environmental protection objective. For these measures, the Commission considers that Italy has shown that a clear decision was taken to opt for higher environmental protection standards. All of the parts of the plant to which these investments are directed have a useful life left of at least 25 %. The submission to that effect made by Italy has been confirmed by the Commission’s own assessment. In addition, it is presumed that no lower-cost solution existed, other than the continuation of the old facility, as the investments referred to below constitute exclusively environmental measures. |
| --- | --- |

(23)

As a result of its assessment, the Commission has concluded that Italy has demonstrated that investments totalling ITL 29,93 billion had a genuine environmental protection objective. For these measures, the Commission considers that Italy has shown that a clear decision was taken to opt for higher environmental protection standards. All of the parts of the plant to which these investments are directed have a useful life left of at least 25 %. The submission to that effect made by Italy has been confirmed by the Commission’s own assessment. In addition, it is presumed that no lower-cost solution existed, other than the continuation of the old facility, as the investments referred to below constitute exclusively environmental measures.

| (24) | These investments are further described in the following paragraphs. |
| --- | --- |

(24)

These investments are further described in the following paragraphs.

Reduction of dust emissions from conveyor belt

Reduction of dust emissions from conveyor belt

| (25) | Lucchini decided to invest ITL 3 billion (about EUR 1 500 000) in a new conveyor belt. The existing uncovered conveyor belt carrying coal from the harbour to the coking plant area was a significant source of dust emissions. Lucchini therefore determined to replace it by a new ecological conveyor belt, i.e. a belt running in a tubular structure. |
| --- | --- |

(25)

Lucchini decided to invest ITL 3 billion (about EUR 1 500 000) in a new conveyor belt. The existing uncovered conveyor belt carrying coal from the harbour to the coking plant area was a significant source of dust emissions. Lucchini therefore determined to replace it by a new ecological conveyor belt, i.e. a belt running in a tubular structure.

| (26) | As a further measure to reduce dust emissions, Lucchini installed a humidification system on the conveyor belt. The amount of the investment was ITL 269 million (about EUR 135 000). |
| --- | --- |

(26)

As a further measure to reduce dust emissions, Lucchini installed a humidification system on the conveyor belt. The amount of the investment was ITL 269 million (about EUR 135 000).

| (27) | A consequence of the humidification is that the coal tends to lump together, which can impede the subsequent filling of the oven chambers. To prevent this, blowing devices were installed on the coal storage towers. This investment amounted to ITL 295 million (about EUR 150 000). |
| --- | --- |

(27)

A consequence of the humidification is that the coal tends to lump together, which can impede the subsequent filling of the oven chambers. To prevent this, blowing devices were installed on the coal storage towers. This investment amounted to ITL 295 million (about EUR 150 000).

| (28) | The measures have no effect on the operation of the coking facility or the steel plant in general. |
| --- | --- |

(28)

The measures have no effect on the operation of the coking facility or the steel plant in general.

Reduction of gas emissions during charging of the oven chambers

Reduction of gas emissions during charging of the oven chambers

| (29) | Lucchini decided to invest a total of ITL 14,3 billion (about EUR 5 900 000) in measures aimed at reducing emissions occurring during the filling of the oven chambers. |
| --- | --- |

(29)

Lucchini decided to invest a total of ITL 14,3 billion (about EUR 5 900 000) in measures aimed at reducing emissions occurring during the filling of the oven chambers.

| (30) | The oven chambers were charged through the battery roof by coal charging cars. The charging car was filled from the coal storage tower, and during this operation was positioned under the tower. The charging car transported the coal mix on a rail track installed on the battery roof, and unloaded it into the oven chamber through special openings on each oven’s roof. |
| --- | --- |

(30)

The oven chambers were charged through the battery roof by coal charging cars. The charging car was filled from the coal storage tower, and during this operation was positioned under the tower. The charging car transported the coal mix on a rail track installed on the battery roof, and unloaded it into the oven chamber through special openings on each oven’s roof.

| (31) | Before the investment, the coal was dropped into the oven without further protection, which resulted in significant gas emissions. The purpose of the investment was to achieve a perfect join between the charging hopper and the oven roof, so that the charging process would be emission-free. The investment breaks down into three components: (1) replacing the charging cars, ITL 5 billion (about EUR 2 500 000); (2) replacing the roof openings and levelling the roof (i.e. reconstructing the entire roof), ITL 7,7 billion (about EUR 3 300 000); and (3) replacing the rail system, ITL 1,5 billion (about EUR 750 000). |
| --- | --- |

(31)

Before the investment, the coal was dropped into the oven without further protection, which resulted in significant gas emissions. The purpose of the investment was to achieve a perfect join between the charging hopper and the oven roof, so that the charging process would be emission-free. The investment breaks down into three components: (1) replacing the charging cars, ITL 5 billion (about EUR 2 500 000); (2) replacing the roof openings and levelling the roof (i.e. reconstructing the entire roof), ITL 7,7 billion (about EUR 3 300 000); and (3) replacing the rail system, ITL 1,5 billion (about EUR 750 000).

| (32) | The Commission checked in particular that the high costs of the first two measures were justified. The replacement of the charging cars proved to be necessary because the new improved hoppers are higher that the simpler ones used originally. Mounted under the existing charging cars, the new hoppers would have made the cars too high to fit under the filling towers. The heavy cost of replacing the roof of the ovens is a result of the special refractory material used. |
| --- | --- |

(32)

The Commission checked in particular that the high costs of the first two measures were justified. The replacement of the charging cars proved to be necessary because the new improved hoppers are higher that the simpler ones used originally. Mounted under the existing charging cars, the new hoppers would have made the cars too high to fit under the filling towers. The heavy cost of replacing the roof of the ovens is a result of the special refractory material used.

| (33) | The measures have no effect on the level of production. |
| --- | --- |

(33)

The measures have no effect on the level of production.

Reduction of gas emissions from oven doors

Reduction of gas emissions from oven doors

| (34) | A series of measures was carried out to minimise emissions from the coke oven doors, at a total cost of ITL 5 billion (about EUR 2 130 000). The old doors did not close hermetically, which allowed gas to escape. Reliable closure was further impeded by tar deposited on the oven doors and door frames during each charge. The existing simple and rigid oven doors could not be improved sufficiently, so that all 54 doors had to be replaced, which cost ITL 2,5 billion (about EUR 1 120 000). |
| --- | --- |

(34)

A series of measures was carried out to minimise emissions from the coke oven doors, at a total cost of ITL 5 billion (about EUR 2 130 000). The old doors did not close hermetically, which allowed gas to escape. Reliable closure was further impeded by tar deposited on the oven doors and door frames during each charge. The existing simple and rigid oven doors could not be improved sufficiently, so that all 54 doors had to be replaced, which cost ITL 2,5 billion (about EUR 1 120 000).

| (35) | Second, the doors and door frames had to be regularly cleaned to eliminate tar mixed with dangerous substances such as sulphur, phosphorus etc. This was originally done by hand on a weekly basis. The mechanisation of the cleaning process, which cost ITL 2,1 billion (about EUR 1 000 000), enabled Lucchini to carry out the cleaning after each charge, i.e. on a daily basis, instead of only once a week. This further reduced pollution in general, and improved the closure of the oven doors. |
| --- | --- |

(35)

Second, the doors and door frames had to be regularly cleaned to eliminate tar mixed with dangerous substances such as sulphur, phosphorus etc. This was originally done by hand on a weekly basis. The mechanisation of the cleaning process, which cost ITL 2,1 billion (about EUR 1 000 000), enabled Lucchini to carry out the cleaning after each charge, i.e. on a daily basis, instead of only once a week. This further reduced pollution in general, and improved the closure of the oven doors.

| (36) | Finally, the new doors weighed 1,5 tonnes more that the original doors, and it became too dangerous for the coking plant workers to handle them with the previous chain mechanism. Another mechanism was installed, at a cost of ITL 356 million (about EUR 175 000), which made the operation safer for the workers. The measure itself had no environmental purpose, but since it became necessary only as a result of the installation of the new doors, the Commission takes the view that it is a follow-up investment made necessary by an environmental measure, and thus accepts that the two measures should be considered as a package. |
| --- | --- |

(36)

Finally, the new doors weighed 1,5 tonnes more that the original doors, and it became too dangerous for the coking plant workers to handle them with the previous chain mechanism. Another mechanism was installed, at a cost of ITL 356 million (about EUR 175 000), which made the operation safer for the workers. The measure itself had no environmental purpose, but since it became necessary only as a result of the installation of the new doors, the Commission takes the view that it is a follow-up investment made necessary by an environmental measure, and thus accepts that the two measures should be considered as a package.

| (37) | The measures have no impact on the overall production process. |
| --- | --- |

(37)

The measures have no impact on the overall production process.

Reduction of emissions during gas extraction and gas treatment

Reduction of emissions during gas extraction and gas treatment

| (38) | Lucchini invested ITL 1 billion (about EUR 500 000) in the modification of the system for the extraction of gas from the ovens. The new system was aimed at fine-tuning the speed of the gas extraction mechanism. The pressure in the pipes varies, and when it rises too high valves open and release the necessary volume of gas to the air. The investment sought to regularise the stream of gas, and thus to reduce the frequency of valve openings. |
| --- | --- |

(38)

Lucchini invested ITL 1 billion (about EUR 500 000) in the modification of the system for the extraction of gas from the ovens. The new system was aimed at fine-tuning the speed of the gas extraction mechanism. The pressure in the pipes varies, and when it rises too high valves open and release the necessary volume of gas to the air. The investment sought to regularise the stream of gas, and thus to reduce the frequency of valve openings.

| (39) | In addition, the main collecting pipe, the ascension pipes and the tubes connecting to the aspiration system were fully replaced under an investment plan costing ITL 1,5 billion (about EUR 750 000). The old system worked using steam, there were leaks in the connecting tubes that allowed gas to escape, and the ascension pipes were not fitted with hydraulic valves. The new system was based on cooling with high-pressure ammonia, which together with the cooling reduces pollutants in the gas. |
| --- | --- |

(39)

In addition, the main collecting pipe, the ascension pipes and the tubes connecting to the aspiration system were fully replaced under an investment plan costing ITL 1,5 billion (about EUR 750 000). The old system worked using steam, there were leaks in the connecting tubes that allowed gas to escape, and the ascension pipes were not fitted with hydraulic valves. The new system was based on cooling with high-pressure ammonia, which together with the cooling reduces pollutants in the gas.

| (40) | In a further investment, the gas treatment installation was renovated. In essence, the feed lines were replaced, a new facility for the removal of naphthalene was added, and an IT control system was installed for the gas purification system. The investment cost ITL 1,5 billion (about EUR 750 000). |
| --- | --- |

(40)

In a further investment, the gas treatment installation was renovated. In essence, the feed lines were replaced, a new facility for the removal of naphthalene was added, and an IT control system was installed for the gas purification system. The investment cost ITL 1,5 billion (about EUR 750 000).

| (41) | The electrostatic filter system to filter out the volatile components of the gas was entirely overhauled in order to increase its performance in removing tars. The planned cost was ITL 1,5 billion (about EUR 750 000). |
| --- | --- |

(41)

The electrostatic filter system to filter out the volatile components of the gas was entirely overhauled in order to increase its performance in removing tars. The planned cost was ITL 1,5 billion (about EUR 750 000).

| (42) | Tar emitted during the coke production process is stored at a temperature of 70 °C. The hot tar releases carcinogenic gases. Lucchini decided to invest ITL 1 427 billion (about EUR 700 000) in an installation for collecting and burning these carcinogenic gas emissions. The investment has no effect on the level of production. |
| --- | --- |

(42)

Tar emitted during the coke production process is stored at a temperature of 70 °C. The hot tar releases carcinogenic gases. Lucchini decided to invest ITL 1 427 billion (about EUR 700 000) in an installation for collecting and burning these carcinogenic gas emissions. The investment has no effect on the level of production.

| (43) | As a result of the investments in the gas purification system, there is a slight increase in the amount and value of the chemical substances that are extracted and sold. On the other hand, the constant monitoring needed for the new system generates much higher costs. There is therefore no overall production benefit that might have to be deducted. |
| --- | --- |

(43)

As a result of the investments in the gas purification system, there is a slight increase in the amount and value of the chemical substances that are extracted and sold. On the other hand, the constant monitoring needed for the new system generates much higher costs. There is therefore no overall production benefit that might have to be deducted.

Measurement of SO2 emissions

Measurement of SO2

| (44) | An SO2 emission measurement system had to be installed to monitor SO2 emissions in the air. The investment was undertaken for solely environmental purposes, and cost ITL 138 million (about EUR 70 000). The measure had no effect on production. |
| --- | --- |

(44)

An SO2 emission measurement system had to be installed to monitor SO2 emissions in the air. The investment was undertaken for solely environmental purposes, and cost ITL 138 million (about EUR 70 000). The measure had no effect on production.

2

2

4.1.3.   Measures which would have been carried out in any event

Measures which would have been carried out in any event

| (45) | The Commission has concluded that the measures described below would have been carried out in any event, and consequently are not eligible for environmental aid. The investments represent a total of ITL 8,52 billion which cannot be approved as environmental aid since it did not have had any incentive effect. |
| --- | --- |

(45)

The Commission has concluded that the measures described below would have been carried out in any event, and consequently are not eligible for environmental aid. The investments represent a total of ITL 8,52 billion which cannot be approved as environmental aid since it did not have had any incentive effect.

Sealing or partially or fully replacing the oven chambers

Sealing or partially or fully replacing the oven chambers

| (46) | Lucchini decided to invest ITL 4 241 billion (about EUR 2 100 000) in the repair of the oven chambers by resealing them or by partially or fully replacing the bricks. The Commission considers that this investment was carried out for production reasons. In the first place, the Commission would point out that the battery itself is not part of the environmental equipment but is the very core of the installation. |
| --- | --- |

(46)

Lucchini decided to invest ITL 4 241 billion (about EUR 2 100 000) in the repair of the oven chambers by resealing them or by partially or fully replacing the bricks. The Commission considers that this investment was carried out for production reasons. In the first place, the Commission would point out that the battery itself is not part of the environmental equipment but is the very core of the installation.

| (47) | Second, repair by sealing the bricks is part of the ordinary maintenance of a coking battery. |
| --- | --- |

(47)

Second, repair by sealing the bricks is part of the ordinary maintenance of a coking battery.

| (48) | Further, Italy informed the Commission that the interruption of the working of the coking battery in 1992-1993 sped up its degradation. It thus reduced the useful life of the battery. When the company decided in 1999 to renovate the battery, the aim was to ensure that it continued to work for at least another 10 years. If rebricking was found necessary, rather than straightforward sealing, it can be assumed that the deterioration of the walls was already far advanced. If the oven walls were in bad condition, there was a risk, for example, that they might bend inwards, so that the pushers would no longer be able to pass and push the coke out of the oven chamber. The chamber would have become unusable. Such bending would also endanger the stability of the roof. |
| --- | --- |

(48)

Further, Italy informed the Commission that the interruption of the working of the coking battery in 1992-1993 sped up its degradation. It thus reduced the useful life of the battery. When the company decided in 1999 to renovate the battery, the aim was to ensure that it continued to work for at least another 10 years. If rebricking was found necessary, rather than straightforward sealing, it can be assumed that the deterioration of the walls was already far advanced. If the oven walls were in bad condition, there was a risk, for example, that they might bend inwards, so that the pushers would no longer be able to pass and push the coke out of the oven chamber. The chamber would have become unusable. Such bending would also endanger the stability of the roof.

| (49) | Italy explained that the rebricking of the oven wall had an environmental aim. Where gas can circulate between the oven chamber and the burning chamber, gas entering the burning chamber alters the burning gas composition, and black smoke is emitted from the chimney. |
| --- | --- |

(49)

Italy explained that the rebricking of the oven wall had an environmental aim. Where gas can circulate between the oven chamber and the burning chamber, gas entering the burning chamber alters the burning gas composition, and black smoke is emitted from the chimney.

| (50) | The Commission accepts Italy’s explanation regarding the need for hermetic closure between the two chambers. But the Commission does not believe that this shows that the investor had taken a clear decision to opt for higher standards. For the reasons set out above, the Commission takes the view that the investments would have been carried out in any event. In its letter of 3 October 2007 the Commission gave Italy the opportunity to rebut the Commission’s observations, but Italy did not do so. The Commission therefore considers that the rebricking of the oven walls would have been carried out in any event for economic reasons, in order to ensure continued production of coke on the site. |
| --- | --- |

(50)

The Commission accepts Italy’s explanation regarding the need for hermetic closure between the two chambers. But the Commission does not believe that this shows that the investor had taken a clear decision to opt for higher standards. For the reasons set out above, the Commission takes the view that the investments would have been carried out in any event. In its letter of 3 October 2007 the Commission gave Italy the opportunity to rebut the Commission’s observations, but Italy did not do so. The Commission therefore considers that the rebricking of the oven walls would have been carried out in any event for economic reasons, in order to ensure continued production of coke on the site.

Reserve power generator

Reserve power generator

| (51) | It is true that power cuts have a negative impact on the environment, but the Commission considers that the installation of a fall-back generator was undertaken primarily for reasons linked to production. Power cuts have a substantial impact on production, and a reserve generator would have been installed in any event. The investment cost ITL 1,8 billion (about EUR 900 000). |
| --- | --- |

(51)

It is true that power cuts have a negative impact on the environment, but the Commission considers that the installation of a fall-back generator was undertaken primarily for reasons linked to production. Power cuts have a substantial impact on production, and a reserve generator would have been installed in any event. The investment cost ITL 1,8 billion (about EUR 900 000).

Filters for quenching emissions

Filters for quenching emissions

| (52) | Lucchini spent ITL 220 million (about EUR 110 000) on new filters to filter the steam generated by the process of quenching the hot coke after it comes out of the ovens. The Commission considers that the filters would have been replaced in any event, because they had reached the end of their useful life (20 years), as was confirmed by Italy during the on-site visit. |
| --- | --- |

(52)

Lucchini spent ITL 220 million (about EUR 110 000) on new filters to filter the steam generated by the process of quenching the hot coke after it comes out of the ovens. The Commission considers that the filters would have been replaced in any event, because they had reached the end of their useful life (20 years), as was confirmed by Italy during the on-site visit.

Automation of coal levelling in the oven chambers

Automation of coal levelling in the oven chambers

| (53) | Coal levelling in the oven chambers has environmental benefits. But the investment involved here consisted only in the automation of a measure which had previously been carried out manually. Automation has hardly any impact on the emissions. The measure would have been taken in any event, for economic reasons. The notified cost of the investment was ITL 1,5 billion (about EUR 750 000). |
| --- | --- |

(53)

Coal levelling in the oven chambers has environmental benefits. But the investment involved here consisted only in the automation of a measure which had previously been carried out manually. Automation has hardly any impact on the emissions. The measure would have been taken in any event, for economic reasons. The notified cost of the investment was ITL 1,5 billion (about EUR 750 000).

New pipework carrying gas to the burning chamber

New pipework carrying gas to the burning chamber

| (54) | The gas pipe bringing gas to the chambers in which the gas is burnt to heat the ovens was leaking, allowing gas to escape. It would have had to be replaced in any event, because the gas is highly explosive and the leaks represented a serious danger to the workers. The investment cost ITL 761 million (about EUR 380 000). |
| --- | --- |

(54)

The gas pipe bringing gas to the chambers in which the gas is burnt to heat the ovens was leaking, allowing gas to escape. It would have had to be replaced in any event, because the gas is highly explosive and the leaks represented a serious danger to the workers. The investment cost ITL 761 million (about EUR 380 000).

4.2.   The water and sewerage system

The water and sewerage system

| (55) | Before the investment, the plant’s water and sewerage system complied with the mandatory thresholds in force. |
| --- | --- |

(55)

Before the investment, the plant’s water and sewerage system complied with the mandatory thresholds in force.

| (56) | The amount of water taken from and returned to the sea was 36 800 000 m3 before the investment, and 26 000 000 m3 after the investment. The investment consisted essentially in building a connection to the local authority water purification plant, and changing the piping system so as to reduce the volume of water needed. The Commission considers that the measure had a genuinely environmental aim. |
| --- | --- |

(56)

The amount of water taken from and returned to the sea was 36 800 000 m3 before the investment, and 26 000 000 m3 after the investment. The investment consisted essentially in building a connection to the local authority water purification plant, and changing the piping system so as to reduce the volume of water needed. The Commission considers that the measure had a genuinely environmental aim.

3

3

| (57) | The investment reduced pumping costs by EUR 206 712 annually. On the other hand, water from the local authority purification plant is not free of charge, but costs EUR 0,15 per m3, which results in additional costs of EUR 226 200 annually. The new system consequently costs Lucchini EUR 19 488 annually more that the old one. Thus there are no production benefits which might have to be deducted. |
| --- | --- |

(57)

The investment reduced pumping costs by EUR 206 712 annually. On the other hand, water from the local authority purification plant is not free of charge, but costs EUR 0,15 per m3, which results in additional costs of EUR 226 200 annually. The new system consequently costs Lucchini EUR 19 488 annually more that the old one. Thus there are no production benefits which might have to be deducted.

3

5.   CONCLUSION

CONCLUSION

| (58) | In view of the above, the Commission has concluded that, for the coking plant, investments amounting to ITL 29,93 billion have a genuine environmental objective (72 % of the total amount invested in the coking plant), and are thus eligible under the Guidelines in force at the time (recital 15 above) (17). There are no production benefits. Italy notified an aid intensity of 7 %. The corresponding sum in aid, ITL 2,095 billion (equal to EUR 1 081 977,2), can therefore be found compatible. |
| --- | --- |

(58)

In view of the above, the Commission has concluded that, for the coking plant, investments amounting to ITL 29,93 billion have a genuine environmental objective (72 % of the total amount invested in the coking plant), and are thus eligible under the Guidelines in force at the time (recital 15 above) (17). There are no production benefits. Italy notified an aid intensity of 7 %. The corresponding sum in aid, ITL 2,095 billion (equal to EUR 1 081 977,2), can therefore be found compatible.

17

| (59) | The Commission has concluded that the remaining investments in the coking plant, amounting to ITL 8,52 billion (EUR 4 300 000), would have been carried out in any event, either for economic reasons or for reasons to do with the useful life of the plant. As regional aid to investment is not permitted in the steel industry, the aid corresponding to this investment, amounting to ITL 0,596 billion (EUR 307 808,31), is incompatible. |
| --- | --- |

(59)

The Commission has concluded that the remaining investments in the coking plant, amounting to ITL 8,52 billion (EUR 4 300 000), would have been carried out in any event, either for economic reasons or for reasons to do with the useful life of the plant. As regional aid to investment is not permitted in the steel industry, the aid corresponding to this investment, amounting to ITL 0,596 billion (EUR 307 808,31), is incompatible.

| (60) | The entire measure in respect of the water and sewerage system can be considered to have a genuine environmental objective. Since there are no production benefits, the full amount of aid can be approved: at an aid intensity of 7 %, this amounts to ITL 1,379 billion (EUR 712 184,06), |
| --- | --- |

(60)

The entire measure in respect of the water and sewerage system can be considered to have a genuine environmental objective. Since there are no production benefits, the full amount of aid can be approved: at an aid intensity of 7 %, this amounts to ITL 1,379 billion (EUR 712 184,06),

HAS ADOPTED THIS DECISION:

Article 1

The State aid which Italy plans to grant to the steel undertaking Lucchini Siderurgica SpA consisting of EUR 1 081 977,2 (ITL 2 095 billion) for environmental investments in the coking plant and EUR 712 184,06 (ITL 1 379 billion) for environmental investments in the water and sewerage system is compatible with the common market.

Article 2

The State aid which Italy plans to grant to the steel undertaking Lucchini Siderurgica SpA consisting of EUR 307 808,31 (ITL 0,596 billion) for investments in the coking plant other than those referred to in Article 1 is incompatible with the common market.

Consequently, this aid may not be granted.

Article 3

This Decision is addressed to the Italian Republic.

Done at Brussels, 16 July 2008.

For the Commission

Neelie KROES

Member of the Commission

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(1)  
  OJ C 248, 23.10.2007, p. 25.

1

(2)  
  OJ L 163, 20.6.2001, p. 24.

2

(3)  Case T-166/01 Lucchini v Commission [2006] ECR II-2875.

3

Lucchini

Commission

(4)  The on-site visit was carried out by two DG Competition officials and one steel expert from DG Enterprise and Industry.

4

(5)  Judgment, paragraphs 112 et seq.

5

(6)  Commission Decision No 2496/96/ECSC of 18 December 1996 establishing Community rules for State aid to the steel industry, (OJ L 338, 1996, p. 42).

6

(7)  
  OJ C 72, 10.3.1994, p. 3.

7

(8)  Judgment, paragraph 59.

8

(9)  Judgment, paragraph 92.

9

(10)  Ibid.

10

(11)  Judgment, paragraph 103.

11

(12)  For instance, the Court upheld the Commission decision with respect to the investment in the blast furnace. The Commission had found that the modernisation of the furnace had made the original environmental equipment redundant, so that it would have had to be replaced in any event for production reasons.

12

(13)  Judgment, paragraphs 107 et seq.

13

(14)  Second part of the Annex to the Code, point (a): ‘In the case of firms which decide to improve significantly on mandatory standards, in addition to complying with the criteria in point (b)(ii) above, the investor will have to demonstrate that a clear decision was taken to opt for higher standards which necessitated additional investment, that is, that a lower-cost solution existed which would meet the new environmental standards. In any event, the higher aid level (30 %, as opposed to the 15 % that could be granted at the time or meeting mandatory standards) will only apply to the additional environmental protection achieved’.

14

(15)  Judgment, paragraphs 104 et seq.

15

(16)  http://www.envir.ee/ippc/docs/iron%20and%20steel.doc

16

(17)  Irrespective of whether they improve on best available techniques, which is a requirement under the current Community guidelines on State aid for environmental protection (OJ C 82, 1.4.2008, p. 1).

17

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GUIDELINES

European Central Bank

| 19.5.2009 | EN | Official Journal of the European Union | L 123/94 |
| --- | --- | --- | --- |

19.5.2009

EN

Official Journal of the European Union

L 123/94

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GUIDELINE OF THE EUROPEAN CENTRAL BANK

of 7 May 2009

amending Guideline ECB/2007/2 on a Trans-European Automated Real-time Gross Settlement Express Transfer system (TARGET2)

(ECB/2009/9)

(2009/390/EC)

THE GOVERNING COUNCIL OF THE EUROPEAN CENTRAL BANK,

Having regard to the Treaty establishing the European Community, and in particular to the first and fourth indents of Article 105(2) thereof,

Having regard to the Statute of the European System of Central Banks and of the European Central Bank, and in particular Article 3.1 and Articles 17, 18 and 22 thereof,

Whereas:

| (1) | The Governing Council of the European Central Bank (ECB) adopted Guideline ECB/2007/2 of 26 April 2007 on a Trans-European Automated Real-time Gross Settlement Express Transfer system (TARGET2) (1) governing TARGET2 which is characterised by a single technical platform called the Single Shared Platform (SSP). |
| --- | --- |

(1)

The Governing Council of the European Central Bank (ECB) adopted Guideline ECB/2007/2 of 26 April 2007 on a Trans-European Automated Real-time Gross Settlement Express Transfer system (TARGET2) (1) governing TARGET2 which is characterised by a single technical platform called the Single Shared Platform (SSP).

| (2) | Amendments should be made to Guideline ECB/2007/2: (a) in view of the new release of the SSP and the need to define the newly introduced cross-system settlement; and (b) to allow access to TARGET2 by publicly-owned credit institutions which, in view of their specific institutional nature under Community law, are subject to scrutiny of a standard comparable to supervision by competent national authorities, |
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(2)

Amendments should be made to Guideline ECB/2007/2: (a) in view of the new release of the SSP and the need to define the newly introduced cross-system settlement; and (b) to allow access to TARGET2 by publicly-owned credit institutions which, in view of their specific institutional nature under Community law, are subject to scrutiny of a standard comparable to supervision by competent national authorities,

HAS ADOPTED THIS GUIDELINE:

Article 1

Annexes II, III and IV to Guideline ECB/2007/2 are amended in accordance with the Annex to this Guideline.

Article 2

Entry into force

1.   This Guideline shall enter into force on 8 May 2009.

2.   Article 1 shall apply from 11 May 2009.

Article 3

Addressees and implementing measures

1.   This Guideline applies to all Eurosystem central banks.

2.   The national central banks of the Member States that have adopted the euro shall by 11 May 2009 send to the ECB the measures by which they intend to comply with this Guideline.

Done at Frankfurt am Main, 7 May 2009.

For the Governing Council of the ECB

The President of the ECB

Jean-Claude TRICHET

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(1)  
  OJ L 237, 8.9.2007, p. 1.

1

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ANNEX

1.

The definition of ‘credit institution’ in Article 1 is replaced by the following:

| ‘— | “credit institution” means either: (a) a credit institution within the meaning of [insert national law provisions implementing Article 4(1)(a) and, if relevant, Article 2 of the Banking Directive] that is subject to supervision by a competent authority; or (b) another credit institution within the meaning of Article 101(2) of the Treaty that is subject to scrutiny of a standard comparable to supervision by a competent authority.’ |
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‘—

“credit institution” means either: (a) a credit institution within the meaning of [insert national law provisions implementing Article 4(1)(a) and, if relevant, Article 2 of the Banking Directive] that is subject to supervision by a competent authority; or (b) another credit institution within the meaning of Article 101(2) of the Treaty that is subject to scrutiny of a standard comparable to supervision by a competent authority.’

2.

The definition of ‘credit institution’ in the list of definitions contained in this Annex is replaced by the following:

| ‘— | “credit institution” means either: (a) a credit institution within the meaning of Articles 2 and 4(1)(a) of the Banking Directive, as implemented in national law, that is subject to supervision by a competent authority; or (b) another credit institution within the meaning of Article 101(2) of the Treaty that is subject to scrutiny of a standard comparable to supervision by a competent authority.’ |
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‘—

“credit institution” means either: (a) a credit institution within the meaning of Articles 2 and 4(1)(a) of the Banking Directive, as implemented in national law, that is subject to supervision by a competent authority; or (b) another credit institution within the meaning of Article 101(2) of the Treaty that is subject to scrutiny of a standard comparable to supervision by a competent authority.’

3.

| 1. | In paragraph 1, the following definitions are added:


  ‘— | “cross-system settlement” means the real-time settlement of debit instructions under which payments are executed from a settlement bank of one AS using settlement procedure 6 to a settlement bank of another AS using settlement procedure 6; |
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1.

In paragraph 1, the following definitions are added:

‘—

“cross-system settlement” means the real-time settlement of debit instructions under which payments are executed from a settlement bank of one AS using settlement procedure 6 to a settlement bank of another AS using settlement procedure 6;

| — | “Static Data (Management) Module” means the SSP module in which static data are collected and recorded.’, |
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—

“Static Data (Management) Module” means the SSP module in which static data are collected and recorded.’,

| 2. | The following paragraph 3(7) is added:


  ‘(7) | The ASCBs shall ensure that the ASs with which they have bilateral arrangements provide the name and the BIC of the AS with which they intend to execute cross-system settlement and the date from which cross-system settlement with a particular AS should begin or stop. This information shall be recorded in the Static Data (Management) Module.’ |
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2.

The following paragraph 3(7) is added:

‘(7)

| 3. | Paragraph 4(3) is replaced by the following:


  ‘(3) | A payment instruction shall be deemed accepted if:


  (a) | the payment instruction complies with the rules established by the network service provider; |
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3.

Paragraph 4(3) is replaced by the following:

‘(3)

(a)

the payment instruction complies with the rules established by the network service provider;

| (b) | the payment instruction complies with the formatting rules and conditions of the ASCB’s TARGET2 component system; |
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(b)

the payment instruction complies with the formatting rules and conditions of the ASCB’s TARGET2 component system;

| (c) | the settlement bank is on the list of settlement banks referred to in paragraph 3(1); |
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(c)

the settlement bank is on the list of settlement banks referred to in paragraph 3(1);

| (d) | in the case of a cross-system settlement, the relevant AS is on the list of ASs with which cross-system settlement may be executed; |
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(d)

in the case of a cross-system settlement, the relevant AS is on the list of ASs with which cross-system settlement may be executed;

| (e) | in the event that a settlement bank’s participation in TARGET2 has been suspended, the explicit consent of the SCB of the suspended settlement bank has been obtained.’ |
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(e)

in the event that a settlement bank’s participation in TARGET2 has been suspended, the explicit consent of the SCB of the suspended settlement bank has been obtained.’

| 4. | Paragraph 6(1)(f) is replaced by the following:


  ‘(f) | settlement procedure 6 (dedicated liquidity and cross-system settlement).’ |
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4.

Paragraph 6(1)(f) is replaced by the following:

‘(f)

settlement procedure 6 (dedicated liquidity and cross-system settlement).’

| 5. | Paragraph 8(5) is replaced by the following:


  ‘(5) | When settlement procedure 6 is offered by an ASCB for interfaced models, SCBs shall open one or more sub-accounts in their TARGET2 component systems for settlement banks, to be used for dedicating liquidity and, if relevant, cross-system settlement. Sub-accounts shall be identified by the BIC of the PM account to which they relate, in combination with an account number that is specific to the relevant sub-account. The account number is composed of the country code plus up to 32 characters (depending on the relevant national bank account structure).’ |
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5.

Paragraph 8(5) is replaced by the following:

‘(5)

| 6. | Paragraph 14 is replaced by the following:
  ‘14.   Settlement procedure 6 — Dedicated liquidity and cross-system settlement


  (1) | Settlement procedure 6 can be used for both the interfaced and the integrated model, as described in subparagraphs 4 to 13 and 14 to 18 below, respectively. In the case of the integrated model, the relevant AS has to use a mirror account to collect the necessary liquidity set aside by its settlement banks. In the case of the interfaced model, the settlement bank has to open at least one sub-account relating to a specific AS. |
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6.

Paragraph 14 is replaced by the following:

‘14.   Settlement procedure 6 — Dedicated liquidity and cross-system settlement

(1)

| (2) | If they so request, the settlement banks shall be notified via a SWIFT MT 900 or MT 910 message of the crediting and debiting of their PM accounts and, if applicable, of their sub-accounts. |
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(2)

| (3) | When offering cross-system settlement under settlement procedure 6, the ASCBs and SCBs shall support cross-system settlement payments, if they are initiated by the relevant ASs. An AS can only initiate cross-system settlement during its processing cycle, and settlement procedure 6 has to be running in the AS receiving the payment instruction. Cross-system settlement shall be offered for both daytime and night-time processing under settlement procedure 6. The possibility to execute cross-system settlement between two individual ASs shall be recorded in the Static Data (Management) Module. |
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(3)

(A)   Interfaced model

| (4) | When offering settlement procedure 6, the ASCBs and SCBs shall support the settlement of bilateral and/or multilateral cash balances of AS transactions by:


  (a) | enabling a settlement bank to pre-fund its prospective settlement obligation through liquidity transfers from its PM account into its sub-account (hereinafter “dedicated liquidity”) prior to the AS processing; and |
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(4)

(a)

enabling a settlement bank to pre-fund its prospective settlement obligation through liquidity transfers from its PM account into its sub-account (hereinafter “dedicated liquidity”) prior to the AS processing; and

| (b) | settling the AS’s payment instructions subsequent to the completion of the AS processing: in relation to short settlement banks by debiting their sub-accounts (within the limits of the funds provided on such account) and crediting the AS’s technical account and in relation to long settlement banks by crediting their sub-accounts and debiting the AS’s technical account. |
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(b)

settling the AS’s payment instructions subsequent to the completion of the AS processing: in relation to short settlement banks by debiting their sub-accounts (within the limits of the funds provided on such account) and crediting the AS’s technical account and in relation to long settlement banks by crediting their sub-accounts and debiting the AS’s technical account.

| (5) | When offering settlement procedure 6:


  (a) | the SCBs shall open at least one sub-account in relation to a single AS for each settlement bank; and |
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(5)

(a)

the SCBs shall open at least one sub-account in relation to a single AS for each settlement bank; and

| (b) | the ASCB shall open a technical account for the AS for: (i) crediting funds collected from the sub-accounts of the short settlement banks; and (ii) debiting funds when making credits to the dedicated sub-accounts of the long settlement banks. |
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(b)

the ASCB shall open a technical account for the AS for: (i) crediting funds collected from the sub-accounts of the short settlement banks; and (ii) debiting funds when making credits to the dedicated sub-accounts of the long settlement banks.

| (6) | Settlement procedure 6 shall be offered both for daytime processing and night-time operations of ASs. In the latter case, the new business day shall start immediately upon fulfilment of the minimum reserve requirements; any debit or credit made on the relevant accounts thereafter shall be for value of the new business day. |
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(6)

| (7) | Under settlement procedure 6 and with regard to dedicating liquidity, the ASCBs and SCBs shall offer the following types of liquidity transfer service into and from the sub-account:


  (a) | standing orders which settlement banks may submit or modify at any time during a business day via the ICM (when it is available). Standing orders submitted after the sending of the “start-of-procedure” message on a given business day shall be valid only for the next business day. If there are several standing orders to credit different sub-accounts, they shall be settled in the order of their amount, starting with the highest. During night-time AS operations, if there are standing orders for which there are insufficient funds on the PM account, such orders shall be settled following a pro-rata reduction of all orders; |
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(7)

(a)

standing orders which settlement banks may submit or modify at any time during a business day via the ICM (when it is available). Standing orders submitted after the sending of the “start-of-procedure” message on a given business day shall be valid only for the next business day. If there are several standing orders to credit different sub-accounts, they shall be settled in the order of their amount, starting with the highest. During night-time AS operations, if there are standing orders for which there are insufficient funds on the PM account, such orders shall be settled following a pro-rata reduction of all orders;

| (b) | current orders, which may only be submitted either by a settlement bank (via the ICM) or the relevant AS via an XML message during the running of settlement procedure 6 (identified by the time span from the “start-of-procedure” to the “end-of-procedure” message) and which will be settled only as long as the AS processing cycle has not yet started. If there is a current order submitted by the AS for which there are insufficient funds on the PM account, such order shall be partially settled; |
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(b)

current orders, which may only be submitted either by a settlement bank (via the ICM) or the relevant AS via an XML message during the running of settlement procedure 6 (identified by the time span from the “start-of-procedure” to the “end-of-procedure” message) and which will be settled only as long as the AS processing cycle has not yet started. If there is a current order submitted by the AS for which there are insufficient funds on the PM account, such order shall be partially settled;

| (c) | SWIFT orders that go via an MT 202 message, which may only be submitted during the running of settlement procedure 6 and only during daytime processing. Such orders shall be settled immediately. In the case of a running cycle, this shall be done without the AS being notified. |
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(c)

SWIFT orders that go via an MT 202 message, which may only be submitted during the running of settlement procedure 6 and only during daytime processing. Such orders shall be settled immediately. In the case of a running cycle, this shall be done without the AS being notified.

| (8) | Settlement procedure 6 shall start by means of a “start-of-procedure” message and finish by means of an “end-of-procedure” message, with both messages to be sent by the AS. However, for night-time ancillary system operations, the “start-of-procedure” message is sent by the ASCB. “Start-of-procedure” messages shall trigger the settlement of standing orders for the transfer of liquidity into the sub-accounts. The “end-of-procedure” message leads to an automatic retransfer of liquidity from the sub-account to the PM account. |
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(8)

| (9) | Under settlement procedure 6, dedicated liquidity on the sub-accounts shall be frozen as long as the AS processing cycle is running (starting with a “start-of-cycle” message and ending with an “end-of-cycle” message, both to be sent by the AS) and released thereafter. The frozen balance can be changed during the processing cycle as a result of cross-system settlement payments. |
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(9)

| (10) | Within each AS processing cycle, payment instructions shall be settled out of dedicated liquidity whereby Algorithm 5 (as referred to in Appendix I of Annex II) shall be used as a rule. |
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(10)

| (11) | Within each AS processing cycle, a settlement bank’s dedicated liquidity can be increased by crediting certain incoming payments directly to its sub-accounts, i.e. coupons and redemption payments. In such cases, the liquidity first has to be credited on the technical account, then debited from such account before crediting the liquidity on the sub-account (or on the PM account). |
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(11)

| (12) | Cross-system settlement between two interfaced ASs can only be initiated by an AS (or its ASCB on its behalf) whose participant’s sub-account is debited. The payment instruction is settled by debiting the amount indicated in the payment instruction from the sub-account of a participant of the AS initiating the payment instruction and crediting such amount to the sub-account of a participant of another AS.
  The AS initiating the payment instruction and the other AS shall be notified of the completion of the settlement. |
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(12)

The AS initiating the payment instruction and the other AS shall be notified of the completion of the settlement.

| (13) | Cross-system settlement from an AS using the interfaced model to an AS using the integrated model can be initiated by the AS using the interfaced model (or its ASCB on its behalf). The payment instruction is settled by debiting the amount indicated in the payment instruction from the sub-account of a participant of the AS using the interfaced model and crediting such amount to the mirror account used by the AS using the integrated model. The payment instruction cannot be initiated by the AS using the integrated model whose mirror account will be credited.
  The AS initiating the payment instruction and the other AS shall be notified of the completion of the settlement. |
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(13)

The AS initiating the payment instruction and the other AS shall be notified of the completion of the settlement.

(B)   Integrated model

| (14) | When offering settlement procedure 6 for integrated models, the ASCBs and SCBs shall support such settlement. In the event that settlement procedure 6 is used for the integrated model during daytime processing, only limited functionality is offered. |
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(14)

| (15) | Under settlement procedure 6 and with regard to the integrated model, the ASCBs and SCBs shall offer the following types of liquidity transfer service into a mirror account:


  (a) | standing orders (for daytime processing and for night-time AS operations), which settlement banks may submit or modify at any time during a business day via the ICM (when it is available). Standing orders submitted after the sending of the “start-of-procedure” message on a given business day shall be valid only for the next business day. If there are several standing orders, they shall be settled in the order of their amount, starting with the highest. If a standing order for daytime processing is not covered, it will be rejected. During night-time AS operations, if there are standing orders for which there are insufficient funds on the PM account, such orders shall be settled following a pro-rata reduction of all orders; |
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(15)

(a)

standing orders (for daytime processing and for night-time AS operations), which settlement banks may submit or modify at any time during a business day via the ICM (when it is available). Standing orders submitted after the sending of the “start-of-procedure” message on a given business day shall be valid only for the next business day. If there are several standing orders, they shall be settled in the order of their amount, starting with the highest. If a standing order for daytime processing is not covered, it will be rejected. During night-time AS operations, if there are standing orders for which there are insufficient funds on the PM account, such orders shall be settled following a pro-rata reduction of all orders;

| (b) | current orders, which may only be submitted either by a settlement bank (via the ICM) or the relevant AS via an XML message during the running of settlement procedure 6 (identified by the time span from the “start-of-procedure” to the “end-of-procedure” message) and which will be settled only as long as the AS processing cycle has not yet started. If there is a current order for which there are insufficient funds on the PM account, such order shall be partially settled; |
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(b)

current orders, which may only be submitted either by a settlement bank (via the ICM) or the relevant AS via an XML message during the running of settlement procedure 6 (identified by the time span from the “start-of-procedure” to the “end-of-procedure” message) and which will be settled only as long as the AS processing cycle has not yet started. If there is a current order for which there are insufficient funds on the PM account, such order shall be partially settled;

| (c) | SWIFT orders that go via an MT 202 message, which may only be submitted during daytime processing. Such orders shall be settled immediately. |
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(c)

SWIFT orders that go via an MT 202 message, which may only be submitted during daytime processing. Such orders shall be settled immediately.

| (16) | The rules regarding the “start-of-procedure” and “end-of-procedure” messages, as well as regarding the start and end of cycle for the interfaced model, shall apply mutatis mutandis. |
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(16)

| (17) | Cross-system settlement between two ASs using the integrated model can only be initiated by an AS (or its ASCB on its behalf) whose mirror account is debited. The payment instruction is settled by debiting the amount indicated in the payment instruction from the mirror account used by the AS initiating the payment instruction and crediting such amount to the mirror account used by another AS. The payment instruction cannot be initiated by the AS whose mirror account will be credited.
  The AS initiating the payment instruction and the other AS shall be notified of the completion of the settlement. |
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(17)

The AS initiating the payment instruction and the other AS shall be notified of the completion of the settlement.

| (18) | Cross-system settlement from an AS using the integrated model to an AS using the interfaced model can be initiated by the AS using the integrated model (or its ASCB on its behalf). The payment instruction is settled by debiting the amount indicated in the payment instruction from the mirror account used by the AS using the integrated model and crediting such amount to the sub-account of a participant of another AS. The payment instruction cannot be initiated by the AS using the interfaced model whose participant’s sub-account will be credited.
  The AS initiating the payment instruction and the other AS shall be notified of the completion of the settlement.’ |
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(18)

The AS initiating the payment instruction and the other AS shall be notified of the completion of the settlement.’

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| 19.5.2009 | EN | Official Journal of the European Union | L 123/99 |
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19.5.2009

EN

Official Journal of the European Union

L 123/99

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GUIDELINE OF THE EUROPEAN CENTRAL BANK

of 7 May 2009

amending Guideline ECB/2000/7 on monetary policy instruments and procedures of the Eurosystem

(ECB/2009/10)

(2009/391/EC)

THE GOVERNING COUNCIL OF THE EUROPEAN CENTRAL BANK,

Having regard to the Treaty establishing the European Community, and in particular to the first indent of Article 105(2) thereof,

Having regard to the Statute of the European System of Central Banks and of the European Central Bank, and in particular Article 12.1 and Article 14.3 in conjunction with the first indent of Article 3.1, Article 18 and the first paragraph of Article 20 thereof,

Whereas:

| (1) | Achieving a single monetary policy entails defining the instruments and procedures to be used by the Eurosystem, consisting of the national central banks (NCBs) of Member States that have adopted the euro (hereinafter the ‘participating Member States’) and the European Central Bank (ECB), in order to implement such a policy in a uniform manner throughout the euro area. |
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(1)

Achieving a single monetary policy entails defining the instruments and procedures to be used by the Eurosystem, consisting of the national central banks (NCBs) of Member States that have adopted the euro (hereinafter the ‘participating Member States’) and the European Central Bank (ECB), in order to implement such a policy in a uniform manner throughout the euro area.

| (2) | Amendments should be made to Guideline ECB/2000/7 of 31 August 2000 on monetary policy instruments and procedures of the Eurosystem (1) to allow access to Eurosystem open market operations and standing facilities by credit institutions which, in view of their specific institutional nature under Community law, are subject to scrutiny of a standard comparable to supervision by competent national authorities, |
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(2)

Amendments should be made to Guideline ECB/2000/7 of 31 August 2000 on monetary policy instruments and procedures of the Eurosystem (1) to allow access to Eurosystem open market operations and standing facilities by credit institutions which, in view of their specific institutional nature under Community law, are subject to scrutiny of a standard comparable to supervision by competent national authorities,

HAS ADOPTED THIS GUIDELINE:

Article 1

Amendment to Annex I to Guideline ECB/2000/7

In the first paragraph of Section 2.1, the third sentence of the second indent is replaced by the following:

‘In view of their specific institutional nature under Community law, financially sound institutions within the meaning of Article 101(2) of the Treaty that are subject to scrutiny of a standard comparable to supervision by competent national authorities can be accepted as counterparties. Financially sound institutions that are subject to non-harmonised supervision by national authorities of a standard comparable to harmonised EU/EEA supervision can also be accepted as counterparties, e.g. branches established in the euro area of institutions that have their head office outside the EEA.’

Article 2

Entry into force

This Guideline shall enter into force on 11 May 2009.

Article 3

Addressees and implementing measures

1.   This Guideline is addressed to the NCBs of participating Member States.

2.   The NCBs referred to in paragraph 1 shall by 11 May 2009 send to the ECB the measures by which they intend to comply with this Guideline.

Done at Frankfurt am Main, 7 May 2009.

For the Governing Council of the ECB

The President of the ECB

Jean-Claude TRICHET

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(1)  
  OJ L 310, 11.12.2000, p. 1.

1

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Corrigenda

| 19.5.2009 | EN | Official Journal of the European Union | L 123/100 |
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19.5.2009

EN

Official Journal of the European Union

L 123/100

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Corrigendum to Commission Regulation (EC) No 275/2009 of 2 April 2009 amending Council Regulation (EC) No 872/2004 concerning further restrictive measures in relation to Liberia

(
  Official Journal of the European Union L 91 of 3 April 2009
  )

On page 19, Annex, in point 2, under (c):

for:

‘Ali Ramadan Kleilat Al-Delby’,

read:

‘Ali Ramadhan Kleilat Al-Delbi’.

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