alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
INDEPENDENT AUDITORS' REPORT

To the Board of Directors, 
Smith Barney Fundamental Value Fund, Inc.:

In planning and performing our audit of the financial statements 
of Smith Barney Fundamental Value Fund, Inc. (the "Company") for 
the year ended September 30, 1998 (on which we have issued our 
report dated November 13, 1998), we considered its internal 
control, including control activities for safeguarding 
securities, in order to determine our auditing procedures for the 
purpose of expressing our opinion on the financial statements and 
to comply with the requirements of Form N-SAR, and not to provide 
assurance on the Company's internal control.

The management of the Company is responsible for establishing and 
maintaining internal control.  In fulfilling this responsibility, 
estimates and judgments by management are required to assess the 
expected benefits and related costs of controls.  Generally, 
controls that are relevant to an audit pertain to the entity's 
objective of preparing financial statements for external purposes 
that are fairly presented in conformity with generally accepted 
accounting principles.  Those controls include the safeguarding 
of assets against unauthorized acquisition, use, or disposition.

Because of inherent limitations in any internal control, errors 
or fraud may occur and not be detected.  Also, projection of any 
evaluation of internal control to future periods is subject to 
the risk that it may become inadequate because of changes in 
conditions or that the effectiveness of the design and operation 
may deteriorate.

Our consideration of the Company's internal control would not 
necessarily disclose all matters in internal control that might 
be material weaknesses under standards established by the 
American Institute of Certified Public Accountants.  A material 
weakness is a condition in which the design or operation of one 
or more of the internal control components does not reduce to a 
relatively low level the risk that errors or fraud in amounts 
that would be material in relation to the financial statements 
being audited may occur and not be detected within a timely 
period by employees in the normal course of performing their 
assigned functions.  However, we noted no matters involving the 
Company's internal control and its operation, including controls 
for safeguarding securities, that we consider to be material 
weaknesses as defined above as of September 30, 1998.

This report is intended solely for the information and use of 
management, the Board of Directors of Smith Barney Fundamental 
Value Fund, Inc. and the Securities and Exchange Commission.



November 13, 1998
SEQUOIA CAPITAL OPERATIONS, LLC, Petitioner v. Jessica GINGRAS, et al.

No. 19-331

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Second Circuit denied.
# L_2004332EN.01S00301.xml

| 6.11.2004 | EN | Official Journal of the European Union | L 332/s3 |
| --- | --- | --- | --- |

6.11.2004

EN

Official Journal of the European Union

L 332/s3

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NOTICE TO READERS

1 November 2004 EUR-Lex the new version:

europa.eu.int/eur-lex/lex/

The new site incorporates the CELEX service and provides free and easy access in 20 languages to the largest documentary database on EU law.

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Exhibit 32.1

 

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the Quarterly Report of Wannigan Ventures, Inc. (the    "Company") on Form 10-QSB for the period ending June 30, 2005 as filed with    the Securities and Exchange Commission on the date hereof (the "Report"), I,    Kevin Murphy, Chief Executive Officer and Chief Financial Officer of the    Company, certify, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section    906 of the Sarbanes-Oxley Act of 2002, that:

(1) The Report fully complies with the requirements of Section 13(a) or    15(d) of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all    material respects, the financial condition and result of operations of the    Company.

Date: August 15, 2005

 

***/s/ Kevin Murphy                   ***

Name: Kevin Murphy

Title: Chief Executive Officer and

Chief Financial Officer

A signed original of this written statement required by Section 906 has    been provided to Wannigan Ventures, Inc., and will be    retained by Wannigan Ventures, Inc. and furnished to the Securities and    Exchange Commission or its staff upon request.
STATE v. PRATT.

No. COA03-1263.

Court of Appeals of North Carolina.

Filed July 20, 2004.

Certification Date August 9, 2004.

Case reported without published opinion. No error.
UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 01-6233

UNITED STATES OF AMERICA, Plaintiff - Appellee, versus BERTRAND LEVON CURTIS, a/k/a X, Defendant - Appellant. Appeal from the United States District Court for the District ofMaryland, at Baltimore. Catherine C. Blake, District Judge. (CA01-127-CCB) Submitted: March 13, 2001 Decided: April 23, 2001 Before WIDENER, NIEMEYER, and LUTTIG, Circuit Judges. Dismissed by unpublished per curiam opinion. Bertrand Levon Curtis, Appellant Pro Se. Lynne Ann Battaglia,Christine Manuelian, OFFICE OF THE UNITED STATES ATTORNEY, Baltimore, Maryland, for Appellee. Unpublished opinions are not binding precedent in this circuit. See Local Rule 36(c).2 PER CURIAM: Bertrand Leon Curtis seeks to appeal the district court’s order denying his motion filed under 28 U.S.C.A. § 2255 (West Supp. 2000). Assuming Curtis’ claim is not procedurally defaulted, amatter not addressed by the district court and one we do not decide, we have reviewed the record and the district court’s opinion and find no reversible error. Accordingly, we deny a certificate of appealability and dismiss the appeal. See United States v. Curtis , No. CA-01-127-CCB (D. Md. Jan. 26, 2001). We dispense withoral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process.

DISMISSED
RESOLVED:     That the first sentence of Section 1 of
              Article I of the Bylaws of the Italy Fund,
              entitled STOCKHOLDERS, be amended to read as
              follows:

                " The Year 2001 annual meeting of the
                stockholders of The Italy Fund Inc. (the
                "Corporation") shall be held in the fourth
                quarter of 2001; and thereafter on a date
                fixed from time to time by the Board of
                Directors within the thirty-one (31) day
                period ending four (4) months after the
                end of the Corporation's fiscal year."
Exhibit 31.2

CERTIFICATION

I, Mardi Dier, certify that:

1. I have reviewed this Form 10-Q/A of Portola Pharmaceuticals, Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report.

 

Date: August 6, 2015

 

|   |   | /s/ Mardi Dier                                       |
|--------|--------|------------------------------------------------------|
|   |   | Mardi Dier                                           |
|   |   | Executive Vice President and Chief Financial Officer |
Exhibit 10.8


 


 


 


July 19, 2019


 


Dear Mr. CHEUNG Koon Wing


 


Employment Agreement of YIP Tze Wai
Albert


 


We refer to the Employment Agreement
between Cosmos Group Holdings, Inc. (the “Company”) and YIP Tze Wai Albert (the “Executive”) dated
July 19, 2019 (the “Agreement”).


 


This letter confirms the agreement between
you as a shareholder of the Company and the Company, as follows:


 


You will transfer up to Two Million One
Hundred Forty Nine Thousand Two Hundred Ninety Three (2,149,293) shares of the common stock of the Company (the “Shares”)
at a price of US$8.99 per share, which is the fair market value of the common stock, to the Company, for the sole and exclusive
purpose of immediately transferring the same to the Executive or his designated entity, namely Syndicate Capital (Asia) Limited (“SCAL”),
for the purpose of fulfilling the Company’s obligations under the Agreement.


 


The Shares shall be subject to clawback
in accordance with the terms of Sections 3 and 4 of the Agreement (the “Clawback”). Should the Clawback occurs, COSG
shall transfer the shares being clawed back to you.


 


COSMOS GROUP HOLDINGS, INC.


 


__________________


By:Miky Y.C. Wan


Its:Director


 


ACCEPTED AND AGREED TO:


 


__________________


By:CHEUNG Koon Wing




 


 


 


 


 


 


 





Room 1705-06,
17th Floor, Tai Yau Building, No. 181 Johnston Road, Wanchai, Hong Kong


Tel: (852)
3643 1111 Fax: (852) 3643 1125
# Official Journal C 169/29 J

| | ISSN 1725-2423 |
| --- | --- |
| Official Journal
  of the European Union | C 169 |
| | |
| English edition | Information and Notices | Volume 4729 June 2004 |

ISSN 1725-2423

Official Journal

of the European Union

C 169

English edition

Information and Notices

Volume 4729 June 2004

---

| Notice No | Contents | page |
| --- | --- | --- |
| | I   Information |
| | Commission |
| 2004/C 169/1 | Euro exchange rates | 1 |
| 2004/C 169/2 | Prior notification of a concentration (Case No. COMP/M.3469 – PLATINUM/DYSTAR) — Candidate case for simplified procedure (
  1
  ) | 2 |

Notice No

Contents

page

I   Information

Commission

2004/C 169/1

Euro exchange rates

1

2004/C 169/2

Prior notification of a concentration (Case No. COMP/M.3469 – PLATINUM/DYSTAR) — Candidate case for simplified procedure (
  1
  )

1

2

---

| | III   Notices |
| --- | --- |
| | Commission |
| 2004/C 169/3 | Call for proposals for indirect RTD actions under the specific programme for research, technological development and demonstration: ‘Integrating and strengthening the European Research Area’ — Thematic priority area: ‘Aeronautics and Space’, ‘Sustainable Energy Systems’ and ‘Sustainable Surface Transport’ — Call identifier: FP6-2004-TREN-3 | 3 |
| 2004/C 169/4 | Calls for proposals for indirect RTD actions under the specific programme for research, technological development and demonstration: ‘Integrating and strengthening the European Research Area’ — Joint calls on hydrogen and fuel cells in the thematic priority areas: aeronautics and space, sustainable energy systems and sustainable surface transport | 10 |

III   Notices

Commission

2004/C 169/3

Call for proposals for indirect RTD actions under the specific programme for research, technological development and demonstration: ‘Integrating and strengthening the European Research Area’ — Thematic priority area: ‘Aeronautics and Space’, ‘Sustainable Energy Systems’ and ‘Sustainable Surface Transport’ — Call identifier: FP6-2004-TREN-3

3

2004/C 169/4

Calls for proposals for indirect RTD actions under the specific programme for research, technological development and demonstration: ‘Integrating and strengthening the European Research Area’ — Joint calls on hydrogen and fuel cells in the thematic priority areas: aeronautics and space, sustainable energy systems and sustainable surface transport

10

---

| | Corrigenda |
| --- | --- |
| 2004/C 169/5 | Corrigendum to the list of names of geographical units smaller than the Member State as referred to in Article 51(1) of Regulation (EC) No 1493/1999 (table wines) — Published pursuant to Article 28(a) of Regulation (EC) No 753/2002 ( OJ C 92, 16.4.2004 ) | 17 |

Corrigenda

2004/C 169/5

Corrigendum to the list of names of geographical units smaller than the Member State as referred to in Article 51(1) of Regulation (EC) No 1493/1999 (table wines) — Published pursuant to Article 28(a) of Regulation (EC) No 753/2002 ( OJ C 92, 16.4.2004 )

( OJ C 92, 16.4.2004 )

17

---

| | |
| --- | --- |
| | (1)   Text with EEA relevance |

---

(1)   Text with EEA relevance

1

| EN | |
| --- | --- |

EN
EXHIBIT 32.a



CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of BCTC V Assignor Corp. (the "registrant") on Form 10-Q for the period ended June 30, 2008 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, John P. Manning, Principal Executive Officer of the registrant, certify, pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge, after due inquiry:



|(1) | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and                                  
|--- | -------------------------------------------------------------------------------------------------------------------------------------------------------
|    |                                                                                                                                                        
|(2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the registrant.



|                |  |                            
|--------------- |  | ---------------------------
|Date:           |  |                            
|August 14, 2008 |  | /s/ John P. Manning        
|                |  |                            
|                |  | John P. Manning            
|                |  | Principal Executive Officer
|                |  |                            
|                |  |                            



A signed original of this written statement required by Section 906, or other

document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to the registrant and will be retained by the registrant and furnished to the Securities and Exchange Commission or its staff upon request.
STATE FARM FIRE AND CASUALTY COMPANY v. Charles DARSIE, Administrator CTA of the Estate of Bernard Albert Leinfelder, and Marion Harris Leinfelder.

No. 31P04.

Supreme Court of North Carolina.

March 4, 2004.

Guy W. Crabtree, for Marion Leinfelder.

Mark E. Anderson, Raleigh, for State Farm Fire and Casualty.

Prior report: ___ N.CApp. ___, 589 S.E.2d 391.

***ORDER***

Upon consideration of the petition filed on the 20th day of January 2004 by Defendant (Marion Harris Leinfelder) in this matter for discretionary review of the decision of the North Carolina Court of Appeals pursuant to G.S. 7A-31, the following order was entered and is hereby certified to the North Carolina Court of Appeals:

> "Denied by order of the Court in conference, this the 4th day of March 2004."
**Exhibit 32.1**

**CERTIFICATIONACCOMPANYING FORM 10-Q REPORTOFREDDY ICE HOLDINGS, INC.PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**(CHAPTER63, TITLE 18 U.S.C. SS.SS. 1350(a) AND (b))

Pursuant to Section 906 of the Sarbanes-Oxley Actof 2002 (Chapter 63, Title 18 U.S.C. ss.ss. 1350(a) and (b)), each of theundersigned hereby certifies that the Quarterly Report on Form 10-Qfor the period ended March 31, 2006 of Reddy Ice Holdings, Inc. (the ‘‘Company’’)fully complies with the requirements of Section 13(a) or Section 15(d) ofthe Securities Exchange Act of 1934 and that the information contained in suchReport fairly presents, in all material respects, the financial condition andresults of operations of the Company.

Date:  April 28, 2006
| /s/ WILLIAM P. BRICK                       |   |
|--------------------------------------------|--------|
| William P.  Brick, Chief Executive Officer |   |

 

The foregoing certification is being furnished solelypursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chapter 63,Title 18 U.S.C. ss.ss. 1350(a) and (b)), is not a part of the Form 10-Qto which it refers and is, to the extent permitted by law, provided by theabove signatory to the extent of his knowledge.

A signed original of this written statement requiredby Section 906, or other document authenticating, acknowledging, orotherwise adopting the signature that appears in typed form within theelectronic version of this written statement required by Section 906, hasbeen provided to Reddy Ice Holdings, Inc. and will be retained by Reddy IceHoldings, Inc. and furnished to the Securities and Exchange Commission orits staff upon request.

----
Ronnie R. CEASAR, Petitioner v. LOUISIANA

No. 19-6750

Supreme Court of the United States.

January 27, 2020

Petition for writ of certiorari to the Supreme Court of Louisiana denied.
# C_2006060EN.01000502.xml

| 11.3.2006 | EN | Official Journal of the European Union | C 60/5 |
| --- | --- | --- | --- |

11.3.2006

EN

Official Journal of the European Union

C 60/5

---

JUDGMENT OF THE COURT

JUDGMENT OF THE COURT

(First Chamber)

of 19 January 2006

in Case C-244/04: Commission of the European Communities v Federal Republic of Germany (1)

1

(Failure of a Member State to fulfil obligations - Article 49 EC - Freedom to provide services - Undertaking employing workers who are nationals of non-member States - Undertaking providing services in another Member State - Work visa regime)

(2006/C 60/10)

Language of the case: German

In Case C-244/04, Action for failure to fulfil obligations under Article 226 EC, brought on 8 June 2004, Commission of the European Communities (Agents: G. Braun and E. Traversa) v Federal Republic of Germany (Agents: C.-D. Quassowski and A. Tiemann), the Court (First Chamber), composed of P. Jann, President of the Chamber, N. Colneric, J.N. Cunha Rodrigues, M. Ilešič and E. Levits (Rapporteur), Judges; L.A. Geelhoed, Advocate General; R. Grass, Registrar, gave a judgment on 19 January 2006, in which it:

Commission of the European Communities

Federal Republic of Germany

| 1. | Declares that, by not confining itself to making the posting of workers who are nationals of non-member States for the purpose of the provision of services in Germany subject to a simple prior declaration by the undertaking established in another Member State which intends to post such workers, and by requiring that they have been employed for at least a year by that undertaking, the Federal Republic of Germany has failed to fulfil its obligations under Article 49 EC; |
| --- | --- |

1.

Declares that, by not confining itself to making the posting of workers who are nationals of non-member States for the purpose of the provision of services in Germany subject to a simple prior declaration by the undertaking established in another Member State which intends to post such workers, and by requiring that they have been employed for at least a year by that undertaking, the Federal Republic of Germany has failed to fulfil its obligations under Article 49 EC;

| 2. | Orders the Federal Republic of Germany to pay the costs. |
| --- | --- |

2.

Orders the Federal Republic of Germany to pay the costs.

---

(1)  OJ C 228 of 11.9.2004.

1

---
GIBSON CONTRACTORS, INC. v. CHURCH OF GOD IN CHRIST JESUS OF ANGIER.

No. COA03-1255.

Court of Appeals of North Carolina.

Filed July 20, 2004.

Certification Date August 9, 2004.

Case reported without published opinion. No error.
| (logo) WELLS

            FARGO | **Commercial  Mortgage Servicing**D1050-084,  8th Floor  401 South Tryon St.  Charlotte, NC 28202  1-800-326-1334

 

  |
|-----------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------|

 **ANNUALSTATEMENT OF COMPLIANCE**

 

 

Reference is hereby made to that certainPooling and Servicing Agreement dated as of January 1, 2018, by and amongDEUTSCHE MORTGAGE & ASSET RECEIVING CORPORATION, as Depositor, WELLS FARGOBANK, NATIONAL ASSOCIATION, as Master Servicer, MIDLAND LOAN SERVICES, ADIVISION OF PNC BANK, NATIONAL ASSOCIATION, as Special Servicer, WILMINGTONTRUST, NATIONAL ASSOCIATION, as Trustee, WELLS FARGO BANK, NATIONALASSOCIATION, as Certificate Administrator, Paying Agent and Custodian and PARKBRIDGE LENDER SERVICES LLC, as Operating Advisor and Asset RepresentationsReviewer with respect to Benchmark 2018-B1 Mortgage Trust Commercial MortgagePass-Through Certificates, Series 2018-B1 (the "Agreement").Capitalized terms used herein not otherwise defined shall have the meaningsassigned in the Agreement.

 

Pursuant to Section10.11 of this Agreement, I, Leslie Hayton, Managing Director of CommercialMortgage Services do hereby certify that:

 

1.             Areview of the activities of the Master Servicer during the period from January1, 2018 through December 31, 2018 (the “Reporting Period”), and of itsperformance per the Agreement during such period has been made under mysupervision, and 

 

2.             Tothe best of my knowledge, based on such review, the Master Servicer hasfulfilled all of its obligations under the Agreement in all material respectsthroughout the Reporting Period.

 

 

IN WITNESS WHEREOF, the undersigned hasexecuted this Certificate as of the 28th day of February 2019.

 

 

/s/Leslie Hayton

LeslieHayton

ManagingDirector

WellsFargo Bank

 

 

| Wells Fargo Bank,  N.A. | (logo) Together  we’ll go far |
|-------------------------|-------------------------------------|
Exhibit 32.2

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Sunset Financial Resources, Inc., (the Company) on Form 10-Q for the
period ending March 31, 2006 as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Stacy M. Riffe, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to
§ 906 of the Sarbanes-Oxley Act of 2002, that:

(1) The Report fully complies with the requirements of section 13(a) or 15(d) of the
Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and

(2) The information contained in the Report fairly presents, in all
material respects, the financial condition and results of operations of the Company.



|                       
|-----------------------
|/s/ Stacy M. Riffe     
|Stacy M. Riffe         
|Chief Financial Officer

May 9, 2006
Maria Margarita VALDEZ-ARAIZA, Petitioner, v. UNITED STATES.

No. 19-5948

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
Donovan G. DAVIS, Jr., Petitioner, v. UNITED STATES.

No. 19-6953

Supreme Court of the United States.

January 27, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Eleventh Circuit denied.