alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
SMITH BARNEY MANAGED MUNICIPALS FUND
                                10f-3 REPORT
                 September 1, 2001 through February 28, 2002


                    Trade                         Par       Purchase  % of
Issuer                   Date      Selling Dealer      Amount         Price

Issue (1)

Orlando, FL Utilities Community    10/19/01       Goldman Sachs       $
2,740,000 $98.815        1.06%
 Water & Electricity Revenue
 5.000% due 10/1/2023

Massachusetts State GO, Series D   11/1/01        UBS PaineWebber
7,500,000 99.497         3.08
 5.000% due 11/1/2021

Triborough Bridge & Tunnel    11/7/01        Bear Stearns & Co.   43,250,000
 5.000% due 1/1/2032                    Samuel A. Ramirez & Co.
350,000
                              Advest, Inc.              250,000
                              Merrill Lynch             400,000
                              Lehman Bros.              750,000
                              UBS PaineWebber           750,000
                              First Albany              700,000
                              Morgan Stanley Dean Witter   500,000
                                              46,950,000    98.614
5.92

California State Public Workers    2/28/02        Goldman Sachs
22,000,000     99.012         17.12 A
 Board, Lease Revenue
 5.000% due 3/1/2027

Illinois Development Finance  12/3/01        Goldman Sachs
20,000,000     100.000        19.31
 Authority, PCR
 5.500% due 11/1/2026

Illinois State GO, 1st Series 2/1/02         Bear Stearns & Co.
 5.125% due 2/1/2021                                     3,250,000    99.458
 5.125% due 2/1/2022                                     4,000,000    99.073
 5.125% due 2/1/2027                                     8,000,000    97.861
                                             15,250,000               4.87 B

New Jersey State Transportation    12/14/01       UBS PaineWebber
2,000,000 107.025        0.20 C
 Trust Fund, Series B,
 6.000% due 12/15/2019

New Jersey State Transportation    12/14/01       UBS PaineWebber
18,310,000     97.532         1.06 D
 Trust Fund, Series B
 5.000% due 12/15/2021

Philadelphia, PA IDA Lease    12/12/01       Bear Stearns & Co.  15,000,000
95.868         5.11 E
 Revenue, Series B
 5.125% due 10/1/2026

Puerto Rico Electric Power    12/13/01       Goldman Sachs
 Authority Revenue, Series II
 5.000% due 7/1/2020                                     2,500,000    98.341
 5.125% due 7/1/2026                                   10,000,000     98.422
                                             12,500,000               3.12 F

  (1)  Represents purchases by all affiliated funds; may not exceed 25% of the
     principal amount of the offering.

A - Includes purchases of $10,135,000 by other Smith Barney Mutual Funds.
B - Includes purchases of $3,000,000 by other Smith Barney Mutual Funds.
C - Includes purchases of $2,000,000 by other Smith Barney Mutual Funds.
D - Includes purchases of $2,500,000 by other Smith Barney Mutual Funds.
E - Includes purchases of $1,500,000 by other Smith Barney Mutual Funds.
F - Includes purchases of $10,000,000 by other Smith Barney Mutual Funds.
H. R. 1391 

One Hundred Thirteenth Congress 

of the 

United States of America 

AT THE SECOND SESSION 

Begun and held at the City of Washington on Friday, 

the third day of January, two thousand and fourteen 

An Act 

Designate the facility of the United States Postal Service located at 25 South 

Oak Street in London, Ohio, as the ‘‘London Fallen Veterans Memorial Post Office’’. 

Be it enacted by the Senate and House of Representatives of 

the United States of America in Congress assembled, 

SECTION 1. LONDON FALLEN VETERANS MEMORIAL POST OFFICE. 

(a) DESIGNATION.—The facility of the United States Postal 

Service located at 25 South Oak Street in London, Ohio, shall 

be known and designated as the ‘‘London Fallen Veterans Memorial 

Post Office’’. 

(b) REFERENCES.—Any reference in a law, map, regulation, 

document, paper, or other record of the United States to the facility 

referred to in subsection (a) shall be deemed to be a reference 

to the ‘‘London Fallen Veterans Memorial Post Office’’. 

Speaker of the House of Representatives. 

Vice President of the United States and

President of the Senate.
Independent Auditors' Consent 
 
 
 
To the Shareholders and Trustees of 
Smith Barney Principal Return Fund: 
 
We consent to the use of our reports dated January 17, 1996 with respect to 
the Portfolios listed below of Smith Barney Principal Return Fund 
incorporated herein by reference and to the references to our Firm under the 
headings "Financial Highlights" in the Prospectus and "Counsel and Auditors" 
in the Statement of Additional Information. 
 
 
Portfolio 
 
Security and Growth Fund 
 
Zeros and Appreciation Series 1998 
 
Zeros Plus Emerging Growth Series 2000 
 
 
 
	KPMG PEAT MARWICK LLP 
 
 
 
 
New York, New York 
March 28, 1996
**Exhibit 32(a)** **CERTIFICATION    PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED    PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF    2002**     In connection with the filing of this quarterly report on    Form 10-Q    of TRW Automotive Holdings Corp. (the “Company”) for    the period ended June 29, 2007, with the Securities and    Exchange Commission on the date hereof (the    “Report”), I, John C. Plant, Chief Executive    Officer of the Company, certify, pursuant to 18 U.S.C.    Section 1350, as adopted pursuant to Section 906 of    the Sarbanes-Oxley Act of 2002, that:     1) The Report fully complies with the requirements of    section 13(a) or 15(d) of the Securities Exchange Act of    1934; and     2) The information contained in the Report fairly presents,    in all material respects, the financial condition and results of    operations of the Company. /s/  JOHN    C. PLANT    John C. Plant*Chief Executive Officer and President**(Principal Executive Officer)*     Date: August 1, 2007
Arthur LOPEZ, Petitioner v. MUFG UNION BANK, N.A., et al.

No. 19-6439

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
Electronically Filed Intermediate Court of Appeals CAAP-13-0001659 21-MAR-2014 08:35 AM
1090795.1

                             - 1 -

                    Amendment to the By-Laws
                               of
               Travelers Corporate Loan Fund Inc.

Pursuant to Article VII of the By-Laws of Travelers Corporate
Loan Fund Inc. (the Company), Article I, Section 1 of the By-Laws
shall be amended, at the effective time of the related Charter
amendment of the Company, to read as follows:

Section 1.  Name.  The name of the Company is Citigroup
Investments Corporate Loan Fund Inc.



Dated the 22nd day of August, 2002
Amendment No. 4 to Nonqualified Stock Option Plan



  
 Exhibit 10.27.4

  
 AMENDMENT NO. FOUR TO THE 
 ARTHUR J. GALLAGHER & CO. RESTATED 1988 NONQUALIFIED 
 STOCK OPTION PLAN 
  
 THIS
AMENDMENT NO. FOUR to the ARTHUR J. GALLAGHER & CO. 1988 NONQUALIFIED STOCK OPTION PLAN (as restated January 22, 1998), dated January 23, 2003, is made by Arthur J. Gallagher & Co., a Delaware corporation (the “Company”).

  
 WHEREAS, the Arthur J. Gallagher & Co. 1988 Nonqualified
Stock Option Plan (the “Plan”) was adopted by the Company’s Board of Directors and approved by the Company’s Stockholders in 1988; and 
  
 WHEREAS, the Company’s Board of Directors has determined that the Plan should be amended to increase the number of shares of the Company’s
Common Stock subject to the Plan by 6,000,000 from 33,600,000 to 39,600,000 shares. 
  
 NOW, THEREFORE, in consideration of the foregoing and in order to reflect the approval of the Board of Directors of the Company: 
  

1. The first sentence of Paragraph 3 of the Plan is hereby amended in its entirety to read as follows: 
  
 “The shares that may be made subject to options under the Plan shall be
shares of Common Stock of the Company, one dollar ($1.00) par value (“Common Stock”), and the total shares subject to option and issued pursuant to this Plan shall not exceed, in the aggregate, 39,600,000 shares of the Common Stock of the
Company.” 
  
 2. Except as expressly amended and supplemented
by this Amendment, the Plan is hereby ratified and confirmed in all respects. 
  
 IN WITNESS WHEREOF, the Company has caused its President and Secretary to execute this Amendment No. Four to the Restated Plan as of the 23rd day of January, 2003. 
  

			
	ARTHUR J. GALLAGHER & CO.
		
	By:	 	/S/    J. PATRICK GALLAGHER, JR        
	 	 	

	 	 	 J. Patrick Gallagher, Jr.
 President



  

	
	ATTEST:
	
	/S/    JOHN C. ROSENGREN        
	

	 John C. Rosengren
 Secretary
James Douglas PRIDGEN, Petitioner v. UNITED STATES

No. 19-6718

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
I 

113TH CONGRESS 

1ST SESSION H. R. 1183 

To withdraw certain Federal lands and interests located in Pima and Santa 

Cruz counties, Arizona, from the mining and mineral leasing laws of 

the United States, and for other purposes. 

IN THE HOUSE OF REPRESENTATIVES 

MARCH 14, 2013 

Mr. GRIJALVA introduced the following bill; which was referred to the 

Committee on Natural Resources 

A BILL 

To withdraw certain Federal lands and interests located in 

Pima and Santa Cruz counties, Arizona, from the mining 

and mineral leasing laws of the United States, and for 

other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. SHORT TITLE. 

4 This Act may be cited as the ‘‘Southern Arizona Pub5 lic Lands Protection Act of 2013’’. 


smartinez on DSK6TPTVN1PROD with BILLS
2 

•HR 1183 IH

1 SEC. 2. WITHDRAWAL OF FEDERAL LANDS AND INTERESTS 

2 LOCATED IN PIMA AND SANTA CRUZ COUN3 TIES, ARIZONA. 

4 Subject to valid existing rights, after the date of en5 actment of this Act— 

6 (1) all federally owned interests in National 

7 Forest lands in Santa Cruz County and Pima Coun8 ty, Arizona, are withdrawn from— 

9 (A) all forms of entry, appropriation, and 

10 disposal under the public land laws; 

11 (B) location, entry, and patent under the 

12 mining laws; and 

13 (C) operation of the mineral leasing and 

14 geothermal leasing laws, and the mineral mate15 rials laws; 

16 (2) all federally owned subsurface interests 

17 under the administrative jurisdiction of the Bureau 

18 of Land Management in lands in Pima County, Ari19 zona, with respect to which the surface interests are 

20 owned by such county, including in such lands lo21 cated in Davidson Canyon, are withdrawn from— 

22 (A) all forms of entry, appropriation and 

23 disposal under the public land laws; 

24 (B) location, entry, and patent under the 

25 mining laws; and 


smartinez on DSK6TPTVN1PROD with BILLS
3 

•HR 1183 IH

1 (C) operation of the mineral leasing and 

2 geothermal leasing laws, and the mineral mate3 rials laws; and 

4 (3) all federally owned interests in Bureau of 

5 Land Management lands in Pima County, Arizona, 

6 are withdrawn from entry, location, or patent under 

7 the general mining laws. 

Æ 


smartinez on DSK6TPTVN1PROD with BILLS
SMITH BARNEY INVESTMENT SERIES

Certificate of Amendment


	The undersigned, being the Assistant Secretary of Smith
Barney Investment Series (hereinafter referred to as the
"Trust"), a trust with transferable shares of the type commonly
called a Massachusetts business trust, DOES HEREBY CERTIFY that,
pursuant to the authority conferred upon the Trustees of the
Trust by the Agreement and Declaration of Trust, dated January
29, 1987, as amended from time to time, (hereinafter, so as
amended by Certificates of Amendment and Certificates of
Designation, referred to as the "Declaration of Trust"), and by
the affirmative vote of a Majority of the Trustees at a meeting
duly called and held on September 11, 2000, the Declaration of
Trust, is amended as follows:

The provisions of Section 6.2 of the Declaration of Trust, as
they apply to the Smith Barney Investment Series Growth and
Income Fund, are hereby amended in the following respects:

The sentence that reads, "The Shares of each Fund shall be
divided into five Classes, designated as Class A Shares, Class B
shares, Class 1 shares, Class L shares, and Class Y Shares and
each Fund may issue an unlimited number of each of such Class of
its Shares."; shall be changed to read: "The Shares of each Fund
shall be divided into five Classes, designated as Class A Shares,
Class B shares, Class 1 shares, Class L shares, and Class Y
Shares; the Smith Barney Growth and Income shall be further
divided into two additional Classes, designated Class O shares
and Class P shares.  Each Fund may issue an unlimited number of
each of such Class of its Shares."

	IN WITNESS WHEREOF, the undersigned has set his hand this
9th day of
October, 2000



_______________________________
 						William J. Renahan, Assistant
Secretary
















ACKNOWLEDGEMENT


STATE OF NEW YORK	     )
			     	     ) ss.
COUNTY OF NEW YORK	     )


October 9, 2000


	Then personally appeared the above-named William J. Renahan
who
Acknowledged the foregoing instrument to be his fee act and deed.

	Before me,




						Notary Public

						My commission
expires:______________
**Exhibit
      32.2**














**CERTIFICATION
      OF CHIEF FINANCIAL**


**OFFICER
      REGARDING PERIODIC REPORT CONTAINING**


**FINANCIAL
      STATEMENTS**









I,
      Jeffrey T. Fisher, the Chief Financial Officer of CCO Holdings, LLC and CCO
      Holdings Capital Corp. (the "Company") in compliance with 18 U.S.C. Section
      1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002,
      hereby certify that, the Company's Quarterly Report on Form 10-Q for the
      period ended September 30, 2007 (the "Report") filed with the Securities and
      Exchange Commission:




·
            fully
                complies with the requirements of Section 13(a) of the Securities
                Exchange
                Act of 1934; and




·
            the
                information contained in the Report fairly presents, in all material
                respects, the financial condition and results of operations of the
                Company.









/s/
      Jeffrey T. Fisher_


Jeffrey
      T. Fisher


Chief
      Financial Officer


(Principal
      Financial Officer)


November
      13, 2007
I 

113TH CONGRESS 

1ST SESSION H. R. 1254 

To repeal a requirement that new employees of certain employers be 

automatically enrolled in the employer’s health benefits plan. 

IN THE HOUSE OF REPRESENTATIVES 

MARCH 19, 2013 

Mr. HUDSON (for himself and Mr. PITTENGER) introduced the following bill; 

which was referred to the Committee on Education and the Workforce 

A BILL 

To repeal a requirement that new employees of certain employers be automatically enrolled in the employer’s health 

benefits plan. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. SHORT TITLE. 

4 This Act may be cited as the ‘‘Auto Enroll Repeal 

5 Act’’. 

6 SEC. 2. REPEAL. 

7 Section 18A of the Fair Labor Standards Act (29 

8 U.S.C. 218a), as added by section 1511 of the Patient 

9 Protection and Affordable Care Act, is repealed. 

Æ 

mstockstill on DSK4VPTVN1PROD with BILLS
I 

113TH CONGRESS 

1ST SESSION H. R. 1491 

To authorize the Administrator of the National Oceanic and Atmospheric 

Administration to provide certain funds to eligible entities for activities 

undertaken to address the marine debris impacts of the March 2011 

Tohoku earthquake and subsequent tsunami, and for other purposes. 

IN THE HOUSE OF REPRESENTATIVES 

APRIL 11, 2013 

Ms. BONAMICI (for herself, Mr. YOUNG of Alaska, Mr. DEFAZIO, Mr. SCHRADER, Mr. SMITH of Washington, Mr. FARR, Mr. HONDA, Ms. SPEIER, 

Mr. THOMPSON of California, Ms. CHU, Mr. LARSEN of Washington, 

Mrs. CAPPS, Mr. BLUMENAUER, Ms. LEE of California, Mr. KILMER, Mr. 

HUFFMAN, Mr. HECK of Washington, and Ms. DELBENE) introduced the 

following bill; which was referred to the Committee on Transportation 

and Infrastructure, and in addition to the Committee on Natural Resources, for a period to be subsequently determined by the Speaker, in 

each case for consideration of such provisions as fall within the jurisdiction of the committee concerned 

A BILL 

To authorize the Administrator of the National Oceanic and 

Atmospheric Administration to provide certain funds to 

eligible entities for activities undertaken to address the 

marine debris impacts of the March 2011 Tohoku earthquake and subsequent tsunami, and for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 


smartinez on DSK6TPTVN1PROD with BILLS
2 

•HR 1491 IH

1 SECTION 1. AUTHORITY TO PROVIDE FUNDS. 

2 (a) IN GENERAL.—Notwithstanding any other provi3 sion of law, the Administrator of the National Oceanic and 

4 Atmospheric Administration may provide funds to an eligi5 ble entity impacted by the covered marine debris event to 

6 assist such entity with the costs of any activity previously 

7 carried out, being carried out, or to be carried out to ad8 dress the effects of such event. 

9 (b) FUNDING.—The Administrator may provide 

10 funds under subsection (a) using any funds provided by 

11 the Government of Japan for activities to address the ef12 fects of the covered marine debris event. 

13 (c) DEFINITIONS.—In this section, the following defi14 nitions apply: 

15 (1) COVERED MARINE DEBRIS EVENT.—The 

16 term ‘‘covered marine debris event’’ means the 

17 events, including marine debris, resulting from the 

18 March 2011 Tohoku earthquake and subsequent tsu19 nami. 

20 (2) ELIGIBLE ENTITY.—The term ‘‘eligible enti21 ty’’ means any State, local, or tribal government. 

Æ 


smartinez on DSK6TPTVN1PROD with BILLS
Aldon SMITH, Petitioner v. Robert WILKIE, Secretary of Veterans Affairs

No. 19-6900

Supreme Court of the United States.

January 27, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Federal Circuit denied.
Exhibit 13.1 

CERTIFICATION PURSUANT TO 

18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO 

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 

In connection with the filing of the Annual Report on Form 20-F for the fiscal year ended March 31, 2019 (the “Report”) by Alithya Group inc. (the “Company”), the undersigned, as the Chief Executive Officer of the Company, hereby certifies pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to his knowledge: 

•the Report fully complies with the requirements of Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934; and 

•the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. 

Date: June 19, 2019

 

|                                  |
|---------------------------------------|
| /s/ Paul Raymond                      |
| Paul Raymond                          |
| President and Chief Executive Officer |
Vidya SAGAR, Petitioner v. Steven T. MNUCHIN, Secretary of the Treasury

No. 19-133

Supreme Court of the United States.

November 25, 2019

Petition for rehearing denied.
# Official Journal C 383/23 O

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 383 |
| | |
| English edition | Information and Notices | Volume 6123 October 2018 |

ISSN 1977-091X

Official Journal

of the European Union

C 383

English edition

Information and Notices

Volume 6123 October 2018

---

| Contents | page |
| --- | --- |
| | IV   Notices |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | OLAF Supervisory Committee |
| 2018/C 383/01 | Activity Report of the OLAF Supervisory Committee — 2014 | 1 |

Contents

page

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

OLAF Supervisory Committee

2018/C 383/01

Activity Report of the OLAF Supervisory Committee — 2014

1

---

| EN | |
| --- | --- |

EN
STATE of North Carolina v. Randall Scott CARMICHAEL.

No. 672P03.

Supreme Court of North Carolina.

February 5, 2004.

Randall Scott Carmichael, Pro Se.

William P. Hart, Special Deputy Attorney General, for State.

***ORDER***

Upon consideration of the petition filed by Defendant on the 23rd day of December 2003 in this matter for a writ of mandamus, the following order was entered and is hereby certified to the Superior Court, Brunswick County:

> "Denied by order of the Court in Conference this the 5th day of February 2004."
In the MATTER OF DISCIPLINE OF Douglas L. ROMERO.

No. D-3058.

Supreme Court of the United States.

Jan. 13, 2020.

Douglas L. Romero, of Denver, Colorado, is suspended from the practice of law in this Court, and a rule will issue, returnable within 40 days, requiring him to show cause why he should not be disbarred from the practice of law in this Court.
Exhibit 99.4





CERTIFICATION



I, Irwin Simon, certify that:



1. I have reviewed this annual report on Form
40-F of Aphria Inc.;



2. Based on my knowledge, this report does
not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in
light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;



3. Based on my knowledge, the financial
statements, and other financial information included in this report, fairly present in all material respects the financial condition,
results of operations and cash flows of the issuer as of, and for, the periods presented in this report;



4. The issuer’s other certifying
officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act
Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f))
for the issuer and have:



(a) Designed such disclosure
controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that
material information relating to the issuer, including its consolidated subsidiaries, is made known to us by others within those
entities, particularly during the period in which this report is being prepared;



(b) Evaluated the effectiveness
of the issuer's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the
disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and



(c) Disclosed in this
report any change in the issuer’s internal control over financial reporting that occurred during the period covered by the
annual report that has materially affected, or is reasonably likely to materially affect, the issuer’s internal control over
financial reporting; and



5. The issuer’s other certifying
officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the issuer’s
auditors and the audit committee of the issuer’s board of directors (or persons performing the equivalent functions):



(a) All significant deficiencies
and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to
adversely affect the issuer’s ability to record, process, summarize and report financial information; and



(b) Any fraud, whether or not
material, that involves management or other employees who have a significant role in the issuer’s internal control over financial
reporting.





|Date: August 1, 2019 | By: | /s/ Irwin Simon              
|-------------------- | --- | -----------------------------
|                     |     | Irwin Simon                  
|                     |     | Chief Executive Officer      
|                     |     | (Principal Executive Officer)