alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Independent Auditors' Report


To the Shareholders and Board of Directors of
Smith Barney Investment Funds Inc.:

In planning and performing our audit of the financial statements
of the Smith Barney Small Cap Value Fund of Smith Barney
Investment Funds Inc. (the Fund) for the year ended September 30,
2002, we considered its internal control, including control
activities for safeguarding securities, in order to determine our
auditing procedures for the purpose of expressing our opinion on
the financial statements and to comply with the requirements of
Form N-SAR, not to provide assurance on internal control.

The management of the Fund is responsible for establishing and
maintaining internal control.  In fulfilling this responsibility,
estimates and judgments by management are required to assess the
expected benefits and related costs of controls.  Generally,
controls that are relevant to an audit pertain to the entity's
objective of preparing financial statements for external purposes
that are fairly presented in conformity with accounting
principles generally accepted in the United States of America.
Those controls include the safeguarding of assets against
unauthorized acquisition, use, or disposition.

Because of inherent limitations in internal control, error or
fraud may occur and not be detected.  Also, projection of any
evaluation of internal control to future periods is subject to
the risk that it may become inadequate because of changes in
conditions or that the effectiveness of the design and operation
may deteriorate.

Our consideration of internal control would not necessarily
disclose all matters in internal control that might be material
weaknesses under standards established by the American Institute
of Certified Public Accountants.  A material weakness is a
condition in which the design or operation of one or more of the
internal control components does not reduce to a relatively low
level the risk that errors or fraud in amounts that would be
material in relation to the financial statements being audited
may occur and not be detected within a timely period by employees
in the normal course of performing their assigned functions.
However, we noted no matters involving internal control and its
operation, including controls for safeguarding securities that we
consider to be material weaknesses as defined above as of
September 30, 2002.

This report is intended solely for the information and use of
management and the Board of Directors of the Fund and the
Securities and Exchange Commission and is not intended to be and
should not be used by anyone other than these specified parties.


                                                  KPMG LLP

New York, New York
November 13, 2002
10f-3 REPORT

  			Greenwich Street Series Fund
			 Fundamental Value Portfolio

			July 1, 2002 through December 31, 2002


                    Trade                                               % of
Issuer              Date     Selling Dealer             Shares   Price  Issue(1)

El Paso Corp.       6/20/02  CS First Boston Corp.      231,000  $19.95 3.13%(A)

Hartford Financial  9/09/02  Banc of America Securities   8,700   47.25 4.19 (B)





(1)  Represents purchases by all affiliated funds; may not exceed
       25% of the principal amount of the offering.

 A - Includes purchsase of 1,179,600 shares by other Smith Barney Mutual Funds.

 B - Includes purchases of $ 12,152,700 by other Smith Barney Mutual Funds.



			Greenwich Street Series Fund
                    Diversified Strategic Income Portfolio

			July 1, 2002 through December 31, 2002


                         Trade                                         % of
Issuer                   Date     Selling Dealer   Amount    Price    Issue(1)

CP Ships Ltd., 144A	6/27/02   Morgan Stanley  $50,000    $97.722  3.00%(A)
 8.250% due 10/1/12



(1)  Represents purchases by all affiliated funds; may not exceed
       25% of the principal amount of the offering.

 A - Includes purchsase of $5,950,000 by other affiliated mutual funds.
7 WEST 57TH STREET REALTY COMPANY, LLC, Petitioner v. CITIGROUP, INC., et al.

No. 19-148

Supreme Court of the United States.

October 7, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Second Circuit denied.
Exhibit 32

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350

In connection with the Quarterly Report of Alesco Financial Inc. (the Company) on Form 10-Q for the quarter ended March 31, 2009, as
filed with the Securities and Exchange Commission on the date hereof (the Report), we, James J. McEntee, III and John J. Longino, Chief Executive Officer and Chief Financial Officer of the Company, respectively, certify, pursuant to 18
U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to our knowledge:

(1) The Report fully
complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2) The information contained in the
Report fairly presents, in all material respects, the financial conditions and result of operations of the Company.

Date: May 11, 2009



|                                     
|-------------------------------------
|/s/ James J. McEntee, III            
|James J. McEntee, III                
|Chief Executive Officer and President
|                                     
|/s/ John J. Longino                  
|John J. Longino                      
|Chief Financial Officer              



55
Lori MADDEN-GRAMMER, Petitioner v. INDUSTRIAL CLAIM APPEALS OFFICE, et al.

No. 19-588

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the Court of Appeals of Colorado denied.
The Board of Directors of the
Municipal High Income Fund Inc.:

In planning and performing our audit of the financial statements of the
Municipal High Income Fund Inc. (the "Fund") for the year ended October 31,
2000, we considered its internal control, including control procedures for
safeguarding securities, in order to determine our auditing procedures for the
purpose of expressing our opinion on the financial statements and to comply
with the requirements of Form N-SAR, not to provide assurance on the internal
control.

The management of the Fund is responsible for establishing and maintaining
internal control.  In fulfilling this responsibility, estimates and judgments
by management are required to assess the expected benefits and related costs
of controls.  Generally, controls that are relevant to an audit pertain to the
entity's objective of preparing financial statements for external purposes
that are fairly presented in conformity with accounting principles generally
accepted in the United States of America.  Those controls include the
safeguarding of assets against unauthorized acquisition, use, or disposition.

Because of inherent limitations in internal control, errors or fraud may occur
and not be detected.  Also, projection of any evaluation of internal control
to future periods is subject to the risk that it may become inadequate because
of changes in conditions or that the effectiveness of the design and operation
may deteriorate.

Our consideration of the internal control would not necessarily disclose all
matters in the internal control that might be material weaknesses under
standards established by the American Institute of Certified Public
Accountants.  A material weakness is a condition in which the design or
operation of one or more of the internal control components does not reduce to
a relatively low level the risk that misstatements caused by error or fraud in
amounts that would be material in relation to the financial statements being
audited may occur and not be detected within a timely period by employees in
the normal course of performing their assigned functions.  However, we noted
no matters involving the internal control and its operation, including
controls for safeguarding securities that we consider to be material
weaknesses as defined above as of October 31, 2000.

This report is intended solely for the information and use of management, the
Board of Directors of the Fund, and the Securities and Exchange Commission and
is not intended to be and should not be used by anyone other than the
specified parties.



New York, New York
December 11, 2000
# CA2005042EN.01000101.xml

| 18.2.2005 | EN | Official Journal of the European Union | CA 42/1 |
| --- | --- | --- | --- |

18.2.2005

EN

Official Journal of the European Union

CA 42/1

---

NOTICE TO READER

Image

---
Deshay D. FORD, Petitioner, v. Timothy P. WHITE, et al.

No. 19-6593

Supreme Court of the United States.

January 13, 2020

Motion of petitioner for leave to proceed *in forma pauperis* denied. Petitioner allowed *912until February 3, 2020, within which to pay the docketing fee required by Rule 38(a) and to submit a petition in compliance with Rule 33.1 of the Rules of this Court.
# C_2018186EN.01000301.xml

| 31.5.2018 | EN | Official Journal of the European Union | C 186/3 |
| --- | --- | --- | --- |

31.5.2018

EN

Official Journal of the European Union

C 186/3

---

Special Report No 13/2018

‘Tackling radicalisation that leads to terrorism: the Commission addressed the needs of Member States, but with some shortfalls in coordination and evaluation’

(2018/C 186/03)

The European Court of Auditors hereby informs you that Special Report No 13/2018 ‘Tackling radicalisation that leads to terrorism: the Commission addressed the needs of Member States, but with some shortfalls in coordination and evaluation’ has just been published.

The report can be accessed for consultation or downloading on the European Court of Auditors’ website: http://eca.europa.eu

---
| 1. | Such      Quarterly Report on Form 10-QSB for the period ending June 30, 2005,      fully complies with the requirements of section 13(a) or 15(d) of the      Securities Exchange Act of 1934;and |
|----|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| 2. | The      information contained in such Quarterly Report on Form 10-QSB for the      period ending June 30, 2005, fairly presents, in all material respects,      the financial condition and results of operations of Modena 6,      Inc. |
|----|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| Date: July      1, 2005                                |
|-------------------------------------------------------------|
|                                                        |
| /s/      Jacque Bryon Oliphant                              |
| Jacque      Bryon OliphantPresident,      CEO, CFO Director |
XIA BI, et al., Petitioners v. Terry MCAULIFFE, et al.

No. 19-457

Supreme Court of the United States.

December 9, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Fourth Circuit denied.
----

Euro exchange rates (1)

11 March 2005

(2005/C 62/02)

1 euro= 

----

(1)

Source: reference exchange rate published by the ECB.

----
##### 



Exhibit 31.2
 VIASPACE INC.
Certification of Chief Financial Officer Pursuant to Section 302 to the Sarbanes-Oxley Act of 2002
  1.
    
    I have reviewed this quarterly report on Form 10-QSB of VIASPACE Inc.;2.
    
    Based on my knowledge, this report does not contain any untrue statement of material fact
or omit to state a material fact necessary to make the statements made, in light of the
circumstances under which such statements were made, not misleading with respect to the period covered by
this quarterly report;3.
    
    Based on my knowledge, the financial statements, and other financial information included in
this quarterly report, fairly present in all material respects the financial condition, results of
operations and cash flows of the registrant as of, and for, the periods presented in this quarterly report;4.
    
    The registrants other certifying officer and I are responsible for establishing and
maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e))
for the registrant and we have:
    5.
    
    The registrants other certifying officer and I have disclosed, based on our most recent
evaluation of internal control over financial reporting, to the registrants auditors and the
audit committee of the registrants board of directors (or persons performing the equivalent
functions):
   Date: August 15, 2005
    
    /s/ STEPHEN J. MUZIStephen J. MuziChief Financial Officer
 26
xml version="1.0" encoding="UTF-8"?


C\_2018400EN.01001501.xml


| | | | |
| --- | --- | --- | --- |
| 6.11.2018 | EN | Official Journal of the European Union | C 400/15 |

---

Prior notification of a concentration

(Case M.9044 — CVC/Recordati)

(Text with EEA relevance)

(2018/C 400/09)

1.

On 26 October 2018, the Commission received notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 [(1)](#ntr1-C_2018400EN.01001501-E0001).

This notification concerns the following undertakings:

| | |
| --- | --- |
| — | CVC Capital Partners SICAVFIS SA (‘CVC’) (Luxembourg), and |

| | |
| --- | --- |
| — | Recordati SpA (‘Recordati’) (Italy). |

CVC acquires within the meaning of Article 3(1)(b) of the Merger Regulation sole control of the whole of Recordati.

The concentration is accomplished by way of purchase of shares.

2.

The business activities of the undertakings concerned are:

—   for CVC: management of investment funds and platforms. Portfolio companies controlled by CVC notably include companies active in the pharmaceutical sector: Alvogen, DOC Generici, and Theramex,

—   for Recordati: development and manufacturing of pharmaceutical products.

3.

On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the Merger Regulation. However, the final decision on this point is reserved.

4.

The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.

Observations must reach the Commission not later than 10 days following the date of this publication. The following reference should always be specified:

M.9044 — CVC/Recordati

Observations can be sent to the Commission by email, by fax, or by post. Please use the contact details below:

| |
| --- |
| E-mail: COMP-MERGER-REGISTRY@ec.europa.eu |
| Fax +32 22964301 |
| Postal address: |
| European Commission |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

---

[(1)](#ntc1-C_2018400EN.01001501-E0001)  [OJ L 24, 29.1.2004, p. 1](http://publications.europa.eu/resource/oj/JOL_2004_024_R_TOC) (the ‘Merger Regulation’).

---
ASSIGNMENT AND ASSUMPTION OF CONTRACT



     THIS ASSIGNMENT AND ASSUMPTION OF CONTRACT, dated as of
the  14th  day  of March 2003, between Smith  Barney  Global
Capital  Management Inc., a Delaware corporation  (Assignor)
and  Citigroup  Asset Management Limited, a private  Limited
Company incorporated in England and Wales (Assignee).

     WHEREAS  Assignor is party to a sub-investment advisory
agreement,  dated March 21, 1994, by and among Smith  Barney
Income Funds on behalf of Smith Barney Diversified Strategic
Income  Fund,  Smith  Barney Fund  Management  LLC  and  the
Assignor (the Agreement) and wishes to assign such Agreement
to the Assignee.

     NOW,  THEREFORE,  for good and valuable  consideration,
the  receipt and sufficiency of which is hereby acknowledged
and confirmed, the parties hereto agree as follows:

     1.     Assignment.  Assignor  does  hereby  assign   to
Assignee  all rights, interests and benefits of the Assignor
under the Agreement.

     2.    Assumption. Assignee hereby accepts the foregoing
assignment of each such Agreement and assumes and undertakes
to  discharge, perform and be liable for such obligations of
Assignor under the Agreement for the period beginning on the
date hereof.

     3.   Consents. If the parties the Agreement execute the
acknowledgment   on   the  signature   page   hereto,   such
acknowledgment  shall  release Assignor  from  any  and  all
obligations under the Agreement for the period beginning  on
the date hereof.

     4.    Miscellaneous. This Assignment and Assumption may
be executed in separate counterparts, each of which shall be
deemed   an  original  and  all  of  which  taken   together
constitute one and the same instrument.

     IN  WITNESS  WHEREOF,  the  parties  hereto  have  duly
executed this Assignment and Assumption as of the date first
written above.


CITIGROUP  ASSET                               SMITH  BARNEY
GLOBAL
MANAGEMENT LIMITED                      CAPITAL MANAGEMENT,
                                        INC.


By:                 ___                 By:
Name:                                        Name:
Title:                                       Title:




Acknowledged and Agreed
as of the date hereof:

SMITH BARNEY INCOME FUNDS, on behalf of
SMITH BARNEY DIVERSIFIED STRATEGIC INCOME FUND



By:
Name:
Title:



SMITH BARNEY FUND MANAGEMENT LLC



By:
Name:
Title:
Independent Auditors' Consent



To the Shareholders and Board of Trustees of the
Smith Barney Adjustable Rate Government Income Fund:

We consent to the use of our report dated July 14, 1997, with respect to the 
Smith Barney Adjustable Rate Government Income Fund, incorporated herein by 
reference, and to the references to our Firm under the headings "Financial 
Highlights" in the Prospectus and Counsel and Auditors" in the Statement of 
Additional Information.
 



	KPMG Peat Marwick LLP


New York, New York
September 26, 1997
```

[Congressional Bills 113th Congress]
[From the U.S. Government Publishing Office]
[H.R. 1319 Introduced in House (IH)]

113th CONGRESS
  1st Session
                                H. R. 1319

To amend the Federal Crop Insurance Act to expand coverage under plans 
 of insurance available under such Act to include losses to an insured 
  commodity when, as a result of a federally-imposed quarantine, the 
          commodity must be destroyed, and for other purposes.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                             March 21, 2013

  Mr. McNerney (for himself, Mr. Costa, Mrs. Negrete McLeod, and Mr. 
   Vargas) introduced the following bill; which was referred to the 
                        Committee on Agriculture

_______________________________________________________________________

                                 A BILL

 
To amend the Federal Crop Insurance Act to expand coverage under plans 
 of insurance available under such Act to include losses to an insured 
  commodity when, as a result of a federally-imposed quarantine, the 
          commodity must be destroyed, and for other purposes.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. SHORT TITLE.

    This Act may be cited as the ``Containing Risk, Offering Protection 
Act''.

SEC. 2. COVERAGE OF QUARANTINE LOSSES TO INSURED COMMODITIES UNDER THE 
              FEDERAL CROP INSURANCE ACT.

    (a) Expansion To Include Quarantine Losses.--Section 508(a)(1) of 
the Federal Crop Insurance Act (7 U.S.C. 1508(a)(1)) is amended in the 
second sentence--
            (1) by striking ``be due to drought'' and inserting ``be 
        due--
                    ``(A) to drought'';
            (2) by striking ``Secretary).'' and inserting ``Secretary); 
        or''; and
            (3) by adding at the end the following new subparagraph:
                    ``(B) to a quarantine imposed under Federal law, 
                pursuant to the terms of which the commodity is 
                destroyed or otherwise unable to be marketed or 
                otherwise utilized for its intended purpose (as 
                determined by the Secretary).''.
    (b) Application of Amendment.--Subparagraph (B) of section 
508(a)(1) of the Federal Crop Insurance Act (7 U.S.C. 1508(a)(1)), as 
added by subsection (a)(3), shall apply beginning with the 2015 
reinsurance year.
                                 <all>
```
```

[Congressional Bills 113th Congress]
[From the U.S. Government Publishing Office]
[H.R. 1051 Introduced in House (IH)]

113th CONGRESS
  1st Session
                                H. R. 1051

          To suspend temporarily the duty on Disperse Red 92.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                             March 11, 2013

   Mr. Watt introduced the following bill; which was referred to the 
                      Committee on Ways and Means

_______________________________________________________________________

                                 A BILL

 
          To suspend temporarily the duty on Disperse Red 92.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. DISPERSE RED 92.

    (a) In General.--Subchapter II of chapter 99 of the Harmonized 
Tariff Schedule of the United States is amended by inserting in 
numerical sequence the following new heading:

``     9902.01.00        Disperse Red 92     Free            No change      No change      On or before     ''.
                          (CAS No. 72363-26-                                                12/31/2016
                          9) (provided for
                          in subheading
                          3204.11.50)......

    (b) Effective Date.--The amendment made by subsection (a) applies 
to articles entered, or withdrawn from warehouse for consumption, on or 
after the 15th day after the date of the enactment of this Act.
                                 <all>
```
Exhibit
32.1








CERTIFICATION
PURSUANT TO 18 U.S.C. SECTION 1350,


AS
ADOPTED PURSUANT TO


SECTION
906 OF THE SARBANES-OXLEY ACT OF 2004





In
connection with the Quarterly Report of GREEN ENERGY HOLDING CORP. (the
"Company") on Form 10-Q as filed with the Securities and Exchange Commission on
the date hereof (the "Report'), I, John Adair, Chief Executive Officer of the
Company, certify, pursuant to 18 USC ss. 1350, as adopted pursuant to ss. 906 of
the Sarbanes-Oxley Act of 2004, that to the best of my knowledge and
belief:





(1) The
Report fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and





(2) The
information contained in the Report fairly presents, in all material respects,
the financial condition and results of operations of the Company.








/s/ John
Adair


John
Adair, Chief Executive Officer


Date:
February 11, 2009
Gelu TOPA, Petitioner v. Teofilo MELENDEZ, et al.

No. 19-6473

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Eleventh Circuit denied.