alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
[ARTICLE] 6
[CIK] 0000856343
[NAME] SMITH BARNEY SMALL CAP BLEND FUND, INC. - CLASS Y
<TABLE>
<S>                             <C>
[PERIOD-TYPE]                   YEAR
[FISCAL-YEAR-END]                          DEC-31-1999
[PERIOD-END]                               DEC-31-1999
[INVESTMENTS-AT-COST]                      321,956,981
[INVESTMENTS-AT-VALUE]                     340,189,430
[RECEIVABLES]                                6,689,672
[ASSETS-OTHER]                              35,539,295
[OTHER-ITEMS-ASSETS]                                 0
[TOTAL-ASSETS]                             382,418,397
[PAYABLE-FOR-SECURITIES]                     2,332,458
[SENIOR-LONG-TERM-DEBT]                              0
[OTHER-ITEMS-LIABILITIES]                   36,392,923
[TOTAL-LIABILITIES]                         38,725,381
[SENIOR-EQUITY]                                      0
[PAID-IN-CAPITAL-COMMON]                   309,621,865
[SHARES-COMMON-STOCK]                       17,996,454
[SHARES-COMMON-PRIOR]                       15,561,140
[ACCUMULATED-NII-CURRENT]                      382,804
[OVERDISTRIBUTION-NII]                               0
[ACCUMULATED-NET-GAINS]                     14,518,898
[OVERDISTRIBUTION-GAINS]                             0
[ACCUM-APPREC-OR-DEPREC]                    19,169,449
[NET-ASSETS]                               343,693,016
[DIVIDEND-INCOME]                            3,274,890
[INTEREST-INCOME]                              839,790
[OTHER-INCOME]                                       0
[EXPENSES-NET]                               3,034,690
[NET-INVESTMENT-INCOME]                      1,079,990
[REALIZED-GAINS-CURRENT]                    65,293,020
[APPREC-INCREASE-CURRENT]                  (4,324,590)
[NET-CHANGE-FROM-OPS]                       62,048,420
[EQUALIZATION]                                       0
[DISTRIBUTIONS-OF-INCOME]                      436,658
[DISTRIBUTIONS-OF-GAINS]                    28,557,565
[DISTRIBUTIONS-OTHER]                                0
[NUMBER-OF-SHARES-SOLD]                      2,435,314
[NUMBER-OF-SHARES-REDEEMED]                          0
[SHARES-REINVESTED]                                  0
[NET-CHANGE-IN-ASSETS]                      62,780,991
[ACCUMULATED-NII-PRIOR]                        (2,083)
[ACCUMULATED-GAINS-PRIOR]                 (13,047,321)
[OVERDISTRIB-NII-PRIOR]                              0
[OVERDIST-NET-GAINS-PRIOR]                           0
[GROSS-ADVISORY-FEES]                        2,240,238
[INTEREST-EXPENSE]                                   0
[GROSS-EXPENSE]                              3,034,690
[AVERAGE-NET-ASSETS]                       224,381,859
[PER-SHARE-NAV-BEGIN]                            13.34
[PER-SHARE-NII]                                   0.08
[PER-SHARE-GAIN-APPREC]                           2.66
[PER-SHARE-DIVIDEND]                              0.03
[PER-SHARE-DISTRIBUTIONS]                         1.68
[RETURNS-OF-CAPITAL]                              0.00
[PER-SHARE-NAV-END]                              14.37
[EXPENSE-RATIO]                                   0.82
</TABLE>
exv10w2c



 





Exhibit 10.2c




D.R. HORTON, INC.




1991 STOCK INCENTIVE PLAN




(As Restated February 21, 2002)




AMENDMENT NO. 3




     As of December 1, 2003, the Board of Directors of D.R. Horton, Inc.
declared a three-for-two stock split payable in shares of its common stock on
January 12, 2004. To give effect to such stock split the Committee amended the
D.R. Horton, Inc. 1991 Stock Incentive Plan, as amended and restated (the
“Plan”), as follows:



     1. The first sentence of Paragraph 3 of the Plan is hereby amended to read
in its entirety as follows:




     The shares of Common Stock and any other Company Security
which may be (a) sold upon the exercise of Option Rights, (b)
delivered upon the exercise of Appreciation Rights, (c) granted or
sold as Restricted Stock and released from substantial risks of
forfeiture and restrictions on transfer thereof or (d) delivered
in payment of any Performance Units or as Performance Shares (or
in lieu thereof), shall not exceed in the aggregate 17,752,206 shares, subject to adjustment as provided in Paragraph 10 of this
Plan.



     2. In all other respects, the Plan as previously approved is hereby
ratified and confirmed.



Dated January 12, 2004.


	 	 	 	 	 
	 	D.R. Horton, Inc.

 	 
	 	By:  	/s/ Bill W. Wheat
 	 
	 	 	Bill W. Wheat, 	 
	 	 	Executive Vice President and
Chief Financial Officer 	 
	 
	 	Attest:

 	 
	 	/s/ Thomas B. Montano
 	 
	 	Thomas B. Montano, Assistant Secretary
### IN THE UNI TED STAT ES COURT OFAPPEALS FOR THE FIF TH CIRCU IT

No. 11-40062 Conference Calendar
UNITED STATES OF AMERICA, Plaintiff-Appellee

v. JUAN FRANCISCO GUERRERO, Defendant-Appellant

Appeal from the United States District Court for the Southern District of Texas USDC No. 2:10-CR-247-1
Before BENAVIDES, DENNIS, and SOUTHWICK, Circuit Judges. PER CURIAM: * The Federal Public Defender appo i nted to represent Juan Francisco Guerrero has moved for leave to withdraw and has f i l ed a brief in accordance with Anders v. California , 386 U.S. 738 (1967), and United States v. Flores , 632 F.3d 229 (5th Cir. 2011). Guerrero has not filed a response. We have reviewed counsel’s brief and t h e relevant portions of the record reflected therein. We
concur with counsel’s assessment that the appeal presents no nonfrivolous issue for appellate revi e w . Ac c o rdingly, counsel’s motion for leave to withdraw is U n i te d S ta te s C o u rt o f A p p ea l s

F i ft h C i rc u i t 

### F I L E D Octob er 21 , 20 11 Lyle W . Cayce Clerk

Purs uant to 5 T H C IR
. R. 47.5 , the cour t has d ete rm inedt hat this op inion sho uld not * be publ ish ed and is not pr ece dent excep t unde r the lim ite d cir cum st ance s se t forth in 5 T H C IR
. R. 47.5 .4. Case: 11-40062 Document: 00511640954 Page: 1 Date Filed: 10/21/2011No. 11-40062

G RANTED, counsel is excused from further responsibilities herein, a n d th e APPEAL IS DISMISSED. See5 T H C I R
. R. 42.2.

2 Case: 11-40062 Document: 00511640954 Page: 2 Date Filed: 10/21/2011
EXHIBIT 35.1



SERVICER
COMPLIANCE STATEMENT



Re: Mercedes-Benz Financial Services USA LLC, in its capacity
as Servicer (the “Servicer”) under the Amended and Restated Servicing Agreement, dated as of March 1, 2009, among Daimler
Trust, as Titling Trust, Daimler Title Co., as Collateral Agent, and Mercedes-Benz Financial Services USA LLC, as Lender and as
Servicer (the “Servicing Agreement”), and under the 2018-A Servicing Supplement, dated as of January 1, 2018, among
the same parties (the “Servicing Supplement”) for the period from January 24, 2018, to December 31, 2018 (the “Reporting
Period”)



I, Brian T. Stevens, certify that:



|(a) |  | A review of the Servicer’s activities during the Reporting Period and of its
performance under the Servicing Agreement and the Servicing Supplement has been made under my supervision.                                  
|--- |  | -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
|    |  |                                                                                                                                                                                                                          
|(b) |  | To the best of my knowledge, based on such review, the Servicer has fulfilled all
of its obligations under the Servicing Agreement and the Servicing Supplement in all material respects throughout the Reporting
Period.



Dated: March 25, 2019



| | /s/ Brian T. Stevens                
| | ------------------------------------
| | Name: Brian T. Stevens              
| | Title: Vice President and Controller
Exhibit 32.1




CERTIFICATION
PURSUANT TO 18 U.S.C. SECTION 1350


AS
ADOPTED PURSUANT TO


SECTION
906 OF THE SARBANES-OXLEY ACT OF 2002






In
connection with the Quarterly Report of BTX Holdings, Inc. (the “Company”) on
Form 10-Q for the period ending March 31, 2009 as filed with the Securities and
Exchange Commission on the date hereof (the “Report”), I, Scott J. Silverman,
Chief Executive Officer and Chief Financial Officer of the Company, certify,
pursuant to 18 U.S.C. ss.1350, as adopted pursuant to ss. 906 of the
Sarbanes-Oxley Act of 2002, that to my knowledge:




1.
            The Report fully
      complies with the requirements of section 13(a) or 15(d) of the Securities
      Exchange Act of 1934, and




2.
            The
      information contained in the Report fairly presents, in all material
      respects, the financial condition and results of operations of the
      Company.




Date:
May  12, 2009




/s/
Scott J. Silverman


Scott J.
Silverman


Chief
Executive Officer


Principal
Financial Officer,


Principal
Accounting Officer






A signed
original of this written statement required by Section 906 has been provided to
the Company and will be retained by the Company and furnished to the Securities
and Exchange Commission or its staff upon request.
```

[Congressional Bills 113th Congress]
[From the U.S. Government Publishing Office]
[H.R. 119 Introduced in House (IH)]

113th CONGRESS
  1st Session
                                H. R. 119

  To amend the Internal Revenue Code to make permanent the credit for 
                    increasing research activities.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                            January 3, 2013

   Mr. Holt introduced the following bill; which was referred to the 
                      Committee on Ways and Means

_______________________________________________________________________

                                 A BILL

 
  To amend the Internal Revenue Code to make permanent the credit for 
                    increasing research activities.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. PERMANENT EXTENSION OF RESEARCH CREDIT.

    (a) In General.--Section 41 of the Internal Revenue Code of 1986 is 
amended by striking subsection (h).
    (b) Conforming Amendment.--Paragraph (1) of section 45C(b) of such 
Code is amended by striking subparagraph (D).
    (c) Effective Date.--The amendments made by this section shall 
apply to amounts paid or incurred after December 31, 2011.
                                 <all>
```
Anthony James HILL, petitioner, v. UNITED STATES.

No. 19-5274

Supreme Court of the United States.

Nov. 25, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
CONCERT INVESTMENT SERIES 
10F-3 REPORT
February 1, 1998 through October 31, 1998.



			Trade						Purchase	% of
Issuer			Date	Selling Dealer		Amount	
	Price		Issue

Duane Reade Inc.		2/10/98	DLJ			$  462,000
	$16.500		0.54%
Micro Muse		2/12/98	Deutsche Morgan Grenfell	    240,000	  
12.000		0.67
Steelcase			2/17/98	Goldman Sachs		 1,148,000	  
28.000		0.41
Amreso			2/23/98	CS First Boston		 9,750,000	  
30.000		7.22
Waddell & Reed Financial	3/4/98	Morgan Stanley		 1,725,000	  
23.000		0.35
Sirrom Capital		3/5/98	Morgan Stanley		 5,100,000	  
25.000		3.33
Reltec			3/12/98	Morgan Stanley		    435,000	  
29.000		0.36
Dset			3/12/98	BT Sec./Alex Brown	    240,000	  16.000	
	0.67
Lexmark			3/19/98	Goldman Sachs		15,750,000	  
45.000		4.55
ISS Group		3/23/98	Goldman Sachs		     186,450	  22.000	
	0.37
Clear Channel Comm. Comm.3/25/98	BT Sec./Alex Brown	10,160,312	  99.125	
	1.86
Columbia Sportswear Co.	3/26/98	Goldman Sachs		     326,250	  
18.000		0.44
NYS Dorm Auth City Uni	3/30/98	Goldman Sachs		  1,000,000	  
97.769	              17.63
Freedom Securities Corp	4/02/98	DLJ			     492,000	  
20.000		0.45
Cavanaugh Hospitality	4/03/98	CIBC Oppenheimer	     660,000	  
15.000		0.96
Schein Pharmaceutical	4/09/98	Cowen & Co.		     841,500	  
17.000		2.00
Horizon Medical Products	4/14/98	CS First Boston		  1,450,000	  
14.000		2.88
Charles River Associates	4/23/98	Montgomery Securities	     206,460	  
18.500		0.68
Ziff Davis 		4/28/98	Morgan Stanley		  5,084,000	  
15.500		1.55
Provant			4/28/98	Montgomery Securities	     231,400	  
13.000		0.77
Caliber Learning		5/07/98	BTSecurities/Alex.Brown	  1,426,250	  
14.000		2.31
Evolving Systems		5/11/98	Goldman Sachs		       57,400	  
14.000		0.22
Young & Rubicam Inc	5/12/98	Donaldson, Lufkin & Jenrette	  1,075,000	  
25.000		0.60
Federated Investors		5/13/98	Merrill Lynch		     380,000	  
19.000		0.11
Long Island Power Auth	5/14/98	Bear Stearns					
	4.61
    5.00% due 12/01/2018					  3,000,000	  98.965	
	       
    5.50% due 12/01/2029					  1,000,000	  97.004	
	       
Professional Detailing	5/19/98	Morgan Stanley		       40,000	  
16.000		0.09
Capstar Broadcasting	5/26/98	CS First Boston		19,712,500	  
19.000		4.03
Federal Mogul		6/04/98	Merrill Lynch		12,760,000	  58.000	
	2.00
School Speciality		6/09/98	Goldman Sachs		       77,500	  
15.500		0.24
Equant			7/20/98	Morgan Stanley		     178.200	  
27.000		0.03
Conoco			10/21/98	Morgan Stanley		20,355,000	  
23.000		0.80
Conoco			10/21/98	Morgan Stanley		  6,900,000	  
23.00		0.80
<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000810271
<NAME> Select Growth Portfolio
<SERIES>
   <NUMBER>010
   <NAME>Smith Barney Investment Series

<S>                         <C>
<PERIOD-TYPE>              Year
<FISCAL-YEAR-END>                 Oct-31-2001
<PERIOD-END>                      Oct-31-2000
<INVESTMENTS-AT-COST>              49,007,741
<INVESTMENTS-AT-VALUE>             49,420,155
<RECEIVABLES>                         349,576
<ASSETS-OTHER>                            777
<OTHER-ITEMS-ASSETS>                        0
<TOTAL-ASSETS>                     49,770,508
<PAYABLE-FOR-SECURITIES>               76,314
<SENIOR-LONG-TERM-DEBT>                     0
<OTHER-ITEMS-LIABILITIES>              63,810
<TOTAL-LIABILITIES>                   140,124
<SENIOR-EQUITY>                             0
<PAID-IN-CAPITAL-COMMON>           49,557,197
<SHARES-COMMON-STOCK>               4,089,238
<SHARES-COMMON-PRIOR>                 502,001
<ACCUMULATED-NII-CURRENT>              63,306
<OVERDISTRIBUTION-NII>                      0
<ACCUMULATED-NET-GAINS>              (491,227)
<OVERDISTRIBUTION-GAINS>                    0
<ACCUM-APPREC-OR-DEPREC>              501,108
<NET-ASSETS>                       49,630,384
<DIVIDEND-INCOME>                     101,558
<INTEREST-INCOME>                     106,443
<OTHER-INCOME>                              0
<EXPENSES-NET>                        143,752
<NET-INVESTMENT-INCOME>                64,249
<REALIZED-GAINS-CURRENT>             (486,815)
<APPREC-INCREASE-CURRENT>             247,411
<NET-CHANGE-FROM-OPS>                (175,155)
<EQUALIZATION>                              0
<DISTRIBUTIONS-OF-INCOME>               5,012
<DISTRIBUTIONS-OF-GAINS>                    0
<DISTRIBUTIONS-OTHER>                       0
<NUMBER-OF-SHARES-SOLD>             4,140,876
<NUMBER-OF-SHARES-REDEEMED>           554,063
<SHARES-REINVESTED>                       424
<NET-CHANGE-IN-ASSETS>             44,356,833
<ACCUMULATED-NII-PRIOR>                 4,069
<ACCUMULATED-GAINS-PRIOR>              (4,412)
<OVERDISTRIB-NII-PRIOR>                     0
<OVERDIST-NET-GAINS-PRIOR>                  0
<GROSS-ADVISORY-FEES>                 113,202
<INTEREST-EXPENSE>                          0
<GROSS-EXPENSE>                       236,128
<AVERAGE-NET-ASSETS>               15,185,376
<PER-SHARE-NAV-BEGIN>                  10.510
<PER-SHARE-NII>                         0.050
<PER-SHARE-GAIN-APPREC>                 1.590
<PER-SHARE-DIVIDEND>                    0.010
<PER-SHARE-DISTRIBUTIONS>               0.000
<RETURNS-OF-CAPITAL>                    0.000
<PER-SHARE-NAV-END>                    12.140
<EXPENSE-RATIO>                          0.95



</TABLE>
Alfred J. WALKER, Petitioner v. N.C. ENGLISH, Warden.

No. 19-52

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Tenth Circuit denied.
<PAGE>

                                  EXHIBIT 32.1

                  CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER
                       PURSUANT TO 18 U.S.C. SECTION 1350,
      AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of K-Fed Bancorp (the "Company") on Form
10-Q for the period ending December 31, 2003 as filed with the Securities and
Exchange Commission on the date hereof (the "Report"), I, Kay M. Hoveland, Chief
Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350,
as adopted pursuant to Section 906 of the Sarbanes-Oxley act of 2002 and in
connection with this quarterly report on Form 10-Q that:

     1.   The Report fully complies with the requirements of sections 13(a) or
          15(d) of the Securities Exchange Act of 1934, as amended, and

     2.   The information contained in the report fairly presents, in all
          material respects, the company's financial condition and results of
          operations.


Date: March 24, 2004                               /s/ Kay M. Hoveland
      -----------------                            --------------------------
                                                   Kay M. Hoveland
                                                   Chief Executive Officer





                                       17
Rebekah GEE, Secretary, Louisiana Department of Health and Hospitals, Petitioner, v. JUNE MEDICAL SERVICES L.L.C., et al.

No. 18-1460

Supreme Court of the United States.

January 21, 2020

Motion of the Solicitor General for leave to participate in oral argument as *amicus curiae* and for divided argument granted.
```

[Congressional Bills 113th Congress]
[From the U.S. Government Publishing Office]
[H.R. 1357 Introduced in House (IH)]

113th CONGRESS
  1st Session
                                H. R. 1357

  To amend the VOW to Hire Heroes Act of 2011 to improve the Veterans 
   Retraining Assistance Program by providing assistance under such 
  program for certain training programs that are considered less than 
                               full-time.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                             March 21, 2013

 Mr. Johnson of Ohio introduced the following bill; which was referred 
                 to the Committee on Veterans' Affairs

_______________________________________________________________________

                                 A BILL

 
  To amend the VOW to Hire Heroes Act of 2011 to improve the Veterans 
   Retraining Assistance Program by providing assistance under such 
  program for certain training programs that are considered less than 
                               full-time.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. VETERANS RETRAINING ASSISTANCE PROGRAM.

    (a) In General.--Section 211(b) of the VOW to Hire Heroes Act of 
2011 (38 U.S.C. 4100 note) is amended--
            (1) by striking ``, on a full-time basis,'';
            (2) in paragraph (4), by striking ``and'';
            (3) in paragraph (5), by striking the period and inserting 
        ``; and''; and
            (4) by adding at the end the following new paragraph:
            ``(6) is pursued--
                    ``(A) on a full-time basis; or
                    ``(B) on a less than full-time basis if the program 
                consists of at least 16 seat-time hours (or the 
                equivalent).''.
    (b) Effective Date.--The amendments made by subsection (a) shall 
apply with respect to veterans enrolled in a program of education 
described in section 211(b) of the VOW to Hire Heroes Act of 2011 (38 
U.S.C. 4100 note) on or after July 1, 2013.
                                 <all>
```
William P. CASTILLO, Petitioner, v. NEVADA; and

Antonio Lavon Doyle, Petitioner, v. Nevada.

No. 19-7647.

Supreme Court of the United States.

April 20, 2020

Petition for writ of certiorari to the Supreme Court of Nevada denied.
# C_2018100EN.01002401.xml

| 16.3.2018 | EN | Official Journal of the European Union | C 100/24 |
| --- | --- | --- | --- |

16.3.2018

EN

Official Journal of the European Union

C 100/24

---

Special Report No 7/2018

‘EU pre-accession assistance to Turkey: Only limited results so far’

(2018/C 100/11)

The European Court of Auditors hereby informs you that Special Report No 7/2018 ‘EU pre-accession assistance to Turkey: Only limited results so far’ has just been published.

The report can be accessed for consultation or downloading on the European Court of Auditors’ website: http://eca.europa.eu

---
EXHIBIT 32.1

Certification Under Section 906

of the Sarbanes-Oxley Act of 2002, 18 U.S.C. § 1350

In connection with the Annual Report of PermRock Royalty Trust (the Trust) on Form 10-K for the period ended December 31, 2019, as filed with the Securities and Exchange Commission on the date hereof (the Report), the undersigned, not in its individual capacity but solely as the Trustee of the Trust, certifies pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to her knowledge:

(1)

The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

(2)

The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Trust.

|                     |  |  |  |     |  |                                                 
|-------------------- |  |  |  | --- |  | ------------------------------------------------
|                     |  |  |  |     |  |                                                 
|                     |  |  |  |     |  | SIMMONS BANK, TRUSTEE FOR PERMROCK ROYALTY TRUST
|                     |  |  | 
|Date: March 30, 2020 |  |  |  | By: |  | /s/ Lee Ann Anderson                            
|                     |  |  |  |     |  | Lee Ann Anderson,                               
|                     |  |  |  |     |  | Senior Vice President                           
|                     |  |  |  |     |  | Simmons Bank                                    

A signed original of this written statement required by Section 906 has been provided to PermRock Royalty Trust and will be retained by PermRock Royalty Trust and furnished to the Securities and Exchange Commission or its Staff upon request.