alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
##### 



EXHIBIT 31.1
 CERTIFICATIONS
 I, Ronald A. Klein, certify that:
 1.
    
    I have reviewed this Quarterly Report on Form 10-Q of Origen Financial, Inc.;2.
    
    Based on my knowledge, this report does not contain any untrue statement of a material fact
or omit to state a material fact necessary to make the statements made, in light of the
circumstances under which such statements were made, not misleading with respect to the period
covered by this report;3.
    
    Based on my knowledge, the financial statements, and other financial information included
in this report, fairly present in all material respects the financial condition, results of
operations and cash flows of the registrant as of, and for, the periods presented in this
report;4.
    
    The registrants other certifying officer and I are responsible for establishing and
maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and
15d-15(e)), and internal control over financial reporting (as defined in Exchange Act Rules
13a-15(f) and 15d-15(g)) for the registrant and have:
     5.
    
    The registrants other certifying officer and I have disclosed, based on our most recent
evaluation of internal control over financial reporting, to the registrants auditors and the
audit committee of registrants board of directors (or persons performing the equivalent
function):
   /s/ Ronald A. Klein

Ronald A. Klein,
    
    
    
    Dated: May 9, 2007Chief Executive Officer of Origen Financial, Inc.
 33
<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0001058239
<NAME> Salomon Brothers High Income Fund II Inc.

<S>                     <C>
<PERIOD-TYPE>           6-Mos
<FISCAL-YEAR-END>                     Apr-30-2001
<PERIOD-END>                          Oct-31-2000
<INVESTMENTS-AT-COST>               1,055,793,307
<INVESTMENTS-AT-VALUE>                890,373,717
<RECEIVABLES>                          24,018,393
<ASSETS-OTHER>                             15,051
<OTHER-ITEMS-ASSETS>                            0
<TOTAL-ASSETS>                        914,407,161
<PAYABLE-FOR-SECURITIES>                        0
<SENIOR-LONG-TERM-DEBT>                         0
<OTHER-ITEMS-LIABILITIES>             157,031,865
<TOTAL-LIABILITIES>                   157,031,865
<SENIOR-EQUITY>                                 0
<PAID-IN-CAPITAL-COMMON>            1,011,943,782
<SHARES-COMMON-STOCK>                  67,940,079
<SHARES-COMMON-PRIOR>                  66,741,739
<ACCUMULATED-NII-CURRENT>             (6,027,782)
<OVERDISTRIBUTION-NII>                          0
<ACCUMULATED-NET-GAINS>              (83,121,114)
<OVERDISTRIBUTION-GAINS>                        0
<ACCUM-APPREC-OR-DEPREC>            (165,419,590)
<NET-ASSETS>                          757,375,296
<DIVIDEND-INCOME>                               0
<INTEREST-INCOME>                      57,420,072
<OTHER-INCOME>                                  0
<EXPENSES-NET>                         11,020,866
<NET-INVESTMENT-INCOME>                46,399,206
<REALIZED-GAINS-CURRENT>                (142,908)
<APPREC-INCREASE-CURRENT>            (41,181,171)
<NET-CHANGE-FROM-OPS>                   5,075,127
<EQUALIZATION>                                  0
<DISTRIBUTIONS-OF-INCOME>              52,405,494
<DISTRIBUTIONS-OF-GAINS>                        0
<DISTRIBUTIONS-OTHER>                           0
<NUMBER-OF-SHARES-SOLD>                         0
<NUMBER-OF-SHARES-REDEEMED>                     0
<SHARES-REINVESTED>                             0
<NET-CHANGE-IN-ASSETS>               (33,367,445)
<ACCUMULATED-NII-PRIOR>                  (21,494)
<ACCUMULATED-GAINS-PRIOR>            (82,978,206)
<OVERDISTRIB-NII-PRIOR>                         0
<OVERDIST-NET-GAINS-PRIOR>                      0
<GROSS-ADVISORY-FEES>                   5,224,491
<INTEREST-EXPENSE>                              0
<GROSS-EXPENSE>                        11,020,866
<AVERAGE-NET-ASSETS>                  786,973,798
<PER-SHARE-NAV-BEGIN>                      11.850
<PER-SHARE-NII>                             0.690
<PER-SHARE-GAIN-APPREC>                   (0.610)
<PER-SHARE-DIVIDEND>                        0.000
<PER-SHARE-DISTRIBUTIONS>                   0.780
<RETURNS-OF-CAPITAL>                        0.000
<PER-SHARE-NAV-END>                        11.150
<EXPENSE-RATIO>                              2.75



</TABLE>
# Official Journal C 439/30 D

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 439 |
| | |
| English edition | Information and Notices | Volume 5830 December 2015 |

ISSN 1977-091X

Official Journal

of the European Union

C 439

English edition

Information and Notices

Volume 5830 December 2015

---

| Notice No | Contents | page |
| --- | --- | --- |
| | IV   Notices |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2015/C 439/1 | Summary of European Union decisions on marketing authorisations in respect of medicinal products from 1 November 2015 to 30 November 2015(Published pursuant to Article 13 or Article 38 of Regulation (EC) No 726/2004 of the European Parliament and of the Council) | 1 |
| 2015/C 439/2 | Summary of European Union decisions on marketing authorisations in respect of medicinal products from 1 November 2015 to 30 November 2015(Decisions taken pursuant to Article 34 of Directive 2001/83/EC or Article 38 of Directive 2001/82/EC) | 12 |

Notice No

Contents

page

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2015/C 439/1

Summary of European Union decisions on marketing authorisations in respect of medicinal products from 1 November 2015 to 30 November 2015(Published pursuant to Article 13 or Article 38 of Regulation (EC) No 726/2004 of the European Parliament and of the Council)

(Published pursuant to Article 13 or Article 38 of Regulation (EC) No 726/2004 of the European Parliament and of the Council)

1

2015/C 439/2

Summary of European Union decisions on marketing authorisations in respect of medicinal products from 1 November 2015 to 30 November 2015(Decisions taken pursuant to Article 34 of Directive 2001/83/EC or Article 38 of Directive 2001/82/EC)

(Decisions taken pursuant to Article 34 of Directive 2001/83/EC or Article 38 of Directive 2001/82/EC)

12

---

| EN | |
| --- | --- |

EN
Cameron THOMAS, Petitioner, v. NEVADA.

No. 19-5967

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the Supreme Court of Nevada denied.
# Official Journal C 186/2010

| | ISSN 1725-2423
  doi:10.3000/17252423.C_2010.186.eng |
| --- | --- |
| Official Journal
  of the European Union | C 186 |
| | |
| English edition | Information and Notices | Volume 539 July 2010 |

ISSN 1725-2423

doi:10.3000/17252423.C_2010.186.eng

Official Journal

of the European Union

C 186

English edition

Information and Notices

Volume 539 July 2010

---

| Notice No | Contents | page |
| --- | --- | --- |
| | II   Information |
| | INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2010/C 186/01 | Decision of 12 August 2009 of the Management entities under the Agreement between the Government of the United States of America and the European Community on the coordination of energy-efficiency labelling programmes for office equipment on the revision of the computer specifications in Annex C, part VIII, to the Agreement | 1 |

Notice No

Contents

page

II   Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2010/C 186/01

Decision of 12 August 2009 of the Management entities under the Agreement between the Government of the United States of America and the European Community on the coordination of energy-efficiency labelling programmes for office equipment on the revision of the computer specifications in Annex C, part VIII, to the Agreement

1

---

| EN | |
| --- | --- |

EN
QuickLinks
 -- Click here to rapidly navigate through this document
  



 
 

Exhibit 10(j)(4)    
    


 
 

AMENDMENT NO. 3
  TO
  EMPLOYMENT AGREEMENT    
    


        AGREEMENT, made as of October 10, 2003, by and between AEP Industries Inc., a Delaware Corporation (the "Company") and Paul M. Feeney
("Executive"). 



        WHEREAS,
by Employment Agreement, dated as of October 11, 1996, between the Company and the Executive (the "Employment Agreement"), the Company employed Executive for a term which
shall expire on October 11, 2001, and 


        WHEREAS,
by Amendment No. 1 to Employment Agreement, the Company and Executive extended the expiration date for a period of one year, to October 11, 2002, and 


        WHEREAS,
by Amendment No. 2 to Employment Agreement, the Company and Executive extended the expiration date for a period of one year, to October 11, 2003, and 



        WHEREAS,
the Company and Executive desire that the employment of Executive by the Company pursuant to the Employment Agreement be extended for a term of one year. 


        IT
IS, THEREFORE, hereby agreed by and between the parties, as follows: 


        1.     Paragraph 2
of the Employment Agreement is hereby modified so that the term of employment of Executive by the Company shall terminate on the earlier of
(i) October 11, 2004, and (ii) termination of Executive's employment pursuant to the Employment Agreement (such term of employment as hereby extended being known herein as the
"Term"); provided, however, that any termination of employment by Executive (other than for death or Permanent Disability) may only be made upon thirty
(30) days prior written notice to the Company. 


        2.     Except
as herein specifically modified, all of the terms and conditions of the Employment Agreement are continued in full force and effect. 


        IN
WITNESS WHEREOF, the parties have duly executed and entered into this Agreement, as of the date first above written. 



	 	 	AEP INDUSTRIES INC.
	
October 10, 2003	
 	

By:	

/s/  J. BRENDAN BARBA      

	 	 	 	Name:	J. Brendan Barba
	 	 	 	Title:	President and Chief Executive Officer
	

October 10, 2003	
 	

 	

/s/  PAUL M. FEENEY      

	 	 	 	Paul M. Feeney,
	 	 	 	Executive




76









QuickLinks



Exhibit 10(j)(4)


AMENDMENT NO. 3 TO EMPLOYMENT AGREEMENT
EXHIBIT 35.1








ANNUAL SERVICER COMPLIANCE STATEMENT PURSUANT TO ITEM 1123 OF REGULATION AB





CARMAX BUSINESS SERVICES, LLC








The undersigned, a duly authorized officer of CarMax Business Services, LLC, as Servicer pursuant to Section 3.10 of the Sale and Servicing Agreement dated as of January 1, 2018 (the "Sale and Servicing Agreement") among CarMax Auto Owner Trust 2018-1, as Issuer (the "Issuer"), CarMax Auto Funding LLC, as Depositor, and CarMax Business Services, LLC, as Servicer (the "Servicer"), does hereby certify that:





|   |                                                                                                              
|-- | -------------------------------------------------------------------------------------------------------------
|1. | CarMax Business Services, LLC is, as of the date hereof, the Servicer under the Sale and Servicing Agreement.




|   |                                                                                      
|-- | -------------------------------------------------------------------------------------
|2. | The undersigned is duly authorized to execute and deliver this Officer's Certificate.




|   |                                                                                                                                                                                                                                                                                                                                                                                                                               
|-- | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
|3. | A review of the activities of the Servicer during the period beginning on January 24, 2018 and ending onFebruary 28, 2018and of the Servicer's performance under the Sale and Servicing Agreement was made under my supervision.  To the best of my knowledge, based on such review, the Servicer has fulfilled all of its obligations under the Sale and Servicing Agreement in all material respects throughout such period.







Capitalized terms used in this certificate and not otherwise defined herein have the meanings assigned to them in the Sale and Servicing Agreement.





IN WITNESS WHEREOF, the undersigned, a duly authorized officer of the Servicer, has duly executed this Officer's Certificate this 18th day of May, 2018 .





CARMAX BUSINESS SERVICES, LLC





/s/ Enrique Mayor-Mora


Enrique Mayor-Mora


Vice President and Treasurer
CERTIFICATION OF CHIEF EXECUTIVE OFFICER

AND CHIEF FINANCIAL OFFICER

PURSUANT TO 18 U.S.C. SECTION 1350



In connection with this Quarterly Report of King Capital Holdings, Inc. (the "Company") on Form 10-QSB for the period ending March 31, 2005, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Sean King, Chief Executive Officer and Chief Financial Officer of the Company, certifies to the best of his knowledge, pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Sec. 906 of the Sarbanes-Oxley Act of 2002, that:



1. Such Quarterly Report on Form 10-QSB for the period ending March 31, 2005, fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and



2. The information contained in such Quarterly Report on Form 10-QSB for the period ending March 31, 2005, fairly presents, in all material respects, the financial condition and results of operations of King Capital Holdings, Inc.



Dated: May 18, 2005

KING CAPITAL HOLDINGS, INC.



By:
/s/ Sean KingChief Executive Officer and

Chief Financial Office
SMITH BARNEY WORLD FUNDS, INC. 
Emerging Markets Portfolio
European Portfolio
Global Government Bond Portfolio
International Balanced Portfolio
International Equity Portfolio
Pacific Portfolio 

Supplement dated April 24, 1998
to Prospectuses dated February 27, 1998


The Class A shareholders of each of the Portfolios of Smith 
Barney World Funds, Inc. (the "Fund") have approved an amendment 
to the current plan of distribution pursuant to Rule 12b-1 under 
the Investment Company Act of 1940, as amended, with respect to 
the Class A shares. 

As a result of the amendment, payments under the plan with 
respect to Class A shares are not tied exclusively to the 
shareholder services expenses actually incurred by Smith Barney 
and the payments may exceed shareholder expenses actually 
incurred.  The Fund's Board of Directors will evaluate the 
appropriateness of the plan and its payment terms on a continuing 
basis and in so doing will consider all relevant factors, 
including expenses borne by Smith Barney, amounts received under 
the plan and proceeds, if any, of the contingent deferred sales 
charge. 



FD  01446
Mohammed KEITA, Petitioner v. UNITED STATES, et al.

Mohammed Keita, Petitioner v. Citibank N.A., et al.

Mohammed Keita, Petitioner v. IBM, et al.

No. 19M80

Supreme Court of the United States.

December 16, 2019

Motion to direct the Clerk to file a petition for writ of certiorari out of time denied.
SMITH BARNEY EQUITY FUNDS
on behalf of the
Smith Barney Large Cap Blend Fund

Supplement dated August 14, 2000 to
Prospectus dated May 30, 2000



The following information revises and supersedes, as applicable,
the information set forth in the Prospectus of the Fund under
"Management"

Commencing August 14, 2000 Michael Kagan assumed the day-
to-day management of the fund's portfolio.  Mr. Kagan is an
investment officer of the manager and a Director of Salomon Smith
Barney.  Mr. Kagan has more than 17 years of securities business
experience.





FD _____________


g:\legal\funds\slep\2000\secdocs\800stk1
Brandon Lee MOJICA, Petitioner, v. UNITED STATES.

No. 19-35

Supreme Court of the United States.

January 13, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Eleventh Circuit denied.
# C_2015389EN.01001601.xml

| 23.11.2015 | EN | Official Journal of the European Union | C 389/16 |
| --- | --- | --- | --- |

23.11.2015

EN

Official Journal of the European Union

C 389/16

---

Request for a preliminary ruling from the Hessisches Landesarbeitsgericht (Germany) lodged on 24 August 2015 — Jürgen Webb-Sämann v Christopher Seagon (acting as liquidator in the insolvency of Baumarkt Praktiker DIY GmbH)

(Case C-454/15)

(2015/C 389/17)

Language of the case: German

Referring court

Referring court

Hessisches Landesarbeitsgericht

Parties to the main proceedings

Parties to the main proceedings

Applicant: Jürgen Webb-Sämann

Applicant:

Defendant: Christopher Seagon (acting as liquidator in the insolvency of Baumarkt Praktiker DIY GmbH)

Defendant:

Question referred

Question referred

Is a national understanding of a rule under which outstanding salary claims which were deposited with the employer in order to be paid over to a pension fund by a particular date but which were not paid by that employer into a separate account and therefore did not come within the scope of a right to have those claims excluded from insolvency proceedings in respect of the employer’s assets (Aussonderungsrecht) pursuant to Paragraph 47 of the German Insolvency Regulation contrary to Article 8 of Directive 2008/94/EC (1) or to other EU law?

1

---

(1)  Directive 2008/94/EC of the European Parliament and of the Council of 22 October 2008 on the protection of employees in the event of the insolvency of their employer (OJ 2008 L 283, p. 36).

1

---
To the Shareholders and Board of Trustees of
Smith Barney Principal Return Fund:

In planning and performing our audit of the financial statements 
of Smith Barney Principal Return Fund (the "Funds") consisting 
of Zeros Plus Emerging Growth Series 2000 and Security and Growth 
Fund for the year ended November 30, 1998, we considered its 
internal control, including control activities for safeguarding 
securities, in order to determine our auditing procedures for the 
purpose of expressing our opinion on the financial statements and 
to comply with the requirements of Form N-SAR, not to provide 
assurance on the internal control.

The management of the Funds is responsible for establishing and 
maintaining internal control.  In fulfilling this responsibility, 
estimates and judgments by management are required to assess the 
expected benefits and related costs of controls.  Generally, 
controls that are relevant to an audit pertain to the entity's 
objective of preparing financial statements for external purposes 
that are fairly presented in conformity with generally accepted 
accounting principles. Those controls include the safeguarding of 
assets against unauthorized acquisition, use, or disposition. 

Because of inherent limitations in internal control, error or 
fraud may occur and not be detected.  Also, projection of any 
evaluation of internal control to future periods is subject to 
the risk that it may become inadequate because of changes in 
conditions or that the effectiveness of the design and operation 
may deteriorate.

Our consideration of the internal control would not necessarily 
disclose all matters in internal control that might be material 
weaknesses under standards established by the American Institute 
of Certified Public Accountants.  A material weakness is a 
condition in which the design or operation of one or more of the 
internal control components does not reduce to a relatively low 
level the risk that misstatements caused by error or fraud in 
amounts that would be material in relation to the financial 
statements being audited may occur and not be detected within a 
timely period by employees in the normal course of performing 
their assigned functions.  However, we noted no matters involving 
internal control and its operation, including controls for 
safeguarding securities that we consider to be material 
weaknesses as defined above. 

This report is intended solely for the information and use of 
management, the Board of Trustees of the Funds, and the 
Securities and Exchange Commission.



January 15, 1999
DISMISS; and Opinion Filed April 3, 2014. 

# S

In The 

## Court of Appeals Fifth District of Texas at Dallas

No. 05

- 13

- 01403

- CV

LINDA M. GARRARD AND PAUL GARRARD , Appellants
V.
DEUTSCHE BANK NATIONAL TRUST COMPA NY , Appellee

On Appeal from the 191st Judicial District Court Dallas County, Texas Trial Court Cause No. 12

- 03456



### MEMORANDUM OPINION
Before Justices Bridges, O'Neill, and Brown Opinion by Justice O'Neill

The clerk’s record in this case is overdue. By letter dated January 15, 2014, we informed

appellants that we had been notified by the Dallas County District Clerk that the clerk’s record in

this case had been prepared but had not been filed because appellant had not paid for or made

arrangements to pay for the clerk’s record. We directed appellants to provide the Court with

written verification that they had paid for or made arrangements to pay for the clerk’s record or

that they had been found entitled to proceed without payment of co sts within ten days. We

cautioned appellants that if we did not receive the required verification, we might dismiss the

appeal without further notice. To date, appellants have not provided the required verification, or

otherwise corresponded with the Cou rt regarding the status of the clerk’s record.– 2

– Accordingly, we dismiss this appeal. See T EX

. R. A PP

. P. 3 7.3(b) ; 42.3(b)

, (c).

131403F.P05 /Michael J. O’Neill /

MICHAEL J. O’NEILL
JUSTICE– 3

– 

# S

Court of Appeals Fifth District of Texas at Dallas

JUDGMENT

LINDA M. GARRARD AND PAUL GARRARD, Appellants

No. 05

- 13

- 01403

- CV V.

DEUTSCHE BANK NATIONAL TRUST COMPANY, Appellee On Appeal from the 191st Judicial District Court, Dallas County, Texas
Trial Court Cause No. 12

- 03456. Opinion delivered by Justice O'Neill. Justices Bridges and Brown participating.

In accordance with this Court’s opinion of this date, this appeal is DISMISSED

. It is ORDERED that appellee DEUTSCHE BANK NATIONAL TRUST COMPANY recover its costs of this appeal from appellants LINDA M. GARRARD AND PAUL GARRARD.

Judgment entered this 3rd day of April, 2014.

/Michael J. O’Neill

MICHAEL J. O’NEILL
JUSTICE