alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
FORM OF COMMON STOCK CERTIFICATE

                                  EXHIBIT 4.1

          Number                                              Shares
        /---------/                                         /--------/

                         CASTLE & MORGAN HOLDINGS, Inc.
                    TOTAL AUTHORIZED ISSUE 26,000,000 SHARES
25,000,000 SHARES PAR VALUE: $.0001 EACH      1,000,000 SHARES PAR VALUE: $.0001
        COMMON STOCK                                   PREFERRED STOCK

THIS CERTIFIES THAT ____________________________________________ is the owner of
________________________________________________________________ fullY paid and
non-assessable Shares of common stock of Castle & Morgan Holdings, Inc.
transferable on the books of the Corporation by the holder in hereof in person
or by duly authorized Attorney upon surrender of this Certificate properly
endorsed.

Witness the seal of the Corporation and the signatures of its duly authorized
officers.

Dated:

--------------------------                       -----------------------------
                 Secretary                                           President

                         Castle & Morgan Holdings, Inc.

                                   CORPORATE
                                      SEAL
                                     DELAWARE
CERTIFICATE
                              
      The  undersigned, Controller of SMITH BARNEY FUNDS,
INC. (the "Fund"), hereby certifies that the Fund has
received  full payment, in  accordance  with  the provisions
of its Prospectus, for 26,221,490 shares of common stock,
par  value $0.01 per share, the sales  of  which are
reported in the Fund's Rule 24f-2 Notice covering the fiscal
year ended December 31, 1996 and that the facts otherwise
stated in such Notice are true.


                                   Thomas M. Reynolds
                                   Controller

Dated:         February 25, 1997
MARIA S., AS NEXT FRIEND FOR E.H.F. and S.H.F., Minors, and A.S.G., Petitioner v. Ramiro GARZA

No. 18-1350

Supreme Court of the United States.

October 7, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Fifth Circuit denied.
Exhibit 31.1

CERTIFICATION

I, Corey Henry, certify that:

1.             I have reviewed this report on Form 10-K and all reports on Form 10-D required to be
filed in respect of the period covered by this report on Form 10-K of Drive Auto Receivables Trust 2018-1 (the “Exchange Act periodic reports”);

2.             Based on my knowledge, the Exchange Act periodic reports, taken as a whole, do not
contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this
report;

3.             Based on my knowledge, all of the distribution, servicing and other
information required to be provided under Form 10-D for the period covered by this report is included in the Exchange Act periodic reports;

4.            Based on my knowledge and the servicer compliance statement required in this report
under Item 1123 of Regulation AB, and except as disclosed in the Exchange Act periodic reports, the servicer has fulfilled its obligations under the servicing agreement in all material respects; and

5.             All of the reports on assessment of compliance with servicing criteria for asset-backed
securities and their related attestation reports on assessment of compliance with servicing criteria for asset-backed securities required to be included in this report in accordance with Item 1122 of Regulation AB and Exchange Act Rules 13a-18 and
15d-18 have been included as an exhibit to this report, except as otherwise disclosed in this report. Any material instances of noncompliance described in such reports have been disclosed in this report on Form 10-K.

In giving the certifications above, I have reasonably relied on information provided to me by the following unaffiliated parties: Wilmington Trust, National
Association.



| | By:    | /s/ Corey Henry                                                                          | 
| | ------ | ---------------------------------------------------------------------------------------- | 
| | Name:  | Corey Henry                                                                             
| | Title: | President and Chief Executive Officer Santander Drive Auto Receivables LLC, as Depositor
| |        | (senior officer in charge of securitization of the depositor)                           
| | Date:  | March 30, 2020
Lester Leon SANDERS, Petitioner, v. UNITED STATES.

No. 19-5515

Supreme Court of the United States.

October 7, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Eleventh Circuit denied.
##### 



Exhibit 10.2
 NONEXCLUSIVE
SOFTWARE LICENSE AGREEMENT
 nd
 ARTICLE 1
DEFINITIONS
  1.1 Knowledge Base Editor Software
 1.2 Executable Code
 1.3 Source Code
 1.4 Software
 1.5 SHINE
 1.6 Derivative Works
 1.7 Licensed Product
 1..8 Sublicense
  1




---



##### 



1.9 Net Revenue
 1.10 Deductible Expenses
 1.11 Related Company
 ARTICLE 2
CONFIDENTIALITY
 2.1
 ARTICLE 3
COPYRIGHT MARKING
 3.1 ©
 ARTICLE 4
GRANT OF LICENSE
 4.1
 4.2
 4.3
  2




---



##### 



4.4
 ARTICLE 5
USES NOT PERMITTED
 5.1
 5.2
 ARTICLE 6
ROYALTIES
 6 st nd rd th
 ARTICLE 7
TERM
 7.1
 7.2
 ARTICLE 8
TERMINATION
 8.1
 8.2
  3




---



##### 



8.3 Termination for Monetary Breach
 8.4
 8.5
 ARTICLE 9
RELATIONSHIP OF THE PARTIES
 9.1
 ARTICLE 10
PRODUCT LIABILITY
 10.1 Indemnification : Product Liability
Claims
 ARTICLE 11
DISCLAIMER
 11.1
   4




---



##### 



ARTICLE 12
MISCELLANEOUS
 12.1
 12.2
 12.3
 Caltech:
    
    Director, Office of Technology Transfer
California Institute of Technology
1200 East California Boulevard (MC 210-85)
Pasadena, CA 91125
Fax No.: (626) 356-2486Licensee:
    
    VIASPACE Inc.
ATT: CEO
171 N. Altadena Drive, Suite 101
Pasadena, CA 91107
Fax No.: (626) 578-9063
  12.4
  5




---



##### 



12.5
 12.6
 12.7
 ARTICLE 13
FORCE MAJEURE
 13.1
 ARTICLE 14
EXPORT REGULATION
 14
 ARTICLE 15
SUPPORT, MAINTENANCE AND UPGRADES
 15.
 ARTICLE 16
MISCELLANEOUS
 16.1
 16.2
 16.3
  6




---



##### 



16.4
 SIGNATURES
 IN WITNESS WHEREOF
  (Licensee) VIASPACE
    
    (Caltech) California Institute of Technology:By:
    
    /s/ Amjad Abdallat
    
    By:
    
    /s/ Lawrence GilbertAuthorized Signature
    
    Authorized SignaturePrinted Name:
    
    A.J.Abdallat
    
    Printed Name:
    
    Lawrence GilbertTitle:
    
    COO
    
    Title:
    
    Sr. Director of Technology Transfer OfficeDate:
    
    3-14-07
    
    Date:
    
    3-9-07
  7




---



##### 



EXHIBIT A
Description of Software
  NPO 44476 CP
    
    Knowledge Based Editor (KBE)
    
    Raffi Tikidjian, Mark James and Ryan Mackey
 Brief Description:
  8
[Federal Register Volume 87, Number 111 (Thursday, June 9, 2022)]
[Notices]
[Page 35281]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-12356]


=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF STATE

[Public Notice: 11758]


Review of the Designation as Foreign Terrorist Organizations of 
al-Qa'ida in the Arabian Peninsula (and Other Aliases)

    Based upon a review of the Administrative Record assembled pursuant 
to Section 219(a)(4)(C) of the Immigration and Nationality Act, as 
amended (8 U.S.C. 1189(a)(4)(C)) (``INA''), and in consultation with 
the Attorney General and the Secretary of the Treasury, I conclude that 
the circumstances that were the bases for the designation of the 
aforementioned organization as a Foreign Terrorist Organization have 
not changed in such a manner as to warrant revocation of the 
designation and that the national security of the United States does 
not warrant a revocation of the designation.
    Therefore, I hereby determine that the designation of the 
aforementioned organization as a Foreign Terrorist Organization, 
pursuant to Section 219 of the INA (8 U.S.C. 1189), shall be 
maintained.
    This determination shall be published in the Federal Register.

    Dated: May 17, 2022.
Antony J. Blinken,
Secretary of State.
[FR Doc. 2022-12356 Filed 6-8-22; 8:45 am]
BILLING CODE 4710-AD-P
----

Euro exchange rates (1)

12 May 2005

(2005/C 113/01)

1 euro= 

----

(1)

Source: reference exchange rate published by the ECB.

----
Jerel Leon JORDAN, Petitioner, v. UNITED STATES.

No. 19-5676.

Supreme Court of the United States.

March 30, 2020

Petition for rehearing denied.
# Official Journal L 350/2020

| | ISSN 1977-0677 |
| --- | --- |
| Official Journal
  of the European Union | L 350 |
| | |
| English edition | Legislation | Volume 6321 October 2020 |

ISSN 1977-0677

Official Journal

of the European Union

L 350

English edition

Legislation

Volume 6321 October 2020

---

| Contents | | II   Non-legislative acts | page |
| --- | --- | --- | --- |
| | | ACTS ADOPTED BY BODIES CREATED BY INTERNATIONAL AGREEMENTS |
| | * | Decision No 1/2020 of the EPA Committee established by the stepping stone Economic Partnership Agreement between Ghana, of the one part, and the European Community and its Member States, of the other, of 20 August 2020 on the adoption of Protocol No 1 concerning the definition of the concept of ‘originating products’ and methods of administrative cooperation [2020/1526] | 1 |

Contents

II   Non-legislative acts

page

ACTS ADOPTED BY BODIES CREATED BY INTERNATIONAL AGREEMENTS

*

Decision No 1/2020 of the EPA Committee established by the stepping stone Economic Partnership Agreement between Ghana, of the one part, and the European Community and its Member States, of the other, of 20 August 2020 on the adoption of Protocol No 1 concerning the definition of the concept of ‘originating products’ and methods of administrative cooperation [2020/1526]

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.
Exhibit 10.14     First Montauk Securities Corp - amendment

                             MONTAUK FINANCIAL GROUP


May 16, 2003

VIA FACSIMILE

Emergency Filtration Products, Inc.
175 Cassia Way
Ste A115
Henderson NV  89014
ATTN: Doug Beplate, President

Dear Mr. Beplate:

Please use this letter as notification and authorization that First Montauk
Securities Corp. (the "Company") will be waiving an exclusive relationship with
Emergency Filtration Products, Inc. ("EMFP") with respect to our Fee Agreement
(the "Agreement") executed on November 21, 2002. The exclusive relationship we
are waiving is detailed in the Agreement, specifically in paragraph 4 (b) which
explains the "Watermark Transaction". We are waiving the right to be an
exclusive investment banker/advisor to Emergency Filtration Products, Inc., even
thought we may achieve the Watermark Transaction. However, this will not exclude
Montauk from introducing funding Source(s) to Emergency Filtration Products,
Inc. on a non-exclusive basis, as we have been up to this point.

Please be clear that this letter does not forego or render null and void any
other part of the Agreement. The Agreement will remain in effect for as long as
First Montauk Securities, Corp. and Emergency Filtration Products, Inc. agree to
work with one another in the capacity as set forth in the Agreement.

Very Truly Yours,

\S\ Herb Kurinsky

First Montauk Securities Corp.
Herb Kurinsky
President/ CEO
TRAVELERS SERIES FUND INC.
on behalf of the
PUTNAM DIVERSIFIED INCOME PORTFOLIO
Prospectus Supplement dated December 8, 1997
to Prospectus dated February 28, 1997


The following information supplements, and to the extent 
inconsistent therewith supersedes, the information set forth in 
the Prospectus under "Putnam Diversified Income Portfolio":

1.	Investments in the U.S. Government Sector may include 
privately issued debt securities that are rated at least BBB 
or Baa by a nationally recognized securities ratings agency, 
such as Standard & Poor's or Moody's Investors Service, 
Inc., or, if unrated, are determined by Putnam Investment 
Management, Inc. ("Putnam Management") to be of comparable 
quality.

2.	Investments in the International Sector are not subject to 
any limitation based on securities ratings (other than the 
limitation set forth below) and may be denominated in any 
currency, including the U.S. dollar.  Investments in fixed 
income securities of foreign governments and supranational 
entities will be allocated to the International Sector.  The 
High Yield Sector and the International Sector may each make 
investments in foreign corporate fixed income securities.

3.	No more than 5% of the net assets of the Portfolio, 
regardless of whether they are allocated to the High Yield 
Sector or the International Sector, may be invested in 
securities rated below Caa or CCC by a nationally recognized 
securities ratings agency or, if unrated, determined by 
Putnam Management to be of comparable quality.

The foregoing investment limitations will be measured at the time 
of investment and, to the extent a security is assigned a 
different rating by one or more of the various rating agencies, 
Putnam Management will use the highest rating assigned by any 
agency.






FD 01363
u:\legal\funds\$sts\misc\sticker.d97
Sean V. TERRY, Petitioner v. SWIFT TRANSPORTATION

No. 19-6162

Supreme Court of the United States.

November 12, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Fourth Circuit denied.
**Exhibit 31.2**

 

**CERTIFICATION**

 

I, Henry H. Graham, certify that:

 

1.             Ihave reviewed this quarterly report on Form 10-Q of TNS, Inc.;

 

2.             Basedon my knowledge, this report does not contain any untrue statement of amaterial fact or omit to state a material fact necessary to make the statementsmade, in light of the circumstances under which such statements were made, notmisleading with respect to the period covered by this report;

 

3              Basedon my knowledge, the financial statements, and other financial informationincluded in this report, fairly present in all material respects the financialcondition, results of operations and cash flows of the registrant as of, andfor, the periods presented in this report;

 

4.             Theregistrant’s other certifying officer(s) and I are responsible for establishingand maintaining disclosure controls and procedures (as defined in Exchange ActRules 13a-15e and 15d-15e) for the registrant and have:

 

a.             Designed suchdisclosure controls and procedures, or caused such disclosure controls andprocedures to be designed under our supervision, to ensure that materialinformation relating to the registrant, including its consolidatedsubsidiaries, is made known to us by others within those entities, particularlyduring the period in which this report is being prepared;

 

b.             Evaluated theeffectiveness of the registrant’s disclosure controls and procedures andpresented in this report our conclusions about the effectiveness of thedisclosure controls and procedures, as of the end of the period covered by thisreport based on such evaluation; and

 

c.             Disclosed in thisreport any change in the registrant’s internal control over financial reportingthat occurred during the registrant’s most recent fiscal quarter (theregistrant’s fourth fiscal quarter in the case of an annual report) that hasmaterially affected, or is reasonable likely to materially affect, theregistrant’s internal control over financial reporting; and

 

5.             Theregistrant’s other certifying officer(s) and I have disclosed, based on ourmost recent evaluation of internal control over financial reporting, to theregistrant’s auditors and the audit committee of registrant’s board ofdirectors (or persons performing the equivalent functions):

 

a.             All significantdeficiencies and material weaknesses in the design or operation of internalcontrols over financial reporting which are reasonable likely to adverselyaffect the registrant’s ability to record, process, summarize and reportfinancial information; and

 

b.             Any fraud, whether ornot material, that involves management or other employees who have asignificant role in the registrant’s internal control over financial reporting.

 

DATE: August 15, 2005

 
| /s/ Henry H. Graham, Jr.                                     |   |
|-------------------------------------------------------------------|--------|
| Henry H. Graham, Jr.                                         |
| Executive Vice President, Chief Financial Officer & Treasurer |

 

----
Exhibit 10.2


Monday, November 17, 2003

Mr. Igor Filipenko
C&T Co. Inc
100 Caster Avenue
Woodbridge, Ontario


Dear Mr. Filipenko,

                  Re: "Development & License Agreement" between
                    C & T Co Inc and Axion Power Corporation"

         This amends the above-mentioned License Agreement in the following
respects.

         In lieu of the license fee specified in Section 3.1, Axion shall
purchase 100% of the issued and outstanding stock of C&T for a total
consideration of ONE MILLION SEVEN HUNDRED and NINETY-FOUR THOUSAND US DOLLARS
($1,794,000). The purchase price for the foregoing securities shall be payable
according to the following schedule:

1.                US $100,000 was paid on September 22, 2003; 2. US $350,000
                  will be paid on or before December 31, 2003
3.                US $344,000 shall be paid in equal monthly payments of
                  $100,000 each payable on the first day of each month,
                  commencing on January 1, 2004; and
4.                US$1,000,000, together with any remaining balance of the
                  obligation in paragraphs 2 and 3 above shall be paid within 15
                  days after the Beta End Date, as defined in the agreed upon
                  Project Plan and Schedule.

         This letter constitutes an installment subscription agreement. C&T
shall not be required to issue any shares of its capital stock to Axion until
all of the payments set forth herein have been made. Axion shall not enjoy any
of the legal, equitable or other rights of a C&T shareholder, or be subject to
any of the legal burdens associated with such status, until the purchase price
has been paid in full and the C&T shares have actually been issued. If Axion
defaults on its obligation to make any of the foregoing installments and the
default is not cured within 60 days, then C&T shall, at its option, be entitled
to bring suit to enforce this agreement, or elect to terminate this agreement
and retain all amounts previously paid by Axion as liquidated damages.

         Please confirm that the foregoing reflects our understanding by
executing one copy of this letter.

                                                     Axion Power Corporation

                                                     Per:     ________/s/_____
                                                              Kirk Tierney


<PAGE>


Agreed.

C&T Co. Inc.

Per:     ______/s/________
         Igor Filipenko
Manuel GARCIA VELASCO, Petitioner, v. William P. BARR, Attorney General.

No. 19-8124.

Supreme Court of the United States.

May 26, 2020

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
[ARTICLE] 6
[CIK] 0000764624
[NAME] PREMIUM TOTAL RETURN - CLASS O
<TABLE>
<S>                             <C>
[PERIOD-TYPE]                   YEAR
[FISCAL-YEAR-END]                          DEC-31-1999
[PERIOD-END]                               DEC-31-1999
[INVESTMENTS-AT-COST]                    2,249,828,328
[INVESTMENTS-AT-VALUE]                   2,545,540,829
[RECEIVABLES]                              202,999,800
[ASSETS-OTHER]                                   7,138
[OTHER-ITEMS-ASSETS]                                 0
[TOTAL-ASSETS]                           2,748,547,767
[PAYABLE-FOR-SECURITIES]                    38,935,160
[SENIOR-LONG-TERM-DEBT]                              0
[OTHER-ITEMS-LIABILITIES]                  164,716,707
[TOTAL-LIABILITIES]                        203,651,867
[SENIOR-EQUITY]                                      0
[PAID-IN-CAPITAL-COMMON]                 2,090,115,757
[SHARES-COMMON-STOCK]                        3,321,324
[SHARES-COMMON-PRIOR]                        5,102,317
[ACCUMULATED-NII-CURRENT]                    7,790,038
[OVERDISTRIBUTION-NII]                               0
[ACCUMULATED-NET-GAINS]                    150,069,581
[OVERDISTRIBUTION-GAINS]                             0
[ACCUM-APPREC-OR-DEPREC]                   269,920,524
[NET-ASSETS]                             2,544,895,900
[DIVIDEND-INCOME]                           52,405,887
[INTEREST-INCOME]                           69,371,534
[OTHER-INCOME]                                       0
[EXPENSES-NET]                              49,312,417
[NET-INVESTMENT-INCOME]                     72,465,004
[REALIZED-GAINS-CURRENT]                   742,214,274
[APPREC-INCREASE-CURRENT]                (693,844,806)
[NET-CHANGE-FROM-OPS]                      121,032,472
[EQUALIZATION]                                       0
[DISTRIBUTIONS-OF-INCOME]                    1,539,254
[DISTRIBUTIONS-OF-GAINS]                    12,236,774
[DISTRIBUTIONS-OTHER]                                0
[NUMBER-OF-SHARES-SOLD]                        110,823
[NUMBER-OF-SHARES-REDEEMED]                  2,548,374
[SHARES-REINVESTED]                            656,558
[NET-CHANGE-IN-ASSETS]                 (1,672,467,200)
[ACCUMULATED-NII-PRIOR]                      3,257,921
[ACCUMULATED-GAINS-PRIOR]                   73,920,269
[OVERDISTRIB-NII-PRIOR]                              0
[OVERDIST-NET-GAINS-PRIOR]                           0
[GROSS-ADVISORY-FEES]                       24,858,896
[INTEREST-EXPENSE]                                   0
[GROSS-EXPENSE]                             49,312,417
[AVERAGE-NET-ASSETS]                        81,863,621
[PER-SHARE-NAV-BEGIN]                            21.28
[PER-SHARE-NII]                                   0.42
[PER-SHARE-GAIN-APPREC]                           0.51
[PER-SHARE-DIVIDEND]                              0.40
[PER-SHARE-DISTRIBUTIONS]                         3.86
[RETURNS-OF-CAPITAL]                              0.00
[PER-SHARE-NAV-END]                              17.95
[EXPENSE-RATIO]                                   1.60
</TABLE>