alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
**GREENPOINT FINANCIAL CORP. AND SUBSIDIARIES**

**Exhibit 99.2**

**Certification ofPeriodic Report**

 

 

I, Jeffrey R. Leeds, Executive Vice Presidentand Chief Financial Officer of GreenPoint Financial Corp. (the “Company”), certify, pursuant to Section 906of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that:

 

(3)                                  the Quarterly Reporton Form 10-Q of the Company for the quarterly period ended September 30, 2002(the “Report”) fully complies with the requirements of Section 13(a) or 15(d)of the Securities Exchange Actof 1934 (15 U.S.C. 78m or 78o(d)); and

 

(4)                                  the informationcontained in the Report fairly presents, in all material respects, thefinancial condition and results of operations of the Company.

 

Dated:  November 12, 2002

 

 
|   | /s/ Jeffrey R. Leeds                                                              |   |
|--------|-----------------------------------------------------------------------------------|--------|
|   | Jeffrey R. Leeds                                                                  |
|   | Executive Vice President and  Chief Financial Officer  GreenPoint Financial Corp. |

 

----
```
 
 
VIX FUTURES - CBOE FUTURES EXCHANGE                                  Code-1170E1
OPTION AND FUTURES COMBINED POSITIONS AS OF 09/23/14          |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  Long  | Short  |Spreads |  Long  | Short  |  Long  | Short  |  Long  | Short
--------------------------------------------------------------------------------
($1000 X INDEX)                                      OPEN INTEREST:      389,039
COMMITMENTS
 122,654  175,029   91,242  152,432   84,639  366,328  350,910   22,711   38,129

CHANGES FROM 09/16/14 (CHANGE IN OPEN INTEREST:    -24,438)
  -2,909    1,728   -6,854  -16,160  -24,943  -25,923  -30,069    1,485    5,631

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADER
    31.5     45.0     23.5     39.2     21.8     94.2     90.2      5.8      9.8

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:      197)
      59       78       86       39       37      148      165
```

----

Updated September 26, 2014
Seab NOLEN, Petitioner, v. UNITED STATES

No. 19-5236

Supreme Court of the United States.

October 7, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Eighth Circuit denied.
EXHIBIT 10



EXHIBIT 10.15(b)



RESOLUTION OF THE

HUMAN RESOURCES COMMITTEE

DECEMBER 10, 2003


Amendment of Executive Bonus Performance Award Program


RESOLVED, pursuant to section 8 of the Company's Executive Bonus Performance Award Program, as amended (the "Turbo Program"), that section 2 of the Turbo Program is hereby amended to add the following sentence at the end of such section 2:

"Notwithstanding the foregoing, there shall be no Participants in the Program with respect to fiscal year 2004."




it being the intent of this Committee that no Performance Award (as such term is defined in the Company's Incentive Plan 2000) shall be made under the Turbo Program to any person with respect to fiscal year 2004.
Exhibit 99.1



CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



In connection with the annual report on Form 10-K of BioSphere Medical, Inc. (the Company) for the period ended December 31, 2002, as filed with the Securities and Exchange Commission on the date hereof (the
Report), the undersigned, Paul A. Looney, Chief Executive Officer of the Company, hereby certifies, pursuant to 18 U.S.C. Section 1350, that:



(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and



(2) The information contained in the Report fairly presents,
in all material respects, the financial condition and results of operations of the Company.



|                      
|----------------------
|Dated:  March 28, 2003
|
SMITH BARNEY PRINCIPAL RETURN FUND
                        10f-3 REPORT
            SEPTEMBER 1, 1997 - FEBRUARY 28, 1998
                              
                  Trade                         Purchase %
of      % of
Issuer               Date     Selling Dealer       Shares
Price Assets     Issue

Commonwealth Industries    9/23/97  Morgan Stanley Dean
Witter   150,000  $18.000  1.310%     3.00%

Best Software Inc.         9/30/97  Hambreacht & Quist
200    13.000  0.001         0.01

Power-One Power Supplies      9/30/97  Stephens Inc.
2,800  14.000  0.020         0.06

American Italian Pasta Co.    10/8/97  Morgan Stanley Dean
Witter          200   18.0000 0.002         0.00

China Telecom (Hong Kong) Ltd.   10/16/97 Goldman Sachs
900    30.500  0.010         0.00

Beringer Wine Estates Holdings Inc.10/28/97  Goldman Sachs
400    26.000  0.005         0.01

Metromedia Fiber Network Inc. 10/28/97 Salomon Brothers
6,900  16.000  0.050         0.09

Telestra Corp. Ltd.        11/17/97 J.B.Were & Son
424,100   02.000  0.410         0.09

Electric Lightware         11/24/97 Lehman Brothers
5,800  16.000  0.040         0.06

Fleet Financial            12/4/97  Merrilly Lynch
2,400  70.375             0.02

Focal Inc.              12/11/97 Lehman Brothers
5,800  10.000             0.23

Friedman, Billings, Ramsey Group 12/23/97 Friedman,
Billings, Ramsey           1,400  20.000             0.59

Capital Automobile REIT SBI   02/13/98 Friedman, Billings,
Ramsey            3,600  15.000             0.20
**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

  

**Form 8-K**

  

**Current Report**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

  

**Date of Report (Date of earliest event reported):  February 8, 2011**

  

**60 East 42nd St. Associates L.L.C.**

**(Exact name of registrant as specified in its charter)**

  

**Commission File Number:  0-2670**

  

**A New York Limited Liability Company**

   

**13-6077181**

**(State or other jurisdiction of**

   

**(IRS Employer**

**incorporation)**

   

**Identification No.)**

  

**60 East 42nd Street, New York, New York 10165**

**(Address of principal executive offices, including zip code)**

  

**(212) 687-8700**

**(Registrant’s telephone number, including area code)**

  

N/A

**(Former name or former address, if changed since last report)**

  

**Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:**

**[  ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)**

 

**[  ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [  ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR ****240.14d-2(b)) [  ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR ****240.13e-4(c))**

  

Information to be included in the report 

**Item 4.01.  Changes in Registrant's Certifying Accountant**

(b) - On February 8, 2011, the Registrant engaged Ernst & Young LLP as the Registrant's principal independent accountants to audit its financial statements.  The authorization to change the independent accountant of the Registrant, which does not have a board of directors, was given by Registrant’s members.  The Registrant has not consulted with Ernst & Young LLP during its two most recent fiscal years nor during any subsequent interim period prior to its appointment as auditor commencing with the audit for the year ended December 31, 2010 regarding the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Registrant's consolidated financial statements, or on any of the matters or events set forth in Item 304(a)(2) of Regulation S-K.  

 

 

**Signature(s)**

  

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 

 

60 East 42nd St. Associates L.L.C.

Date:  February 9, 2011

By: /s/ Mark Labell

       Mark Labell 

       Senior Vice President – Finance

 

       Malkin Holdings LLC,  Supervisor*

*Registrant is a limited liability 

company supervised by Malkin 

Holdings LLC.  Accordingly, this 

Form 8-K is being signed by a 

senior executive of Registrant’s 

supervisor.
1 ... T hi s procee di ng ar i s es out of Caus e N o. 200 7- C I
- 13 11 0, pendi ng i n t he 40 8t h J udi ci al D i s t r i ct Co ur t , B exa r C o u n ty, T e x a s, the H o n o ra b le L a rr y N o ll p re sid ing . H o w e v e r, the c h a llen g e d o rd e r w a s sig n e d b y the H o n o ra b le M ic h a e l P e d e n , p re sid ing ju d g e o f t h e 2 8 5 th J u d ic ia l D istric t C o u rt, B e x a r C o u n ty, T e x a s. i i i i i i



### MEM ORA ND UMOP INION No . 0 4- 10 -0 00 55 -C V IN RE Wil lia m Ja m e s J ON AS, III Orig inal Procee ding 1 PER C URIAM Sitt ing: Kar en Ang elini, J ustice

Phylis J . Speedlin, J ustice Steven C. Hilbig, Just ice Deliver ed and F iled: Febr uary 10, 2010 PETI TI ON F OR WR I T OF HAB EAS CORP US DENI ED On J anuar

y 21, 2010, relator Wil liam J ames Jonas, I I I filed a petition for writ of habe as
c or pu s, se e kin gre lie f f

ro m the tr ia l c ourt ’s De c e mbe r 11 , 20 09 “ Se c on d Or de r f or Commitme nt i n the B exar County J ail.” The court ha s considere d relator’s petition and the re al par ty in interest’s response and is of the opinion that re lator is not entitled to the relief sought. Accor di n gly , the petition for writ of ha

beas c orpus is DENI ED. See T EX . R. A PP . P. 5 2
. 8 ( a )
. We r e v o k e r e lator’s bond and re mand hi m to the custody of the Sherif

f of B exar County , Texas in accor dance with the trial court’ s Dec ember

11, 2009 “Second O rder for Commitment in t he B exar County J ail.” PER C URIAM
Shafia M. JONES, Petitioner v. WISCONSIN

No. 19-6246

Supreme Court of the United States.

December 9, 2019

Petition for writ of certiorari to the Court of Appeals of Wisconsin, District II denied.
**Exhibit 32.1****CERTIFICATION OF PERIODICREPORT**        I,Dennis G. McLaughlin, III, Chief Executive Officer of Earth Biofuels, Inc.(the “Company”), certify,pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that, to the best of myknowledge:        (1)        the Quarterly Report on Form 10-QSB/A of the Company for the six months ended June 30, 2006 (the“Report”) fully complies with the requirements of Section 13 (a) or 15(d) of the Securities Exchange Act of1934 (15 U.S.C. 78m(a) or 78o(d)); and        (2)        the information contained in the Report fairly presents, in all material respects, the financial condition and results ofoperations of the Company.    Date: June 13, 2007    /s/ Dennis G. McLaughlin,III   Dennis G. McLaughlin, III
<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000275811
<NAME> RETIREMENT PORTFOLIO
<SERIES>
   <NUMBER> 003
   <NAME> SMITH BARNEY MONEY FUNDS, INC.

<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          DEC-31-1999
<PERIOD-END>                               DEC-31-1999
<INVESTMENTS-AT-COST>                    1,697,807,969
<INVESTMENTS-AT-VALUE>                   1,697,807,969
<RECEIVABLES>                                7,526,231
<ASSETS-OTHER>                                     266
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                           1,705,334,466
<PAYABLE-FOR-SECURITIES>                             0
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                    1,634,598
<TOTAL-LIABILITIES>                          1,634,598
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                 1,703,697,892
<SHARES-COMMON-STOCK>                    1,703,697,892
<SHARES-COMMON-PRIOR>                    1,682,086,660
<ACCUMULATED-NII-CURRENT>                        1,976
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                              0
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                             0
<NET-ASSETS>                             1,703,699,868
<DIVIDEND-INCOME>                                    0
<INTEREST-INCOME>                           88,971,197
<OTHER-INCOME>                                       0
<EXPENSES-NET>                              11,697,839
<NET-INVESTMENT-INCOME>                     77,273,358
<REALIZED-GAINS-CURRENT>                             0
<APPREC-INCREASE-CURRENT>                            0
<NET-CHANGE-FROM-OPS>                       77,273,358
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                   77,273,358
<DISTRIBUTIONS-OF-GAINS>                             0
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                  6,301,771,167
<NUMBER-OF-SHARES-REDEEMED>              6,359,076,721
<SHARES-REINVESTED>                         78,916,786
<NET-CHANGE-IN-ASSETS>                      21,611,232
<ACCUMULATED-NII-PRIOR>                          1,976
<ACCUMULATED-GAINS-PRIOR>                            0
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                        7,196,326
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                             11,969,299
<AVERAGE-NET-ASSETS>                     1,697,699,143
<PER-SHARE-NAV-BEGIN>                             1.00
<PER-SHARE-NII>                                   0.05
<PER-SHARE-GAIN-APPREC>                         (0.05)
<PER-SHARE-DIVIDEND>                              0.00
<PER-SHARE-DISTRIBUTIONS>                         0.00
<RETURNS-OF-CAPITAL>                              0.00
<PER-SHARE-NAV-END>                               1.00
<EXPENSE-RATIO>                                   0.69


</TABLE>
----

Exhibit 32.1

|   | (1) | the      report fully complies with the requirements of section 13(a) or 15(d) of      the Securities Exchange Act of 1934, as amended;  and |
|--------|-----|----------------------------------------------------------------------------------------------------------------------------------------------|

|   | (2) | the      information contained in the report fairly presents, in all material      respects, the financial condition and results of operations of the      registrant. |
|--------|-----|------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|   | /s/      Thomas L. Millner                                       |
|--------|------------------------------------------------------------------|
|   | Thomas      L. MillnerPresident      and Chief Executive Officer |

|   | /s/      Ralph W. Castner                                           |
|--------|---------------------------------------------------------------------|
|   | Ralph      W. CastnerVice      President and Chief FinancialOfficer |

Back toForm 10-Q
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1,000

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-1999
<PERIOD-START>                             JAN-01-1999
<PERIOD-END>                               JUN-30-1999
<CASH>                                          11,147
<SECURITIES>                                         0
<RECEIVABLES>                                   34,113
<ALLOWANCES>                                         0
<INVENTORY>                                     41,240
<CURRENT-ASSETS>                                99,058
<PP&E>                                         142,503
<DEPRECIATION>                                       0
<TOTAL-ASSETS>                                 283,524
<CURRENT-LIABILITIES>                           35,102
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                           551
<OTHER-SE>                                     132,603
<TOTAL-LIABILITY-AND-EQUITY>                   283,524
<SALES>                                        100,836
<TOTAL-REVENUES>                               100,836
<CGS>                                           52,720
<TOTAL-COSTS>                                   52,720
<OTHER-EXPENSES>                                 3,199
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                               3,699
<INCOME-PRETAX>                                 10,722
<INCOME-TAX>                                       877
<INCOME-CONTINUING>                              9,845
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                     9,845
<EPS-BASIC>                                        .19
<EPS-DILUTED>                                      .17


</TABLE>
Kurt J. MYRIE, Petitioner v. UNITED STATES.

No. 19-5392

Supreme Court of the United States.

November 4, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
Neil GRENNING, petitioner, v. James KEY, Superintendent, Airway Heights Corrections Center, et al.

No. 18-9052.

Supreme Court of the United States

Aug. 23, 2019.

Petition for rehearing denied.
# C_2018460EN.01000801.xml

| 21.12.2018 | EN | Official Journal of the European Union | C 460/8 |
| --- | --- | --- | --- |

21.12.2018

EN

Official Journal of the European Union

C 460/8

---

Non-opposition to a notified concentration

(Case M.9189 — Cerberus Group/Staples UK Limited/Marke Creative Merchandise)

(Text with EEA relevance)

(2018/C 460/07)

On 12 December 2018, the Commission decided not to oppose the above notified concentration and to declare it compatible with the internal market. This decision is based on Article 6(1)(b) of Council Regulation (EC) No 139/2004 (1). The full text of the decision is available only in English and will be made public after it is cleared of any business secrets it may contain. It will be available:

| — | in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes, |
| --- | --- |

—

in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes,

| — | in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32018M9189. EUR-Lex is the online access to European law. |
| --- | --- |

—

in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32018M9189. EUR-Lex is the online access to European law.

---

(1)  OJ L 24, 29.1.2004, p. 1.

---
# C_2017391EN.01000301.xml

| 18.11.2017 | EN | Official Journal of the European Union | C 391/3 |
| --- | --- | --- | --- |

18.11.2017

EN

Official Journal of the European Union

C 391/3

---

Notice concerning the definitive anti-dumping duty imposed on imports of citric acid originating in the People’s Republic of China

Change of address of a company subject to an individual anti-dumping duty rate

(2017/C 391/03)

Imports of citric acid originating in the People’s Republic of China are subject to an anti-dumping duty imposed by Implementing Regulation (EU) 2015/82 (1).

1

RZBC (Juxian) Co., Ltd, TARIC additional code A877, a company subject to an individual anti-dumping duty rate of 36,8 % following Regulation (EU) 2015/82, notified the Commission of its change of address from ‘No 209 Laiyang Road (West Side of North Chengyang Road), Juxian Economic Development Zone, Rizhao City, Shandong Province, PRC’ to ‘No 209 Laiyang Road, Juxian Economic Development Zone, Rizhao City, Shandong Province, PRC’.

The company argued that its change of address does not affect its right to continue to benefit from the individual anti-dumping duty rate.

The Commission has examined the information supplied and concluded that the change of address in no way affects the findings of Regulation (EU) 2015/82.

Therefore, the reference in Article 1 of Regulation (EU) 2015/82 to:

| RZBC (Juxian) Co., Ltd — No 209 Laiyang Road (West Side of North Chengyang Road), Juxian Economic Development Zone, Rizhao City, Shandong Province, PRC | A877 |
| --- | --- |

RZBC (Juxian) Co., Ltd — No 209 Laiyang Road (West Side of North Chengyang Road), Juxian Economic Development Zone, Rizhao City, Shandong Province, PRC

A877

should be read as:

| RZBC (Juxian) Co., Ltd — No 209 Laiyang Road, Juxian Economic Development Zone, Rizhao City, Shandong Province, PRC | A877 |
| --- | --- |

RZBC (Juxian) Co., Ltd — No 209 Laiyang Road, Juxian Economic Development Zone, Rizhao City, Shandong Province, PRC

A877

---

(1)  OJ L 15, 22.1.2015, p. 8.

1

---
Jorge Alberto RAMIREZ, Petitioner v. Lorie DAVIS, Director, Texas Department of Criminal Justice, Correctional Institutions Division.

No. 19-5862

Supreme Court of the United States.

November 12, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Fifth Circuit denied.