alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
[ARTICLE] 6
[CIK] 0000089558
[NAME] SMITH BARNEY APPRECIATION GROWTH FUND INC. - CLASS A
<TABLE>
<S>                             <C>
[PERIOD-TYPE]                   YEAR
[FISCAL-YEAR-END]                          DEC-31-1999
[PERIOD-END]                               DEC-31-1999
[INVESTMENTS-AT-COST]                    3,848,429,517
[INVESTMENTS-AT-VALUE]                   5,608,832,798
[RECEIVABLES]                               31,102,715
[ASSETS-OTHER]                             577,576,527
[OTHER-ITEMS-ASSETS]                                 0
[TOTAL-ASSETS]                           6,217,512,040
[PAYABLE-FOR-SECURITIES]                    20,898,204
[SENIOR-LONG-TERM-DEBT]                              0
[OTHER-ITEMS-LIABILITIES]                  587,617,483
[TOTAL-LIABILITIES]                        608,515,687
[SENIOR-EQUITY]                                      0
[PAID-IN-CAPITAL-COMMON]                 3,659,597,851
[SHARES-COMMON-STOCK]                      211,428,104
[SHARES-COMMON-PRIOR]                      193,252,744
[ACCUMULATED-NII-CURRENT]                      675,106
[OVERDISTRIBUTION-NII]                               0
[ACCUMULATED-NET-GAINS]                    188,320,115
[OVERDISTRIBUTION-GAINS]                             0
[ACCUM-APPREC-OR-DEPREC]                 1,760,403,281
[NET-ASSETS]                             5,608,996,353
[DIVIDEND-INCOME]                           52,974,530
[INTEREST-INCOME]                           46,144,932
[OTHER-INCOME]                                       0
[EXPENSES-NET]                              61,420,472
[NET-INVESTMENT-INCOME]                     37,698,990
[REALIZED-GAINS-CURRENT]                   597,948,936
[APPREC-INCREASE-CURRENT]                   89,842,578
[NET-CHANGE-FROM-OPS]                      725,490,540
[EQUALIZATION]                                       0
[DISTRIBUTIONS-OF-INCOME]                   29,798,182
[DISTRIBUTIONS-OF-GAINS]                   323,704,746
[DISTRIBUTIONS-OTHER]                                0
[NUMBER-OF-SHARES-SOLD]                     32,259,798
[NUMBER-OF-SHARES-REDEEMED]                 35,857,091
[SHARES-REINVESTED]                         21,772,653
[NET-CHANGE-IN-ASSETS]                     683,031,590
[ACCUMULATED-NII-PRIOR]                        (9,654)
[ACCUMULATED-GAINS-PRIOR]                (141,482,128)
[OVERDISTRIB-NII-PRIOR]                              0
[OVERDIST-NET-GAINS-PRIOR]                           0
[GROSS-ADVISORY-FEES]                       29,764,149
[INTEREST-EXPENSE]                                   0
[GROSS-EXPENSE]                             61,420,472
[AVERAGE-NET-ASSETS]                     3,119,097,598
[PER-SHARE-NAV-BEGIN]                            15.31
[PER-SHARE-NII]                                   0.15
[PER-SHARE-GAIN-APPREC]                           2.08
[PER-SHARE-DIVIDEND]                              0.00
[PER-SHARE-DISTRIBUTIONS]                         1.81
[RETURNS-OF-CAPITAL]                              0.00
[PER-SHARE-NAV-END]                              15.73
[EXPENSE-RATIO]                                   0.92
</TABLE>
* Pursuant to 5TH CIR. R. 47.5, the court has determined that

this opinion should not be published and is not precedent except

under the limited circumstances set forth in 5TH CIR. R. 47.5.4.

United States Court of Appeals

Fifth Circuit

FILED

February 2, 2006

Charles R. Fulbruge III

Clerk

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

 

No. 04-41153

Summary Calendar

 

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

JOSE ALFREDO AREVALO-LOZANO,

Defendant-Appellant.

--------------------

Appeal from the United States District Court

for the Southern District of Texas

USDC No. 7:04-CR-277-ALL

--------------------

Before KING, DeMOSS, and PRADO, Circuit Judges.

PER CURIAM:*

Jose Alfredo Arevalo-Lozano (“Arevalo”) appeals his

conviction and the 63-month sentence he received for his

conviction on his guilty plea to a charge of illegal re-entry to

the United States, a violation of 8 U.S.C. § 1326. 

Arevalo’s constitutional challenge to 8 U.S.C. § 1326 is

foreclosed by Almendarez-Torres v. United States, 523 U.S. 224,

235 (1998). Although Arevalo contends that Almendarez-Torres was

incorrectly decided and that a majority of the Supreme Court
No. 04-41153

-2-

would overrule Almendarez-Torres in light of Apprendi v. New

Jersey, 530 U.S. 466 (2000), we have repeatedly rejected such

arguments on the basis that Almendarez-Torres remains binding. 

See United States v. Garza-Lopez, 410 F.3d 268, 276 (5th Cir.),

cert. denied, 126 S. Ct. 298 (2005). Arevalo properly concedes

that his argument is foreclosed in light of Almendarez-Torres and

circuit precedent, but he raises it here to preserve it for

further review. Accordingly, Arevalo’s conviction is AFFIRMED.

Arevalo contends that his sentence must be vacated because

he was sentenced pursuant to mandatory sentencing guidelines that

were held unconstitutional in United States v. Booker, 543 U.S.

220 (2005). He asserts that the error in his case is reversible

because the error is structural and is insusceptible of harmless

error analysis. Contrary to Arevalo’s contention, we have

previously rejected this specific argument. See United States v.

Walters, 418 F.3d 461, 463 (5th Cir. 2005). 

In the alternative, Arevalo contends that the Government

cannot show that the error that occurred at his sentencing was

harmless. We review Arevalo’s preserved challenge to his

sentence for harmless error under FED. R. CRIM. P. 52(a). See

Walters, 418 F.3d at 463.

Arevalo was sentenced at the bottom of the guideline range,

and the district court stated that Arevalo’s sentence seemed 

lengthy for his crime. The record provides no indication, and

the Government has not shown, that the district court would not
No. 04-41153

-3-

have sentenced Arevalo differently under an advisory guidelines

system. See United States v. Garza, 429 F.3d 165, 170-71 (5th

Cir. 2005). Accordingly, Arevalo’s sentence is VACATED, and his

case is REMANDED for further proceedings consistent with this

opinion.

AFFIRMED IN PART; VACATED IN PART; REMANDED.
James Earvin SANDERS, Petitioner, v. UNITED STATES.

No. 19-7498.

Supreme Court of the United States.

April 27, 2020

Petition for rehearing denied.
# C_2018418EN.01000301.xml

| 19.11.2018 | EN | Official Journal of the European Union | C 418/3 |
| --- | --- | --- | --- |

19.11.2018

EN

Official Journal of the European Union

C 418/3

---

Special Report No 29/2018

‘EIOPA made an important contribution to supervision and stability in the insurance sector, but significant challenges remain’

(2018/C 418/03)

The European Court of Auditors hereby informs you that Special Report No 29/2018 ‘EIOPA made an important contribution to supervision and stability in the insurance sector, but significant challenges remain’ has just been published.

The report can be accessed for consultation or downloading on the European Court of Auditors’ website: http://eca.europa.eu

---
xml version="1.0" encoding="UTF-8"?


C\_2018185EN.01000501.xml


| | | | |
| --- | --- | --- | --- |
| 30.5.2018 | EN | Official Journal of the European Union | C 185/5 |

---

Prior notification of a concentration

(Case M.8930 — TUI/Hotelbeds Group destinations services business)

Candidate case for simplified procedure

(Text with EEA relevance)

(2018/C 185/06)

1.

On 23 May 2018, the Commission received notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 [(1)](#ntr1-C_2018185EN.01000501-E0001).

This notification concerns the following undertakings:

| | |
| --- | --- |
| — | TUI AG (‘TUI’, Germany), |

| | |
| --- | --- |
| — | The destination management services business of the Hotelbeds Group (‘HBG DM’). |

TUI acquires within the meaning of Article 3(1)(b) of the Merger Regulation sole control of HBG DM.

The concentration is accomplished by way of purchase of shares.

2.

The business activities of the undertakings concerned are:

—   for TUI: integrated leisure tourism group operating in approximately 180 countries through its various subsidiaries,

—   for HBG DM: inbound services for destination management to customers engaged in the tourist sector, as well as meetings, incentives, conferences and events services.

3.

On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the Merger Regulation. However, the final decision on this point is reserved.

Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under the Council Regulation (EC) No 139/2004 [(2)](#ntr2-C_2018185EN.01000501-E0002) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice.

4.

The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.

Observations must reach the Commission not later than 10 days following the date of this publication. The following reference should always be specified:

M.8930 — TUI/Hotelbeds Group destinations services business

Observations can be sent to the Commission by email, by fax, or by post. Please use the contact details below:

| |
| --- |
| Email: COMP-MERGER-REGISTRY@ec.europa.eu |
| Fax +32 22964301 |
| Postal address: |
| European Commission |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

---

[(1)](#ntc1-C_2018185EN.01000501-E0001)  [OJ L 24, 29.1.2004, p. 1](http://publications.europa.eu/resource/oj/JOL_2004_024_R_TOC) (the ‘Merger Regulation’).

[(2)](#ntc2-C_2018185EN.01000501-E0002)  [OJ C 366, 14.12.2013, p. 5](http://publications.europa.eu/resource/oj/JOC_2013_366_R_TOC).

---
<TABLE> <S> <C>


<ARTICLE>                 5
<LEGEND>
This schedule contains summary financial information extracted from the Balance
Sheet, and Statement of Operations and is qualified in its entirety by
reference to such financial statements.
</LEGEND>

<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                           DEC-31-1999
<PERIOD-END>                                SEP-30-1999
<CASH>                                       5,710,254
<SECURITIES>                                         0
<RECEIVABLES>                                        0
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                             6,111,496
<PP&E>                                         416,311
<DEPRECIATION>                                  24,694
<TOTAL-ASSETS>                              27,880,963
<CURRENT-LIABILITIES>                          357,051
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                       132,106
<OTHER-SE>                                   8,561,070
<TOTAL-LIABILITY-AND-EQUITY>                27,880,963
<SALES>                                              0
<TOTAL-REVENUES>                             6,027,544
<CGS>                                                0
<TOTAL-COSTS>                               12,197,722
<OTHER-EXPENSES>                              (830,167)
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                             (7,312,230)
<INCOME-TAX>                                   (16,359)
<INCOME-CONTINUING>                         (7,295,871)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                (7,295,871)
<EPS-BASIC>                                    (0.56)
<EPS-DILUTED>                                        0



</TABLE>
<PAGE>   1
                        Consent Of Independent Auditors             Exhibit 23.1



The Board of Directors
Enlighten Software Solutions, Inc.:

We consent to incorporation by reference in the registration statement
(No.33-73588) on Form S-8 of Enlighten Software Solutions, Inc. of our report
dated March 15, 2001, except as to Note 10, which is as of March 30, 2001,
relating to the consolidated balance sheets of Enlighten Software Solutions,
Inc. and subsidiary as of December 31, 2000 and 1999, and the related
consolidated statements of operations, shareholders' equity, and cash flows for
each of the years in the two-year period ended December 31, 2000, which report
appears in the December 31, 2000, annual report on Form 10-KSB of Enlighten
Software Solutions, Inc.

                                                        /s/ KPMG LLP

Mountain View, California
March 30, 2001
# C_2018447EN.01000201.xml

| 12.12.2018 | EN | Official Journal of the European Union | C 447/2 |
| --- | --- | --- | --- |

12.12.2018

EN

Official Journal of the European Union

C 447/2

---

Initiation of proceedings

(Case M.8907 — Aperam/VDM)

(Text with EEA relevance)

(2018/C 447/03)

On 29 November 2018, the Commission decided to initiate proceedings in the above-mentioned case after finding that the notified concentration raises serious doubts as to its compatibility with the internal market. The initiation of proceedings opens a second phase investigation with regard to the notified concentration, and is without prejudice to the final decision on the case. The decision is based on Article 6(1)(c) of Council Regulation (EC) No 139/2004 (1).

The Commission invites interested third parties to submit their observations on the proposed concentration to the Commission.

In order to be fully taken into account in the procedure, observations should reach the Commission not later than 15 days following the date of this publication. Observations can be sent to the Commission by fax (+32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference M.8907 — Aperam/VDM, to the following address:

| European Commission |
| --- |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

European Commission

Directorate-General for Competition

Merger Registry

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

---

(1)  OJ L 24, 29.1.2004, p. 1 (the ‘Merger Regulation’).

---
[ARTICLE] 6
[CIK] 0000811706
[NAME] SMITH BARNEY ARIZONA MUNICIPAL INC. CLASS B
<TABLE>
<S>                             <C>
[PERIOD-TYPE]                   6-MOS
[FISCAL-YEAR-END]                          MAY-31-2000
[PERIOD-END]                               NOV-30-1999
[INVESTMENTS-AT-COST]                       63,135,952
[INVESTMENTS-AT-VALUE]                      62,128,349
[RECEIVABLES]                                1,294,716
[ASSETS-OTHER]                                       0
[OTHER-ITEMS-ASSETS]                                 0
[TOTAL-ASSETS]                              63,423,065
[PAYABLE-FOR-SECURITIES]                             0
[SENIOR-LONG-TERM-DEBT]                              0
[OTHER-ITEMS-LIABILITIES]                    3,407,646
[TOTAL-LIABILITIES]                          3,407,646
[SENIOR-EQUITY]                                      0
[PAID-IN-CAPITAL-COMMON]                    61,520,295
[SHARES-COMMON-STOCK]                        1,794,664
[SHARES-COMMON-PRIOR]                        1,850,399
[ACCUMULATED-NII-CURRENT]                     (32,047)
[OVERDISTRIBUTION-NII]                               0
[ACCUMULATED-NET-GAINS]                      (465,226)
[OVERDISTRIBUTION-GAINS]                             0
[ACCUM-APPREC-OR-DEPREC]                   (1,007,603)
[NET-ASSETS]                                60,015,419
[DIVIDEND-INCOME]                                    0
[INTEREST-INCOME]                            1,888,145
[OTHER-INCOME]                                       0
[EXPENSES-NET]                                 322,044
[NET-INVESTMENT-INCOME]                      1,566,101
[REALIZED-GAINS-CURRENT]                     (465,208)
[APPREC-INCREASE-CURRENT]                  (3,330,474)
[NET-CHANGE-FROM-OPS]                      (2,229,581)
[EQUALIZATION]                                       0
[DISTRIBUTIONS-OF-INCOME]                      384,742
[DISTRIBUTIONS-OF-GAINS]                        29,334
[DISTRIBUTIONS-OTHER]                                0
[NUMBER-OF-SHARES-SOLD]                        100,690
[NUMBER-OF-SHARES-REDEEMED]                    178,753
[SHARES-REINVESTED]                             22,328
[NET-CHANGE-IN-ASSETS]                     (6,981,489)
[ACCUMULATED-NII-PRIOR]                      (116,166)
[ACCUMULATED-GAINS-PRIOR]                      104,307
[OVERDISTRIB-NII-PRIOR]                              0
[OVERDIST-NET-GAINS-PRIOR]                           0
[GROSS-ADVISORY-FEES]                          163,280
[INTEREST-EXPENSE]                                   0
[GROSS-EXPENSE]                                322,044
[AVERAGE-NET-ASSETS]                        18,159,549
[PER-SHARE-NAV-BEGIN]                            10.30
[PER-SHARE-NII]                                   0.23
[PER-SHARE-GAIN-APPREC]                         (0.59)
[PER-SHARE-DIVIDEND]                              0.21
[PER-SHARE-DISTRIBUTIONS]                         0.02
[RETURNS-OF-CAPITAL]                              0.00
[PER-SHARE-NAV-END]                               9.71
[EXPENSE-RATIO]                                   1.35
</TABLE>
UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549

                                 ---------------

                                   FORM 10-Q/A
                               (Amendment No. 1)

                                 ---------------
(Mark One)

[ X ]       QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

For the Quarterly Period Ended March 31, 1996.

                                       OR

[   ]      TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

                         Commission File Number 0-22516

                           GreenPoint Financial Corp.
             (Exact name of Registrant as Specified in its Charter)

               Delaware                               06-1379001
    (State or other jurisdiction of     (I.R.S. employer identification number)
    incorporation or organization)

  90 Park Avenue, New York, New York                     10016
    (Address of principal executive                   (Zip Code)
               offices)

Registrant's telephone number, including area code:  (212) 834-1710

Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for shorter period that the registrant was required
to file such reports), and (2) has been subject to such filing requirements for
the past 90 days.

      [ X ] Yes         [   ] No

As of May 10, 1996 there were 51,153,000 shares of common stock outstanding.

<PAGE>

                                EXPLANATORY NOTE

This amendment amends the Company's Quarterly Report on Form 10-Q for the period
ended March 31, 1996. The only item amended hereby is Exhibit 27.1 to Item 6.

Item 6 - Exhibits and Reports on Form 8-K

  (a) Exhibits

Exhibit
Number            Exhibit
------            -------

27.1              Financial Data Schedule


<PAGE>


                                   SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.

                                   GREENPOINT FINANCIAL CORP.

                        By           /s/ Thomas S. Johnson
                                     ---------------------
                                       Thomas S. Johnson
                              Chairman and Chief Executive Officer


                        By           /s/ Jeffrey R. Leeds
                                     ---------------------
                                        Jeffrey R. Leeds
                               Executive Vice President, Finance

Dated June 9, 1998
WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.

<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000797480
<NAME> SMITH BARNEY SECTOR SERIES
<SERIES>
   <NUMBER>002
   <NAME>SMITH BARNEY FINANCIAL SERVICES FUND

<S>                         <C>
<PERIOD-TYPE>              8 Mos
<FISCAL-YEAR-END>                OCT-31-2000
<PERIOD-END>                     OCT-31-2001
<INVESTMENTS-AT-COST>             62,961,866
<INVESTMENTS-AT-VALUE>            73,854,933
<RECEIVABLES>                      7,001,724
<ASSETS-OTHER>                             0
<OTHER-ITEMS-ASSETS>                     238
<TOTAL-ASSETS>                    80,856,895
<PAYABLE-FOR-SECURITIES>           6,839,347
<SENIOR-LONG-TERM-DEBT>                    0
<OTHER-ITEMS-LIABILITIES>                  0
<TOTAL-LIABILITIES>                6,839,347
<SENIOR-EQUITY>                            0
<PAID-IN-CAPITAL-COMMON>          60,555,611
<SHARES-COMMON-STOCK>                898,679
<SHARES-COMMON-PRIOR>                      0
<ACCUMULATED-NII-CURRENT>             18,454
<OVERDISTRIBUTION-NII>                     0
<ACCUMULATED-NET-GAINS>            2,373,976
<OVERDISTRIBUTION-GAINS>                   0
<ACCUM-APPREC-OR-DEPREC>          10,887,257
<NET-ASSETS>                      73,835,299
<DIVIDEND-INCOME>                    664,565
<INTEREST-INCOME>                     41,152
<OTHER-INCOME>                             0
<EXPENSES-NET>                       687,263
<NET-INVESTMENT-INCOME>               18,454
<REALIZED-GAINS-CURRENT>           2,373,976
<APPREC-INCREASE-CURRENT>         10,887,258
<NET-CHANGE-FROM-OPS>             13,279,688
<EQUALIZATION>                             0
<DISTRIBUTIONS-OF-INCOME>                  0
<DISTRIBUTIONS-OF-GAINS>                   0
<DISTRIBUTIONS-OTHER>                      0
<NUMBER-OF-SHARES-SOLD>           67,499,965
<NUMBER-OF-SHARES-REDEEMED>       (6,944,354)
<SHARES-REINVESTED>                        0
<NET-CHANGE-IN-ASSETS>            73,835,299
<ACCUMULATED-NII-PRIOR>                    0
<ACCUMULATED-GAINS-PRIOR>                  0
<OVERDISTRIB-NII-PRIOR>                    0
<OVERDIST-NET-GAINS-PRIOR>                 0
<GROSS-ADVISORY-FEES>                260,242
<INTEREST-EXPENSE>                         0
<GROSS-EXPENSE>                      866,806
<AVERAGE-NET-ASSETS>               9,706,499
<PER-SHARE-NAV-BEGIN>                  11.40
<PER-SHARE-NII>                         0.05
<PER-SHARE-GAIN-APPREC>                 0.00
<PER-SHARE-DIVIDEND>                    0.00
<PER-SHARE-DISTRIBUTIONS>               0.00
<RETURNS-OF-CAPITAL>                    0.00
<PER-SHARE-NAV-END>                    15.89
<EXPENSE-RATIO>                         1.50
[AVG-DEBT-OUTSTANDING]                     0
[AVG-DEBT-PER-SHARE]                       0



</TABLE>