alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.18


 


AMENDMENT TO SECURED CONVERTIBLE DEBENTURE


 


THIS AMENDMENT (the “Amendment”) is made
as of January 7, 2004, by and among AEROGEN, INC., a Delaware corporation (the
“Borrower”),
and SF
CAPITAL PARTNERS, LTD., or its registered assigns  (the
“Holder”).  Capitalized terms not otherwise defined
herein shall have the meanings ascribed to them in the Debenture (as defined
below).


 


WHEREAS,
the Borrower issued a Secured Convertible Debenture dated September 9,
2003 and initially due December 31, 2003 (the “Debenture”) to the Holder pursuant to that certain Loan and
Securities Purchase Agreement, dated as of September 9, 2003 (the “Purchase Agreement”);


 


WHEREAS,
the Borrower and the Holder desire to amend the Debenture to extend the
maturity date to January 15, 2004;


 


NOW,
THEREFORE, the Borrower and the Holder agree that the
Debenture and the Purchase Agreement are amended as follows:


 


1.                                      The
Maturity Date of the Debenture is amended from December 31, 2003 to
January 15, 2004.


 


2.                                      The
reference to December 31, 2003 in the definition of Debenture in
Section 1.1 of the Purchase Agreement shall now be January 15, 2004.


 


3.                                      Holder
waives any default or breach by Borrower of the Debenture, Purchase Agreement
or related agreements for failure to repay the Debenture prior to this
Amendment.


 


4.                                      Interest
on the Debenture will continue to accrue through January 15, 2004.


 


5.                                      This
Amendment may be executed in two or more counterparts, each of which shall be
deemed an original, but all of which together shall constitute one and the same
instrument.


 

















 


IN WITNESS WHEREOF,  the parties hereto have executed this AMENDMENT
as of the date set forth in the first paragraph hereof.


 


	
  BORROWER:

  	
   

  	
  HOLDER:

  
	
   

  	
   

  	
   

  
	
  AEROGEN, INC.

  	
   

  	
  SF CAPITAL PARTNERS, LTD.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  By:

  	
  /s/ Jane Shaw

  	
   

  	
  By:

  	
  /s/ Brian Davidson

  
	
   

  	
  Jane Shaw

  	
   

  	
   

  	
  Brian Davidson

  
	
   

  	
  Chief Executive Officer

  	
   

  	
   

  	
  Authorized Signatory
Mabon Demetric JAMES, Petitioner v. Marcus POLLARD, Warden.

No. 19-5993

Supreme Court of the United States.

November 4, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Ninth Circuit denied.
<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000919557
<NAME> VAN KAMPEN ENTERPRISE PORTFOLIO
<SERIES>
   <NUMBER> 003
   <NAME> TRAVELERS

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          OCT-31-2000
<PERIOD-END>                               APR-30-2000
<INVESTMENTS-AT-COST>                      257,505,547
<INVESTMENTS-AT-VALUE>                     372,696,383
<RECEIVABLES>                                2,014,960
<ASSETS-OTHER>                                       0
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                             374,711,343
<PAYABLE-FOR-SECURITIES>                             0
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                      419,912
<TOTAL-LIABILITIES>                            419,912
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                   187,409,632
<SHARES-COMMON-STOCK>                       11,934,439
<SHARES-COMMON-PRIOR>                       12,279,654
<ACCUMULATED-NII-CURRENT>                    (293,033)
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                     71,983,996
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                   115,190,836
<NET-ASSETS>                               374,291,431
<DIVIDEND-INCOME>                              752,442
<INTEREST-INCOME>                              241,009
<OTHER-INCOME>                                       0
<EXPENSES-NET>                               1,302,271
<NET-INVESTMENT-INCOME>                      (308,820)
<REALIZED-GAINS-CURRENT>                    28,178,140
<APPREC-INCREASE-CURRENT>                   43,137,182
<NET-CHANGE-FROM-OPS>                       71,006,502
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                            0
<DISTRIBUTIONS-OF-GAINS>                             0
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                        198,113
<NUMBER-OF-SHARES-REDEEMED>                    543,328
<SHARES-REINVESTED>                                  0
<NET-CHANGE-IN-ASSETS>                      60,881,925
<ACCUMULATED-NII-PRIOR>                         15,787
<ACCUMULATED-GAINS-PRIOR>                   43,805,856
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                        1,252,526
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                              1,302,271
<AVERAGE-NET-ASSETS>                       360,681,551
<PER-SHARE-NAV-BEGIN>                            25.52
<PER-SHARE-NII>                                 (0.03)
<PER-SHARE-GAIN-APPREC>                           5.87
<PER-SHARE-DIVIDEND>                              0.00
<PER-SHARE-DISTRIBUTIONS>                         0.00
<RETURNS-OF-CAPITAL>                              0.00
<PER-SHARE-NAV-END>                              31.36
<EXPENSE-RATIO>                                   0.73


</TABLE>
<TABLE> <S> <C>

<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM CONDENSED
CONSOLIDATED BALANCE SHEETS AND CONDENSED CONSOLIDATED INCOME STATEMENTS AND IS
QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH 10-Q.
</LEGEND>
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-28-1997
<PERIOD-START>                             MAR-31-1997
<PERIOD-END>                               JUN-29-1997
<CASH>                                       1,139,181
<SECURITIES>                                         0
<RECEIVABLES>                                        0
<ALLOWANCES>                                         0
<INVENTORY>                                    324,395
<CURRENT-ASSETS>                             3,266,974
<PP&E>                                      45,254,256
<DEPRECIATION>                               6,637,671
<TOTAL-ASSETS>                              45,308,683
<CURRENT-LIABILITIES>                        9,933,218
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                        81,781
<OTHER-SE>                                  26,360,593
<TOTAL-LIABILITY-AND-EQUITY>                45,308,683
<SALES>                                     31,816,551
<TOTAL-REVENUES>                            32,239,703
<CGS>                                       11,164,343
<TOTAL-COSTS>                               17,254,369
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                             362,859
<INCOME-PRETAX>                              3,466,542
<INCOME-TAX>                                 1,316,939
<INCOME-CONTINUING>                                  0
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 2,149,603
<EPS-PRIMARY>                                      .26
<EPS-DILUTED>                                       .0
        

</TABLE>
Alan BARTLETT, Petitioner, v. Susanna PINEDA, Judge, Superior Court of Arizona, Maricopa County, et al.

No. 18-9520

Supreme Court of the United States.

October 7, 2019

Motion of petitioner for leave to proceed *in forma pauperis* denied, and petition for a writ of certiorari to the Court of Appeals of Arizona, Division One dismissed. See Rule 39.8. As petitioner has repeatedly abused this Court's process, the Clerk is directed not to accept any further petition in noncriminal matters from petitioner unless the docketing fee required by Rule 38(a) is paid and petition submitted in compliance with Rule 33.1. See *Martin* v. *District of Columbia Court of Appeals* , 506 U.S. 1, 113 S.Ct. 397, 121 L.Ed.2d 305 (1992) (*per curiam* ).
# C_2018314EN.01000101.xml

| 6.9.2018 | EN | Official Journal of the European Union | C 314/1 |
| --- | --- | --- | --- |

6.9.2018

EN

Official Journal of the European Union

C 314/1

---

Non-opposition to a notified concentration

(Case M.8976 — Hisense/Gorenje)

(Text with EEA relevance)

(2018/C 314/01)

On 6 August 2018, the Commission decided not to oppose the above notified concentration and to declare it compatible with the internal market. This decision is based on Article 6(1)(b) of Council Regulation (EC) No 139/2004 (1). The full text of the decision is available only in English and will be made public after it is cleared of any business secrets it may contain. It will be available:

| — | in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes, |
| --- | --- |

—

in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes,

| — | in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32018M8976. EUR-Lex is the online access to European law. |
| --- | --- |

—

in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32018M8976. EUR-Lex is the online access to European law.

---

(1)  OJ L 24, 29.1.2004, p. 1.

---
February 2, 1998




VIA EDGAR


Securities and Exchange Commission
Judiciary Plaza
450 Fifth Street, NW
Washington, DC 20549


ATTN.:		Office of Filings, Information and Consumer Services


RE:		Smith Barney Fundamental Value Fund Inc. (the "Fund")
		File Nos. 2-71469 and 811-3158

Gentlemen:

	Pursuant to Rule 497(j) under the Securities Act of 1933, as amended, please
 accept this letter as certification that the prospectus and statement of
 additional information of the Fund do not differ from those contained in
 Post-Effective Amendment No. 30 (the "Amendment") to the Fund's Registration 
 Statement on Form N-1A.  This Amendment was filed electronically on January
 28, 1998, as Accession Number:0000091155-98-000058 and became effective
 immediately.


	Any comments on this filing should be directed to the undersigned at (212)
 816-6393.  Please return an electronic transmittal as evidence of your
 receipt of this filing.

							Very truly yours,


							SMITH BARNEY FUNDAMENTAL 	
							VALUE FUND INC.



							/s/ Robert Vegliante
							Robert Vegliante
							Assistant Secretary
(logo)Rialto 

CAPITAL

 

 

**2017 AnnualStatement of Servicer Compliance (Item 1123)**

 

 

Poolingand Servicing Agreement (the “Pooling and Servicing Agreement”) dated as ofDecember 1, 2017 by and among Banc of America Merrill Lynch Commercial Mortgage,Inc., as Depositor, Wells Fargo Bank, National Association as Master Servicer,Rialto Capital Advisors, LLC as Special Servicer, Wells Fargo Bank, NationalAssociation as Certificate Administrator, Wilmington Trust, NationalAssociation as Trustee and Park Bridge Lender Services, LLC as OperatingAdvisor and Asset Representations Reviewer relating to the BANK 2017-BNK9,Commercial Mortgage Pass-Through Certificates, Series 2017-BNK9 **(BANK2017-BNK9)**

 

 

Theundersigned, a duly authorized officer of Rialto Capital Advisors, LLC, asspecial servicer (the “Special Servicer”) herein certifies to the following:

 

1.     Allservicing activities and performance of such servicing activities under thePooling and Servicing Agreement are performed on behalf of the SpecialServicer.

 

2.     Areview of the servicing activities and performance by the Special Servicer forthe period of December 20, 2017 to December 31, 2017 (the “Reporting Period”)in accordance with the Pooling and Servicing Agreement has been conducted undermy supervision.

 

3.     Tothe best of my knowledge, based on such review, the Special Servicer hasfulfilled all of its obligations under the terms of the Pooling and ServicingAgreement, in all material respects for the Reporting Period and if there hasbeen a failure to fulfill any such obligations in any material respect, eachfailure and the nature and status thereof has been specifically identifiedherein.

 

 

Certifiedby: /s/ Adam Singer

AdamSinger, Managing Director

 

Date:March 1, 2018
Report of Independent Accountants

To the Shareholders and Board of Directors
of The Emerging Markets Income Fund Inc


In planning and performing our audit of the
financial statements of The Emerging Markets
Income Fund Inc (hereafter referred to as the
"Fund") for the year ended August 31, 2002,
we considered its internal control, including
control activities for safeguarding securities,
in order to determine our auditing procedures
for the purpose of expressing our opinion on
the financial statements and to comply with
the requirements of Form N-SAR, not to
provide assurance on internal control.

The management of the Fund is responsible
for establishing and maintaining internal
control.  In fulfilling this responsibility,
estimates and judgments by management
are required to assess the expected benefits
and related costs of controls.  Generally,
controls that are relevant to an audit pertain
to the entity's objective of preparing financial
statements for external purposes that are fairly
presented in conformity with generally accepted
accounting principles.  Those controls include
the safeguarding of assets against unauthorized
acquisition, use or disposition.

Because of inherent limitations in internal control,
errors or fraud may occur and not be detected.
Also, projection of any evaluation of internal
control to future periods is subject to the risk
that controls may become inadequate because
of changes in conditions or that the effectiveness
of the design and operation may deteriorate.

Our consideration of internal control would
not necessarily disclose all matters in internal
control that might be material weaknesses
under standards established by the American
Institute of Certified Public Accountants.
A material weakness is a condition in which
the design or operation of one or more of the
internal control components does not reduce
to a relatively low level the risk that
misstatements caused by error or fraud in
amounts that would be material in relation to
the financial statements being audited may
occur and not be detected within a timely
period by employees in the normal course
of performing their assigned functions.
However, we noted no matters involving
internal control and its operation, including
controls for safeguarding securities, that we
consider to be material weaknesses as defined
above as of August 31, 2002.

This report is intended solely for the information
and use of management and the Board of Directors
of the Fund and the Securities and Exchange
Commission and is not intended to be and should
not be used by anyone other than these specified
parties.
PricewaterhouseCoopers LLP
October 23, 2002

To the Shareholders and Board of Directors of
The Emerging Markets Income Fund Inc


	(2)
EXHIBIT 32.b



CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Boston Capital Tax Credit Fund V L.P. (the "Fund") on Form 10-Q for the period ended December 31, 2005 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Marc N. Teal, Principal Financial Officer of the Fund's general partner, Boston Capital Associates V L.L.C., certify, pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge, after due inquiry:



|(1) | The Report fully complies with the requirements of section 13(a)-15 or 15(d)-15 of the Securities and Exchange Act of 1934; and                  
|--- | -------------------------------------------------------------------------------------------------------------------------------------------------
|    |                                                                                                                                                  
|(2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Fund.



|                  |  |                            
|----------------- |  | ---------------------------
|Date:             |  |                            
|February 21, 2006 |  | /s/ Marc N. Teal           
|                  |  |                            
|                  |  | Marc N. Teal               
|                  |  | Principal Financial Officer
|                  |  |                            
|                  |  |                            



A signed original of this written statement required by Section 906, or other

document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to the Fund and will be retained by the Fund and furnished to the Securities and Exchange Commission or its staff upon request.
(logo)Rialto 

         CAPITAL

 

 

**2017 AnnualStatement of Servicer Compliance (Item 1123)**

 

Poolingand Servicing Agreement (the “Pooling and Servicing Agreement”) dated as of December1, 2017 by and among UBS Commercial Mortgage Securitization, Corp. asDepositor, Wells Fargo Bank, National Association as Master Servicer, RialtoCapital Advisors, LLC as Special Servicer, Pentalpha Surveillance, LLC asOperating Advisor and as Asset Representative Reviewer, Wilmington Trust,National Association, as Trustee, and Wells Fargo Bank, National Association,Certificate Administrator, relating to the UBS Commercial Mortgage Trust2017-C6, Commercial Mortgage Pass-Through Certificates, Series 2017-C6 **(UBS2017-C6)**

 

Theundersigned, a duly authorized officer of Rialto Capital Advisors, LLC, asspecial servicer (the “Special Servicer”) herein certifies to the following:

 

1.      All servicing activities and performance of such servicing activities under thePooling and Servicing Agreement are performed on behalf of the SpecialServicer.

 

2.      A review of the servicing activities and performance by the Special Servicerfor the period of December 1, 2017 to December 31, 2017 (the “ReportingPeriod”) in accordance with the Pooling and Servicing Agreement has beenconducted under my supervision.

 

3.      To the best of my knowledge, based on such review, the Special Servicer hasfulfilled all of its obligations under the terms of the Pooling and ServicingAgreement, in all material respects for the Reporting Period and if there hasbeen a failure to fulfill any such obligations in any material respect, eachfailure and the nature and status thereof has been specifically identifiedherein.

 

 

Certifiedby: /s/AdamSinger                                                                        Date: March 1, 2018

    Adam Singer,Managing Director
<PAGE>




                   [MORSE, ZELNICK, ROSE & LANDER LETTERHEAD]

                          MORSE, ZELNICK, ROSE & LANDER
                         A LIMITED LIABILITY PARTNERSHIP

                                 450 PARK AVENUE
                          NEW YORK, NEW YORK 10022-2605
                                  212-838-1177
                                FAX. 212-838-9190




                                 March 29, 2002
                                                            WRITER'S DIRECT LINE
                                                                  (212) 838-8040




Mr. Thomas Stuckey
Milestone Scientific, Inc.
220 South Orange Avenue
Livingston, New Jersey 07039


Dear Tom:

     This will confirm that we have agreed to defer payment of the current
balance of fees due us for legal services rendered through February 28, 2002
($320,866.01) until January 2, 2003, except out of the proceeds of new equity
financings, provide that Milestone pays us $2,500 per month in reduction of this
accumulated balance.




                                                     Very truly yours,



                                                     Stephen A. Zelnick


cc: Mr. Leonard Osser
Linda BOLTON, et vir, Petitioners, v. UNITED STATES

No. 19-95

Supreme Court of the United States.

October 7, 2019

Petition for writ of certiorari to the United States Court of Appeals for the Fifth Circuit denied.
Zachary A. SMITH, Petitioner v. John A. MATTHEWS, et al.

No. 19-5205

Supreme Court of the United States.

October 7, 2019

Motion of petitioner for leave to proceed *in forma pauperis* denied, and the petition for a writ of certiorari to the United States Court of Appeals for the Eighth Circuit dismissed. See Rule 39.8.