`Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
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              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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CANADIAN DOLLAR - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF CAD 100,000)                          
CFTC Code #090741                                                    Open Interest is   130,073
Positions
    44,615     16,912      3,809     14,240     17,172        327     23,261     40,651      7,506      6,442      6,718      2,859     27,014     34,119
 
Changes from:       November 5, 2013                                 Total Change is:      -726
       110     -1,755       -638        211       -341       -216      2,019        368       -882     -2,231        413        742        159      1,582
 
Percent of Open Interest Represented by Each Category of Trader
      34.3       13.0        2.9       10.9       13.2        0.3       17.9       31.3        5.8        5.0        5.2        2.2       20.8       26.2
 
Number of Traders in Each Category                                    Total Traders:        82
         6         10          7          5          7          4         16         25         13          7          6          8
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
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              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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SWISS FRANC - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF CHF 125,000)                              
CFTC Code #092741                                                    Open Interest is    47,469
Positions
    18,870     21,672      1,885          0      1,751          0      9,861      6,635      1,853        988      3,952          0     14,011      9,721
 
Changes from:       November 5, 2013                                 Total Change is:    -8,172
     6,123     -3,373        195          0        -17          0     -9,602     -5,359        429        477     -1,796          0     -5,794      1,749
 
Percent of Open Interest Represented by Each Category of Trader
      39.8       45.7        4.0        0.0        3.7        0.0       20.8       14.0        3.9        2.1        8.3        0.0       29.5       20.5
 
Number of Traders in Each Category                                    Total Traders:        45
        10          9          4          0          .          0         13          5          7          .          .          0
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
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              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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BRITISH POUND STERLING - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF GBP 62,500)                    
CFTC Code #096742                                                    Open Interest is   195,776
Positions
    15,759     65,270     10,796     23,299     28,197      1,367     86,724     36,744     15,377      5,119      8,243      2,949     34,385     26,833
 
Changes from:       November 5, 2013                                 Total Change is:       -24
    -1,199        173      1,076        351       -481        624        654      1,349     -1,197      2,533     -1,313        498     -3,365       -754
 
Percent of Open Interest Represented by Each Category of Trader
       8.0       33.3        5.5       11.9       14.4        0.7       44.3       18.8        7.9        2.6        4.2        1.5       17.6       13.7
 
Number of Traders in Each Category                                    Total Traders:       116
         4         14         10          9         15          6         29         28         25          7         10          4
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
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              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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JAPANESE YEN - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF JPY 12,500,000)                          
CFTC Code #097741                                                    Open Interest is   233,855
Positions
   109,228      4,974     11,322     23,297     13,906      3,000     34,347     97,724     21,417     11,346     17,485      4,036     15,863     59,992
 
Changes from:       November 5, 2013                                 Total Change is:    32,349
    22,854     -3,328      2,026        213        330       -591      2,406     22,064      2,168      3,200      1,862        360       -287      7,459
 
Percent of Open Interest Represented by Each Category of Trader
      46.7        2.1        4.8       10.0        5.9        1.3       14.7       41.8        9.2        4.9        7.5        1.7        6.8       25.7
 
Number of Traders in Each Category                                    Total Traders:       140
        10          8          7          8         13          5         25         46         24          9         21         11
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
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              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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EURO FX - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF EUR 125,000)                                  
CFTC Code #099741                                                    Open Interest is   313,762
Positions
    37,059     42,381     23,972     38,619     55,972      6,166     76,689     39,813     60,482     19,731     11,387      8,242     42,802     65,346
 
Changes from:       November 5, 2013                                 Total Change is:   -40,797
     7,009    -28,972     -4,671       -592        120        -25    -13,155      3,591    -10,757     -3,183     -5,184     -2,305    -13,117      7,406
 
Percent of Open Interest Represented by Each Category of Trader
      11.8       13.5        7.6       12.3       17.8        2.0       24.4       12.7       19.3        6.3        3.6        2.6       13.6       20.8
 
Number of Traders in Each Category                                    Total Traders:       184
        15         19         16         14         23         17         34         35         38         23         21         15
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
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              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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AUSTRALIAN DOLLAR - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF AUD 100,000)                        
CFTC Code #232741                                                    Open Interest is   159,621
Positions
    76,399      9,112      9,337        534     35,716      1,151     22,519     50,478      9,928     14,624     11,557      2,775     22,354     29,566
 
Changes from:       November 5, 2013                                 Total Change is:     6,458
    14,112         -5     -3,102         55       -469        -78     -3,437      9,055        543      2,604      1,030        -78     -4,162       -438
 
Percent of Open Interest Represented by Each Category of Trader
      47.9        5.7        5.8        0.3       22.4        0.7       14.1       31.6        6.2        9.2        7.2        1.7       14.0       18.5
 
Number of Traders in Each Category                                    Total Traders:        97
        12          7          6          .          9          5         22         29         21          6         10          5
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
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              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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RUSSIAN RUBLE - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF RUB 2,500,000)                          
CFTC Code #089741                                                    Open Interest is    40,289
Positions
    13,692     23,412     10,327      2,043          0          0      6,699        633      3,206      1,651          0      2,184        487        527
 
Changes from:       November 5, 2013                                 Total Change is:    -2,556
       328        516     -2,907        876          0          0       -786       -213         23          0          0          0        -90         25
 
Percent of Open Interest Represented by Each Category of Trader
      34.0       58.1       25.6        5.1        0.0        0.0       16.6        1.6        8.0        4.1        0.0        5.4        1.2        1.3
 
Number of Traders in Each Category                                    Total Traders:        26
         7         11          9          .          0          0          5          .          .          .          0          .
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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MEXICAN PESO - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF MXN 500,000)                             
CFTC Code #095741                                                    Open Interest is   122,198
Positions
    41,915     51,251          1     38,918        781          0     24,321     56,935      2,043      9,255      7,180          0      5,745      4,007
 
Changes from:       November 5, 2013                                 Total Change is:     6,100
     1,609      1,431         -1         -2        314          0      4,762        549        333         -7      2,198          0       -594      1,276
 
Percent of Open Interest Represented by Each Category of Trader
      34.3       41.9        0.0       31.8        0.6        0.0       19.9       46.6        1.7        7.6        5.9        0.0        4.7        3.3
 
Number of Traders in Each Category                                    Total Traders:        88
         .         10          .          5          .          0         22         32          6          6          7          0
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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NEW ZEALAND DOLLAR - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF NZD 100,000)                       
CFTC Code #112741                                                    Open Interest is    21,996
Positions
     1,461     12,793          4      1,007        207          0     15,410      6,385        150        561        312          0      3,403      2,145
 
Changes from:       November 5, 2013                                 Total Change is:      -371
       -38        654         -1         28          0          0         77       -913        147       -163          0          0       -421       -258
 
Percent of Open Interest Represented by Each Category of Trader
       6.6       58.2        0.0        4.6        0.9        0.0       70.1       29.0        0.7        2.6        1.4        0.0       15.5        9.8
 
Number of Traders in Each Category                                    Total Traders:        49
         .          7          .          4          .          0         16         13          .          .          .          0
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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DJIA Consolidated - CHICAGO BOARD OF TRADE   ($10 X DJIA INDEX)                                     
CFTC Code #12460+                                                    Open Interest is    80,526
Positions
    15,460     45,351      4,009      6,383      4,275        514     30,445      5,638      7,651      5,329      1,604      1,546      9,189      9,938
 
Changes from:       November 5, 2013                                 Total Change is:     2,018
     1,468        113         87        211         68        -31        813        861        334       -227       -301        186       -823        700
 
Percent of Open Interest Represented by Each Category of Trader
      19.2       56.3        5.0        7.9        5.3        0.6       37.8        7.0        9.5        6.6        2.0        1.9       11.4       12.3
 
Number of Traders in Each Category                                    Total Traders:       114
        22         14          6          8          .          .         30         19         15          7          9          4
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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DOW JONES INDUSTRIAL AVERAGE - CHICAGO BOARD OF TRADE   ($10 X DJIA INDEX)                          
CFTC Code #124601                                                    Open Interest is    13,942
Positions
     7,231      7,999        300        990          0          0      2,026      4,968          2      2,097          0          0      1,296        673
 
Changes from:       November 5, 2013                                 Total Change is:       326
       700        250          0          0          0          0        -52        250          1          0       -325          0       -323        150
 
Percent of Open Interest Represented by Each Category of Trader
      51.9       57.4        2.2        7.1        0.0        0.0       14.5       35.6        0.0       15.0        0.0        0.0        9.3        4.8
 
Number of Traders in Each Category                                    Total Traders:        22
         4          5          .          .          0          0          6          .          .          .          0          0
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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DOW JONES INDUSTRIAL AVG- x $5 - CHICAGO BOARD OF TRADE   ($5 X DJIA INDEX)                         
CFTC Code #124603                                                    Open Interest is   133,168
Positions
    23,108     81,354        768     10,786      8,550      1,028     70,185     14,686      1,951      7,639      4,382      1,916     15,785     18,531
 
Changes from:       November 5, 2013                                 Total Change is:     3,384
     1,726        -86        -15        421        136        -61      2,275      1,768        120       -258        245        176     -1,000      1,101
 
Percent of Open Interest Represented by Each Category of Trader
      17.4       61.1        0.6        8.1        6.4        0.8       52.7       11.0        1.5        5.7        3.3        1.4       11.9       13.9
 
Number of Traders in Each Category                                    Total Traders:       109
        19         15          6          7          .          .         29         21         10          5         10          4
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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S&P 500 Consolidated - CHICAGO MERCANTILE EXCHANGE   (S&P 500 INDEX X $250.00)                      
CFTC Code #13874+                                                    Open Interest is   942,385
Positions
    32,338    200,195     42,605    308,141    112,232     45,695    119,591    160,413    201,543     41,375     54,981     33,523    117,573     91,196
 
Changes from:       November 5, 2013                                 Total Change is:     5,964
     1,963     -6,462      2,552       -636       -115     -1,247      3,574      3,205      1,982         27      4,966      1,644     -3,896       -562
 
Percent of Open Interest Represented by Each Category of Trader
       3.4       21.2        4.5       32.7       11.9        4.8       12.7       17.0       21.4        4.4        5.8        3.6       12.5        9.7
 
Number of Traders in Each Category                                    Total Traders:       607
        29         40         36        113         60         74        100        111        107         75         79         70
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Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
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S&P 500 STOCK INDEX - CHICAGO MERCANTILE EXCHANGE   (S&P 500 INDEX X $250.00)                       
CFTC Code #138741                                                    Open Interest is   231,746
Positions
    18,318     64,929      5,537     64,258     29,405      3,040     13,111     30,940     46,629     14,068      7,361      9,079     57,706     34,825
 
Changes from:       November 5, 2013                                 Total Change is:    -1,485
     2,328      2,424     -1,009        -37      1,824        109     -1,479         16     -1,716        169        144        162        -13     -3,441
 
Percent of Open Interest Represented by Each Category of Trader
       7.9       28.0        2.4       27.7       12.7        1.3        5.7       13.4       20.1        6.1        3.2        3.9       24.9       15.0
 
Number of Traders in Each Category                                    Total Traders:       110
         7         13          4         15         11         12         17         23         35         14         10         14
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
E-MINI S&P 500 STOCK INDEX - CHICAGO MERCANTILE EXCHANGE   ($50 X S&P 500 INDEX)                    
CFTC Code #13874A                                                    Open Interest is 3,553,193
Positions
   152,030    758,260    103,412  1,236,632    431,348    196,064    660,743    775,710    646,227    173,754    275,323     84,998    299,334    281,850
 
Changes from:       November 5, 2013                                 Total Change is:    37,242
     8,063    -34,546      7,918     -3,751    -10,453     -6,026     -5,815    -15,134     49,569        830     25,650      5,869    -19,415     14,396
 
Percent of Open Interest Represented by Each Category of Trader
       4.3       21.3        2.9       34.8       12.1        5.5       18.6       21.8       18.2        4.9        7.7        2.4        8.4        7.9
 
Number of Traders in Each Category                                    Total Traders:       579
        33         36         33        109         56         67         96        108        101         69         72         61
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
E-MINI S&P 400 STOCK INDEX - CHICAGO MERCANTILE EXCHANGE   (S&P 400 INDEX X $100)                   
CFTC Code #33874A                                                    Open Interest is   108,182
Positions
     3,638     55,634         35     61,568     37,764      1,831     28,254      5,516        900        892      2,888          0     11,064      3,614
 
Changes from:       November 5, 2013                                 Total Change is:    -2,340
      -142        571        -12     -1,911     -1,079       -533        768        166        215       -334         30          0       -391     -1,698
 
Percent of Open Interest Represented by Each Category of Trader
       3.4       51.4        0.0       56.9       34.9        1.7       26.1        5.1        0.8        0.8        2.7        0.0       10.2        3.3
 
Number of Traders in Each Category                                    Total Traders:        97
         5         14          .         38         10         15         18          7          5          .          .          0
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
NASDAQ-100 Consolidated - CHICAGO MERCANTILE EXCHANGE   (NASDAQ 100 INDEX X $100)                   
CFTC Code #20974+                                                    Open Interest is    82,922
Positions
     2,810     62,174        690     38,420      3,732        574     28,811      6,525      1,707      2,473      2,024      1,242      6,195      4,253
 
Changes from:       November 5, 2013                                 Total Change is:    -4,666
      -915     -4,634       -113       -899         44         29     -2,327      1,053        -67        -82       -305        -76       -216       -597
 
Percent of Open Interest Represented by Each Category of Trader
       3.4       75.0        0.8       46.3        4.5        0.7       34.7        7.9        2.1        3.0        2.4        1.5        7.5        5.1
 
Number of Traders in Each Category                                    Total Traders:       216
        17         20          8         32         13          7         69         26         17         19         20         10
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
NASDAQ-100 STOCK INDEX (MINI) - CHICAGO MERCANTILE EXCHANGE   (NASDAQ 100 STOCK INDEX X $20)        
CFTC Code #209742                                                    Open Interest is   414,610
Positions
    14,052    310,871      3,452    192,099     18,660      2,869    144,056     32,627      8,534     12,363     10,121      6,211     30,974     21,265
 
Changes from:       November 5, 2013                                 Total Change is:   -23,328
    -4,577    -23,172       -566     -4,493        219        145    -11,635      5,266       -334       -409     -1,524       -378     -1,081     -2,984
 
Percent of Open Interest Represented by Each Category of Trader
       3.4       75.0        0.8       46.3        4.5        0.7       34.7        7.9        2.1        3.0        2.4        1.5        7.5        5.1
 
Number of Traders in Each Category                                    Total Traders:       216
        17         20          8         32         13          7         69         26         17         19         20         10
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
RUSSELL 2000 MINI INDEX FUTURE - ICE FUTURES U.S.   (RUSSELL 2000 INDEX X $100.00)                  
CFTC Code #23977A                                                    Open Interest is   354,039
Positions
    55,710    117,908     23,947    154,626     91,650     17,725     63,053     69,556      9,100      6,643      7,888        731     22,505     15,535
 
Changes from:       November 5, 2013                                 Total Change is:    -1,957
       821      6,102      1,528      1,741     -2,216       -296     -2,230     -5,730     -2,657        201        512         60     -1,125        740
 
Percent of Open Interest Represented by Each Category of Trader
      15.7       33.3        6.8       43.7       25.9        5.0       17.8       19.6        2.6        1.9        2.2        0.2        6.4        4.4
 
Number of Traders in Each Category                                    Total Traders:       247
        18         17          4         52         33         23         53         45         16         15         14          .
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
NIKKEI STOCK AVERAGE - CHICAGO MERCANTILE EXCHANGE   (NIKKEI INDEX X $5.00)                         
CFTC Code #240741                                                    Open Interest is    61,460
Positions
     3,641     44,885        159     27,078        438        431     10,190      8,355          0      8,241      2,875          0     11,720      4,317
 
Changes from:       November 5, 2013                                 Total Change is:    -5,993
       926        337        -15       -250       -100        -80     -8,219     -4,268          0      1,156       -345          0        489     -1,522
 
Percent of Open Interest Represented by Each Category of Trader
       5.9       73.0        0.3       44.1        0.7        0.7       16.6       13.6        0.0       13.4        4.7        0.0       19.1        7.0
 
Number of Traders in Each Category                                    Total Traders:        72
         7          8          .         19          .          .         17          6          0         10          4          0
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
NIKKEI STOCK AVERAGE YEN DENOM - CHICAGO MERCANTILE EXCHANGE   (NIKKEI INDEX X JPY 500)             
CFTC Code #240743                                                    Open Interest is    80,823
Positions
    27,923      6,786      1,041     12,092        754        592     20,436      4,683        771      6,813      1,963        400     10,755     63,833
 
Changes from:       November 5, 2013                                 Total Change is:      -161
       794        687        260     -1,136          5         28     -1,778        234         80       -151        602       -200      1,942     -1,857
 
Percent of Open Interest Represented by Each Category of Trader
      34.5        8.4        1.3       15.0        0.9        0.7       25.3        5.8        1.0        8.4        2.4        0.5       13.3       79.0
 
Number of Traders in Each Category                                    Total Traders:        87
        21         10          5         11          .          .         23          9          7          8          .          .
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
MSCI EAFE MINI INDEX - NYSE LIFFE   (MSCI EAFE INDEX X $50)                                         
CFTC Code #244041                                                    Open Interest is    87,262
Positions
     2,257     54,427      1,629     41,625     17,188      4,056     26,690      3,567      3,649        264        625          0      7,092      2,121
 
Changes from:       November 5, 2013                                 Total Change is:     3,434
       -59      5,363       -134      2,987     -1,282        -19      1,012       -324        -37       -755          0          0        439       -133
 
Percent of Open Interest Represented by Each Category of Trader
       2.6       62.4        1.9       47.7       19.7        4.6       30.6        4.1        4.2        0.3        0.7        0.0        8.1        2.4
 
Number of Traders in Each Category                                    Total Traders:        87
         4         12          .         33         15         16         16          4          .          .          .          0
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
MSCI EMERGING MKTS MINI INDEX - NYSE LIFFE   (MSCI EAFE INDEX X $50)                                
CFTC Code #244042                                                    Open Interest is   253,241
Positions
    12,242    133,788      4,728    111,082     24,070     40,162     49,240     38,668      1,212     19,108      5,354        707     14,760      4,552
 
Changes from:       November 5, 2013                                 Total Change is:   -16,964
     1,537    -10,378        258       -105      2,924      1,931     -1,499    -11,421         66    -18,919       -241        100       -333       -203
 
Percent of Open Interest Represented by Each Category of Trader
       4.8       52.8        1.9       43.9        9.5       15.9       19.4       15.3        0.5        7.5        2.1        0.3        5.8        1.8
 
Number of Traders in Each Category                                    Total Traders:       180
        17         20          6         51         21         25         29         16         11         21          5          4
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
U.S. TREASURY BONDS - CHICAGO BOARD OF TRADE   (CONTRACTS OF $100,000 FACE VALUE)                   
CFTC Code #020601                                                    Open Interest is   798,054
Positions
    15,041     77,900     34,770    310,554    130,058    116,941     66,438    128,888     68,902     19,070     30,947     17,249    149,090    192,399
 
Changes from:       November 5, 2013                                 Total Change is:    42,263
     6,419     -4,147     14,734     22,513      5,806        384    -14,635     15,025     16,757      1,498    -14,444      3,973     -9,380      4,174
 
Percent of Open Interest Represented by Each Category of Trader
       1.9        9.8        4.4       38.9       16.3       14.7        8.3       16.2        8.6        2.4        3.9        2.2       18.7       24.1
 
Number of Traders in Each Category                                    Total Traders:       162
         8         12         16         29         40         37         17         37         36          7         11         12
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
LONG-TERM U.S. TREASURY BONDS - CHICAGO BOARD OF TRADE   (CONTRACTS OF $100,000 FACE VALUE)         
CFTC Code #020604                                                    Open Interest is   426,225
Positions
    19,695     99,556      8,253    237,458     15,372     55,808     16,650    133,100      1,461      9,019     14,832          0     77,881     97,843
 
Changes from:       November 5, 2013                                 Total Change is:     3,635
     4,454    -10,550      7,246        738     -1,513        965     -1,474     -4,210       -579     -6,676        374          0     -1,040     11,901
 
Percent of Open Interest Represented by Each Category of Trader
       4.6       23.4        1.9       55.7        3.6       13.1        3.9       31.2        0.3        2.1        3.5        0.0       18.3       23.0
 
Number of Traders in Each Category                                    Total Traders:        81
         .         11          4         32          7         20          .         17          7          .          6          .
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
2-YEAR U.S. TREASURY NOTES - CHICAGO BOARD OF TRADE   (CONTRACTS OF $200,000 FACE VALUE)            
CFTC Code #042601                                                    Open Interest is 1,006,281
Positions
   108,445     81,992     36,586    268,848    264,975     58,216    303,920    319,707     51,164     38,953     61,955     29,331    110,819    102,355
 
Changes from:       November 5, 2013                                 Total Change is:    -9,782
    30,379    -18,823     -4,518     -7,831     -5,502     -4,643    -20,962     31,132      1,133     -7,255     -3,141       -289      4,203     -5,131
 
Percent of Open Interest Represented by Each Category of Trader
      10.8        8.1        3.6       26.7       26.3        5.8       30.2       31.8        5.1        3.9        6.2        2.9       11.0       10.2
 
Number of Traders in Each Category                                    Total Traders:       215
        12         23         13         32         34         28         46         31         36         16         21          6
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
DTCC Repo-US Treasury <30 YR - NYSE LIFFE - NYPC   (CONTRACTS OF $5,000,000)                        
CFTC Code #045L2T                                                    Open Interest is    46,967
Positions
     8,539     29,362      3,664          0          0          0     29,139      8,244      4,295          0          0      1,307         23         95
 
Changes from:       November 5, 2013                                 Total Change is:     6,529
      -780      3,287      1,873          0          0          0      3,998        -75      1,269          0          0        146         23         29
 
Percent of Open Interest Represented by Each Category of Trader
      18.2       62.5        7.8        0.0        0.0        0.0       62.0       17.6        9.1        0.0        0.0        2.8        0.0        0.2
 
Number of Traders in Each Category                                    Total Traders:        37
         .         12          6          0          0          0          7         13         10          0          0          .
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
10-YEAR U.S. TREASURY NOTES - CHICAGO BOARD OF TRADE   (CONTRACTS OF $100,000 FACE VALUE)           
CFTC Code #043602                                                    Open Interest is 2,937,419
Positions
   189,363    138,800    294,648    711,526    808,483    365,938    524,732    219,365    376,455     51,436    143,400    110,139    313,182    480,192
 
Changes from:       November 5, 2013                                 Total Change is:    84,791
     7,274    -26,889     30,046      6,568     -4,573     27,180    -43,907      4,264     42,371     18,033     -9,128      5,307     -8,079     16,214
 
Percent of Open Interest Represented by Each Category of Trader
       6.4        4.7       10.0       24.2       27.5       12.5       17.9        7.5       12.8        1.8        4.9        3.7       10.7       16.3
 
Number of Traders in Each Category                                    Total Traders:       331
        25         35         48         29         74         64         64         51         85         19         34         23
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
5-YEAR U.S. TREASURY NOTES - CHICAGO BOARD OF TRADE   (CONTRACTS OF $100,000 FACE VALUE)            
CFTC Code #044601                                                    Open Interest is 2,208,845
Positions
   171,390    197,591    102,341    679,695    530,900    174,807    462,809    432,747    267,746     79,577    133,170     40,481    229,999    329,062
 
Changes from:       November 5, 2013                                 Total Change is:    61,118
     2,788     23,287      3,749     28,168     37,672     -6,374    -17,410    -12,514     43,162      8,096    -54,304     15,697    -16,757     10,745
 
Percent of Open Interest Represented by Each Category of Trader
       7.8        8.9        4.6       30.8       24.0        7.9       21.0       19.6       12.1        3.6        6.0        1.8       10.4       14.9
 
Number of Traders in Each Category                                    Total Traders:       255
        12         32         26         31         46         36         42         58         57         11         23          8
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
30-DAY FEDERAL FUNDS - CHICAGO BOARD OF TRADE   (CONTRACTS OF $5,000,000)                           
CFTC Code #045601                                                    Open Interest is   286,762
Positions
    96,430     69,907     79,261      1,441          0      1,412     24,140     24,940     43,487        776      9,144     12,777     27,038     45,834
 
Changes from:       November 5, 2013                                 Total Change is:     6,117
     7,212      3,631       -640        621          0       -631       -413        431       -206       -545        444       -783      1,502      3,872
 
Percent of Open Interest Represented by Each Category of Trader
      33.6       24.4       27.6        0.5        0.0        0.5        8.4        8.7       15.2        0.3        3.2        4.5        9.4       16.0
 
Number of Traders in Each Category                                    Total Traders:        62
        15         19         23          .          0          .         10          8         15          .          7          .
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
3-MONTH EURODOLLARS - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF $1,000,000)                       
CFTC Code #132741                                                    Open Interest is17,031,542
Positions
 1,000,628  3,136,428  3,390,423  2,410,601    440,906    291,929    901,471    505,264  6,414,842    306,042    318,319  1,312,789  1,002,817  1,220,643
 
Changes from:       November 5, 2013                                 Total Change is:   522,655
  -134,166     86,845    212,367    151,643   -118,359     21,795     12,939     -1,774    190,973    -30,659    -22,954     81,263     16,500     72,499
 
Percent of Open Interest Represented by Each Category of Trader
       5.9       18.4       19.9       14.2        2.6        1.7        5.3        3.0       37.7        1.8        1.9        7.7        5.9        7.2
 
Number of Traders in Each Category                                    Total Traders:       288
        23         63         81          9         20         22         65         55        105         19         24         36
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
10 YEAR DELIVERABLE IR SWAP - CHICAGO BOARD OF TRADE   (NOTIONAL VALUE OF $100,000)                 
CFTC Code #246605                                                    Open Interest is    40,557
Positions
    31,199        658          0        159      6,361      9,036         90     15,619          0          0      8,799          0         73         84
 
Changes from:       November 5, 2013                                 Total Change is:       623
     1,737       -187          0         -7        532        -16     -1,087        -88          0          0        408          0         -4        -26
 
Percent of Open Interest Represented by Each Category of Trader
      76.9        1.6        0.0        0.4       15.7       22.3        0.2       38.5        0.0        0.0       21.7        0.0        0.2        0.2
 
Number of Traders in Each Category                                    Total Traders:        39
         6          .          0          .          7          .          .         11          0          0          8          0
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
5 YEAR DELIVERABLE IR SWAP - CHICAGO BOARD OF TRADE   (NOTIONAL VALUE OF $100,000)                  
CFTC Code #246606                                                    Open Interest is    30,208
Positions
    26,353      8,744      1,000          0      8,289         22      2,819      1,878          0          0     10,238          0         14         37
 
Changes from:       November 5, 2013                                 Total Change is:     7,761
     5,613      5,811          0          0      3,005         -4      2,144     -1,148          0          0         85          0          8         12
 
Percent of Open Interest Represented by Each Category of Trader
      87.2       28.9        3.3        0.0       27.4        0.1        9.3        6.2        0.0        0.0       33.9        0.0        0.0        0.1
 
Number of Traders in Each Category                                    Total Traders:        34
         9          .          .          0          9          .          5          5          0          0          5          0
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
U.S. DOLLAR INDEX - ICE FUTURES U.S.   (U.S. DOLLAR INDEX X $1000)                                  
CFTC Code #098662                                                    Open Interest is    43,027
Positions
     9,833      9,535      1,751      5,473      2,237        339      7,947     24,964      1,966      8,866        356         74      6,777      1,805
 
Changes from:       November 5, 2013                                 Total Change is:    -2,514
      -196       -233        -19        149     -1,165         47     -3,084        122         22         85       -481        -17        500       -789
 
Percent of Open Interest Represented by Each Category of Trader
      22.9       22.2        4.1       12.7        5.2        0.8       18.5       58.0        4.6       20.6        0.8        0.2       15.8        4.2
 
Number of Traders in Each Category                                    Total Traders:       120
         7          .          .          8          6          .         23         21         11         47          5          .
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
VIX FUTURES - CBOE FUTURES EXCHANGE   ($1000 X INDEX)                                               
CFTC Code #1170E1                                                    Open Interest is   407,724
Positions
    86,294     34,774     42,383     66,269     22,631     17,097     53,271    134,767     62,120      5,500     15,111     51,692     23,098     27,149
 
Changes from:       November 5, 2013                                 Total Change is:    18,203
      -580     -1,671        143      1,784      1,744      1,054       -254     -1,944      6,347        139      1,311      9,154        416      2,065
 
Percent of Open Interest Represented by Each Category of Trader
      21.2        8.5       10.4       16.3        5.6        4.2       13.1       33.1       15.2        1.3        3.7       12.7        5.7        6.7
 
Number of Traders in Each Category                                    Total Traders:       180
        16         12         21         11         13         12         35         44         45         15         22         26
-----------------------------------------------------------------------------------------------------------------------------------------------------------
Traders in Financial Futures - Options and Futures Combined Positions as of November 12, 2013               
-----------------------------------------------------------------------------------------------------------------------------------------------------------
              Dealer            :           Asset Manager/       :            Leveraged           :              Other             :     Nonreportable    :
           Intermediary         :           Institutional        :              Funds             :           Reportables          :       Positions      :
    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short  : Spreading:    Long  :   Short   :
-----------------------------------------------------------------------------------------------------------------------------------------------------------
DOW JONES UBS EXCESS RETURN - CHICAGO BOARD OF TRADE   ($100 X INDEX)                               
CFTC Code #221602                                                    Open Interest is     7,421
Positions
       219      1,405          0      1,654          0          0      4,634      4,900        782          0        330          0        132          4
 
Changes from:       November 5, 2013                                 Total Change is:       379
       -80          0          0         12          0          0        359        290          0          0        221          0         88       -132
 
Percent of Open Interest Represented by Each Category of Trader
       3.0       18.9        0.0       22.3        0.0        0.0       62.4       66.0       10.5        0.0        4.4        0.0        1.8        0.1
 
Number of Traders in Each Category                                    Total Traders:        20
         .          .          0          5          0          0          7          4          .          0          .          0
-----------------------------------------------------------------------------------------------------------------------------------------------------------`

---

Updated November 15, 2013