EX-10.2



 Exhibit 10.2 
 EXECUTION VERSION 
 AMENDED AND RESTATED 

GUARANTEE AND COLLATERAL AGREEMENT 
 dated and effective as of 
 April 25, 2012 

among 
 CHART
INDUSTRIES, INC., 
 as Company, Guarantor and Pledgor, 
 each Subsidiary Loan Party 
 identified herein, 

and 
 JPMORGAN
CHASE BANK, N.A. 
 as Administrative Agent 







 TABLE OF CONTENTS 

 

					
	Article I	  
	
	Definitions; AMENDMENT AND RESTATEMENT	  
		
	 SECTION 1.01. Credit Agreement
	  	 	1	  
		
	 SECTION 1.02. Other Defined Terms
	  	 	1	  
		
	 SECTION 1.03. Amendment and Restatement
	  	 	4	  
	
	Article II	  
	
	Guarantee	  
		
	 SECTION 2.01. Guarantee
	  	 	4	  
		
	 SECTION 2.02. Guarantee of Payment
	  	 	5	  
		
	 SECTION 2.03. No Limitations, etc
	  	 	5	  
		
	 SECTION 2.04. Reinstatement
	  	 	6	  
		
	 SECTION 2.05. Agreement To Pay; Subrogation
	  	 	6	  
		
	 SECTION 2.06. Information
	  	 	7	  
		
	 SECTION 2.07. Payments Free and Clear of Taxes, Etc.
	  	 	7	  
	
	Article III	  
	
	Pledge of Securities	  
		
	 SECTION 3.01. Pledge
	  	 	7	  
		
	 SECTION 3.02. Delivery of the Pledged Collateral
	  	 	8	  
		
	 SECTION 3.03. Representations, Warranties and Covenants
	  	 	8	  
		
	 SECTION 3.04. Certification of Limited Liability Company and Limited Partnership Interests
	  	 	10	  
		
	 SECTION 3.05. Registration in Nominee Name; Denominations
	  	 	10	  
		
	 SECTION 3.06. Voting Rights; Dividends and Interest, etc.
	  	 	10	  
	
	Article IV	  
	
	Security Interests in Personal Property	  
		
	 SECTION 4.01. Security Interest
	  	 	12	  


  
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	 SECTION 4.02. Representations and Warranties
	  	 	13	  
		
	 SECTION 4.03. Covenants
	  	 	15	  
		
	 SECTION 4.04. Other Actions
	  	 	17	  
		
	 SECTION 4.05. Covenants Regarding Patent, Trademark and Copyright Collateral
	  	 	18	  
	
	Article V	  
	
	Remedies	  
		
	 SECTION 5.01. Remedies Upon Default
	  	 	20	  
		
	 SECTION 5.02. Application of Proceeds
	  	 	21	  
		
	 SECTION 5.03. Grant of License To Use Intellectual Property
	  	 	21	  
		
	 SECTION 5.04. Securities Act, etc
	  	 	22	  
		
	 SECTION 5.05. Registration, etc
	  	 	22	  
	
	Article VI	  
	
	Indemnity, Subrogation and Subordination	  
		
	 SECTION 6.01. Indemnity and Subrogation
	  	 	23	  
		
	 SECTION 6.02. Contribution and Subrogation
	  	 	23	  
		
	 SECTION 6.03. Subordination
	  	 	24	  
	
	Article VII	  
	
	Miscellaneous	  
		
	 SECTION 7.01. Notices
	  	 	24	  
		
	 SECTION 7.02. Security Interest Absolute
	  	 	24	  
		
	 SECTION 7.03. Binding Effect; Several Agreement
	  	 	24	  
		
	 SECTION 7.04. Successors and Assigns
	  	 	25	  
		
	 SECTION 7.05. Administrative Agent’s Fees and Expenses; Indemnification
	  	 	25	  
		
	 SECTION 7.06. Administrative Agent Appointed Attorney-in-Fact
	  	 	25	  
		
	 SECTION 7.07. GOVERNING LAW
	  	 	26	  
		
	 SECTION 7.08. Waivers; Amendment
	  	 	26	  
		
	 SECTION 7.09. WAIVER OF JURY TRIAL
	  	 	26	  
		
	 SECTION 7.10. Severability
	  	 	27	  


  
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	 SECTION 7.11. Counterparts
	  	 	27	  
		
	 SECTION 7.12. Headings
	  	 	27	  
		
	 SECTION 7.13. Jurisdiction; Consent to Service of Process
	  	 	27	  
		
	 SECTION 7.14. Termination or Release
	  	 	27	  
		
	 SECTION 7.15. Additional Subsidiaries
	  	 	28	  
		
	 SECTION 7.16. Right of Set-off
	  	 	28	  
		
	 SECTION 7.17. Judgment
	  	 	28	  
		
	 SECTION 7.18. Credit Agreement
	  	 	28	  

 Schedules 

			
	 Schedule I
	  	Subsidiary Loan Parties
	 Schedule II
	  	Pledged Stock; Pledged Debt Securities
	 Schedule III
	  	Intellectual Property
	 Schedule IV
	  	Limited Liability Company Interests
	 Schedule V
	  	Commercial Tort Claims
	 Schedule VI
	  	Partnership Interests
		
	Exhibits	  	
	 Exhibit I
	  	Form of Supplement to the Guarantee and Collateral Agreement
	 Exhibit II
	  	Form of Perfection Certificate
	 Exhibit III
	  	Form of Intercompany Note

  

  
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 AMENDED AND RESTATED GUARANTEE AND COLLATERAL AGREEMENT dated and effective as of
April 25, 2012 (this “Agreement”), among CHART INDUSTRIES, INC., a Delaware corporation (the “Company”), each Subsidiary Loan Party listed on the signature page and any other entity that becomes a party
pursuant to Section 7.15 (each, a “Subsidiary Loan Party” and collectively with the Company, the “Guarantors”) and JPMORGAN CHASE BANK, N.A., a national banking association, in its capacity as administrative
agent (the “Administrative Agent”) for itself and for the Secured Parties (as defined below). 
 The Company,
Chart Industries Luxembourg S.à r.l., a private limited liability company (société à responsabilité limitée), incorporated under the laws of Luxembourg (the “Foreign Borrower” and
together with the Company, the “Borrowers”), the Administrative Agent and the certain financial institutions party thereto as lenders previously entered into a Credit Agreement dated as of May 18, 2010 (as the same may have
been amended, restated, supplemented or otherwise modified prior to the date hereof, the “Existing Credit Agreement”). 
 The Guarantors previously entered into the Guarantee and Collateral Agreement, dated as of May 18, 2010, with the Administrative Agent (as amended, restated, supplemented or otherwise modified prior
to the date hereof, the “Existing Collateral Agreement”). 
 The parties to the Existing Credit Agreement have
agreed to amend and restate the Existing Credit Agreement in its entirety and in connection therewith have entered into that certain Amended and Restated Credit Agreement (as the same may be amended, restated, supplemented or otherwise modified
prior to the date hereof the “Credit Agreement”), dated as of the date hereof, by and among the Borrowers, the Lenders and the Administrative Agent. 
 The Lenders have agreed to extend credit to the Borrowers subject to the terms and conditions set forth in the Credit Agreement. The obligations of the Lenders to extend such credit are conditioned upon,
among other things, the execution and delivery of this Agreement. The Subsidiary Loan Parties are Subsidiaries of the Company, will derive substantial benefits from the extension of credit to the Borrowers pursuant to the Credit Agreement and are
willing to execute and deliver this Agreement in order to induce the Lenders to extend such credit. Furthermore, each Guarantor party to the Existing Collateral Agreement wishes to affirm its obligations under the Existing Collateral Agreement and
wishes to amend and restate the terms of the Existing Collateral Agreement. Accordingly, the parties hereto agree as follows: 

ARTICLE I 

DEFINITIONS; AMENDMENT AND RESTATEMENT 
 SECTION 1.01. Credit Agreement. (a) Capitalized terms used in this Agreement and not otherwise defined herein have the respective meanings assigned thereto in the Credit Agreement. All
terms defined in the New York UCC (as defined herein) and not defined in this Agreement have the meanings specified therein. The term “instrument” shall have the meaning specified in Article 9 of the New York UCC. 

(b) The rules of construction specified in Section 1.02 of the Credit Agreement also apply to this Agreement. 

SECTION 1.02. Other Defined Terms. As used in this Agreement, the following terms have the meanings specified below:








 “Account Debtor” means any Person who is or who may become obligated to any
Guarantor under, with respect to or on account of an Account. 
 “Article 9 Collateral” has the meaning
assigned to such term in Section 4.01. 
 “Banking Services Agreement” shall mean any agreement entered
into by the Company or any Subsidiary in connection with Banking Services. 
 “Collateral” means Article 9
Collateral and Pledged Collateral. 
 “Control Agreement” means a securities account control agreement or
commodity account control agreement, as applicable, in form and substance reasonably satisfactory to the Administrative Agent. 

“Copyrights” means all of the following: (a) all copyright rights in any work subject to the copyright laws of the
United States or any other country, whether as author, assignee, transferee or otherwise; and (b) all registrations and applications for registration of any such Copyright in the United States or any other country, including registrations,
supplemental registrations and pending applications for registration in the United States Copyright Office, including those listed on Schedule III. 
 “Credit Agreement” has the meaning assigned to such term in the preliminary statement of this Agreement. 
 “Federal Securities Laws” has the meaning assigned to such term in Section 5.04. 
 “General Intangibles” means all “General Intangibles” as defined in the New York UCC, including all choses in action and causes of action and all other intangible personal
property of any Guarantor of every kind and nature (other than Accounts) now owned or hereafter acquired by any Guarantor, including corporate or other business records, indemnification claims, contract rights (including rights under leases, whether
entered into as lessor or lessee, Swap Agreements, Banking Services Agreements and other agreements), Intellectual Property, goodwill, registrations, franchises, tax refund claims and any letter of credit, guarantee, claim, security interest or
other security held by or granted to any Guarantor to secure payment by an Account Debtor of any of the Accounts. 

“Guaranteed Obligations” means (a) the Loan Document Obligations, (b) the Banking Services Obligations and
(c) the Swap Obligations (including, in each case, interest accruing during the pendency of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding) that, in the case
of Swap Obligations, (i) is in effect on the Closing Date with a counterparty that is a Lender or an Affiliate of a Lender as of the Closing Date or (ii) is entered into after the Closing Date with any counterparty that is a Lender or an
Affiliate of a Lender at the time such Swap Agreement is entered into. 
 “Guarantor Intellectual Property”
means all Intellectual Property now or hereafter owned or licensed by any Guarantor. 
 “Guarantors” means the
Company and each Subsidiary Loan Party. 
 “Intellectual Property” means all Patents, Copyrights, Trademarks,
IP Agreements, trade secrets, domain names, and all inventions, designs, confidential or proprietary technical and business information, know-how, show-how and other data or information and all related documentation. 

  
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 “Intercompany Note” shall mean a promissory note substantially in the form
of Exhibit III. 
 “IP Agreements” means all agreements granting to or receiving from a third party
any rights to Intellectual Property to which any Guarantor, now or hereafter, is a party. 
 “Loan Document
Obligations” means (a) the due and punctual payment by the relevant Borrower of (i) the unpaid principal of and interest (including interest accruing during the pendency of any bankruptcy, insolvency, receivership or other similar
proceeding, regardless of whether allowed or allowable in such proceeding) on the Loans made to such Borrower, when and as due, whether at maturity, by acceleration, upon one or more dates set for prepayment or otherwise, (ii) each payment
required to be made by the Borrowers under the Credit Agreement in respect of any Letter of Credit, when and as due, including payments in respect of reimbursement of disbursements, interest thereon (including interest accruing during the pendency
of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding) and obligations to provide cash collateral and (iii) all other monetary obligations of the Company and its
Subsidiaries to any of the Secured Parties under the Credit Agreement and each of the other Loan Documents, including obligations to pay fees, expense and reimbursement obligations and indemnification obligations, whether primary, secondary, direct,
indirect, contingent, fixed or otherwise (including interest incurred during the pendency of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding) and (b) the due
and punctual performance of all other obligations of the Company and its Subsidiaries under or pursuant to the Credit Agreement and each of the other Loan Documents (other than the Guaranteed Obligations referred to in clause (b) of the
definition of “Guaranteed Obligations”) (including interest incurred during the pendency of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding). 

“Material Pledged Debt Securities” has the meaning assigned to such term in Section 3.01. 

“New York UCC” means the Uniform Commercial Code as from time to time in effect in the State of New York. 

“Patents” means all of the following: (a) all letters patent of the United States or the equivalent thereof in any
other country, and all applications for letters patent of the United States or the equivalent thereof in any other country, including those listed on Schedule III, and (b) all reissues, continuations, divisions,
continuations-in-part or extensions thereof, and the inventions disclosed or claimed therein, including the right to make, use and/or sell the inventions disclosed or claimed therein. 

“Perfection Certificate” means a certificate substantially in the form of Exhibit II, completed and
supplemented with the schedules and attachments contemplated thereby, and duly executed by a Financial Officer of the Company. 

“Pledged Collateral” has the meaning assigned to such term in Section 3.01. 

“Pledged Debt Securities” has the meaning assigned to such term in Section 3.01. 

“Pledged Securities” means any promissory notes, stock certificates or other certificated securities now or hereafter
included in the Pledged Collateral, including all certificates, instruments or other documents representing or evidencing any Pledged Collateral. 

  
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 “Pledged Stock” has the meaning assigned to such term in Section 3.01.

 “Pledgor” shall mean each Guarantor. 

“Secured Parties” means (a) the Lenders, (b) the Administrative Agent, (c) the Issuing Bank,
(d) each counterparty to any Swap Agreement entered into with the Company or any Subsidiary the obligations under which constitute Guaranteed Obligations, (e) each counterparty to any Banking Services Agreement entered into with the
Company or any Subsidiary the obligations under which constitute Guaranteed Obligations, (g) the beneficiaries of each indemnification obligation undertaken by any Loan Party under any Loan Document and (h) the successors and permitted
assigns of each of the foregoing. 
 “Security Interest” has the meaning assigned to such term in
Section 4.01. 
 “Subsidiary Loan Party” has the meaning assigned to such term in the preliminary
statement of this Agreement. 
 “Trademarks” means all of the following: (a) all trademarks, service
marks, corporate names, company names, business names, trade dress, logos, other source or business identifiers, designs and general intangibles of like nature, now existing or hereafter adopted or acquired, all registrations thereof (if any), and
all registration and recording applications filed in connection therewith in the United States Patent and Trademark Office or any similar offices in any State of the United States or any other country or any political subdivision thereof, and all
renewals thereof, including those listed on Schedule III (provided that no security interest shall be granted in United States intent-to-use trademark applications to the extent that, and solely during the period in which, the grant of a
security interest therein would impair the validity or enforceability of such intent-to-use trademark applications under applicable federal law) and (b) all goodwill associated therewith or symbolized thereby. 

SECTION 1.03. Amendment and Restatement. Each Guarantor acknowledges and agrees with the Administrative Agent that the
Existing Collateral Agreement is amended, restated, and superseded in its entirety pursuant to the terms hereof. Without limiting any other provision of this Agreement, each of the Guarantors reaffirms, confirms, ratifies, reaffirms the guarantee
and grant of security interest in the Collateral pursuant to the Existing Collateral Agreement and agrees that such guarantee and security interest (including, without limitation, any filings made in connection therewith) each remain in full force
and effect and each is hereby ratified, reaffirmed and confirmed. 
 ARTICLE II 

GUARANTEE 

SECTION 2.01. Guarantee. Each Guarantor absolutely, irrevocably and unconditionally guarantees, jointly with the other
Guarantors and severally, as a primary obligor and not merely as a surety, the due and punctual payment and performance of the Guaranteed Obligations. Each Guarantor further agrees that the Guaranteed Obligations may be extended, modified,
substituted, amended or renewed, in whole or in part, without notice to or further assent from it, and that it will remain bound upon its guarantee notwithstanding any extension or renewal of any Guaranteed Obligation. Each Guarantor unconditionally
and irrevocably waives notice of nonperformance, acceleration, presentment to, demand of payment from and protest to the Borrowers or any other Loan Party of any of the Guaranteed Obligations, and also waives notice of acceptance of its guarantee
and notice of protest for nonpayment. 

  
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 SECTION 2.02. Guarantee of Payment. Each Guarantor further agrees that its
guarantee hereunder constitutes a guarantee of payment when due, whether at scheduled maturity or on any date of a required prepayment or by acceleration, demand or otherwise, and not of collection, and waives any right to require that any resort be
had by the Administrative Agent or any other Secured Party to any security held for the payment of the Guaranteed Obligations or to any balance of any deposit account or credit on the books of the Administrative Agent or any other Secured Party in
favor of any Borrower or any other Person. 
 SECTION 2.03. No Limitations, etc. (a) Except for termination of
a Guarantor’s obligations hereunder as expressly provided for in Section 7.14, the obligations of each Guarantor hereunder shall not be subject to any reduction, limitation, impairment or termination for any reason, including any claim of
waiver, release, surrender, alteration or compromise, and shall not be subject to any defense or setoff, counterclaim, recoupment or termination whatsoever by reason of the invalidity, illegality or unenforceability of the Guaranteed Obligations or
otherwise. Without limiting the generality of the foregoing, the obligations of each Guarantor hereunder shall not be discharged or impaired or otherwise affected by: 

(i) the failure of the Administrative Agent or any other Secured Party to assert any claim or demand or to exercise or
enforce any right or remedy under the provisions of any Loan Document or otherwise; 
 (ii) any rescission,
waiver, amendment or modification of, or any release from any of the terms or provisions of, any Loan Document or any other agreement, including with respect to any other Guarantor under this Agreement; 

(iii) the failure to perfect any security interest in, or the exchange, substitution, release or any impairment of, any
Collateral or any other collateral securing the Guaranteed Obligations; 
 (iv) any default, failure or delay,
willful or otherwise, in the performance of the Guaranteed Obligations; 
 (v) any other act or omission that may
or might in any manner or to any extent vary the risk of any Guarantor or otherwise operate as a discharge of any Guarantor as a matter of law or equity (other than the indefeasible payment in full in cash of all the Guaranteed Obligations);

 (vi) any illegality, lack of validity or enforceability of any Guaranteed Obligation; 

(vii) any change in the corporate, limited liability company or other existence, structure or ownership of any Borrower,
or any insolvency, bankruptcy, reorganization or other similar proceeding affecting any Borrower or its assets or any resulting release or discharge of any Guaranteed Obligation; 

(viii) the existence of any claim, set-off or other rights that the Guarantor may have at any time against any Borrower,
the Administrative Agent, or any other Person, whether in connection herewith or any unrelated transactions, provided that nothing herein will prevent the assertion of any such claim by separate suit or compulsory counterclaim; and 

(ix) any other circumstance (including without limitation, the expiration of any statute of limitations) or any existence
of or reliance on any representation by the Administrative 

  
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Agent that might otherwise constitute a defense to, or a legal or equitable discharge of, the Borrowers or the Guarantors or any other guarantor or surety. 

Each Guarantor expressly authorizes the Secured Parties to take and hold security for the payment and performance of the Guaranteed Obligations, to
exchange, waive or release any or all such security (with or without consideration), to enforce or apply such security and direct the order and manner of any sale thereof in their sole discretion or to release or substitute any one or more other
guarantors or obligors upon or in respect of the Guaranteed Obligations, all without affecting the obligations of any Guarantor hereunder. Each Guarantor acknowledges that its guarantee is continuing in nature and applies to all Guaranteed
Obligations, whether existing now or in the future. Each Guarantor acknowledges that it will receive substantial direct and indirect benefits from the financing arrangements contemplated by the Loan Documents and that the waivers set forth in this
Article II are knowingly made in contemplation of such benefits. 
 (b) To the fullest extent permitted by applicable law,
each Guarantor waives any defense based on or arising out of any defense of any Borrower or any other Loan Party or the unenforceability of the Guaranteed Obligations or any part thereof from any cause, or the cessation from any cause of the
liability of any Borrower or any other Loan Party, other than the indefeasible payment in full in cash of all the Guaranteed Obligations. The Administrative Agent and the other Secured Parties may, at their election, foreclose on any security held
by one or more of them by one or more judicial or nonjudicial sales, accept an assignment of any such security in lieu of foreclosure, compromise or adjust any part of the Guaranteed Obligations, make any other accommodation with any Borrower or any
other Loan Party or exercise any other right or remedy available to them against any Borrower or any other Loan Party, without affecting or impairing in any way the liability of any Guarantor hereunder except to the extent the Guaranteed Obligations
have been fully and indefeasibly paid in full in cash. To the fullest extent permitted by applicable law, each Guarantor waives any defense arising out of any such election even though such election operates, pursuant to applicable law, to impair or
to extinguish any right of reimbursement or subrogation or other right or remedy of such Guarantor against any Borrower or any other Loan Party, as the case may be, or any security. 

SECTION 2.04. Reinstatement. Each Guarantor agrees that its guarantee hereunder shall continue to be effective or be
reinstated, as the case may be, if at any time payment, or any part thereof, of any Guaranteed Obligation is rescinded or must otherwise be restored by the Administrative Agent or any other Secured Party upon the bankruptcy or reorganization of any
Borrower, any other Loan Party or otherwise. 
 SECTION 2.05. Agreement To Pay; Subrogation. In furtherance of the
foregoing and not in limitation of any other right that the Administrative Agent or any other Secured Party has at law or in equity against any Guarantor by virtue hereof, upon the failure of any Borrower or any other Loan Party to pay any
Guaranteed Obligation when and as the same shall become due, whether at maturity, by acceleration, after notice of prepayment or otherwise, each Guarantor hereby promises to and will forthwith pay, or cause to be paid, to the Administrative Agent
for distribution to the applicable Secured Parties in cash the amount of such unpaid Guaranteed Obligation. Upon payment by any Guarantor of any sums to the Administrative Agent as provided above, all rights of such Guarantor against any Borrower,
or other Loan Party or any other Guarantor arising as a result thereof by way of right of subrogation, contribution, reimbursement, indemnity or otherwise shall in all respects be subject to Article VI. The parties hereto acknowledge and agree
that each of the Guaranteed Obligations shall be due and payable in the same currency as such Guaranteed Obligation is denominated, but if currency control or exchange regulations are imposed in the country which issues such currency with the result
that such currency (the “Original Currency”) no longer exists or the relevant Guarantor is not able to make payment in such Original Currency, then all payments to be made by such Guarantor hereunder in such 

  
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currency shall instead be made when due in Dollars in an amount equal to the Dollar Amount (as of the date of payment) of such payment due, it being the intention of the parties hereto that each
Guarantor takes all risks of the imposition of any such currency control or exchange regulations. 
 SECTION 2.06.
Information. Each Guarantor assumes all responsibility for being and keeping itself informed of the financial condition and assets of the Borrowers and each other Loan Party, and of all other circumstances bearing upon the risk of nonpayment
of the Guaranteed Obligations and the nature, scope and extent of the risks that such Guarantor assumes and incurs hereunder, and agrees that none of the Administrative Agent or the other Secured Parties will have any duty to advise such Guarantor
of information known to it or any of them regarding such circumstances or risks. 
 SECTION 2.07. Payments Free and
Clear of Taxes, Etc. Any and all payments made by any Guarantor under or in respect of this Agreement or any other Loan Document shall be made, in accordance with Section 2.17 of the Credit Agreement. 

ARTICLE III 

PLEDGE OF SECURITIES 
 SECTION 3.01. Pledge. As security for the payment or performance, as the case may be, in full of the Guaranteed Obligations, each Pledgor hereby assigns and pledges to the Administrative
Agent, its successors and assigns, for the ratable benefit of the Secured Parties, and hereby grants to the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, a security interest in all of such
Pledgor’s right, title and interest in, to and under (a) the Equity Interests of any Material Subsidiary directly owned by it as of the Closing Date and any other Equity Interests of any Material Subsidiary directly owned in the future by
such Pledgor and any certificates representing all such Equity Interests (the “Pledged Stock”); provided that the Pledged Stock shall not include (i) more than 65% of the issued and outstanding voting Equity Interests of
any Foreign Subsidiary or any Domestic Subsidiary substantially all of whose assets consist of the Equity Interests in “controlled foreign companies” under Section 957 of the Code, (ii) any Equity Interests of any Subsidiary to
the extent that, as of the Closing Date and for so long as, a pledge of such Equity Interests would violate a contractual obligation binding on the issuer or holder of such Equity Interests, (iii) any Equity Interests of any Subsidiary acquired
after the Closing Date in accordance with the Credit Agreement if, and to the extent that, and for so long as (A) pledging such Equity Interests would violate applicable law or a contractual obligation binding on the issuer or holder of such
Equity Interests and (B) such law or obligation existed at the time of the acquisition thereof and was not created or made binding on such Equity Interests in contemplation of or in connection with the acquisition of such Subsidiary,
provided that the foregoing clause (B) shall not apply in the case of a joint venture, including a joint venture that is a Subsidiary, and, (iv) Equity Interests in any Foreign Subsidiary if the Company demonstrates to the
Administrative Agent and the Administrative Agent determines (in its reasonable discretion) that the cost of pledging the Equity Interests in such Foreign Subsidiary exceeds the value of the security offered thereby; provided that, upon the
reasonable request of the Administrative Agent, Company shall, and shall cause any applicable Subsidiary to, use commercially reasonable efforts to have waived or eliminated any contractual obligation of the types described in clauses (ii) and
(iii) above, other than those set forth in a joint venture agreement to which the Company or any Subsidiary is a party; provided further, that Pledged Stock shall include the interests listed on Schedule II; (b)(i) the
debt securities for borrowed money having an aggregate principal amount in excess of $10,000,000 (other than (A) intercompany current liabilities incurred in the ordinary course of business in connection with the cash management operations of
the Company and the Subsidiaries and (B) any debt securities held by such Pledgor as of the Closing Date) (the “Material Pledged Debt Securities”), (ii) any Material Pledged Debt Securities in the future issued to such
Pledgor and (iii) the promissory notes and any other instruments, if any, evidencing such Material 

  
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Pledged Debt Securities (the “Pledged Debt Securities”); provided, that the Pledged Debt Securities shall include the debt securities listed on Schedule II;
(c) subject to Section 3.06, all payments of principal or interest, dividends, cash, instruments and other property from time to time received, receivable or otherwise distributed in respect of, in exchange for or upon the conversion of,
and all other proceeds received in respect of, the securities referred to in clauses (a) and (b) above; (d) all rights and privileges of such Pledgor with respect to the securities and other property referred to in clauses (a),
(b) and (c) above; and (e) all proceeds of any of the foregoing (the items referred to in clauses (a) through (e) above being collectively referred to as the “Pledged Collateral”). 

TO HAVE AND TO HOLD the Pledged Collateral, together with all right, title, interest, powers, privileges and preferences pertaining or
incidental thereto, unto the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, forever; subject, however, to the terms, covenants and conditions hereinafter set forth. 

SECTION 3.02. Delivery of the Pledged Collateral. (a) Each Pledgor agrees promptly to deliver or cause to be delivered
to the Administrative Agent, for the ratable benefit of the Secured Parties, any and all Pledged Stock (subject to clause (b) of the definition of “Collateral and Guarantee Requirement” set forth in the Credit Agreement) and any and
all Pledged Debt Securities to the extent such Pledged Securities, in the case of promissory notes or other instruments evidencing Indebtedness, are required to be delivered pursuant to paragraph (b) of this Section 3.02. 

(b) Each Pledgor will cause any Material Pledged Debt Securities owed to such Pledgor by any Person to be evidenced by a duly executed
promissory note that is pledged and delivered to the Administrative Agent, including the Intercompany Note, for the ratable benefit of the Secured Parties, pursuant to the terms hereof. To the extent any such promissory note is a demand note, each
Pledgor party thereto agrees, if requested by the Administrative Agent, to immediately demand payment thereunder upon an Event of Default specified under Sections 7.01(b), (c), (f), (h) or (i) of the Credit Agreement. 

(c) Upon delivery to the Administrative Agent, (i) any Pledged Securities required to be delivered pursuant to the foregoing
paragraphs (a) and (b) of this Section 3.02 (other than the Intercompany Note) shall be accompanied by stock powers or note powers, as applicable, duly executed in blank or other instruments of transfer reasonably satisfactory to the
Administrative Agent and by such other instruments and documents as the Administrative Agent may reasonably request and (ii) all other property composing part of the Pledged Collateral delivered pursuant to the terms of this Agreement shall be
accompanied to the extent necessary to perfect the security interest in or allow realization on the Pledged Collateral by proper instruments of assignment duly executed by the applicable Pledgor and such other instruments or documents (including
issuer acknowledgments in respect of uncertificated securities) as the Administrative Agent may reasonably request. Each delivery of Pledged Securities shall be accompanied by a schedule describing the securities, which schedule shall be attached
hereto as Schedule II and made a part hereof; provided that failure to attach any such schedule hereto shall not affect the validity of such pledge of such Pledged Securities. Each schedule so delivered shall supplement any prior
schedules so delivered. 
 SECTION 3.03. Representations, Warranties and Covenants. The Pledgors, jointly and
severally, represent, warrant and covenant to and with the Administrative Agent, for the ratable benefit of the Secured Parties, that: 
 (a) Schedule II correctly sets forth as of the Closing Date the (x) name and jurisdiction of each issuer of, and the ownership interest (including percentage owned and number of


  
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shares or units) of each Pledgor in, the Pledged Stock and (y) amount and obligor under the Material Pledged Debt Securities; 

(b) the Pledged Stock and Pledged Debt Securities (solely with respect to Pledged Debt Securities issued by a Person that is not a
Subsidiary of the Company or an Affiliate of any such Subsidiary, to each Pledgor’s knowledge) have been duly and validly authorized and issued by the issuers thereof and (i) in the case of Pledged Stock, are fully paid and nonassessable
and (ii) in the case of Pledged Debt Securities (solely with respect to Pledged Debt Securities issued by a Person that is not a Subsidiary of the Company or an Affiliate of any such Subsidiary, to each Pledgor’s knowledge) are legal,
valid and binding obligations of the issuers thereof; 
 (c) except for the security interests granted hereunder, each Pledgor
(i) is and, subject to any transfers made in compliance with the Credit Agreement, will continue to be the direct owner, beneficially and of record, of the Pledged Securities indicated on Schedule II as owned by such Pledgor,
(ii) holds the same free and clear of all Liens, other than Liens permitted under Section 6.02 of the Credit Agreement, (iii) will make no assignment, pledge, hypothecation or transfer of, or create or permit to exist any security
interest in or other Lien on, the Pledged Collateral, other than pursuant to a transaction permitted by the Credit Agreement and other than Liens permitted under Section 6.02 of the Credit Agreement and (iv) subject to the rights of such
Pledgor under the Loan Documents to dispose of Pledged Collateral, will defend its title or interest hereto or therein against any and all Liens (other than Liens permitted under Section 6.02 of the Credit Agreement), however arising, of all
Persons; 
 (d) except for restrictions and limitations imposed by the Loan Documents, securities laws generally, the laws of
any applicable foreign jurisdiction (with respect to Pledged Collateral pledged after the Closing Date) or otherwise permitted to exist pursuant to the terms of the Credit Agreement, (i) the Pledged Collateral is and will continue to be freely
transferable and assignable and (ii) none of the Pledged Collateral is or will be subject to any option, right of first refusal, shareholders agreement, charter or by-law provisions or contractual restriction of any nature that might prohibit,
impair, delay or otherwise affect the pledge of such Pledged Collateral hereunder, the sale or disposition thereof pursuant hereto or the exercise by the Administrative Agent of rights and remedies hereunder; 

(e) each Pledgor has the power and authority to pledge the Pledged Collateral pledged by it hereunder in the manner hereby done or
contemplated; 
 (f) except for consents or approvals required by laws of any applicable foreign jurisdiction (with respect to
Pledged Collateral pledged after the Closing Date), no consent or approval of any Governmental Authority, any securities exchange or any other Person was or is necessary to the validity of the pledge effected hereby (other than such as have been
obtained and are in full force and effect); 
 (g) by virtue of the execution and delivery by the Pledgors of this Agreement,
when any Pledged Securities are delivered to the Administrative Agent, for the ratable benefit of the Secured Parties, in accordance with this Agreement, the Administrative Agent will obtain, for the ratable benefit of the Secured Parties, a legal,
valid and perfected first priority lien upon and security interest in such Pledged Securities as security for the payment and performance of the Guaranteed Obligations under the New York UCC, except as provided by the laws of any applicable foreign
jurisdiction and subject to Liens permitted by the Credit Agreement; and 
 (h) the pledge effected hereby is effective to vest
in the Administrative Agent, for the ratable benefit of the Secured Parties, the rights of the Pledgors in the Pledged Collateral as set forth herein, except as provided by the laws of any applicable foreign jurisdiction. 

  
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 SECTION 3.04. Certification of Limited Liability Company and Limited Partnership
Interests. Except as provided by the laws of any applicable foreign jurisdiction, each interest in any limited liability company or limited partnership controlled by any Loan Party and pledged hereunder shall be represented by a certificate,
shall to the extent permitted by applicable laws be a “security” within the meaning of Article 8 of the New York UCC and shall be governed by Article 8 of the New York UCC; provided, however, in the case of
(a) the limited liability company interests set forth on Schedule IV, the Company shall cause such interests to be represented by a certificate, to be a “security” within the meaning of Article 8 of the New York UCC
and to be governed by Article 8 of the New York UCC, in each case not later than twenty (20) Business Days after the Closing Date and (b) that any limited liability company or limited partnership that, in either case, is organized
under the laws of any state of the United States and is a Wholly Owned Subsidiary formed or acquired after the Closing Date, the Company shall cause such interests to be represented by a certificate, to be a “security” within the meaning
of Article 8 of the New York UCC and to be governed by Article 8 of the New York UCC, in each case not later than twenty (20) Business Days after the date of formation or acquisition thereof, as applicable. 

SECTION 3.05. Registration in Nominee Name; Denominations. The Administrative Agent, on behalf of the Secured Parties, shall
have the right (in its sole and absolute discretion) to hold the Pledged Securities in the name of the applicable Pledgor, endorsed or assigned in blank or in favor of the Administrative Agent or, if an Event of Default shall have occurred and be
continuing, in its own name as pledgee or the name of its nominee (as pledgee or as sub-agent). Each Pledgor will promptly give to the Administrative Agent copies of any notices or other communications received by it with respect to Pledged
Securities registered in the name of such Pledgor. If an Event of Default shall have occurred and be continuing, the Administrative Agent shall have the right to exchange the certificates representing Pledged Securities for certificates of smaller
or larger denominations for any purpose consistent with this Agreement. Each Pledgor shall use its commercially reasonable efforts to cause any Loan Party that is not a party to this Agreement to comply with a request by the Administrative Agent,
pursuant to this Section 3.05, to exchange certificates representing Pledged Securities of such Loan Party for certificates of smaller or larger denominations. 
 SECTION 3.06. Voting Rights; Dividends and Interest, etc. (a) Unless and until an Event of Default shall have occurred and be continuing: 

(i) Each Pledgor shall be entitled to exercise any and all voting and/or other consensual rights and powers inuring to an
owner of Pledged Securities or any part thereof for any purpose consistent with the terms of this Agreement, the Credit Agreement and the other Loan Documents; provided that such rights and powers shall not be exercised in any manner that
could materially and adversely affect the rights inuring to a holder of any Pledged Securities, the rights and remedies of any of the Administrative Agent or the other Secured Parties under this Agreement, the Credit Agreement or any other Loan
Document or the ability of the Secured Parties to exercise the same. 
 (ii) The Administrative Agent shall
promptly execute and deliver to each Pledgor, or cause to be executed and delivered to such Pledgor, all such proxies, powers of attorney and other instruments as such Pledgor may reasonably request for the purpose of enabling such Pledgor to
exercise the voting and/or consensual rights and powers it is entitled to exercise pursuant to subparagraph (i) above. 
 (iii) Each Pledgor shall be entitled to receive and retain any and all dividends, interest, principal and other distributions paid on or distributed in respect of the Pledged Securities to the extent and
only to the extent that such dividends, interest, principal and other distributions are permitted by, and otherwise paid or distributed in accordance with, the terms and 

  
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conditions of the Credit Agreement, the other Loan Documents and applicable laws; provided that any noncash dividends, interest, principal or other distributions that would constitute
Pledged Securities, whether resulting from a subdivision, combination or reclassification of the outstanding Equity Interests of the issuer of any Pledged Securities or received in exchange for Pledged Securities or any part thereof, or in
redemption thereof, or as a result of any merger, consolidation, acquisition or other exchange of assets to which such issuer may be a party or otherwise, shall be and become part of the Pledged Collateral, and, if received by any Pledgor, shall not
be commingled by such Pledgor with any of its other funds or property but shall be held separate and apart therefrom, shall be held in trust for the benefit of the Administrative Agent, for the ratable benefit of the Secured Parties, and shall be
forthwith delivered to the Administrative Agent, for the ratable benefit of the Secured Parties, in the same form as so received (endorsed in a manner reasonably satisfactory to the Administrative Agent). 

(b) Upon the occurrence and during the continuance of an Event of Default and after notice by the Administrative Agent to the relevant
Pledgors of the Administrative Agent’s intention to exercise its rights hereunder, except as provided by the laws of any applicable foreign jurisdiction, all rights of any Pledgor to dividends, interest, principal or other distributions that
such Pledgor is authorized to receive pursuant to paragraph (a)(iii) of this Section 3.06 shall cease, and all such rights shall thereupon become vested, for the ratable benefit of the Secured Parties, in the Administrative Agent which
shall have the sole and exclusive right and authority to receive and retain such dividends, interest, principal or other distributions. During the continuance of an Event of Default, all dividends, interest, principal or other distributions received
by any Pledgor contrary to the provisions of this Section 3.06 shall not be commingled by such Pledgor with any of its other funds or property but shall be held separate and apart therefrom, shall be held in trust for the benefit of the
Administrative Agent, for the ratable benefit of the Secured Parties, and shall be forthwith delivered to the Administrative Agent, for the ratable benefit of the Secured Parties, in the same form as so received (endorsed in a manner reasonably
satisfactory to the Administrative Agent). Any and all money and other property paid over to or received by the Administrative Agent pursuant to the provisions of this paragraph (b) shall be retained by the Administrative Agent in an account to
be established by the Administrative Agent upon receipt of such money or other property and shall be applied in accordance with the provisions of Section 5.02. After all Events of Default have been cured or waived and the Company has delivered
to the Administrative Agent a certificate to that effect, the Administrative Agent shall promptly repay to each Pledgor (without interest) all dividends, interest, principal or other distributions that such Pledgor would otherwise be permitted to
retain pursuant to the terms of paragraph (a)(iii) of this Section 3.06 and that remain in such account. 
 (c) Upon
the occurrence and during the continuance of an Event of Default and after notice by the Administrative Agent to the relevant Pledgors of the Administrative Agent’s intention to exercise its rights hereunder, except as provided by the laws of
any applicable foreign jurisdiction, all rights of any Pledgor to exercise the voting and/or consensual rights and powers it is entitled to exercise pursuant to paragraph (a)(i) of this Section 3.06, and the obligations of the
Administrative Agent under paragraph (a)(ii) of this Section 3.06, shall cease, and all such rights shall thereupon become vested in the Administrative Agent, for the ratable benefit of the Secured Parties, which shall have the sole and
exclusive right and authority to exercise such voting and consensual rights and powers; provided that, unless otherwise directed by the Required Lenders, the Administrative Agent shall have the right from time to time following and during the
continuance of an Event of Default to permit the Pledgors to exercise such rights. After all Events of Default have been cured or waived and the Company has delivered to the Administrative Agent a certificate to that effect, each Pledgor shall have
the right to exercise the voting and/or consensual rights and powers that such Pledgor would otherwise be entitled to exercise pursuant to the terms of paragraph (a)(i) above, and the obligations of the Administrative Agent under paragraph
(a)(ii) of this Section 3.06 that had ceased (as described above) shall be reinstated. 

  
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 ARTICLE IV 
 SECURITY INTERESTS IN PERSONAL PROPERTY 
 SECTION 4.01. Security
Interest. (a) As security for the payment or performance, as the case may be, in full of the Guaranteed Obligations, each Guarantor hereby assigns and pledges to the Administrative Agent, its successors and assigns, for the ratable benefit
of the Secured Parties, and hereby grants to the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, a security interest (the “Security Interest”) in all right, title and interest in or
to any and all of the following assets and properties now owned or at any time hereafter acquired by such Guarantor or in which such Guarantor now has or at any time in the future may acquire any right, title or interest (collectively, the
“Article 9 Collateral”): 
 (i) all Accounts; 

(ii) all Chattel Paper; 
 (iii) all cash, Deposit Accounts and securities accounts; 
 (iv)
all Documents; 
 (v) all Equipment; 

(vi) all Fixtures; 
 (vii) all General Intangibles; 
 (viii) all Instruments;

 (ix) all Inventory; 
 (x) all Investment Property; 
 (xi) all Letter-of-Credit Rights;

 (xii) all Commercial Tort Claims; 

(xiii) all books and records pertaining to the Article 9 Collateral; and 

(xiv) to the extent not otherwise included, all proceeds, supporting obligations and products of any and all of the
foregoing and all collateral given by any Person with respect to any of the foregoing. 
 Notwithstanding anything to the contrary in this
Agreement, this Agreement shall not constitute a grant of a security interest (other than the grant of security interest in the Pledged Stock pursuant to Section 3.01) in, and “Article 9 Collateral” shall not include,
(a) any Equity Interests of any Person (except for Equity Interests of any Material Subsidiary listed on Schedule VI hereto as such schedule may be updated from time to time, that can be perfected upon the filing of a financing statement),
(b) any Material Pledged Debt Securities or any debt securities that may be pledged pursuant to any foreign pledge agreement under the terms of the Credit Agreement, (c) any assets of any Subsidiary to the extent that, as of the Closing
Date, and for so long as, a pledge of such assets would violate a contractual obligation binding on 

  
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such assets or such Subsidiary, (d) any assets of any Subsidiary acquired after the Closing Date in accordance with the Credit Agreement if, and to the extent that, and for so long as
(1) pledging such assets would violate applicable law or a contractual obligation binding on such assets or such Subsidiary and (2) such law or obligation existed at the time of the acquisition thereof or (e) any United States
intent-to-use trademark applications to the extent that, and solely during the period in which, the grant of a security interest therein would impair the validity or enforceability of such intent-to-use trademark applications under applicable
federal law; provided, that, upon the reasonable request of the Administrative Agent, Company shall, and shall cause any applicable Subsidiary to, use commercially reasonable efforts to have waived or eliminated any contractual obligation of
the types described in clauses (c) and (d) above, other than those set forth in a joint venture agreement to which the Company or any Subsidiary is a party. 
 (b) Each Guarantor hereby irrevocably authorizes the Administrative Agent at any time and from time to time to file in any relevant jurisdiction any initial financing statements (including fixture
filings), continuation statements, or other filings and recordings, with respect to the Article 9 Collateral and any other collateral pledged hereunder or any part thereof and amendments thereto that contain the information required by
Article 9 of the Uniform Commercial Code of each applicable jurisdiction for the filing of any financing statement or amendment, or such other information as may be required under applicable law including (i) whether such Guarantor is an
organization, the type of organization and any organizational identification number issued to such Guarantor, (ii) in the case of Fixtures, a sufficient description of the real property to which such Article 9 Collateral relates and
(iii) a description of collateral that describes such property in any other manner as the Administrative Agent may reasonably determine is necessary or advisable to ensure the perfection of the security interest in the Article 9 Collateral
or other collateral granted under this Agreement, including describing such property as “all assets” or “all property”. Each Guarantor agrees to provide such information to the Administrative Agent promptly upon request.

 The Administrative Agent is further authorized to file with the United States Patent and Trademark Office or United States
Copyright Office (or any successor office or any similar office in any other country) such documents as may be necessary or advisable for the purpose of perfecting, confirming, continuing, enforcing or protecting the Security Interest granted by
each Guarantor, without the signature of any Guarantor, and naming any Guarantor or the Guarantors as debtors and the Administrative Agent as secured party. 
 (c) The Security Interest is granted as security only and shall not subject the Administrative Agent or any other Secured Party to, or in any way alter or modify, any obligation or liability of any
Guarantor with respect to or arising out of the Article 9 Collateral. 
 SECTION 4.02. Representations and
Warranties. The Guarantors jointly and severally represent and warrant to the Administrative Agent and the Secured Parties that: 
 (a) Each Guarantor has good and valid rights in and title to the Article 9 Collateral with respect to which it has purported to grant a Security Interest hereunder and has full power and authority to
grant to the Administrative Agent the Security Interest in such Article 9 Collateral pursuant hereto and to execute, deliver and perform its obligations in accordance with the terms of this Agreement, without the consent or approval of any
other Person other than any consent or approval that has been obtained and is in full force and effect. 
 (b) The Perfection
Certificate has been duly prepared, completed and executed and the information set forth therein, including the exact legal name of each Guarantor, is correct and complete, in all material respects, as of the Closing Date. Uniform Commercial Code
financing 

  
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statements (including fixture filings, as applicable) or other appropriate filings, recordings or registrations containing a description of the Article 9 Collateral have been prepared by the
Administrative Agent based upon the information provided to the Administrative Agent in the Perfection Certificate for filing in each governmental, municipal or other office specified in Schedule 1(a) to the Perfection Certificate (or specified by
notice from the Company to the Administrative Agent after the Closing Date in the case of filings, recordings or registrations required by Section 5.10 of the Credit Agreement), and constitute all the filings, recordings and registrations
(other than filings required to be made in the United States Patent and Trademark Office and the United States Copyright Office in order to perfect the Security Interest in Article 9 Collateral consisting of United States Patents, United States
registered Trademarks and United States registered Copyrights) that are necessary to publish notice of and protect the validity of and to establish a legal, valid and perfected security interest in favor of the Administrative Agent (for the ratable
benefit of the Secured Parties) in respect of all Article 9 Collateral in which the Security Interest may be perfected by filing, recording or registration in the United States (or any political subdivision thereof) and its territories and
possessions, and no further or subsequent filing, refiling, recording, rerecording, registration or reregistration is necessary in any such jurisdiction, except as provided under applicable law with respect to the filing of continuation statements
or amendments. Each Guarantor represents and warrants that a fully executed agreement in the form hereof (or a short form hereof which form shall be reasonably acceptable to the Administrative Agent) containing a description of all Article 9
Collateral consisting of Intellectual Property with respect to United States Patents (and Patents for which United States registration applications are pending), United States registered Trademarks (and Trademarks for which United States
registration applications are pending) and United States registered Copyrights (and Copyrights for which United States registration applications are pending) has been delivered to the Administrative Agent for recording with the United States Patent
and Trademark Office and the United States Copyright Office pursuant to 35 U.S.C. § 261, 15 U.S.C. § 1060 or 17 U.S.C. § 205 and the regulations thereunder, as applicable, and reasonably requested by the Administrative Agent, to
protect the validity of and to establish a legal, valid and perfected security interest in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, in respect of all Article 9 Collateral consisting of such Intellectual
Property in which a security interest may be perfected by recording with the United States Patent and Trademark Office and the United States Copyright Office, and no further or subsequent filing, refiling, recording, rerecording, registration or
reregistration is necessary (other than such actions as are necessary to perfect the Security Interest with respect to any Article 9 Collateral consisting of Patents, Trademarks and Copyrights (or registration or application for registration
thereof) acquired or developed after the date hereof). 
 (c) The Security Interest constitutes (i) a legal and valid
security interest in all the Article 9 Collateral securing the payment and performance of the Guaranteed Obligations under the New York UCC, (ii) subject to the filings described in Section 4.02(b), a perfected security interest in
all Article 9 Collateral in which a security interest may be perfected by filing, recording or registering a financing statement or analogous document in the United States (or any political subdivision thereof) and its territories and
possessions pursuant to the Uniform Commercial Code or other applicable law in such jurisdictions and (iii) a security interest that shall be perfected in all Article 9 Collateral in which a security interest may be perfected upon the
receipt and recording of this Agreement with the United States Patent and Trademark Office and the United States Copyright Office, as applicable. The Security Interest is not subject to any prior ranking or pari passu ranking Lien and shall
be prior to any other Lien on any of the Article 9 Collateral, other than Liens expressly permitted pursuant to Section 6.02 of the Credit Agreement or arising by operation of law. 

(d) The Article 9 Collateral is owned by the Guarantors free and clear of any Lien, other than Liens expressly permitted pursuant to
Section 6.02 of the Credit Agreement or arising by operation of law. None of the Guarantors has filed or consented to the filing of (i) any financing statement or analogous document under the Uniform Commercial Code or any other applicable
laws 

  
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covering any Article 9 Collateral, (ii) any assignment in which any Guarantor assigns any Article 9 Collateral or any security agreement or similar instrument covering any
Article 9 Collateral with the United States Patent and Trademark Office or the United States Copyright Office or (iii) any assignment in which any Guarantor assigns any Article 9 Collateral or any security agreement or similar
instrument covering any Article 9 Collateral with any foreign governmental, municipal or other office, which financing statement or analogous document, assignment, security agreement or similar instrument is still in effect, except, in each
case, for Liens expressly permitted pursuant to Section 6.02 of the Credit Agreement. 
 (e) None of the Guarantors holds
any Commercial Tort Claim individually in excess of $10,000,000 as of the Closing Date except as indicated on Schedule V hereto, as such schedule may be updated or supplemented from time to time. 

(f) All Accounts have been originated by the Guarantors and all Inventory has been acquired by the Guarantors in the ordinary course of
business. 
 (g) As to itself and its Intellectual Property, except to the extent not reasonably expected to have a Material
Adverse Effect: 
 (i) The operation of such Guarantor’s business as currently conducted and the use of the
Guarantor Intellectual Property in connection therewith do not infringe, misappropriate or otherwise violate the intellectual property rights of any third party. 

(ii) Such Guarantor owns or has the right to use the Guarantor Intellectual Property. 

(iii) The Intellectual Property set forth on Schedule III hereto includes all of the patents, patent applications,
domain names, trademark registrations and applications and copyright registrations and applications owned by such Guarantor. 
 (iv) The Guarantor Intellectual Property has not been abandoned and has not been adjudged invalid or unenforceable in whole or part. 

SECTION 4.03. Covenants. (a) Each Guarantor agrees promptly to notify the Administrative Agent in writing of any change
(i) in its corporate name, (ii) in its identity or type of organization or corporate structure, (iii) in its Federal Taxpayer Identification Number or organizational identification number or (iv) in its jurisdiction of
organization. Each Guarantor agrees promptly to provide the Administrative Agent with certified organizational documents reflecting any of the changes described in the immediately preceding sentence. Each Guarantor agrees not to effect or permit any
change referred to in the first sentence of this paragraph (a) unless all filings have been made under the Uniform Commercial Code or otherwise that are required in order for the Administrative Agent to continue at all times following such
change to have a valid, legal and perfected first priority security interest in all the Article 9 Collateral, for the ratable benefit of the Secured Parties. Each Guarantor agrees promptly to notify the Administrative Agent if any material
portion of the Article 9 Collateral owned or held by such Guarantor is damaged or destroyed. 
 (b) Subject to the rights
of such Guarantor under the Loan Documents to dispose of Collateral, each Guarantor shall, at its own expense, take any and all actions necessary to defend title to the Article 9 Collateral against all Persons and to defend the Security
Interest of the Administrative Agent, for the ratable benefit of the Secured Parties, in the Article 9 Collateral and the priority thereof against any Lien not expressly permitted pursuant to Section 6.02 of the Credit Agreement.


  
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 (c) Each Guarantor agrees, at its own expense, to execute, acknowledge, deliver and cause to
be duly filed all such further instruments and documents and take all such actions as the Administrative Agent may from time to time reasonably request to preserve, protect and perfect the Security Interest and the rights and remedies created
hereby, including the payment of any fees and taxes required in connection with the execution and delivery of this Agreement, the granting of the Security Interest and the filing of any financing statements (including fixture filings) or other
documents in connection herewith or therewith. If any amount payable under or in connection with any of the Article 9 Collateral that is in excess of 10,000,000 shall be or become evidenced by any promissory note or other instrument, such note
or instrument shall be promptly pledged and delivered to the Administrative Agent, for the ratable benefit of the Secured Parties, duly endorsed in a manner reasonably satisfactory to the Administrative Agent. 

Without limiting the generality of the foregoing, each Guarantor hereby authorizes the Administrative Agent, with prompt notice thereof
to the Guarantors, to supplement this Agreement by supplementing Schedule III or adding additional schedules hereto to specifically identify any asset or item that may constitute Copyrights, Patents, Trademarks or IP Agreements;
provided that any Guarantor shall have the right, exercisable within thirty (30) days after it has been notified by the Administrative Agent of the specific identification of such Article 9 Collateral, to advise the Administrative
Agent in writing of any inaccuracy of the representations and warranties made by such Guarantor hereunder with respect to such Article 9 Collateral. Each Guarantor agrees that it will use its commercially reasonable efforts to take such action
as shall be necessary in order that all representations and warranties hereunder shall be true and correct with respect to such Article 9 Collateral within thirty (30) days after the date it has been notified by the Administrative Agent of
the specific identification of such Article 9 Collateral. 
 (d) After the occurrence of an Event of Default and during the
continuance thereof, the Administrative Agent shall have the right to verify under reasonable procedures the validity, amount, quality, quantity, value, condition and status of, or any other matter relating to, the Article 9 Collateral,
including, in the case of Accounts or Article 9 Collateral in the possession of any third Person, by contacting Account Debtors or the third Person possessing such Article 9 Collateral for the purpose of making such a verification. The
Administrative Agent shall have the right to share any information it gains from such inspection or verification with any Secured Party. 
 (e) At its option, the Administrative Agent may discharge past due taxes, assessments, charges, fees, Liens, security interests or other encumbrances at any time levied or placed on the Article 9
Collateral and not permitted pursuant to Section 6.02 of the Credit Agreement, and may pay for the maintenance and preservation of the Article 9 Collateral to the extent any Guarantor fails to do so as required by the Credit Agreement or
this Agreement, and each Guarantor jointly and severally agrees to reimburse the Administrative Agent on demand for any reasonable payment made or any reasonable expense incurred by the Administrative Agent pursuant to the foregoing authorization;
provided, however, that nothing in this Section 4.03(e) shall be interpreted as excusing any Guarantor from the performance of, or imposing any obligation on the Administrative Agent or any Secured Party to cure or perform, any
covenants or other promises of any Guarantor with respect to taxes, assessments, charges, fees, Liens, security interests or other encumbrances and maintenance as set forth herein or in the other Loan Documents. 

(f) Each Guarantor (rather than the Administrative Agent or any Secured Party) shall remain liable for the observance and performance of
all the conditions and obligations to be observed and performed by it under each contract, agreement or instrument relating to the Article 9 Collateral and each Guarantor jointly and severally agrees to indemnify and hold harmless the
Administrative Agent and the Secured Parties from and against any and all liability for such performance. 

  
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 (g) None of the Guarantors shall make or permit to be made an assignment, pledge or
hypothecation of the Article 9 Collateral or shall grant any other Lien in respect of the Article 9 Collateral, except as expressly permitted by the Credit Agreement. None of the Guarantors shall make or permit to be made any transfer of
the Article 9 Collateral and each Guarantor shall remain at all times in possession of the Article 9 Collateral owned by it, except as permitted by the Credit Agreement. 

(h) None of the Guarantors will, without the Administrative Agent’s prior written consent, grant any extension of the time of
payment of any Accounts included in the Article 9 Collateral, compromise, compound or settle the same for less than the full amount thereof, release, wholly or partly, any Person liable for the payment thereof or allow any credit or discount
whatsoever thereon, other than extensions, credits, discounts, compromises, releases or settlements granted or made in the ordinary course of business and consistent with prudent business practices or as otherwise permitted by the Credit Agreement.

 (i) Each Guarantor irrevocably makes, constitutes and appoints the Administrative Agent (and all officers, employees or
agents designated by the Administrative Agent) as such Guarantor’s true and lawful agent (and attorney-in-fact) for the purpose, during the continuance of an Event of Default, of making, settling and adjusting claims in respect of
Article 9 Collateral under policies of insurance covering the Article 9 Collateral, endorsing the name of such Guarantor on any check, draft, instrument or other item of payment for the proceeds of such policies of insurance and for making
all determinations and decisions with respect thereto. In the event that any Guarantor at any time or times shall fail to obtain or maintain any of the policies of insurance required by the Credit Agreement or to pay any premium in whole or part
relating thereto, the Administrative Agent may, without waiving or releasing any obligation or liability of the Guarantors hereunder or any Event of Default, in its sole discretion, obtain and maintain such policies of insurance and pay such premium
and take any other actions with respect thereto as the Administrative Agent reasonably deems advisable. All sums disbursed by the Administrative Agent in connection with this Section 4.03(i), including reasonable attorneys’ fees, court
costs, expenses and other charges relating thereto, shall be payable, upon demand, by the Guarantors to the Administrative Agent and shall be additional Guaranteed Obligations secured hereby. 

SECTION 4.04. Other Actions. In order to further ensure the attachment, perfection and priority of, and the ability of the
Administrative Agent to enforce, for the ratable benefit of the Secured Parties, the Administrative Agent’s security interest in the Article 9 Collateral, each Guarantor agrees, in each case at such Guarantor’s own expense, to take
the following actions with respect to the following Article 9 Collateral: 
 (a) Instruments and Tangible Chattel
Paper. If any Guarantor shall at any time hold or acquire any Instruments or Tangible Chattel Paper evidencing an amount in excess of $10,000,000, such Guarantor shall forthwith endorse, assign and deliver the same to the Administrative Agent,
accompanied by such instruments of transfer or assignment duly executed in blank as the Administrative Agent may from time to time reasonably request. 
 (b) Cash Accounts. No Guarantor shall grant control of any deposit account to any Person other than the Administrative Agent and the bank with which the deposit account is maintained. 

(c) Investment Property. Except to the extent otherwise provided in Article III, if any Guarantor shall at any time hold or
acquire any certificated security with a value in excess of $1,000,000, such Guarantor shall forthwith endorse, assign and deliver the same to the Administrative Agent, accompanied by such instruments of transfer or assignment duly executed in blank
as the Administrative Agent may from time to time reasonably specify. If any security now or hereafter acquired by any Guarantor that is part of the Article 9 Collateral is uncertificated and is issued to such


  
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Guarantor or its nominee directly by the issuer thereof, upon the Administrative Agent’s reasonable request and following the occurrence of an Event of Default, such Guarantor shall promptly
notify the Administrative Agent of such uncertificated securities and pursuant to an agreement in form and substance reasonably satisfactory to the Administrative Agent, either (i) cause the issuer to agree to comply with instructions from the
Administrative Agent as to such security, without further consent of any Guarantor or such nominee, or (ii) cause the issuer to register the Administrative Agent as the registered owner of such security. If any security or other Investment
Property that is part of the Article 9 Collateral, whether certificated or uncertificated, representing an Equity Interest (other than shares in mutual funds and money market funds that constitute Permitted Investments) in a third party and
having a fair market value in excess of $10,000,000 now or hereafter acquired by any Guarantor is held by such Guarantor or its nominee through a securities intermediary or commodity intermediary, such Guarantor shall promptly notify the
Administrative Agent thereof and, at the Administrative Agent’s request and option, pursuant to a Control Agreement either (A) cause such securities intermediary or commodity intermediary, as applicable, to agree, in the case of a
securities intermediary, to comply with entitlement orders or other instructions from the Administrative Agent to such securities intermediary as to such securities or other Investment Property or, in the case of a commodity intermediary, to apply
any value distributed on account of any commodity contract as directed by the Administrative Agent to such commodity intermediary, in each case without further consent of any Guarantor or such nominee, or (B) in the case of Financial Assets or
other Investment Property held through a securities intermediary, arrange for the Administrative Agent to become the entitlement holder with respect to such Investment Property, for the ratable benefit of the Secured Parties, with such Guarantor
being permitted, only with the consent of the Administrative Agent, to exercise rights to withdraw or otherwise deal with such Investment Property. The Administrative Agent agrees with each of the Guarantors that the Administrative Agent shall not
give any such entitlement orders or instructions or directions to any such issuer, securities intermediary or commodity intermediary, and shall not withhold its consent to the exercise of any withdrawal or dealing rights by any Guarantor, unless an
Event of Default has occurred and is continuing or, after giving effect to any such withdrawal or dealing rights, would occur. The provisions of this paragraph (c) shall not apply to any Financial Assets credited to a securities account for
which the Administrative Agent is the securities intermediary. 
 (d) Tort Claims. If any Guarantor shall at any time
hold or acquire a Commercial Tort Claim in an amount reasonably estimated to exceed $10,000,000, such Guarantor shall promptly notify the Administrative Agent thereof in a writing signed by such Guarantor, including a summary description of such
claim, and grant to the Administrative Agent in writing a security interest therein and in the proceeds thereof, all upon the terms of this Agreement, with such writing to be in form and substance reasonably satisfactory to the Administrative Agent.

 SECTION 4.05. Covenants Regarding Patent, Trademark and Copyright Collateral. (a) Each Guarantor agrees that
it will not knowingly do any act or omit to do any act (and will exercise commercially reasonable efforts to prevent its licensees from doing any act or omitting to do any act) whereby any Patent that is material to the normal conduct of such
Guarantor’s business may become prematurely invalidated or dedicated to the public, and agrees that it shall take commercially reasonable steps with respect to any material products covered by any such Patent as necessary and sufficient to
establish and preserve its rights under applicable patent laws. 
 (b) Each Guarantor will, and will use its commercially
reasonable efforts to cause its licensees or its sublicensees to, for each material Trademark necessary to the normal conduct of such Guarantor’s business, (i) maintain such Trademark in full force free from any adjudication of abandonment
or invalidity for non-use, (ii) maintain the quality of products and services offered under such Trademark consistent with the quality of such products and services as of the date hereof, (iii) display such Trademark with notice of federal
or foreign registration or claim of trademark or service 

  
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mark as required, in all material respects, under applicable law and (iv) not knowingly use or knowingly permit its licensees’ use of such Trademark in violation of any third-party
rights. 
 (c) Each Guarantor will, and will use its commercially reasonable efforts to cause its licensees or its sublicensees
to, for each work covered by a material Copyright necessary to the normal conduct of such Guarantor’s business that it publishes, displays and distributes, use copyright notice as required under applicable copyright laws. 

(d) Each Guarantor shall notify the Administrative Agent promptly if it knows that any Patent, Trademark or Copyright material to the
normal conduct of such Guarantor’s business may imminently become abandoned, lost or dedicated to the public other than by expiration, or of any materially adverse determination or development, excluding office actions and similar
determinations in the United States Patent and Trademark Office, United States Copyright Office, any court or any similar office of any country, regarding such Guarantor’s ownership of any such material Patent, Trademark or Copyright or its
right to register or to maintain the same. 
 (e) Each Guarantor, either itself or through any agent, employee, licensee or
designee, shall (i) inform the Administrative Agent on a semi-annual basis of each application by itself, or through any agent, employee, licensee or designee, for any Patent with the United States Patent and Trademark Office and each
registration of any Trademark or Copyright with the United States Patent and Trademark Office, the United States Copyright Office or any comparable office or agency in any other country filed during the preceding six-month period, and (ii) upon
the reasonable request of the Administrative Agent, execute and deliver any and all agreements, instruments, documents and papers as the Administrative Agent may reasonably request to evidence the Administrative Agent’s security interest in
such Patent, Trademark or Copyright. 
 (f) Each Guarantor shall exercise its reasonable business judgment consistent with the
practice in any proceeding before the United States Patent and Trademark Office, the United States Copyright Office or any comparable office or agency in any other country with respect to maintaining and prosecuting each material application
relating to any Patent, Trademark and/or Copyright (and obtaining the relevant grant or registration) material to the normal conduct of such Guarantor’s business and to maintain (i) each issued Patent and (ii) the registrations of
each Trademark and each Copyright in each case that is material to the normal conduct of such Guarantor’s business, including, when applicable and necessary in such Guarantor’s reasonable business judgment, timely filings of applications
for renewal, affidavits of use, affidavits of incontestability and payment of maintenance fees, and, if any Guarantor believes necessary in its reasonable business judgment, to initiate opposition, interference and cancellation proceedings against
third parties. 
 (g) In the event that any Guarantor knows or has reason to know that any Article 9 Collateral consisting
of a Patent, Trademark or Copyright material to the normal conduct of its business has been or is about to be materially infringed, misappropriated or diluted by a third party, such Guarantor shall promptly notify the Administrative Agent and shall,
if such Guarantor deems it necessary in its reasonable business judgment, promptly contact such third party, and if necessary in its reasonable business judgment, sue and recover damages, and take such other actions as are reasonably appropriate
under the circumstances. 
 (h) Upon and during the continuance of an Event of Default, each Guarantor shall use commercially
reasonable efforts to obtain all requisite consents or approvals from the licensor under each IP Agreement to effect the assignment of all such Guarantor’s right, title and interest thereunder to (in the Administrative Agent’s sole
discretion) the designee of the Administrative Agent or the Administrative Agent. 

  
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 ARTICLE V 
 REMEDIES 
 SECTION 5.01. Remedies Upon Default. Upon the occurrence
and during the continuance of an Event of Default, each Pledgor agrees to deliver each item of Collateral to the Administrative Agent on demand, and it is agreed that the Administrative Agent shall have the right to take any of or all the following
actions at the same or different times: (a) with respect to any Article 9 Collateral consisting of Intellectual Property, on demand, to cause the Security Interest to become an assignment, transfer and conveyance of any of or all such
Article 9 Collateral by the applicable Guarantors to the Administrative Agent or to license or sublicense, whether general, special or otherwise, and whether on an exclusive or a nonexclusive basis, any such Article 9 Collateral throughout
the world on such terms and conditions and in such manner as the Administrative Agent shall determine (other than in violation of any then-existing licensing arrangements to the extent that waivers thereunder cannot be obtained) and (b) with or
without legal process and with or without prior notice or demand for performance, to take possession of the Article 9 Collateral and without liability for trespass to enter any premises where the Article 9 Collateral may be located for the
purpose of taking possession of or removing the Article 9 Collateral and, generally, to exercise any and all rights afforded to a secured party under the applicable Uniform Commercial Code or other applicable law. Without limiting the
generality of the foregoing, each Pledgor agrees that the Administrative Agent shall have the right, subject to the mandatory requirements of applicable law, to sell or otherwise dispose of all or any part of the Collateral at a public or private
sale or at any broker’s board or on any securities exchange, for cash, upon credit or for future delivery as the Administrative Agent shall deem appropriate. The Administrative Agent shall be authorized in connection with any sale of a security
(if it deems it advisable to do so) pursuant to the foregoing to restrict the prospective bidders or purchasers to Persons who represent and agree that they are purchasing such security for their own account, for investment, and not with a view to
the distribution or sale thereof. Upon consummation of any such sale of Collateral pursuant to this Section 5.01 the Administrative Agent shall have the right to assign, transfer and deliver to the purchaser or purchasers thereof the Collateral
so sold. Each such purchaser at any such sale shall hold the property sold absolutely, free from any claim or right on the part of any Pledgor, and each Pledgor hereby waives and releases (to the extent permitted by law) all rights of redemption,
stay, valuation and appraisal that such Pledgor now has or may at any time in the future have under any rule of law or statute now existing or hereafter enacted. 
 The Administrative Agent shall give the applicable Pledgors ten (10) Business Days’ written notice (which each Pledgor agrees is reasonable notice within the meaning of Section 9-611 of the
New York UCC or its equivalent in other jurisdictions) of the Administrative Agent’s intention to make any sale of Collateral. Such notice, in the case of a public sale, shall state the time and place for such sale and, in the case of a sale at
a broker’s board or on a securities exchange, shall state the board or exchange at which such sale is to be made and the day on which the Collateral, or portion thereof, will first be offered for sale at such board or exchange. Any such public
sale shall be held at such time or times within ordinary business hours and at such place or places as the Administrative Agent may fix and state in the notice (if any) of such sale. At any such sale, the Collateral, or the portion thereof, to be
sold may be sold in one lot as an entirety or in separate parcels, as the Administrative Agent may (in its sole and absolute discretion) determine. The Administrative Agent shall not be obligated to make any sale of any Collateral if it shall
determine not to do so, regardless of the fact that notice of sale of such Collateral shall have been given. The Administrative Agent may, without notice or publication, adjourn any public or private sale or cause the same to be adjourned from time
to time by announcement at the time and place fixed for sale, and such sale may, without further notice, be made at the time and place to which the same was so adjourned. In the case of any sale of all or any part of the Collateral made on credit or
for future delivery, the Collateral so sold may be retained by the Administrative Agent until the sale price is 

  
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paid by the purchaser or purchasers thereof, but the Administrative Agent shall not incur any liability in the event that any such purchaser or purchasers shall fail to take up and pay for the
Collateral so sold and, in the case of any such failure, such Collateral may be sold again upon notice given in accordance with provisions above. At any public (or, to the extent permitted by law, private) sale made pursuant to this
Section 5.01, any Secured Party may bid for or purchase for cash, free (to the extent permitted by law) from any right of redemption, stay, valuation or appraisal on the part of any Pledgor (all such rights being also hereby waived and released
to the extent permitted by law), the Collateral or any part thereof offered for sale and such Secured Party may, upon compliance with the terms of sale, hold, retain and dispose of such property in accordance with Section 5.02 hereof without
further accountability to any Pledgor therefor. For purposes hereof, a written agreement to purchase the Collateral or any portion thereof shall be treated as a sale thereof, the Administrative Agent shall be free to carry out such sale pursuant to
such agreement and no Pledgor shall be entitled to the return of the Collateral or any portion thereof subject thereto, notwithstanding the fact that after the Administrative Agent shall have entered into such an agreement all Events of Default
shall have been remedied and the Guaranteed Obligations paid in full. As an alternative to exercising the power of sale herein conferred upon it, the Administrative Agent may proceed by a suit or suits at law or in equity to foreclose upon the
Collateral and to sell the Collateral or any portion thereof pursuant to a judgment or decree of a court or courts having competent jurisdiction or pursuant to a proceeding by a court-appointed receiver. Any sale pursuant to the provisions of this
Section 5.01 shall be deemed to conform to the commercially reasonable standards as provided in Section 9-610(b) of the New York UCC or its equivalent in other jurisdictions. 

SECTION 5.02. Application of Proceeds. The Administrative Agent shall promptly apply the proceeds, moneys or balances of any
collection or sale of Collateral, as well as any Collateral consisting of cash, as follows: 
 FIRST, to the
payment of all costs and expenses incurred by the Administrative Agent in connection with such collection or sale or otherwise in connection with this Agreement, any other Loan Document or any of the Guaranteed Obligations, including all court costs
and the fees and expenses of its agents and legal counsel, the repayment of all advances made by the Administrative Agent hereunder or under any other Loan Document on behalf of any Pledgor and any other costs or expenses incurred in connection with
the exercise of any right or remedy hereunder or under any other Loan Document; 
 SECOND, to the payment in full
of the Guaranteed Obligations (the amounts so applied to be distributed among the Secured Parties pro rata in accordance with the respective amounts of the Guaranteed Obligations owed to them on the date of any such distribution); and 

THIRD, to the Pledgors, their successors or assigns, or as a court of competent jurisdiction may otherwise direct.

 The Administrative Agent shall have absolute discretion as to the time of application of any such proceeds, moneys or
balances in accordance with this Agreement. Upon any sale of Collateral by the Administrative Agent (including pursuant to a power of sale granted by statute or under a judicial proceeding), the receipt of the purchase money by the Administrative
Agent or of the officer making the sale shall be a sufficient discharge to the purchaser or purchasers of the Collateral so sold and such purchaser or purchasers shall not be obligated to see to the application of any part of the purchase money paid
over to the Administrative Agent or such officer or be answerable in any way for the misapplication thereof. 

SECTION 5.03. Grant of License To Use Intellectual Property. For the purpose of enabling the Administrative Agent to exercise
rights and remedies under this Agreement at such time as 

  
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the Administrative Agent shall be lawfully entitled to exercise such rights and remedies, each Guarantor hereby grants to (in the Administrative Agent’s sole discretion) a designee of the
Administrative Agent or the Administrative Agent, for the ratable benefit of the Secured Parties, an irrevocable, nonexclusive license (exercisable without payment of royalty or other compensation to any Guarantor) to use, license or sublicense any
of the Article 9 Collateral consisting of Intellectual Property (excluding Trademarks) now owned or hereafter acquired by such Guarantor, wherever the same may be located, and including, without limitation, in such license reasonable access to
all media in which any of the licensed items may be recorded or stored and to all computer software and programs used for the compilation or printout thereof, the right to prosecute and maintain all intellectual property and the right to sue for
past infringement of the intellectual property. The use of such license by the Administrative Agent may be exercised, at the option of the Administrative Agent, upon the occurrence and during the continuation of an Event of Default; provided
that any license, sublicense or other transaction entered into by the Administrative Agent in accordance herewith shall be binding upon the Guarantors notwithstanding any subsequent cure of an Event of Default. 

SECTION 5.04. Securities Act, etc. In view of the position of the Pledgors in relation to the Pledged Collateral, or because
of other current or future circumstances, a question may arise under the Securities Act of 1933, as now or hereafter in effect, or any similar federal statute hereafter enacted analogous in purpose or effect (such Act and any such similar statute as
from time to time in effect being called the “Federal Securities Laws”) with respect to any disposition of the Pledged Collateral permitted hereunder. Each Pledgor understands that compliance with the Federal Securities Laws might
very strictly limit the course of conduct of the Administrative Agent if the Administrative Agent were to attempt to dispose of all or any part of the Pledged Collateral, and might also limit the extent to which or the manner in which any subsequent
transferee of any Pledged Collateral could dispose of the same. Similarly, there may be other legal restrictions or limitations affecting the Administrative Agent in any attempt to dispose of all or part of the Pledged Collateral under applicable
Blue Sky or other state securities laws or similar laws analogous in purpose or effect. Each Pledgor acknowledges and agrees that in light of such restrictions and limitations, the Administrative Agent, in its sole and absolute discretion,
(a) may proceed to make such a sale whether or not a registration statement for the purpose of registering such Pledged Collateral or part thereof shall have been filed under the Federal Securities Laws or, to the extent applicable, Blue Sky or
other state securities laws and (b) may approach and negotiate with a single potential purchaser to effect such sale. Each Pledgor acknowledges and agrees that any such sale might result in prices and other terms less favorable to the seller
than if such sale were a public sale without such restrictions. In the event of any such sale, the Administrative Agent shall incur no responsibility or liability for selling all or any part of the Pledged Collateral at a price that the
Administrative Agent, in its sole and absolute discretion, may in good faith deem reasonable under the circumstances, notwithstanding the possibility that a substantially higher price might have been realized if the sale were deferred until after
registration as aforesaid or if more than a single purchaser were approached. The provisions of this Section 5.04 will apply notwithstanding the existence of a public or private market upon which the quotations or sales prices may exceed
substantially the price at which the Administrative Agent sells. 
 SECTION 5.05. Registration, etc. Each Pledgor
agrees that, upon the occurrence and during the continuance of an Event of Default, if for any reason the Administrative Agent desires to sell any of the Pledged Collateral at a public sale, it will, at any time and from time to time, upon the
written request of the Administrative Agent, use its commercially reasonable efforts to take or to cause the issuer of such Pledged Collateral to take such action and prepare, distribute and/or file such documents, as are required or advisable in
the reasonable opinion of counsel for the Administrative Agent to permit the public sale of such Pledged Collateral. Each Pledgor further agrees to indemnify, defend and hold harmless the Administrative Agent, each other Secured Party, any
underwriter and their respective officers, directors, affiliates and controlling Persons from and against all loss, liability, expenses, costs of 

  
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counsel (including reasonable fees and expenses to the Administrative Agent of legal counsel), and claims (including the costs of investigation) that they may incur insofar as such loss,
liability, expense or claim arises out of or is based upon any alleged untrue statement of a material fact contained in any prospectus (or any amendment or supplement thereto) or in any notification or offering circular, or arises out of or is based
upon any alleged omission to state a material fact required to be stated therein or necessary to make the statements in any thereof not misleading, except insofar as the same may have been caused by any untrue statement or omission based upon
information furnished in writing to such Pledgor or the issuer of such Pledged Collateral by the Administrative Agent or any other Secured Party expressly for use therein. Each Pledgor further agrees, upon such written request referred to above, to
use its commercially reasonable efforts to qualify, file or register, or cause the issuer of such Pledged Collateral to qualify, file or register, any of the Pledged Collateral under the Blue Sky or other securities laws of such states as may be
reasonably requested by the Administrative Agent and keep effective, or cause to be kept effective, all such qualifications, filings or registrations. Each Pledgor will bear all costs and expenses of carrying out its obligations under this
Section 5.05. Each Pledgor acknowledges that there is no adequate remedy at law for failure by it to comply with the provisions of this Section 5.05 only and that such failure would not be adequately compensable in damages and, therefore,
agrees that its agreements contained in this Section 5.05 may be specifically enforced. 
 ARTICLE VI 

INDEMNITY, SUBROGATION AND SUBORDINATION 
 SECTION 6.01. Indemnity and Subrogation. In addition to all such rights of indemnity and subrogation as the Guarantors may have under applicable law (but subject to Section 6.03), the
Company agrees that (a) in the event a payment shall be made by any Guarantor under this Agreement in respect of any Obligation of a Borrower, the Company shall indemnify such Guarantor for the full amount of such payment and such Guarantor
shall be subrogated to the rights of the Person to whom such payment shall have been made to the extent of such payment and (b) in the event any assets of any Guarantor shall be sold pursuant to this Agreement or any other Security Document to
satisfy in whole or in part an Obligation of a Borrower, the Company shall indemnify such Guarantor in an amount equal to the greater of the book value or the fair market value of the assets so sold. 

SECTION 6.02. Contribution and Subrogation. (a) Each Guarantor (other than the Company) (a “Contributing
Guarantor”) agrees (subject to Section 6.03) that, in the event a payment shall be made by any other Guarantor (other than the Company) hereunder in respect of any Guaranteed Obligation or assets of any other Guarantor (other than the
Company) shall be sold pursuant to any Security Document to satisfy any Guaranteed Obligation owed to any Secured Party and such other Guarantor (the “Claiming Guarantor”) shall not have been fully indemnified by the Company as
provided in Section 6.01, the Contributing Guarantor shall indemnify the Claiming Guarantor in an amount equal to the amount of such payment or the greater of the book value or the fair market value of such assets, as applicable, in each case
multiplied by a fraction of which the numerator shall be the net worth of such Contributing Guarantor on the date hereof and the denominator shall be the aggregate net worth of all the Guarantors on the date hereof (or, in the case of any Guarantor
becoming a party hereto pursuant to Section 7.15, the date of the supplement hereto executed and delivered by such Guarantor). Any Contributing Guarantor making any payment to a Claiming Guarantor pursuant to this Section 6.02 shall be
subrogated to the rights of such Claiming Guarantor under Section 6.01 to the extent of such payment. 
 (b) As of any date
of determination, any amount owing to a Claiming Guarantor pursuant to clause (a) above shall be equal to the maximum amount of the claim which could then be recovered from such Claiming Guarantor under this Agreement without rendering such
claim voidable or avoidable under Section 548 of Chapter 11 of the United States Bankruptcy Code or under any applicable 

  
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state Uniform Fraudulent Transfer Act, Uniform Fraudulent Conveyance Act or similar statute or common law. 
 (c) This Section 6.02 is intended only to define the relative rights of the Guarantors, and nothing set forth in this Section 6.02 is intended to or shall impair the obligations of the
Guarantors, jointly and severally, to pay any amounts as and when the same shall become due and payable in accordance with the terms of this Agreement. 
 (d) The parties hereto acknowledge that the rights of contribution and indemnification hereunder shall constitute assets of the Guarantor or Guarantors to which such contribution and indemnification is
owing. 
 SECTION 6.03. Subordination. (a) Notwithstanding any provision of this Agreement to the contrary, all
rights of the Guarantors under Sections 6.01 and 6.02 and all other rights of indemnity, contribution or subrogation of the Pledgor under applicable law or otherwise shall be fully subordinated to the indefeasible payment in full in cash of the
Guaranteed Obligations. No failure on the part of the Company or any Guarantor to make the payments required by Sections 6.01 and 6.02 (or any other payments required under applicable law or otherwise) shall in any respect limit the obligations
and liabilities of any Guarantor with respect to its obligations hereunder, and each Guarantor shall remain liable for the full amount of the obligations of such Guarantor hereunder. 

(b) Each Guarantor hereby agrees that all Indebtedness and other monetary obligations owed by it to any other Guarantor or any Subsidiary
shall be fully subordinated to the indefeasible payment in full in cash of the Guaranteed Obligations. 
 ARTICLE VII

 MISCELLANEOUS 
 SECTION 7.01. Notices. All communications and notices hereunder shall (except as otherwise expressly permitted herein) be in writing and given as provided in Section 9.01 of the Credit
Agreement. All communications and notices hereunder to any Subsidiary Loan Party shall be given to it in care of the Company, with such notice to be given as provided in Section 9.01 of the Credit Agreement. 

SECTION 7.02. Security Interest Absolute. All rights of the Administrative Agent hereunder, the Security Interest, the
security interest in the Pledged Collateral and all obligations of each Pledgor hereunder shall be absolute and unconditional irrespective of (a) any lack of validity or enforceability of the Credit Agreement, any other Loan Document, any
agreement with respect to any of the Guaranteed Obligations or any other agreement or instrument relating to any of the foregoing, (b) any change in the time, manner or place of payment of, or in any other term of, all or any of the Guaranteed
Obligations, or any other amendment or waiver of or any consent to any departure from the Credit Agreement, any other Loan Document or any other agreement or instrument, (c) any exchange, release or non-perfection of any Lien on other
collateral, or any release or amendment or waiver of or consent under or departure from any guarantee, securing or guaranteeing all or any of the Guaranteed Obligations or (d) any other circumstance that might otherwise constitute a defense
available to, or a discharge of, any Pledgor in respect of the Guaranteed Obligations or this Agreement. 
 SECTION 7.03.
Binding Effect; Several Agreement. This Agreement shall become effective as to any party to this Agreement when a counterpart hereof executed on behalf of such party shall have been delivered to the Administrative Agent and a counterpart
hereof shall have been executed on behalf of the Administrative Agent, and thereafter shall be binding upon such party and the 

  
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Administrative Agent and their respective permitted successors and assigns, and shall inure to the benefit of such party, the Administrative Agent and the other Secured Parties and their
respective permitted successors and assigns, except that no party shall have the right to assign or transfer its rights or obligations hereunder or any interest herein or in the Collateral (and any such assignment or transfer shall be void) except
as expressly contemplated by this Agreement or the Credit Agreement. This Agreement shall be construed as a separate agreement with respect to each party and may be amended, modified, supplemented, waived or released with respect to any party
without the approval of any other party and without affecting the obligations of any other party hereunder. 

SECTION 7.04. Successors and Assigns. Whenever in this Agreement any of the parties hereto is referred to, such reference
shall be deemed to include the permitted successors and assigns of such party; and all covenants, promises and agreements by or on behalf of any Pledgor or the Administrative Agent that are contained in this Agreement shall bind and inure to the
benefit of their respective permitted successors and assigns. 
 SECTION 7.05. Administrative Agent’s Fees and
Expenses; Indemnification. (a) The parties hereto agree that the Administrative Agent shall be entitled to reimbursement of its expenses incurred hereunder as provided in Section 9.05 of the Credit Agreement. 

(b) The Parties hereto agree that the Administrative Agent shall be entitled to indemnification as provided in Section 9.05 of the
Credit Agreement. 
 (c) Any such amounts payable as provided hereunder shall be additional Guaranteed Obligations secured
hereby and by the other Security Documents. The provisions of this Section 7.05 shall remain operative and in full force and effect regardless of the termination of this Agreement or any other Loan Document, the consummation of the transactions
contemplated hereby, the repayment of any of the Obligations, the invalidity or unenforceability of any term or provision of this Agreement or any other Loan Document, or any investigation made by or on behalf of the Administrative Agent or any
other Secured Party. All amounts due under this Section 7.05 shall be payable on written demand therefor. 

SECTION 7.06. Administrative Agent Appointed Attorney-in-Fact. Each Pledgor hereby appoints the Administrative Agent as the
attorney-in-fact of such Pledgor for the purpose of carrying out the provisions of this Agreement and taking any action and executing any instrument that the Administrative Agent may deem necessary or advisable to accomplish the purposes hereof,
which appointment is irrevocable and coupled with an interest. Without limiting the generality of the foregoing, the Administrative Agent shall have the right, upon the occurrence and during the continuance of an Event of Default, with full power of
substitution either in the Administrative Agent’s name or in the name of such Pledgor, (a) to receive, endorse, assign or deliver any and all notes, acceptances, checks, drafts, money orders or other evidences of payment relating to the
Collateral or any part thereof; (b) to demand, collect, receive payment of, give receipt for and give discharges and releases of all or any of the Collateral; (c) to ask for, demand, sue for, collect, receive and give acquittance for any
and all moneys due or to become due under and by virtue of any Collateral; (d) to sign the name of any Pledgor on any invoice or bill of lading relating to any of the Collateral; (e) to send verifications of Accounts to any Account Debtor;
(f) to commence and prosecute any and all suits, actions or proceedings at law or in equity in any court of competent jurisdiction to collect or otherwise realize on all or any of the Collateral or to enforce any rights in respect of any
Collateral; (g) to settle, compromise, compound, adjust or defend any actions, suits or proceedings relating to all or any of the Collateral; (h) to notify, or to require any Guarantor to notify, Account Debtors to make payment directly to
the Administrative Agent; and (i) to use, sell, assign, transfer, pledge, make any agreement with respect to or otherwise deal with all or any of the Collateral, and to do all other acts and things necessary to carry out the purposes of this
Agreement, as fully and completely as though the Administrative Agent were the absolute owner of the 

  
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Collateral for all purposes; provided, that nothing herein contained shall be construed as requiring or obligating the Administrative Agent to make any commitment or to make any inquiry as
to the nature or sufficiency of any payment received by the Administrative Agent, or to present or file any claim or notice, or to take any action with respect to the Collateral or any part thereof or the moneys due or to become due in respect
thereof or any property covered thereby. The Administrative Agent and the other Secured Parties shall be accountable only for amounts actually received as a result of the exercise of the powers granted to them herein, and neither they nor their
officers, directors, employees or agents shall be responsible to any Pledgor for any act or failure to act hereunder, except for their own gross negligence or willful misconduct. 

SECTION 7.07. GOVERNING LAW. THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS AGREEMENT SHALL BE
CONSTRUED IN ACCORDANCE WITH AND GOVERNED BY THE LAWS OF THE STATE OF NEW YORK. 
 SECTION 7.08. Waivers;
Amendment. (a) No failure or delay by the Administrative Agent, the Issuing Bank or any Lender in exercising any right, power or remedy hereunder or under any other Loan Document shall operate as a waiver thereof, nor shall any single or
partial exercise of any such right, power or remedy, or any abandonment or discontinuance of steps to enforce such a right, power or remedy, preclude any other or further exercise thereof or the exercise of any other right, power or remedy. The
rights, powers and remedies of the Administrative Agent, the Issuing Bank and the Lenders hereunder and under the other Loan Documents are cumulative and are not exclusive of any rights, powers or remedies that they would otherwise have. No waiver
of any provision of this Agreement or consent to any departure by any Loan Party therefrom shall in any event be effective unless the same shall be permitted by paragraph (b) of this Section 7.08, and then such waiver or consent shall be
effective only in the specific instance and for the purpose for which given. Without limiting the generality of the foregoing, the making of a Loan or the issuance of a Letter of Credit shall not be construed as a waiver of any Default or Event of
Default, regardless of whether the Administrative Agent, any Lender or the Issuing Bank may have had notice or knowledge of such Default or Event of Default at the time. No notice or demand on any Domestic Loan Party in any case shall entitle any
Domestic Loan Party to any other or further notice or demand in similar or other circumstances. 
 (b) Neither this Agreement
nor any provision hereof may be waived, amended or modified except pursuant to an agreement or agreements in writing entered into by the Administrative Agent and the Domestic Loan Party or Domestic Loan Parties with respect to which such waiver,
amendment or modification is to apply, subject to any consent required in accordance with Section 9.08 of the Credit Agreement. 
 SECTION 7.09. WAIVER OF JURY TRIAL. EACH PARTY HERETO HEREBY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN RESPECT OF ANY LITIGATION
DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER OR IN CONNECTION WITH THIS AGREEMENT OR ANY OTHER LOAN DOCUMENTS. EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE,
THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL
WAIVERS AND CERTIFICATIONS IN THIS SECTION 7.09. 

  
 26 









 SECTION 7.10. Severability. In the event any one or more of the provisions
contained in this Agreement or in any other Loan Document should be held invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein and therein shall not in any way be
affected or impaired thereby. The parties shall endeavor in good-faith negotiations to replace the invalid, illegal or unenforceable provisions with valid provisions the economic effect of which comes as close as possible to that of the invalid,
illegal or unenforceable provisions. 
 SECTION 7.11. Counterparts. This Agreement may be executed in two or more
counterparts, each of which shall constitute an original but all of which when taken together shall constitute but one contract, and shall become effective as provided in Section 7.03. Delivery of an executed counterpart to this Agreement by
facsimile transmission shall be as effective as delivery of a manually signed original. 
 SECTION 7.12. Headings.
Article and Section headings and the Table of Contents used herein are for convenience of reference only, are not part of this Agreement and are not to affect the construction of, or to be taken into consideration in interpreting, this
Agreement. 
 SECTION 7.13. Jurisdiction; Consent to Service of Process. (a) Each party to this Agreement
hereby irrevocably and unconditionally submits, for itself and its property, to the nonexclusive jurisdiction of any New York State court or federal court of the United States of America sitting in New York City, and any appellate court from any
thereof, in any action or proceeding arising out of or relating to this Agreement or any other Loan Documents, or for recognition or enforcement of any judgment, and each of the parties hereto hereby irrevocably and unconditionally agrees that all
claims in respect of any such action or proceeding may be heard and determined in such New York State or, to the extent permitted by law, in such federal court. Each of the parties hereto further irrevocably consents to the service of process in any
action or proceeding in such courts by the mailing thereof by any parties thereto by registered or certified mail, postage prepaid, to the Company at the address specified for the Loan Parties in Section 9.01(a) of the Credit Agreement. Each of
the parties hereto agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by law. Nothing in this Agreement shall affect
any right that the Administrative Agent, the Issuing Bank or any Lender may otherwise have to bring any action or proceeding relating to this Agreement or any other Loan Document against any Pledgor, or its properties, in the courts of any
jurisdiction. 
 (b) Each party to this Agreement hereby irrevocably and unconditionally waives, to the fullest extent it may
legally and effectively do so, any objection which it may now or hereafter have to the laying of venue of any suit, action or proceeding arising out of or relating to this Agreement or any other Loan Document in any New York State or federal court.
Each of the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, the defense of an inconvenient forum to the maintenance of such action or proceeding in any such court. 

SECTION 7.14. Termination or Release. (a) This Agreement, the guarantees made herein, the Security Interest and all
other security interests granted hereby shall terminate when all the Obligations have been indefeasibly paid in full in cash and the Lenders have no further commitment to lend under the Credit Agreement, the Revolving L/C Exposure has been reduced
to zero and the Issuing Bank has no further obligations to issue Letters of Credit under the Credit Agreement. 
 (b) A
Subsidiary Loan Party shall automatically be released from its obligations hereunder and the security interests in the Collateral of such Subsidiary Loan Party shall be automatically released upon the consummation of any transaction permitted by the
Credit Agreement as a result of 

  
 27 









 
which such Subsidiary Loan Party ceases to be a Subsidiary of the Company pursuant to the terms of the Credit Agreement. 
 (c) Upon any sale or other transfer by any Pledgor of any Collateral that is permitted under the Credit Agreement to any Person that is not a Pledgor, or upon the effectiveness of any written consent to
the release of the security interest granted hereby in any Collateral pursuant to Section 9.08 of the Credit Agreement, the security interest in such Collateral shall be automatically released. 

(d) If any security interest granted hereby in any Collateral violates Section 9.22 of the Credit Agreement, the security interest
in such Collateral shall be automatically released. 
 (e) In connection with any termination or release pursuant to
paragraph (a), (b), (c) or (d) of this Section 7.14, the Administrative Agent shall execute and deliver to any Pledgor, at such Pledgor’s expense all documents that such Pledgor shall reasonably request to evidence such
termination or release and shall assist such Pledgor in making any filing in connection therewith. Any execution and delivery of documents pursuant to this Section 7.14 shall be without recourse to or warranty by the Administrative Agent.

 SECTION 7.15. Additional Subsidiaries. Upon execution and delivery by the Administrative Agent and any Subsidiary
Loan Party that is required to become a party hereto by Section 5.10 of the Credit Agreement of an instrument substantially in the form of Exhibit I hereto with such changes and modifications thereto as may be required by the laws
of any applicable foreign jurisdiction, such Subsidiary Loan Party shall become a Subsidiary Loan Party hereunder with the same force and effect as if originally named as a Subsidiary Loan Party herein. The execution and delivery of any such
instrument shall not require the consent of any other party to this Agreement. The rights and obligations of each party to this Agreement shall remain in full force and effect notwithstanding the addition of any new party to this Agreement.

 SECTION 7.16. Right of Set-off. If an Event of Default shall have occurred and be continuing, each Lender and the
Issuing Bank is hereby authorized at any time and from time to time, to the fullest extent permitted by law, to set-off and apply any and all deposits (general or special, time or demand, provisional or final and in whatever currency denominated) at
any time held and other indebtedness at any time owing by such Lender or the Issuing Bank to or for the credit or the account of any Pledgor to this Agreement against any of and all the obligations of such Pledgor now or hereafter existing under
this Agreement owed to such Lender or the Issuing Bank, irrespective of whether or not such Lender or the Issuing Bank shall have made any demand under this Agreement and although such obligations may be unmatured. The rights of each Lender under
this Section 7.16 are in addition to other rights and remedies (including other rights of set-off) that such Lender or the Issuing Bank may have. 
 SECTION 7.17. Judgment. If for the purposes of obtaining judgment in any court it is necessary to convert a sum due hereunder in Dollars into another currency, the parties hereto agree, to the
fullest extent that they may effectively do so, that the rate of exchange used shall be that at which in accordance with normal banking procedures the Administrative Agent could purchase Dollars with such other currency at JPMorgan’s principal
office in London at 11:00 a.m. (London time) on the Business Day preceding that on which final judgment is given. 

SECTION 7.18. Credit Agreement. If any conflict or inconsistency exists between this Agreement and the Credit Agreement, the
Credit Agreement shall govern. 
 [Signature Page Follows] 

  
 28 









 IN WITNESS WHEREOF, the parties hereto have duly executed this Agreement as of the day and
year first above written. 
  

					
	 CHART INDUSTRIES, INC.,
 as the Company and a Guarantor

		
	By:	 	/s/ Michael F. Biehl
		 	Name:	 	Michael F. Biehl
		 	Title:	 	Executive Vice President, Chief Financial Officer and Treasurer


 Chart Industries, Inc. Amended and Restated Guarantee and Collateral Agreement 

 







 
					
	 CHART INC.
 CAIRE
INC.
 CHART ENERGY & CHEMICALS, INC.
 CHART INTERNATIONAL HOLDINGS, INC.
 CHART ASIA, INC.

CHART INTERNATIONAL, INC.,
 CHART COOLER SERVICE
COMPANY, INC.
 CHART SEQUAL TECHNOLOGIES INC.
 each as a Guarantor and Subsidiary Loan Party (in each capacity)

		
	By:	 	/s/ Michael F. Biehl
		 	Name:	 	Michael F. Biehl
		 	Title:	 	Executive Vice President, Chief Financial Officer and Treasurer


 Chart Industries, Inc. Amended and Restated Guarantee and Collateral Agreement 







 
					
	 JPMORGAN CHASE BANK, N.A., as Administrative Agent

		
	By:	 	/s/ Henry W. Centa
		 	Name:	 	Henry W. Centa
		 	Title:	 	Senior Vice President


 Chart Industries, Inc. Amended and Restated Guarantee and Collateral Agreement 







 Exhibit I  
 to the Amended and Restated Guarantee and 
 Collateral Agreement 

SUPPLEMENT NO. – dated as of
                     (this “Supplement”), to the Amended and Restated Guarantee and Collateral Agreement dated as of April 25,
2012 (the “Guarantee and Collateral Agreement”), among CHART INDUSTRIES, INC., a Delaware corporation (the “Company”), each Subsidiary Loan Party identified therein (each, a “Subsidiary Loan Party”
and collectively with the Company, the “Guarantors”) and JPMORGAN CHASE BANK, N.A., a national banking association, in its capacity as administrative agent (the “Administrative Agent”) for itself and for the Secured
Parties. 
 A. Reference is made to the Amended and Restated Credit Agreement dated as of April 25, 2012 (as amended,
restated, supplemented, waived or otherwise modified from time to time, the “Credit Agreement”), among the Company, Chart Industries Luxembourg S.à r.l., a private limited liability company (société à
responsabilité limitée), incorporated under the laws of Luxembourg (the “Foreign Borrower” and together with the Company, the “Borrowers”), the lenders party thereto from time to time (the
“Lenders”) and the Administrative Agent. 
 B. Capitalized terms used herein and not otherwise defined herein
shall have the meanings assigned to such terms in the Credit Agreement and the Guarantee and Collateral Agreement. 
 C. The
Guarantors have entered into the Guarantee and Collateral Agreement in order to induce the Lenders to make Loans and the Issuing Bank to issue Letters of Credit. Section 7.15 of the Guarantee and Collateral Agreement provides that additional
Subsidiaries may become Subsidiary Loan Parties under the Guarantee and Collateral Agreement by execution and delivery of an instrument in the form of this Supplement. The undersigned Subsidiary (the “New Subsidiary”) is executing
this Supplement in accordance with the requirements of the Credit Agreement to become a Subsidiary Loan Party under the Guarantee and Collateral Agreement in order to induce the Lenders to make additional Loans and the Issuing Bank to issue
additional Letters of Credit and as consideration for Loans previously made and Letters of Credit previously issued. 

Accordingly, the Administrative Agent and the New Subsidiary agree as follows: 

SECTION 1. In accordance with Section 7.15 of the Guarantee and Collateral Agreement, the New Subsidiary by its signature below
becomes a Subsidiary Loan Party and a Guarantor under the Guarantee and Collateral Agreement with the same force and effect as if originally named therein as a Subsidiary Loan Party and a Guarantor, and the New Subsidiary hereby (a) agrees to
all the terms and provisions of the Guarantee and Collateral Agreement applicable to it as a Subsidiary Loan Party and Guarantor thereunder and (b) represents and warrants that the representations and warranties made by it as a Guarantor
thereunder (as supplemented by the attached supplemental Schedules to the Guarantee and Collateral Agreement) are true and correct, in all material respects, on and as of the date hereof. In furtherance of the foregoing, the New Subsidiary, as
security for the payment and performance in full of the Guaranteed Obligations, does hereby create and grant to the Administrative Agent, its successors and assigns, for the ratable benefit of the Secured Parties, their successors and assigns, a
security interest in and Lien on all the New Subsidiary’s right, title and interest in and to the Collateral (as defined in the Guarantee and Collateral Agreement) of the New Subsidiary. Each reference to a “Subsidiary Loan Party” or
a “Guarantor” in the Guarantee and Collateral Agreement shall be deemed to include the New Subsidiary. The Guarantee and Collateral Agreement is hereby incorporated herein by reference. 

  
 Exh I-1









 SECTION 2. The New Subsidiary represents and warrants to the Administrative Agent and
the other Secured Parties that this Supplement has been duly authorized, executed and delivered by it and constitutes its legal, valid and binding obligation, enforceable against it in accordance with its terms, subject to (i) the effects of
bankruptcy, insolvency, moratorium, reorganization, fraudulent conveyance or other similar laws affecting creditors’ rights generally, (ii) general principles of equity (regardless of whether such enforceability is considered in a
proceeding in equity or at law) and (iii) implied covenants of good faith and fair dealing. 
 SECTION 3. This
Agreement may be executed in two or more counterparts, each of which shall constitute an original but all of which when taken together shall constitute but one contract. This Supplement shall become effective when (a) the Administrative Agent
shall have received a counterpart of this Supplement that bears the signature of the New Subsidiary and (b) the Administrative Agent has executed a counterpart hereof. 
 SECTION 4. The New Subsidiary has attached hereto a completed Perfection Certificate, with all schedules thereto, and supplemental Schedules to the Guarantee and Collateral Agreement, and the New
Subsidiary hereby represents and warrants that the attached Schedules are complete and correct with respect to the New Subsidiary. 
 SECTION 5. Except as expressly supplemented hereby, the Guarantee and Collateral Agreement shall remain in full force and effect. 

SECTION 6. THIS SUPPLEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS SUPPLEMENT SHALL BE CONSTRUED IN ACCORDANCE
WITH AND GOVERNED BY THE LAWS OF THE STATE OF NEW YORK. 
 SECTION 7. In the event any one or more of the provisions
contained in this Supplement should be held invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein and in the Guarantee and Collateral Agreement shall not in any way
be affected or impaired thereby. The parties shall endeavor in good-faith negotiations to replace the invalid, illegal or unenforceable provisions with valid provisions the economic effect of which comes as close as possible to that of the invalid,
illegal or unenforceable provisions. 
 SECTION 8. All communications and notices hereunder shall be in writing and given
as provided in Section 7.01 of the Guarantee and Collateral Agreement. 
 SECTION 9. The New Subsidiary agrees to
reimburse the Administrative Agent for its reasonable out-of-pocket expenses in connection with this Supplement, including the reasonable fees, disbursements and other charges of counsel for the Administrative Agent. 

IN WITNESS WHEREOF, the New Subsidiary and the Administrative Agent have duly executed this Supplement to the Guarantee and Collateral
Agreement as of the day and year first above written. 
  

			
	[Name of New Subsidiary]
		
	By:	 	 
		 	Name:
		 	Title:



  
 Exh I-2









 
			
	 JPMORGAN CHASE BANK, N.A., as Administrative Agent

		
	By:	 	 
		 	Name:
		 	Title:



  
 Exh I-3









 Exhibit II  
 to the Amended and Restated Guarantee 
 and Collateral Agreement 

PERFECTION CERTIFICATE 
 Reference is hereby made to (i) the Amended and Restated Guarantee and Collateral Agreement dated as of April 25, 2012 (the “Guarantee and Collateral Agreement”), among CHART
INDUSTRIES, INC., a Delaware corporation (the “Company”), each Subsidiary Loan Party identified therein (each, a “Subsidiary Loan Party” and collectively with the Company, the “Guarantors”) and
JPMORGAN CHASE BANK, N.A., a national banking association, in its capacity as administrative agent (the “Administrative Agent”) for itself and for the Secured Parties and (ii) the Amended and Restated Credit Agreement dated as
of April 25, 2012 (as amended, restated, supplemented, waived or otherwise modified from time to time, the “Credit Agreement”), among the Company, Chart Industries Luxembourg S.à r.l., a private limited liability company
(société à responsabilité limitée), incorporated under the laws of Luxembourg (the “Foreign Borrower” and together with the Company, the “Borrowers”), the lenders party
thereto from time to time (the “Lenders”) and the Administrative Agent. 
 In connection with the Transactions,
the Company hereby certifies on behalf of itself and the other grantors listed on Schedule I hereto (the “Grantors”) as follows: 
  

	I.	Current Information. 

 A. Legal Names, Organizations, Jurisdictions of Organization and Organizational Identification Numbers. The full and exact legal name (as it appears in each respective certificate or
articles of incorporation, limited liability membership agreement or similar organizational documents, in each case as amended to date), the type of organization (or if the Company or a particular Grantor is an individual, please indicate so), the
jurisdiction of organization (or Formation, as applicable), the organizational identification number and the federal tax-payer identification number of the Company and each other Grantor are as set forth on Schedule 1(a) hereto. 

B. Changes in Names, Jurisdiction of Organization or Corporate Structure. Except as set forth in Schedule 1(b)
hereto, neither the Company nor any other Grantor has changed its name within the past five (5) years. Except as set forth in Schedule 1(c) hereto, neither the Company nor any other Grantor has changed its (i) jurisdiction of
organization since July 1, 2006 or (ii) its corporate structure in any way (e.g. by merger, consolidation, change in corporate form, change in jurisdiction of organization or otherwise) within the past five (5) years. 

C. Chief Executive Offices and Mailing Addresses. The chief executive office address (or the principal residence if
the Company or a particular Grantor is a natural person) and the preferred mailing address (if different than the chief executive office or residence) of the Company and each other Grantor is as set forth on Schedule 2(a). 

D. Prior Addresses. Except as set forth on Schedule 2(b), neither the Company nor any other Grantor has changed
it chief executive office, or principal residence if the Company or a particular Grantor is a natural person, within the past five (5) years. 
 E. Acquisitions of Equity Interests or Assets. Except as set forth on Schedule 3, neither the Company nor any Grantor has acquired the equity interests of another entity or
substantially all the assets of another entity within the past five (5) years. 

  
 Exh II-1










	II.	Additional Information. 

 A. Place of Business of Natural Persons. 
 In each case where the
Company or any other Grantor is a natural person, set forth below is each place of business of such Debtor or any other Grantor for the last five (5) years: 
  

					
	 Debtor/Grantor
	  	 Address/City/State/Zip Code
	  	County
	 [Not Applicable]
	  		  	

  

	III.	Miscellaneous. 


The Company and each other Grantor hereby certifies that each of the Schedules attached hereto are true, accurate and complete.

 The undersigned knows of no change or anticipated change in any of the circumstances or with respect to any of the matters
contemplated in this Perfection Certificate and the Schedules attached hereto. 
 [Signature pages to follow] 

  
 Exh II-2









 
			
	
[                        
                                    ] ,
as
[                                ]

		
	By:	 	 
		 	Name:
		 	Title:



  
 Exh II-3









 Exhibit III  

to the Amended and Restated Guarantee 
 and Collateral Agreement 
 INTERCOMPANY NOTE 

New York, New York 

            , 20     

FOR VALUE RECEIVED, each of the undersigned, to the extent a borrower from time to time from any other entity listed on the signature
page hereto (each, in such capacity, a “Payor”), hereby promises to pay on demand to the order of such other entity listed below (each, in such capacity, a “Payee”), in lawful money of the United States of America
in immediately available funds, at such location in the United States of America as a Payee shall from time to time designate, the unpaid principal amount of all loans and advances made by such Payee to such Payor. Each Payor promises also to pay
interest on the unpaid principal amount of all such loans and advances in like money at said location from the date of such loans and advances until paid at such rate per annum as shall be agreed upon from time to time by such Payor and such Payee.

 This note (“Note”) is the intercompany note referred to in the Amended and Restated Guarantee and Collateral
Agreement (the “Collateral Agreement”; capitalized terms used and not defined herein shall have the meanings assigned to such terms in the Collateral Agreement; unless otherwise specified), dated as of April 25, 2012, among
CHART INDUSTRIES, INC., a Delaware corporation (the “Company”), each Subsidiary Loan Party identified therein (each, a “Subsidiary Loan Party” and collectively with the Company, the “Guarantors”)
and JPMORGAN CHASE BANK, N.A., a national banking association, in its capacity as administrative agent (the “Administrative Agent”) for itself and for the Secured Parties. Each Payee hereby acknowledges and agrees that the
Administrative Agent may exercise all rights provided in the Credit Agreement and the Collateral Agreement with respect to this Note. 
 Anything in this Note to the contrary notwithstanding, the indebtedness evidenced by this Note owed by any Payor that is a Guarantor to any Payee other than a Loan Party shall be subordinate and junior in
right of payment, to the extent and in the manner hereinafter set forth, to all Obligations (such term used herein throughout is as defined in the Credit Agreement) of such Payor under the Credit Agreement, including, without limitation, where
applicable, under such Payor’s guarantee of the Obligations under the Collateral Agreement (such Obligations and other indebtedness and obligations in connection with any renewal, refunding, restructuring or refinancing thereof, including
interest thereon accruing after the commencement of any proceedings referred to in clause (i) below, whether or not such interest is an allowed claim in such proceeding, being hereinafter collectively referred to as “Senior
Indebtedness”): 
 (i) In the event of any insolvency or bankruptcy proceedings, and any receivership,
liquidation, reorganization or other similar proceedings in connection therewith, relative to any Payor or to its creditors, as such, or to its property, and in the event of any proceedings for voluntary liquidation, dissolution or other winding up
of such Payor, whether or not involving insolvency or bankruptcy, then (x) the holders of Senior Indebtedness shall be paid in full in cash in respect of all amounts constituting Senior Indebtedness before any Payee is entitled to receive
(whether directly or indirectly), or make any demands for, any payment on account of this Note and (y) until the holders of Senior Indebtedness are paid in full in cash in respect of all amounts constituting Senior Indebtedness, any payment or
distribution to which such Payee would 

  
 Exh III-1









 
otherwise be entitled (other than debt securities of such Payor that are subordinated, to at least the same extent as this Note, to the payment of all Senior Indebtedness then outstanding (such
securities being hereinafter referred to as “Restructured Debt Securities”)) shall be made to the holders of Senior Indebtedness. 
 (ii) If any payment or distribution of any character, whether in cash, securities or other property (other than Restructured Debt Securities), in respect of this Note shall (despite these subordination
provisions) be received by any Payee in violation of clause (i) before all Senior Indebtedness shall have been paid in full in cash, such payment or distribution shall be held in trust for the benefit of, and shall be paid over or delivered to,
the holders of Senior Indebtedness (or their representatives), ratably according to the respective aggregate amounts remaining unpaid thereon, to the extent necessary to pay all Senior Indebtedness in full in cash. 

To the fullest extent permitted by law, no present or future holder of Senior Indebtedness shall be prejudiced in its right to enforce
the subordination of this Note by any act or failure to act on the part of any Payor or by any act or failure to act on the part of such holder or any trustee or agent for such holder. Each Payee and each Payor hereby agree that the subordination of
this Note is for the benefit of the Administrative Agent and the other Secured Parties, the Administrative Agent and the other Secured Parties are obligees under this Note to the same extent as if their names were written herein as such and the
Administrative Agent may, on behalf of itself and the other Secured Parties, proceed to enforce the subordination provisions herein. 
 The indebtedness evidenced by this Note owed by any Payor that is not a Guarantor shall not be subordinated to, and shall rank pari passu in right of payment with, any other obligation of such
Payor. 
 Nothing contained in the subordination provisions set forth above is intended to or will impair, as between each Payor
and each Payee, the obligations of such Payor, which are absolute and unconditional, to pay to such Payee the principal of and interest on this Note as and when due and payable in accordance with its terms, or is intended to or will affect the
relative rights of such Payee and other creditors of such Payor other than the holders of Senior Indebtedness. 
 Each Payee is
hereby authorized to record all loans and advances made by it to any Payor (all of which shall be evidenced by this Note), and all repayments or prepayments thereof, in its books and records, such books and records constituting prima facie evidence
of the accuracy of the information contained therein. 
 Each Payor hereby waives presentment, demand, protest or notice of any
kind in connection with this Note. All payments under this Note shall be made without offset, counterclaim or deduction of any kind. 

  
 Exh III-2









 THIS NOTE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF
NEW YORK, WITHOUT REGARD TO THE PRINCIPLES OF CONFLICTS OF LAWS THEREOF. 
  

			
	                           
                             ,
		
	By:	 	 
		 	Name:
		 	Title:



  
 Exh III-3









 
			
	
                        
                                ,
as Borrower

		
	By:	 	 
		 	Name:
		 	Title:



  
 Exh III-4









 
			
	
                        
                                ,
as a Subsidiary Loan Party

		
	By:	 	 
		 	Name:
		 	Title:



  
 Exh III-5









 
			
	
                        
                                ,
as a Subsidiary Loan Party

		
	By:	 	 
		 	Name:
		 	Title:



  
 Exh III-6









 
			
	
                        
                                ,
as a Subsidiary Loan Party

		
	By:	 	 
		 	Name:
		 	Title:



  
 Exh III-7









 Schedule I 
 Subsidiary Loan Parties 
 Chart Inc. 

Caire Inc. 

Chart Energy & Chemicals, Inc. 
 Chart International Holdings, Inc. 
 Chart Asia, Inc. 

Chart International, Inc. 
 Chart Cooler Service Company, Inc. 
 Chart SeQual Technologies Inc. 







 Schedule II 
 Pledged Stock; Pledged Debt Securities 
 Pledged Stock 

 

													
	 Issuer
	  	Jurisdiction	  	Pledgor	  	Certificate
Number	  	Class of
Equity
Interest	 	Number
of Shares	  	Percentage
Pledged by
Pledgor
	 Chart International, Inc.
	  	Delaware	  	Chart
Industries,
Inc.	  	1	  	Common
Stock	 	100	  	100%
	 Chart Inc.
	  	Delaware	  	Chart
Industries,
Inc.	  	1	  	Common
Stock	 	100	  	100%
	 Chart International Holdings, Inc.
	  	Delaware	  	Chart Inc.	  	1	  	Common
Stock	 	100	  	100%
	 Chart Asia, Inc.
	  	Delaware	  	Chart Inc.	  	1	  	Common
Stock	 	100	  	100%
	 Caire Inc.
	  	Delaware	  	Chart Inc.	  	1	  	Common
Stock	 	100	  	100%
	 Chart Cooler Service Company, Inc. (f/k/a CoolTel, Inc.)
	  	Delaware	  	Chart Inc.	  	1	  	Common
Stock	 	100	  	100%
	 Chart Energy & Chemicals, Inc.
	  	Delaware	  	Chart Inc.	  	2	  	Common
Stock	 	100	  	100%
	 Chart Asia Investment Company Limited
	  	Hong Kong	  	Chart Asia,
Inc	  	1	  	Ordinary
Shares	 	65	  	65%
	 Chart Industries Luxembourg S.à r.l.
	  	Luxembourg	  	Chart
International
Holdings, Inc.	  	n/a	  	Ordinary
Shares*	 	9,340	  	65%
	 Chart Industries Luxembourg S.à r.l.
	  	Luxembourg	  	Chart
International
Holdings, Inc.	  	n/a	  	Class A
Preferred
Equity*	 	267	  	65%
	 Chart SeQual Technologies Inc.
	  	Delaware	  	Caire Inc.	  	1	  	common
stock	 	3,000	  	100%









	*	There are two classes of Pledged Stock of Chart Industries Luxembourg S.à r.l., with the Class A Preferred Equity Certificates being “stapled” to
the ordinary shares, such that any transfer of a portion of ordinary shares of any Person necessarily involves a concomitant transfer of a like percentage of such Person’s Class A Preferred Equity Certificates. The “stapling” is
nominative only—ownership of both classes of Equity Interest is not represented by physical certificates. Chart Industries Luxembourg S.à r.l. has 14,370 ordinary shares outstanding and 412 Class A Preferred Equity Certificates
outstanding. 

  

									
	 Issuer of LLC Interest
	  	Pledgor Percentage
Owned	 	 	Percentage Pledged
by Pledgor	 
	 GTC of Clarksville, LLC
	  	 	100	% 	 	 	100	% 

 Pledged Debt Securities 
  

							
	 Obligor
	  	 Pledged Debt Securities
	  	Amount	 
	Chart Asia Investment Company Limited	  	Promissory note in favor of Chart Asia, Inc. issued by Chart Asia Investment Company Limited, dated June 18, 2009.	  	$	8,000,000	  
	Chart Asia Investment Company Limited	  	Promissory note in favor of Chart Asia, Inc. issued by Chart Asia Investment Company Limited, dated September 16, 2009.	  	$	2,000,000	  
	Chart Asia Investment Company Limited	  	Term loan note in favor of Chart Asia, Inc. issued by Chart Asia Investment Company Limited, dated February 25, 2010.	  	$	4,000,000	  








 Schedule III 
 Intellectual Property 
 Copyrights 

None. 







 Patents 
 Please see attached Patents Schedule. 








																	
	 Country
	 	 Owner
	 	 Title
	 	 Status
	 	Appl’n. Number	 	Filing
Date	 	 Patent

Number
	 	Issue
Date	 	Our Ref
	 US
	 	Chart Energy & Chemicals, Inc.	 	Hydrogen Reactor	 	Expired	 	61/451951	 	3/11/11	 		 		 	9670-0001-PR1
									
	 US
	 	Chart Energy & Chemicals, Inc.	 	Concept for Membrane Reactor for H2 Separation - Tublular Reactor	 	Unfiled	 		 		 		 		 	9670-0002-PR1
									
	 CA
	 	Chart Energy & Chemicals, Inc.	 	Supercritical Process, Reactor and System for Hydrogen Production	 	Pending	 	2648589	 	4/9/07	 		 		 	9670-0003-CA1
									
	 CN
	 	Chart Energy & Chemicals, Inc.	 	Supercritical Process, Reactor and System for Hydrogen Production	 	Published	 	2007800211655	 	4/9/07	 		 		 	9670-0003-CN1
									
	 EP
	 	Chart Energy & Chemicals, Inc.	 	Supercritical Process, Reactor and System for Hydrogen Production	 	Published	 	7755225.5	 	4/9/07	 		 		 	9670-0003-EP1
									
	 US
	 	Chart Energy & Chemicals, Inc.	 	Supercritical Process, Reactor and System for Hydrogen Production	 	Granted	 	11/784696	 	4/9/07	 	7789920	 	9/7/10	 	9670-0003-US1
									
	 CN
	 	Chart Energy & Chemicals, Inc.	 	 Plate Fin Fluid
 Processing
Device
	 	Published	 	20880106216.9	 	7/9/08	 		 		 	9670-0004-CN1









																	
	 Country
	 	 Owner
	 	 Title
	 	 Status
	 	Appl’n. Number	 	Filing
Date	 	 Patent

Number
	 	Issue
Date	 	Our Ref
	 EP
	 	Chart Energy & Chemicals, Inc.	 	 Plate Fin Fluid
 Processing
Device
	 	Published	 	08796121.5	 	7/9/08	 		 		 	9670-0004-EP1
									
	 HK
	 	Chart Energy & Chemicals, Inc.	 	 Plate Fin Fluid
 Processing
Device
	 	Pending	 	11104988.3	 	5/20/11	 		 		 	9670-0004-HK1
									
	 JP
	 	Chart Energy & Chemicals, Inc.	 	 Plate Fin Fluid
 Processing
Device
	 	Pending	 	2010516223	 	1/8/10	 		 		 	9670-0004-JP1
									
	 US
	 	Chart Energy & Chemicals, Inc.	 	 Plate Fin Fluid
 Processing
Device
	 	Granted	 	12/170189	 	7/9/08	 	7998345	 	8/16/11	 	9670-0004-US1
									
	 US
	 	Chart Energy & Chemicals, Inc.	 	 Plate Fin Fluid
 Processing
Device
	 	Pending	 	13/179792	 	7/11/11	 		 		 	9670-0004-US2
									
	 US
	 	Chart Energy & Chemicals, Inc.	 	 Compact Heat
 Exchange
Reactor
	 	Expired	 	61/372714	 	8/11/10	 		 		 	9670-0005-PR1
									
	 US
	 	Chart Energy & Chemicals, Inc.	 	System and Method for Energy Storage	 	Expired	 	61/373743	 	8/13/10	 		 		 	9670-0007-PR1
									
	 US
	 	Chart Energy & Chemicals, Inc.	 	Device and Method for Energy Storage	 	Pending	 	61/530681	 	9/2/11	 		 		 	9670-0008-PR1
									
	 US
	 	Chart Energy & Chemicals, Inc.	 	Catalysts, System and Method for Hydrogen Production	 	Granted	 	12/384796	 	4/8/09	 	8,075,645	 	12/13/11	 	9670-0010-US1
									
	 US
	 	Chart Energy & Chemicals, Inc.	 	Catalysts, System and Method for Hydrogen Production	 	Pending	 	13/310,787	 	12/4/11	 		 		 	9670-0010-US2









																	
	 Country
	 	 Owner
	 	 Title
	 	 Status
	 	Appl’n. Number	 	Filing
Date	 	 Patent

Number
	 	Issue
Date	 	Our Ref
	 US
	 	Chart Energy & Chemicals, Inc.	 	Core-ln-Kettle Reactors and Methods of Making and Using Same	 	Pending	 	61/561,643	 	11/18/11	 		 		 	9670-0011-PR1








 Owner: Chart SeQual Technologies Inc. (40543) 

 

															
	Docket Number/SubCase	 	Case Type	 	 Status
 ClientReference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	40543-502/002	 		 	CIP	 	Granted	 	07/835918	 	28-Feb-1992	 		 	
	Country: 	 	United States of America	 		 	5,268,021	 	07-Dec-1993	 		 	
	Title: 	 	Fluid Fractionator	 		 		 		 		 	
								
	40543-502/C02	 		 	CON	 	Granted	 	08/142614	 	25-Oct-1993	 		 	
	Country: 	 	United States of America	 		 	5,366,541	 	22-Nov-1994	 		 	
	Title: 	 	Fluid Fractionator	 		 		 		 		 	
								
	40543-502/RI1	 		 	REI	 	Granted	 	08/131761	 	01-Oct-1993	 		 	
	Country: 	 	United States of America	 	RE35,099	 	28-Nov-1995	 		 	
	Title: 	 	Fluid Fractionator	 		 		 		 	
								
	40543-503/F01	 		 	PRI	 	Granted	 	07/609186	 	02-Nov-1990	 		 	
	Country: 	 	United States of America	 	5,114,441	 	19-May-1992	 		 	
	Title: 	 	Oxygen Concentrator System And Valve Structure	 		 	
								
	40543-504/D01	 		 	DIV	 	Granted	 	2296881	 	28-Feb-1992	 		 	
	Country: 	 	Canada	 		 		 	2296881	 	18-Feb-2005	 		 	
	Title: 	 	FLUID FRACTIONATOR	 		 		 		 		 	
								
	40543-504/N01	 		 	PCT	 	Granted	 	2130824	 	28-Feb-1992	 		 	
	Country: 	 	Canada	 		 		 	2130824	 	18-Jul-2000	 		 	
	Title: 	 	FLUID FRACTIONATOR	 		 		 		 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 ClientReference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-504/N01
	 		 	PCT	 	Granted	 	92907872.3	 	28-Feb-1992	 		 	
	Country: 	 	European Patent Convention	 	0627953	 	16-Dec-1998	 		 	
	Title: 	 	FLUID FRACTIONATOR	 		 	
								
	 40543-504/N01
	 		 	EPP	 	Granted	 	92907872.3	 	28-Feb-1992	 		 	
	Country: 	 	France	 		 		 	0627953	 	16-Dec-1998	 		 	
	Title: 	 	FLUID FRACTIONATOR	 		 		 		 	
								
	 40543-504/N01
	 		 	EPP	 	Granted	 	92907872.3	 	28-Feb-1992	 		 	
	Country: 	 	Germany	 		 		 	0627953	 	16-Dec-1998	 		 	
	Title: 	 	FLUID FRACTIONATOR	 		 	
								
	 40543-504/N01
	 		 	PCT	 	Pending	 	507386/1992	 	28-Feb-1992	 	Application Status Check	 	20-May-2012
	Country: 	 	Japan	 		 		 		 		 		 	
	Title: 	 	 Improved Fluid Fractionator
	 		 	
								
	40543-504/N01	 		 	EPP	 	Granted	 	92907872.3	 	28-Feb-1992	 		 	
	Country: 	 	United Kingdom	 	0627953	 	16-Dec-1998	 		 	
	Title: 	 	FLUID FRACTIONATOR	 		 	
								
	40543-505/D01	 		 	DIV	 	Granted	 	08/734203	 	21-Oct-1996	 		 	
	Country: 	 	United States of America	 	5,730,778	 	24-Mar-1998	 		 	
	Title: 	 	Improved Fluid Fractionator	 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-505/F01
	 		 	PRI	 	Granted	 	08/314213	 	28-Sep-1994	 		 	
	 Country: 
	 	United States of America	 	5,593,478	 	14-Jan-1997	 		 	
	 Title: 
	 	Fluid Fractionator	 		 		 		 		 		 	
								
	 40543-506/N01
	 		 	PCT	 	Granted	 	2275685	 	20-Dec-1996	 		 	
	 Country: 
	 	Canada	 		 		 	2275685	 	25-May-2004	 		 	
	 Title: 
	 	Improved Fluid Fractionator	 		 		 		 	
								
	 40543-506/N01
	 		 	PCT	 	Re-allowed	 	96945242.4	 	20-Dec-1996	 	Report re-validation to client	 	23-Apr-2012
	 Country: 
	 	European Patent Convention	 	0954367	 	06-Apr-2005	 		 	
	 Title: 
	 	Improved Fluid Fractionator	 		 		 		 	
								
	 40543-506/N01
	 		 	EPP	 	Re-allowed	 	96945242.4	 	20-Dec-1996	 		 	
	 Country: 
	 	France	 		 		 	0954367	 	06-Apr-2005	 		 	
	 Title: 
	 	IMPROVED FLUID FRACTIONATOR and corresponding process	 		 		 		 	
								
	 40543-506/N01
	 		 	EPP	 	Re-allowed	 	96945242.4	 	20-Dec-1996	 		 	
	 Country: 
	 	Germany	 		 		 	0954367	 	06-Apr-2005	 		 	
	 Title: 
	 	IMPROVED FLUID FRACTIONATOR and corresponding process	 		 	
								
	 40543-506/N01
	 		 	EPP	 	Re-allowed	 	96945242.4	 	20-Dec-1996	 		 	
	 Country: 
	 	Italy	 		 		 	0954367	 	06-Apr-2005	 		 	
	 Title: 
	 	IMPROVED FLUID FRACTIONATOR and corresponding process	 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-506/N01
	 		 	PCT	 	Pending	 	532359/1998	 	20-Dec-l 996	 	Application Status Check	 	30-Apr-2012
	 Country: 
	 	Japan	 		 		 		 		 		 	
	 Title: 
	 	Improved Fluid Fractionator	 		 		 		 	
								
	 40543-506/N01
	 		 	EPP	 	Re-allowed	 	96945242.4	 	20-Dec-1996	 		 	
	 Country: 
	 	United Kingdom	 	0954367	 	06-Apr-2005	 		 	
	 Title: 
	 	IMPROVED FLUID FRACTIONATOR and corresponding process	 	
								
	 40543-507/001
	 		 	PRI	 	Granted	 	09/371464	 	10-Aug-1999	 		 	
	 Country: 
	 	United States of America	 	6,311,719	 	06-Nov-2001	 		 	
	 Title: 
	 	Rotary Valve Assembly For Pressure Swing Adsorption System	 	
								
	 40543-507/C01
	 		 	CON	 	Granted	 	10/143373	 	10-May-2002	 		 	
	 Country: 
	 	United States of America	 	6,712,087	 	30-Mar-2004	 		 	
	 Title: 
	 	Rotary Valve Assembly For Pressure Swing Adsorption System	 	
								
	 40543-507/D01
	 		 	DIV	 	Granted	 	09/925146	 	08-Aug-2001	 		 	
	 Country: 
	 	United States of America	 	6,457,485	 	01-Oct-2002	 		 	
	 Title: 
	 	Rotary Valve Assembly For Pressure Swing Adsorption System	 		 	
								
	 40543-508/N01
	 		 	PCT	 	Granted	 	65216/00	 	04-Aug-2000	 		 	
	 Country: 
	 	Australia	 		 		 	775454	 	18-Nov-2004	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	Status
Client Reference #	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-508/N02
	 		 	PCT	 	Granted	 	2003228781	 	28-Apr-2003	 		 	
	 Country: 
	 	Australia	 		 		 	2003228781	 	05-Mar-2009	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 		 		 	
								
	 40543-508/N01
	 		 	PCT	 	Granted	 	2417339	 	04-Aug-2000	 		 	
	 Country: 
	 	Canada	 		 		 	2417339	 	01-May-2007	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same
								
	 40543-508/N02
	 		 	PCT	 	Granted	 	2484982	 	28-Apr-2003	 		 	
	 Country: 
	 	Canada	 		 		 	2484982	 	21-Jun-2011	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 		 		 	
								
	 40543-508/N02
	 		 	PCT	 	Granted	 	03809779.6	 	28-Apr-2003	 		 	
	 Country: 
	 	China (People’s Republic)	 	ZL 03809779.6	 	08-Dec-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 		 		 	
								
	 40543-508/N01
	 		 	EPP	 	Granted	 	00952541.1	 	04-Aug-2000	 		 	
	 Country: 
	 	Denmark	 		 		 	1307278	 	03-Dec-2008	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same
								
	 40543-508/N02
	 		 	EPP	 	Granted	 	03726552.7	 	28-Apr-2003	 		 	
	 Country: 
	 	Denmark	 		 		 	1499394	 	13-Jan-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-508/D01
	 		 	DIV	 	Granted	 	08169885.4	 	04-Aug-2000	 		 	
	 Country: 
	 	European Patent Convention	 	2033703	 	20-Oct-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	
								
	 40543-508/D02
	 		 	DIV	 	Granted	 	08161997.5	 	28-Apr-2003	 		 	
	 Country: 
	 	European Patent Convention	 	1987862	 	29-Dec-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	
								
	 40543-508/N01
	 		 	PCT	 	Granted	 	00952541.1	 	04-Aug-2000	 		 	
	 Country: 
	 	European Patent Convention	 	1307278	 	03-Dec-2008	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	
								
	 40543-508/N02
	 		 	PCT	 	Granted	 	03726552.7	 	28-Apr-2003	 		 	
	 Country: 
	 	European Patent Convention	 	1499394	 	13-Jan-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	
								
	 40543-508/D01
	 		 	EDV	 	Granted	 	08169885.4	 	04-Aug-2000	 		 	
	 Country: 
	 	France	 		 		 	2033703	 	20-Oct-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	
								
	 40543-508/D02
	 		 	EDV	 	Granted	 	08161997.5	 	28-Apr-2003	 		 	
	 Country: 
	 	France	 		 		 	1987862	 	29-Dec-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-508/N01
	 		 	EPP	 	Granted	 	00952541.1	 	04-Aug-2000	 		 	
	 Country: 
	 	France	 		 		 	1307278	 	03-Dec-2008	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	
								
	 40543-508/N02
	 		 	EPP	 	Granted	 	03726552.7	 	28-Apr-2003	 		 	
	 Country: 
	 	France	 		 		 	1499394	 	13-Jan-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	
								
	 40543-508/D01
	 		 	EDV	 	Granted	 	08169885.4	 	04-Aug-2000	 		 	
	 Country: 
	 	Germany	 		 		 	2033703	 	20-0ct-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/D02
	 		 	EDV	 	Granted	 	08161997.5	 	28-Apr-2003	 		 	
	 Country: 
	 	Germany	 		 		 	1987862	 	29-Dec-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	
								
	 40543-508/N01
	 		 	EPP	 	Granted	 	00952541.1	 	04-Aug-2000	 		 	
	 Country: 
	 	Germany	 		 		 	1307278	 	03-Dec-2008	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	
								
	 40543-508/N02
	 		 	EPP	 	Granted	 	03726552.7	 	28-Apr-2003	 		 	
	 Country: 
	 	Germany	 		 		 	1499394	 	13-Jan-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-508/N02
	 		 	REG	 	Granted	 	05105897.8	 	28-Apr-2003	 		 	
	 Country: 
	 	Hong Kong	 		 		 	1072389	 	20-May-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same
								
	 40543-508/N02
	 		 	PCT	 	Granted	 	1508/KOLNP/2004	 	28-Apr-2003	 	Form 27 to client	 	01-Jan-2013
	 Country: 
	 	India	 		 		 	237458	 	23-Dec-2009	 	Working Statement Due 2M	 	31-Jan-2013
	 Title: 
	 	Portable Oxygen Concentration System	 	Working Statement Due 1M	 	28-Feb-2013
		 		 	Working Statement Due	 	31-Mar-2013
								
	 40543-508/N01
	 		 	EPP	 	Granted	 	00952541.1	 	04-Aug-2000	 		 	
	 Country: 
	 	Ireland	 		 		 	1307278	 	03-Dec-2008	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/N02
	 		 	EPP	 	Granted	 	03726552.7	 	28-Apr-2003	 		 	
	 Country: 
	 	Ireland	 		 		 	1499394	 	13-Jan-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	
								
	 40543-508/N01
	 		 	EPP	 	Granted	 	00952541.1	 	04-Aug-2000	 		 	
	 Country: 
	 	Italy	 		 		 	1307278	 	03-Dec-2008	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/N02
	 		 	EPP	 	Granted	 	03726552.7	 	28-Apr-2003	 		 	
	 Country: 
	 	Italy	 		 		 	1499394	 	13-Jan-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-508/D01
	 		 	EDV	 	Granted	 	08169885.4	 	04-Aug-2000	 		 	
	 Country: 
	 	Netherlands	 		 		 	2033703	 	20-0ct-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/D02
	 		 	EDV	 	Granted	 	08161997.5	 	28-Apr-2003	 		 	
	 Country: 
	 	Netherlands	 		 		 	1987862	 	29-Dec-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/N02
	 		 	PCT	 	Granted	 	200406331-9	 	28-Apr-2003	 		 	
	 Country: 
	 	Singapore	 		 		 	107823	 	31-Jan-2007	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	
								
	 40543-508/D01
	 		 	EDV	 	Granted	 	08169885.4	 	04-Aug-2000	 		 	
	 Country: 
	 	Spain	 		 		 	2033703	 	20-Oct-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/D02
	 		 	EDV	 	Granted	 	08161997.5	 	28-Apr-2003	 		 	
	 Country: 
	 	Spain	 		 		 	1987862	 	29-Dec-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/N01
	 		 	EPP	 	Granted	 	00952541.1	 	04-Aug-2000	 		 	
	 Country: 
	 	Spain	 		 		 	1307278	 	03-Dec-2008	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-508/N02
	 		 	EPP	 	Granted	 	03726552.7	 	28-Apr-2003	 		 	
	 Country: 
	 	Spain	 		 		 	1499394	 	13-Jan-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	
								
	 40543-508/D01
	 		 	EDV	 	Granted	 	08169885.4	 	04-Aug-2000	 		 	
	 Country: 
	 	United Kingdom	 	2033703	 	20-Oct-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/D02
	 		 	EDV	 	Granted	 	08161997.5	 	28-Apr-2003	 		 	
	 Country: 
	 	United Kingdom	 	1987862	 	29-Dec-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/N01
	 		 	EPP	 	Granted	 	00952541.1	 	04-Aug-2000	 		 	
	 Country: 
	 	United Kingdom	 	1307278	 	03-Dec-2008	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/N02
	 		 	EPP	 	Granted	 	03726552.7	 	28-Apr-2003	 		 	
	 Country: 
	 	United Kingdom	 		 		 	1499394	 	13-Jan-2010	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	
								
	 40543-508/002
	 		 	CIP	 	Granted	 	10/134868	 	29-Apr-2002	 		 	
	 Country: 
	 	United States of America	 	6,691,702	 	17-Feb-2004	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-508/C01
	 		 	CON	 	Granted	 	10/105657	 	25-Mar-2002	 		 	
	 Country: 
	 	United States of America	 	6,629,525	 	07-Oct-2003	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 		 	
								
	 40543-508/F01
	 		 	PRI	 	Granted	 	09/632099	 	03-Aug-2000	 		 	
	 Country: 
	 	United States of America	 	6,651,658	 	25-Nov-2003	 		 	
	 Title: 
	 	Portable Oxygen Concentration System And Method Of Using The Same	 	
								
	 40543-508/N02
	 		 	PCT	 	Granted	 	1-2004-01249	 	28-Apr-2003	 		 	
	 Country: 
	 	Viet Nam	 		 		 	6058	 	03-Jan-2007	 		 	
	 Title: 
	 	Portable Oxygen Concentration System	 		 	
								
	 40543-509/F01
	 		 	PRI	 	Granted	 	09/931966	 	16-Aug-2001	 		 	
	 Country: 
	 	United States of America	 	6,471,744	 	29-Oct-2002	 		 	
	 Title: 
	 	Vacuum-Pressure Swing Absorption Fractionator And Method Of Using The Same	 	
								
	 40543-510/N01
	 		 	PCT	 	Granted	 	200580011143.1	 	04-Apr-2005	 		 	
	 Country: 
	 	China (People’s
Republic)	 	ZL 200580011143.1	 	15-Apr-2009	 		 	
	 Title: 
	 	Needle Valve For Flow Control	 		 	
								
	 40543-510/N01
	 		 	PCT	 	Granted	 	05733180.3	 	04-Apr-2005	 		 	
	 Country: 
	 	European Patent Convention	 	1740863	 	24-Aug-2011	 		 	
	 Title: 
	 	Needle Valve For Flow Control	 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-510/N01
	 		 	EPP	 	Granted	 	05733180.3	 	04-Apr-2005	 		 	
	 Country: 
	 	France	 		 		 	1740863	 	24-Aug-2011	 		 	
	 Title: 
	 	Needle Valve For Flow Control	 		 	
								
	 40543-510/N01
	 		 	EPP	 	Granted	 	05733180.3	 	04-Apr-2005	 		 	
	 Country: 
	 	Germany	 		 		 	1740863	 	24-Aug-2011	 		 	
	 Title: 
	 	Needle Valve For Flow Control	 		 	
								
	 40543-510/N01
	 		 	REG	 	Granted	 	07110020.6	 	05-Apr-2005	 		 	
	 Country: 
	 	Hong Kong	 		 		 	HK1104937	 	28-Aug-2009	 		 	
	 Title: 
	 	Needle Valve For Flow Control	 		 	
								
	 40543-510/N01
	 		 	EPP	 	Granted	 	05733180.3	 	04-Apr-2005	 		 	
	 Country: 
	 	Spain	 		 		 	1740863	 	24-Aug-2011	 		 	
	 Title: 
	 	Needle Valve For Flow Control	 		 	
								
	 40543-510/N01
	 		 	EPP	 	Granted	 	05733180.3	 	04-Apr-2005	 		 	
	 Country: 
	 	United Kingdom	 		 		 	1740863	 	24-Aug-2011	 		 	
	 Title: 
	 	Needle Valve For Flow Control	 		 	
								
	 40543-510/C01
	 		 	CON	 	Granted	 	11/399108	 	06-Apr-2006	 		 	
	 Country: 
	 	United States of America	 	7,517,385	 	14-Apr-2009	 		 	
	 Title: 
	 	Gas Separation Device And Method Of Use	 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 Client Reference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	 40543-510/F01
	 		 	PRI	 	Granted	 	10/835700	 	30-Apr-2004	 		 	
	 Country:
	 	United States of America	 	7,025,329	 	11-Apr-2006	 		 	
	 Title:
	 	Needle Valve For Flow Control	 		 	
								
	 40543-514/001
	 		 	ORD	 	Allowed	 	12/133608	 	05-Jun-2008	 	All Art Disclosed?	 	16-May-2012
	 Country:
	 	United States of America	 	Fee Due in 1 Month	 	16-May-2012
	 Title:
	 	Compressor Vibration Isolation Mount And Method Of Use	 	Issue Fee Due	 	16-Jun-2012
		 		 	NOA - Confirm PTA Calc.	 	16-Jun-2012
								
	 40543-515/001
	 		 	ORD	 	Published	 	12/133628	 	05-Jun-2008	 	Cite Art re: PTA Purposes	 	05-Apr-2012
	 Country:
	 	United States of America	 	Resp to 3M O.A. Due in 1M	 	06-May-2012
	 Title:
	 	Compressor Cooling System And Method Of Use	 	Draft to Client	 	06-May-2012
		 		 	IDS Review	 	06-Jun-2012
		 		 	Resp to 3M O.A. Due	 	06-Jun-2012
		 		 	Resp to 3M O.A. Due 1st Ext	 	06-Jul-2012
		 		 	Resp to 3M O.A. Due 2nd Ext	 	06-Aug-2012
		 		 	Resp to 3M O.A. Due in 2Wks	 	23-Aug-2012
		 		 	Deadline to Respond to 3M O.A.	 	06-Sep-2012
								
	 40543-517/001
	 		 	ORD	 	Published	 	12/252485	 	16-Oct-2008	 	Cite Art re: PTA Purposes	 	13-Apr-2012
	 Country:
	 	United States of America	 	Resp to 3M O.A. Due in 1M	 	14-May-2012
	 Title:
	 	 Portable Oxygen Concentration System And Method Including Concentrated Oxygen Flow Delivery
	 	Draft to Client	 	14-May-2012
		 		 		 		 		 		 	IDS Review	 	14-Jun-2012
		 		 		 		 		 		 	Resp to 3M O.A. Due	 	14-Jun-2012
		 		 		 		 		 		 	Resp to 3M O.A. Due 1st Ext	 	14-Jul-2012
		 		 		 		 		 		 	Resp to 3M O.A. Due 2nd Ext	 	14-Aug-2012
		 		 		 		 		 		 	Resp to 3M O.A. Due in 2Wks	 	31-Aug-2012
		 		 		 		 		 		 	Deadline to Respond to 3M O.A.	 	14-Sep-2012








 Owner: Chart SeQual Technologies Inc. (40543) 

 

															
	Docket Number/SubCase	 	Case Type	 	 Status
 ClientReference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
								
	40543-518/N01	 		 	PCT	 	Published	 	08858663.1	 	21-Nov-2008	 		 	
	Country: 	 	European Patent Convention	 		 	
	Title: 	 	System And Method For Controlling Supply Of Oxygen Based On Breathing Rate	 		 	
								
	40543-518/N01	 		 	REG	 	Published	 	10110308.4	 	21-Nov-2008	 		 	
	Country: 	 	Hong Kong	 	1st Maintenance fee 1M	 	21-0ct-2016
	Title: 	 	System And Method For Controlling Supply Of Oxygen Based On Breathing Rate	 	1st Maintenance fee	 	21-Nov-2016
								
	40543-518/N01	 		 	PCT	 	Published	 	2010-536976	 	21-Nov-2008	 	Cite Art re: PTA Purposes	 	28-Apr-2012
	Country: 	 	Japan	 	Draft to Client	 	21-May-2012
	Title: 	 	System And Method For Controlling Supply Of Oxygen Based On Breathing Rate	 	Resp to Office Action Due 1M	 	21-May-2012
		 		 	Response to Office Action Due	 	21-Jun-2012
		 		 	Resp to Office Act Due 1M/Ext	 	21-Aug-2012
		 		 	Resp to Office Action Due/Ext	 	21-Sep-2012
								
	40543-518/001	 		 	ORD	 	Published	 	97145287	 	24-Nov-2008	 		 	
	Country: 	 	Taiwan	 		 	
	Title: 	 	System And Method For Controlling Supply Of Oxygen Based On Breathing Rate	 		 	
								
	40543-518/001	 		 	ORD	 	Published	 	12/274219	 	19-Nov-2008	 	Amend after Final	 	27-Apr-2012
	Country: 	 	United States of America	 	IDS Review	 	27-May-2012
	Title: 	 	System And Method For Controlling Supply Of Oxygen Based On Breathing Rate	 	Resp to Final Office Act. Due	 	27-May-2012
		 		 		 		 		 		 	Resp to Final O.A. 1st Ext	 	27-Jun-2012
		 		 		 		 		 		 	Final O.A. 2nd Ext/Appeal?	 	27-Jul-2012
		 		 		 		 		 		 	2 Wks to Final O.A./Appeal?	 	13-Aug-2012
		 		 		 		 		 		 	Final O.A. Deadline/Appeal?	 	27-Aug-2012









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	 Status
 ClientReference #
	 	Serial Number
Patent Number	 	Filing Date
Issue Date	 	Next Action(s)	 	Due Date(s)
	40543-519/N01	 		 	PCT	 	Published	 	09800904.6	 	21-Jul-2009	 		 	
	Country: 	 	European Patent Convention	 		 	
	Title: 	 	Self-Automated Titration System And Method	 		 	
								
	40543-519/001	 		 	ORD	 	Allowed	 	12/506645	 	21-Jul-2009	 	All Art Disclosed?	 	23-May-2012
	Country: 	 	United States of America	 	Fee Due in 1 Month	 	23-May-2012
	Title: 	 	Self-Automated Titration System And Method	 	Issue Fee Due	 	23-Jun-2012
		 		 	NOA - Confirm PTA Calc.	 	23-Jun-2012
								
	40543-520/001	 		 	ORD	 	Published	 	12/553801	 	03-Sep-2009	 		 	
	Country: 	 	United States of America	 		 	
	Title: 	 	System And Method For Controlling Bolus Pulse Duration Based On Inspiratory Time In A Portable Oxygen Concentration System	 		 	
								
	40543-521/N01	 		 	PCT	 	Published	 	09825557.3	 	09-Nov-2009	 		 	
	Country: 	 	European Patent Convention	 		 	
	Title: 	 	Medical Ventilator System And Method Using Oxygen Concentrators	 		 	
								
	40543-521/N01	 		 	PCT	 	Pending	 	2011-535730	 	09-Nov-2009	 		 	
	Country: 	 	Japan	 		 	
	Title: 	 	Medical Ventilator System And Method Using Oxygen Concentrators	 		 	
								
	40543-521/001	 		 	ORD	 	Published	 	12/614617	 	09-Nov-2009	 		 	
	Country: 	 	United States of America	 		 	
	Title: 	 	Medical Ventilator System And Method Using Oxygen Concentrators	 		 	









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	Status
ClientReference #	 	Serial Number
Patent Number	 	Filing Date
Issue Date	  	Next Action(s)	 	Due Date(s)
	40543-522/001	 		 	ORD	 	Published	 	12/780812	 	14-May-2010	  	Due Date - Election	 	15-Apr-2012
	Country: 	 	United States of America	  	IDS Review	 	15-Apr-2012
	Title: 	 	Apparatus and Methods for Treating Sleep Related Disorders	  	Restrict or Elect w/ 1st Ext	 	15-May-2012
		 		  	Restrict or Elect w/ 2nd Ext	 	15-Jun-2012
		 		  	Restrict or Elect w/ 3rd Ext	 	15-Jul-2012
		 		  	Restrict or Elect w/ 4th Ext	 	15-Aug-2012
		 		  	Deadline to Restrict or Elect	 	15-Sep-2012
								
	40543-524/N01	 		 	PCT	 	Pending	 		 	10-Sep-2010	  	ISR to Associate	 	07-May-2012
	Country: 	 	China (People’s Republic)	  		 	
	Title: 	 	Rotary Compressor And Method	  		 	
								
	40543-524/001	 		 	ORD	 	Published	 	12/879998	 	10-Sep-2010	  		 	
	Country: 	 	United States of America	  		 	
	Title: 	 	Rotary Compressor And Method	  		 	
								
	40543-525/N01	 		 	PCT	 	Pending	 		 	28-Sep-2010	  	Assignment Due 1M	 	28-Apr-2012
	Country: 	 	China (People’s Republic)	 		  	Power of Attorney Due 1M	 	28-Apr-2012
	Title: 	 	Data Retrieval And Service System And Method For Oxygen Concentrators	  	Respond to Associate	 	03-May-2012
		 		  	Power of Attorney Due	 	28-May-2012
		 		  	Assignment Due	 	28-May-2012









 Owner: Chart SeQual Technologies Inc. (40543) 

 


															
	Docket Number/SubCase	 	Case Type	 	Status
ClientReference #	 	Serial Number
Patent Number	 	Filing Date
Issue Date	  	Next Action(s)	 	Due Date(s)
	40543-525/001	 		 	ORD	 	Published	 	12/892793	 	28-Sep-2010	  		 	
	Country: 	 	United States of America	  		 	
	Title: 	 	Controlling and Communicating with Respiratory Care Devices	  		 	
								
	40543-526/001	 		 	ORD	 	Published	 	PCT/US2011/031627	 	07-Apr-2011	  	ChII 27M Ltr to Client	 	07-Jul-2012
	Country: 	 	Patent Cooperation Treaty	  	ChII 28M Reminder	 	07-Aug-2012
	Title: 	 	Portable Oxygen Delivery Device	  	ChII 29M Reminder	 	07-Sep-2012
		 		  	2 Weeks until 30M Deadline	 	23-Sep-2012
		 		  	CHII Nat’l Phase Deadline 30M	 	07-Oct-2012
		 		  	31 Month Deadline	 	07-Nov-2012
								
	40543-526/001	 		 	ORD	 	Published	 	13/082222	 	07-Apr-2011	  		 	
	Country: 	 	United States of America	  		 	
	Title: 	 	Portable Oxygen Delivery Device	  		 	
								
	40543-528/001	 		 	ORD	 	Published	 	13/082345	 	07-Apr-2011	  		 	
	Country: 	 	United States of America	  		 	
	Title: 	 	Portable Oxygen Delivery Device	  		 	
								
	40543-529/001	 		 	ORD	 	Published	 	13/082348	 	07-Apr-2011	  		 	
	Country: 	 	United States of America	  		 	
	Title: 	 	Portable Oxygen Delivery Device	  		 	
								
	40543-530/001	 		 	ORD	 	Published	 	13/082351	 	07-Apr-2011	  		 	
	Country: 	 	United States of America	  		 	
	Title: 	 	Portable Oxygen Delivery Device	  		 	









																							
	 Title
	 	 ActionDue
	 	 DueDate
	 	 CaseSubCase
	 	 CaseType
	 	 AppNumber
	 	 CountryName
	 	 FilDate
	 	 ApplicationStatus
	 	 Owner
	 	 PatNumber
	 	 IssDate

												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	PCT	 	PI0106320-0	 	Brazil	 	07-Jan-2002	 	Granted	 	Chart Inc.	 	1226001	 	09-Jan-2008
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	ORD	 	2381735	 	Canada	 	08-May-2001	 	Granted	 	Chart Inc.	 	2381735	 	04-Sep-2007
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	08-May-2013	 		 		 		 		 		 		 		 		 	
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	ORD	 	1801320.1	 	China (People’s Republic)	 	08-May-2001	 	Granted	 	Chart Inc.	 	ZL01801320.1	 	30-Nov-2005
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	08-May-2013	 		 		 		 		 		 		 		 		 	
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	ORD	 	1933169.3	 	European Patent Convention	 	08-May-2001	 	Granted	 	Chart Inc.	 	1226001	 	09-Jan-2008
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	EPC	 	1933169.3	 	France	 	08-May-2001	 	Granted	 	Chart Inc.	 	1226001	 	09-Jan-2008
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	08-May-2013	 		 		 		 		 		 		 		 		 	
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	ORD	 	1933169.3	 	Germany	 	08-May-2001	 	Granted	 	Chart Inc.	 	601 32 296.7-08	 	09-Jan-2008
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	08-May-2013	 		 		 		 		 		 		 		 		 	
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	PCT	 	IN/PCT/2002/00104/CH	 	India	 	18-Jan-2002	 	Granted	 	Chart Inc.	 	221379	 	23-Jun-2008
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 









																							
	 Title
	 	 ActionDue
	 	 DueDate
	 	 CaseSubCase
	 	 CaseType
	 	 AppNumber
	 	 CountryName
	 	 FilDate
	 	 ApplicationStatus
	 	 Owner
	 	 PatNumber
	 	 IssDate

		 	File Statement of Working	 	01-Jan-2013	 		 		 		 		 		 		 		 		 	
		 	BAR: File Statement of Working	 	31-Mar-2013	 		 		 		 		 		 		 		 		 	
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	EPC	 	1933169.3	 	Italy	 	08-May-2001	 	Granted	 	Chart Inc.	 	1226001	 	09-Jan-2008
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	ORD	 	2002-510227	 	Japan	 	23-Jan-2002	 	Granted	 	Chart Inc.	 	4021759	 	05-Oct-2007
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	05-Sep-2012	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	05-Oct-2012	 		 		 		 		 		 		 		 		 	
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	ORD	 	10-2002-7000202	 	Korea, Republic of	 	08-May-2001	 	Granted	 	Chart Inc.	 	1959071	 	11-Sep-2008
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	11-Aug-2012	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	11-Sep-2012	 		 		 		 		 		 		 		 		 	
												
	 METHODS RELATING
 TO
CONSTRUCTING RECIPROCATOR ASSEMBLY
	 		 		 	CFIC-0001/	 	ORD	 	PCT/US01/14753	 	Patent Cooperation Treaty	 	08-May-2001	 	Done	 	Chart Inc.	 		 	
												
	 METHODS RELATING TO CONSTRUCTING RECIPROCATOR
 ASSEMBLY
	 		 		 	CFIC-0001/	 	ORD	 	90128234	 	Taiwan	 	13-Nov-2001	 	Granted	 	Chart Inc.	 	205647	 	09-Nov-2011
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	EPC	 	1933169.3	 	United Kingdom	 	08-May-2001	 	Granted	 	Chart Inc.	 	1226001	 	09-Jan-2008
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	08-May-2013	 		 		 		 		 		 		 		 		 	
												
	METHODS RELATING TO CONSTRUCTING RECIPROCATOR ASSEMBLY	 		 		 	CFIC-0001/	 	PRI	 	-88508	 	United States of America	 	09-Jun-2000	 	Granted	 	Chart Inc.	 	US 6,353,987 B1	 	12-Mar-2002
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 









																							
	 Title
	 	 ActionDue
	 	 DueDate
	 	 CaseSubCase
	 	 CaseType
	 	 AppNumber
	 	 CountryName
	 	 FilDate
	 	 ApplicationStatus
	 	 Owner
	 	 PatNumber
	 	 IssDate

		 	Tax 11.5	 	12-Sep-2013	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 11.5 Due	 	12-Mar-2014	 		 		 		 		 		 		 		 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	PCT	 	PI0106322-7	 	Brazil	 	07-Jan-2002	 	Published	 	Chart Inc.	 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	PCT	 	2381756	 	Canada	 	11-Feb-2002	 	Granted	 	Chart Inc.	 	2381756	 	15-Sep-2009
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	08-May-2013	 		 		 		 		 		 		 		 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	PCT	 	1801339.2	 	China (People’s Republic)	 	08-May-2001	 	Granted	 	Chart Inc.	 	ZL01801339.2	 	16-Nov-2005
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	08-May-2013	 		 		 		 		 		 		 		 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	ORD	 	1933170.1	 	European Patent Convention	 	08-May-2001	 	Granted	 	Chart Inc.	 	1 203 439	 	09-Mar-2011
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	ORD	 	185866	 	France	 	25-Feb-2011	 	Pending	 	Chart Inc.	 		 	
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	08-May-2013	 		 		 		 		 		 		 		 		 	
		 	Commence Working Patent	 	25-Feb-2014	 		 		 		 		 		 		 		 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	ORD	 	601 44 171.0	 	Germany	 		 	Pending	 	Chart Inc.	 		 	
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity PaymentDue	 	08-May-2013	 		 		 		 		 		 		 		 		 	









																							
	 Title
	 	 ActionDue
	 	 DueDate
	 	 CaseSubCase
	 	 CaseType
	 	 AppNumber
	 	 CountryName
	 	 FilDate
	 	 ApplicationStatus
	 	 Owner
	 	 PatNumber
	 	 IssDate

												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	PCT	 	IN/PCT/2002/00105/CH	 	India	 	18-Jan-2002	 	Granted	 	Chart Inc.	 	218953	 	16-Apr-2008
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	File Statement of Working	 	01-Jan-2013	 		 		 		 		 		 		 		 		 	
		 	BAR: File Statement of Working	 	31-Mar-2013	 		 		 		 		 		 		 		 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	PCT	 	2002-511458	 	Japan	 	08-May-2001	 	Granted	 	Chart Inc.	 	4575642	 	27-Aug-2010
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	Annuity Fee Due	 	27-Aug-2013	 		 		 		 		 		 		 		 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	PCT	 	10-2002-7000203	 	Korea, Republic of	 	07-Jan-2002	 	Granted	 	Chart Inc.	 	804874	 	12-Feb-2008
		 	ActionDue	 	DueDate	 		 		 		 		 		 		 		 		 	
		 	 Urgent-Annuity Payment

Due-1mo
	 	12-Jan-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	12-Feb-2013	 		 		 		 		 		 		 		 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	ORD	 	PCT/US01/14754	 	Patent Cooperation Treaty	 	08-May-2001	 	Done	 	Chart Inc.	 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	ORD	 	90128233	 	Taiwan	 	14-Nov-2001	 	Granted	 	Chart Inc.	 	NI-179293	 	06-Oct-2003
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	ORD	 	1 203 439	 	United Kingdom	 	03-Mar-2011	 	Pending	 	Chart Inc.	 		 	
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	08-Apr-2013	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	08-May-2013	 		 		 		 		 		 		 		 		 	
												
	RECIPROCATOR AND LINEAR SUSPENSION ELEMENT THEREFOR	 		 		 	CFIC-0002/	 	PRI	 	-88873	 	United States of America	 	09-Jun-2000	 	Granted	 	Chart Inc.	 	US 6,492,748 B1	 	10-Dec-2002
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	Tax 11.5	 	10-Jun-2014	 		 		 		 		 		 		 		 		 	









																							
	 Title
	 	 ActionDue
	 	 DueDate
	 	 CaseSubCase
	 	 CaseType
	 	 AppNumber
	 	 CountryName
	 	 FilDate
	 	 ApplicationStatus
	 	 Owner
	 	 PatNumber
	 	 IssDate

												
		 	Last Date - Tax 11.5 Due	 	10-Dec-2014	 		 		 		 		 		 		 		 		 	
	MECHANICAL RESONATOR AND METHOD FOR THERMOACOUSTIC SYSTEMS	 		 		 	CFIC-0006/	 	PRI	 	10/126594	 	United States of America	 	19-Apr-2002	 	Granted	 	Chart Inc.	 	6,578,364 B2	 	17-Jun-2003
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	Tax 11.5	 	17-Dec-2014	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 11.5 Due	 	17-Jun-2015	 		 		 		 		 		 		 		 		 	
												
	MATCHING AN ACOUSTIC DRIVER TO AN ACOUSTIC LOAD IN AN ACOUSTIC RESONANT SYSTEM	 		 		 	CFIC-0007/	 	ORD	 	PCT/US02/12692	 	Patent Cooperation Treaty	 	20-Apr-2002	 	Done	 	Chart Inc.	 		 	
												
	MATCHING AN ACOUSTIC DRIVER TO AN ACOUSTIC LOAD IN AN ACOUSTIC RESONANT SYSTEM	 		 		 	CFIC-0007/	 	PRI	 	10/126596	 	United States of America	 	19-Apr-2002	 	Granted	 	Chart Inc.	 	US 6,604,363 B2	 	12-Aug-2003
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	Tax 11.5	 	12-Feb-2015	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 11.5 Due	 	12-Aug-2015	 		 		 		 		 		 		 		 		 	
	LOW LOSS RECIPROCATING ELECTROMAGNETIC DEVICE	 		 		 	CFIC-0008/	 	ORD	 	10/253262	 	United States of America	 	24-Sep-2002	 	Granted	 	Chart Inc.	 	US 6,927,506 B2	 	09-Aug-2005
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	Tax 7.5	 	09-Feb-2013	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 7.5 Due	 	09-Aug-2013	 		 		 		 		 		 		 		 		 	
		 	Tax 11.5	 	09-Feb-2017	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 11.5 Due	 	09-Aug-2017	 		 		 		 		 		 		 		 		 	
												
	RECIPROCATING DEVICE AND LINEAR SUSPENSION	 		 		 	CFIC-0009/	 	ORD	 	10/253797	 	United States of America	 	24-Sep-2002	 	Granted	 	Chart Inc.	 	US 6,841,900 B2	 	11-Jan-2005
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	Tax 11.5	 	11-Jul-2016	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 11.5 Due	 	11-Jan-2017	 		 		 		 		 		 		 		 		 	
												
	LINEAR SUSPENSION DEVICE	 		 		 	CFIC-0012/	 	PRI	 	498009	 	United States of America	 	06-Nov-1990	 	Granted	 	Chart Inc.	 	US 5,139,242	 	18-Aug-1992









																							
	 Title
	 	 ActionDue
	 	 DueDate
	 	 CaseSubCase
	 	 CaseType
	 	 AppNumber
	 	 CountryName
	 	 FilDate
	 	 ApplicationStatus
	 	 Owner
	 	 PatNumber
	 	 IssDate

	 LINEAR

RECIPROCATING
 ALTERNATOR
	 		 		 	CFIC-0013/	 	PRI	 	07/610170	 	United States of America	 	06-Nov-1990	 	Granted	 	Chart Inc.	 	US 5,146,123	 	08-Sep-1992
	 LINEAR

ELECTRODYNAMIC
 MACHINE
	 		 		 	CFIC-0014/	 	ORD	 	1333683	 	United States of America	 	31-Jul-1992	 	Granted	 	Chart Inc.	 	US 5,389,844	 	14-Feb-1995
												
	PISTON POSITION DRIFT CONTROL FOR FREE-PISTON DEVICE	 		 		 	CFIC-0015/	 	ORD	 	10/298566	 	United States of America	 	19-Nov-2002	 	Granted	 	Chart Inc.	 	US 6,901,755	 	07-Jun-2005
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	Tax 7.5	 	07-Dec-2012	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 7.5 Due	 	07-Jun-2013	 		 		 		 		 		 		 		 		 	
		 	Tax 11.5	 	07-Dec-2016	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 11.5 Due	 	07-Jun-2017	 		 		 		 		 		 		 		 		 	
												
	CLEARANCE OPINION	 		 		 	CFIC-0016/	 	GEN	 		 	United States of America	 		 	Unfiled	 	Chart Inc.	 		 	
	 INFRINGEMENT

ANALYSIS
	 		 		 	CFIC-0017/	 	GEN	 		 	United States of America	 		 	Unfiled	 	Chart Inc.	 		 	
	PRAXAIR DISPUTE	 		 		 	CFlC-0019/	 	GEN	 		 	United States of America	 		 	Unfiled	 	Chart Inc.	 		 	
	GENERAL MATTERS	 		 		 	CFIC-0020/	 	GEN	 		 	United States of America	 		 	Unfiled	 	Chart Inc.	 		 	
												
	ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED	 		 		 	CFIC-0021/	 	PCT	 	2.0068E+11	 	China (People’s Republic)	 	25-Oct-2006	 	Granted	 	Chart Inc.	 	ZL200680040953.4	 	23-Jun-2010
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	25-Sep-2012	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	25-Oct-2012	 		 		 		 		 		 		 		 		 	
												
	ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED	 		 		 	CFIC-0021/	 	PCT	 	06 839 541.7	 	European Patent Convention	 	30-May-2008	 	Published	 	Chart Inc.	 		 	
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	 Urgent-Annuity Payment

Due-1mo
	 	25-Sep-2012	 		 		 		 		 		 		 		 		 	
		 	Annuity Payment Due	 	25-Oct-2012	 		 		 		 		 		 		 		 		 	
												
	ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED	 		 		 	CFIC-0021/	 	PCT	 	2008-539139	 	Japan	 	25-Oct-2006	 	Published	 	Chart Inc.	 		 	









																							
	 Title
	 	 ActionDue
	 	 DueDate
	 	 CaseSubCase
	 	 CaseType
	 	 AppNumber
	 	 CountryName
	 	 FilDate
	 	 ApplicationStatus
	 	 Owner
	 	 PatNumber
	 	 IssDate

												
	ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED	 		 		 	CFIC-0021/	 	ORD	 	PCT/US06/60224	 	Patent Cooperation Treaty	 	25-Oct-2006	 	Done	 	Chart Inc.	 		 	
												
	ACOUSTIC COOLING DEVICE WITH COLDHEAD AND RESONANT DRIVER SEPARATED	 		 		 	CFIC-0021/	 	ORD	 	11/552186	 	United States of America	 	24-Oct-2006	 	Granted	 	Chart Inc.	 	7628022	 	08-Dec-2009
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	Tax 3.5	 	08-Jun-2013	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 3.5 Due	 	08-Dec-2013	 		 		 		 		 		 		 		 		 	
		 	Tax 7.5	 	08-Jun-2017	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 7.5 Due	 	08-Dec-2017	 		 		 		 		 		 		 		 		 	
		 	Tax 11.5	 	08-Jun-2021	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 11.5 Due	 	08-Dec-2021	 		 		 		 		 		 		 		 		 	
												
	DRIFT STABILIZER FOR RECIPROCATING FREE-PISTON DEVICES	 		 		 	CFIC-0024/	 	ORD	 	09/844177	 	United States of America	 	27-Apr-2001	 	Granted	 	Chart Inc.	 	6564552	 	20-May-2003
	 	 	ActionDue	 	DueDate	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 	URGENT - Tax 11.5 - Due 1 Mo	 	20-Oct-2014	 		 		 		 		 		 		 		 		 	
		 	Tax 11.5	 	20-Nov-2014	 		 		 		 		 		 		 		 		 	
												
		 	Last Date - Tax 11.5 Due	 	20-May-2015	 		 		 		 		 		 		 		 		 	









																							
	 Our File Ref
	 	 Country
	 	 Applicant
	 	 Client
	 	 Title / Mark
	 	 Class(es)
	 	 Application

No
	 	 Application

Date
	 	 Patent / Reg
No
	 	 Registration

Date
	 	 Status
	 	 Current

Renewal

	P03174EP(DE)	 	Germany	 	Chart Heat Exchangers Limited Partnership	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	99 922384.5	 	05/21/99	 	1 086 349	 	07/23/03	 	Granted	 	05/31/13
												
	P03174EP(GB)	 	United Kingdom	 	Chart Heat Exchangers Limited Partnership	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	99 922384.5	 	05/21/99	 	1 086 349	 	07/23/03	 	Granted	 	05/31/13
												
	P03247GB	 	United Kingdom	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger and/or Fluid Mixing Means	 		 	98 11363.2	 	05/28/98	 	2 328 275	 	07/18/00	 	Granted	 	05/31/13
												
	P03248GB.DIV1	 	United Kingdom	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger and/or Fluid Mixing Means	 		 	99 04463.8	 	05/28/98	 	2 333 350	 	05/28/98	 	Granted	 	05/31/13
												
	P03315EP(DE)	 	Germany	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger and/or Fluid Mixing Means	 		 	01 121413.7	 	05/28/98	 	1 162 426	 	04/06/05	 	Granted	 	05/31/12
												
	P03327EP(DE)	 	Germany	 	Chart Heat Exchangers Limited Partnership	 	Chart Heat Exchangers LP	 	Heat Exchanger and/or Fluid Mixing Means	 		 	98 924469.4	 	05/28/98	 	0 996 847	 	02/19/03	 	Granted	 	05/31/12
												
	P03329EP(DE)	 	Germany	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	00 905189.7	 	02/24/00	 	1 166 026	 	12/20/06	 	Granted	 	02/28/13
												
	P03329EP(FR)	 	France	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	00 905189.7	 	02/24/00	 	1 166 026	 	12/20/06	 	Granted	 	02/28/12
												
	P03329EP(GB)	 	United Kingdom	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	00 905189.7	 	02/24/00	 	1 166 026	 	12/20/06	 	Granted	 	02/28/13
												
	P03491EP(DE)	 	Germany	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	00 971574.9	 	10/24/00	 	1 521 941	 	06/21/06	 	Granted	 	10/31/12
												
	P03491EP(FR)	 	France	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	00 971574.9	 	10/24/00	 	1 521 941	 	06/21/06	 	Granted	 	10/31/12
												
	P03491EP(GB)	 	United Kingdom	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	00 971574.9	 	10/24/00	 	1 521 941	 	06/21/06	 	Granted	 	10/31/12
												
	P5152PCT(US)	 	USA	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	10/532,886	 	09/05/03	 		 		 	Pending	 	
												
	P5308EP DIV1	 	Europe	 	Chart Heat Exchangers LP	 	Chart Heat Exchangers LP	 	Heat Exchanger	 		 	06 026010.6	 	02/24/00	 		 		 	Pending	 	02/28/13

 NOTE: CHART ENERGY & CHEMICALS, INC. IS THE SUCCESSOR TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP 








																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Biomedical	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	LIQUID CRYOGEN FREEZER	  	09/759,692	  	01/12/2001	  	6,393,847	  	05/28/2002
									
	Biomedical	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SELF-CALIBRATING SUPPLEMENTAL OXYGEN DELIVERY SYSTEM	  	10/273,503	  	10/18/2002	  	6,910,482	  	06/28/2005
									
	Biomedical	  	CAIRE Inc.	  	ISSUED	  	 UNITED
 STATES
	  	CRYOGENIC LIQUID DELIVERY SYSTEM	  	08/500,236	  	07/10/1995	  	5,561,983	  	10/08/1996
									
	Biomedical	  	 Chart
 Industries,

Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	SAMPLE CANISTER	  	29/324,559	  	09/15/2008	  	D599,033	  	08/25/2009
									
	Biomedical	  	Chart Inc.	  	PUBLISHED	  	CHINA	  	FREEZER WITH LIQUID CRYOGEN REFRIGERANT	  	2011100065907.2	  	03/18/2011	  		  	
									
	Biomedical	  	Chart Inc.	  	PUBLISHED	  	 EUROPEAN
 PATENT

CONVENT
	  	FREEZER WITH LIQUID CRYOGEN REFRIGERANT	  	11250313.1	  	03/16/2011	  		  	
									
	Biomedical	  	Chart Inc.	  	PENDING	  	HONGKONG	  	FREEZER WITH LIQUID CRYOGEN REFRIGERANT	  	11112688.9	  	03/16/2011	  		  	
									
	Biomedical	  	Chart Inc.	  	PUBLISHED	  	JAPAN	  	FREEZER WITH LIQUID CRYOGEN REFRIGERANT	  	2011-056795	  	03/15/2011	  		  	
									
	Biomedical	  	Chart Inc.	  	PENDING	  	SOUTH KOREA	  	FREEZER WITH LIQUID CRYOGEN REFRIGERANT	  	2011-0023820	  	03/17/2011	  		  	
									
	Biomedical	  	Chart Inc.	  	PUBLISHED	  	 UNITED
 STATES
	  	FREEZER WITH LIQUID CRYOGEN REFRIGERANT	  	12/726,910	  	03/18/2010	  		  	









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	LIQUID AND COMPRESSED NATURAL GAS DISPENSING SYSTEM	  	10/654,289	  	09/02/2003	  	7,069,730	  	07/04/2006
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	UNITED STATES	  	CRYOGENIC FLUID DELIVERY SYSTEM	  	10/054,784	  	10/29/2001	  	6,581,390	  	06/24/2003
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	CRYOGENIC FLUID DELIVERY SYSTEM	  	10/601,458	  	06/23/2003	  	7,144,228	  	12/05/2006
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	AUSTRALIA	  	ACCURATE CRYOGENIC LIQUID DISPENSER	  	54211/01	  	07/04/2001	  	780126	  	06/16/2005
									
	Distribution and Storage	  	Chart Inc.	  	PENDING	  	GERMANY	  	ACCURATE CRYOGENIC LIQUID DISPENSER	  	01305972.0	  	03/11/2008	  		  	
									
	Distribution and Storage	  	Chart Inc.	  	PENDING	  	FRANCE	  	ACCURATE CRYOGENIC LIQUID DISPENSER	  	01305972.0	  	03/11/2008	  		  	
									
	Distribution and Storage	  	Chart Inc.	  	PENDING	  	 UNITED
 KINGDOM
	  	ACCURATE CRYOGENIC LIQUID DISPENSER	  	01305972.0	  	07/11/2001	  		  	
									
	Distribution and Storage	  	Chart Inc.	  	PENDING	  	ITALY	  	ACCURATE CRYOGENIC LIQUID DISPENSER	  	01305972.0	  	07/11/2001	  		  	
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	ACCURATE CRYOGENIC LIQUID DISPENSER	  	09/632,604	  	08/04/2000	  	6,595,048	  	07/22/2003
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	ACCURATE CRYOGENIC LIQUID DISPENSER	  	10/366,743	  	02/13/2003	  	6,732,594	  	05/11/2004









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	ACCURATE CRYOGENIC LIQUID DISPENSER	  	10/805,997	  	03/22/2004	  	6,955,095	  	10/18/2005
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SYSTEM AND METHOD FOR DISPENSING CRYOGENIC LIQUIDS	  	09/687,767	  	10/13/2000	  	6,354,088	  	03/12/2002
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SYSTEM AND METHOD FOR DISPENSING CRYOGENIC LIQUIDS	  	10/002,074	  	10/31/2001	  	6,631,615	  	10/14/2003
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SYSTEM FOR DETECTING OVERFLOW OF A TANK	  	10/085,315	  	02/28/2002	  	6,505,470	  	01/14/2003
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	GAS DISPENSING SYSTEM FOR CRYOGENIC LIQUID VESSELS	  	09/978,915	  	10/15/2001	  	6,505,469	  	01/14/2003
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	PRESSURE POD CRYOGENIC FLUID EXPANDER	  	10/251,034	  	09/20/2002	  	6,786,053	  	09/07/2004
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	HIGH FLUID PRESSURIZED CRYOGENIC FLUID DISPENSING SYSTEM	  	10/306,624	  	11/27/2002	  	6,799,429	  	10/05/2004









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	BELGIUM	  	BREAKAWAY DEVICE FOR FUELING STATIONS	  	02257500.5	  	10/29/2002	  	1306347	  	08/16/2006
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	GERMANY	  	BREAKAWAY DEVICE FOR FUELING STATIONS	  	02257500.5	  	10/29/2002	  	1306347	  	08/16/2006
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	SPAIN	  	BREAKAWAY DEVICE FOR FUELING STATIONS	  	02257500.5	  	10/29/2002	  	1306347	  	08/16/2006
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	FRANCE	  	BREAKAWAY DEVICE FOR FUELING STATIONS	  	02257500.5	  	10/29/2002	  	1306347	  	08/16/2006
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 KINGDOM
	  	BREAKAWAY DEVICE FOR FUELING STATIONS	  	02257500.5	  	10/29/2002	  	1306347	  	08/16/2006
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	ITALY	  	BREAKAWAY DEVICE FOR FUELING STATIONS	  	02257500.5	  	10/29/2002	  	1306347	  	08/16/2006
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	NETHERLANDS	  	BREAKAWAY DEVICE FOR FUELING STATIONS	  	02257500.5	  	10/29/2002	  	1306347	  	08/16/2006
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	BREAKAWAY DEVICE FOR FUELING STATIONS	  	10/054,813	  	10/29/2001	  	6,692,034	  	02/17/2004
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SACRIFICIAL CRYOGEN GAS LIQUEFACTION SYSTEM	  	10/046,665	  	01/22/2002	  	6,598,423	  	07/29/2003









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	LNG DELIVERY SYSTEM	  	08/089,844	  	07/12/1993	  	5,373,702	  	12/20/1994
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	VACUUM-JACKETED BAYONET PIPE SPOOL AND PIPE SPOOL SYSTEM FOR CRYOGENIC FLUID	  	09/701,141	  	11/22/2000	  	6,533,334	  	03/18/2003
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	CANADA	  	CRYOGENIC FLUID PUMP AND TANK APPARATUS AND METHOD	  	2,159,633	  	03/29/1994	  	2,159,633	  	10/08/1999
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	MEXICO	  	 CRYOGNIC FLUID PUMP SYSTEM AND METHOD OF PUMPING
 CRYOGENIC FLUID
	  	9402340	  	03/30/1994	  	190427	  	11/25/1998
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	 CRYOGENIC FLUID PUMP SYSTEM AND METHOD OF PUMPING
 CRYOGENIC FLUID
	  	08/039,908	  	03/30/1993	  	5,411,374	  	05/02/1995
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	 CRYOGENIC FLUID PUMP SYSTEM AND METHOD OF PUMPING
 CRYOGENIC FLUID
	  	08/294,084	  	08/22/1994	  	5,477,690	  	12/26/1995

 NOTE: MVE, INC. OR MINNESOTA VALLEY ENGINEERING, INC. N/K/A CHART INC. 








																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	 CRYOGENIC FLUID PUMP SYSTEM AND METHOD OF PUMPING
 CRYOGENIC FLUID
	  	08/450,085	  	05/25/1995	  	5,551,488	  	09/03/1996
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	 CRYOGENIC FLUID PUMP SYSTEM AND METHOD OF PUMPING
 CRYOGENIC FLUID
	  	08/646,882	  	05/08/1996	  	5,787,940	  	08/04/1998
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	HIGH PRESSURE CRYOGENIC FLUID DELIVERY SYSTEM	  	08/953,963	  	10/20/1997	  	5,924,291	  	07/20/1999
									
	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	STORAGE SYSTEM FOR CRYOGENIC FLUIDS	  	08/127,330	  	09/27/1993	  	5,421,161	  	06/06/1995
									
	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	LNG DELIVERY SYSTEM	  	08/200,167	  	02/23/1994	  	5,421,162	  	06/06/1995
									
	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	MEXICO	  	NO LOSS FUELING SYSTEM FOR NATURAL GAS POWERED VEHICLES	  	94-1965	  	03/17/1994	  	184,948	  	06/10/1997
									
	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	NO LOSS FUELING SYSTEM FOR NATURAL GAS POWERED VEHICLES	  	08/036,176	  	03/23/1993	  	5,421,160	  	06/06/1995


  
 NOTE: MVE, INC. OR MINNESOTA
VALLEY ENGINEERING, INC. N/K/A CHART INC. 









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	NO LOSS FUELING SYSTEM FOR NATURAL GAS POWERED VEHICLES	  	08/189,205	  	01/31/1994	  	5,537,824	  	07/23/1996
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	TRANSFER SYSTEM FOR CRYOGENIC LIQUIDS	  	08/906,512	  	08/05/1997	  	6,044,647	  	04/04/2000
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	DIFFERENTIAL PRESSURE GAUGE FOR CRYOGENIC FLUIDS	  	09/628,621	  	07/31/2000	  	6,542,848	  	04/01/2003
									
	Distribution and Storage	  	 Chart
 Industries

Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	DIFFERENTIAL PRESSURE GAUGE FOR CRYOGENIC FLUIDS	  	09/923,636	  	08/07/2001	  	6,782,339	  	08/24/2004
									
	Distribution and Storage	  	 Chart
 Industries

Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	DIFFERENTIAL PRESSURE GAUGE FOR CRYOGENIC FLUIDS	  	10/879,773	  	06/29/2004	  	6,944,570	  	09/13/2005
									
	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	JAPAN	  	CRYOGENIC LIQUID STORAGE TANK	  	210051/94	  	09/02/1994	  	3513225	  	01/16/2004
									
	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	MEXICO	  	CRYOGENIC LIQUID STORAGE TANK	  	PA/a/1994/006755	  	09/02/1994	  	199730	  	11/24/2000
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	CRYOGENIC LIQUID STORAGE TANK	  	08/117,302	  	09/03/1993	  	5,404,918	  	04/11/1995


  
 NOTE: MVE, INC. OR MINNESOTA
VALLEY ENGINEERING, INC. N/K/A CHART INC. 









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	CANADA	  	 CRYOGENIC FLUID SYSTEM AND METHOD OF PUMPING
 CRYOGENIC FLUID
	  	2,224,749	  	12/12/1997	  	2,224,749	  	02/12/2002
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SWIVEL BAYONET JOINT FOR CRYOGENIC FLUIDS	  	09/284,142	  	04/07/1999	  	6,134,893	  	10/24/2000
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	BELGIUM	  	VACUUM INSULATED PIPE	  	99971075.9	  	10/27/1999	  	1125078	  	05/10/2006
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	GERMANY	  	VACUUM INSULATED PIPE	  	99971075.9	  	10/27/1999	  	69931274.4	  	05/10/2006
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	SPAIN	  	VACUUM INSULATED PIPE	  	99971075.9	  	10/27/1999	  	1125078	  	05/10/2006
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	FRANCE	  	VACUUM INSULATED PIPE	  	99971075.9	  	10/27/1999	  	1125078	  	05/10/2006
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 KINGDOM
	  	VACUUM INSULATED PIPE	  	99971075.9	  	10/27/1999	  	1125078	  	05/10/2006
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	ITALY	  	VACUUM INSULATED PIPE	  	99971075.9	  	10/27/1999	  	1125078	  	05/10/2006
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	NETHERLANDS	  	VACUUM INSULATED PIPE	  	99971075.9	  	10/27/1999	  	1125078	  	05/10/2006
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	VACUUM INSULATED PIPE	  	09/181,297	  	10/28/1998	  	6,216,745	  	04/17/2001
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	VACUUM INSULATED PIPE	  	09/366,915	  	08/04/1999	  	6,257,282	  	07/10/2001


  
 NOTE: MVE, INC. N/K/A CHART
INC. 









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country
Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	CANADA	  	NATURAL GAS FUEL STORAGE AND SUPPLY SYSTEM FOR VEHICLES	  	2,431,327	  	06/04/2003	  	2,431,327	  	01/13/2009
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	NATURAL GAS FUEL STORAGE AND SUPPLY SYSTEM FOR VEHICLES	  	10/162,125	  	06/04/2002	  	6,698,211	  	03/02/2004
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SELF GENERATING LIFT CRYOGENIC PUMP FOR MOBILE LNG FUEL SUPPLY SYSTEM	  	09/994,206	  	11/26/2001	  	6,663,350	  	12/16/2003
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	CONTROLLED LEAK CRYOGENIC BAYONET PIPE SPOOL AND SYSTEM	  	10/041,199	  	01/08/2002	  	6,695,358	  	02/24/2004
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	LIQUID CYLINDER MANIFOLD SYSTEM	  	09/839,580	  	04/20/2001	  	6,615,861	  	09/09/2003
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	GERMANY	  	CRYOGENIC LIQUID STORAGE TANK	  	19949336.7-23	  	11/15/1999	  	19949336.7	  	07/19/2007
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 KINGDOM
	  	CRYOGENIC LIQUID STORAGE TANK WITH INTEGRAL ULLAGE TANK	  	9924221.6	  	10/14/1999	  	2342647	  	05/08/2002
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	CRYOGENIC LIQUID STORAGE TANK WITH INTEGRAL ULLAGE TANK	  	09/173,589	  	10/15/1998	  	6,128,908	  	10/10/2000


  
 NOTE: MVE, INC. N/K/A CHART
INC. 









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	AUSTRALIA	  	INTERLOCK FOR CRYOGENIC LIQUID OFF-LOADING SYSTEMS	  	15519/02	  	02/08/2002	  	782906	  	12/22/2005
									
	Distribution and Storage	  	Chart Inc.	  	PENDING	  	BRAZIL	  	INTERLOCK FOR CRYOGENIC LIQUID OFF-LOADING SYSTEMS	  	PI0201273-1	  	02/08/2002	  		  	
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	INTERLOCK FOR CRYOGENIC LIQUID OFF-LOADING SYSTEMS	  	10/072,624	  	02/07/2002	  	6,622,758	  	09/23/2003
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SUPPLEMENTAL WATER HEATER TANK AND SYSTEM	  	10/449,979	  	05/30/2003	  	6,938,581	  	09/06/2005
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	PRESSURE BUILDING DEVICE FOR A CRYOGENIC TANK	  	08/984,743	  	12/04/1997	  	5,937,655	  	08/17/1999
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	MOBILE DELIVERY AND STORAGE SYSTEM FOR CRYOGENIC FLUIDS	  	08/982,166	  	12/01/1997	  	5,954,101	  	09/21/1999
									
	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	MEXICO	  	NO LOSS FUELING STATION FOR LIQUID NATURAL GAS VEHICLES	  	930873	  	02/18/1993	  	182471	  	08/23/1996
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SUPPORT SYSTEM FOR CRYOGENIC VESSELS	  	07/974,950	  	11/12/1992	  	5,651,473	  	07/29/1997


  
 NOTE: MVE, INC. OR MINNESOTA
VALLEY ENGINEERING, INC. N/K/A CHART INC. 









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	CRYOGENIC DEWAR LEVEL SENSOR AND FLUSHING SYSTEM	  	07/914,962	  	07/14/1992	  	5,275,007	  	01/04/1994
									
	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	MEXICO	  	VEHICLE MOUNTED LNG DELIVERY SYSTEM	  	930874	  	02/18/1993	  	181366	  	04/11/1996
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	METERING APPARATUS FOR CRYOGENIC LIQUIDS	  	08/606,640	  	02/26/1996	  	5,616,838	  	04/01/1997
									
	Distribution and Storage	  	MVE, Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SELF-CONTAINED LIQUID NATURAL GAS FILLING STATION	  	08/624,268	  	03/29/1996	  	5,682,750	  	11/04/1997
									
	Distribution and Storage	  	 Minnesota
 Valley

Engineering,
 Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	HIHG TEMPERATURE RESISTANT THERMAL INSULATION FOR CRYOGENIC TANKS	  	08/238,238	  	05/04/1994	  	5,542,255	  	08/06/1996
									
	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	CONTAINMENT MODULE FOR TRANSPORTABLE LIQUID NATURAL GAS DISPENSING STATION	  	10/133,990	  	04/26/2002	  	6,640,554	  	11/04/2003


  
 NOTE: MINNESOTA VALLEY
ENGINEERING, INC. OR MVE, INC. N/K/A CHART INC. 









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Distribution and Storage	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	LIQUIFIED GAS STORAGE TANK OVERFILL PROTECTION SYSTEM AND METHOD	  	08/335,115	  	11/07/1994	  	5,518,140	  	05/21/1996
									
	Distribution and Storage	  	CHART INC.	  	PENDING	  	 EUROPEAN
 PATENT

CONVENT
	  	BULK LIQUID COOLING AND PRESSURIZED DISPENSING SYSTEM AND METHOD	  	11250739.7	  	08/24/2011	  		  	
									
	Distribution and Storage	  	CHART INC.	  	PENDING	  	 UNITED
 STATES
	  	BULK LIQUID COOLING AND PRESSURIZED DISPENSING SYSTEM AND METHOD	  	13/216,666	  	08/24/2011	  		  	
									
	Distribution and Storage	  	CHART INC.	  	PENDING	  	 UNITED
 STATES
	  	ULLAGE TANK	  	61/566,415	  	12/02/2011	  		  	
									
	Energy and Chemicals	  	Chart Inc.	  	PENDING	  	ARGENTINA	  	 INTEGRATED PRE-COOLED SINGLE MIXED
 REFRIGERANT
	  	2011 01 00880	  	03/17/2011	  		  	
									
	Energy and Chemicals	  	Chart Inc.	  	PUBLISHED	  	TAIWAN	  	 INTEGRATED PRE-COOLED SINGLE MIXED
 REFRIGERANT
	  	100108179	  	03/10/2011	  		  	
									
	Energy and Chemicals	  	Chart Inc.	  	PUBLISHED	  	WIPO	  	 INTEGRATED PRE-COOLED SINGLE MIXED
 REFRIGERANT
	  	PCT/US11/27162	  	03/04/2011	  		  	









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Energy and Chemicals	  	Chart Heat Exchangers Limited Partnership	  	ISSUED	  	 UNITED
 STATES
	  	HEAT EXCHANGER	  	10/129,764	  	05/08/2002	  	7,258,844	  	08/21/2007
									
	Energy and Chemicals	  	 Chart
 Industries,

Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	CRYOGENIC SEAL FOR VACUUM-INSULATED PIPE EXPANSION BELLOWS	  	11/185,096	  	07/20/2005	  	7,399,002	  	07/15/2008
									
	Energy and Chemicals	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	 FLUID PIPING SYSTEMS AND PIPE SPOOLS SUITABLE
 FOR SUB SEA USE
	  	10/817,710	  	04/02/2004	  	7,137,651	  	11/21/2006
									
	Energy and Chemicals	  	 Chart
 Industries,

Inc.
	  	ISSUED	  	MALAYSIA	  	CRYOGENIC AND MEMBRANE SYNTHESIS GAS PRODUCTION	  	P19902627	  	06/25/1999	  	MY-118168-A	  	09/30/2004
									
	Energy and Chemicals	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	CRYOGENIC AND MEMBRANE SYNTHESIS GAS PRODUCTION	  	09/463,535	  	01/25/2000	  	6,289,693	  	09/18/2001
									
	Energy and Chemicals	  	 Chart
 Industries,

Inc.
	  	ISSUED	  	CANADA	  	SYSTEM AND PROCESS FOR THE RECOVERY OF PROPYLENE AND ETHYLENE FROM REFINERY OFF GASES	  	2,353,397	  	11/19/1999	  	2,353,397	  	05/17/2005

 NOTE: CHART ENERGY & CHEMICALS, INC. IS THE SUCCESSOR TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP 








																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Energy and Chemicals	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SYSTEM AND PROCESS FOR THE RECOVERY OF PROPYLENE AND ETHYLENE FROM REFINERY OFFGASES	  	09/463,466	  	01/20/2000	  	6,308,532	  	10/30/2001
									
	Energy and Chemicals	  	Chart Inc.	  	ISSUED	  	MEXICO	  	SINGLE COLUMN DISTILLATIVE SEPARATION EMPLOYING BOTTOM ADDITIVES	  	9403585	  	05/13/1994	  	188142	  	03/04/1998
									
	Energy and Chemicals	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	SINGLE COLUMN DISTILLATIVE SEPARATION EMPLOYING BOTTOM ADDITIVES	  	08/062,959	  	05/14/1993	  	5,345,772	  	09/13/1994
									
	Energy and Chemicals	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	CRYOGENIC SEPARATION PROCESS FOR THE RECOVERY OF COMPONENTS FROM THE PRODUCTS OF A DEHYDROGENATION REACTOR	  	09/446,863	  	12/23/1999	  	6,333,445	  	12/25/2001
									
	Energy and Chemicals	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	DEPHLEGMATOR PROCESS WITH LIQUID ADDITIVE	  	09/579,953	  	05/26/2000	  	6,336,344	  	01/08/2002









																	
	 Chart Division
	  	 Assignee

Name
	  	 Status
	  	 Country Name
	  	 Title
	  	 Serial #
	  	 Filed Date
	  	 Patent #
	  	 Issue Date

	Energy and Chemicals	  	Chart Heat Exchangers Limited Partnership	  	ISSUED	  	 UNITED
 STATES
	  	HEAT EXCHANGER AND/OR FLUID MIXING MEANS	  	09/445,150	  	12/03/1999	  	6,510,894	  	01/28/2003
									
	Energy and Chemicals	  	Chart Heat Exchangers Limited Partnership	  	ISSUED	  	 UNITED
 STATES
	  	HEAT EXCHANGER AND/OR FLUID MIXING MEANS	  	10/309,210	  	12/04/2002	  	6,736,201	  	05/18/2004
									
	Energy and Chemicals	  	Chart Inc.	  	ISSUED	  	 UNITED
 STATES
	  	 SEPARATING NITROGEN FROM

METHANE IN TEH PRODUCTION OF LNG
	  	10/367,148	  	02/14/2003	  	6,758,060	  	07/06/2004
									
	Energy and Chemicals	  	Chart Heat Exchangers Limited Partnership	  	ISSUED	  	 UNITED
 STATES
	  	HEAT EXCHANGER	  	09/719,416	  	12/12/2000	  	6,968,892	  	11/29/2005
									
	Energy and Chemicals	  	Chart Inc.	  	PUBLISHED	  	 UNITED
 STATES
	  	 INTEGRATED PRE-COOLED SINGLE MIXED
 REFRIGERANT
	  	12/726,142	  	03/17/2010	  		  	
									
	Energy and Chemicals	  	Chart Heat Exchangers Limited Partnership	  	ISSUED	  	 UNITED
 STATES
	  	HEAT EXCHANGER	  	09/937,666	  	09/26/2001	  	6,695,044	  	02/24/2004
									
	Energy and Chemicals	  	 Chart
 Industries,

Inc.
	  	ISSUED	  	 UNITED
 STATES
	  	HEAT EXCHANGER	  	10/764,737	  	01/24/2004	  	7,111,672	  	09/26/2006

 NOTE: CHART ENERGY & CHEMICALS, INC. IS THE SUCCESSOR TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP 








																									
	 Client Ref.
	  	 K&S Ref.
	  	 Owner
	  	 Country
	  	 Case

Type
	  	 Title
	  	 Status
	  	 Appln. No.
	  	 File Date
	  	 Patent No.
	  	 Issue Date
	  	 Action Due
	  	 Due Date

	P0293CRY-01 US	  	17459.105002	  	CAIRE Inc.	  	United States of America	  	ORD	  	High Efficiency Liquid Oxygen System	  	Granted	  	09/696170	  	26-Oct-00	  	6742517	  	01-Jun-04	  	Tax 11.5	  	01-Dec-15
													
	P0293CRY-02 US	  	17459.105003	  	CAIRE Inc.	  	United States of America	  	CON	  	High Efficiency Liquid Oxygen System	  	Granted	  	10/658793	  	10-Sep-03	  	7490605	  	17-Feb-09	  	Tax 3.5	  	17-Aug-12
													
	P0294CRY US	  	17459.105004	  	CAIRE Inc.	  	United States of America	  	ORD	  	Portable Liquid Oxygen Unit with Multiple Operational Orientations	  	Granted	  	09/696208	  	26-Oct-00	  	6575159	  	10-Jun-03	  	Tax 11.5	  	10-Dec-14
													
	P0294CRY-02	  	17459.105005	  	CAIRE Inc.	  	United States of America	  	DIV	  	Portable Liquid Oxygen Unit with Multiple Operational Orientations	  	Granted	  	10/358150	  	05-Feb-03	  	6843247	  	18-Jan-05	  	Tax 7.5	  	18-Jul-12
													
	P0294CRY-03	  	17459.105006	  	CAIRE Inc.	  	United States of America	  	DIV	  	Portable Liquid Oxygen Unit With Multiple Operational Orientations	  	Granted	  	11/008134	  	10-Dec-04	  	7296569	  	20-Nov-07	  	Tax 7.5	  	20-May-15
													
	P0295CRY-01	  	17459.105007	  	CAIRE Inc.	  	United States of America	  	ORD	  	Manifold for use in a Portable Liquid Oxygen Unit	  	Granted	  	09/696219	  	26-Oct-00	  	6393846	  	28-May-02	  	Tax 11.5	  	28-Nov-13
													
	P0296CRY US	  	17459.105008	  	CAIRE Inc.	  	United States of America	  	DES	  	Portable Gas Dispenser	  	Granted	  	29/113053	  	29-Oct-99	  	D437056	  	30-Jan-01	  	n/a	  	n/a
													
	P0412CRY US	  	17459.105009	  	CAIRE Inc.	  	United States of America	  	DES	  	Portable Liquid Oxygen Container	  	Granted	  	29/180266	  	22-Apr-03	  	D510437	  	04-Oct-05	  	n/a	  	n/a
													
	H-PB-00001-01 US	  	17459.105012	  	CAIRE Inc.	  	United States of America	  	CON	  	Fluid Container Apparatus Having Support Elements for Supporting Apparatus Components	  	Granted	  	11/671822	  	06-Feb-07	  	7552746	  	30-Jun-09	  	Tax 3.5	  	30-Dec-12
													
	P0294CRY-04	  	17459.105014	  	CAIRE Inc.	  	United States of America	  	CON	  	Portable Liquid Oxygen Unit with Multiple Operational Orientations	  	Granted	  	11/942378	  	19-Nov-07	  	7766009	  	03-Aug-10	  	Tax 3.5	  	03-Feb-14
													
	P0085CON	  	17459.105015	  	CAIRE Inc.	  	United States of America	  	ORD	  	Scroll Compressor Having Idler Cranks And Strengthing And Heat Dissipating Ribs	  	Granted	  	08/223039	  	05-Apr-94	  	5466134	  	14-Nov-95	  	n/a	  	n/a
													
	P0085CON 01	  	17459.105016	  	CAIRE Inc.	  	United States of America	  	CIP	  	Scroll Compressor Scroll Compressor Having A Tip Seal	  	Granted	  	08/557407	  	13-Nov-95	  	5632612	  	27-May-97	  	n/a	  	n/a
													
	P0128CON	  	17459.105017	  	CAIRE Inc.	  	United States of America	  	ORD	  	Apparatus And Method For Controlling Output Of An Oxygen Concentrator	  	Granted	  	08/698062	  	15-Aug-96	  	5746806	  	05-May-98	  	n/a	  	n/a
													
	P0085CON 02	  	17459.105018	  	CAIRE Inc.	  	United States of America	  	CIP	  	Scroll Compressor Having A Tip Seals And Idler Crank Assemblies	  	Granted	  	08/720549	  	30-Sep-96	  	5759020	  	02-Jun-98	  	n/a	  	n/a
													
	P0314CRY US	  	17459.105020	  	CAIRE Inc.	  	United States of America	  	ORD	  	Oxygen-Delivery System With Portable Oxygen Meter	  	Granted	  	09/435174	  	05-Nov-99	  	6394088	  	28-May-02	  	Tax 11.5	  	28-Nov-13









																									
	 Client Ref.
	  	 K&S Ref.
	  	 Owner
	  	 Country
	  	 Case

Type
	  	 Title
	  	 Status
	  	 Appln. No.
	  	 File Date
	  	 Patent No.
	  	 Issue Date
	  	 Action Due
	  	 Due Date

	P0317CRY	  	17459.105025	  	CAIRE Inc.	  	 United States
 of America
	  	ORD	  	Wheeled Personal Transport Device Incorporating Gas Storage Vessel Comprising A Polymeric Container System for Pressurized Fluids	  	Granted	  	09/702867	  	01-Nov-00	  	6412801	  	02-Jul-02	  	Tax 11.5	  	02-Jan-14
													
	P0297CRY	  	17459.105034	  	CAIRE Inc.	  	 United States
 of America
	  	DES	  	A Combined Storage And Delivery Container System For A Breathable Gas	  	Granted	  	29/113054	  	29-Oct-99	  	D436401	  	16-Jan-01	  	n/a	  	n/a
													
	P0369LXM	  	17459.105035	  	CAIRE Inc.	  	 United States
 of America
	  	CON	  	Pneumatic Demand Oxygen Valve	  	Granted	  	08/013226	  	01-Feb-93	  	5360000	  	01-Nov-94	  	n/a	  	n/a
													
	P0084CON	  	17459.105036	  	CAIRE Inc.	  	 United States
 of America
	  	ORD	  	Shock And Vibration Absorbing Mounts	  	Granted	  	08/151738	  	15-Nov-93	  	5386962	  	07-Feb-95	  	n/a	  	n/a
													
	H-PB-00011	  	17459.105037	  	CAIRE Inc.	  	 United States
 of America
	  	PCT	  	System And Methods For Generating Liquid Oxygen For Portable Use	  	Pending	  	13/120444	  	23-Mar-11	  		  		  		  	
													
	H-PB-00024	  	17459.105038	  	CAIRE Inc.	  	 United States
 of America
	  	PCT	  	Systems And Methods For Conserving Oxygen In A Breathing Assistance Device	  	Published	  	13/120461	  	23-Mar-11	  		  		  		  	









																									
	 Client Ref.
	  	 K&S Ref.
	  	 Owner
	  	 Country
	  	 Case

Type
	  	 Title
	  	 Status
	  	 Appln. No.
	  	 File Date
	  	 Patent No.
	  	 Issue Date
	  	 Action Due
	  	 Due Date

	H-PB-00011 JP	  	17461.105059	  	CAIRE Inc.	  	Japan	  	PCT	  	 System And Methods For
 Generating Liquid Oxygen For
 Portable Use
	  	Pending	  	2011529058	  	28-Aug-09	  		  		  	Request Exam Due (FINAL)	  	28-Aug-16
													
	H-PB-00011 EP	  	17461.105060	  	CAIRE Inc.	  	 European
 Patent
 Convention
	  	PCT	  	 System And Methods For
 Generating Liquid Oxygen For
 Portable Use
	  	Published	  	09792024.3	  	28-Aug-09	  		  		  	Annuity Fee Due	  	28-Aug-12
													
	H-PB-00011 CA	  	17461.105061	  	CAIRE inc.	  	Canada	  	PCT	  	 System And Methods For
 Generating Liquid Oxygen For
 Portable Use
	  	Pending	  	2741753	  	28-Aug-09	  		  		  	Annuity Fee Due	  	28-Aug-12








 Trademarks 
 Please see attached Trademarks Schedule. 








															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CAIRE	 		 		 	246251-010003/0074	 	85/313705	 		 		 	Published
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	05-May-2011	 	10-Apr-2012	 		 	
		 	Class(es):	 	10 Int.	 		 	Attorney(s):	 	MIF RBJ EWL BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
					
		 	Goods:	 	 Class: 10 Int.

Medical respiratory equipment, namely, liquid oxygen stationary and portable reservoirs and stationary and portable oxygen concentrators.
	 		 	
								
	CAIRE	 		 		 	246251-020003/0006	 	74/416223	 		 	1893782	 	Registered
	Resp.Off.: IL	 	Case Type: ORD     	 	United States of America	 	23-Jul-1993	 	08-Feb-1994	 	09-May-1995	 	09-May-2015
		 	Class(es):	 	42 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 	69047	 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 		 	
		 	Goods:	 	Class: 42 Int. Wholesale and distributorship services in the field of respiratory care products	 		 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CAIRE AND DESIGN	 	246251-020003/0002	 	2008-90004	 		 	5245438	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Japan	 	06-Nov-2008	 		 	03-Jul-2009	 	03-Jul-2019
		 	Class(es):	 	35 Int.	 		 	Attorney(s):	 	MIF NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Seiwa Patent & Law	 		 	Agent Ref:	 	FT-22205	 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 		 	
		 	Goods:	 	 Class: 35 Int.

Wholesale and distributorship services in the field of respiratory care products, and other medical machines and apparatus.
	 		 	
						
		 	



	 		 		 		 	
						
	CAIRE AND DESIGN	 	246251-020003/0005	 	74/424927	 		 	1893785	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	16-Aug-1993	 	07-Jun-1994	 	09-May-1995	 	09-May-2015
		 	Class(es):	 	42 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 	69046	 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 		 	
		 	Goods:	 	 Class: 42 Int.

Wholesale and distributorship services in the field o respiratory care products
	 		 	
						
		 	



	 		 		 		 	


  
 98 










															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CAIRE and Wavy Line Design	 	246251-010003/0075	 	85/313715	 		 		 	Published
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	05-May-2011	 	10-Apr-2012	 		 	
		 	Class(es):	 	10 Int.	 		 	Attorney(s):	 	MIF RBI EWL BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Goods:	 	 Class: 10 Int.

Medical respiratory equipment, namely, liquid oxygen stationary and portable reservoirs and stationary and portable oxygen concentrators.
	 		 	
						
		 	



	 		 		 		 	
						
	CARBO-MATIC	 	246251-030003/0003	 	606097	 		 	TMA372940	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Canada	 	02-May-1988	 		 	07-Sep-1990	 	07-Sep-2020
		 	Class(es):	 		 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Ridout & Maybee LLP	 	Agent Ref:	 	34796-000015	 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	27899	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Carbon dioxide delivery system namely, cryogenic liquid tanks, dewars, heat exchangers, vacuum jacket piping, valving and controls. Carbon dioxide delivery systems for
use in the restaurant industry, comprised of metal tanks, hoses and connectors.	 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CARBO-MIZER	 	246251-030003/0034	 	76/027853	 		 	2444433	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	17-Apr-2000	 		 	17-Apr-2001	 	17-Apr-2021
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	69114	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 06 Int.	 		 		 		 		 	
		 		 	Metal tanks, metal hoses, metal pipe connectors for use in transporting and storing carbon dioxide	 		 	
						
	CARE-EASE	 	246251-010003/0014	 	73/652308	 		 	1477536	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	30-Mar-1987	 	01-Dec-1987	 	23-Feb-1988	 	23-Feb-2018
		 	Class(es):	 	10 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 	27892	 		 	
		 	Product Name:	 	Energy and Chemicals Division	 		 		 		 	
		 	Goods:	 	Class: 10 Int.	 		 		 		 		 	
		 		 	Portable oxygen tanks for medical use in the home environment.	 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CHART and Design	 	246251-030003/0002	 	3064172	 		 	3064172	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	China (People’s Republic)	 	09-Jan-2002	 	28-Oct-2002	 	28-Mar-2003	 	27-Mar-2013
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client.	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	CCPIT Patent and Trademark Law Office	 	Agent Ref:	 	TIC012933-059	 		 	
		 	Owner:	 	CHART INDUSTRIES, INC.	 	Legacy Log:	 		 		 	
		 	Product Name:	 	Corporate	 		 		 		 		 	
		 	Goods:	 	 Class: 06 Int.

Metal tubing; vacuum insulated pipe; metal pipe fittings; metal fluid storage tanks, namely tanks for storage of carbon dioxide for beverage or water
treatment systems, tanks for sotrage of oxygen for medical purposes, tanks for compressed gas storage for refrigeration systems, tanks for bulk storage of gasses and liquefied gasses; tanks for transport of liquids or gasses; cylinders for storage
of compressed gasses or liquids.
	 		 	
						
		 	



	 		 		 		 	
						
	CHART and Design	 	246251-030003/0002	 	129860	 		 	1187/37	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Saudi Arabia	 	30-Apr-2008	 	11-Sep-2009	 	28-Aug-2010	 	30-Dec-2017
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Abu-Ghazaleh Intellectual Property (Saudi Arabia)	 	Agent Ref:	 	4120935878	 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	 Class : 06 Int.

Metal tubing: metal vacuum insulated pipe fittings; metal fluid storage tanks, namely tanks for storage of carbon dioxide for beverage or water treatment
systems, tanks for storage of oxygen for medical purposes, tanks for compressed gas storage for refrigeration for transport of liquids or gasses; metal cylinders for storage of compressed gasses and liquids
	 		 	
						
		 	



	 		 		 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CHART and Design	 	246251-030003/0003	 	129861	 		 	1187/38	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Saudi Arabia	 	30-Apr-2008	 	11-Sep-2009	 	28-Aug-2010	 	30-Dec-2017
		 	Class(es):	 	11 Int.	 		 	Attorney(s):	 	MIF RBJ BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Abu-Ghazaleh Intellectual Property (Saudi Arabia)	 	Agent Ref:	 	4-120935878	 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Product Name	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 11 Int.	 		 		 		 		 	
		 		 	Freezers, namely for cryogenic storage; heat exchangers; refrigerated shipping containers; cryogenic refrigerators; separators for the cleaning and purification of
gasses, namely hydrocarbons and natural gas	 		 	
						
		 	



	 		 		 		 	
						
	CHART and Design	 	246251-030003/0004	 	111427	 		 	146833	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United Arab Emirates	 	24-Apr-2008	 		 	24-May-2011	 	24-Apr-2018
		 	Class(es):	 		 		 	Attorney(s):	 	MIF RBJ BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Abu-Ghazaleh Intellectual Property (UAE)	 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 11 Int.	 		 		 		 		 	
		 		 	Freezers, namely for cryogenic storage; heat exchangers; refrigerated shipping containers; cryogenic refrigerators; separators for the cleaning and purification of
gasses, namely hydrocarbons and natural gas	 		 	
						
		 	



	 		 		 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CHART and Design	 	246251-030003/0005	 	111426	 		 	146832	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United Arab Emirates	 	24-Apr-2008	 		 	24-May-2011	 	24-Apr-2018
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Abu-Ghazaleh Intellectual Property (UAE)	 	AgentRef:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	 Class: 06 Int.

Metal tubing; metal vacuum insulated pipe fittings; metal fluid storage tanks, namely tanks for storage of carbon dioxide for beverage or water treatment
systems, tanks for storage of oxygen for medical purposes, tanks for compressed gas storage for refrigeration for transport of liquids or gasses; metal cylinders for storage of compressed gasses and liquids
	 		 	
						
		 	



	 		 		 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CHART and Design	 	246251-030003/0065	 	76/255023	 		 	2840759	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	10-May-2001	 	16-Jul-2002	 	11-May-2004	 	11-May-2014
		 	Class(es):	 	06 Int., 07 Int., 11 Int., 37 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	 Class: 06 Int.

Metal tubing; metal vacuum insulated pipe fittings; metal fluid storage tanks, namely tanks for storage of carbon dioxide for beverage or water treatment
systems, tanks for storage of oxygen for medical purposes, tanks for compressed gas storage for refrigeration for transport of liquids or gasses; metal cylinders for storage of compressed gasses and liquids (First Use/In Commerce -
12/1999)
	 		 	
					
		 		 	 Class: 07 Int.

Cryogenic pumps; clothes washing machines, namely dry cleaners utilizing liquid carbon dioxide (First Use/In Commerce - 1/2002)
	 		 	
					
		 		 	 Class: 11 Int.

Freezers, namely for cryogenic storage; heat exchangers; refrigerated shipping containers; cryogenic refrigerators; plumbing fittings, namely valves;
separators for the cleaning and purification of gasses, namely hydrocarbons and natural gas (First Use - 3/1998 / In Commerce - 8/2000)
	 		 	
					
		 		 	 Class: 37 Int.

Rehabilitation and repair of cryogenic systems; environmental services, namely, disposal of cooking oil (First Use/ln Commerce - 1/2000)
	 		 	
						
		 	



	 		 		 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CORE-IN-KETTLE	 	246251-010003/0073	 	74/007507	 		 	1644761	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	04-Dec-1989	 	05-Jun-1990	 	14-May-1991	 	14-May-2021
		 	Class(es):	 	11 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Energy & Chemicals, Inc.	 	Legacy Log:	 		 		 	
		 	Product Name:	 	Energy and Chemicals Division	 		 		 		 	
		 	Goods:	 	 Class: 11 Int.
 Heat
exchangers
	 		 		 		 		 	
						
	CVI	 	246251-030030/0006	 	391115	 		 	TMA221005	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Canada	 	30-Oct-1975	 		 	03-Jun-1977	 	03-Jun-2022
		 	Class(es):	 		 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	SCOTT & AYLEN	 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	78726	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Cryogenic valves, connectors and vacuum seal-off valves; cryogenic piping; cryogenic subcooler; cryogenic filters, gas purifiers, gas tanks, gas luquiefiers, heat
exchangers and liquid level controllers; activated carbon adsorbent having coal, coconut shell, petroleum and wood bases; activated carbon adsorbents impregnated with any of potassium iodide, elemntal iodine, triethylenediamine, lead or other
metals; silver zeolite adsorbent; aluminum and oxides thereof, impregnated with silver and other metal cations, as adsorbents; all for gas filtering and gas purifiying; air conditioning, heating, ventilating and cooling systems, including gas - gas,
gas-liquid and liquid-liquid heat exchangers and pressure vessels and parts thereof for all equipment.	 		 	
						
	CVI	 	246251-030003/0004	 	06-105681	 	09-014546	 	3344530	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Japan	 	20-Oct-1994	 	20-Feb-1997	 	05-Sep-1997	 	05-Sep-2017
		 	Class(es):	 	07 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	KURACHI INTERNATIONA PATENT OFFICE	 	Agent Ref:	 	ms-043158	 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	 Class: 07 Int.

Cyro pumps, cryogenic pumps and parts and accessories therefor; other vacuum pumps, chemical machinery and implements
	 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CVI	 		 		 	246251-030003/0055	 	73/404579	 		 	1361420	 	Registered
	Resp.Off.: IL	 	Case Type: ORD     	 	United States of America	 	02-Dec-1982	 	12-Feb-1985	 	24-Sep-1985	 	24-Sep-2015
		 	Class(es):	 	07 Int., 11 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref :	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CHART INDUSTRIES, INC.	 	Legacy Log:	 	78816	 		 	
		 	Product Name:	 	Distribution and Storage Division
		 	Goods:	 	 Class: 07 Int.

Cryogenic pumping stations comprising pumps and controls therefore sold as a unit and cryogenic pumps

 
 Class: 11
 Int.Cryogenic processing equipment; namely, refrigeration units, compressors, heat exchangers, expanders, cryopanels, pipes, filtering units and vaporizing units, air handling equipment for use in nuclear
power plants; namely, air filtering units, containment coolers; and air conditioning units.
	 		 	
							
	CVI and Design	 		 	246251-030003/0042	 	74/040554	 		 	1680064	 	Registered
	Resp.Off.: IL	 	Case Type: ORD     	 	United States of America	 	21-Mar-1990	 		 	24-Mar-1992	 	24-Mar-2012
		 	Class(es):	 	06 Int., 07 Int., 11 Int.	 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Reft	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 	Legacy Log:	 	78688	 		 	
		 	Product Name:	 	Distribution and Storage Division
		 	Goods:	 	 Class: 06 Int.

Metal cryogenic gas tanks; cryogenic metal pipes; manual metal cryogenic valves; and parts for all of the foregoing
	 		 	
		 		 	  
 Class: 07 Int.

Cryogenic processing machines; cryogenic pumps and valves as parts of machines; and parts for all of the foregoing
	 		 	
		 		 	  
 Class: 11 Int.

Cryogenic refrigerators; cryogenic gas liquefying units; cryogenic gas purifying units; cryogenic heat exchangers; and parts for all of the
foregoing.
	 		 	
						
		 	



	 		 		 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	CYL-TEL	 		 		 	246251-030003/0031	 	75/586081	 		 	2414529	 	Registered
	Resp.Off.: IL	 	Case Type: ORD     	 	United States of America	 	10-Nov-1998	 		 	19-Dec-2000	 	19-Dec-2020
		 	Class(es):	 	09 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 	Legacy Log:	 	45477	 		 	
		 	Product Name:	 	Distribution and Storage Division
		 	Goods:	 	 Class: 09 Int.

Electrical apparatus for remote monitoring of liquid tanks, namely, liquid level gauges, remote transmitter computer interface cards and related
software.
	 		 	
							
	DURA-CYL	 		 	246251-030003/0009	 	73/371708	 		 	1253596	 	Registered
	Resp.Off.: IL	 	Case Type: ORD     	 	United States of America	 	25-Jun-l982	 		 	11 -Oct-1983	 	11-Oct-2013
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 	Legacy Log:	 	27592	 		 	
		 	Product Name:	 	Distribution and Storage Division
		 	 Goods:
	 	 Class: 06 Int

Insulated containers made of metal for cryogenic liquids.
	 		 	
							
	FINTEC	 		 	246251-010003/0003	 	77/107574	 		 	3446038	 	Registered
	Resp.Off.: IL	 	Case Type: ORD     	 	United States of America	 	14-Feb-2007	 	14-Aug-2007	 	10-Jun-2008	 	10-Jun-2018
		 	Class(es):	 	11 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CHART INDUSTRIES, INC.	 	Legacy Log:	 		 		 	
		 	Product Name:	 	Energy and Chemicals Division
		 	Goods:	 	 Class: 11 Int.

heat exchangers and heat exchange reactors
	 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	INNOVATION. EXPERIENCE. PERFORMANCE.	 	246251-030003/0066	 	78/457461	 		 	3080706	 	Registered
	Resp.Off.: IL	 	Case type: ORD    	 	United States of America	 	27-Jul-2004	 	28-Jun-2005	 	11-Apr-2006	 	11-Apr-2016
		 	Class(es):	 	06 Int.	 		 	Attorney (s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Corporate	 		 		 		 		 	
		 	Goods:	 	 Class: 06 Int.

Metal tubing; metal vacuum insulated pipe fittings; metal fluid storage tanks, namely, tanks for storage of carbon dioxide for beverage or water treatment
systems, tanks for storage of oxygen for medical purposes, tanks for compressed gas storage for refrigeration for transport of liquids or gases; metal cylinders for storage of compressed gases and liquids.
	 		 	
								
	IPSMR	 		 		 	246251-010003/0012	 	77/832303	 		 	4063857	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	22-Sep-2009	 	22-Jun-2010	 	29-Nov-2011	 	29-Nov-2021
		 	Class(es):	 	11 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Energy and Chemicals Division	 		 		 		 	
		 	Goods:	 	 Class : 11 Int.

Apparatus and equipment for natural gas liquefaction, namely, heat exchangers, separators for the cleaning, purification, refrigeration and liquefaction
of gases and liquids
	 		 	
								
	LIBERATOR	 		 		 	246251-020003/0002	 	1036221	 		 	TMA566429	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Canada	 	16-Nov-l999	 		 	27-Aug-2002	 	27-Aug-2017
		 	Class(es):	 		 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Ridoul & Maybee LLP	 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 	69048	 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 		 	
		 	Goods:	 	Respiratory apparatus attachable to a patient; portable oxygen tanks	 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	LIBERATOR	 	246251-020003/0005	 	2008-95281	 		 	5421026	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Japan	 	26-Nov-2008	 		 	24-Jun-2011	 	24-Jun-2021
		 	Class(es):	 	10 Int.	 		 	Attorney(s):	 	MIF NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Seiwa Patent & Law	 	Agent Ref:	 	FT-22217	 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 	
		 	Goods:	 	 Class: 10 Int.

Oxygen inhaler and other respiratory apparatus and all other medical instruments, ice pillows, triangular bandages, catguts for surgery, feeding cups,
plungers, nipples, dental floss, ice-bags, ice-bag suspenders, nursing equipment, thermos feeding bottles, swabs, fingerstalls
	 		 	
						
	LIBERATOR	 	246251-020003/0001	 	73/797471	 		 	1571735	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	03-May-1989	 		 	19-Dec-1989	 	19-Dec-2019
		 	Class(es):	 	10 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 	27576	 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 	
		 	Goods:	 	Class: 10 Int.	 		 		 		 		 	
		 		 	Respiratory apparatus attachable to a patient.	 		 	
						
	MARBOND	 	246251-030003/0074	 	2131853	 		 	2131853	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United Kingdom	 	06-May-1997	 	06-Aug-1997	 	21-Nov-1997	 	06-May-2017
		 	Class(es):	 	11 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	HLBBshaw Ltd	 		 	Agent Ref:	 		 		 	
		 	*Owner:	 	Chart Heat Exchangers Limited Partnership	 	Legacy Log:	 		 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	 Class: 11 Int.

Heat exchangers and parts and fittings therefor.


  

	*	NOTE: CHART ENERGY AND CHEMICALS, INC IS THE SUCCESSOR COMPANY TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP 









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	MICROBULK SOLUTIONS AND DESIGN	 	246251-030003/0038	 	76/315540	 		 	2665934	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	21-Sep-2001	 		 	24-Dec-2002	 	24-Dec-2012
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	75241	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 06 Int.	 		 		 		 		 	
		 		 	Vehicle mounted and stationary metal containers for the storage and transportation of liquids and gases (First Use In Commerce Date: 4/2001)	 		 	
						
		 	



	 		 		 		 	
						
	MVE AND DESIGN	 	246251-030003/0001	 	960101606	 		 	1137677	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	China (People’s Republic)	 	06-Sep-1996	 		 	21-Dec-1997	 	20-Dec-2017
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	CCPIT Patent and Trademark Law Office	 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	29948	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 06 Int.	 		 		 		 		 	
		 		 	Tanks of metal (for storage and transportation use), tanks for holding and storing liquids and gases, pipes and tubes of metal	 		 	
						
		 	



	 		 		 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	MVE AND DESIGN	 	246251-030003/0001	 	547141	 		 	547141	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	European Community	 	29-May-1997	 		 	31-Jan-2000	 	29-May-2017
		 	Class(es):	 	06 Int., 12 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	VEREENIDGE	 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	39654	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 06 Int.
		 		 	Tanks; pressure vessels; storage, transportation and dispensing apparatus; all for liquids, liquified gases, syrups and oils; insulated panels and pipes; all of metal;
intermodal containers having integral tanks or pressure vessels	 		 	
					
		 		 	Class: 12 Int.	 		 	
		 		 	Railway wagons; vehicle trailers	 		 	
						
		 	



	 		 		 		 	
						
	MVE VARIO	 	246251-020003/0007	 	85/150595	 		 	4061348	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	12-Oct-2010	 	01-Feb-201l	 	22-Nov-2011	 	22-Nov-2021
		 	Class(es):	 	11 Int.	 		 	Attorney(s):	 	MIF NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 	
		 	Goods:	 	Class: 11 Int.	 		 		 		 		 	
		 		 	Freezers	 		 		 		 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	NEXGEN FUELING	 	246251-030003/0070	 	76/186464	 		 	2737770	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	27-Dec-2000	 	25-Jun-2002	 	15-Jul-2003	 	15-Jul-2013
		 	Class(es):	 	06 Int., 12 Int., 37 Int., 42 Int.	 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 06 Int.
		 		 	Metal tubing; metal pipe featuring vacuum insulation; metal pipe fittings; metal fluid storage tanks, namely tanks for bulk storage of gases and liquefied
gasses.	 		 	
					
		 		 	 Class: 12 Int.

Trailers, namely tankers for the transport of liquefied gasses.
	 		 	
					
		 		 	 Class: 37 Int.

Installation of gas or liquefied gas distribution systems including installation of metal tubing, vacuum insulated pipe, metal pipe fittings, cryogenic
pumps, and electrical controllers, and metal fluid storage tanks, namely tanks for bulk storage of gasses and liquefied gasses.
	 		 	
					
		 		 	 Class: 42 Int.

Design for others in the field of gas or liquefied gas systems.
	 		 	
						
	ORCA AND DESIGN	 	246251-030003/0028	 	75/313658	 		 	2187547	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	23-Jun-1997	 	16-Jun-1998	 	08-Sep-1998	 	08-Sep-2018
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	31107	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	 Class: 06 Int.

Vehicle mounted and stationary metal containers for the storage and transportation of liquids and gases.
	 		 	
						
		 	



	 		 		 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	PERMA-CYL	 	246251-030003/0029	 	75/308745	 		 	2180403	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	13-Jun-1997	 	19-May-1998	 	11-Aug-1998	 	11-Aug-2018
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref;	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	31108	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 06 Int.	 		 		 		 		 	
		 		 	Vehicle mounted and stationery metal containers for the storage and transportation of liquids and gases.	 		 	
						
	PORTA VAC	 	246251-030003/0051	 	75/257463	 		 	2265383	 	Registered
	Resp.Off.: IL	 	CaseType: ORD    	 	United States of America	 	14-Mar-1997	 	27-Jan-1998	 	27-Jul-1999	 	27-Jul-2019
		 	Class(es):	 	06 Int.	 		 	Attorney(s):
	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	78788	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 06 Int.	 		 		 		 		 	
		 		 	Metal Containers for transporting liquified gases	 		 	
						
	PYTHON	 	246251-030003/0032	 	75/607942	 		 	2423924	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	18-Dec-1998	 	21-Dec-1999	 	23-Jan-2001	 	23-Jan-2021
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	45520	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 06 Int.	 		 		 		 		 	
		 		 	Vacuum insulated metal pipe for conducting cryogenic liquids and gases (First Use In Commerce Date: 2/1999)	 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	SHIMTEC	 	246251-030003/0068	 	78/181795	 		 	3022860	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	05-Nov-2002	 	15-Feb-2005	 	06-Dec-2005	 	06-Dec-2015
		 	Class(es):	 	09 Int., 11 Int., 42 Int.	 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Energy & Chemicals, Inc.	 	Legacy Log:	 		 		 	
		 	Product Name:	 	Energy and Chemicals Division	 		 		 		 	
		 	Goods:	 	 Class: 09 Int.

Laboratory apparatus and instruments, namely chemical and catalytic reactors for use in exothermic and endothermic reactions and parts and fittings
therefor
	 		 	
					
		 		 	Class: 11 Int.	 		 	
		 		 	Chemical and catalytic reactors for use in industrial applications, chemical processes, and aerospace applications, and parts and fittings therefore; heating and/or
cooling apparatus and installations, namely heat exchanges, for use in industrial applications, chemical processes, and aerospace applications, and parts and fittings therefore; heat exchangers for use in industrial applications, chemical processes,
and aerospace applications, and parts and fitting therefor.	 		 	
					
		 		 	 Class: 42 Int.

Mechanical engineering services; chemical engineering services; design for others of heat exchangers, chemical reactors, and catalytic reactors; new
product development services, namely design and testing services, relating to heat exchangers, chemical reactors, and catalytic reactors; product testing services relating to heat exchangers, chemical reactors, and catalytic reactors; technical
consultation and research relating to heat exchangers and reactors technology.
	 		 	
								
	SPIRIT	 		 		 	246251-020003/0004	 	1417705	 		 	TMA767534	 	Registered
	Resp-Off.: IL	 	Case Type: ORD    	 	Canada	 	10-Nov-2008	 	23-Dec-2009	 	20-May-2010	 	20-May-2025
		 	Class(es):	 	10 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Norton Rose OR LLP	 	Agent Ref:	 	15261600	 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 	
		 	Goods:	 	 Class: 10 Int.

Respiratory apparatus attachable to a patient, namely, portable oxygen tanks.










															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	SPIRIT	 		 		 	246251-020003/0073	 	77/629314	 		 	3647129	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	09-Dec-2008	 	14-Apr-2009	 	30-Jun-2009	 	30-Jun-2019
		 	Class(es):	 	10 Int.	 		 	Attorney(s):	 	MIF NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 		 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 		 	
		 	Goods:	 	Class: 10 Int.	 		 		 		 		 	
		 		 	Respiratory apparatus attachable to a patient	 		 	
								
	STROLLER	 		 		 	246251-020003/0003	 	1036220	 		 	TMA549556	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Canada	 	16-Nov-1999	 		 	08-Aug-2001	 	08-Aug-2016
		 	Class(es):	 		 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Ridout & Maybee LLP	 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 	69049	 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 		 	
		 	Goods:	 	Respiratory apparatus attachable to a patient; portable oxygen tanks	 		 	
								
	STROLLER	 		 		 	246251-020003/0001	 	24865/1993	 		 	3133400	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	Japan	 	12-Mar-1993	 		 	29-Mar-1996	 	29-Mar-2016
		 	Class(es):	 	10 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Asamura Patent Office	 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 	27580	 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 		 	
		 	Goods:	 	Class: 10 Int.	 		 		 		 	
		 		 	Oxygen inhaler and other respiratory apparatus and all other medical instrument, other medical instrument, ice pillows, triangular bandages, supportive bandages, catguts
for surgery, feeding cups, plungers, nipples, dental floss, ice-bags, ice-bag suspenders, nursing equipment, thermos feeding bottles, swabs, fingerstalls.	 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	STROLLER	 		 		 	246251-020003/0002	 	73/797472	 		 	1573158	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	03-May-1989	 		 	26-Dec-l 989	 	26-Dec-2019
		 	Class(es):	 	10 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	CAIRE INC.	 		 	Legacy Log:	 	27579	 		 	
		 	Product Name:	 	Biomedical Division	 		 		 		 	
		 	Goods:	 	Class: 10 Int.	 		 		 	
		 		 	Respiratory apparatus attachable to a patient.	 		 		 	
								
	TANK-TEL	 		 		 	246251-030003/0043	 	76/519863	 		 	2871126	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	03-Jun-2003	 	18-May-2004	 	10-Aug-2004	 	10-Aug-2014
		 	Class(es):	 	09 Int	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	78690	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 09 Int.	 		 		 		 		 	
		 		 	Electrical apparatus for remote monitoring of liquid tanks, namely, liquid level gauges, remove transmitters, computer interface cards and related software for
communicating with and collecting and analyzing data from gauges.	 		 	
								
	TRIFECTA	 		 		 	246251-030003/0030	 	75/305037	 		 	2362618	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	06-Jun-1997	 		 	27-Jun-2000	 	27-Jun-2020
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	31109	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	Class: 06 Int.	 		 		 		 		 	
		 		 	Storage and delivery systems for cryogenic liquids and gasses, namely, metal tanks, pumps, vaporizer coils and related parts therefor.	 		 	









															
	 Trademark
	 	 	 	 	 	 Client-Matter/Subcase
Country Name
	 	 Application
Number/Date
	 	 Publication

Number/Date
	 	 Registration

Number/Date
	 	 Status

Next Renewal

	TVAC	 	246251-030003/0050	 	74/341979	 		 	1857160	 	Registered
	Resp.Off.: IL	 	Case Type: ORD    	 	United States of America	 	21-Dec-1992	 	01-Jun-1993	 	04-Oct-1994	 	04-Oct-2014
		 	Class(es):	 	06 Int.	 		 	Attorney(s):	 	MIF RBJ NAC BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 		 		 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Inc.	 		 	Legacy Log:	 	78787	 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	 Class: 06 Int.

Vacuum insulated metal tanks container for transportation of liquids by rail, truck or ship (First Use In Commerce Date: 2/1993)
	 		 	
						
	Up/Down Arrow logo	 	246251-030003/0001	 	129470	 	4296	 		 	Published
	Resp.Off.: IL	 	Case Type: ORD    	 	Saudi Arabia	 	21-Apr-2008	 	12-Mar-2010	 		 	
		 	Class(es):	 	11 Int.	 		 	Attorney(s):	 	MIF RBJ BJP	 		 	
		 	Client:	 	Chart Inc.	 		 	Client Ref:	 		 		 	
		 	Agent Name:	 	Abu-Ghazaleh Intellectual Property (Saudi Arabia)	 	Agent Ref:	 		 		 	
		 	Owner:	 	Chart Cooler Service Company, Inc.	 	Legacy Log:	 		 		 	
		 	Product Name:	 	Distribution and Storage Division	 		 		 		 	
		 	Goods:	 	 Class: 11 Int.

air-cooled heat exchangers
	 		 	
						
		 	



	 		 		 		 	









											
	Trademark	  	Status Case
Number / Sub Case	  	Serial Number
Reg Number	  	 Filing Date
 Reg Date
	  	Next Action(s)	  	Due Date(s)
	ATF	  	Registered	  	144683	  	01-Apr-1996	  		  	
	    Country: European Community	  	40543-402/116	  	144,683	  	05-Jan-1999	  	Next Renewal	  	01-Apr-2016
	      Classes: 7, 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	
						
	ATF	  	Registered	  	74/351703	  	25-Jan-1993	  		  	
	    Country: United States of America	  	40543-402/059	  	1,896,893	  	30-May-1995	  	Next Renewal	  	30-May-2015
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  	
						
	AUTOSAT	  	Registered	  	7072325	  	17-Jul-2008	  		  	
	    Country: European Community	  	40543-414/116	  	7,072,325	  	06-Apr-2009	  	Next Renewal	  	17-Jul-2018
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  	
						
	AUTOSAT	  	Registered	  	77/349652	  	11-Dec-2007	  		  	
	    Country: United States of America	  	40543-414/059	  	3,655,453	  	14-Jul-2009	  	Aff of Use - 6 Year	  	14-Jul-2015
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  	
						
	ECLIPSE	  	Registered	  	78/618365	  	27-Apr-2005	  	First Renewal	  	26-Dec-2016
	    Country: United States of America	  	40543-406/059	  	3,190,106	  	26-Dec-2006	  	Aff of Use - Recurring	  	26-Dec-2016
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  	
						
	ECLIPSE 2	  	Registered	  	77/547672	  	14-Aug-2008	  		  	
	    Country: United States of America	  	40543-417/059	  	3,670,706	  	18-Aug-2009	  	Aff of Use - 6 Year	  	18-Aug-2015
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  	









											
	Trademark	  	Status Case
Number / Sub Case	  	Serial Number
Reg Number	  	 Filing Date
 Reg Date
	  	 Client Ref Number

Next Action(s)
	  	Due Date(s)
	ECLIPSE 3	  	Registered	  	77/788054	  	23-Jul-2009	  		  	
	    Country: United States of America	  	40543-411/059	  	3,804,693	  	15-Jun-2010	  	Aff of Use-6 Year	  	15-Jun-2016
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	
						
	INTEGRA	  	Registered	  	75/705252	  	07-Jun-1999	  		  	
	    Country: United States of America	  	40543-409/059	  	2,494,816	  	02-Oct-2001	  	Next Renewal	  	02-Oct 2021
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	
						
	OPTIMIZER	  	Pending	  	85/515651	  	13-Jan-2012	  		  	
	    Country: United States of America	  	40543-412A/	  		  		  	Foreign 3M Letter	  	13-Apr-2012
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	
						
	PERSONAL AMBULATORY OXYGEN SYSTEM (PAOS)	  	Registered	  	7073059	  	17-Jul-2008	  		  	
	    Country: European Community	  	40543-404/116	  	7,073,059	  	16-Mar-2009	  	First Renewal	  	17-Jul-2018
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	
						
	PERSONAL AMBULATORY OXYGEN SYSTEM (PAOS)	  	Registered	  	77/387083	  	02-Feb-2008	  		  	
	    Country: United States of America	  	40543-404/059	  	3,723,023	  	08-Dec-2009	  	Aff of Use - 6 Year	  	08-Dec-2015
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	
						
	REGALIA	  	Registered	  	78/786851	  	06-Jan-2006	  		  	
	    Country: United States of America	  	40543-408/059	  	3,295,418	  	18-Sep-2007	  	Aff of Use - 6 Year	  	18-Sep-2013
	      Classes: 7	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	









											
	Trademark	  	Status Case
Number / Sub Case	  	Serial Number
Reg Number	  	 Filing Date
 Reg Date
	  	 Client Ref Number

Next Action(s)
	  	Due Date(s)
	SAROS	  	Registered	  	77/942614	  	23-Feb-2010	  		  	
	    Country: United States of America	  	40543-418/059	  	3,918,068	  	08-Feb-2011	  	Aff of Use - 6 Year	  	08-Feb-2017
	      Classes: 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	
						
	SEQUAL	  	Registered	  	144709	  	01-Apr-1996	  		  	
	    Country: European Community	  	40543-401/116	  	144,709	  	05-Jan-1999	  	Next Renewal	  	01-Apr-2016
	      Classes: 7, 10	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	
						
	SEQUAL	  	Registered	  	74/667356	  	28-Apr-1995	  		  	
	    Country: United States of America	  	40543-401/059	  	2,036,142	  	04-Feb-1997	  	Next Renewal	  	04-Feb-2017
	      Classes: 7	  		  		  		  		  	
	      Owner: Chart SeQual Technologies Inc.	  		  		  		  		  	
						
	CAIRE	  	Published	  	85/313705	  	05-May-2011	  	Status Check	  	01-Jun-2012
	    Country: United States of America	  	42733-411/	  		  		  		  	
	      Classes: 10	  		  		  		  		  	
	      Owner Name: Chart Inc.	  		  		  		  		  	
						
	CAIRE	  	Registered	  	74/416223	  	23-Jul-1993	  		  	
	    Country: United States of America	  	42733-412/	  	1,893,782	  	09-May-1995	  	Aff of Use - Recurring	  	09-May-2015
	      Classes: 42	  		  		  		  	Next Renewal	  	09-May-2015
	      Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	CAIRE (& DESIGN)	  	Registered	  	2008-90004	  	06-Nov-2008	  		  	
	    Country: Japan	  	42733-413/032	  	5,245,438	  	03-Jul-2009	  	Renewal Due 6M	  	03-Jan-2019
	      Classes: 35	  		  		  		  	First Renewal	  	03-Jul-2019
	      Owner Name: CAIRE Inc.	  		  		  		  		  	









											
	Trademark	  	 Status
 Case Number / Sub Case
	  	 Serial Number
 Reg Number
	  	 Filing Date
 Reg Date
	  	 Client Ref Number

Next Action(s)
	  	Due Date(s)
						
	CAIRE (& DESIGN)	  	Registered	  	74/424927	  	16-Aug-1993	  		  	
	    Country: United States of America	  	42733-413/	  	1,893,785	  	09-May-1995	  	Aff of Use - Recurring	  	09-May-2015
	      Classes: 42	  		  		  		  	Next Renewal	  	09-May-2015
	      Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	CAIRE (& DESIGN)	  	Published	  	85/313715	  	05-May-2011	  	Status Check	  	01-Jun-2012
	    Country: United States of America	  	42733-413A/	  		  		  		  	
	      Classes: 10	  		  		  		  		  	
	      Owner Name: Chart Inc.	  		  		  		  		  	
						
	CARE-EASE	  	Registered	  	73/652308	  	30-Mar-1987	  		  	
	    Country: United States of America	  	42733-414/	  	1,477,536	  	23-Feb-1988	  	Aff of Use - Recurring	  	23-Feb-2018
	      Classes: 10	  		  		  		  	Next Renewal	  	23-Feb-2018
	      Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	CHILLZILLA	  	Published	  	85/433724	  	28-Sep-2011	  	Status Check	  	01-Jun-2012
	    Country: United States of America	  	    42733-404/059	  		  		  		  	
	      Classes: 6	  		  		  		  		  	
	      Owner Name: Chart Inc.	  		  		  		  		  	









											
	Trademark	  	 Status
 Case Number / Sub Case
	  	 Serial Number
 Reg Number
	  	 Filing Date
 Reg Date
	  	 Client Ref Number

Next Action(s)
	  	Due Date(s)
						
	COMPANION	  	Registered	  	73/481155	  	21-May-1984	  		  	
	    Country: United States of America	  	42733-406/	  	1,337,633	  	28-May-1985	  	Aff of Use - Recurring	  	28-May-2015
	      Classes: 9	  		  		  		  	Next Renewal	  	28-May-2015
	      Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	COMPANION	  	Registered	  	73/648038	  	06-Mar-1987	  		  	
	    Country: United States of America	  	42733-406A/	  	1,481,447	  	22-Mar-1988	  	Next Renewal	  	22-Mar-2018
	      Classes: 9	  		  		  		  	Aff of Use - Recurring	  	22-Mar-2018
	      Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	CRYENCO	  	Allowed	  	85/098282	  	02-Aug-2010	  		  	
	    Country: United States of America	  	42733-407/	  		  		  	Third EXT due in 1M	  	15-Ang-2012
	      Classes: 37	  		  		  		  	Statement of Use 3rd EXT	  	15-Sep-2012
	      Owner Name: Chart Inc.	  		  		  		  		  	









											
	Trademark	  	 Status
 Case Number / Sub Case
	  	 Serial Number
 Reg Number
	  	 Filing Date
 Reg Date
	  	 Client Ref Number

Next Action(s)
	  	Due Date(s)
						
	GTLS: GAS TO LIQUID SYSTEMS	  	Pending	  	1,458,979	  	11-Nov-2011	  		  	
	    Country: Australia	  	42733-403/004	  		  		  	AU Response Due	  	08-Jun-2013
	      Classes: 37	  		  		  		  		  	
	    Owner Name: Chart Industries, Inc.	  		  		  		  		  	
						
	GTLS: GAS TO LIQUID SYSTEMS	  	Pending	  		  	17-Nov-2011	  		  	
	    Country: Canada	  	42733-403/008	  		  		  	Send Cert Copy of Issd Registr	  	17-Feb-2013
	      Classes:	  		  		  		  	Declaration of Use (ITU)	  	17-Nov-2014
	    Owner Name: Chart Industries, Inc.	  		  		  		  		  	
						
	GTLS: GAS TO LIQUID SYSTEMS	  	Pending	  	010403772	  	09-Nov-2011	  	Status Check	  	01- Jun-2012
	    Country: European Community	  	42733-403/116	  		  		  		  	
	      Classes: 35, 37, 39, 40, 42	  		  		  		  		  	
	    Owner Name: Chart Industries, Inc.	  		  		  		  		  	









											
	Trademark	  	 Status
 Case Number / Sub Case
	  	 Serial Number
 Reg Number
	  	 Filing Date
 Reg Date
	  	 Client Ref Number

Next Action(s)
	  	Due Date(s)
						
	GTLS: GAS TO LIQUID SYSTEMS	  	Published	  	85/402094	  	19-Aug-2011	  	Status Check	  	01-Jun-2012
	     Country: United States of America
	  	42733-403/059	  		  		  		  	
	       Classes: 35, 37, 40, 42
	  		  		  		  		  	
	     Owner Name: Chart Industries, Inc.
	  		  		  		  		  	
						
	HELIOS	  	Registered	  	75/711240	  	20-May-1999	  		  	
	     Country: United States of America
	  	42733-410/	  	2,625,520	  	24-Sep-2002	  	Aff of Use - Recurring	  	24-Sep-2012
	       Classes: 10
	  		  		  		  	First Renewal	  	24-Sep-2012
	     Owner Name: CAIRE Inc.
	  		  		  		  		  	
						
	LIBERATOR	  	Registered	  	1036221	  	16-Nov-1999	  		  	
	       Country: Canada
	  	42733-415/008	  	TMA566,429	  	27-Aug-2002	  	First Renewal	  	27-Aug-2017
	     Owner Name: CAIRE Inc.
	  		  		  		  		  	









											
	Trademark	  	 Status
 Case Number / Sub Case
	  	 Serial Number
 Reg Number
	  	 Filing Date
 Reg Date
	  	 Client Ref Number

Next Action(s)
	  	Due Date(s)
						
	LIBERATOR	  	Registered	  	2008-95281	  	26-Nov-2008	  		  	
	    Country: Japan	  	42733-415/032	  	5,421,026	  	24-Jun-2011	  	Renewal Due 6M	  	24-Dec-2020
	      Classes: 10	  		  		  		  	First Renewal	  	24-Jun-2021
	    Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	 LIBERATOR
  
	  		  	 Registered

03-May-1989
	  		  		  	73/797471
	    Country: United States of America	  	42733-415/	  	1,571,735	  	19-Dec-1989	  	Aff of Use - Recurring	  	19-Dec-2019
	      Classes: 11	  		  		  		  	Next Renewal	  	19-Dec-2019
	    Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	LIQUID TUBE TRAILER	  	Pending	  	85/433736	  	28-Sep-2011	  	Status Check	  	01-Jun-2012
	    Country: United States of America	  	42733-405/059	  		  		  		  	
	      Classes: 12	  		  		  		  		  	
	    Owner Name: Chart Inc.	  		  		  		  		  	
						
	MARATHON	  	Registered	  	78/470143	  	19-Aug-2004	  		  	
	    Country: United States of America	  	42733-408/	  	3,127,803	  	08-Aug-2006	  	Aff of Use - 6 Year	  	08-Aug-2012
	      Classes: 10	  		  		  		  	Aff of Use - Recurring	  	08-Aug-2016
	    Owner Name: CAIRE Inc.	  		  		  		  	First Renewal	  	08-Aug-2016
						
	MVE VARIO	  	Registered	  	85/150595	  	12-Oct-2010	  		  	
	    Country: United States of America	  	42733-416/	  	4,061,348	  	22-Nov-2011	  	Aff of Use - 6 Year	  	22-Nov-2017
	      Classes: 11	  		  		  		  	Aff of Use - Recurring	  	22-Nov-2021
	    Owner Name: CAIRE Inc.	  		  		  		  	First Renewal	  	22-Nov-2021









											
	Trademark	  	 Status
 Case Number / Sub Case
	  	 Serial Number
 Reg Number
	  	 Filing Date
 Reg Date
	  	 Client Ref Number

Next Action(s)
	  	Due Date(s)
						
	OXICLIP	  	Registered	  	75/573324	  	19-Oct-1998	  		  	
	    Country: United States of America	  	42733-409/	  	2,407,000	  	21-Nov-2000	  	Aff of Use - Recurring	  	21-Nov-2020
	      Classes: 10	  		  		  		  	Next Renewal	  	21-Nov-2020
	    Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	SPIRIT	  		  	 Registered

10-Nov-2008
	  		  		  	1417705
	    Country: Canada	  	42733-417/008	  	TMA767,534	  	20-May-2010	  	First Renewal	  	20-May-2025
	      Classes: Waxes:	  		  		  		  		  	
	    Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	SPIRIT	  	Registered	  	77/629314	  	09-Dec-2008	  		  	
	    Country: United States of America	  	42733-417/	  	3,647,129	  	30-Jun-2009	  	Aff of Use - 6 Year	  	30-Jun-2015
	      Classes: 10	  		  		  		  	Aff of Use - Recurring	  	30-Jun-2019
	    Owner Name: CAIRE Inc.	  		  		  		  	First Renewal	  	30-Jun-2019
						
	STROLLER	  	Registered	  	1036220	  	16-Nov-1999	  		  	
	    Country: Canada	  	42733-418/008	  	TMA549556	  	08-Aug-2001	  	First Renewal	  	08-Aug-2016
	      Classes: Wares:	  		  		  		  		  	
	    Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	STROLLER	  	Registered	  	24865-1993	  	12-Mar-1993	  		  	
	    Country: Japan	  	42733-418/032	  	3,133,400	  	29-Mar-1996	  	Next Renewal	  	29-Mar-2016
	      Classes: 10	  		  		  		  		  	
	    Owner Name: CAIRE Inc.	  		  		  		  		  	
						
	STROLLER	  	Registered	  	73/797472	  	03-May-1989	  		  	
	    Country: United States of America	  	42733-418/	  	1,573,158	  	26-Dec-1989	  	Next Renewal	  	26-Dec-2019
	      Classes: 10	  		  		  		  	Aff of Use - Recurring	  	26-Dec-2019
	    Owner Name: CAIRE Inc.	  		  		  		  		  	









																			
	 Title
	  	 Case Sub Case
	  	 Country Name
	  	 Owner
	  	 Status
	  	 App Number
	  	 Filing Date
	  	 Pub Date
	  	 Reg Number
	  	 Reg Date

	QDRIVE	  	CFIC-0011	  	 United States

of America
	  	Chart Inc.	  	Registered	  	76/260127	  	5/21/2001	  	7/2/2002	  	2,624,186	  	9/24/2002
										
	QDRIVE	  	CFIC-0011	  	Canada	  	Chart Inc.	  	Registered	  	1,122,258	  	11/15/2001	  	7/9/2003	  	TMA603,766	  	3/2/2004
										
	QDRIVE	  	CFIC-0011	  	Europe	  	Chart Inc.	  	Registered	  	2467926	  	11/19/2001	  	6/30/2003	  	2467926	  	5/19/2003
										
	QDRIVE	  	CFIC-0011	  	Japan	  	Chart Inc.	  	Registered	  	2001-103635	  	11/19/2001	  		  	4662380	  	4/11/2003
										
	QDRIVE	  	CFIC-0022	  	 United States

of America
	  	Chart Inc.	  	Registered	  	77/586126	  	10/6/2008	  		  	3,704,414	  	11/3/2009









																							
	 Our File Ref
	  	 Country
	  	 Applicant
	  	 Client
	  	 Title / Mark
	  	 Class(es)
	  	 Application

No
	  	 Application

Date
	  	 Patent / Reg

No
	  	 Registration

Date
	  	 Status
	  	 Current

Renewal

	T03474US	  	United States of America	  	 Chart Heat Exchangers Limited

PARTNERSHIP
	  	Chart Heat Exchangers LP	  	 CHART-FLO Figurative
 




	  	09 11	  	76/211,977	  	02/16/01	  	2,718,511	  	05/27/03	  	Granted	  	05/27/13
												
	T03475US	  	United States of America	  	 Chart Heat Exchangers Limited

PARTNERSHIP
	  	Chart Heat Exchangers LP	  	 CHART-KOTE Figurative
 




	  	09 11	  	76/211,976	  	02/16/01	  	2,701,787	  	04/01/03	  	Granted	  	04/01/13
												
	T03476US	  	United States of America	  	 Chart Heat Exchangers Limited

PARTNERSHIP
	  	Chart Heat Exchangers LP	  	 CHART-PAK Figurative
 




	  	09 11	  	76/211,978	  	02/16/01	  	2,718,512	  	05/27/03	  	Granted	  	05/27/13
												
	T03477US	  	United States of America	  	 Chart Heat Exchangers Limited

PARTNERSHIP
	  	Chart Heat Exchangers LP	  	MARBOND	  	09 11	  	76/212,066	  	02/16/01	  	2,751,773	  	08/19/03	  	Granted	  	08/19/13
												
	T04122CTM	  	European Union	  	Chart Heat Exchangers LP	  	Chart Heat Exchangers LP	  	SHIMTEC	  	09 11 42	  	2860104	  	09/25/02	  	2860104	  	12/17/03	  	Granted	  	09/30/12

  

	*	NOTE: CHART ENERGY & CHEMICALS, INC. IS THE SUCCESSOR COMPANY TO CHART HEAT EXCHANGERS LIMITED PARTNERSHIP 









																															
	 CHG
 Matter
	  	 Trademark
	  	 Country
	  	 Most
Current
Owner
	  	 Status
	  	 App.
No.
	  	 Filing
Date
	  	 Pub.
Date
	  	 Reg.
No.
	  	 Reg.
Date
	  	 Last
Rnwl
	  	 Next
Rnwl
	  	 Class
	  	 Goods
	  	 Notes
	  	 Due
Date

	2245905042	  	COMPANION	  	 United States of

America
	  	CAIRE Inc.	  	Registered	  	73/481,155	  	21-May-1984	  	19-Mar-1985	  	1,337,633	  	28-May-1985	  	28-May-2005	  	28-May-2015	  	09	  	Oxygen supply systems, namely, a stationary oxygen supply unit and a portable oxygen supply unit	  	As of 2/11/10, Client inclined to abandon at next renewal; will revisit in 2014.	  	
																
	2245905043	  	COMPANION	  	United States of America	  	CAIRE Inc.	  	Registered	  	73/648,038	  	06-Mar-1987	  	29-Dec-1987	  	1,481,447	  	22-Mar-1988	  	22-Mar-2008	  	22-Mar-2018	  	09	  	Liquid oxygen systems comprising portable oxygen unit and parts therefor, oxygen concentrators, portable oxygen cylinders and remote alarms	  	As of 2/11/10, Client inclined to maintain at next renewal; will revisit in 2017.	  	









																															
	2245905085	  	CRYENCO	  	United States of America	  	Chart Inc.	  	Pending	  	85/098,282	  	02-Aug-2010	  	18-Jan-2011	  		  		  		  		  	37	  	Repair and maintenance of cryogenic storage tanks.	  	2nd extension of time to file Statement of Use taken. Statement of Use due 9/15/12.	  	 **Need client’s

SOU
 instructions

																
	2245905065	  	MARATHON	  	United States of America	  	CAIRE Inc.	  	Registered	  	78/470,143	  	19-Aug-2004	  	23-Aug-2005	  	3,127,803	  	08-Aug-2006	  		  	08-Aug-2016	  	10	  	Portable oxygen supply unit for medical use	  	Section 8&15 Affidavit of Use. As of 2/11/10, client inclined to maintain at next maintenance deadline; will revisit in 2012.	  	*Affidavit of Use due 8/8/2012. Need client’s maintenance instructions.
																
	2245905066	  	OXICLIP	  	United States of America	  	CAIRE Inc.	  	Registered	  	75/573,324	  	19-Oct-1998	  	14-Sep-1999	  	2,407,000	  	21-Nov-2000	  	20-Oct-2010	  	21-Nov-2020	  	10	  	Medical instruments; namely, personal oxygen conserver which clips to patient’s belt, pocket, or clothing	  	Renewed 10/20/2010.	  	
																
	2245905068	  	HELIOS	  	United States of America	  	CAIRE Inc.	  	Registered	  	75/711,240	  	20-May-1999	  	28-Dec-1999	  	2,625,520	  	24-Sep-2002	  		  	24-Sep-2012	  	10	  	Oxygen supply systems for medical use, namely, stationary oxygen supply units and portable oxygen supply units	  	As of 2/11/10, Client Inclined to maintain at next renewal; will revisit in 2012.	  	 *Need client’s

renewal

instructions










																															
	2245905086	  	VBS & DESIGN	  	United States of America	  	Chart Inc.	  	Abandoned	  	76/484,601	  	17-Jan-2003	  		  	2,894,338	  	19-Oct-2004	  	16-Mar-2004	  	—  	  	10	  	Cryogenic transfer systems for medical use comprised of adapters, oxygen monitors, valves, regulators, separators, pressure gauges, coupling devices, safety relief valves, solenoid
valves, vacuum pumps, check valves, ball valves, vaporizers for keeping medical analytical tools cool and for freezing medical biological samples	  	Registration abandoned per client’s 4/8/11 instructions	  	








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 CHART.XXX 
 CHARTINDUSTRIES.XXX 
 CHART-IND.XXX 
 CHARTENERGYANDCHEMICALS.XXX 
 CAIREMEDICAL.XXX 







 Schedule IV 
 Limited Liability Company Interests 
 GTC of Clarksville, LLC 







 Schedule V 
 Commercial Tort Claims 
 None. 







 Schedule VI 
 Partnership Interests 
 None.